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(1343-1348)
MARVIN B. BECKER*
Department of History,Western Reserve University
LATE -in Julyof 1343 the Florentinesacted in be imbedded in the writingsof the Florentine
concertto overthrowthe despotismof Walter of humanists of the late Trecento and finds its
Brienne. An aristocraticSignoria was formed clearest expression in the letters of the most
whichprovedas unpopularas Brienne'styranny, eminent classical scholar of his age-Coluccio
and in late Septemberof that same year, a new Salutati, who speaks of Florence as being govgovernmentwas establishedwhich gave repre- erned by an aristocracyof deeds-the merchants
sentationto men from new familieswho were and artisans, rather than by an aristocracyof
matriculatedin boththe greaterand lesser guilds blood-the milites.3 Clearly,then,the tenureof
of the city. New men had filteredinto politics the regimefoundedin the autumn of 1343 debefore,but never had so many entered public serves to be studied in some detail. Perhaps
life en masse as in the fall of 1343. For the throughan examinationof the policies initiated
firsttime in communalhistory,one half of those by this popular Signoria it will be possible to
who held high officewere parvenus. These novi understandbettersome of the reasons for this
cives were characterizedas brazen upstartsby change in attitude. ThroughoutFlorentinehisand literarymen of the periodand torycertainmembersof the patriciatehad recogthe chroniclers
of interests
were judged to be incapableof governingthem- nized that therewas a compatability
based
newcomers
the
and
class
their
between
selves,let alone rulingothers.1
mutualownership
Florentinehistoriansof the 1340's were unani- upon commonguild affiliations,
mous in this verdictand when the greatestof of property,similarityof patrimonialendowment,
the ruin and joint business ventures. This bond had
theirnumber,GiovanniVillani,attributed
and
throughintermarriage
reinforced
of the state to the political ineptitudeof these beenfurther
organizareligious
and
social
in
such
membership
held
a
opinion.
widely
he
was
voicing
new men,
By the 1350's, however, this consensus had tions as the tower societiesand confraternities.4
broken down and, when Matteo Villani, the When the public officesof the popular governcontinuatorof his brother'schronicle,recorded ment (1343-1348) were divided almost equally
the events of Florentinehistory,the novi cives betweenthe novi cives and the patricians,these
were frequentlycast in a heroic role, while the two orderswere compelledto carrythe cooperaaristocratswere seen as the principalthreatto tion that characterizedcertainareas of theirprigood government.2This altered view came to vate lives into the arena of communalpolitics.
What policies was this combinationof orders to
* Research for this article was done while the author formulatein the realms of communal finance,
was a recipient of a grant from the American Philorelationsbetweenthe Signoria and the Church,
sophical Society.
1 For the background of the novi cives, see J. Plesner, state bureacracy,governmentof the contado,
and control
L'emigration de la campagne a la ville libre de Florence regulationof the businesscommunity,
au XIIIe siecle, 119 ff., Copenhagen, 1934. The tax
over the Florentinemagnati?
assessments of the novi cives reveal that they were affluent men and their holdings in the funded communal debt
of 1345 (the Monte) averaged the considerable sum of
fifty-sevenflorins. Cf. G. Brucker and M. Becker, The
Arti Minori in Florentine politics, 1342-1378, Mediaeval
Studies 18: 101, 1956. The prestanze and estirniof the
novi cives stood in a ratio of five to six and one-half in
comparison to those imposed upon the members of the
patriciate. This figureis based upon a study of surviving
tax records for the Trecento.
2 G. Villani, Cronica, ed. F. G. Dragomani 12: 43;
12: 72, Florence 1845; G. Boccaccio, Lettere Volgari,
12 Florence. 1834. For Matteo Villani's views, see G.
PROCEEDINGS
OF THE
AMERICAN
PHILOSOPHICAL
SOCIETY,
VOL.
360
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361
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362
MARVIN B. BECKER
SOC.
and costly militaryschemes for the capture of to the area of state finance,since the latter
neighboringLucca. Finally, in the summerof underwent a very different metamorphosis.
1343, the hard-wonFlorentineempirebegan to During the intervalfrom 1343 to 1348, when
disintegrateand cities, once under the proud many of the great Florentine companies were
republic's sway, humiliatedthe Florentinesby declaredbankrupt,sweepingadvanceswere taking
gainingtheirfreedom. Arezzo, Castiglione,Colle, place in the communalfisc.12 Giovanni Villani
Pistoia, San Gimigniano,and Volterra launched presentsextensivestatisticson state revenuesfor
successfulrevolutionsand caused Machiavelli,the the prosperous years 1336-1338, and recent
lover of paradoxes, to observe: "Thus Florence scholarshiphas confirmedhis data.13 The refoundherselfdeprivedof bothher tyrantand her public's income fromher single most important
dominionsat the same moment,and in recover- tax-a duty on imports and exports passing
ing her liberty,taught her subjects how they throughthe citygates-was 90,200 florinsa year.
By 1343 thisgabellaportarumhad fallento 68,000
mightbecome free."10
The success of the popular Signoria depended florins,onlyto riseagain two yearslaterto 75,000
upon a recoveryof state finances,for withoutan florins; just beforethe onslaughtof the Black
increase in her presentrevenues,the city could Death it totaled79,000 florins.14The republic's
not hope to carry out even the most elemental second most lucrativetax was the impost upon
or to win back even a small the sale of wine withinthe city walls and the
tasks of government,
measure of public confidence. The conditionof contado. It averaged 58,000 florinsforthe years
privatefinancewas intimatelybound to that of between1336 and 1338,buthad declinedto 36,000
44,000
the public treasurysince so many of the greater florinsin 1342; however,it was returning
guildsmenwere among the commune'sprincipal florins,and just prior to the Black Death it
The revenuefromthe
creditors. These men could remainsolventonly broughtin 45,000 florins.15
a similarfluctuation
shows
contracts
on
gabelle
Since
if the Camera honoredher commitments.
1315, the chiefsource of revenueat the disposal during these years; yielding20,000 florinsanof the Camera had been the yield fromindirect nually between 1336 and 1338, it fell to 7,322
taxation. Communalcouncils had always been florinsin 1342. It then rose to 17,137 florins
extremelyreluctantto impose directlevies upon in 1344, and withinthree years it had virtually
real estateand capital,and it is doubtfulwhether recoveredits originalvalue when it broughtin
the Signoria could have won over the necessary 18,500 florinsto the communaltreasury.16The
two-thirdsmajority required by law to enact gabelle on salt averaged 14,450 florinsin the
this dreaded formof taxation in the autumnof interimof 1336-1338. In 1342 it dropped to
1343.11 The Florentinesassociated this type of 4,697 florins,but by the autumnof 1343 it was
taxation(the estimo) withthe despisedtyrannies up to 10,03313florinsand it remainedconstant
of Charles of Calabria (1325-1328) and Walter for the next three years; but by 1346-1347 it
thewell-being had almost reached its earlier high when it reof Brienne(1342-1343); therefore,
of the state would have to be whollydependent
12 Tratte, 1155 contains the names of all bankrupts
upon the moniesfromindirectimposts.
from the letter "A" through "S," and was to be used for
While considerabledata have been collectedon the purpose of barring these "falliti" from communal
the privatesectorof the Florentineeconomy,the office. The Atti del Podesta and the Camera del Comune
study of fluctuationsin communalfinanceshas contain additional names. The total number of bankbeen overlooked. It would be a serious mistake rupts cited in the above sources is three hundredand one.
13 Cf. footnote 6 and A. Sapori, L'attendibilita di alto attemptto transpose the results of the recune testimonianze cronistiche dell' economia medievale,
searchesof Sapori in the fieldof businesshistory Archivio Storico Italiano 86: 19-30, 1929. For an extenNiccolo Machiavelli, History of Florence and of the
affairs of Italy, trans., F. Gilbert, 101, New York, 1960.
11The estimo had been suppressed in the city in 1315,
and, despite repeated effortsof the Signoria to have it
re-enacted, the communal councils regularly rejected it.
Cf. B. Barbadoro, Le finanze della repubblica fiorentina,
124-130, 207-208, 210-211, Florence, 1929. In 1341 the
governmentwent so far as to elect a commissionfor the
purpose of re-establishing this levy but the communal
councils would not assent to its imposition despite the
magnitudeof the economic crisis.
10
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FLORENTINE
POPULAR GOVERNMENT
363
is the
turned14,000 florins.17The communallevy on any typeof regime,but what is significant
pawnbrokerswas 3,000 florinsa year for the way in which the popular Signoria nurturedand
intervaldescribedby GiovanniVillani. In March husbanded this recovery. By making certain
of 1343 it broughtin only 1,950 florins,but by fundamentaldecisions, the Florentine Signoria
1346 it had climbedto 2,800 florins.8 The tax was able to relieve the economy of crushing
on cattle slaughteredin the contado averaged burdens.
4,400 florinsper year between 1336 and 1338;
In November of 1342 the despot, Walter of
this sum was reducedsubstantially
as a resultof Brienne,enacteda decree suspendingpaymentof
the politicalpressuresexerted by the influential interestto communal creditors. Formerly the
butcher'sguild and in 1344 it yieldedonly 1,475 revenuesfromcity tolls and the taxes on wine,
florins,but like all of the othergabelles,its yield salt, and contractshad been assigned for this
increased until it was bringingin 1,650 florins purpose. Now the incomefromthese levies was
by the year 1347. Comparablegains were regis- to revert to the communal treasury so that
teredby othercommunallevies between1343 and Florence mightbe able to pay the back wages
1348: thereturnson the impostson cattlemarkets of her mercenaries. GiovanniVillani tellsus that
in Florence and in the parish of San Giovanni, the outlayfortroopsaveraged 140,000florinsfor
outsidethe city,tripledduringthese years,while the years between 1336 and 1338. As a bitter
the gabelleon the hawkersof foodstuffs
increased afterthought,
he adds that this exorbitantsum
ten timesin yield duringthat same period.19 In did notincludethepay forthosemercenarieshired
part,this startlingrecoveryin state revenuescan by the republicto fightthe disastrouscampaigns
be attributedto the many administrative
reforms in Lombardy. At firstWalter of Brienne did
inauguratedby the popular Signoria during its littleto curtailtheseexpenditureswhichdevoured
tenure. The collection of indirect taxes was almost a half of the commune'sreturnfrominsystematizedand severe punishmentswere meted direct levies. But by November of 1342, the
out to the lax and corruptofficialsof the earlier situation was too critical to be ignored; the
regimes.20 The trend was towards a more im- treasuryhad a balanceofonly15,138florinswhich
partialand impersonalenforcement
of communal was barely enough to meet the day-to-day
law. However,no amountof loopholetightening exigencies of government.21It was at this
or efficiencycan account entirelyfor this re- momentthatBriennedecidedto issue his infamous
surgenceofpublicrevenues. It would appear that decree; now he could use the money from the
the principalfactor inducingthis recoverywas gabelles to pay his troops and functionariesinthe durabilityof the complexFlorentineeconomic steadof makingrestitution
to communalcreditors.
systemwhichcould sustaina seriesof severejolts In addition,he was compelledto resort to the
and still be in a positionto reassertitselfvigor- dreaded estimo and to numerousforced loans;
ously. Such a rally could have occurredunder but even thenhe was unable to resumepayment
of the publicdebt. In fact,thesedesperatemeas17 CC., 6, f. 45r; C.C., 9, f. 59r; C.C., 14, f. 77r.
ures only succeededin enlargingthe public debt,
18 C.C., 8, f. 3; C.C., 24, f. 47. For the brief ascent of
this gabelle during the late summer of 1343, see foot- since the recentforcedloans merelyadded to the
note 8.
total, and the returnsfrom indirectand direct
19 CC., 12, f. 41r; C.C., 11, f. 34; C.C., 23, f. 26;
levies were beingdispensedto mercenariesby the
C.C., 10, f. 107; C.C., 16, f. 102r; C.C., 10, f. 9.
Camera almost as soon as they were received.
20 The authority of the judicial officialsover gabelles
was extended and special officerswere appointed to re- Unless the popular governmentcould devise a
duce expenses. Among those selected were two novi seriesof remedies,it would be necessaryforcomcives,a dyer and a sword maker. Provvisioni,32, f. 59. munalcreditorsto relinquishboththe interestand
(Henceforth this source will be abbreviated as P.) Unprincipalon theirloans. An increasein returns
paid gabelles were collected and suits were initiated
against the heirs of those who were delinquent. C.C., 16- from indirectimposts could not be substantial
18. Dispensation for failure to pay gabelles was fre- enough to alleviate this increasedpressure if it
quently granted by the courts and the communal councils were not coupled with sizable reductionsin the
throughoutthe tenure of the oligarchical regime (1328communalbudget,for even if income fromthe
1342). Cf. Guidicedegli Appelli,122, parts II and III.
rose, it would only be consumed by
gabelles
For an attempt to differentiatebetween oligarchical and
expenditures.
popular regimes, see M. Becker, Some aspects of oli- mountinggovernmental
garchical, dictatorial and popular Signorie in Florence,
21C.C., 2 bis, f. 7. For a more detailedanalysisof
1282-1382, ComparativeStudies in Society and History
Brienne'srule,see M. Becker,op. cit.,434-439.
2: 425-434, 1960.
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MARVIN B. BECKER
364
SOC.
Both the novi cives and the patriciatewho sat outweighedthe commercialadvantages,since the
in theSignoriaafter1343 were holdersof govern- republicwas now beingcompelledto lay out huge
ment securities,and indeed the Florentinestate sums for the militarysupportof the overlyamcan be likened to a giant corporationin which bitious plans of their allies. The Bardi and
of the Florentine
the 8,000 most affluentmen in the community Frescobaldi,two of themightiest
were the principalshareholders. The program bankingfamilies,led an abortiverevoltdesigned
initiatedby thenewershareholdersnot onlysaved to reverse this policy and to liberate Florence
the equity of their social superiors,but it also from her crushing commitment. What these
demonstratedto the more experiencedpatriciate leadingfamilieswereunableto accomplishin 1340
the prudenceof the newcomersin fiscalmatters. was achievedthreeyears later when the popular
When the new Signoria renounced traditional Signoria proved unresponsiveto the lure of the
elimiFlorentineimperialismin favorof a policyof dis- city'sold Guelfties. The new government
engagementand isolation,it was moving in a natedtraditionalsubsidiesand reducedher budget
a solvent fisc. The by curtailingher obligationsabroad. Only in this
directionof reconstituting
popularSignoriaactedto curtailmilitaryexpendi- mannercould Florence effectsavings substantial
turesafter1343, and so successfulwas thispolicy enoughto makethe Camerasolventand thusavert
thatby 1345 the militarybudgethad been halved communalbankruptcy.
and the republicwas spendingonly75,000 florins
During the 1330's over seventyper cent of all
a year for this purpose.2 Florence was indeed the highcommunalofficeswere held by members
fortunateat this timenot to be menacedby any of Florence'sthreegreatestguilds; the Lana, the
adversariesof the statureof a CastruccioCastra- Cambio,and the Calinala. These industrialand
cane or an Uguccionedella Faggiuola. No neigh- bankingpatriciansadvocated that the commune
boringstatehad eitherthe leadershipor energies be financedthroughindirecttaxes that fell on
to begin again the terriblecontestfor dominion the consumer (gabelles) and by forced loans
over Tuscany. Therefore,except for the ubiqui- (prestanze) at high rates of interest. The result
tous maraudingcompanies,therewas no sustained of thisfiscalpolicywas to increasethe communal
threatto Florentinelibertain theyearsjust before debt untilit became a crushingburden. By the
the Black Death. The popularregimewas eager summerof 1343 it had mountedto 800,000 florins
thatmightinvolve -a sum roughlyequal to the total revenue of
to avoid foreignentanglements
her in the disputesof otherstates,and happy to the commune over a period of almost three
ambitionsthatmightincurthe years. Even as early as 1340 it was evident
renounceterritorial
enmityof her neighbors. This task was made to the Signoria that the republiccould not hope
easier duringthese years since Florence did not to repay its creditorsunless it made startling
have to contendwithmeddlingGermanemperors innovations in communal fiscal policy. The
and popes bent on the reconquestof the Patri- councilswere reluctantto permitthe government
mony. There were obstacles,however,and the to introduceneeded reformsdespitethe factthat
gravest of these was the republic's own Guelf the situationwas worseningday by day. The
legacy. The patricianelite of GiovanniVillani's Signoria firstsoughtto ease this mountingfiscal
generationwho guided the destiniesof the city's crisis by placing a hearthtax on the citizenry;
club-the pro-papalParte Guelfa it was calculatedto bring six hundredflorinsa
mostaristocratic
-had strong allegiances to the Guelf alliance day intothe communaltreasury. Then the interso much est rates on forced loans were slashed.24 Unsystemwhich,in thepast,had contributed
and prosperityof the city.
to the glory,strength,
and early fourteenth 23 The public debt was only 47,275 florinsin 1303, but
Throughoutthe thirteenth
1338 it totaled approximately 450,000 florins. Cf. E.
and great by
century,bankingtycoons,industrialists,
Fiumi, Fioritura e decadenza dell' economia fiorentina,
merchantshad received many concessionsfrom Archivio Storico Italiano 117: 455, 1959. Over the next
the papacy and the rulers of South Italy. As four years it almost doubled, reaching for those times,
astronomical figure of slightly more than 800,000
early as 1340, however,leading Florentinesbe- the
florins.
came convincedthat the numerousliabilitiesin24 B. Barbadoro, op. cit., 400-401; C. Paoli, op. cit.,
curredthroughties withAvignonand Naples far 65-66; P., 32, f. 48r. The treasurer of the hearth tax
of thestais basedupona comparison
22Thisfigure
by Villani and thosefoundin the
tisticspresented
Camera del Comune,Entra.tae Uscita.
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365
fortunately,
these measures had a negligibleef- usury.26 The Franciscansand Dominicanswere
fect, for the returnsfrom the gabelles, which divided on this perplexing question, but the
still constitutedthe principal source of public Signoria remainedunperturbedand continuedto
revenue,were still not cominginto the treasury enact communallegislationwhichexpresseddeep
in thefundamental
of the
righteousness
since theyhad long ago been pledgedto amortize confidence
the prestanze. Walter Brienne'ssolutionto this institutionof the Monte. And there were few
dilemmahad been the infamousdeclarationof a among the Florentines who were tormented
enoughto refuseto accept the profferedinterest.
moratoriumon the communaldebt.
Althoughthe new regimecould look forwardto After1345 the jurisdictionof ecclesiasticalcourts
increasedreturnsfromindirecttaxationand sub- was severelylimitedin cases involvinga charge
to prosecutethose
stantial savings on the military budget, the of usury and it was difficult
problemof fundingthe communaldebt remained who had violated the prohibitionagainst taking
formidable. Tax returnswere not high enough interestfroman investmentwithoutrisk. The
to permitthe treasuryto amortizeover a half popular regimefloutedclericallibertieswith unmillionflorinsin communaldebts. The money precedentedzeal: the authorityof the Holy Office
clergywere now held liable for
saved by curtailingmilitaryexpenditureswas just was undermined,
to pay the75,000 florinsa year in carry- many communallevies and the jurisdictionof
sufficient
ing chargeson the debt. The Signoria began to secular courtsreached into mattersthat had forwork towards a solution to this problem in merlybeen the exclusivepreserveof ecclesiastical
Decemberof 1343, and by 1345 theyhad consoli- tribunals.
dated all the outstandingold loans undera single
II
orderlysystem. The varied items of public inThe innovationsmade by the popular Signoria
debtednesswere unifiedand lumped togetherin
what the Florentineswere to call the Monte, or in church-staterelationswere closely related to
mountain.25By partiallyabandoningthe redemp- the government'seffortsto amelioratethe probtive featureof public finance,the Signoria freed lems confrontingthe Florentinebusiness comthe republicfromthe obligationof repayingover munity. The new men and the patricianswho
a half millionflorinsof principal. This was ac- held high officeat this time were extremely
complishedby declaringthe public debt to be anxious about the welfareof the greatcompanies.
interestbearing,and statingthat credits in the Together they acted to create an environment
Monte werenegotiable. Interestrateson thedebt that would be congenial to the hard-pressed
Florentinebankersand industrialists. While it
were cut to five per cent and this marked a
to determinethe extentto which the
is difficult
substantialreduction,since most of the loans had policies of the new regime contributedto the
been made at rates rangingfromten to fifteen recoveryof these harassed companies,there is
per cent. The effectof this innovationwas to littledoubtthatthesepoliciesdid muchto alleviate
lower the amountof the carryingchargesfor the the impact of the economic crisis. Sweeping
publicdebtfrom75,000 florinsa year to approxi- legislationwas enacted to protectthe companies
fromthe insistentclaims of theircreditors,both
mately25,000 florins.
This reformwas made in the face of intense lay and ecclesiastical. In 1345, and again a year
ecclesiasticalopposition; clergy and laity alike later,petitionswere submittedby the captainsof
guilds aimed to preventcreditors
weretroubledbynaggingdoubtsas to whetherthe the twenty-one
from
initiating
suits for restitutionin non^omfundingof the republic's debt was contraryto
munal courts.27 When these petitionsbecame
the teachings of canon law on the subject of
gabella dei fumanti actually brought in six hundred
florinsa day. Notations in the treasury records suggest
that it probably did not. Cf. C.C., 2 bis, fols. 4r, 32, 219.
25 By taking this action the Signoria was able to scale
the communal debt down to 505,044 florins. A reduction
of over 300,000 florins in the public debt was not due
solely to the founding of the Monte, but was also a
resultant of the fact that the popular Signoria had succeeded in amortizing certain of the prestanze. Cf. B.
Barbadoro, op. cit., 629-687; C.C., 4-15.
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366
MARVIN B. BECKER
SOC.
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VOL.
FLORENTINE
POPULAR GOVERNMENT
367
controversy
amongeconomichistorians,was wool communalcouncils passed legislationprohibiting
manufacturing
(Lana).32
During the 1330's the the export of this precious metal fromthe city
Lana had been the rock on which Florentine and contado. Two years later the government
prosperitywas founded,offering,as it did, em- devaluated the silver currency. This step was
ploymentto one-thirdof the citydwellers. Over- urgedby thelanaiuolisincetheyreceivedpayment
expansion and foreigncompetitionin the early for their cloth in gold while paying their emfortiesthreatenedthe well-beingof this industry ployeesin silvercoinage. The effectof thispolicy
and many leading firmswere compelledto close was to cause depreciationof silvercurrency,with
down. The problems of these wool manufac- the result that the gold florinrose in value in
turers were intensifiedwith the outbreak of terms of the silver money. According to the
workerunrestin 1342. The populargovernment statuteof the Podesta, only the mastersof the
was confronted
witha decliningArte della Lana greater guilds were permittedto use the gold
and its response was to exert every energy florinas the standardof value in theirbusiness
towardstheestablishment
ofan economicenviron- transactionsand to keep their books in this
mentthat would be favorableto the interestsof monetaryunit.
this guild. Despite the fact that many of the
The Lana was not the only major guild to
lanaiuoli were ineligiblefor communalofficebe- increase its representationduring the era of
cause theyhad been declaredbankrupt,this guild popular government. The silk guild more than
in the doubled its representation
succeeded in increasingits representation
in the Signoria: from
popularSignoriabetween1343 and 1348.3 From 1328 to 1342, 6.3 per cent of those electedto the
1328 to 1343 membersoftheLana held one-fourth prioratewere matriculatedin this arte, while in
of thehighposts in the republic;after1343,how- the fiveyears after1343 this figurerose to 14.5
ever, this figurerose to thirtyand a half per per cent. Like the lanaiuoli, these men were
cent. It would appear that the purportedeco- among the most affluent
in urban society,having
nomic decline of the Lana did not affectthe holdingsin the fundedcommunaldebt averaging
politicalprestigeof this guild and that the novi the substantial sum of one hundred forty-six
cives were anxious to cooperatewiththe lanaiuoli florins.36 Particularlyprominentamong their
to assistin theirrecovery. The Signoriafirsttook numberwere the many novi cives who entered
actionto annulthemanyprivilegesbestowedupon communalpolitics at this time. Families such
the wool workers by their self-appointedbene- as the Baldese, the Buoniuti,the Del Panchia,
factor,Walter of Brienne. Once again the day- the Pantalioni,and the Sanguigni were to conlaborers employedby the lanaiuoli were placed tinue to play a crucial role in Florentinecivic
under the jurisdictionof the guild courts and life over the next fivedecades. The phenomenal
policedbyan official
electedby theguildmasters.34 growthof silk manufacturing
in Florence during
The hand of the Lana was also muchin evidence the middle years of the Trecento certainlyconwhen the new governmentmet to formulate tributedto the political mobilityof these men
monetarypolicy. In 1345 therewas a dearthof fromthe Por Santa Maria. As a tributeto their
silvercoinageand this,accordingto thechronicler, growingeconomicimportance,
doubletmakersand
GiovanniVillani,caused "great discomfort
to the hosiersnow sat regularlyin the communalcounlanaiuoli."35 Therefore,the Signoria and the cils. Soon theywere to be joined by the master
whose skills
32 R. Davidsohn, Blilte und
niedergang der florentiner dyers and the soap manufacturers
tuchindustrie,Zeitschrift fur die gesamte Staatswissen- were also essentialto the textileindustry. Judgschaft 85: 225-255, 1928; A. Dorin, Die florentinerwoling fromthe frequencywith whichthe names of
lentuchindustrie,412 ff., Stuttgart, 1901. In his Studi thesemenappear on the listsof Priors
after1343,
di storia economica, Armando Sapori presents a more
it
is
difficult
to
argue
that
the
textile
manufaccautious view of the alleged decline of the Lana in
turerssufferedany appreciabledeclinein political
Florence. Cf. especially 1: 544 ff.
33The average Monte holdings of the lanaiuoli who influence.
served in the popular governmentwere 542 florins.
The guilds who lost representation
in the new
34 Cf. M. Becker, The republicancity-statein Florence:
government
were
the
Cambio
(bankers)
and the
an inquiry into its origin and survival (1280-1434),
Calimala (the finishersof importedcloth). The
Speculum 35: 46-48, 1960; Atti del Capitano, 17, f. 72.
35G. Villani, Cronica 12: 97; Statuti, 15, bk. 3, f. 16r;
G. Brucker and M. Becker, The Arti Minori in Florentine politics, 1342-1378, Mediaeval Studies 18: 98-99,
1956; R. de Roover, op. cit., 16; Capitoli, 18, fols. 93-94.
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368
MARVIN B. BECKER
SOC.
men of the Cambio held 30 per cent of the posts of adjustmentand growth,ratherthan of proin the Signoria from 1328 to 1342; after 1343 tracted depression as has been traditionally
this figurefell to 15 per cent, while the repre- depicted.38 A question which yet remains unwas therebetween
sentationof the Calimala declinedfrom16.25 per answeredis: What relationship
centto 8.8 per cent. These statisticssuggestthat this partial recoveryin revenueand population,
politicalprestigeof theFlorenindustriesand professionsmore deeplyrootedin and thecontinuing
be sugthe domesticeconomysuch as the Lana and Seta tine textileindustry? It can tentatively
were less prone to sudden reversals in fortune gestedherethatincreasesin citypopulationwere,
whichwas dependentupon the to some extent,relatedto the persistentneeds of
than the Camnbio
moneymarket. As forthe Calimala, the Lana for manpower,and the cityfathersfelt
international
this guild had already reached its height,and this very stronglywhen they requestedthat the
its dominanceover the Signoria had come to an mastersof this guild put up moneyfor the purchase ofgrainin orderto takecare of thedestitute
end at the close of the Dugento.
Fortunately,reliable populationstatisticsexist newcomersduringthe famineof 1346.39
for the period under consideration. Modern
III
demographicalstudieshave not substantiallyimpaired the validityof the figurespresentedby
If the popularSignoria of 1343 was to achieve
GiovanniVillani in his Cronica of Florence: in a longer tenure than its two predecessors-ten
1338 therewere 90,000 inhabitantsliving within monthsand two monthsrespectively,then this
the city walls; the numberfell to 75,000 in the government
would have to gain a largermeasure
year 1340, only to rise again to 80,000 in early of public confidence.The questionof communal
1347.37 This incrementof 5,000 reverses the fiscal responsibility
was met almost immediately
trend that had been in effectsince 1300 when whenthe new Signoria assumedcompleteliability
the city's populationwas 105,000, and suggests forthemanyloans made by Briennein themonths
thatduringthefiveyearsbeforethe Black Death, of June and July of 1343. But an even more
therewas definiteurbangrowthforthe firsttime vexingproblemconcernedthe breakdownof comin almost half a century. It is also interesting munal fiscaland juridical authorityin the territo note thatthereis a remarkablecorrelationbe- toriesunderthe aegis of Florence. Not onlyhad
tweengate tollsand populationfigures. One can manyoutlyingcitiesled successfulrevoltsagainst
project the annual return from the gabella the republic,but communalpower over the reportarumso that its decline and rise coincides mainderof thecontadostoodin dangerof deteriowith the demographicalcurve. At its height,in rating. In the monthprecedingthe foundation
1338, it was 90,200 florins,averaging approxi- of the popularregime,no revenueswere received
matelyone florinper inhabitant;it fellas did the by the Camera from these territories.40Even
virtu- duringthe late 1330's, judgingfromfragmentary
population,and thenrose again maintaining
ally the same ratio-79,000 florinsin gate tolls treasuryrecords,ruralcommunesand popoliwere
fora populationof 80,000. It would appear then
38 For recent bibliography on this question, see W.
that the yield fromindirecttaxation,and hence
Recent trends in the economic historiography
Ferguson,
tied
was
closely
of
the
fisc,
recovery
the economic
of the Renaissance, Studies in the Renaissance 7: 7-26,
to the gains Florence made in populationin the 1960. For a cautious description of general economic
precedingthe Black Death. If tendencies in Trecento Europe, see R. Lopez, The trade
yearsimmediately
one were called upon to determinethe temporal of Medieval Europe: the south, in The Cambridge EcoCambridge, 1952.
locus of the Florentine"depression,"based on nomic History of Europe 2: 338-354,
in his Recherches sur les compagnies comRenouard
Y.
data offeredby this study,then he would have merciales et bancaires utilisees par les papes d'Avignon
to place the nadir somewherebetween1340 and avant le Grand schisme, Paris, 1942, depicts the middle
1342. For in the earlieryear,Florentinepopula- years of the Trecento as being a time of unmitigated
tion strucka new low, while, in the latter,tax economic decline for Florence and does not see a subrecovery until the 1360's.
returnsfell to new depths. These data indicate stantial
39 Lana, 41, f. 203, 13 September, 1346. It is stated
thatthe intervalafter1343 was, in fact,a period in the guild records that this money was paid "sponte"
E. Fiumi, La demografia fiorentina,op. cit., 78-158.
For a translation of the relevant chapter from Villani's
chronicle,see R. Lopez and I. Raymond, Medieval trade
in the Mediterranean world, 71-74, New York, 1955, and
the bibliographical comments on page 70, footnote85.
37
C.C., 2, August,1343.
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FLORENTINE
POPULAR GOVERNMENT
369
fallingfar in arrears in their obligationsto the occupying vital positions in the countryside.44
republic. Not only were there unpaid levies, The Captain of Custodylevied heavy finesupon
reachingback as far as 1331, but therewere also syndicsand rectorsin the contadowho had failed
unfilledservicesowed the communesuch as castle to seize malefactorsor who had neglected to
guard and road maintenance.41Particularlydis- report on crimes committedin their bailiwick.
turbingto the new Signoria was the reluctance Rural communesand popoli were also condemned
of the rural communesto report crimes com- for harboringexiles or fugitivesfromcommunal
mitted in their territoriesto the tribunals in j ustice.45
Florence. Many of those condemnedas outlaws,
Particularlycriticalto a government
seekingto
or banished to foreignlands, continuedto live reconstitute
the fiscwithoutimposingnew forms
in the outer reaches of the contado. A com- of taxation,was the promptpaymentof military
parison of communalpolicy on the contado,as subsidies and the regular collectionof imposts
it was formulated
by the oligarchicalregimefrom levied on the contado. When the officialsin
1328 to 1342, with that of the popular Signoria charge of the estimoin the contadobroughtsuit
suggeststhat the formerwas essentiallylaissez- againstrural communesand popoli fortax delinfaire,while the lattertended to enforcethe law quency,the Florentinemagistrateswere quick to
rigorously. The early volumes of records of convict.46By communaldecree,an appraisal of
inquestsby Florentinemagistratesfor the years propertywas to be made and then the Captains
immediately
after1343, are repletewith charges of the Leagues were enjoinedto collecta subsidy
againstthe syndicsand rectorsof ruralcommuni- of fourfoot-soldiers
for everyhundredof estimo
ties who,in one way or another,had transgressed (pro quolibetcentumestimi). When rural comthe law.42 Administrativereformswere intro- munitiesfailed to comply with this edict, they
ducedsimplifying
thetaskof thecommunalmagis- were subjectto heavyfines.47The city'scapacity
trates,but as the Trecentowore on, theirrole was to meet its militarybudget withoutadding to
taken over by a rapidlyburgeoningbureaucracy publicindebtedness,
dependedupon thevigorwith
which could operate with greaterefficiency
and whichher captainsand magistratesexacted these
at a lower cost. So effectivewas this new levies fromthe contado.
bureaucracy that within two generations,the
It is probablethatthe returnsfromthe estimo,
ministration
of justicein the contadocame to rest imposedon the contadoin late 1343, were being
mainlyin theirhands. Parallelingthis develop- paid directlyto communalcreditors.48Therefore,
mentwas the increaseduse of communalnotaries the Signoria was eager to increasereceiptsfrom
who were being sentout in ever greaternumbers this source, and the administrativereformsof
to handle manyproblemsof the contado.43
thatyear whichrearrangedthe boundariesof the
The question of the syndicationof communal various districtsoutside the city walls reflected
officialsin the countrysidelooms especiallylarge the regime'sdesire to make assessmentand colat this time, for the populace of the city was lection of taxes simpler. At best, however,attendedto be makeshift
particularlyincensed at certaingreat Florentine temptsat systematization
familieswho used highpublicofficefortheirown
44Schiata was fined320 lire, 15 soldi; Bartolomeo was
personal aggrandizement.The regimehad been fined 300 lire, and Giovanni 322 lire, 10 soldi. C.C., 7,
established,as had earlier popular Signorie, to fols. 140, 150, 14-23 August, 1344; C.C., 8, f. 18, 19
October, 1344.
initiatereforms,
and one of its firstmoves was to
45 Fines for this type of offensereached as high as 300
review the conductof those men who had for- lire; if payment was made within the allotted time, a
merlyheld highposts in rural Tuscany. Schiata twenty-fiveper cent reduction was allowed. C.C., 14, f.
C.C., 12 ,fols. 40r-58r, 18 November-12 December
Bartolo Cavalcanti, Bartolomeo Gherardo Adi- 22r;
1344.
46 On
mari, and Giovanni Piero Alberti were among
November 29, 1344, twenty-fivehamlets were
the firstof the great patriciansto be convicted fined a total of 1,600 lire on this charge. This figure
for malfeasance,negligence,and peculationwhile must be used with caution since "compositione" was made
with the treasury and the amount actually paid into
the
Camera could have been much less. C.C., 10, f. 94.
41C.C., 2 bis,fols.214r,227,250-257r,293.
47 C.C.,
15, fols. 65r ff.
42See especiallyC.C., 12, November-December,
1345;
48 Returns from this tax do not appear in the treasury
CC., 13, January-February,
1346; C.C., March-April, records until the early 1350's. In most instances, when
1346.
this occurred it signifiedthat the money had been pledged
43 Sindicatodel Podesta,1-2; C.C., 4, f. 81r.
for repaymentof prestanze.
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370
MARVIN B. BECKER
SOC.
53 Sixty-five per cent of all notaries who held communal office,between 1343 and 1382 came from families
recentlymigrated to the city. The holdings of these men
in the funded communal debt averaged two hundred
florins.
54 P., 33, f. 43; Provvisioni Duplicate, 5, f. 64, 13 May,
1345.
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371
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MARVIN B. BECKER
SOC.
65 A. Sapori, La crisi, 132-147; C. Paoli, op. cit., 103104; Libri Fabarum, 25, f. 16r; Capitoli, 18, f. 88, 11
December, 1344.
66 On 7 May, 1344, two novi cives, Agostino Cocchi, a
dyer, and Sandro Mancini seconded proposals designed
to punish formercastellani. Cf. Libri Fabarum, 23, fols.
63 Particularly interesting are the condemnations of
10-lOr. The Signoria consulted with the captains of the
rectors of rural popoli. C.C., 8, f. 18, 19 October, 1344;
city's twenty-oneguilds on the feasibility of punishing
C.C., 9, f. 30r, 13 November, 1344.
other communal officials. There was great opposition
64 C.C., 34, f. 124, 2 July, 1349. Frequently when an
to actions of this type, especially in the Council of the
the
in
a
as
magistrate
serve
to
elected
was
individual
its greatest reprecontado, it was stated that he was to be free from syndi- Podesta where the older patriciate had
f. 43,
cation. Cf. P., 38, f. 74r, 21 June, 1350, for such a pro- sentation. Cf. ibid., f. 10r, 8 May, 1345; P., 33,
vision concerning a member of the Tornaquinci family. 13 May, 1345.
67 A Bondelmontewas fined5,161 lire, 16 soldi; for the
Treasurers of balie were granted exemption from syndication. Cf. P., 39, f. 1, 17 August, 1351; P., 39, f. 15, names of those who were held liable for this condemnation, see P., 34, f. 3r; C.C., 6, f. 72r, 19 June, 1344.
20 August, 1351.
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373
69
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374
MARVIN B. BECKER
SOC.
preceding
The desire to emulate these magnati led to a annulled,and in the years immediately
recourseto arms whenevera Strozzi suffereda the popular revolution,1341-1343, this practice
slight-real or imagined. This tone of brutal became chronic.76
Those who recordedthe events from 1343 to
egoismis fullydocumentedin theFlorentinecourt
hostile
recordsafter1343 whenwe findpopolanifamilies 1348 agreedthatil popolowereparticularly
such as the Strozzi engaged in avenging their to those magnates, lay and ecclesiastical,who
honor; only a generationago their fathershad employedtheirgreat power to oppress the poor
been busily engaged in engrossingpropertyand and the weak. According to the chronicler
lendingon pledges.73 The problemconfronting Stefani,il popolo were most incensed at those
a popular Signoria then involvedthe regulation grandi who used the inhabitantsof the contado
of lawless behaviornow rampantamong magnati cruelly. Giovanni Villani and an anonymous
as well as high popolani. In speakingof these prioristajoined Stefani in maintainingthat the
lawless men, contemporarydocumentsmade no animus of il popolo was also directed against
betweenthesetwo orders,but referred those high clergyfromgreat familieswho exerdistinction
cised their ecclesiastical authority for selfto themcollectivelyas potentes.74
The Florentine chronicler,Dino Compagni, aggrandizement.77It should be understoodat
whose view of politics was always temperedby the outset that the policies formulatedby the
when writingabout an earlier popularSignoria were aimed to checkthe chronic
moral imperatives,
intervalof popular rule, statedthat the Signoria abuses perpetuatedby the overmighty-whether
took pains to enjoin communalmagistratesto see theywere noble or commoner-andthatthisprothatjusticewas ministeredto all. Especiallywas gram was not generated by class antipathy
the judiciaryurged to preventthe great and the towards the nobility. Rather it was part of a
powerfulfromoppressingthe smalland the weak. resurgenceof feelingagainst those great families
While serving in the Signoria of Giano della who not only had been a law unto themselves,
Bella (1293-1295), Compagni had an oppor- butalso had made theSignoriatheirown personal
theprecedingdecade. Theretunityto assist in writinginto Florentinelegisla- preservethroughout
tion just such a provisiondesigned to curb the fore,we must considertwo types of legislation
abuses of the overmightyagainst the helpless.75 passed duringthe tenureof the popular governDespite repeatedeffortsby communalauthorities, ment: first,measuresdirectedagainst the crimimany of the magnaticontinuedto defythe law nous potentes,and then laws designedto reduce
withimpunity.During the decade of the 1330's, the inordinateinfluenceof the great families.
Two monthsafterthe new regimetook office,
tenAleis,fiveBardi,sevenCavalcanti,ten Frescobaldi, eight Giandonati,ten Norli, eleven Rossi, the Ordinances of Justice-so despised by the
five Squarcialupi, four Della Tosa, and three magnati-were re-enacted. More than any other
crimesrangingfromassault set of Florentinelaws, these"Felicita" ordinances
Tornabellicommitted
thepassion of themedievalcommunefor
with a deadly weapon to homicide. Forty-six reflected
magnatifamilieswere convictedof one hundred an end to violence. Throughthistypeof legislaseriousbreachesof communallaw; most tion the NorthernItalian citieshoped to win the
forty-six
of these convictionsstemmedfrom attacks by fruitsof a tranquiland orderlysocietyso necesmagnation popolani but there were more spec- sary for the prosperityof the artisanmerchants.
tacularchargessuch as arson,murder,devastation Much to thehorrorof the Florentines,the despot,
theseordinances
attackson communalfortifica- Walterof Brienne,had permitted
of churchproperty,
tions,highwayrobbery,and treason. Despite the to lapse. The short-livedaristocraticcoalition
verdictsof the courts,thesesentenceswere never whichruled Florencein the late summerof 1343
carried out because the magnati families were
76 There were ninety-eightmagnati families living in
able to secure judicial dispensation. Upon Florentine territoryat this time. For a list of the dispaymentof a small fine,the magnatiwere able pensations,see Guidice degli Appelli, 122 and C.C., 2 bis.
to have even the most severe of condemnations Very significant was the removal of condemnations
73 P. Jones, op. cit., 186-191.
against such Ghibelline magnati as the Amadori, Falconieri, and Pulci. Cf. C.C., 2 bis, f. 70, 23 December,
1342.
77 Cf. footnote71.
Stefani states: "Seguendo i cherici
molti soperchi in moti modi, ed infra quali erano molti
Grandi e popolani grassi, li quali battiano e oltraggiavano
li minuti,cognizione non era appo li secolari rettori."
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375
took an even more radical and unpopular step Ordinancesof Justice.85Among the many other
familieswho feltthe full forceof these
when it annulledthese fundamentallaws. Now magncati
in November of that same year the popular laws were the Adimari, Aleis, Bordini, Della
Signoria decreed that the ordinanceswere once Tosa, Donati, Mancini,Pazzi, Rossi, and Tornaagain in effectand, therefore,all magnatimust belli.86
post securityfortheircontinuedgood behavior.78 The Cameradel ComunerecordsthemanypayThe penaltiesforcrimesof violencewere doubled ments made by the consorterieand the fideiusand tripledso that the magnatiwere now to be sores of thecriminousmagnatifrom1343 through
dealt with more severelythan otherclasses. In 1347. Unlike the earlierera of oligarchicalgovthe followingyear the new regimestrengthened ernment,the verdictsof communalcourts were
the provisions of these ancient ordinances by executed and not thwartedby grantsof judicial
extendingthe principleof collectiveresponsibility dispensation. It was only with the fall of the
so that magnatiwere to be held liable for the popular Signoria in 1347-1348 thatthe highborn
were once again permittedto purchaseabsolution
crimesof theirdistantkinsmen.79
The earliestinstancesof convictionsstemming fromthe decisionsof the courtsof the republic.87
from the now rigorouslyenforced Ordinances More thanany othersinglepractice,the granting
of Justiceoccurredonlya monthaftertheselaws of judicial dispensationserves to illustratean
were reactivated. Gerio Manetti Gherardini, essential differencebetween an oligarchicaland
"magnateset potentes,"was triedin absentiaand a popular regime. The latteris characterizedby
of
foundguiltyof the homicideof a "populares,"a its more impartialand impersonalenforcement
certain Francesco Lapuccio. Fifteen of Ghera- the law, while the formertends to be more perdini's consortswere compelledto pay the stiff missivetowardsmen of statusand influence.
fine of 3,000 lire for their kinsman's flagrant Not only was communal law enforcedwith
thetenureofthepopular
violationof the Ordinances.80 During the same greatervigorthroughout
month,Bernardinomesser Filippo, of the noble government,but the Florentinestatutesdisclose
house of Cavalcanti,was likewisecondemnedin that penaltiesfor crimes of violence were espeabsentiaon an identicalcharge,and his consorteria cially severe. In 1344 a provisionwas enacted
was required to pay a similar fine.8' Shortly decreeingthat any person fromFlorence or the
the Gherardiniagain ran afoul of the contado who offendeda citizen or a contadino
thereafter,
law and this timethe finereachedthe exorbitant "by violence studiosevel premeditate"would be
sum of 6,000 lire.82 The Janbernardi,
a branch dealt with harshly. If he committedthe same
of the noble house of AEdimari,had two members offensetwice,the finewas to be doubled and his
who were each fined500 lire for molestingthe name was to be inscribedin the book of "MaleFlorentineartisan,Master Jacapo, a popolano.83 abliati." The evil doer was not permittedto
Pierozzo BertolinoGiandonati,a magnate,paid escape with a mere fine, but was required to
300 lire in finesforassaultingthe eminentguilds- sufferthe loss of a hand. In additionto this,the
man and leading popolano, Matteo Zuccheri culpritwas to be barred fromcommunaloffice
Soderini.84 A few days later, Guerra messer forlife.88 The firstpersonto be convictedunder
Monte Bondelmonti,of the aristocraticclan of this law was the noble, Simone Boscoli who was
Bondelmonti,attackeda humblecontadinowitha condemnedby the Podesta in August of 1344 to
knife;forthishe paid 1,000 lire intothetreasury. 85Ibid., 5, fols. lr, 24, 3 March-3 April, 1344.
86Ibid., 5-17.
Early in 1344 his kinsman,Valore, son of the
87 See the reversals of the condemnationsagainst cerknight,Peppo Bondelmonti,was condemnedby tain of
the Bondelmontiwho were convicted of peculation
the Podesta for attackinga popolano and fined of communal funds in October of 1344. Fines of 2,000
3,000 lire in accord with the provisionsof the lire were cancelled in May of 1349, upon payment of
p., 32, f. 73, 14 November, 1343.
79P., 33, f. 2r, 2 June, 1344; ibid., f. lOOr.
78
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376
MARVIN B. BECKER
SOC.
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VOL.
FLORENTINE
POPULAR GOVERNMENT
377
tic step and even went so far as to renounce attestedto withonlythe mostcasual of backward
and changetheirfamilynames. glances into communalhistory. The threeprintheircoats-of-arms
There were some who brokeup theirhouseholds cipal conspiraciesformedto overthrowthe govand movedto anotherquarterof the cityin order ernmentbetween 1323 and 1343 were led and
staffedmainlyby magnati.After1343,as Machiato disassociatethemselvesfromtheirkin.92
justly observed,there was never again to
velli
such
in
lived
magnati
Many of the Florentine
in the city. The
a manneras to win the admirationof the good be a major magnatiinsurrection
burghersof the city. Long ago theyhad shunned leadershipof the contendingfactionswas to pass
appeals to arms and evolved a style of life that into the hands of the great popolani familiesof
was to earnthecontemptofthegreatestof Floren- the Albizzi, Medici, Ricci, and Strozzi. In the
tine historians-Machiavelli. To their contem- 1370's whencertainof the magnatiwere outraged
poraries, however,the decline of martial spirit by the directionthat communalpolicytook,they
centurywas foundtheirspokesmenin the ranks of the popoamongthe magnatiof the fourteenth
Signoria lani.95 We cannot establishMachiavelli's grand
new
a blessing. In Octoberof 1343,the
rewarded five hundred and thirtyof the most thesis which seeks to correlate the decline of
law-abiding magnati by bestowing commoner militaryprowesswiththehumblingofthemagnati
status upon them. Almost one half of the city's class in the middle years of the Trecento. But
magnatiwere now liberatedfromthe harsh and this does not give us licenseto ignorehis incisive
repressivestipulationsof the Ordinancesof Jus- commentsconcerningthe changingstatus of the
tice.93 No longerwould theybe requiredto post magnati: ". . . it became necessary for them (the
securityfor their continuedgood behavior,nor magnati) not onlyto seem like the people,but to
would theybe held accountablefor the crimesof be like them in behavior, mind and mode of
their kinsmen. Moreover, they were declared living."96 So farhad theFlorentinesmovedfrom
that for the balance
whichhitherto their ancient commitments,
eligibleforcertaincommunaloffices
centurysuch chivalricrites as
had been closed to them; even the highestposi- of the fourteenth
tions in the communewere to be accessible to tournamentsand jousting appeared ludicrousto
years. Such measures the good burghersof the city. Yet it would be
them withintwenty-five
had been enactedby earlierpopularSignorieand an errorto assume that medievalknightlyritual
the solidarity had lost its appeal to the Florentinesforall time.
theyhad the effectof undermining
of this class, but never had an effortbeen made Again in the fifteenthcentury the trappings,
on so large a scale as in October of 1345. The pomp, and contestsof chivalrywere to entrance
consorteriaof certainhouses were shatteredand the citizenry; the Renaissance knight was in
duringthe remainingyears of the Trecento we flower. Similarly,we mustnot associate,as does
find an ever-increasingnumber of ex-magnati Machiavelli,generosityof feelingand concernfor
becominginvolved in the life of the commune. the precepts of honor with the magnati class
In this way the transferof loyaltiesfromprivate alone; these virtues also found a place in the
discordantethic of the burgherswhich lauded
to public concernswas encouraged.
and largesse. It is
Machiavelli drew his facts for the historyof benevolence,magniminity,
of feudal style by
decline
the
trace
thisperiodfromthechronicleof GiovanniVillani, simpler to
armorialbearings
of
disappearance
the
observing
but the inferenceshe made were disarmingly
the gradual
is
to
depict
it
than
titles
family
and
he
advanced
Florence
of
In
History
his
original.
a thesisthathas not been giventhe seriousatten- process by which the chivalriccode was grafted
tion it merits: "The ruin of the nobilitywas so on to the merchant'sfamilytree. It was a bourcentury,Leon Battista
complete,and depressedthemso much,thatthey geois of the earlyfifteenth
the cult of the clan
extoll
was
to
who
Alberti,
for
the
arms
take
to
afterward
ventured
never
recoveryoftheirpower,but soon becamehumbled and dedicate himselfto the propositionthat raand abjectin theextreme. And thusFlorencelost tional business conduct was indeed compatible
of her characterand her distinction with feudal conditions.97
the generosity
94
that
in arms." It was thispopulargovernment
95 For the opinions of this most obdurate of the arcitamed the old nobility,and theirlevelingcan be guelfi, the eminent canon lawyer and man of letters,
92P., 42, fols. 99-113.
93 G. Villani,Cronica 12: 22.
94
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378
MARVIN B. BECKER
SOC.
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FLORENTINE
POPULAR GOVERNMENT
379
The oligarchical governmentof the thirties reformsrepresenteda victoryfor the elite of the
whichhad been directedby the scionsof the great lesser guilds whose tribunalswere now able to
houses was replacedby a Signoria of the twenty- try cases involvingamounts eight times higher
one guilds. It was the captains of these guilds than theirformerprerogativeshad allowed.
who met in October of 1343 to draw up lists of
The authorityof the masterbutchers,vintners,
candidatesfor office. If we comparethe statutes catrpenters,
and otherdomesticartificers
was furof the Podest'a of 1322-1325 with those enacted ther enhanced in August of 1344 when the
just thirtyyears later,then the singulargrowth Signoriaaccepteda petitionof thetwenty-one
arti
of the authorityof the twenty-one
guilds is strik- givingthe appropriateguilds jurisdictionover all
ing. The earliercode of laws declaredthat only those who followedtheirparticularmetier. This
the captainsof the twelvegreaterguilds would be enactmentis especially complex and never has
eligibleto serveon commissionsfortherevisionof been adequatelydiscribedby economichistorians;
communalstatutes,while the latterentrustedthis even now there are aspects of this legislation
vital task to the captains of all twenty-one whichcannot be readilyinterpreted.Essentially
guilds.'04 During the thirtiesonly the rectorsof the law was framedto force small retailersand
the greaterguilds were called in by the Signoria pettymanufacturers
intothe guild matrix.107 Not
to considerimportantpoliticalquestions,but dur- only were theyto be amenableto guild jurisdicing the subsequentdecades,the opinionsof repre- tion,but theywere also to be liable for all guild
sentativesfrombothmajor and minorguildswere imposts. This latterrequirement
was particularly
solicited. After1345 theconsulsfromthetwenty- troublesome since many petty tradesmen atone arti participatedin the electionof high com- temptedto avoid the incidenceof these levies by
munal magistratesand extra-ordinaryofficials refusingto inscribetheir names on guild rolls.
whose selectionhad hithertobeen the exclusive The advantages of resistingmatriculationwere
concernof the greaterguildmen. After 1343 it considerable,but now the forceof communallaw
was to be the captains of the greaterand lesser was on the side of the minorielite. In April of
guilds who would introducethe most important 1345 the treasurerand syndics of the bakers'
laws for consideration.105
guild petitionedthe Executorof Justiceto compel
Gains made by the lesser guilds were not lim- each personwho plied this tradeto pay all taxes,
itedto thearea of communalpoliticsbut extended condemnations,
and assessmentsleviedby theconto other mattersof vital interestto the guild suls of thisguild.'08In Julyof thatyear a similar
masters. Prior to 1343 severe limitationshad requestfromthe vintnerswas acted upon by the
been placed upon the juridical competenceof the same magistrate.109
Two yearslaterthe authority
lesser guilds; only the tribunalsof the firstfive of the twenty-one
guildswas furtherstrengthened
major guildswereempoweredto hear suitscalling when the Signoria acted to prohibitany appeals
forunlimiteddamages,the remainingsixteenarti fromtheverdictsof theconsulsofthearti. Herewere given jurisdictionover cases involvingonly tofore,it had been possible for dissidentguildssmall sums.'06 Now revisionswere made: the mentto call upon the Court Merchantto reverse
firstfive guilds still had unlimitedjurisdiction, the decisions of the tribunalsof the twenty-one
but the next seven were given authorityover liti- guilds.10
gationup to the sizable amountof threehundred
The tendencyto encouragethe fragmentization
lire, while the rest were permittedto try cases of the lesser guilds, so much in evidenceduring
involvingsums up to two hundredlire. These intervalswhen the oligarchsof the arti maggiori
dominatedthe Signoria, was now in process of
104 Compare the
Statuto del Podesta', bk. I, rub. 53,
being
reversed,and the consequencesfor Flor1322-1325, with Statuto del Podesta', bk I, rub. 264, 1355.
It should be noted that upon occasion the number of ence's domesticeconomywere to be considerable.
guilds legally definedas major arti was twelve, however, Beforeattempting
to deal withthe effectsof this
the usual procedure was to limit the arti maggiori to change,however,we must considerthe problem
seven.
of the relationshipbetweenthe elite of the lesser
105 See footnote27 and Provvisioni
Duplicati, 5, f. 54,
2 April, 1345; ibid., 6, f. 35r, 4 April, 1346 for laws
against the church. Now all arti participated in imborsation for officeand the consuls of the twenty-oneguilds
took part in the election of communal magistrates. Cf.
P., 34, f. 41, 21 April, 1346.
106 Mercanzia, 3, f. 115; Legnaiuoli, 3, f. 15; Statuto
del Podesta', bk. II, rub. 85, 1322-1325,
107
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380
MARVIN B. BECKER
SOC.
guilds and the great body of pettyartisansand legislation so that it no longer weakened the
gradations authority
of the rectorsof the lesserguilds.112
shopkeepers.There are manydifferent
from
ranging
arti
the
of
minori,
withinthe ranks
centuryFlorence,like
From the late thirteenth
the highestdegree of affluenceand social status so manyothermedievalcities,had been preoccuto the meanestof stationsin the artisan world. pied with the formulationand enforcementof
It was the former-the arti minori elite-who legislationagainst any guild practicesthat might
held high posts in the republicat this time and increase the price of goods and services to the
who dominatedguild machinery. These great consumer. Vague preceptsto this effectwere
guild includedin the ordinancesof the city,but they
soughtto compeltheirless fortunate
mninori
brethrento contributetowardthe expensesof the were stereotypedand innocuous and, therefore,
arte and to pay theirshare of communallevies. it is difficult
to draw inferencesabout the specific
of
It was this same minori elite who were anxious policies Florence followedin the enforcement
to extendguildcontroloverthemanyunorganized this type of legislation. Fortunately,however,
artisansand retailerswho pliedtheirtradeswithin there are data fromthe treasuryrecords which
the city. Especially was this elite eager to use permitus to examinethis matterin some detail.
the courtsof the lesserguilds to collectoutstand- During the 1330's many individual guildsmen
and merchants. were cited by communalrectorsand finedby the
ing debtsfromthe pettyartificers
But of much greater concern to these 1iinori courts for violations of the ordinancesagainst
leaderswere the policiesfavoredby certainof the monopoly."3 In each instancethe person congreaterguildsmenwhichhad theeffectof depress- victed was a minor guildsman selling food or
competition services; not a single condemnationwas against
by fostering
ing thepriceof foodstuffs
betweenindependentsellersand producerson the a major guildsman. The sevengreaterguildshad
one hand, and those who were inscribedin the autonomyin a varietyof economicmatters,while
subject
lesser arti on the other. Such competitionwas the fourteenlower guilds were frequently
artisansand tradesmen to government
regulation. It would appear then
encouragedby permitting
who were not matriculatedin any arte to sell thatordinanceswere enforcedin a discriminatory
their wares at prices far below those that pre- fashionand that the twenty-oneguilds were in
vailed among the guildsmen. This tactic could fact not equal beforethe communallaw. After
be especiallyeffectivewhen it was coupled with 1343 when the minorguilds were grantedreprelegis- sentation,the ordinanceson monopolywere interthe provisionsof communalanti-monopoly
lation whichforbadethe minori consuls fromin- preted very differently.Now accusations were
terferingwith the business dealing of the un- broughtagainstboththe consulsof the major and
Free tradeand fiercecompetition the minorguilds. Althoughindividualguildsmen
matriculated.111
stimulated
by allowingnonguildmem- were not involveddirectly,the entirebody of the
were thus
bers to sell in the marketplacewithoutbeingsub- twenty-oneguilds was cited by the communal
ject to the authorityof the guild consuls or courtson chargesof violatingordinancesagainst
amenableto the provisionsof the guild constitu- monopolisticpractices.114 No longerwere minori
tions. All those who desired to vend meat or relegatedto an inferiorposition;all the arti were
wine or wood could do so, and any effortby the now accorded equal treatmentand the city was
minori eliteto hamperthemwas deemedmonopo- well on theway to becominga guildrepublic.The
listicand to be punishableby heavyfine. There- sovereigntyof the Signoria and her courts exfore,when the great pork butchers,vintners,and
Florence,
wood corders wished to force the unorganized 112 A. Doren, Le arti fiorentine2: 17-18, La
esecufols. 41-44; M. Becker,
1,
Vanattieri,
1940;
vendersto matriculatein the appropriateguild, zione della legislatura contro le pratiche monopolistiche
they were attemptingto put an end to policies delle arti fiorentinealla meta del secolo quattordicesimo,
to the interestsof the upper echelons Archivio Storico Italiano 117: 8-28, 1959.
detrimental
113 M. Becker, op. cit., 11-12.
of the arti minori. Within less than a year the
114 Equality before the law, in this instance, resulted
minori elite won a singularvictory;in August of
the dismissal of the charges against the arti. With
in
were
1344,unorganizedproducersand distributors
the fall of the popular Signoria, the courts once again
and
broughtunderthe aegis of the minori consuls
interpretedthe law in a discriminatoryfashion and only
the courtshad begun to interpretanti-monopoly lesser guildsmen were convicted. Cf. A tti del Esecutore
211, 9 August-27 December, 1349. This volume contains
ordinamenP., 6, f. 24, 15 May, 1296; P., 9, f. 47r, 31 July, "inquisitiones contra artifices contrafacientes
tis comunis florenti(a)e."
1298.
11"
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FLORENTINE
POPULAR GOVERNMENT
381
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382
MARVIN B. BECKER
SOC.
paintedau naturale."8 The new Signoricasponsored such puritanicalAugustiniansas Fra Simone Fidati who exhortedthe artiststo repress
the naturalemotions,animation,and spontaneity
of theirfiguresin favorof formaland ritualistic
The artistsof themiddleyearsof
composition.119
the Trecentodid indeed create figureswho were
no longerdid theirsubaloof and self-contained;
jects seek to communicatetheir deep emotions,
but as Millard Meiss has pointed out, deeply
stirred feelings smoldered behind their rigid
masks.120Were these the emotionsthat were to
findexpressionin the puritanequalitarianismof
the Spiritual Franciscans, the religious fervor
of the War of the Eight Saints, and the democratic zeal of the Ciompi revolutionariesof
1378?121
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