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Geomorphology
journal homepage: www.elsevier.com/locate/geomorph
Centre for Integrated Catchment Assessment and Management (ICAM), Australian National University, ACT 0200, Australia
Australian Rivers Institute, Grifth University, Nathan Campus, Queensland 4111, Australia
Department of Resource Management and Geography, University of Melbourne, VIC 3010, Australia
d
Department of Environment and Resource Management, Land Centre, Woolloongabba, Queensland 4102, Australia
b
c
a r t i c l e
i n f o
Article history:
Received 31 December 2012
Received in revised form 31 January 2013
Accepted 12 March 2013
Available online 20 March 2013
Keywords:
Bank erosion
Mass failures
Exltration
Wet ows
Multitemporal LiDAR
a b s t r a c t
Wet-ow river bank failure processes are poorly understood relative to the more commonly studied processes of
uvial entrainment and gravity-induced mass failures. Using high resolution topographic data (LiDAR) and near
coincident aerial photography, this study documents the downstream distribution of river bank mass failures
which occurred as a result of a catastrophic ood in the Lockyer Valley in January 2011. In addition, this distribution is compared with wet ow mass failure features from previous large oods. The downstream analysis of
these two temporal data sets indicated that they occur across a range of river lengths, catchment areas, bank
heights and angles and do not appear to be scale-dependent or spatially restricted to certain downstream
zones. The downstream trends of each bank failure distribution show limited spatial overlap with only 17% of
wet ows common to both distributions. The modication of these features during the catastrophic ood of
January 2011 also indicated that such features tend to form at some optimum shape and show limited evidence
of subsequent enlargement even when ow and energy conditions within the banks and channel were high.
Elevation changes indicate that such features show evidence for inlling during subsequent oods. The preservation of these features in the landscape for a period of at least 150 years suggests that the seepage processes
dominant in their initial formation appear to have limited role in their continuing enlargement over time. No evidence of gully extension or headwall retreat is evident. It is estimated that at least 12 inundation events would
be required to ll these failures based on the average net elevation change recorded for the 2011 event. Existing
conceptual models of downstream bank erosion process zones may need to consider a wider array of mass failure
processes to accommodate for wet ow failures.
2013 Elsevier B.V. All rights reserved.
1. Introduction
Understanding the mechanisms and rates of bank erosion is
paramount to the successful management of aquatic ecosystems
and off-shore environments, especially as numerous studies now
point to bank erosion as the dominant contributor to issues of
water quality and river degradation (Grimshaw and Lewin, 1980;
Prosser et al., 2001; Simon et al., 2002). However, in spite of the
recognition of its importance, there remain surprisingly few studies
of downstream changes in bank erosion processes and rates within
individual basins to enable effective quantication of the timing
and spatial distribution of sediment delivery (Lawler et al., 1999).
At the basin scale most studies are derived from analysis of cartographic
Corresponding author at: Centre for Integrated Catchment Assessment and Management
(ICAM), Australian National University, ACT 0200, Australia.
E-mail address: Christopher.Thompson@anu.edu.au (C. Thompson).
0169-555X/$ see front matter 2013 Elsevier B.V. All rights reserved.
http://dx.doi.org/10.1016/j.geomorph.2013.03.010
130
and conceptual models may be inappropriate in explaining their downstream distribution and the forces acting to change their form over time.
Existing concepts used to quantify uvial entrainment estimates
of bank erosion have focused primarily on principles of force and resistance, where force is commonly measured using some expression
of energy or shear stress and resistance is reected in variations to
bank material properties and vegetation. Mass failure processes are
more spatially discrete, and are believed to be triggered by many factors such as pore water pressure, matrix-suction (Simon et al., 2002;
Rinaldi et al., 2004) seepage forces (Rinaldi and Darby, 2007), antecedent soil moisture condition (Hooke, 1979) and the force of gravity
(Thorne, 1993). In general, mass failures are thought to occur as the
shear strength of the soil is exceeded by the weight of the overlying
material when the hydraulic conductivity (Ks) of the river sediment
limits drainage so that water table cannot lower at the same rate as
the river stage (Dapporto et al., 2003). The timing, and potential, of
failure have traditionally been quantied using the factor of safety
(Fs) (Parker et al., 2008). Cohesive riverbanks have low Ks and the
ability to reach greater heights than other sediments, and so it has
been assumed that mass failure processes will be effective only
when a bank reaches a critical height (Thorne, 1982; Lawler, 1995).
The application of these models to wet-ow failures has yet to be
fully investigated.
Conceptual understanding of riverbank erosion at the basin scale
(Lawler, 1992, 1995; Lawler et al., 1999) tends to support the existence
of a generalised trend of sub aerial processes dominating the headwater
reaches, uvial processes in mid-basin reaches (Graf, 1982; Lawler,
1995) and mass failure processes in the downstream reaches (Lawler
et al., 1999). These processes are, however, not mutually exclusive
and interactions occur between the different process types (Darby et
al., 2007; Rinaldi and Darby, 2007). The extent to which any of these
conceptual models applies to wet-ow mass failure processes is largely
untested in river systems.
This study seeks to advance our understanding of wet-ow mass
failure features by addressing three specic aims. Firstly, this paper
aims to compare the 2011 spatial distribution of mass failures as
reported in Grove et al. (2013) with the distribution of pre-existing
mass failures. Secondly, the paper will investigate the role of local,
at-a-site bank and hydraulic parameters in explaining the downstream
distribution of these features. Thirdly, this study will investigate temporal modication of these features by comparing net changes in bank
form and volume between the two time periods.
2. Study area
2.1. Regional setting
The Lockyer Valley lies inland from Brisbane and extends to the
Great Dividing Range which marks the catchment divide from the
MurrayDarling Basin (Fig. 1). The Lockyer catchment drains nearly
3000 km 2 of prime agricultural land in southeast Queensland
(SEQ). SEQ is a subtropical region with mean maximum monthly
temperatures ranging between 21 and 29 C. The total annual rainfall ranges between 900 and 1800 mm, with the majority falling during the warm summer season (October to February). The region is
characterised by seasonally variable patterns of oods and droughts
which have been linked to the inter-annual rainfall variations of the
El Nino-Southern Oscillation (ENSO) and the Inter-decadal Pacic
Oscillation (IPO) (Kiem et al., 2003; Rustomji et al., 2009).
2.2. Lockyer Creek catchment
The upper reaches of Lockyer Creek, known as Murphy's Creek
ow east over Jurassic Marburg sandstones before becoming bedrock
conned within the older Helidon sandstone with a mean channel
bed slope of 0.006 m m 1. Downstream of the conned reaches,
131
B
A
Gatton
Brisbane
C Murphys Creek
Helidon
Gatton
Fig. 1. Lockyer Creek catchment in southeast Australia (inset), showing post-ood high resolution aerial photo coverage area and extents of 2010 and 2011 LiDAR coverage used to
derive DEMs. Lines A and B represent two cross sections from the mid Lockyer Creek.
were taken on failure form and process, notably the planform shape of
the failure extent and the morphology of the failure oor. The presence,
size, and position of failed blocks or resting material on the failure oor
were used to infer processes. As LiDAR does not penetrate water, a mask
was placed over the inner channel and these data points were excluded
from the analysis. The extent of erosion of the mass failure polygons
into the channel was often limited by the water mask layer, which
formed the lower boundary of the failure polygon.
The planform shape of the digitised polygon and the surface of
the failure oor were used to classify three main types of failures
132
Table 1
Major oods measured on the Lower Brisbane River (Port Ofce Gauge) unadjusted for
river changes and dam construction.
Flood year
1841
1844
1890
8.43
7.02
5.33
1893 5
February
19 February
1898
1974
8.35
None
None
River mouth sand bar removed in 1864 &
ongoing river dredging for navigation
commenced
Ongoing dredging
2011
4.27
8.09
5.02
5.45
Ongoing dredging
Ongoing dredging to 1940s
Flood mitigation works including river
widening commenced 1930s and
Somerset dam built in 1940s
Wivenhoe Dam built in 1980s
4. Results
4.1. 2011 and pre-existing mass failures
4.1.1. January 2011 mass failures
A total of 437 mass failures, with an average area of 676 m 2
(Table 4), were identied and digitised throughout the study area
as a result of the 2011 ood. The failures could be attributed directly
to the ood as they manifested as erosion on the DoD. It was not possible to attribute a particular failure mechanism for 15 of these due to
problems of shading, shadows, and image resolution. Based on their
morphological attributes, 422 failures were classied as wet ow
mass failures. Three main types were recognized: (1) Piping failures
(cf Jones, 2010) (n = 168), with a concentration of exltrating ow
in one location; (2) coalesced piping failures (n = 154), where either
several failures had merged, or the landward migration from seepage
had caused bifurcation of the failure (Dunne, 1980; Schumm et al.,
1995); and (3) sapping failures (n = 100) (cf. Hagerty, 1991)
where the seepage ow is over a more extensive area possibly due
to more permeable sand lens or conning impermeable clay layer
(Fox et al., 2006).
The area occupied by each of the hydraulically dened geomorphic features in the study area shows that 53% of mass failure area occurs over the macrochannel banks, 33% on benches, and 10% across
the inner channel banks, and 3% from oodplain surfaces (Table 5).
The total area covered by 2011 ood mass failures within the study
area is 295,350 m 2 whilst a net volume of 695,214 m 3 of material
was eroded.
4.1.2. Pre-ood mass failures
A total of 234 mass failures with an average area of 421 m 2 were
identied and digitised from pre-ood high resolution LiDAR DEM
(Table 4). The mass failures that were evident in the earlier imagery
had the dimensions and morphology of single piping failures, with a
mean length: width ratio of 1.5 (0.4), and not sapping failures.
An analysis of the spatial distribution of pre-existing mass failure
distribution shows that 60% of their area occurs over the macrochannel
banks, 21% on benches, 11% across the inner channel banks and 7% from
oodplains (Table 5). This distribution across hydraulically dened
geomorphic classes closely resembles the 2011 distribution. The
total area covered by pre-existing mass failures within the study
area is 98,508 m 2, almost a third of the area compared to the recent
mass failures.
4.2. Spatial trends in post- and pre-ood mass failures
Post-ood mass failures rst occurred around 7 km downstream
of the Spring Bluff GS at a catchment area of 34 km 2. The mass failures remained sparse until 38 km downstream (446 km 2) at which
point the failure frequency dramatically increased to the downstream extent of the air imagery (Fig. 1C). A cumulative downstream
distribution of mass failure area (Fig. 4) illustrates a stepped prole
with a hiatus in mass failures occurring between 3040 km and
5062 km, and the majority occurring below 62 km (1527 km 2). A
Poisson distribution represents the distances between failures with
median distances of 45 and 44 m for the left and right banks respectively (Fig. 5; Table 6). There was no signicant difference in distances between the two riverbanks.
Similar to the post-2011 distribution, pre-existing mass failures
occurred throughout most of the catchment, starting at 7 km downstream (Fig. 6), with a cluster of failures occurring around 30 km
Fig. 2. An example of river bank mass failures from the January 2011 ood shown with (A) high resolution air photo, (B) hillshade on LiDAR DEM and (C) air photo with overlay of
35 slope grid.
133
134
Table 2
Riverbank mass failure erosion types and their signature features on LiDAR and aerial imagery.
Mass failure type LiDAR last return identication features
Rotational
failure
Slab failure
Cantilever
failure
Wet ow
Source
135
Fig. 3. Images from same location in Fig. 2 with (A) air photo from 2009, (B) hillshade on 2010 LiDAR DEM showing mass failure scars and (C) a lower resolution 1971 air photo of
same reach.
136
Table 3
Discharge and terrain slope thresholds used to distinguish geomorphic classes.
Geo-class
Modelled discharge
Terrain slope
Q2.33
Q2.33
>Q2.33 and Qbf
>Q2.33 and Qbf
>Qbf
10
>10
14
>14
14
Table 5
Areal composition of geomorphic classes within the study area and the proportional
area occupied by the mass failures.
Geomorphic
class
Area
(ha)
Inner channel
102
1.3
bed and bars
Inner channel bank
106
1.4
Bench
206
2.7
Macrochannel bank
270
2.7
Floodplain
6915 91.0
11
21
59
7
10
33
53
3
Table 4
Number and area of digitised polygons in the study area representing pre-existing and
2011 mass failures, and number and area of intersecting polygons between the time
periods.
Pre-existing
2011
Overlapping MFs
Number of MF
234
437
75
98,508
295,350
9040
421
676
120
137
100
16000
90
80
14000
70
12000
60
10000
50
8000
40
6000
30
4000
20
2000
10
18000
0
0
10
20
30
40
50
60
70
80
90
2.5
Left bank
Right bank
2.0
1.5
1.0
0.5
0.0
0
10
20
30
40
50
60
70
80
90
separation, which would increase average velocity and decrease deposition. As the basic mechanism for the formation of these features
is seepage from the oodplain face, it remains unclear why this process does not continue to enlarge an existing mass failure or form a
gully in the headward extent of the failure wall. No gullies were
mapped adjacent to any pre-existing failure and none was formed
as a result of the 2011 ood. This would tend to add support to the
relatively limited role of local factors such as bank height or material
properties in explaining their distribution.
have been preserved for at least 150 years. As the dominant process
occurring within an existing mass failure is now depositional, it
seems likely that such features will change their planform largely
through inlling and vertical accretion. This may explain the general
absence of sapping failures in the pre-ood distribution, as changes
in the length/width ratio may either reect the general absence of
this form in the initial distribution or subsequent modication of
Table 6
Nearest neighbour distributions on left and right banks for pre-existing and 2011 ood
mass failures.
Year
Bank
Mean SD
(km)
Skewness
Median
(km)
Min
(km)
Max
(km)
Pre-existing
Left
Right
Left
Right
Left
Right
0.15
0.15
0.10
0.14
98
144
3.6
5.2
7.1
4.9
7.1
4.9
0.05
0.03
0.045
0.044
0.044
0.044
0
0
0
0
0
0
1.8
3.2
2.1
2.4
2.1
2.4
2011
Comparison
0.26
0.36
0.22
0.31
226
315
138
6000
100
80
70
4000
60
3000
50
40
2000
30
20
1000
90
5000
10
0
0
0
10
20
30
40
50
60
70
80
90
2.5
Left bank
Right bank
2.0
1.5
1.0
0.5
0.0
0
10
20
30
40
50
60
70
80
90
40000
2011 flood
35000
pre-existing
30000
25000
20000
15000
10000
5000
0
-5000
0
10
20
30
40
50
60
70
80
90
139
Table 7
Characteristics of mass failures from January 2011 ood and associated channel attributes.
Variable
Mean
Std. dev.
Median
Skewness
Min.
Max.
Length (m)
Width (m)
Length/width
Area (m2)
Volume (m3)
Bank height (m)
Bank slope (%)
Contributing oodplain width (m)
Unit stream power (W m2)
46
16
2.5
676
1592
10.9
34
772
189
65
11
1.9
1360
3770
3
13
810
227
24
13
1.9
247
384
11
32
505
130
5.0
2.9
2.7
4.8
4.6
0.05
0.02
1.8
4.8
5
3
1
10
2
4
5
10
1
757
105
16.8
12,735
28,129
19
84
3954
2432
20
A
15
10
5
0
1.0
0.8
0.6
0.4
0.2
0.0
20
40
60
80
20
Contributing floodplain
width (m)
5,000
4,000
3,000
2,000
1,000
0
0
20
40
60
40
60
80
80
3,000
2,500
2,000
1,500
1,000
500
0
0
20
40
60
Fig. 9. A comparison of 2011 mass failure characteristics and associated channel and hydraulic variables.
80
140
Table 8
Comparison channel and hydraulic attributes between mass failure locations and
non-mass failure locations.
Attribute
Bank slope (m/m)
Bank height (m)
Unit stream power
(W m2)
MF
No MF
MF
No MF
MF
No MF
Test
Mean
Signicant difference
(p > 0.01)
ANOVA
0.34
0.35
10.9
8.9
189
775
ANOVA
ANOVA on
Log10(x) and
Wilcoxon test
Y
Y
20
Non MF
16
14
12
10
8
6
4
2
This project was supported by the Queensland's Department of Science, Information Technology, Innovation and the Arts (DSITIA) as part
of the Flood Recovery Project 2011 and an Australian Research Council
Linkage Award (LP120200093). Fiona Watson (DSITIA Remote Sensing)
provided valuable advice on LiDAR mapping of these features. Phil
Blosch (DSITIA Chemistry Centre) provided access to a programme in
R to calculate channel attributes from LiDAR cross-sections.
References
0
0
20
40
60
80
100
This study documents the downstream distribution of mass failures both as a result of a catastrophic ood which occurred in the
Lockyer Valley in January 2011 and those features which formed during previous large oods. The features were classied as wet ows
based on some important diagnostics of failure form and processes
and have retained a characteristic morphological shape over time.
These failures are different to the more widely reported gravity affected bank collapses. The downstream analysis of these two temporal distributions revealed the following major conclusions:
Acknowledgements
MF
18
6. Conclusions
5,000
4,500
MF
Non MF
4,000
3,500
3,000
2,500
2,000
1,500
1,000
500
0
0
20
40
60
80
100
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