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Araujo - Waste Management PDF
Araujo - Waste Management PDF
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Waste Management
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a r t i c l e
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Article history:
Received 12 February 2011
Accepted 18 September 2011
Available online 19 October 2011
Keywords:
WEEE
Waste generation
Brazil
a b s t r a c t
Sales of electrical and electronic equipment are increasing dramatically in developing countries. Usually,
there are no reliable data about quantities of the waste generated. A new law for solid waste management
was enacted in Brazil in 2010, and the infrastructure to treat this waste must be planned, considering the
volumes of the different types of electrical and electronic equipment generated.
This paper reviews the literature regarding estimation of waste electrical and electronic equipment
(WEEE), focusing on developing countries, particularly in Latin America. It briey describes the current
WEEE system in Brazil and presents an updated estimate of generation of WEEE. Considering the limited
available data in Brazil, a model for WEEE generation estimation is proposed in which different methods
are used for mature and non-mature market products.
The results showed that the most important variable is the equipment lifetime, which requires a thorough understanding of consumer behavior to estimate. Since Brazil is a rapidly expanding market, the
boom in waste generation is still to come. In the near future, better data will provide more reliable estimation of waste generation and a clearer interpretation of the lifetime variable throughout the years.
2011 Elsevier Ltd. All rights reserved.
1. Introduction
The Brazilian National Waste Management Policy (Poltica
Nacional de Resduos Slidos PNRS) was approved in August
2010 (Brasil, 2010), based on the concepts of shared product
responsibility, product life cycle and the reverse logistics for several sectors, including electrical and electronic waste. According
to this law, producers and government authorities must prepare
plans that provide diagnosis of the situation, scenarios, reduction,
reuse and recycling goals and targets for decreasing disposal in
landlls. However, this law still largely lacks the follow-on state
and local legislation and enabling regulations at all levels of government to put its provisions fully into practice.
Electrical and electronic equipment is one of the most dynamics
sectors of the economy, comprising 4.1% of Brazilian gross domestic product (GDP), placing Brazil today in a standout position in the
global market. For example, it is in fth place in production of computers (ABINEE, 2011; Valrio, 2009).
Material ow analysis is an initial step for a complete analysis
of the WEEE issue, which should include life cycle assessment
(LCA). This method considers the impacts along the life cycle of
Corresponding author. Tel.: +55 21 2562 8767.
E-mail address: marcel_g@uol.com.br (M.G. Arajo).
0956-053X/$ - see front matter 2011 Elsevier Ltd. All rights reserved.
doi:10.1016/j.wasman.2011.09.020
WEEE, so the subsequent reuse, refurbishment, treatment and disposal of materials can be assessed.
Analysis of the life cycle of WEEE in Brazil, however, is extremely complex due to the dispersion of agents involved throughout
the country and the lack of a structured policy for collection and
recycling (ABETRE, 2006; Rodrigues, 2007; Fehr et al., 2010). Even
the rst step of characterizing the life cycle in quantitative terms is
difcult and controversial. Indeed, the data available in Brazil are
conicting, which prevents their utilization for accurate LCA. In
this sense, the present paper has the goal to estimate and validate
the volumes of WEEE in the country, taking international experiences as references.
In this paper seven types of equipment as tracers for the WEEE
system in Brazil were chosen: refrigerators, freezers, washing machines, televisions, audio systems, computers and cell phones.
They are the most representative of the WEEE generated, considering weight, sales volume, lifetime, presence and importance of hazardous substances. The model presented here tries to analyze these
items according to the level of market development, based on two
assumptions. For mature market products, like refrigerators, freezers, washing machines, televisions and audio systems, the estimate
of waste generation is done assuming an average lifetime for the
appliances. For non-mature market products, like computers and
cell phones, due to the technological changes affecting lifetime,
336
the waste generation is estimated according to the difference between sales and variation of the stock in use.
The paper is organized into seven sections including this introduction. Section 2 gives a description of the electronic and electrical equipment market; Section 3 describes briey the WEEE
system in Brazil and its impacts; Section 4 presents a review of
the literature on estimating WEEE generation; Section 5 presents
a model for WEEE generation for the selected equipment; Section
6 shows the results; and nally, Section 7 sets out our conclusions,
emphasizing the critical success factors for good WEEE management in Brazil.
2. The international context and the Brazilian market for
electrical and electronic equipment
Analysis of the international market for electrical and electronic
equipment (EEE) shows that products like televisions, refrigerators,
washing machines and sound systems have reached relatively stable output levels in developed countries, while in emerging countries the markets for these devices are still expanding, due to
increasing income levels and urbanization. In developing countries,
these markets can be said to be mature. This same is not true for
other products, such as computers and mobile phones. At the international level, the markets for these products are still expanding
rapidly.
As an example of mature market in a developed country,
according to the Japan Electronics and Information Technology
Industries Association (JEITA, 2011), there was a decrease in television sales of 4% from 2000 to 2008 in Japan. In contrast, Display
Search (2011) projects an increase of 6% in television sales in
developing countries from 2011 to 2015, while estimates are of
only 0.3% for developed countries.
Mobile technology is a fast-growing non-mature market. The
number of mobile subscriptions increased 42% in developed countries from 2005 to 2010, while in developing countries the increase
was 226% during the same period (ITU, 2011), creating problems
from generation of waste from mobile phones and the need for
proper management.
Technological advance and the rapid inroads by these devices
requires increasingly complex studies of these markets, in particular their productive chains.
The Brazilian EEE market has been growing strongly in recent
years. According to ABINEE (2011), despite the global crisis effect
in 2009, there was a 23% increase in revenues in the electrical and
electronic equipment sector from 2007 to 2010 (Table 1). During
this period exportation decreased 18% while importation increased
45%. These variations can be attributed mainly to the appreciation
of Brazils currency against other currencies, especially the dollar,
making imports relatively cheaper and exports more expensive.
This has attracted a ood of imports, especially from Asia, and
eroded Brazils exports, particularly to other Latin American
countries.
The Brazilian Institute of Geography and Statistics (IBGE) conducts an annual household survey called the PNAD (IBGE, 2002;
Table 1
Economic indicators for the electronic and electrical equipment sectora in Brazil.
2007
2008
2009
2010
57.4
9.3
24.0
156.0
67.0
9.9
32.0
161.9
56.1
7.5
25.0
160.0
70.7
7.6
34.9
175.0
Table 2
Penetration of EEE in Brazilian households in 2001 and 2008.
Equipment
Percent of households
Televisions
Refrigerators
Freezers
Washing machines
Audio systems
Computers
Cell phones
2001 (%)
2008 (%)
Increase (%)
89
85
19
34
88
13
8
95
92
16
42
89
35
42
7
8
16
22
1
172
424
Table 3
Regional distribution of households that have EEE in Brazil in 2008.
Equipment
Televisions
Refrigerators
Freezers
Washing
machines
Audio
systems
Computers
Cell phones
Household
2008
(million
units)
Regions (% household)
54.8
53
9.2
47.2
90%
83.9%
15.3%
26.7%
91.7%
81.5%
7%
15.5%
23.9
76.4%
82.4%
93%
17.4% 15.7%
N/A
N/A
40%
N/A
20.3
24.1
North
97.6%
97.3%
15.6%
54.3%
West
96.4%
97.2%
31.5%
59%
94.6%
95.1%
18.6%
34.4%
94.9%
86.4%
38.5% 30.9%
N/A
N/A
2000
2001
2002
2003
2004
2005
2006
2007
2008
2009
Cell phones
Sales (1)
Stock (2)
Sales (1)
Stock (3)
2.9
3.1
3.1
3.2
4.1
5.6
8.2
10
12
12
10
13
16
19
23
28
34
41.5
50
60
2.6
5.2
11.3
16.4
33.3
36.6
37.1
49.7
55.1
50
23.2
28.7
34.9
46.4
65.6
86.2
99.9
121
150.6
174
Sources: (1) ABINEE (2010), (2) Meireles (2010), (3) TELEBRASIL (2010).
This table shows the great increase in computer and cell phone
stocks during the period, a variation of 385% and 526%, respectively
from 2001 to 2008. As expected, comparing Tables 3 and 4 it can be
seen that the last one shows higher numbers of stocks. The gures
in Table 4 more accurately reect the numbers of these two devices. However, for mature technologies, the PNAD gures can be
used as an acceptably close estimate of the numbers of these products in use.
All these numbers, particularly regarding computers and cell
phones, show a continuous increase in sales of these devices, at
least until the point the market becomes saturated. Nonetheless,
the rapidly changing technology of these devices indicates that
even after the market becomes saturated, further sales increases
are possible since consumers will tend to buy new equipment with
more power and functionalities before the end of the lifetime of
their existing ones. This situation means there is an increasing
need for accurate statistics and integrated management of the
waste generated by these devices.
337
338
339
Table 6
Estimates of WEEE generation for 2008 according to Rocha et al. (2009).
Equipment
Lifetime (years)
Weight (kg)
Equipment
Lifetime (years)
Weight (kg)
Televisions
Refrigerators
Computers
Cell phones
137,000
115,100
96,800
2200
8
10
5
4
30
45
25
0.1
Televisions
Refrigerators
Computers
Cell phones
134,990
249,390
56,270
1800
13
15
7
2
32
72
29
0.01
importance of the second-hand electronics market and also the formal and informal recycling chains, although stating that there are
no ofcial numbers for waste electrical and electronic equipment
recycling in Peru.
The ow of used computers exported to Peru was analyzed by
Kahhat and Williams (2009). Noting that the United States is the
primary exporter of these items, they emphasized that most of
them are for reuse not for recycling or nal disposal in Peru.
Regarding recycling, the authors stated that printed circuit boards
are usually not recycled domestically but exported to Europe for
advanced recycling or to China for (presumably) informal recycling for recovery of precious metals. Ott (2008) also conducted
a survey of e-waste in Colombia. Using the MFA method, the
author estimated generation of computer scrap of between 6 and
9 thousand tonnes in 2007.
Moguel (2007) presented an analysis of the WEEE system, its
stakeholders and a simplied calculation for WEEE generation in
Mexico. This country has an important role in the international
electronics market, with several manufacturing facilities. The
author considered the impact of illegal importation, noting that
illegal importation had decreased after the signing of the North
American Free Trade Agreement. The analysis was based on the
ow of televisions, computers, audio systems and telephones.
The model estimated 257 thousands tonnes WEEE for 2006. The
author noted that there are some recycling companies acting in
Mexico, but estimated that recycling does not reach more than
3% of total WEEE, and reuse gures are unknown. He also noted
there are some difculties regarding viability and reliability of data
on WEEE generation.
5. WEEE generation in Brazil
This section analyzes the main estimates of WEEE generation in
Brazil and proposes an alternative model to calculate the waste
ows for devices in mature and immature markets.
5.1. Analysis of the existing estimates
In a recent report, United Nations Environment Programme
UNEP (2009) presented estimates for WEEE generation of several
countries. Stock data for the equipment were obtained from CIA
World Facts. Table 5 presents a summary of the assumptions and
ndings for Brazilian WEEE by the UNEP study using the methodology of consumption and use.
The Swiss Federal Laboratories for Materials Science and Technology (EMPA) prepared a similar study for Brazil to that mentioned above for estimation of WEEE generation, based on the
same methodology of consumption and use for 2008 (Rocha
et al., 2009). The authors estimated WEEE generation2 of 3.4 kg/capita for 2008. Some of these results are presented in Table 6 for the
same four WEEE types as the study of Table 5. The lifetimes applied
in the model are similar to those used in EMPA surveys for other
2
The devices used by the authors for the generation estimates are televisions,
refrigerators, freezers, telephones, washing machines, audio systems, computers and
cell phones.
340
is assumed that for each in use line there is only one handset and
that the average weight of the devices is 100 g.
Wast e
5,000
4,000
tonnes
Sales
6,000
3,000
2,000
1,000
2000
2001
2002
2003
2004
2005
2006
2007
2008
Fig. 1. Sales and waste estimate of cell phones for Brazil 20002008.
Sales
Waste
400,000
stock in yeari
2
tonnes
350,000
stock in yeari1
300,000
250,000
200,000
150,000
100,000
50,000
-
2000
The estimation of the WEEE generation for the selected products in Brazil for 2008 is presented at Table 7. The table also presents the equipment waste generation per capita for 2008.
Total WEEE generation per capita for the seven selected products is 3.77 kg/capita/year. This number is not too far from the
3.4 kg/capita/year found for Brazil by Rocha et al. (2009), who used
the same products for Brazil in 2008. Nonetheless, the results are
different for non-mature products, notably computer waste.
Whereas Rocha et al. (2009) indicated 0.3 kg/capita/year, using
an average lifetime of 7 years, here a value of 0.56 kg/capita/year
for computer waste is estimated for 2008. The difference can be explained partially by the need to guess the lifetime when applying
the consumption and use method.
From the same parameters for the EEE time series in Table 4,
Figs. 1 and 2 show the strong sales growth of the two devices during the period analyzed, along with the upward trend in waste generation after the useful life.
In these curves, lifetime is the period between the sale and
waste curve. From Fig. 1 a lifetime of 4.5 years is found for cell
phones. From Fig. 2 a lifetime of 5 years is obtained for computers
in 2008. By comparing these curves it can be seen there is no constant discrepancy, which means that lifetime is not constant.
Table 7
Estimates of selected WEEE for Brazil in 2008.
Equipment
Weight
(kg)
Lifetime
(years)
WEEE
(tonnes/year)
Televisions
Refrigerators
Freezers
Washing
machines
Audio
systems
30
65
50
40
12
12
15
10
136,883
287,024
30,787
95,596
0.73
1.53
0.16
0.51
10
10
51,173
0.27
601,462
105,000
2550
3.2
0.56
0.01
Non-mature market
subtotal
107,550
0.57
Total
709,012
3.77
2001
2002
2003
2004
2005
2006
2007
2008
Max.
lifetime
(years)
WEEE
(tonnes/
year)
Min. lifetime
(years)
WEEE
(tonnes/
year)
Televisions
Refrigerators
Freezers
Washing
machines
Audio systems
15
15
18
13
205,324
344,429
38,483
136,566
8
10
12
7
109,506
229,619
25,656
73,535
13
73,104
39,364
Total
797,906
341
477,680
Acknowledgments
Table 9
Comparison of desktop computer waste (including monitor) with other countries in
Latin America.
Country
Desktop waste
(tonnes/year)
Year
References
Mexico
47,500
2006
0.44
Argentina
20,000
2007
0.49
Colombia
Peru
7400
7300
2007
2007
0.17
0.26
Chile
7000
2008
0.42
Moguel
(2007)
Protomastro
(2007)
Ott (2008)
Espinoza
et al. (2008)
Steubing
et al. (2010)
a
Per capita value is calculated according to population given by CIA World Fact
(2011) adjusted to the year of each reference.
7. Conclusion
A reliable estimate of generation of waste is crucial to policymakers and waste management service companies. After the
enactment of the Solid Waste Law in 2010, the producers and
importers of electrical and electronic equipment now face the
impending responsibility for a proper treatment of WEEE, and
therefore they will have to structure a system for WEEE collection
and treatment. For such a system to be efcient, there will have to
be reliable gures on WEEE generation to allow adequate control
treatment and disposal.
The main goal of the present study is to highlight the need of a
different methodology to estimated WEEE generation for non-mature market products, such as computers and cell phones. Our results show that average lifetime for such products is not constant
and therefore a method that uses a constant average lifetime
should not be used to estimate the waste generation of these
devices.
Total yearly WEEE generation per capita for the seven selected
products is 3.8 kg per year. This estimate is a rough indication for
2008 of the generation of selected WEEE items. It considers only
some items, for which there are available data. These numbers
should be taken with care, since there are variations regarding regional location and consumer behavior for buying, using and disposing of the equipment. The most important variable is the
product lifetime, and that information demands a thorough understanding of consumer behavior.
The ndings of this study reinforce the need of further research
on modeling of WEEE generation, through surveys to gather data
on production and collection of the WEEE stream. Such data is necessary to support the stakeholders to establish an efcient WEEE
policy in the country, and will depend on several critical factors:
(1) Establishment of a specic legislation on WEEE, with regulations that are adequate for the different regional market
conditions.
342
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