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Workshop - Clause Types, Textual Hierarchy, Translation - Eep Talstra
Workshop - Clause Types, Textual Hierarchy, Translation - Eep Talstra
Workshop - Clause Types, Textual Hierarchy, Translation - Eep Talstra
Eep Talstra
Amsterdam, Vrije Universiteit
Faculty of Theology
1.
Task
The workshop concentrating on Exodus 19, 20 and 24 intended, first, to test the
effectiveness of the patterns listed in my introductory paper as markers of clause
connections and of hierarchical text segmentation. Second, the workshop was to
test whether one could derive more insight into the function of clause types and
verbal forms once a textual hierarchy of the clauses had been constructed. Those
participating in the workshop received a full syntactic schema of Exodus 19; 20
and 24 to work with. In this report I will restrict myself to the main points
discussed.
In preparation two tasks had to be performed, according to the intentions
outlined above:
To apply the patterns defined for hierarchical clause connections. What text
linguistic registrations are possible to help establish a textual structure of
the chapters to be discussed? Is it possible to construct a textual hierarchy
using a minimum of assumptions about the particular functions of
individual verb forms and clauses in Biblical Hebrew?
To consider the discourse functions of the textual hierarchy found. If its
grammatical structure is based mainly on linguistic arguments, what does
this imply for the dialogue with exegetical and grammatical observations
about inconsistencies or tensions in the text?
In the presentation, however, I prefer to start from another angle, i.e., : a number
of choices made in translations and some exegetical remarks. This procedure is
similar to that proposed in my introductory paper. It helps to detect at what
points in the text differences of opinion exist as to the grammatical interpretation
of clause types and verbal forms.
Buber1
RSV2
19,1
19,1
19,2
19,2
19,2
19,2
19,3
19,3
PP+L+Inf.
Qatal-X
Wayyiqtol
Wayyiqtol
Wayyiqtol
Wayyiqtol-X
W-X-Qatal
Wayyiqtol-X
had gone
after had gone forth
they came
they entered
And when they set out Having set out from
and came into
they entered
they encamped;
and camped
and there Isr. encamped. There Israel camped
And Moses went up
while Moses went up
and the Lord called
Then the Lord called
19,8
19,9
19,17
19,18
19,18
19,19
19,19
19,19
19,20
Wayyiqtol-X
W-X-Qatal
Qatal-X
+ ptc.
X-yiqtol
W-X-yiqtol
Wayyiqtol-X
Mosche fhrte
rauchte all
darob da herabfuhr
Der Schall erstarkte
- Mosche redete
Gott antwortete herab fuhr ER
Childs3
Moses reported to
Moses reported to
hast geschwungen
if you wield upon
hast du preisgegeben you profane it
24,1
And he said to
2.2
Looking into these (and other) translations leads to some observations of how the
syntax of Hebrew narratives is represented.
First, one can observe a general tendency to smooth the text in terms of the tenses
used in the translation. For the majority of verbal forms in narrative texts the
examples listed use a translation in the past tense (for Qatal, wayyiqtol and even
yiqtol). A similar, though less consistent, tendency is to translate the verbal forms
of direct speech texts in present or future tense (yiqtol, Qatal, and even wayyiqtol
[20,25]). Only if the narrative style within a direct speech section is clear (19,4,
wayyiqtol after an introduction with Qatal) is the past tense used.
1
Die fnf Bcher der Weisung. Verdeutscht von Martin Buber gemeinsam mit Franz Rosenzweig,
Heidelberg, 198110, p. 203ff.
The Holy Bible. Revised Standard version, New York, Glasgow, Toronto, 1952/1971.
B.S. Childs, Exodus. A Commentary, (OTL) Londen, 1974, p. 342, 442, 497.
Eep Talstra
Qatal:
Wayyiqtol:
W-X-Qatal:
Yiqtol:
Narrative
direct speech
past 19,1,18
past 19,1,2,etc.
past 19,3,18 24,1;
past 19,19
present 20,25
present 20,25
...
future/modal (passim); present (some: 19,23)
This evidence alone suggests that literary evaluations have a strong impact on
questions of grammar and translation in classical Hebrew.
Second obervation. Once on this track, translators tend to take one further step
and to use the flexibility adopted in the interpretation of verbal forms and clauses
to smooth the texts in terms of their narrative plot as well. For example, the new
revision of the Dutch "Willibrord" translation4 renders the Wayyiqtol-X clause in
Exodus 19,20
with a causal clause, using a verb in pluperfect: "Want
de HEER was neergedaald op de Sinai" (For the Lord had descended on mount Sinai).
No doubt this choice was made to make the text fit with the previous statement
of the same event in verse 18 (where Qatal is used), saying that "the Lord had
descended". As a rendering of the wayyiqtol of verse 20, however, it is incorrect.
Such practices raise a number of questions that are of importance for the study
of narrative syntax. Do we know so little about Hebrew clauses and tenses that
anything goes? Why should a translation smooth a text by adapting it to literary
wishes concerning a correct sequential time frame? Should one feel free to help
the reader with this approach, since literary criticism has long since analysed
Exodus 19 and 20 as very composite5, so that no proposal of textual coherence
might be expected there anyway?
The reason for discussing these texts and some translations is not that I would
propose a rigid consistency in the translation of verbal forms, in terms of: let one
Hebrew form match one Dutch, one English or one form in any other language.
On the contrary, the various positions verbal forms can take in clause patterns
and the various positions clauses can take in syntactic constructions, already
demonstrate that the goal of a one-to-one translation only could be achieved by
neglecting grammatical context. Therefore, the argument is not against the option
of, for example, a pluperfect translation for a wayyiqtol-clause as such, it is against
the confusing mixture of literary and grammatical arguments. The challenge is
to discover whether it would be possible to base an interpretation of verbs and
clauses on a syntactically constructed textual hierarchy, rather than on an interpretation that sometimes results in smoothing the text according to particular
desires concerning its literary form.
Further examples, Chapter 19
M. Noth, Das 2. Buch Mose. Exodus (ATD 5), Gttingen, 1978, p. 123ff. W. Beyerlin,
Herkunft und Geschichte der ltesten Sinaitraditionen, Tbingen, 1961, p. 10ff.
Eep Talstra
3.
Hierarchy
The considerations of the previous paragraph emphasize that establishing a syntactic structure of a text does not in itself imply the solution of any redactional,
exegetical or translation question. Rather, it is a reader-oriented process, that,
provided the grammatical assumptions of linguistic markers and clause connections on which it is founded are correct, results in a syntactic structure, i.e., the
framework of signals that help the reader navigate through the text. This also
produces a framework within wich questions can be asked about textual consistency and possible redactional activity in its production. The examples presented
here result from the application of the patterns of clause connections and paragraph marking, mentioned in the introductory paper. The textual schemas are restricted to those segments of text that have been particularly addressed in the
workshop.
3.1
Exodus 19,1-6;8;97
Defc<<---infc<<Defc
XQtl<<Defc
Way0<<XQtl
Way0<<Way0
Way0<<Way0
WayX<<XQtl
WXQt<<WayX
WayX<<WXQt
infc<<WayX
3pl---3pl3plM
3plM
3plM
3sgM
3sgM
3sgM
----
01
01
01
02
02
02
02
03
03
03
0yqt<<infc 2sgM 03
Wey0<<0yqt 2sgM 03
XQtl<<0yqt 2plM 04
XQtl<<XQtl 1sg- 04
Way0<<XQtl 1sg- 04
Way0<<Way0 1sg- 04
MSyn<<XQtl ---- 05
.
.
.
.
.
.
.
.
.
. 25 WayX<<WayX 3sgM 07
. 34 WayX<<WayX 3sgM 08
. 40 WayX<<WayX 3sgM 09
Note: The textual schemas have been simplified in order to fit the format of this
document: labels referring to text types (N: Narrative, Q: Direct speech); labels referring
to paragraphs, and labels that refer to the level of indentation of clauses, have been
omitted. For an impression of textual schemas with full information, see the appendices
added to the introductory article, above.
line 2 1:
line 3 1:
line 4 3:
line 5 4:
line 6 5:
line 7 1:
line 8 7:
line 9 8:
line 10 9:
line 11 10:
line 12 11:
line 13 11:
line 14 13:
line 15 14:
line 16 15:
line 17 13:
7
8
line 25 9:
line 34 9:
3.2
Exodus 19,16-21
1
2
arguments
2.I,2 (infinitive clause)
2.II,4 (complete a defective clause after embedding)
2.II,1 III,1
2.II,1 III,2
2.II,1 III,2
2.II,1 and 3.I,1 III,1
2.II,1 and 3.I,1 III,2
2.II,1 and 3.I,1 III,1
2.I,2
2.II,3 (start-of-direct-speech pattern)
2.II,1 III,1
2.II,3 (start-of-direct-speech pattern)
2.IV,1
2.II,1 III,1
2.II,1 III,2
2.II,5 (Macrosyntactic sign, after wayyiqtols in direct
speech)
2.II,1 III,1+2 3.III,1
2.II,1 III,1 3.II,2
]
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67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
83
84
85
86
87
Way0<<XQtl
infc<<Way0
MSyn<<Way0
NmCl<<MSyn
Ellp<<NmCl
WayX<<NmCl
NmCl<<WayX
WayX<<WayX
infc<<WayX
Defc<<WayX
Way0<<WayX
WXQt<<Way0
0Qtl<<WXQt
WayX<<WXQt
WayX<<WayX
MSyn<<MSyn
NmCl<<MSyn
Ellp<<NmCl
Xyqt<<NmCl
WXyq<<Xyqt
WayX<<MSyn
3sgM
---3sgM
------3sgM
---3sgM
---3sgM
3plM
3sgM
3sgM
3sgM
3sgM
3sgM
-sgM
-sg3sgM
3sgM
3sgM
16
16
16
16
16
16
16
17
17
17
17
18
18
18
18
19
19
19
19
19
20
Eep Talstra
3.3
==========================================+
|
.. ] [<Pr>"0B.6 ] [<Ob>>8435'#,S&!'!<5( ] [<Cj>>1,A; ] |
..I ] [<Co> EF"61, ] [<Pr> "J35'-6 ] [<Ng> ,1 ] . .|
.."8 .B ] [<Pr>6!@=3D" ] [<Ob>Q!'A*1& ] [<Cj>?H ] .|
[<PO> "-!&6 ] [<Cj>; ] . .|
|
==========================================+
.
.
.
.
.
.
.
.
73
74
75
76
WPyq<<Xyqt
Xyqt<<WPyq
XQtl<<WPyq
Way0<<XQtl
2sgM
2sgM
2sgM
2sgM
25
25
25
25
1 WPQt<<---- 3sgM 01
3.4. Results
The primary results of these procedures are the textual hierarchies and the
paragraph divisions proposed. They are of importance, since they enable further
grammatical and textual analysis. Particular clause-type sequences and questions
of syntax and translation of a particular text can now be addressed, not by
referring to general grammatical rules about the use of verbal forms, but by
comparison with sets of textual data, i.e. with patterns of clause type sequences
found in the textual hierarchies.
3.4.1.
Patterns of clause-type sequences that could be registered in the textual
hierarchies constructed are (partly) summarised in the table below:
In narrative sections:
Wayyiqtol dominates in these sections (cf. 19,2-3)
- Wayyiqtol (NP-subj; new )
- Wayyiqtol (no NP-subj) continuing Qatal
- W-X-Qatal continuing Wayyiqtol; new
less frequent:
- Yiqtol in a narrative text (19,19)
In discursive or direct speech sections:
Yiqtol and Qetol dominate in these sections (cf. 19,12-13)
- Yiqtol continued by W-Qatal: main statement (19,5)
- Qetol continued by W-Qatal: main statement (19,9)
- Yiqtol continued by WeYiqtol: main statement (19,3)
less frequent:
- Wayyiqtol continuing a Qatal in direct speech text (19,4; 20,25)
With the help of these data (and, in the end, of similar data based on the full text
of the book of Exodus, or on the entire Hebrew Bible), one can discuss existing
grammatical theories of the functions of clause types and verbal forms. In my
research the crucial part of this discussion is the concentration on text grammar
rather than on the paradigms of more or less isolated verbal forms. Since this
workshop concentrates on the application of the procedures for textual analysis
outlined in the introductory paper, for more theoretical considerations I refer to
earlier publications8 and limit myself to some general remarks.
The primary principle is that verbal forms and clause types derive from their
position in grammatical paradigms but a limited capacity of grammatical
marking. Only patterns of clause type sequences in actual texts determine their
full grammatical function.
In Wolfgang Schneiders implementation of Harald Weinrichs theory of tenses,
this implies that to the reader of a text, verbal forms by themselves actually only
set a small number of switches. They decide upon communication type (narrative or discursive), relief (main line or secondary line of the communication) and
perspective (information preceding or following the actual communication).
The actual sequence of clause types, their position in the textual hierarchy and
their verbal forms determine in what segment of text a particular setting of these
switches is valid. This may help to find an answer to a number of the grammatical questions and translation problems raised.
3.4.2.
The syntactic hierarchy of a text, combined with the information about clause
type sequences, is used to formulate answers to the grammatical questions listed
before.
19,1-2
In the opening verse of this chapter one finds a Qatal (UTV ) + NP (explicit
subject) introducing a number of wayyiqtols (-NP). This differs from the
cases where a wayyiqtol is combined with a NP (explicit subject), as in
verses 2.b, 3, 7, etc. This implies that the wayyiqtols, as Schneider and others
propose, indeed can be seen as switches, marking the main line of the
narrative, but - it is important to add this explicitly - being effective only
within the limits of each scene or paragraph that is identified in the textual
hierarchy. In this way, one can argue that the sequence Qatal (+NP),
wayyiqtol
(-NP) in verse 1f. functions as a setting for the narrative that starts
with T
XWY
YZN[
in verse 2.b. "... Israel had arrived in the Sinai desert.
8
E. Talstra, Text Grammar and Biblical Hebrew: the viewpoint of Wolfgang Schneider, in: Journal
of Translation and Textlinguistics (JOTT) 5 (1992) 269-297; E. Talstra, Clause Types and Textual
Structure. An experiment in narrative syntax, in: Narrative and Comment. Contributions to Discourse Grammar of Biblical Hebrew, presented to Wolfgang Schneider on the occasion of his retirement as
a lecturer of Biblical Hebrew at the "Kirchliche Hochschule" in Wuppertal, Kampen/Amsterdam, 1995,
p. 166-180.
Eep Talstra
They had left Refidim ...". As stated before, it is true that the reader is
informed by other texts that the wayyiqtols of verse 1f. refer to situations
that antedate the story at Horeb9; however, it is not this non-linguistic
knowledge, but the clause sequence (Qatal [+NP], wayyiqtol [-NP]) that
produces the syntactic marking that allows for a pluperfect interpretation.
It is for that same reason that the pluperfect interpretation of the wayyiqtol
\ in verse 20 has to be rejected (see below). In general, if a text is too
easily understood as mimicking real world chronology and consequently
this view is applied to syntax, one creates linguistic and, in the end, also
textual confusion. It would be better to find out first how a text creates a
picture of the world of its own by the syntactic and lexical markers it uses.
19,3,18:
The two cases of a the clause type sequence: Wayyiqtol W-X-Qatal in
chapter 19 have an identical function: they introduce a change of scene10,
usually a new paragraph that can be continued by a number of subparagraphs. The difference between the two cases, however, lies in their
respective hierarchical position in the narrative. The W-X-Qatal in verse 3
opens a complex scene including a number of subparagraphs, i.e., dialogues between God, Moses and Israel. It continues through verse 15. The
same construction in verse 18 opens just a short scene, itself a
subparagraph in the scene of the third day (verse 16ff.), where the smoking
and trembling of mount Sinai is depicted as it was experienced by the
people (verses 16f.). Grammatically both cases of this clause sequence
perform the same: a change of the scene, which is corroborated by the fact
that in both cases W-X-Qatal in its turn can be continued by wayyiqtol
clauses where the subject of the W-X-Qatal clauses returns as one of the
actants (verse 3 Moses, verse 18: mountain). Again, this implies that a
wayyiqtol may be interpreted as referring to the main storyline, but here
again, this only applies to the new scene.
19,16-19:
Verse 16 starts with
+ time reference, marking a new paragraph, but
before the narrative continues with acts and dialogues, another
introduces a subparagraph, marked at the beginning and at the end by a
+ Nominal Clause or Participle Clause. This indicates that a picture is
being introduced, rather than narrative. The narrative of the dialogues of
God and Moses with respect to the people is resumed at verse 20. The
special syntactic position of verses 16-19 also has to be combined with the
use of yiqtol in verse 19. Generally speaking this is a case of a yiqtol in
narrative text. According to Schneiders grammar, those cases mark a kind
10
10
of direct address by the author to the audience or readership. The information is being highlighted: what is told here is of importance to you, now;
take special notice. Classical Hebrew Grammars explain such cases in
terms of actio or aspect: this yiqtol is indicating iterativeness. In my
view this may well be accurate as a second, context-dependent effect, but
it seems to me that Schneiders explanation in terms of some kind of
actualising presentation has a much broader applicability. What would
be the use of repetition in Exodus 19,19? Rather, as exegetes usually state
(more or less contradicting grammatical statements about repetition they
may have made first), the emphasis in this passage is about the exclusive
position of Moses, as announced in Exodus 19,911. The yiqtols actually
demonstrate the special role of Moses between God and Israel.
19,18,20:
Qatal and wayyiqtol. In my view one should not simply state that
Gods descent is told twice12, as if syntactic form is of no consequence for
higher-level literary research. First, the clause types are distinct and,
moreover, they belong to paragraphs with a different status in the text. The
Qatal in verse 18 is part of the special scene in verses 16 - 19, the pictorial
text, just mentioned above. With the Wayyiqtol in verse 20 the main
storyline proceeds13. A second observation possible in verse 20 is that we
find another type of syntactic marking: two wayyiqtols with a repetition of
the same NPdet, which implies a sequence of two parallel paragraphs:
JHWH descended upon the mountain. Then JHWH called Moses up to...
20,25:
11
Cf. Childs, op.cit., p. 343: "frequentative sense", p. 350: "to legitimate him in the eyes of Israel".
12
13
C. Houtman, Exodus (COT), Kampen, 1989, speaks of Wiederaufnahme in this case, p. 410.
Eep Talstra
24,1:
11
The intention of this workshop may be clear. The study of syntax and grammar
is to provide a good instrument to help in reading the text as a complete
composition, not to remove claims of a composite redactional history, though one
may become more cautious in formulating such.
One last example: an application of the same approach to lexical material. To
literary critics Exodus 19,8 and 9 establish a classical example of a duplicate
text14. Childs15, though not agreeing with the critical view, translates these
lines identically: "Moses reported the peoples words to the LORD", even when the
Hebrew uses two different verbal expressions V^ (H) +
VY (8) and _a` (H) +
VY (9). From a semantic point of view the two expressions are not identical (see
the translation by Buber, mentioned in the first section of this paper). The first
one is more common in dialogues: answer or report someones answer (I
Sam.17,30 II Sam.24,13 I Kings 12,9 II Kings 22,20); the second one is less
common, but emphasises the information as new or unexpected: inform
someone (Ex. 4,28 I Kings 10,3). For that reason it is important to express the
linguistic differences first before one analyses the texts as signals of redactional
work. One could argue that repeating the statement about the peoples reaction
from verse 8 in verse 9 fits the actual context of chapter 19, since the chapter
strongly emphasises that the people should be careful and keep distance. The
focus is on their being ready and holy, even more so than Moses himself expects,
one could say (verse 23). One gets the impression that any attempt on Moses
part to give the people any other role has to fail. Their words do not yet count,
until they have heard JHWH speak in the next chapter. The acknowledgement of
their reaction: "We will do" appears to be postponed from chapter 19 to chapter
24,3 and 7 as a reaction to the words being heard and written down by Moses.
14
15
12
mark Proposal
19,1
19,1
19,1
19,2
19,2
19,2
19,2
19,3
19,3
Time ref. \
PP+L+Inf. }
Qatal-X /
Wayyiqtol
Wayyiqtol
Wayyiqtol
Wayyiqtol-X
W-X-Qatal
Wayyiqtol-X
19,8
19,9
Wayyiqtol-X
Wayyiqtol-X
19,17 Wayyiqtol-X
19,18 W-X-Qatal
19,18 Qatal-X
19,19
+ ptc
19,19 ptc.Cl
19,19 X-yiqtol
19,19 W-X-yiqtol
And then,
while the voice of the sjofar is getting stronger
Moses speaks
and God answeres him in a voice.
19,20 Wayyiqtol-X
19,20 Wayyiqtol-X
20,22 Wayyiqtol-X
20,25 X-Qatal
20,25 Wayyiqtol
24,1
W-PP-Qatal