4 Document Style Guide for Standards Version 3 August 2012
ABN 5810 5001 465
ADMIN 3.4 Document Style Guide for Standards Version 3
K .B. Taylor CEO RISSB 27 August 2012
Document Style Guide for Standards
ADMIN 3.4 Document Style Guide for Standards Version 3 August 2012
DOCUMENT CONTROL Identification
Document Title Number Version Date Document Style Guide for Standards ADMIN 3.3 1 23/11/2007 Document Style Guide for Standards ADMIN 3.3 2 04/02/2010 Document Style Guide for Standards ADMIN 3.3 3 27/08/2012
Document History
Publication Version Effective Date Page(s) Affected Reason 1 23/11/2007 All Document Creation 2 04/02/2010 All Review and update 3 27/08/2012 All Review and update
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Table of Contents Identification .......................................................................................... 2 Document History .................................................................................... 2 Document Style Guide for Standards ............................................................... 5 1 Purpose .............................................................................................. 5 2 References .......................................................................................... 5 3 Process .............................................................................................. 5 3.1 Scope............................................................................................ 6 4 Using this Style Guide ............................................................................ 6 4.1 Writing Expression ............................................................................ 6 4.2 Paragraph and Sentence Length ............................................................ 7 4.3 Less is More .................................................................................... 7 4.4 Page Size ....................................................................................... 7 4.5 Embedding an Image ......................................................................... 7 5 Document Style and Structure .................................................................. 7 5.1 Headers and Footers .......................................................................... 7 5.2 Appendices ..................................................................................... 8 5.3 Element Structure ............................................................................ 8 5.4 Identification .................................................................................. 8 5.4.1 5.4.1 Standards .......................................................................... 8 5.4.2 Section and Clause Numbering ........................................................ 8 5.4.3 Tables, Figures and Equations ......................................................... 9 6 CONTENT ............................................................................................ 9 6.1 Language and Units ........................................................................... 9 6.2 Introductory Section .......................................................................... 9 6.2.1 Disclaimer Section ....................................................................... 9 6.2.2 Document Control Section ............................................................. 9 6.2.3 Content Section .......................................................................... 9 6.2.4 Purpose Section .......................................................................... 9 6.2.5 Scope Section ............................................................................ 9 6.2.6 Compliance Section ..................................................................... 9 6.2.7 Referenced Documents Section ....................................................... 9 6.2.8 Definitions Section ...................................................................... 9 6.3 6.3 Requirements ............................................................................ 10 6.3.1 Terminology ............................................................................. 10 6.3.2 Uncertainties ............................................................................ 10
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6.3.3 Ambiguous requirements .............................................................. 10 6.3.4 Realistic requirements ................................................................. 10 6.3.5 Verifiable requirements ............................................................... 10 6.3.6 Repetition ............................................................................... 11 6.3.7 Performance and prescriptive requirements ....................................... 11 6.3.8 Source quality ........................................................................... 11 7 Document Factors ................................................................................ 11 7.1 Document Control ........................................................................... 11 7.1.1 Identification ............................................................................ 11 7.1.2 Preparation & Approval ............................................................... 12 7.1.3 Distribution and Change ............................................................... 12 7.1.4 Document History ...................................................................... 12 8 MS Excel Document Format .................................................................... 12 8.1 Section and Clause Numbering............................................................. 12 8.2 Location and Alignment ..................................................................... 12 8.3 Font ............................................................................................ 13 8.4 Colour .......................................................................................... 13 8.5 Requirements Classification ................................................................ 14 8.5.1 Use of Type Column .................................................................... 14 8.6 Interface Coordination ...................................................................... 14 8.7 Background Information .................................................................... 14 8.8 Single, simple requirements ............................................................... 15 9 Record Requirements ............................................................................ 15
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Document Style Guide for Standards 1 Purpose The purpose of this document is to provide RISSB users with a style guide that regulates the creation and development of RISSB Standards documents. 2 References All Terms, abbreviations and acronyms used in this document are defined in the RISSB Quality Management Glossary 3 Process This guide should be used in conjunction with the Master Template from which all future standards document development is based. This procedure is based on MS Excel style documents. MS Excel is predominantly used for technical standards that are used to document requirements, whereas MS Word is used for non-technical standards e.g. Rules, Codes of Practice and Guidelines. The Project Manager will direct the style of document to be developed, as per Figure 1.
MS Excel Template MS Word Template Rules, Codes of Practice or Guidelines Requirements based What type of document is to be produced? PM receives Request for Development
Figure 1: Project Decision Document templates are available from the Project Manager. The template provided is designed to comply with this procedure and therefore, in most cases, this is all that the author requires. Documentation read as if produced by a single writer. While the style and look of the document have some bearing on this, it is most important that the writing itself be consistent.
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3.1 Scope This style guide has been produced as a RISSB procedure, to be used in conjunction with the authorised templates, for all personnel who, from time to time, are involved in document production. These documents include the following: Standards All documentation created and produced under this style guide, will be required to conform to the RISSB Documentation Standard. The RISSB Documentation Style Manual contains a comprehensive body of material to assist in the preparation of standards. It sets out the guidelines and specifications to be applied to the following areas of document preparation: Planning Templates and Styles Design and Layout Writing Style Miscellaneous Each of these general categories is further divided into associated topics. 4 Using this Style Guide The purpose of this style guide is to show you how to present your material in a manner that is informative, well laid out and highly professional, while conforming to RISSB guidelines. This guide should be used in conjunction with the Master Template, which contains the basic set of styles and features that you are likely to need for the creation and production of most documents within RISSB. Templates contain sub-sets of the master templates styles and features. 4.1 Writing Expression Writing style varies from writer to writer. However, there are certain guidelines that should be observed to ensure that all writers are consistent in their approach to producing technical documentation. Requirements in Standards are typically written in a repetitive structured manner e.g. lists of the thing shall do/equal/be etc something, where thing and something are clearly identified and the something is verifiable. They are not written to be an exciting read. Avoid using following: Sexist language. Use second person. Technical jargon or terminology that is not explained in the Definitions. Non-English words and phrases, such as laissez-faire or ad hoc.
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4.2 Paragraph and Sentence Length For standards, there is to be one uniquely identified requirement per sentence (row). 4.3 Less is More Less is more is often when writing about technical subject matter. Your primary goal, as a writer, is to convey meaning in the simplest possible terms in plain English. Keep any requirements and supporting explanations simple and as short as you can. Users are relying on your writing and language skills to gain their understanding from what they are reading. Ambiguity should be scrupulously avoided. Using a dictionary and a thesaurus to assist in this aspect of your writing. It takes just as much effort to write a concise document as it does to write a rambling treatise. 4.4 Page Size The standard page size for RISSB standards documentation is A4 in landscape mode. 4.5 Embedding an Image Embedding images into a document saves the images as part of the document. This can result in extremely large file sizes if the original graphics files are too large and/or numerous. Depending upon the resolution, dimensions and colour depth of each image 1 bit (2 colours preferably) the document can become very large, very quickly. However, if you feel that the images will not have a major or detrimental effect on the documents file size, you can proceed on the basis that the resolution, dimension and colour depth of the images are within tolerable limits. 5 Document Style and Structure 5.1 Headers and Footers Headers and footers are supplemental elements in a document that routinely appear at the top and bottom of the page to provide information about the documents properties. These properties shall include a minimum of the following elements: Corporate Logo Document Name Copyright Details Page Numbering The header and footer can also feature the following optional items:
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Document Version Document Registration Number Version Control 5.2 Appendices Appendices are parts of a document that include additional information, pertinent to the main body of material. The following should be used as guidelines for the inclusion of material as an appendix to a document. Is the material to be appended, relevant or related to the main documents material? Does it complement the main document? Can it be used to gain a better understanding of the main document? Is it compatible with the published format of the main document? 5.3 Element Structure The standards will be based on a consistent structure comprised of elements. The top level elements, entitled Major Elements, will form the basis of each stand-alone standard document. Each Major Element will cover a specific high-level subject area and will be broken down into relevant lower-level parts called Minor Elements. There will also be an introductory Minor Element at the start of each Major Element refer to 4.2 for further details. 5.4 Identification 5.4.1 5.4.1 Standards The Project Manager lists the standards to be developed and their identification number. Standard document names shall be preceded by their identifier and ended with a revision date DD MMM YY. 5.4.2 Section and Clause Numbering Identification of each Section of text within each standard shall be by numbering in the form of 1, 1.1, 1.1.1 and 1.1.1.1. The sectional numbering scheme should not exceed four levels, i.e. there should be no numbering of the form 1.1.1.1.1 for example. Clauses shall be identified by numbering in the form of 1, 2, 3, 4. Clauses that are part of a list should be identified by a suffix to the list heading text clause number in the form of (a), (b), (c) etc. Example: 5 The something shall 5(a)Option 1, 5(b) Option 2, 5(c) Option 3. Each list item is to be on a separate spreadsheet row.
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5.4.3 Tables, Figures and Equations Tables, Figures and Equations within each standard shall be identified numerically at the bottom of their cell, starting from TABLE 1 and FIGURE 1 and EQUATION 1, and include a text description, e.g. TABLE 5 - RIDE INDEX LIMITS. Large Figures and Tables may need to be placed in a separate Appendix worksheet, as they do not fit legibly into the standard width REQUIREMENTS column. Image properties shall be set within the spreadsheet to be Move but dont size with cells right click, select Format Picture then Properties. 6 CONTENT 6.1 Language and Units The standards shall be written in English. The standards shall use the metric system for units of measurement. 6.2 Introductory Section 6.2.1 Disclaimer Section Section 1.1 of each draft standard shall contain the disclaimer, as given in the template. 6.2.2 Document Control Section Section 1.2 of each standard shall contain the content described in section 5.1 of this procedure. 6.2.3 Content Section Section 1.3 of each standard shall contain a table of contents and a generic description of the details of the spreadsheet layout (as given in the template). 6.2.4 Purpose Section Section 1.4 of each standard shall succinctly state what the standard is trying to do and what high level risk(s) the standard is trying to control. 6.2.5 Scope Section Section 1.5 of each standard shall succinctly state what the standard applies to, any conditions of applicability, and any exclusions. 6.2.6 Compliance Section Section 1.6 of each standard shall contain a statement on compliance, as given in the template. 6.2.7 Referenced Documents Section Section 1.7 of each standard shall contain a list of the documents referred to in the standard. 6.2.8 Definitions Section Section 1.8 of each standard shall describe the meaning of any terms that:
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have a specific meaning or application in the standard are unusual are abbreviations or acronyms describe items that may have different descriptions in the industry Where terms have already been defined by previous standards then the same definition should be used. The Project Manager will supply the Authors with a glossary of previously used definitions. 6.3 6.3 Requirements 6.3.1 Terminology Use a consistent description for an item. Use the same term as given in the Definitions section. Avoid the term it as in it shall use the consistent description e.g. the item shall Use simple language avoid jargon, unfamiliar terms and abbreviations. Check definitions against any supplied glossary. Use shall for mandatory requirements. Use should for recommended requirements. Avoid proprietary products or names where possible. Acknowledge any proprietorship (trademarks etc). Use spell check when finishing a draft. 6.3.2 Uncertainties Avoid requirements that need agreement in the future e.g. subject to the approval of, acceptable to, to be determined, to be agreed. Avoid requirements that do not describe everything that is required e.g. containing but not limited to, etc, as a minimum. Avoid lists that are not all inclusive. 6.3.3 Ambiguous requirements Use review by other persons to try and pick up ambiguities. Avoid use of ambiguous terms e.g. and/or, any, capable, up to. 6.3.4 Realistic requirements Use commercially achievable tolerances. Avoid all-encompassing terms e.g. under all conditions, always, never. Consider the likely cost for each requirement. 6.3.5 Verifiable requirements Requirements shall be able to confirm as being met, by calculation, inspection, demonstration or test.
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How or when a requirement is to be verified should only be stated if it is appropriately prescribed in the requirements source document. Avoid unverifiable terms e.g. maximise, minimise, adequate, suitable, easy, user friendly, high quality. 6.3.6 Repetition A particular requirement shall be stated in one element only (e.g. in one standard only for each of four types of rolling stock). 6.3.7 Performance and prescriptive requirements A performance requirement is a measurable statement of an outcome without stating how it is to be achieved. A prescriptive requirement is a statement of how to do something. Performance requirements are generally preferred over prescriptive requirements. Prescriptive requirements may be used where there are interface requirements (as the requirement may need to match exactly to a standard/proprietary item), where there has been a well developed history of doing something a certain way (as detailed in existing standards for example), or where there is difficulty in coming up with a suitable performance requirement. 6.3.8 Source quality Authors are expected to reword /revise requirements taken from source documents so that they are consistent with the approaches outlined in section 4.3 of this specification. Do not copy unnecessary text from source materials critically review source material 7 Document Factors This section discusses various elements and features that are used to assist with document control and identification. 7.1 Document Control 7.1.1 Identification The Identification section is used to uniquely identify the document. It also serves as a version control tool for the document. The table comprises of the following elements: Document Title This is the name by which the document is to be known Document No. This is the (Australian Standard) number under which the document has been registered in the Document Register Version No. The is the version number of the document Publication Date This shows the proposed date of publication, from which the document becomes effective
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7.1.2 Preparation & Approval The Preparation & Approval section is used to record who prepared the document and when it was approved. The section comprises of the following elements: Prepared by This shows the name of the group who prepared the standard. Approval Date The date of the documents approval by the RISSB Board. 7.1.3 Distribution and Change The Distribution and Change section of the document is used to outline the distribution and change process for the document. These are generic clauses used in all standards refer to the template. 7.1.4 Document History The Document History section is used to record changes to the document after its initial publication. This section shall have two parts: 1. Changes To Previous Version A summarised/short description of major changes from the previous (published) version. 2. Previous Published Versions A list of the document number and date of previous published versions, or identification of what document(s) the standard is replacing. 8 MS Excel Document Format 8.1 Section and Clause Numbering Each sentence within the REQUIREMENTS column shall have a unique Section plus Clause number. Identification of each Section of text within each standard shall be by numbering in the form of 1, 1.1, 1.1.1 and 1.1.1.1. The sectional numbering scheme should not exceed four levels, i.e. there should be no numbering of the form 1.1.1.1.1 for example. Clauses shall be identified by numbering in the form of 1, 2, 3, 4. Clauses that are part of a list should be identified by a suffix to the list heading text clause number in the form of (a), (b), (c) etc. Example: 5 The something shall, 5(a)Option 1, 5(b) Option 2, 5(c) Option 3. Each list item is to be on a separate spreadsheet row. 8.2 Location and Alignment The main body of the standard shall be placed in the REQUIREMENTS column. Heading text shall be placed in the REQUIREMENTS column, each in its own row.
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Clauses that are part of a list (i.e. have an (a), (b) suffix) shall be indented in the REQUIREMENTS column. Depending on the template being used, there will be other columns in a standards document for other supporting information, e.g.: TYPE HAZARD IC SOURCE BACKGROUND INFORMATION REVIEWERS COMMENTS IMPACT AUTHORS RESPONSE Text and numbers shall be horizontally left justified and vertically top justified, except for: Figures, Tables and Equations which shall be horizontally centre justified, Text in the TYPE column which shall be horizontally centre justified and vertically top justified, Xs in the IC column which shall be centre justified vertically and horizontally. Large Figures and Tables may need to be placed in a separate Appendix worksheet, as they do not fit legibly into the standard width REQUIREMENTS column. Do not use Merge Cells in the spreadsheet standards documents. Image properties shall be set within the spreadsheet to be Move but dont size with cells right click, select Format Picture then Properties. 8.3 Font Font for general text shall be Arial, size 10. Heading text shall be Arial, bold. Level 1 headings shall be upper case, size 16. Level 2 headings shall be upper case, size 14. Level 3 headings shall be mixed case, size 12. Level 4 headings shall be mixed case, size 10. Table, Figure and Equation title text shall be Arial, bold, upper case, size 10. 8.4 Colour The column description row shall have a yellow fill. Heading rows shall have a grey-25% fill, excluding the SECTION column.
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Text in the Introduction section and additional supporting information (non- requirements) in the main body of the requirements shall have a light green fill. Text shall be black, except with new or changed text in a revised version which shall be red. 8.5 Requirements Classification 8.5.1 Use of Type Column Each row shall be classified by an entry in the TYPE column. The permissible classifications are: HED for headings (i.e. light grey coloured cells) SUP for supporting information (i.e. light green coloured cells) MAN for mandatory requirements (i.e. shall) REC for recommended requirements (i.e. should) Figures, Tables and Equations will generally be classified as SUP as they will have a linked requirement pointing to them, e.g. The X shall have a Y that complies with Table 1. This linked requirement may be any of MAN, REC or SUP depending on the wording (in the example given would be MAN).
8.6 Interface Coordination The AS 4292 suite of railway safety standards identify the need for interface coordination for railway operations. For example AS 4292.3, covering rolling stock, states in clause 2.1 that an interface coordination plan shall be established and clause 2.2 lists some of the matters to be considered for rolling stock operation. To assist in the development of interface coordination plans between operators and track managers, the standards shall identify requirements that are likely to need consideration in these plans. This will be achieved by the Authors adding a capital X into the IC column for these requirements. Requirements that may need to be in interface co-ordination plans are those that deal with issues that are not just about the document being written, but those that may affect other users on a railway. For example, headlights would be applicable but interior lighting would not. 8.7 Background Information The BACKGROUND INFORMATION column can be used to contain information which may be useful to users of the standards, for example: Explaining the rationale of the requirement Detailing where to obtain a referenced document (e.g. via hyperlinks) Information which gives ways of meeting a particular requirement shall be contained within the REQUIREMENTS column, but shall be in light green filled cells.
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8.8 Single, simple requirements There shall be one sentence per row in the REQUIREMENTS column cells of the spreadsheet document. There shall be one requirement per sentence. Use and only when necessary, i.e. create multiple requirements if the requirements are not strictly interdependent. Keep each requirement as short and simple as possible. Remove explanations out of requirements (e.g. text starting with so as to...). This text can be placed in the Background Information column if desired.
9 Record Requirements The following records are retained as evidence of compliance to this procedure: MS Content Update Review Records