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Kuwait J. Sci. Eng. 38

(2B) pp. 1-14, 2011

Comparison between 2d and 3d behavior of sheet piles by


nite element method

MEHRAB JESMANI*, IMAN MEHDIPOUR** AND AZADE AJAMI***


*

Assistant Professor, Department of Civil Engineering, Imam Khomeini International


University, Qazvin, Iran
Email: mehrabjesmani@yahoo.com
**
Corresponding Author: Research Assistant, Concrete and Geotechnical Research Center,
Department of Civil Engineering, Islamic Azad University, Qazvin Branch, Qazvin, Iran
Email: i.mehdipour@qiau.ac.ir Tel: +9821-88965152, Fax: +9821-88965152
***
Department of Civil Engineering, Khajeh Nasir University, Tehran, Iran
Email: azadeajami@yahoo.com

ABSTRACT

In many cases, two dimensional (2D) idealizations of what are essentially three
dimensional (3D) problems may not produce reliable results. Whereas highly realistic 3D
analyses might not have been within the reach of the practicing geotechnical engineer in
the past, developments in numerical technology are changing this situation and bringing
realistic 3D analysis within the reach of the practicing engineer. The conventional
methods, based on the limit equilibrium approach, are commonly used in the design of
sheet pile walls. This paper presents a series of 3D numerical analysis performed by the
nite element method (FEM) on sheet piles in a loose sandy soil, and the eect of
dierent length to height ratio of sheet piles on maximum bending moment, lateral earth
pressure and sheet pile hinge point position was obtained. The purpose of 3D nite
element method simulations was to investigate the soil-sheet pile interaction mechanism
by comparing the nite element modeling comprising 2D plane strain analysis of sheet
pile walls. The results indicate that, in sheet piles with length to height (L/H) ratio less
than 1, 2D analysis is very conservative in comparison with 3D analysis. On the other
hand, for the L/H ratio more than 5, there seems to be a threshold value of 3D to 2D
nite element method results beyond which the ratio of 3D to 2D analysis became
insensitive to any increase in L/H ratio.

Keywords: Center of rotation; Finite element method; Horizontal earth pressure;

Length/heightratio; Maximum bending moment; Sheet pile.


INTRODUCTION

Sheet pile walls are widely used in excavation support systems, coerdams, cut-o
walls under dams, slope stabilization, waterfront structures, and oodwalls.
Although there are several other materials (such as timber, reinforced concrete,

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

and plastics) used for sheet piles, steel sheet piles are the most common in
retaining walls (Bilgin, 2010). Sheet pile walls consist of continuously interlocked
pile segments embedded in soils to resist horizontal pressures (DeNatale &
Ibarra-Encinas, 1992; King, 1995; Madabhushi & Chandrasekaran, 2005). The
sheet pile walls can be either cantilevered or anchored. The selection of the wall
type is based on the function of the wall, the characteristics of the foundation
soils, and the proximity of the wall to existing structures. While the cantilevered
walls are usually used for wall heights less than 3-5m, anchored walls are required
for higher walls or when the lateral wall deformations need to be restricted
(ASCE, 1996). Cantilevered sheet pile walls are frequently used for retaining in
low- height granular soil in river protection walls, excavation, and as temporary
supports in foundation construction.
Current and common design practice of the use of sheet pile walls is based
on the limit equilibrium approach. The design utilizes the active and passive
earth pressures, which are concerned with the failure condition based on the
Mohr-Coulomb failure criterion. Wall penetration depth, anchor force, and
pile section selection come from the force and moment equilibrium conditions
using the lateral earth pressures. A factor of safety is applied to the passive
pressures during the determination of lateral earth pressures (US Navy, 1986,
US Army Corps of Engineers, 1994). However, the actual earth pressure
distributions along sheet pile wall have not been very well understood.
Experimental and eld-measured data will be helpful to verify, and when
needed, to modify current design criteria. Substantial experimental research
and eld measurements (Terzaghi, 1934; Coyle & Bartoskewitz, 1976; Sherif
et al., 1982, Fang & Ishibashi, 1986; Bentler & Labuz, 2006) have been
carried out regarding the lateral earth pressures developing against rigid
retaining walls. By contrast, only a limited number of studies have been
conducted to examine current sheet pile design procedures via experimental or
eld-measured data (Peck, 1943; DiBiagio, 1977; Stille, 1979; Finno, 1989;
Endley et al., 2000). Furthermore, most of these studies were related to
anchored or strutted sheet piles in excavation, or only measured strut or
anchor loads, instead of measuring earth pressures directly. Even fewer
studies are known to have investigated passive earth pressures against the
supporting face of a sheet pile. Strom and Ebeling performed model tests on
free embedded cantilever walls in coarse sand in 2002. Lyndon and Pearson
performed centrifuge tests on free embedded cantilever walls in 1984. Bica
and Clayton suggested penetration depth ratios (D/H) for design based on
experimental data, and also suggested design guidelines in 1989. In 1990, Das
explained the basic principles of the estimation of net lateral pressure
distribution on a cantilevered sheet pile, which can be explained with the aid
of Figure 1.

Comparison between 2d and 3d behavior of sheet piles by nite element method

Fig. 1. Pressure distribution on a cantilever sheet pile wall penetrating sandy soil (Das, 1990).

With the advances in computing technology, the use of advanced numerical


methods in the analysis and design of sheet piles has been increasing in recent
years. Although the nite element method (FEM) is primarily being used as
numerical method, the nite dierence method is also used. FEM has also been
used extensively for modeling the soil-structure interaction for dierent types of
retaining walls for dierent loading conditions. One of the earliest studies on
anchored sheet pile walls using FEM was performed by Bjerrum et al., 1972. They
investigated the application of the FEM to anchored sheet pile walls and
compared their results to the ones obtained from the free earth support method.
Although there have been several studies conducted to study sheet pile wall
behavior under 2D analysis, fewer studies or analytical procedures exist
investigating the wall behavior under 3D analysis. In many cases, 2D idealizations
of what are essentially 3D problems may not produce reliable results. Whereas
highly realistic 3D analyses might not have been within the reach of the practicing
geotechnical engineer in the past, developments in numerical technology are
changing this situation and bringing realistic 3D analysis within the reach of the
practicing engineer. Many practical geotechnical problems are inherently three
dimensional. Before analysis is done, a mesh of the model is created. Much
attention has been given to automatic mesh generation. Two dimensional models
frequently use triangle and/or quadrilateral elements, while three-dimensional
models generally employ tetrahedral and/or hexahedral elements. Mesh
adaptation is used to improve the accuracy of the analysis by modifying the mesh
to reect the physics of the problem.

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

The objective of this study is to analyze the behavior of sheet pile walls under
2D and 3D analysis in a loose sandy soil. The purpose of 3D nite element
method simulations was to investigate the soil-sheet pile interaction mechanism
by comparing the nite element modeling comprised 2D plane strain analysis of
sheet pile walls. The objective was achieved by a series of comprehensive nite
element analyses for varying length-to-height ratios. The eect of dierent
length-to-height ratios of sheet piles on maximum bending moment, lateral
earth pressure and sheet pile hinge point position was obtained.
NUMERICAL MODELING PROCEDURE
Conventional design of sheet pile walls

Traditionally, design and analysis of sheet pile walls (DeNatale & IbarraEncinas, 1992; King,1995; Madabhushi & Chandrasekaran, 2005) are carried
out on the basis of force and/or moment equilibrium to determine the required
penetration depth of walls, regardless of the magnitude or direction of wall
movements. For the stability of the wall, the following two conditions must be
satised:
(I) P horizontal forces per unit length of wall = 0
(II) P moment of the forces per unit length of wall about the base of sheet pile wall = 0
Finite element analysis

According to the FEM, a continuum was divided into number of (volume)


elements. Each element consists of a number of nodes. Each node has a number
of degrees of freedom that correspond to discrete values of the unknowns in the
boundary value problem to be solved. Five kinds of elements were used in nite
element analysis: solid, shell, plane, beam and contact. These elements were
chosen to model the 2D or 3D behavior of sheet piles, and their properties were
dened based on the soil and sheet pile materials and their geometries. In order
to perform the nite element calculations, the geometry has to be divided into
elements. A composition of nite elements is called a nite element mesh.
In the nite element modeling, soil layers were modeled using 15-node
triangular elements. The sheet pile wall was modeled by using ve-node elastic
plate elements, and 10-node quadrilateral interface elements were used for the
pile-soil interface: ve on the soil elements and ve on the wall elements. Due to
a stress concentration in and around the wall, a ner nite element mesh was
used in these areas and a coarser mesh was chosen in the zones away from the

Comparison between 2d and 3d behavior of sheet piles by nite element method

wall. The bottom boundary of the mesh was xed in all directions and the
vertical boundaries were xed only in the normal direction. In the two
dimensional analysis, the soil-sheet pile system was considered under plane
strain condition, with the length of one meter. The purpose of 3D nite element
method simulations was to investigate the soil-sheet pile interaction mechanism
by comparing the nite element modeling comprised 2D plane strain analysis of
sheet pile walls, and hence to obtain helpful insight for designers when they
choose between a 2D or 3D analysis for sheet pile design and analysis.
In soil related problems, the rst step in simulating a real problem by a
numerical method is to simulate realistic soil parameters that correspond to the
eld condition. Therefore, a loose sandy soil was selected for this purpose. An
elastic-plastic model was used to describe the soil-structure interface behavior.
The interface strength, Rint, is determined by Equation 1.
Rint

tan 
tan


where  is the interface friction angle and  is the soil friction angle. A ratio of
the interface friction angle to soil friction angle, , ranges from 0.5 to 0.9 for the
sand and steel interface (Kulhawy et al., 1983). The modulus of elasticity, for
example, is an average value selected from the typical range given by Kulhawy
& Mayne (Kulhawy et al., 1990) and it is representative of secant moduli within
common design stress levels. The Mohr-Coulomb constitutive model for soils
had been commonly used in nite element modeling of retaining wall behavior
(Fan & Luo, 2008; Grande et al., 2002; Krabbenhoft et al., 2005; Neher &
Lachler, 2006; Tan & Lu, 2009; Tan & Paikowsky, 2008). The Mohr-Coulomb
model has been successfully used for granular soils and therefore was also
employed in this study to model the stress-strain behavior of sands. The MohrCoulomb model is a linearly elastic and perfectly plastic constitutive model. The
parameters needed for the Mohr-Coulomb model are the Young's modulus, E,
and Poisson's ratio, , for the elastic strain component of the soil behavior. The
eective strength parameters cohesion, c, and friction angle, , are needed for
the plastic strain component of the soil behavior. The properties selected for the
soil and sheet pile are given in Table 1.


Mehrab Jesmani, Iman Mehdipour and Azade Ajami

Table 1. Material properties


Properties of sheet pile and soil

Value

10000 (kN/m2)
0.35
17.5 (kN/m3)
2.1x108 (kN/m2)
0.25
78 (kN/m3)
30 (degree)
0 (kN/m2)
0.6

Modulus of elasticity of soil, E


Poisson's ratio of soil, 
Specic weight of soil,
Modulus of elasticity of sheet pile, E
Poisson's ratio of sheet pile, 
Specic weight of sheet pile,
Soil friction angle, 
Soil cohesion, c
Interface strength, Rint

Validation of the numerical model employed in the program

The validity of the 2D nite element model employed in the program is veried
by the conventional methods, which are based on the limit equilibrium
approach. Calculations of earth pressures in sheet pile design are usually based
on classical soil mechanics. Figure 2 schematically indicates the variation of
earth pressures acting on both sides of the sheet pile wall (Babu & Basha, 2008).
Eective earth pressures acting against sheet pile walls can be calculated by
using the following equations:
2
P2 L1 k ;
where P2 is the eective active earth pressure acting against the sheet pile at the
dredge line level.
3
P3 d2 k k ;
Where P3 is the net eective earth pressure acting at the bottom of the sheet
pile acting towards the backll.
4
P4 L1 k Dk k and
a

P5

L1 kp d1 kp ka

where P4 and P5 are the net eective earth pressure acting at the bottom of the
sheet pile
acting against the backll side of wall. is the unit weight of the soil (in
3
kN/m ), L1 is the height of cantilever sheet pile wall above the dredge line (in m),

Comparison between 2d and 3d behavior of sheet piles by nite element method

D = (d1 + d2) = total penetration depth below the dredge line (in m), and H =
(D + L1) is the total height of sheet pile (in m).

Fig. 2. Pressure distribution on a cantilever sheet pile wall penetrating sandy soil

(Babu & Basha, 2008).

The comparison between the 2D nite element predicted and the classic
passive Rankine earth pressures is shown in Table 2. It can be seen that the 2D
FEM calculated earth pressures match well with the classic passive Rankine
earth pressures in this study. It seems that the friction force between a loose
sandy soil and the sheet pile wall (interfacial friction) was not mobilized. Similar
results were also observed by Tan & Paikowsky, 2008, who noted that the
friction force between the peat and the sheet pile wall was not mobilized.
Table 2. Comparison of 2D nite element results with the classic passive

Rankine earth pressures

Type of analysis

2D nite element
results
Classic passive
Rankine results

P2
(kN/m)

P3
(kN/m)

P4
(kN/m)

P5
(kN/m)

29.1

161.2

452.7

291.5

29.5

163.2

453.8

293.2

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

RESULTS AND DISCUSSIONS

A series of 2D and 3D nite element analyses have been carried out to study the
inuence of L/H ratio on the maximum bending moment, horizontal earth
pressure and hinge point position of sheet piles, and the threshold value of L/H
is presented. The results obtained from this investigation with reference to
various parameters are presented below.
Maximum bending moments

Table 3 shows a comparison between the maximum bending moments per meter
run of wall computed by the 3D nite element method at various planes in the
longitudinal direction, and the maximum bending moments computed by the
2D analysis. It can be seen from Table 3 that, for the L/H ratio less than 1.0, the
maximum bending moment found by the 2D analysis is greater than the
moment obtained from the 3D analysis. Therefore, in this condition, the 2D
approach led to an over-design analysis of sheet pile. For the L/H ratio more
than 1.0, the computed 3D bending moments of sheet pile were greater than
those computed by the 2D analysis. In other words, by increasing the L/H ratio
of sheet pile, maximum bending moment in 3D analysis gave bigger value and
thus more caution should be taken when using the 2D analysis.
Table 3. Bending moment results.

2D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D

Type of analysis

L/H=0.1
L/H=0.4
L/H=0.8
L/H=1.0
L/H=1.2
L/H=1.6
L/H=1.8
L/H=2.0
L/H=2.2
L/H=2.4
L/H=2.6
L/H=3.0
L/H=4.0
L/H=5.0
L/H=6.0

Mmax (kN.m/m)

286
225
230
230
260
290
301
301
301
301
301
301
300
296
290
285

Comparison between 2d and 3d behavior of sheet piles by nite element method

The ratio of Mmax (3D) to Mmax (2D) versus dierent values of L/H is
demonstrated in Figure 3. It can be seen that, for L/H ratio less than 1, data are
more scattered. On the other hand, for L/H ratio more than 5, the comparison
of results between the 2D and 3D nite element method indicates an overall
consistency and the 2D analysis has a good compatibility with real conditions.
In other words, the ratio of M (3D) to M (2D) increases with increasing of L/H
to a threshold value around 1, beyond which M (3D) / M (2D) becomes
insensitive to any increase in L/H.

Fig. 3. The ratio of Mmax (3D) to Mmax (2D) versus L/H ratio.

Lateral earth pressure

The lateral earth pressure analysis details of the 2D and 3D analysis are
presented in Table 4. It can be seen from Table 4 that, for the L/H ratios less
than 1.0, the lateral earth pressures (P2, P3, P4 and P5) increase in the 2D
analysis of sheet piles, and for P4 load this eect is more. Similar to maximum
bending moment results, for the L/H ratio less than 1.0, 2D analysis is very
conservative in comparison with 3D analysis. For the L/H ratio of sheet pile
between 1 and 5, lateral earth pressure distribution in 3D analysis gives bigger
value and thus more caution should be taken when using the 2D analysis. On
the other hand, for the L/H ratio less than 5, there is no dierence in the lateral
earth pressure distribution between the 2D and 3D analysis.

10

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

Table 4. Lateral earth pressure analysis.


Type of analysis

2D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D

L/H=0.1
L/H=0.4
L/H=0.8
L/H=1.0
L/H=1.2
L/H=1.6
L/H=1.8
L/H=2.0
L/H=2.2
L/H=2.4
L/H=2.6
L/H=3.0
L/H=4.0
L/H=5.0
L/H=6.0

P2
(kN/m)

29.1
22.1
21.1
22.7
26.7
31.3
30.2
30.2
30.4
30.4
30.4
30.4
30.3
30.2
30.0
29.4

P3
(kN/m)

161.2
117.7
112.1
120.9
145.1
166.2
166.8
168.2
167.6
167.3
166.0
164.4
163.6
163.2
163.0
162.5

P4
(kN/m)

452.7
348.5
331.8
362.1
411.9
473.2
472.6
471.7
470.8
470.3
468.5
469.9
467.6
469.4
465.0
462.0

P5
(kN/m)

291.5
227.3
215.4
230.3
268.1
302.2
306.0
310.2
307.5
306.0
306.6
305.5
304.6
305.6
303.0
300.0

In Figures 4a, 4b, 4c and 4d, the ratio between the 3D and 2D lateral
pressures versus L/H ratio are plotted. The Figures show that the ratio of
3D to 2D lateral pressures increase with the increase in L/H ratio less than
2. Regression analysis using between the ratio of P (3D) / P (2D) and the
L/H ratio shows that there is a threshold P (3D) / P (2D) around 1, beyond
which the ratio of 3D to 2D lateral pressures became insensitive to any
increase in L/H.

Comparison between 2d and 3d behavior of sheet piles by nite element method

11

Fig. 4. The ratio of P (3D) to P (2D) versus L/H ratio.

Center of rotation (hinge point)

The exact positions of hinge point in 2D and 3D analyses are presented in Table
5. It can be seen from Table 5 that for L/H ratio less than 1.0, the hinge point
position moves downward in the 2D analysis. From Table 5 and Table 4 it may
also be concluded that for the L/H ratio less than 1.0, the lateral earth pressure
distribution in 3D analysis increases with the decrease in hinge point distance
from the bottom of sheet pile.

12

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

Table 5. Hinge point position analysis.

2D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D
3D

Type of analysis

L/H=0.1
L/H=0.4
L/H=0.8
L/H=1.0
L/H=1.2
L/H=1.6
L/H=1.8
L/H=2.0
L/H=2.2
L/H=2.4
L/H=2.6
L/H=3.0
L/H=4.0
L/H=5.0
L/H=6.0

d: hinge point position from bottom of sheet pile

d (m)

0.64
0.93
0.89
0.82
0.72
0.71
0.70
0.69
0.68
0.68
0.67
0.67
0.66
0.66
0.65
0.64

In Figure 5, the ratio between the 3D and 2D hinge point positions


versus L/H ratio are plotted. It can be seen that for the L/H less than 1.0,
hinge point position on sheet pile in 2D analysis is greatly dierent from
that in 3D analysis. Regression analysis between the ratio of d (3D) to d
(2D) and the L/H ratio shows that there is a threshold d (3D) to d (2D)
around 1, beyond which the ratio of 3D to 2D hinge point positions became
insensitive to any increase in L/H. In other words, it can be seen that there
is no dierence in the hinge point position between the 2D and 3D analysis
and the polynomial trend line is almost near 1.0 for the L/H ratio more
than 5.

Comparison between 2d and 3d behavior of sheet piles by nite element method

13

Fig. 5. The ratio of d (3D) to d (2D) versus L/H ratio.

CONCLUSION

This paper presents a series of 3D numerical analyses performed by FEM on


sheet piles in a loose sandy soil to help designers choose between a 2D or 3D
analysis for sheet pile design and analysis. The eect of dierent length-toheight ratio of sheet piles on maximum bending moment, lateral earth pressure
and sheet pile hinge point position was obtained. Based on the results of this
study, the following conclusions can be made:
- The most signicant parameter aecting the behavior of a sheet pile
under three- dimensional analysis is the ratio of length-to-height of
sheet pile.
- In sheet piles with L/H ratio less than 1.0, 2D analysis is conservative
in comparison with 3D analysis. Therefore, in this condition, the 2D
approach led to an over-design analysis of sheet pile.
- By increasing length-to-height ratio (especially for the L/H ratio less
than 5) of sheet pile, lateral earth pressure distribution and maximum
bending moment in 3D analysis gave bigger value and thus more
caution should be taken when using the 2D analysis.
- For the L/H ratio more than 5, there seems to be a threshold value of
3D to 2D FEM results beyond which the ratio of 3D to 2D analysis
became insensitive to any increase in L/H ratio.

14

Mehrab Jesmani, Iman Mehdipour and Azade Ajami

- Based on the results of this study, for the L/H ratio more than 5, the
comparison of results between the 2D and 3D Finite Element Method
indicated an overall consistency.
ACKNOWLEDGEMENT

The authors are thankful for the editorial board and reviewers' precision and
their valuable comments. They have made for a more clear and detailed paper.
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Wissmann, K.J., Filz, G.M. & Martin, J.R. 1995. New design methods for sheet pile cellular
structures.
Submitted : ??/??/????
Revised : ??/??/????
Accepted : ??/??/????

16

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