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976 | Nat. Prod. Rep., 2013, 30, 970987 This journal is The Royal Society of Chemistry 2013
NPR Review
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View Article Online
constraints of the on-ow data acquisition, and the NMR shi
referencing problem occurring whenever solvent conditions are
changing i.e. if a LC solvent gradient is applied.
89
Conse-
quently, HPLC-NMR was evolved by improvement on both the
HPLC and the NMR side. Within the past twenty years setups
changed from on-ow experiment designs to stopped ow
HPLC-NMR and further to the temporal segregation of chro-
matography and NMR using loop collection and loop storage
devices for peak parking.
76
Modern commercial HPLC-NMR
installations allowing these operation options are available
from all major NMR instrument producers. Whereas on ow
experiments have nearly vanished from the literature within the
last few years due to their insensitivity, stopped ow and loop
collection experiments are still widely applied in natural
product chemistry
90,91
and the pharmaceutical industry.
87,9294
Phytochemical applications range from secondary plant
metabolite identication in plants
95
or cell cultures,
96
to bio-
degradation studies.
97
4.5.2 Capillary NMR. Following the introduction of capil-
lary HPLC for the analysis of mass limited samples, the
hyphenation to NMR became feasible with the development of
capillary NMRprobes withsolenoidal RFcoils.
98,99
This approach
resulted in the design and commercial availability of microcoil
probes with active sample volumes (capillary volume within the
RF sender/receiver coil) down to 1.5 ml. Although capillary NMR
can be successfully hyphenated to matching micro HPLC
equipment
100
or can be combined with sample robots in indus-
trial style highthroughput setups,
101
it is currently mostly usedin
ano-line mode withdriedsamples takenupina fewmicroliters
of NMRsolvent andintroducedintothe probe manually or by the
aid of a syringe pump.
102
Whenever an analyte is not concentra-
tion-limited, meaning that it can be dissolved in a microliter
amount of NMR solvent, microcoil NMR is superior to conven-
tional NMR machines due to the inherently higher sensitivity of
smaller-diameter coils.
98
A sensitivity gain factor of up to ve can
be realized compared to conventional NMR setups using sample
tubes. Consequently, recording heteronuclear 2D NMR spectra
becomes feasible for analyte amounts not addressable with
regular NMRequipment.
103
Capillary NMRhas beensuccessfully
used to characterize mass limited natural product samples
within decent NMR acquisition times. Overnight recording of
13
C/
1
Hshicorrelations (HSQCand HMBC) spectra for 100 mg of
a 500 Da analyte (40 mM solution) was reported.
103,104
4.5.3 HPLC-SPE-NMR. Developing the concept of HPLC-
NMR further, the high performance liquid chromatography
solid phase extraction nuclear magnetic resonance (HPLC-SPE-
NMR) hyphenation emerged about 15 years ago when Griths
and Horton described a post HPLC column trapping setup
using a guard column as an analyte enrichment device. Their
setup already allowed on-line trapping of an analyte peak
eluting from the HPLC onto a pre-equilibrated guard column
cartridge, removing the HPLC mobile phase by washing this
stationary phase with a solvent of as little elutropic strength as
D
2
O or H
2
O, and nally transferring the analytes from the solid
phase to the NMR ow probe with a NMR solvent of sucient
elution power (e.g. CD
3
OD, CD
3
CN). Since it was found that
observed signal to noise (S/N) gains were inversely proportional
to the chromatographic peak widths (peak volumes), the
authors reasoned that concentrating up the analyte to an
elution volume close to the ow cell volume of the LC-NMR
probe head results in an optimal sensitivity enhancement.
105
This workow and the argument to match HPLC peak
volumes with NMR ow cell volumes are major keystones for
the successful application of HPLC-SPE-NMR. About a decade
ago a highly automated and rened HPLC-SPE-NMR setup
allowing full control over HPLC-UV or HPLC-MS triggered
trapping events, solid phase extraction (SPE) cartridge handling
in a 96 well plate format, and analyte elution from the SPE to
either a NMR spectrometer or another collecting device (auto
sampler, NMR tubes etc.) was introduced by one of the major
NMR manufacturers.
The sensitivity of this commercially available HPLC-SPE-
NMR instrumentation is more or less comparable to the
intrinsically more sensitive capillary NMR if applied in routine
natural product analysis setups.
103,104
As a rule of thumb for a
typical secondary metabolite with a molecular weight of 500
Da about 2 mg analyte per ml NMR solvent have to be transferred
to the active HPLC-SPE-NMR probe volume (i.e. 120 mg analyte
in a 60 ml owprobe with a 30 ml active cell volume mounted in a
600 MHz NMR spectrometer equipped with a room temperature
probehead) to obtain a set of high quality homo- and hetero-
nuclear 2D NMR spectra (e.g. a DQF-COSY, TOCSY, HSQC, and
HMBC) overnight.
87
If only
1
H-NMR spectra are required (i.e. for
metabolic ngerprinting purposes) about 10 nmol substance
(i.e. 5 mg at 500 Da) are needed to obtain a suciently good NMR
spectrum(i.e. visibility of all signals including CH
2
multiplets to
allow the interpretation of
1
H
1
H coupling) within about one
hour measurement time.
87,106,107
From an analytical point of view, major advantages and
disadvantages of HPLC-SPE-NMR compared to HPLC-NMR and
capNMR have to be addressed. The possibility to refocus a
chromatographic peak aer leaving the HPLC column by trap-
ping it on the stationary phase of the SPE column in a narrow
precipitation band and releasing it from this phase by ushing
with a small volume of deuterated NMR solvent allows match-
ing the peak volume to the active volume of the NMR ow cell.
Consequently, in the design phase of a HPLC-SPE-NMR assay
the optimization of SPE trapping and elution conditions is
necessary e.g. the amount and composition of the post LC
added makeup ow used to reduce the organic modier
concentration is a critical parameter to be carefully tuned.
108
In the majority of HPLC-SPE-NMR applications, deuterated
acetonitrile (CD
3
CN) and deuterated methanol (CD
3
OD) are
used as NMR solvents and lipophilic stationary phases (dive-
nylbenzene type polymer or RP-C18 silica) are utilized as SPE
materials.
87
Herein lies one of the major drawbacks of HPLC-
SPE-NMR.
109
Any analyte which cannot be precipitated on the
SPE stationary phase aer already eluting from the HPLC unit is
lost for the subsequent transfer to the NMR spectrometer. In
such cases, i.e. very polar metabolites, other approaches, such
as the use of alternative SPE materials or the application of
capNMR, have to be pursued.
Compared to HPLC-NMR were mobile phase water in the
HPLC system has to be replaced by deuterated water (D
2
O) to
This journal is The Royal Society of Chemistry 2013 Nat. Prod. Rep., 2013, 30, 970987 | 977
Review NPR
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allow a proper solvent suppression in the NMR detector, the
SPE mediated solvent change from conventional HPLC solvent
systems (bulk mobile phase with additives) to a small volume of
pure NMR solvent means a signicant cost reduction. In addi-
tion, using deuterated NMR solvents reduces the need to
suppress residual non-deuterated solvent signals which always
means loss of spectral information in the vicinity of attenuated
signals. Finally, recording spectra in solvents of identical
polarity enables the comparison of the derived data a key to
ecient structure elucidation unachievable in HPLC-NMR.
93
The possibility of multiple SPE trapping by accumulating
the analyte peak euent of several HPLC runs onto the identical
SPE cartridge prior to starting the elution/transfer process to the
NMR spectrometer enables the user to use analytical HPLC
equipment but to bring semi-preparative HPLC amounts of
analyte (200300 mg) to the NMR detector. With such sample
amounts, no solvent suppression is needed and 2D NMR
spectra can be recorded within decent time frames.
5 Applications
Within the following paragraphs, typical application examples
for the hyphenated instrumental analysis setup described above
are given. The application focus of each technology mirrors its
specic advantages. Whereas LC-NMR and LC-SPE-NMR
hyphenations are predominantly used to elucidate the structure
of analytes, HPLC-MS/MS instruments are either utilized in
screening/ngerprinting applications (ToF mass analyzers) or
are the backbone of target analysis (quadrupole mass analyzers),
e.g. in pharmacokinetics/pharmacodynamics (PK/PD) investi-
gations of isolatednatural products or inherbal medicine quality
control settings (Table 2).
5.1 HPLC-MS
Within the past years a paradigm change has taken place in
natural product analysis. The classical use of o-line high
resolution MS data acquisition to obtain a molecular formula
for an investigated analyte and to characterize the analyte by
analyzing the obtained mass spectra was replaced by hyphen-
ated HPLC-UV/MS routine platforms used to monitor the
isolation and purication process of an analyte as well as aiding
in its structural characterization.
110
In parallel to developments
in medicinal chemistry, pharmacology, and clinical chem-
istry,
111115
natural products bioanalysis in model organisms
and humans abandoned HPLC-UV platforms and now relies
almost exclusively on HPLC-MS/MS technologies. Especially in
traditional Chinese Medicine (TCM) where due to the concept of
synergistic eects a multitude of herbal remedies are combined
into one medicine, multi-parameter quantitative assays seem to
be needed to investigate drug pharmacokinetics as well as to
monitor TCM production and product quality.
116
Typical HPLC-
MS/MS publications in this eld describe the quantitative
assessment of one or more isolated secondary metabolites in
plant matrices or biouids. If investigating herbal prepara-
tions
117
or crude drug batches
118120
in a quantitative manner,
tandem quadrupole (QqQ) based HPLC-MS/MS assays are most
oen utilized.
121,122
Analyte diversity covers the whole range of
secondary metabolites, but adulterants are also addressed.
123
Analyte numbers range from few to up to thirty and the assays
are usually based on commercially available reference
compounds of high purity if such materials are not thoroughly
characterized (i.e. purity and content check by qNMR
124,125
), the
accuracy of an assay cannot be guaranteed. Due to the more or
less general unavailability of stable isotope labelled reference
materials either no or analogue internal standards are used.
Validation protocols follow ICH, FDA, or similar guidelines,
usually data on assay limitations and assay reproducibility as
well on interference analyses (if applicable
126
) is presented. In
applications more devoted to the qualitative assessment of
biological materials, ToF mass selectors and QqToF hybrid
instruments dominate.
127
Although such instruments can also
be used in quantitative assays,
128
ngerprinting and metabolic
proling are the true strongholds of such instrumentations with
high resolution MS and MS/MS data combined with diode array
detector (DAD) derived UV/VIS spectra, oen allowing tentative
analyte assignments at least on the metabolite class level.
129131
In addition, by using sophisticated MS and MS/MS spectra data
mining tools, ToF based analysis of biouids enables the
comprehensive assessment of phase I and phase II metabolites
of administered natural products in vivo
132
and in vitro.
133
Quantitative assays monitoring dedicated natural products
in biouids can be considered bioanalytical methods. Methods
presented in this context rely on reference materials isolated
from natural materials. As stated above, their quality is crucial
for the accuracy of the quantitative data derived from the HPLC-
MS/MS data. As all analytical pitfalls of bioanalytical method
applications apply, monitoring ion suppression eects is as
mandatory as a thorough assay validation.
7,134
Application
examples from TCM and other phytomedicines deal with
all kind of secondary metabolite classes, e.g. alkaloids, are
as well investigated as avonoids, coumarins or terpenoid
compounds.
135140
Most of the applications utilize tandem
quadrupole (QqQ) instruments, only few reports are describing
the use of ToF mass analyzers.
135,141
Besides TCM plant derived
analytes,
142,143
secondary metabolite pharmacokinetics of key
phytopharmaceuticals are addressed. The metabolic fate of
Hypericum perforatum pharmacological key components
144,145
is
investigated as well as Ginko biloba terpenoids,
146
and Echinacea
angustifolia alkamides.
147
Besides plant products of phyto-
pharmaceutical relevance, food plant products (e.g. orange juice
avonoids
148151
) are frequently investigated. Of special interest
in this context is a recent publication by Mattivi and co-
workers,
152
who presented a SRM based quantitative assay
devoted to the quantication of 135 phenolic metabolites from
dierent structure classes in fruits and beverages an under-
taking still not pursued in a phytopharmaceutical relevant
research context (Fig. 2).
Whenever quantitative information is not in the focus of an
assay, but the identication of analytes giving rise to chro-
matographic peaks is sought in a screening approach, high
resolution mass spectra are utilized in HPLC-DAD/MS hyphen-
ations. Combining molecular formula short lists with UV
spectra and retention time ( polarity) information allows at
978 | Nat. Prod. Rep., 2013, 30, 970987 This journal is The Royal Society of Chemistry 2013
NPR Review
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least tentative assignments of chromatographic features to
compound classes.
153158
If more detailed structural information
is needed, usually NMR data is desired to be obtained either in
a HPLC-NMR/HPLC-SPE-NMR setting or by the preparative
isolation of the analyte under investigation.
5.2 HPLC-NMR and HPLC-SPE-NMR
In natural product chemistry, HPLC-SPE-NMR is the best
established HPLC/NMR hyphenation technology. Typical
applications are either using crude plant extract HPLC separa-
tions to transfer chromatographic peaks to the SPE unit
159,160
or
do work with extracts obtained from one or more semi-prepar-
ative enrichment steps as liquidliquid extractions, solid
phase extractions or HSCCC/column chromatography based
separation procedures.
107,161
Additional spectroscopic data (UV
spectra, MS/MS spectra) is either obtained by splitting the HPLC
euent between the SPE trapping unit and a mass spectrometer
(HPLC-MS/SPE-NMR hyphenation) or by transferring a chro-
matographic system established on a HPLC-DAD-MS/MS
instrument to a HPLC-SPE-NMR hyphenation. In contrast to
HPLC-NMR solely HPLC columns with analytical dimensions
are needed, semi-preparative equipment with high chromato-
graphic solvent consumption is not necessary.
162
HPLC-SPE-
NMR orientated research is always directed towards the struc-
tural characterization of analytes; important metabolite classes
addressed in the past years are for example aromatic alka-
loids,
163
diarylheptanoids,
160
avonoids,
164
isoavonoids,
165
lignans,
166
terpenoids,
159,167
steroids,
168
iridoids,
169
and sapo-
nins.
170
As in oine NMR based structure elucidation, the
number and nature of 1D- and 2D-NMR experiments (i.e.
dierent type of shi correlations) needed for an unequivocal
deduction of the molecular scaold of an analyte depends on
the complexity of the investigated metabolite and on the avail-
ability of additional spectroscopic data as high resolution mass
spectra allowing the deduction of a molecular formula and as
consequence the determination of double bond equivalents.
77,78
If for example molecular formula and compound class are
already known, secondary metabolites of average complexity,
i.e. some alkaloids (Fig. 3),
163
avonoids,
171,172
iridoid glyco-
sides,
107
or polyacetylenes
173
can be identied by easily acces-
sible
1
H NMR spectra. If however and this is the more
common case complex and hardly investigated secondary
metabolites have to be investigated, a full set of homo- and
heteronuclear 2D NMR spectra
77
have to be recorded.
174177
Due
to the inherent lower sensitivity of
1
H/
13
C heteronuclear NMR
correlation spectra (HSQC, HMBC) recording, the analyte
concentration in the ow cell of the NMR spectrometer has to
be reasonably higher than for
1
H NMR spectra. Since the single
injection volume onto the HPLC unit is limited, alternatively or
in addition to preanalytical sample enrichment procedures (i.e.
pre-fractionation to prepare enriched extracts with a maximal
concentration of the analytes), repeated trapping onto an
identical SPE cartridge by repeating the HPLC analysis of the
investigated extract leads to a higher concentration of the ana-
lyte on the SPE cartridge and under optimized conditions also
Fig. 2 HPLC-DAD (A) and HPLC-MS/MS (B) chromatograms of a polyphenol prole of a grape extract. Whereas with DAD an incomplete separation of the metabolites
hinders their quantication, the SRM(selected reaction monitoring) ion traces in the HPLC-MS/MS chromatogramdisplays clear baseline separation of co-eluting peaks
by the selectivity introduced by the SRM experiment. It should however not be overlooked, that in the HPLC-MS/MS approach solely analytes predened in the design
phase of the assay can be addressed everything else is missed. Reprinted with permission from Vrhovsek et al.
152
This journal is The Royal Society of Chemistry 2013 Nat. Prod. Rep., 2013, 30, 970987 | 981
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in the NMR ow cell the prerequisite to obtain
13
C NMR shi
information
169,178
or even
13
C NMR spectra
179
in a decent anal-
ysis time. If only minute sample amounts are available, i.e. in
the analysis of endophytic fungi
180
or in biosynthesis anal-
ysis
181,182
it becomes strikingly evident, that HPLC-SPE-NMR is a
true micro-method working on the analytical sample scale,
making an experiment scale up for preparative isolation of
analytes unnecessary. In an approach similar to impurity
identication assays in pharmaceutical industry, HPLC-SPE-
NMR was used as additional analytical device to identify the
HPLC-MS/MS detected adulterants in the herbal medicine
preparation Gold Nine So Capsules spiked with anti-hyper-
tensive drugs.
183
If for instrumental setup reasons (i.e. the high end NMR
spectrometer available cannot be equipped with a HPLC-SPE
front-end), alternative approaches can be pursued. The HPLC-
SPE instrument can be operated as stand-alone separation
device, the SPE euent is not transferred to a NMR spectrom-
eter, but to other collection devices. In one bench-mark exper-
iment, analytes were trapped with a HPLC-SPE unit in
Copenhagen, shipped to Geneva and transferred to a NMR
spectrometer equipped with a capNMR probehead. Similar
concentration proles as in HPLC-SPE-NMR were achieved. Due
to the ltering eect of the SPE column, the sample was free
from interfering mobile phase additives or contaminants from
sample containers.
184
In an alternative approach, SPE trapped
analytes can be transferred to conventional or low volume NMR
sample tubes again, the SPE serves as a purication step and
the preparative workup of an extract to obtain the analyte of
interest is avoided.
185
Recent applications of capNMR, strictly speaking not HPLC-
NMR hyphenations but to be listed here for the sake of
completeness, include the structural characterization of Arabi-
dopsis thaliana wound-induced jasmonate and oxylipin deriva-
tives detected as sample set discriminators in a HPLC-MS
based metabolic proling orientated research approach,
186,187
and the identication of mycotoxins induced in the confront-
ing zone between two wood decaying fungi raised in an in vitro
setting.
188
More classical recent secondary metabolites capNMR inves-
tigations include the structural characterization of sesquiter-
pene alkaloids from Greenwayodendron suaveolens
189
or
stilbenoids from dierent orchid species.
190
If in capNMR the
syringe pump mediated manual sample delivery is replaced by
automated liquid handling devices, large sample arrays can be
handled in the sophisticated microdroplet
191
or segmented
ow analysis
192
NMR setups, which also found their applica-
tion in secondary plant metabolite investigations.
193
By
hyphenating capNMR probes to capillary LC devices true LC-
capNMR hyphenations can be realized. In this realm, the
online structural characterization of mass limited samples is
still in the focal point of research,
194,195
parallelization, further
miniaturization and hyphenation to electrophoretical separa-
tion devices or to gas chromatography are pursued hot topics.
196
Fig. 3 HPLC-SPE-NMR derived information rich
1
H-NMR spectra of a series of crinane-type alkaloids. Spectra recording under identical solvent conditions (CD
3
OD)
allows the detailed comparison of the congeners and the deduction of substitution patterns. Reprinted with permission from Chen et al.
163
982 | Nat. Prod. Rep., 2013, 30, 970987 This journal is The Royal Society of Chemistry 2013
NPR Review
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6 Conclusion
The dramatic technological development of the past decade,
including the introduction of stable and reliable QqQ tandem
mass spectrometers to be used as workhorses in quantitative
HPLC-MS/MS analyses, the invention of novel high resolution
Fourier transform mass spectrometers (i.e. the orbitrap) and
steady improvements in high resolution ToF mass spectrometers
both to be utilized in qualitative HPLC-MS/MS assays, as well as
the maturation of HPLC-NMR by the development of the HPLC-
SPE-NMR platform, led to a paradigm shi in bioanalysis and
phytoanalysis. In research settings i.e. devoted to unravel the
complexity of secondary natural product patterns, to investigate
the biosynthesis of natural products, or aiming to isolate conge-
ners of novel natural product structure classes, this novel
instrumentation (HPLC-NMR, HPLC-SPE-NMR, HPLC-MS/MS
with high resolution mass spectrometers) makes it feasible to
elucidate structures online, i.e. without the need to isolate the
analyte under investigation from its complex matrix. Further-
more, quantitative NMR spectroscopy and high resolution mass
spectrometry assays can be used to ensure, that the isolated or
purchased hit candidate materials applied inthe testing setups
is indeed authentic and of the stated purity. Unfortunately, such
self evident pre-analytical measures are rarely seen in natural
product publications
6
in academia in vitro and in vivo pharma-
cological experiments without intensive characterization of the
substances under investigation are more rule than exception.
Whenever quantitative structureactivity relationships (QSAR)
are beinginvestigated, HPLC-MS/MSassays enable theresearcher
to trace the research objects, the putative hit candidate and its
congeners, quantitatively in the matrices of the research setting
(i.e. cell cultures, biouids and tissues of model organisms or
humans) to yield a valid data basis for model calculations.
Unfortunately thorough pharmacokinetic (PK) investigations of
natural products are still rare, quantitative monitoring of such
analytes in biouids or tissues is besides TCM applications
still not widespread in natural product chemistry. Too little is
known, whether or not lead compounds of applied phyto-
pharmaceutical truly reach their target tissue, how fast they are
metabolized and if under traditional passed down application
regimens stable steady state analyte levels can be reached.
Consequently, the in vivo mode of action of phytopharmaceut-
icals (pharmacodynamics, PD) is oen still concealed, rational
drug development and PK/PD analysis as well as rational drug/
natural product interaction
197,198
investigations are hindered.
Here the presented modern hyphenated analysis platforms
HPLC-MS/MS, CE-MS/MS, and HPLC-SPE-NMR will certainly
enable the phytochemist andthe natural product pharmacologist
to gain a deeper and more precise insight into secondary natural
product biogenesis, distribution, and pharmacology.
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