Professional Documents
Culture Documents
How The Conversion of Rus' Was Understood in The Eleventh Century
How The Conversion of Rus' Was Understood in The Eleventh Century
Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at http://www.jstor.org/page/
info/about/policies/terms.jsp
JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content
in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship.
For more information about JSTOR, please contact support@jstor.org.
Harvard Ukrainian Research Institute and The President and Fellows of Harvard College are collaborating with JSTOR
to digitize, preserve and extend access to Harvard Ukrainian Studies.
http://www.jstor.org
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
288
ANDRZEJPOPPE
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
289
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
290
ANDRZEJPOPPE
In anycase, in Byzantiumduringthe
Such was courtlyhistoriography.
church
when
the
Rus'
provincewas foundedwiththe
years 987-988,
a manloyalto Basil II, at
of Sebaste,Theophylaktos,
former
metropolitan
as a dynasticallianceand a
its head, theeventwas thoughtof primarily
continued
to some
missionto theKievancourt.Thatperception
diplomatic
degreein theeleventhcentury.7
andto thetransformacontribution
to theChristianization
The Byzantine
tionof cultureand publiclifein Rus' is indisputable.But thisByzantine
a large
impactwas oftenpassivein nature.ThroughByzantineinfluences,
Christian
religiousand culturallegacywas at thedisposalof theRus'. The
needs,conditions,and possibilitiesof the Rus' limitedthe benefitsthey
could derive. Receptionwas facilitated
by the existenceof the CyrilloMethodianand Bulgarianinheritance.Its adaptationcreatedsome probThereis somedoubt
lems,butin themainwas conduciveto acculturation.8
to ByzantineChristianity
about consideringearlyEast-Slavicreceptivity
The activepartyin theprocesswas the
and civilizationas acculturation.
unhampered
recipient.The Byzantinemeritcould have lain in facilitating
toward
attitude
too
a
civilization's
Yet
here
this
from
repository.
borrowing
its lowly followercould have been in evidence. Acrimoniousremarks
withexpressionsof deep
made in Kiev abouttheGreekssimultaneously
thisduality.The baptismand
seemto reflect
respectto GreekChristianity
intoByzantine
of the East Slavs and theiracculturation
Christianization
the
initiative
of
to
the
be
attributed
must
civilization
leadingstrataof Rus'
is especially
theclergy).In thiscase Spinoza's statement
society(including
who
receives
but
the
one
who
influences
one
not
the
one
is
active
"the
apt:
. . . Receiving,in the languageof scholastics,is always
the influence.
modorecipientis."9
accomplished
7 See
thecreationin the1060softwo
Poppe,"Background,"pp. 224-32; note,forinstance,
in Cernihivand Perejaslav. Cf. A. Poppe, "Uwagi o najstarszych
titularmetropolitanates
55 (1964): 557-72 and 56
dziejachKosciotana Rusi," pts.2 and 3, in Przeglqdhistoryczny
Christentum,
pp. 32f.
(1965): 557-69; Podskalsky,
8 Cf. D. Obolensky,"The ByzantineImpacton EasternEurope, PraktikatesAkademias
Inheritance
in idem,The Byzantine
55 (1980): 148-68, reprinted
Athnn
of EasternEurope
see
at
For
an
there.
author
this
other
also
see
recapitulation,
attempt
1982);
by
papers
(London,
S. Franklin,"The Receptionof ByzantineCultureby theSlavs," in The 17thInternational
Oaks, 1986),pp. 383-98, whichomittedF. J.
Congress.Major Papers (Dumbarton
Byzantine
ByzantineCulturein Russiain theTenth
Thomson,"The NatureoftheReceptionof Christian
Centuriesand its Implicationsfor Russian Culture,"Slavica Gandensia 5
to Thirteenth
conclusions).
(1978): 107-39 (withvaluabledataandcontroversial
9 See L. Kotakowski,
wolnosciwplozopi
i nieskonczonosc
Jednostka
, Wolnosci antynomia
i polscy,"in
"Kasztelanowieflandryjscy
Spinozy(Warsaw,1958),p. 612. Cf. A. Gieysztor,
S. Arnold)(Warsaw, 1965), p. 107; cf. also I. Sevcenko,
Studia Historyczne(Festschrift
Literature
andPseudo-Scientific
of ByzantineScientific
"Remarkson theDiffusion
amongthe
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
29 1
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
292
ANDRZEJPOPPE
fromthekingof
Asoghiknotesthat"Basil got six thousandfoot-soldiers
sister
in
to
the
latter
and
when
he
his
at thetimethat
Rus',
gave
marriage
thisnationcame to believe in Christ."12The timingand causalityof the
linked.The politicalactionis prominent,
butthemilieventsare skillfully
alliance
are
set
a
"Christian
matrimonial
aid
and
against
background."
tary
as a primary
Here theconversionof Rus' is depictedmoreautonomously
ofAntioch'sversionofevents.
without
thebaldfrankness
occurrence,
behindtheconversion
of Rus' was
An Arabicviewof thecircumstances
at thecourtof Baghdad. Abu Shuj', vizierof the Abbasid
also written
caliphs,whowroteafter1072,usedthenowlostBaghdadchronicleofHill
as Sb (for970-1056) to describetheyears979-999. Byzantineaffairs
are relatedcarefully,because regularmilitaryand diplomaticcontacts
requiredthat attentionbe paid to Byzantium'sinternalsituation.The
of Rus' was seenfromthatperspective.In thisaccountByzanconversion
tiumis said to have beguntheactionby askingtheRus' rulerformilitary
help. ThentheRus' princedemandedfromtheemperorhis sister'shandin
is the
Significant
marriage,but she refusedto marrya non-Christian.13
of
she
because
the
condition
Anna's
role
on
marriage
imposed
emphasis
won VolodimerforChristianity.
Here,too,thebaptismprecedesthemarriage. This orderof eventsis unclearin therecordof Yahy. But also in
was crucial
strength
BaghdadtherearosetheconvictionthatRus' military
inthedefeatofBardasPhokas.
abouttheWestEuropeanresponseto thebapWe knownextto nothing
in his letterto theGermankingHenryII
tismof Rus'. Brunoof Querfurt,
consideredRus' to be a fully
in 1008 aftera visitto Kiev,evidently
written
Bruno'smisRus'
ruler
of
the
Christian
The
Christian
supported
country.
zealous
to spread
sion to convertthePecenegs.14The missionary
bishop,
12
par
Asoghik,bk. 3, 43, Frenchtrans,byE. Dulaurierand F. Macler,Histoireuniverselle
de l'Ecole des LanguesOrientalesVivantes,ser. 1,
EtienneAsotikde Tarn,pt.2, Publications
vol. 18 (Paris 1917-), pp. 161-65. An Armeniantextwas publishedtwice(Paris, 1859,St.
1885); Russiantrans.N. min(Moscow, 1864),pp. 198-201; Germantrans,byH.
Petersburg,
GelzerandA. Burckhardt
(Leipzig,1907),pp. 209-212. See Poppe,"Background,"pp. 202f.
13 The Eclipse of the 'AbassidCaliphate,vol. 6: Continuation
of the Experiencesof the
. ., trans.D. S. Margoliouth
NationsbyAbu Shuja' Rudhrawari.
(Oxford,1921), pp. 118f.;
Arabictext,The Eclipse,vol. 3, pp. 116f. Russiantrans,by T. Kezma withUkrainianintroduction by A. Kryms'kyj,"Opovidannja arabs'koho istoryka XI viku Abu-Sodzi
na posanu D. I. Bahalija
Rudravers'koho
zbirnyk
pro te jak oxrestilasjaRus'," in Jubilejnyj
(Kiev, 1927),pp. 383-87, trans,pp. 388-95. Cf.Poppe,"Background,"pp. 206f.
14 ForBruno'sletter,
PoloniaeHistrica,n.s.,vol. 4, no.
see J.Karwasiska,
ed.,Monumenta
3 (Warsaw,1973),pp. 97-106, especially98-100; on Bruno'sstayin Rus', see M. Hellmann,
Jahrbcher
abendlandischen
"Vladimirder Heilige in der zeitgenssischen
berlieferung,"
frGeschichteOsteuropas1 (1959): 397-412 (also on Thietmar);A. Poppe, "Vladimiras a
see D. H. Kahl,
theact of conversion,
For how Brunounderstood
Christian,"forthcoming.
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
293
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
294
ANDRZEJPOPPE
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
295
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
296
ANDRZEJPOPPE
theRus' baptism,
eventhoughtheconversion
is itsmainsubject.The theoin
treatise
a
a
discussionon theintrooffers, sense, historiosophical
logical
ductionof theRus' intotheuniversalChristian
of,salvation.It also
history
constitutes
a praiseof Volodimer,
as a rulerwhoconverted
hisnationto the
itintothefamilyof Christian
truefaithand brought
nations.The discourse
is a proclamation
of victoriousChristianity
and of the originator
of the
conversionwho ''raised us [the Rus'], prostrated
by idolatry,fromthe
In hishistoriosophical
deathbed."20
andtheosophical
visionofthesalvation
of mankind,
Ilarionexpressedthesignificance
of theturnfrompaganismto
inthehistory
ofKievanRus'.
Christianity
Ilarion's sermonis a raretestimony
writings
AmongmedievalChristian
of a newlyconverted
nation.Severaldozenyears
to theself-consciousness
in
a
where
afteritsbaptism, country
largeregionsdidnotyetknowaboutor
a recordwas producedreflecting
Chrisrecognizeitsown Christianization,
and a sovereignkindof thinking.It presentedthebaptianhistoriosophy
tismof Rus' as an eventglowinghighabove commonterrestrial
history.
in Rus', came through
This view,as formulated
Byzantinemediation,
givtradition.
ingIlarionaccess to thewiderangeofChristian
For Ilarion,Rus' history
beginswithitsbaptism.Volodimeris notonly
he
is
its apostle. Ilariondoes notdramatically
Rus'
conthebaptizerof
trastpagan Rus' and ChristianRus', or pagan Volodimerand Christian
Volodimer,as thehagiographical
writings
commonlydo (a good example
in
the
While
Ilarionqualifiestheperiod
the
text
Chronicle).
Primary
being
he praisesVolodimer
as thetimewhendarknesswas dominant,
of idolatry
as theson of gloriousSvjatoslavand grandsonof old Igor'. Volodimeris
also praisedforhavingruledhis land "justly,boldly,and wisely" even
he "did notrulein a meagerand unknownland,but
beforetheconversion;
in the land of Rus', knownwell and heardabout to all cornersof the
earth."21So, accordingto Ilarion,Volodimerevenas a paganrulershowed
to hisrolebyDivineProvidence.Andat thattime"the
he was predestined
the
came
upon him.. . [to show him] how to understand
SupremeBeing
delusivenessof idolatryand to discovertheone trueGod." And Volodiin
aside a panoplyof falsebeliefs"... was christened
mer,havingthrown
Christ.. . and announcedto his wholelandthatit was to be baptized.. . and
everyonewas to be a Christian."Ilarionexpressedpublicfeelingin those
days: "And no one daredto opposehis [Volodimer's]piousorder.Evenif
someonewas baptizednotforlove, he was baptizedforfearof himwho
and Tales (New York,1974),pp. 85-90.
Russia's Epics,Chronicles,
20 Mller,IlarionLobrede,p. 126; Moldovan,Slovo,p. 98.
21 Mller,IlarionLobrede, 100,101; Moldovan,Slovo, 91-92.
pp.
pp.
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
297
Over thirty
gave theorder,becausehis pietywas linkedwithauthority."22
in
yearslaterNestorthehagiographer, his Vitaof Borisand Glb,sketched
a moreidyllicpicture: "and all hastenedto be baptized,and therewas
nobodyopposed,butas ifalreadyeducateda longtime,theycamejoyfully
forbaptism/'23
Ilariondoes notreducetheconversionto a singleact. Notingthat"at
thesametimeourlandstarted
to glorify
Christ,"he also pointsoutthatthis
was onlythebeginning:"Then theobscurity
ofpaganismstarted
to recede
fromus, and thedaybreakof thetruefaithdawned."24By theend of the
eleventhcentury,
a chroniclerpraisingJaroslavwould expressthe same
more
thought
allegorically:"His fatherVolodimerplowedand harrowed
the soil, when he enlightenedRus' throughbaptism,while this prince
sowedtheheartsof thefaithful
withthewritten
[Jaroslav]
word;we in turn
reaptheharvestby receivingtheteachingof the[sacred]books" (thePrimaryChronicle'sentryundertheyear1037).25
Ilarionattributes
theconversion
ofRus' exclusivelyto Volodimer'
s meritsas a teacherof thetruefaith:"Throughyouwe came to knowtheLord
and got rid of pagan delusions.. . . The Savior himselfassignedyou."
Unlikemanyotherrulerswho witnessedthe powerof Christand of the
saintsbutrejectedthefaith,Volodimer"came to the truefaith,came to
thosewitnesses.. . owingto an upright
attitude
of mindand
Christ,without
in
that
there
is
one
God, only
Creator,"who "sent
sagacity understanding
to earthhis one and onlyson forthesalvationof theworld." Volodimer'
s
virtuesaremanifold
because"he converted
notone person,nottenofthem,
nota city,butthewholeof his land."26Those virtuesallowed Ilarionto
- the firstChristian
equate the Rus' princewith Constantinethe Great
Romanemperor.Accordingto Ilarion,thebaptismof Rus' was a repetition
of a previoushistoricalsituation,
and Volodimerwas a new Constantine.
His interpretation
the
in
event
Rus' an autonomous
characterwithout
gave
directreference
to the"terrestrial"
Byzantineconnection.ButforIlarionit
was inconceivableto equate Rus' witha Byzantiumperceivedas orbis
romanus.He madeparallelsonlybetweenVolodimerandRus' andthefirst
Christian
Romanemperorand firstChristian
empire.In anycase, Ilarion's
22 Mller,IlarionLobrede, 102,103-104, 105;
Moldovan,Slovo,pp. 92-93.
pp.
ZJ Die altrussischen
hagiographischenErzhlungenund liturgische
Dichtungenber die
heiligenBorisundGleb.NachderAusgabevonD. Abramovicin Auswahlneuherausgegeben
undeingeleitet
vonL. Mller(Munich,1967),4.
24 Mller,IlarionLobrede, 105; Moldovan,Slovo, 93.
p.
p.
25 PSRL, 1: 152;Cross,
PrimaryChronicle,p. 137.
26 Mller,IlarionLobrede, 107,108,110, 116;
Moldovan,Slovo,pp. 94, 95, 96.
pp.
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
298
ANDRZEJPOPPE
treatiseis by no meansanti-Byzantine
(todayfew authorsmaintainso).27
ofthe
a
not
he
did
True,
giveByzantium majorrolein theRus' recognition
one trueGod,buthe didconveyessentialelementsthatmadetheByzantine
impactclearlyevident.
and deeds of Volodimer.When
The Pantocrator
guidedtheintentions
the
one
true
theprincedecided"to find
God," he,stillpagan,showedvery
good acumen: "Then he heardof theOrthodoxlandof Greece,so ChristofByzantineChristianity
and,
lovingand strongin faith." Thisrecognition
results
inheritance
the
of
the
sources
of
directly
religious
simultaneously,
of theactsand rolesof Volodimerand ConstanfromIlarion'scomparison
withhis motherHelen broughtthe Cross from
tine: "He [Constantine]
the
Jerusalem
and,affirming faith,spreaditoverall theirland;so youwith
fromthe
Ol'ga carriedtheCross fromNew Jerusalem,
yourgrandmother
thefaith."28
andhavingplaceditin yourland,affirmed
cityofConstantine,
in Rus', butalso
of Christianity
The crosssymbolizesnotonlythetriumph
is an expression
ties. The composition
showsitsgenealogyandinstitutional
andat thesametimea declaraofutmost
regardforByzantineChristendom
sinceforKiev thecity
tionof loyaltyto one's own confessional
affiliation,
icon of God's City.
a new terrestrial
is theNew Jerusalem,
of Constantine
Volodimer'
s
while
as
to theByzantinecapital such,
emphasizing
Referring
as an expressionof reliby God, can onlybe interpreted
guidancedirectly
as a
true
icon
of Constantinople
to
be
a
desire
Kiev's
and
of
gioushomage
weremadeto resembleConstantinoThatin Kiev efforts
New Jerusalem.29
in
influence
by theConstantinopolitan
ple even in appearanceis illustrated
fromabout1070
and by travelers'impressions
earlyKievanarchitecture,30
of
ornament
"the brightest
thatthecapitalof Rus' imitatesConstantinople,
Greece."31
27 ButM. Priselkov'sthesisis stillalive. See, forinstance,
M. Ju. Brajcevs'kyj,Utverdzenie
na Rusi(Moscow, 1987),
na Rusi(Kiev, 1988),pp. 171-73; Vvedeniexristianstva
xristjanstva
pp. 149-208; Kak byla krescenaRus (Moscow,1988),pp. 237f.
28 Mller,llarionLobrede,pp. 102,118- 19; Moldovan,Slovo,pp. 92, 97.
29 Cf. N. Schneider,
CivitasCelestis:StudienzumJerusalemSymbolismus
(Mnster,1969);
Christentum,
pp. 119f.
Podskalsky,
30 See C. Mango,Byzantine
Architecture
(New York,1976),Reg.; Poppe, "Buildingof St.
zodcestvokoncaX-nacala XII v. (Moscow,
Sophia," pp. 30-56; A. I. Komec,Drevnerusskoe
"O rolivizantijskogo
vlijanijav raz1987),pp. 133-232, 316-18. Cf.also P. A. Rappoport,
45 (1984): 185-91.
vremennik
vitiidrevnerusskoj
Vizantijskij
arxitektury,"
31
in Quellen
ecclesiae Pontificum,"
"MagistriAdam Bremensis,Gesta Hammaburgensis
Kircheunddes Reiches(Berlin,
derHamburgischen
zurGeschichte
des 9 undII Jahrhunderts
of the chroniclerrecordedbetween 1072-76 that
1961), p. 254. The information
clarissimum
"Ruzziae. . .metropoliscivitasest Chive, aemula scerptriConstantinopolitani,
decusGreciae" (lib. II, 22) has been misinterpreted
(also in Englishtranslation,
by Tschan,
Butthereareno groundsforsuch
1959,p. 67) tomeanthatKiev was a rivalofConstantinople.
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
299
theapostolicmissionof Volodimer,Ilarionreached
Without
diminishing
in Rus' whenhe called 01' ga the
back to the prehistory
of Christianity
of theApostle-like
ruler.Thushe showedthatrecognition
of
grandmother
thetruefaithhad begunin Rus' decadesbeforethebaptism,also withthe
of Constantinople.For Ol'ga, too, Constantinople
was the
participation
New Jerusalem.In his homageto bothheavenlyand terrestrial
powers,
Ilarionknewhowto striketherightchordsandtherightbalance.
Althoughthe visionof the Rus' conversionpresentedby Ilarionhad
above all a religiousand theologicalshape,it also conveyedone political
benefitforthenewlyconvertedcountry:ChristianRus' had become the
nations.
equal associateofotherChristian
authors
did
not
add
muchto thisconceptionof theconverSubsequent
sion of Rus', butdid borrowa good deal fromit. The adoptedideas are
readilyfoundin Nestor's Life of Boris and Glb, in the anonymous
"Memoryand Eulogyof Volodimer,"and finallyin thePrimaryChronicle.32
The Primary
Chronicle'saccountdid notstopwithIlarion's vision,formulatedhalf a centuryearlier. That vision was stronglyspiritual,but
skippedover many historicalrealitiesand details associated with the
conversion.Withthepassage of time,questionsarose,manythingswere
or remembered
and legendsbeganto proliferate.The
forgotten
inexactly,
chronicle'sentryfor the year 988 cannotbe considered"the principal
sourceof ourknowledgeof theevent" of theRus' conversion.33
Research
showsthatthechronicle'saccountof theconversionof Rus' was a legend
"vestedin historical
written
over
garments,"and thatit was a compilation
one hundred
after
the
conversion
took
Its
core
is
the
years
place.
legendof
Volodimer'sconversion
at Kherson.The compilation
is comprisedof "The
speech of philosopher"and "The confessionof faith." The Kherson
an interpretation.
Aemulaalso means"imitation,"and thissenseno doubtcorresponds
to the
whenKiev endeavored
to resembletheByzantine
realityintheeleventh
century,
capital.
32 As it is, the
knownas the"Memoryand Eulogyof Volodimer"belongsto
compilation
thethirteenth
eventhoughsomecomponents
can be datedto theeleventhcentury.See
century,
Christentum,
Podskalsky,
pp. 116ff.;A. Poppe,inSSS 4 (1970): 16-18. Cf.also E. Fet,inSlovaf kniznikov,
thesisthatthePatriarchate
ofConstanpp. 280-90, whorepeatstheimprobable
of Volodimer.The questionsof theborrowings
in "Memory
tinopleopposedthecanonization
andEulogy" fromIlarion's sermonhaveyetto be investigated.
On thePrimary
see
Chronicle,
L. Mller,"Ilarionunddie Nestorchronik,"
HarvardUkrainianStudies12 (1988) (forthcoming).
33 Such treatment
of theChronicle,if withsome limitations,
prevails;it is clearlyexpressed
EasternEurope 500-1453 (London,
by D. Obolenskyin The ByzantineCommonwealth:
1971),p. 193. Cf. also idem,Byzantine
revisionsof this
Inheritance,2: 132. For remarkable
traditional
opinion,see L. Mller,Die TaufeRusslands(Munich,1987), pp. 107-116, and
Naisancede la chrtient
russe(Paris,1988),pp. 63-81.
especiallyV. Wodoff,
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
300
ANDRZEJPOPPE
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
301
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions
302
ANDRZEJPOPPE
This content downloaded from 197.37.164.177 on Thu, 07 May 2015 07:14:52 UTC
All use subject to JSTOR Terms and Conditions