Professional Documents
Culture Documents
Institute For Humane Studies 941623852 2008 05A50CFB
Institute For Humane Studies 941623852 2008 05A50CFB
Form
Return of Organization
990
SEP
1 2008
and ending
AUG
B Check,r
PleaseC Name of organization
applicable useIRS
Name
change
ln1t1a,
return
type
for
Humane
E Telephone number
703-993-4880
8 , 00 4 I 799
G Grossrece,pts
$
t-H=--(a-)-ls_t_h_lS...:.a...;.g...;.r_ou-p-re-tu_r_n_........_
_ __.c_;_~_:.._
for affiliates?
~~-----=-----~H~~a"~~~IOCl~~?oy~o~
\ ..... l1nsert no l D 49471all1l or
527
J Website:
00
Yes
IXJNo
Trust D
Assoc1at1on D
Other
I Part 11Summary
1
94-1623852
440
_______
WWW. theihs.
orq
K Tvoe of orQamzat1on
Corporation D
number
Studies
Doino Business As
----~S_a_m_e_=a=s~_a_b_o_v_e
I Tax-exempt status [K] 5011c\ I
Bneflydescnbetheorganizat1on'sm1ss1onormosts1gnif1cantact1v1t1es:
The
develops,
and
supports
students,
scholars,
31 , 2 0 0 9
D Employer identification
see
D!:;~,n;;;.:::~ 3301 North
Fairfax
Drive
Aremtuemnded
t1ons
C
Z
1ty or town, state or country, and IP+ 4
D
Dtgtca
!Ar 1 in qton
, VA
2220 1
pendmg
F Name and address of pnnc1pal off1cer:Gary
Leff
QI
Open to Public
lnspecmon
The organization may have to use a copy of this return to satisfy state reporting requirements
2008
Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung
benefit trust or private foundation)
Department
of theTreasury
Internal
Revenue
Service
No 1545-0047
OMB
L Year of formation
Institute
and
19 611M
Stateof leoaldom1c1leCA
discovers,
intellectuals
other
IQ
c::>
...-C,
c::,
"-'
:
Z
~
~
Number of voting members of the governing body (Part VI, line 1a)
1fthe organization d1scont1nued its operations or disposed of more than 25% of its assets
Number of independent voting members of the governing body (Part VI, line 1b)
1_2_
12
,___3__,_
_______
64
0
O
7a Total gross unrelated business revenue from Part VIII, line 12, column (C)
7a
<(--+-~b~N=e~t=un~r~e=la~te=dc...=.bu=s=1n~e=s=s~t=ax~a=b=le~in=c=o~m=e...;.f~ro~m~F=or~m"--"-99=0=~T~l~1n=e~3~4'---------~-------~7b=+
________
Prior Year
Current Year
--..
rr} ~
z c
~
QI~
&...
~
>,,!)
7 3 8 1 6 8 3.
105,134.
5 , 425
12 Total revenue - add lines 8 throuah 11 (must eaual Part VIII column (Al line 12\
--+--~~~~'-'-'--'--~~~~~~~'--'-'"-"-'='--===c.=-'-'C"-'-'-'--"''--'=~~~~'-=--'='----+----'----''----+----'-----'--13 Grants and s1m1laramounts paid (Part IX, column (A), lines 1-3)
14
15
Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10)
u,
QI
Q.
)(
~~
18
19
20
;v
a,
6 1 7 9 6 1 92 5
6 99 1 49 8
2,493,329.
2,749,883.
End of Year
Beoinnina of Year
JAN1 5 2010
3,963,341.
359,478.
3.603.863.
z,z
6, 613 1 8 3 3.
567 1 068
4_9c.......:..5_,,'-4...::.....c6_6:......c.....
3,839,316.
3,720,563.
6,899,713.
7,169,944.
<373,019.>
<285,880.t>
.
___
17
~"'
o~
1:!3c:
6,058,741.
742,818.
<4,634.>
5 , 764 , 59 1
22
I PartU I Signature
Block
UUULB\11.
0_.
1 ""ii'"
3,398,587.
185,502.
3,213,085.
Under penalties of per]ury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, 1t 1s true, correct,
andcomplete
~of
Sign
Here
preparer
(otp.er
thanoffice~,sbasedonallmlormat,on
ofwhichpreparer
hasanyknowledge
~ ,.,.1,
..oro~c,P
.,J~\O
I 0,1,
\ -
I-
ro
II... Gary
Leff,
Treasurer
Type or print nameand title
~
~
self(seeinstructions)
iPr~e~a~r~eris~~-~........,.~
-~""'~~,\~~;~~~---.:---------~'Daltle~1J.~2l~C~he~c~k~1f~~_[::J..~1Pr:ep~a:ffi:rs:,d:e:nt~,fy-m-g-nu_m_b-er
O1 7 10 emploved D
signature
Preparer's Firm'sname(or
R
PLLC
EIN.
&
ompan
Use Only yours,,
agers
se11-emp1oyed),
~8300 Boone
Boulevard,
Suite
600
Paid
address, end
z1P+4
Vienna,
VA
22182
Phoneno
IXJYes D
83200112-18-08 LHA For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions.
Schedule
for
Organization
Mission
Statement
703-893-0300
May the IRS discuss this return with the preparer shown above? (see 1nstruct1ons)
See
__
IO I
Continuati~\':J
Form
No
990 (2008)
~
Form990
tu
Part
1
2008
Statement
Institute
for
Humane Studies
94-1623852
e2
The Institute
discovers,
develops,
and supports
students,
and other
intellectuals
who maintain
the highest
standard
excellence
and who share
an interest
in the principles
of
classical
liberal
tradition.
2
Pa
(see instructions)
scholars,
of academic
the
Did the organization undertake any s1gn1f1cantprogram services during the year which were not listed on
Yes
CKJ
No
Did the organization cease conducting, or make s1gn1f1cantchanges in how 1tconducts, any program services?
Dves
CKlNo
Describe the exempt purpose achievements for each of the organ1zat1on'sthree largest program services by expenses
Section 501 (c)(3) and 501 (c)(4) organ1zat1onsand section 494 7(a)(1) trusts are required to report the amount of grants and
allocations to others, the total expenses, and revenue, 1fany, for each program service reported.
4a
(Code:
) (Expenses $
2 , 5 18 , 5 13
1nclud1nggrants of$
6 0 2 , 7 3 0 )(Revenue $
Advanced
Academic
Programs
- works to develop
talented
are interested
in careers
in academia.
It accomplishes
mentoring,
career
development
seminars,
scholarships,
focused
research
workshops,
and strategic
grants.
4b
(Code:
) (Expenses $
1 , 12 3 , 11 0
Communicators
Programs
- assist
policy,
journalism,
and creative
internships,
mentoring,
seminars,
4c
(Code
) (Expenses $
1 , 5 5 9 , 11 3
including grants of $
8 9 , 7 6 8 ) (Revenue $
1nclud1nggrants of $
7 , 0 0 0 ) (Revenue $
4e
(Expenses $
959 , 2 42
including grants of $
6 , 15 9 , 9 7 8
who
25 , 000 )
young people
interested
in careers
media through
scholarships,
and networking
opportunities.
Educational
Programs
- work to introduce
and inform
ideas
of liberty
and identify
and evaluate
students
potential
to make contributions
to a freer
society.
4d
1 , 047 , 849 )
young people
this
through
fellowships,
in
440 , 4 17 )
young people
who have the
in
the
) (Revenue $
(Must equal Part IX, Lme 25 1 column (BJ)
Form 990 (2008)
832002
121808
Institute
I Part
for
Humane Studies
94-1623852
Paoe3
1
2
Did the organ1zat1onengage in direct or 1nd1rectpolitical campaign act1v1t1eson behalf of or 1noppos1t1on to candidates for
public office? If "Yes," complete Schedule C, Part I
Did the organization engage in lobbying act1v1t1es?If "Yes," complete Schedule C, Part II
x
x
x
x
reporting requirement and proxy tax? If "Yes," complete Schedule C, Part JIJ
Did the organization maintain any donor advised funds or any accounts where donors have the right to provide advice
on the d1stribut1on or investment of amounts in such funds or accounts? If "Yes," complete Schedule D, Part I
Did the organization receive or hold a conservation easement, 1nclud1ngeasements to preserve open space,
the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II
No
Did the organization ma1nta1ncollections of works of art, historical treasures, or other s1m1larassets? If "Yes," complete
Schedule 0, Part JIJ
Did the organ1zat1onreport an amount 1nPart X, line 21, serve as a custodian for amounts not listed 1n Part X; or provide
9
10
11
credit counseling, debt management, credit repair, or debt negot1at1onservices? If "Yes," complete Schedule D, Part IV
Did the organ1zat1onhold assets in term, permanent, or quasi-endowments? If "Yes," complete Schedule D, Part V
10
11
x
x
Did the organ1zat1onreport an amount in Part X, lines 10, 12, 13, 15, or 25?
If "Yes," complete Schedule D, Parts VI, VII, VJIJ,IX, or X as appltcable
12
Did the organ1zat1onreceive an audited f1nanc1alstatement for the year for which 111scompleting this return that was
prepared 1naccordance with GAAP? If "Yes," complete Schedule D, Parts XI, XII, and Xlll
12
13
13
14a
b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundra1s1ng,business,
and program service act1v1t1esoutside the U.S.? If "Yes," complete Schedule F, Part I
15
14a
14b
15
Did the organ1zat1onreport on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to 1nd1v1duals
located outside the United States? If "Yes," complete Schedule F, Part JIJ
16
17
Did the organization report more than $15,000 on Part IX, column (A), line 11e? If "Yes," complete Schedule G, Part I
17
18
Did the organ1zat1onreport more than $15,000 total on Part VI 11,lines 1c and Ba? If "Yes," complete Schedule G, Part II
18
19
Did the organization report more than $15,000 on Part VIII, line 9a? If "Yes," complete Schedule G, Part JIJ
19
20
20
21
Did the organ1zat1onreport more than $5,000 on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II
21
22
Did the organ1zat1onreport more than $5,000 on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and JIJ
22
23
Did the organ1zat1onanswer 'Yes' to Part VII, Section A, questions 3, 4, or 5? If "Yes," complete Schedule J
23
24a
Did the organ1zat1onhave a tax-exempt bond issue with an outstanding pnnc1pal amount of more than $100,000 as of the
x
x
Did the organ1zat1onreport on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organ1zat1onor entity
16
x
x
x
x
x
x
x
last day of the year, that was issued after December 31, 2002? If "Yes," answer questions 24b-24d and complete Schedule K.
If "No", go to question 25
b Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?
24a
...2_4_b.c...+----+--
c Did the organ1zat1onmaintain an escrow account other than a refunding escrow at any time during the year to defease
any tax-exempt bonds?
d Did the organization act as an 'on behalf of" issuer for bonds outstanding at any time during the year?
25a Section 501 (c)(3) and 501 (c)(4) organizations. Did the organization engage 1nan excess benefit transaction with a
d1squalif1ed person during the year? If "Yes," complete Schedule L, Part I
...2_4_c.c...+----+-f-2=-4-"d"-+--+-25a
25b
26
27
b Did the organ1zat1onbecome aware that 11had engaged in an excess benefit transaction with a d1squalif1ed person from a
prior year? If "Yes, " complete Schedule L, Part I
26
Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified
person outstanding as of the end of the organ1zat1on's tax year? If "Yes," complete Schedule L, Part II
27
Did the organ1zat1onprovide a grant or other assistance to an officer, director, trustee, key employee, or substantial
contributor
or to a oerson related to such an 1nd1v1dual?If "Yes " comolete Schedule L Part Ill
832003
12-18-08
Institute
for
Humane
Studies
94-1623852
Paae4
(contmued)
Yes
28
No
During the tax year, did any person who 1sa current or former officer, director, trustee, or key employee
a Have a direct business relat1onsh1pwith the organization (other than as an officer, director, trustee, or employee), or an
1nd1rectbusiness relat1onsh1pthrough ownership of more than 35% 1nanother entity (1nd1v1duallyor collectively with other
person(s) listed 1nPart VII, Section A)? If "Yes," complete Schedule L, Part JV
28a
28b
28c
29
x
x
30
31
32
33
34
35
36
37
b Have a family member who had a direct or 1nd1rectbusiness relat1onsh1pwith the organization?
If "Yes," complete Schedule L, Part IV
c Serve as an officer, director, trustee, key employee, partner, or member of an entity (or a shareholder of a professional
corporation) doing business with the organization? If "Yes," complete Schedule L, Part IV
29
Did the organ1zat1onreceive more than $25,000 in noncash contributions? If "Yes," complete Schedule M
30
Did the organization receive contnbut1ons of art, h1stoncal treasures, or other s1m1larassets, or qualified conservation
contnbut1ons? If "Yes," complete Schedule M
31
32
Did the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete
Schedule N, Part II
33
Did the organ1zat1onown 100% of an entity disregarded as separate from the organization under Regulations
34
36
Did the organ1zat1onconduct more than 5% of its act1v1t1esthrough an entity that 1snot a related organ1zat1on
and that 1streated as a oartnersh10 for federal income tax ourooses? If "Yes "comolete Schedule R Part VI
832004
1218-08
Institute
Form 99012008)
! Part V l
Statements
for
Humane
94-1623852
Studies
Page5
No
1 a Enter the number reported 1n Box 3 of Form 1096, Annual Summary and Transmittal of
U.S Information Returns. Enter O 1fnot applicable
1a
342
0
b Enter the number of Forms W2G included in line 1a. Enter O 1fnot applicable
1b
c Did the organ1zat1oncomply with backup w1thhold1ng rules for reportable payments to vendors and reportable gaming
(gambling) winnings to pnze winners?
2a
1c
Enter the number of employees reported on Form W3, Transmittal of Wage and Tax Statements,
64
filed for the calendar year ending with or within the year covered by this return
b If at least one 1sreported on line 2a, d1d the organ1zat1onfile all required federal employment tax returns?
2b
3a
Note. If the sum of lines 1a and 2a 1sgreater than 250, you may be required to e-f1/e this return. (see 1nstruct1ons)
3a Did the organization have unrelated business gross Income of $1,000 or more during the year covered by this return?
b If 'Yes,' has It filed a Form 990-T for this year? If "No," provide an explanat/On m Schedule O
3b
4a At any time during the calendar year, d1d the organization have an interest in, or a signature or other authority over, a
f1nanc1alaccount In a foreign country (such as a bank account, securities account, or other f1nanc1alaccount)?
b If "Yes,' enter the name of the foreign country: ~
4a
5a
x
x
---------------------------~
See the instructions for exceptions and f1l1ngrequirements for Form TD F 9022 1 , Report of Foreign Bank and
Financial Accounts.
5a Was the organization a party to a proh1b1tedtax shelter transaction at any time during the tax year?
b Did any taxable party notify the organ1zat1onthat 1twas or 1sa party to a proh1b1tedtax shelter transaction?
5b
c If "Yes,' to question Sa or Sb, d1d the organ1zat1onfile Form 8886-T, Disclosure by Tax-Exempt Entity Regarding Proh1b1ted
6a
5c
6a
b If 'Yes, d1d the organ1zat1oninclude with every sol1c1tat1onan express statement that such contributions or gifts
were not tax deductible?
7
Organizations
6b
contributions
a Did the organ1zat1onprovide goods or services 1nexchange for any quid pro quo contribution of more than $75?
7a
b If 'Yes, d1d the organization notify the donor of the value of the goods or services provided?
7b
c Did the organ1zat1onsell, exchange, or otherwise dispose of tangible personal property for which 1twas required
7c
benefit contract?
7e
Did the organization, during the year, pay premiums, directly or 1nd1rectly,on a personal benefit contract?
x
x
g For all contributions of qualified intellectual property, did the organization file Form 8899 as required?
7f
7g
h For contributions of cars, boats, airplanes, and other vehicles, d1d the organ1zat1onfile a Form 1098-C as required?
7h
I 1d I
d If 'Yes,' indicate the number of Forms 8282 filed during the year
e Did the organization, during the year, receive any funds, directly or 1nd1rectly,to pay premiums on a personal
f
organizations.
organizations
maintaining
10
organizations
8
maintaining
9a
9b
Enter:
N/ A
I 1oa I
Enter:
10b
N/ A
11a
b Gross income from other sources (Do not net amounts due or paid to other sources against
amounts due or received from them.)
~1~1b"--'---------t
12a Section 4947(a)(1) non-exempt charitable trusts. Is the organ1zat1onfiling Form 990 1nlieu of Form 1041?
b If 'Yes 'enter the amount of taxexemot interest received or accrued dunno the vear
N/ A
I 12b I
12a
Form990 (2008)
832005
12-18-08
2008
Institute
Part VI Governance, Management,
for
Form990
Humane
Studies
94-1623852
Pa e6
and Disclosure (Sections A, B, and C request information about policies not required by the
s ect1on
No
For each "Yes" response to Imes 2-lb below, and for a "No" response to Imes 8 or 9b below, descnbe the circumstances,
processes, or changes m Schedule 0. See instructions
I 1a I
I 1b I
12
12
Did any officer, director, trustee, or key employee have a family relat1onsh1por a business relat1onsh1pwith any other
officer, director, trustee, or key employee?
Did the organization delegate control over management duties customarily performed by or under the direct supervision
Did the organization make any s1gnif1cantchanges to its organ1zat1onaldocuments since the prior Form 990 was filed?
Did the organization become aware during the year of a material d1vers1onof the organ1zat1on's assets?
x
x
x
x
7a Does the organ1zat1onhave members, stockholders, or other persons who may elect one or more members of the
governing body?
8
7b
document the meetings held or written actions undertaken during the year
by the following:
a The governing body?
Ba
8b
9a
x
x
7a
b Are any dec1s1onsof the governing body subject to approval by members, stockholders, or other persons?
x
x
9a
b If 'Yes,' does the organization have written policies and procedures governing the act1v1t1esof such chapters, affiliates,
and branches to ensure their operations are consistent with those of the organ1zat1on?
10
9b
Was a copy of the Form 990 provided to the organ1zat1on's governing body before 1twas filed? All organizations must
describe in Schedule O the process, 1fany, the organ1zat1onuses to review the Form 990
11
10
Is there any officer, director or trustee, or key employee listed In Part VII, Section A, who cannot be reached at the
oraan1zat1on's ma11inaaddress? If "Yes "orov1de the names and addresses ,n Schedule O
11
Section B. Policies
Yes
12a
12a
12b
b Are officers, directors or trustees, and key employees required to disclose annually interests that could give rise
to conflicts?
c Does the organ1zat1on regularly and consistently monitor and enforce compliance with the policy? If "Yes," descnbe
,n Schedule
13
12c
13
14
14
15
Did the process for determ1n1ngcompensation of the following persons include a review and approval by independent
persons, comparab1l1ty data, and contemporaneous substant1at1on of the del1berat1onand dec1s1on:
a The organization's CEO, Executive Director, or top management off1c1al?
15a
15b
No
x
x
x
x
x
Did the organ1zat1on invest 1n,contribute assets to, or part1c1pate 1na Joint venture or s1m1lararrangement with a
taxable entity during the year?
16a
b If 'Yes," has the organ1zat1onadopted a written policy or procedure requiring the organ1zat1onto evaluate its part1c1pat1on
1nJoint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization's
exemot status with resoect to such arranaements?
16b
Section C. Disclosure
17
List the states with which a copy of this Form 990 1srequired to be filed
18
Section 6104 requires an organization to make its Forms 1023 (or 1024 1fapplicable), 990, and 990T (501 (c)(3)s only) available for
public inspection
D
19
Own website
Indicate how you make these available. Check all that apply.
[Kl
Another's website
[Kl
Upon request
Describe In Schedule O whether (and 1fso, how), the organization makes its governing documents, conflict of interest policy, and financial
statements available to the public.
20
State the name, physical address, and telephone number of the person who possesses the books and records of the organization ._ ___
The Institute
3301 North
~ff~-ia
- 703-993-4880
Fairfax
Drive,
#440,
Arlington,
See Schedule
O for full
list
of
VA 22201
states
Form990 (2008)
Form990
Institute
2008
for
Humane Studies
94-1623852
Pae
Part VJI Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent Contractors
Section A.
1a Complete this table for all persons required to be listed Use Schedule J2 1fadd1t1onalspace Is needed.
List all of the organ1zat1on'scurrent officers, directors, trustees (whether 1nd1v1duals
or organ1zat1ons),regardless of amount of compensation,
and current key employees. Enter O 1ncolumns (D), (E), and (F) 1fno compensation was paid.
List the organ1zat1on'sfive current highest compensated employees (other than an officer, director, trustee, or key employee) who received
reportable compensation (Box 5 of Form W2 and/or Box 7 of Form 1099MISC) of more than $100,000 from the organization and any related
organ1zat1ons.
List all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of
reportable compensation from the organ1zat1onand any related organ1zat1ons.
List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization,
more than $10,000 of reportable compensation from the organ1zat1onand any related organ1zat1ons.
List persons 1nthe following order: 1nd1v1dualtrustees or directors; 1nst1tut1onaltrustees; officers; key employees; highest compensated employees,
and former such persons.
Check this box 1fthe oraan1zat1ond1d not comoensate anv officer director trustee or kev emolovee.
(A)
(8)
(C)
(0)
(E)
(F)
Average
hours
per
week
Pos1t1on
(check all that apply)
Reportable
compensation
from
the
organ1zat1on
(W2/1099MISC)
Reportable
compensation
from related
organ 1zat1ons
(W-211099MISC)
Estimated
amount of
other
compensation
from the
organization
and related
organizations
"O
!!
!!
g
g
~,.
"O
.E
John Blundell
Director
Donald J. Boudreaux
Director
Timothy Otis Browne
Director
Tyler Cowen
Vice-Chairman
Richard
H. Fink
Director
Jerome M. Fullinwider
Director
David c. Humphreys
Director
Charles
G. Koch
Chairman
Eric S. O'Keefe
Director
James Arthur
Pope
Director
0. Sumner
William
Director
Kristine
J. Kendall
Director
Marty
Zupan
President
Gary D Leff
& Treasurer
Secretary
Leonard
P Liggio
Distinquished
Sr. Schola
Thevenot
Ronald c.
& coo
Vice President
Jonathan
Fortier
Dir. Academic Proqrams
832007 12-18-08
..~
-0
!i
5 i
u~
:ri
~
1.00
0.
o.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
1.00
o.
o.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
0.
1.00
0.
0.
o.
40.00
225,000.
o.
3,094.
20.00
75,000.
0.
3,675.
10.00
19,846.
0.
1,176.
40.00
133,000.
0.
8,852.
122,500.
0.
40.00
3,094.
Form 990 (2008)
!Part VU I Section
A.
Officers
ns
1 u e f or
Directors
Trustees
H umane
Key Employees
and Hi1:1hestComoensated
Page
(B)
(C)
(D)
(E)
(F}
Average
hours
per
week
Pos1t1on
(check all that apply)
Reportable
compensation
from
the
organ1zat1on
0N211099MISC)
Reportable
compensation
from related
organ1zat1ons
0N2/1099M ISC)
Estimated
amount of
other
compensation
from the
organization
and related
organizations
ii
..,
'6
i ~i
"i
! e
8 l
:S i
ii
tl
1 b Total
Emplo~ees (continued)
(A)
94 - 1623852
Std"
u 1es
575,346.
19,891.
0.
Total number of 1nd1v1duals(1nclud1ngthose In 1a) who received more than $100,000 1nreportable
Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on
line 1a? If "Yes," complete Schedule J for such md1v1dual
Did any person listed on line 1a receive or accrue compensation from any unrelated organ1zat1onfor services rendered to
For any 1nd1v1duallisted on line 1a, 1sthe sum of reportable compensation and other compensation from the organ1zat1on
and related organ1zat1onsgreater than $150,000? If "Yes," complete Schedule J for such md1v1dual
No
Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from
t h e oroan1zat1on
(A)
Name and business address
(B)
Descnpt1on of services
(C)
Compensation
Mailinq
services
144,641.
Website
development
144,005.
Database
development
IT Consultinq
113,256.
101,125.
Total number of independent contractors (including those 1n1) who received more than $100,000 1ncompensation
from the oraanizat1on ~
4
Form 990 (2008)
832008
12-18-08
f or
Institute
Humane Stu
1es
94-1623852
(A)
Total revenue
"'"'
-Cc
1 a Federated campargns
1a
b Membershrp dues
1b
I! :::,
o,O
-E
Fundrarsrng events
1c
CJ>~
d Related organrzatrons
1d
1e
~~
ui'e
C-
OUI
-GI ...
]..c
C'O
oc
01'11
(B)
Related or
exempt functron
revenue
(D)
Revenue
excluded from
tax under
sectrons 512,
513,or514
(C)
Unrelated
business
revenue
1f
.50
Page9
of Revenue
6058741.
1,039.
...6,058,741.
Business Code
GI
2 a
CJ
Administrative
900099
fees
742,818.
742.818.
~ GI
GI :::,
enc
E~
I'll GI
gp::
0
...
a.
Royalties
...
...
...
...
fr\ Real
(11\Personal
(1)Securrtres
!11\Other
742,818
.
17,037 .
17,037.
6 a Gross Rents
b Less rental expenses
c
...
1186203.
Garn or (loss)
1207874.
k21,671.>
...
<21,671.
<21,671
>
>
GI
:::,
rncludrng $
>
GI
GI
II:
...
5
of
GI
..c
...
...
a
b
...
Business Code
11 a
b
c
d All other revenue
e Total. Add lrnes 11a11d
12
832009
02-02-09
Total Revenue
...
...6,796,925.
742.818.
0.
<4,634 . >
Form 990 (2008)
Form990
Institute
for
of Functional
Expenses
2008
Part 1X Statement
Humane
94-162 3852
Studies
Pae
10
Section 501 (c)(3) and 501 (c)(4) organizations must complete all columns.
All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).
(B)
(A)
(C)
JD)
Do not include amounts reported on lines 6b,
Program service
Management and
Fun raising
Total expenses
7b, Sb, 9b, and 10b of Part VIII.
excenses
expenses
aeneral excenses
1
41,618.
41,618.
567,880.
567,880.
90,000.
90,000.
471,924.
372,373.
59.476.
40,075.
247,155.
166,469.
1,956,344.
1,542,720.
9
10
Payroll taxes
11
151,406.
170,209.
121.194.
142,504.
17.979.
13,304.
12,233.
14,401.
389,219.
17,821.
451,495.
324,682.
17,821.
288,728.
40,321.
24,216.
15,194.
147,573.
14,940.
568,886.
279,741.
8,950.
432,353.
275,936.
79,644.
1,985.
5,990.
56,889.
1,820.
4,933.
1,710.
27.816.
1,892.
19,869.
1, 351.
g Other
12
13
Office expenses
14
Information technology
15
Royalties
16
Occupancy
17
Travel
18
19
20
Interest
21
Payments to affiliates
22
23
Insurance
24
Miscellaneous
Software
tax
Pro2erty
EmQloyee recruiting
1,742,124.
198,687.
13,513.
22,089.
16,210.
4,593.
1,245.
1,735,481.
151,002.
10,270.
15,680.
16,050.
3,491.
L 245.
4,043.
115.
643.
2,366.
45.
459.
e
f
25
26
7,169,944.
6,159.978.
514.500.
495,466.
1ffollowmg
Form
990 (2008)
I Part
I Balance
ns
1 u e f or
94 - 1623852
Std"u 1es
H umane
Page
11
Sheet
(A)
Beg1nn1ngof year
491,409.
985,156.
645,500.
471,239.
Cash non-interest-bearing
3
4
(B)
End of year
1
2
3
4
347,647.
1,053,924.
975,877.
135,294.
..
C/1
Part II of Schedule L
Cl)
C/1
C/1
<
10a
69,723.
10a
29,052.
1,498,747.
C/1
Cl)
:c
IQ
Investments
13
13
14
Intangible assets
14
15
16
17
18
Grants payable
18
19
Deferred revenue
19
20
20
21
21
22
30,652.
3,963,341.
326,911.
11
12
15
16
17
22
23
23
24
25
26
30,652.
3,398,587.
135,581.
24
32,567.
359,478.
25
26
49,921.
185,502.
28
29
..
1,325,699.
2,160,670.
117,494.
.... Oand
27
28
29
973,330.
2,122,261.
117,494.
Cl)
30
30
C/1
C/1
31
31
Cl)
32
33
34
Total l1ab1l1t1es
and net assets/fund balances
I Part
646,732.
117,056.
62,353.
Cl)
..
<
..
z
of Schedule L
Organizations
0
C/1
10c
C/1
c
IQ
iv
m
"ti
c
:::,
u.
675,736.
513,814.
80,112.
12
::i
852,015.
10b
11
XI I Financial Statements
32
3,603,863.
3,963,341.
33
34
3,213,085.
3,398,587.
and Reoortina
Yes
Dcash
CXJAccrual
Other
2a
2a
2b
2c
c If 'Yes' to lines 2a or 2b, does the organization have a committee that assumes respons1b1htyfor oversight of the audit,
review, or comp1lat1on of its financial statements and selection of an independent accountant?
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth 1nthe Single Audit
Act and OMB Circular A-133?
b If 'Yes 'did the oraanizat1on underao the reau1red audit or audits?
832011
12-18-08
3a
No
3b
Form 990 (2008)
SCHEDULE A
(Form 990 or 990-EZ)
OMB No 1545-0047
2008
Opell ~o Public
Inspection
Employer identification
Institute
for
Part I
Humane
number
94-1623852
Studies
The organ1zat1on1snot a private foundation because 1t1s:(Please check only one organization)
3
4
D
D
D
An organization operated for the benefit of a college or university owned or operated by a governmental unit described in
[X]
An organ1zat1onthat normally receives a substantial part of its support from a governmental unit or from the general public described in
D
D
8
9
D
D
10
11
An organ1zat1onorganized and operated exclusively to test for public safety. See section 509(a)(4). (see 1nstruct1ons)
An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or
more publicly supported organ1zat1onsdescribed in section 509(a)(1) or section 509(a)(2) See section 509(a)(3). Check the box that
describes the type of supporting organization and complete lines 11e through 11h.
a
Type I
Type II
By checking this box, I certify that the organ1zat1on1snot controlled directly or 1nd1rectlyby one or more d1squal1f1edpersons other than
foundation managers and other than one or more publicly supported organ1zat1onsdescribed 1nsection 509(a)(1) or section 509(a)(2).
If the organ1zat1onreceived a written determ1nat1onfrom the IRS that 1t1sa Type I, Type II, or Type Ill
Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?
(i)
A person who directly or indirectly controls, either alone or together with persons described in (11)and (111)
below,
Yes
No
(ii) EIN
(iii) Type of
organizatmn
(describedon Imes 1-9
aboveor IRCsection
(see instructions))
(vi) Is the
iv) Is the organization (v) Did you notify the
n col (1)listed m your organizationm col organizationm col
(i) organizedm the
governing document? (i) of your support?
US?
No
Yes
Yes
Yes
No
No
(vii) Amount of
support
Total
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
832021 12-17-08
ScheduleA
Part U
Form990or990E
Institute
2008
for
Humane Studies
94-1623852
Pa e2
(al 2004
(bl 2005
(cl 2006
ldl 2007
(el 2008
(fl Total
2933555.
2935448.
5917448.
5764591.
6058741.
23609783.
2933555.
2935448.
5917448.
5764591.
6058741.
23609783.
6 Public Suooort.
6162076.
17447707.
(al 2004
(bl 2005
(cl 2006
ldl 2007
(el 2008
2933555.
2935448.
5917448.
5764591.
6058741.
23609783.
(fl Total
91,917.
121,681.
19,255.
105,134.
<4,634.
>333,353.
25,642.
3,044.
5,425.
960.
12
13
First five years. If the Form 990 1sfor the organ1zat1on'sfirst, second, third, fourth, or fifth tax year as a section 501 (c)(3)
12
35,071.
23978207.
2,770,375.
Section C. Computation
14
Public support percentage for 2008 (line 6, column (f) d1v1dedby line 11, column (f))
14
15
Public support percentage from 2007 Schedule A. Part IVA, line 26f
15
72.76
83.11
16a 33 1/3% support test - 2008. If the organization d1d not check the box on line 13, and line 14 1s33 1/3% or more, check this box and
stop here. The organ1zat1onqual1f1esas a publicly supported organ1zat1on
b 33 1/3% support test - 2007. If the organization did not check a box on line 13 or 16a, and line 15 1s33 1/3% or more, check this box
and stop here. The organization qual1f1esas a publicly supported organ1zat1on
17a 10% -facts-and-circumstances
test - 2008. If the organization d1d not check a box on line 13, 16a, or 16b, and line 14 1s10% or more,
and 1fthe organ1zat1onmeets the "factsandc1rcumstances" test, check this box and stop here. Explain 1nPart IV how the organ1zat1on
....
organ1zat1onmeets the "factsand-c1rcumstances' test The organization qualifies as a publicly supported organ1zat1on
....
Private foundation.
....
D
D
test - 2007. If the organ1zat1ondid not check a box on line 13, 16a, 16b, or 17a, and line 15 IS 10% or
test, check this box and stop here. Explain in Part IV how the
If the organ1zat1ond1d not check a box on line 13, 16a, 16b, 17a, or 17b 1 check this box and see 1nstruct1ons
832022
12-17-08
--------------~
----
Pa e 3
2008
PartIll
Support Schedule for Organizations Described in Section 509(a)(2) Com lete onl 1f ou checkedthe box on line 9 of Part I
Sec t"ion A Publ"IC Suppo rt
Calendar year (or fiscal year beginning in)~
lal 2004
(bl 2005
lcl 2006
ldl 2007
(el 2008
lfl Total
(al 2004
(bl 2005
(cl 2006
(di
2007
(el 2008
(fl Total
Public suooort
14
First five years. If the Form 990 1sfor the organ1zat1on'sfirst, second, third, fourth, or fifth tax year as a section 501 (c)(3) organ1zat1on,
ort Percenta e
15
Public support percentage for 2008 (line 8, column (f) d1v1dedby line 13, column (f))
15
16
Public su
16
ort
Investment income percentage for 2008 (line 1Oc, column (f) d1v1dedby line 13, column (f))
18
Investment income percentage from 2007 Schedule A, Part IVA, line 27h
%
17
18
%
19a 33 1/3% support tests - 2008. If the organ1zat1ondid not check the box on line 14, and line 15 1smore than 33 1/3%, and line 17 1snot
more than 33 1/3%, check this box and stop here. The organ1zat1onqualifies as a publicly supported organ1zat1on
b 33 1/3% support tests - 2007. If the organization did not check a box on line 14 or line 19a, and line 16 1smore than 33 1/3%, and
line 18 1snot more than 33 1/3%, check this box and stop here, The organ1zat1onqual1f1esas a publicly supported organization
20 Private foundation. If the organ1zat1ondid not check a box on line 14, 19a, or 19b 1 check this box and see 1nstruct1ons
Schedule A (Form 990 or 990-EZ) 2008
832023 12-17-08
OMB No 1545-0047
Schedule D
(Form 990)
2008
Open to Public
Inspection
Employer identification
Institute
Part I
Organizations
Maintaining
for
Humane
Studies
number
94-1623852
Complete 1fthe
2
3
Did the organ1zat1on inform all donors and donor advisors 1nwriting that the assets held 1ndonor advised funds
are the organ1zat1on's property, subject to the organ1zat1on's exclusive legal control?
0Yes
0No
0Yes
0No
Did the organ1zat1on inform all grantees, donors, and donor advisors 1nwnt1ng that grant funds may be used only
for charitable
Part U
ur oses and not for the benefit of the donor or donor advisor or other 1m erm1ss1ble nvate benefit?
Easements. Complete 1fthe organ1zat1onanswered 'Yes" to Form 990, Part IV, line 7.
Conservation
Purpose(s) of conservation easements held by the organization (check all that apply).
D
D
D
2
D
D
Complete lines 2a2d 1fthe organ1zat1onheld a qualified conservation contnbut1on in the form of a conservation easement on the last day
of the tax year.
Held at the End of the Year
a Total number of conservation easements
2a
2b
2c
2d
Number of conservation easements mod1f1ed,transferred, released, extinguished, or terminated by the organ1zat1onduring the taxable
year .... _____
_
Does the organ1zat1on have a written policy regarding the penod1c monitoring, 1nspect1on, v1olat1ons,and
Amount of expenses incurred in monitoring, inspecting, and enforcing easements during the year .... $ ______
Does each conservation easement reported on line 2(d) above satisfy the requirements of section 170(h)(4)(8)(1)
0No
0Yes
0No
0Yes
In Part XIV, describe how the organization reports conservation easements 1nits revenue and expense statement, and balance sheet, and
include, 1fapplicable, the text of the footnote to the organization's f1nanc1alstatements that describes the organ1zat1on's accounting for
conservation easements
!Part UI I Organizations
Maintaining
Collections
.... $ ________
.... $ ______
_
_
If the organ1zat1onreceived or held works of art, historical treasures, or other s1m1larassets for f1nanc1algain, provide
the following amounts required to be reported under SFAS 116 relating to these items:
a Revenues included in Form 990, Part VIII, line 1
.... $ _________
.... $ ----------
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
832051
12-23-08
ScheduleD
3
Form990
tn
Part
2008
Institute
Or anizations Maintainin
for
Humane Studies
Collections
94-1623852
Pa e2
Using the organ1zat1on's accession and other records, check any of the following that are a s1gn1ficant use of its collection items (check all
that apply)
a
b
c
4
Public exh1b1t1on
Scholarly research
D
D
d
e
Provide a description of the organization's collections and explain how they further the organ1zat1on's exempt purpose 1n Part XIV
During the year, did the organ1zat1onsolicit or receive donations of art, historical treasures, or other s1m1larassets
to be sold to raise funds rather than to be ma1nta1nedas art of the or anizat1on's collection?
Yes
No
0Yes
0No
b If 'Yes," explain the arrangement in Part XIV and complete the following table:
Amount
c Beg1nn1ngbalance
1c
1d
1e
1f
Ending balance
2a
b If "Y es
I PartV
0Yes
0No
117,494.
<151.
I>
d Grants or scholarships
e Other expenditures for fac11it1es
and programs
f
Adm1n1strat1veexpenses
117,343.
Provide the estimated percentage of the year end balance held as:
a Board designated or quasi-endowment
b Permanent endowment ~
c Term endowment
10 0 0 0
%
%
3a Are there endowment funds not 1nthe possession of the organ1zat1onthat are held and administered for the organization
Yes
by:
(i)
No
3ali)
unrelated organ1zat1ons
3aliil
3b
x
x
Description of investment
x. line
1o.
(c) Deprec1at1on
1a Land
b Bu1ld1ngs
c Leasehold improvements
d Equipment
125,000.
1,373,747.
125,000.
727,015.
0.
646,732.
0.
e Other
Total. Add lines 1a1e. (Column (d) should eaua/ Form 990 Part X column (8). /me 10(c))
646,732.
832052
1223-08
ns 1 u e f or
Std"
u 1es
H umane
94 - 1623852
Page 3
Total ICol lb\ should eaual Form 990 Part X col IB\ line 12 \ ...
I Part VIili
Investments
Total. (Col lb) should eaual Form 990 Part X col (B) line 13 l ...
See Form 990, Part X, line 15.
(a) Description
...
Total. (Column (b) should eaual Form 990 Part X col (8) /me 15 J
I Part
I Other Liabilities.
(b) Amount
Gift
annuities
Deferred
rent
Total. (Column (b) should eaual Form 990 Part X col (8) /me 25
27,425.
22,496.
...
49,921.
In Part XIV, provide the text of the footnote to the organ1zat1on'sfinancial statements that reports the organ1zat1on's l1ab11ity
for uncertain tax pos1t1ons
under FIN 48.
832053
12-23-08
Institute
I Part XI
I Reconciliation
Humane Studies
for
94-1623852
Total revenue (Form 990, Part VIII, column (A). line 12)
Total expenses (Form 990, Part IX, column (A). line 25)
5
6
5
6
Investment expenses
10
10
Total revenue, gains, and other support per audited financial statements
Amounts included on line 1 but not on Form 990, Part VIII, line 12.
a Net unrealized gains on investments
b Donated services and use of fac11it1es
c
<17,759.
2a
Amounts included on Form 990, Part VIII, line 12, but not on line 1
b Other (Describe 1nPart XIV)
5
1
2
2e
<17,759.
6,796,925.
t>
>
I 4a I
4b
0.
4c
Total revenue Add lines 3 and 4c. ITh1sshould eaual Form 990 Part I line 12.1
6,796,925.
7,169,944.
Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of fac11it1es
2a
2b
2c
2d
Amounts included on Form 990, Part IX, line 25, but not on line 1
b Other (Describe 1nPart XIV)
7,169,944.
I 4a I
4b
0.
4c
I Part XJVISupplemental
0.
2e
6,779,166.
2d
>
>
2b
I Part XU11Reconciliation
<17,759.
<390,778.
1
>
>
2c
6,796,925.
7,169,944.
<373,019.
<17,759.
Paae4
7,169,944.
Information
Complete this part to provide the descriptions required for Part II, lines 3. 5, and 9; Part Ill. lines 1a and 4; Part IV, lines 1band 2b, Part V, line 4, Part
X; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b
Schedule F
OMB No 1545-0047
2008
(Form 990)
~ Attach to Form 990. Complete if the organization
answered "Yes" to
Form 990, Part IV, line 14b, line 15, or line 16.
Institute
I Part
for
Open to Public
Inspection
Employer identification
Humane Studies
General Information
on Activities
number
94-1623852
Outside the United States.
For grantmakers.
Does the organ1zat1onmaintain records to substantiate the amount of the grants or assistance, the
grantees' el1g1b1l1ty
for the grants or assistance, and the selection cntena used to award the grants or assistance?
For grantmakers.
(b) Number of
offices
in the region
(c) Number of
employees or
agents 1n
region
No
(f) Total
expenditures
In region
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
832071
12-18-08
Yes
Describe in Part IV the organ1zat1on's procedures for monitoring the use of grant funds outside the United States.
Totals
[K]
Institute
ScheduleF(Form990l2008
for
Humane Studies
94-1623852
Page 2
or Entities Outside the United States. Complete 1fthe organization answered 'Yes' to Form 990, Part IV, line 15, for any
rec1p1entwho received more than $5,000 Check this box 1fno one rec1p1ent received more than $5,000
---
1
(a) Name of organization
...
- - -
--- - ---
- - --- - --
---
(c) Region
....o
--
(d) Purpose of
(e) Amount
grant
of cash grant
(f) Manner of
cash disbursement
(g) Amount of
non-cash
assistance
{h) Description
of non-cash
assistance
(i) Method of
valuation (book, FMV,
appraisal, other)
2
3
Enter total number of organ1zat1ons that are recognized as charities by the foreign country or for which the grantee or counsel has provided a
section 501 (c)(3) equ1valency letter
..,_
..,_
Schedule F (Form 990) 2008
832072
12-18-08
ScheduleF(Form990)2008
Part UI
Institute
for
to Individuals
Humane Studies
94-1623852
Page3
Outside the United States. Complete 1fthe organ1zat1on answered 'Yes' to Form 990, Part IV, line 16.
(c) Number of
rec1p1ents
(cl) Amount of
(e) Manner of
cash disbursement
cash grant
(f) Amount of
non-cash
assistance
(g) Description of
non-cash assistance
(h) Method of
valuation
(book, FMV,
appraisal, other)
.
Humane
Studies
Fellowships
!Argentina
4 000. Check
o.
Humane
Studies
Fellowships
!Austria
2 000. Check
0.
Humane
Studies
Fellowships
k:anada
8 000. k:heck
o.
Humane
Studies
Fellowships
!France
2 000. the ck
o.
Humane
Studies
Fellowships
Permany
10 000. :Check
o.
Humane
Studies
Fellowships
!Italy
2 000. the ck
Humane
Studies
Fellowships
!Poland
4 000. leheck
Humane
Studies
Fellowships
Slovakia
2 000. Electronic
funds
Electronic
funds
Humane
Studies
Fellowships
United
Kingdom
18
56 000. ~ransfer/check
o.
o.
transfer
o.
o.
Schedule F (Form 990) 2008
832073
12-18-08
Part IV
Institute
for
94-1623852
Humane Studies
Pa e4
Supplemental Information
Complete this part to provide the 1nformat1onrequired by Part I, line 2, and any other add1t1onal1nformat1on.
Schedule
contact
832074 12-18-08
F,
with
Part
the
I,
Line
2:
Grants
are
monitored
via
collaboration
and
organizations.
SCHEDULE I
(Form 990)
OMB No 1545-0047
2008
.... Complete if the organization answered "Yes," on Form 990, Part IV, lines 21 or 22.
Open lo Pubtic:
lnSl)e(:tion
Institute
for
Humane Studies
94-1623852
Part l
Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' el1g1b1l1ty
for the grants or assistance, and the selection
[Kl
Yes
0No
Describe 1nPart IV the oroan1zat1on'sprocedures for mon1tonno the use of orant funds in the United States
Part ti j Grants and Other Assistance to Governments and Organizations in the United States. Complete 1fthe organization answered "Yes" on Form 990, Part IV, line 21, for any
-
- - -- -
(b) EIN
(d) Amount of
cash grant
.. --
..
----
(e) Amount of
non-cash
assistance
---------
(t) Method of
valuation (book,
FMV, appraisal,
- - -
.. ---------
---
(g) Descnpt1on of
non-cash assistance
- -
--
~+horl
George
4400
Mason
University
University
Drive
Fairfax
In
VA 22030
54-0836354
501(c)
(3)
7 000.
o.
In
State
2020
Policy
North
Arlington
Network
14th
Street,
Suite
250
VA 22201
501(c)(3)
34 618.
For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
o.
of
educational
of
internship
with
state-based
57-0952531
832101 12-18-08
support
activities
3
LHA
support
.ictivities.
centers
research
....
....
Schedule I (Form 990) 2008
Institute
for
Humane Studies
Charles
Program
MFA Fellowships
Summer Graduate
Research
Humane Studies
Fellowships
Scholars
I Part lV l
(b) Number of
rec1p1ents
(c) Amount of
cash grant
47
16 150.
o.
11
39 000.
o.
10
10 000.
o.
129
488 000.
o.
23
14 730.
o.
94-1623852
Page 2
Sunnlemental Information. Comolete this oart to orov1de the information reau1red 1nPart I line 2 and anv other add1t1onalinformation
Schedule
contact
832102 12-18-08
I,
with
Part
the
I,
Line 2: Grants
are monitored
via
collaboration
and
organizations.
Compensation
SCHEDULE J
(Form 990)
OMB No 1545-0047
Information
2008
Opento Public
Inspection
Employer identification
Institute
Part I
for
Humane Studies
number
94-1623852
No
1a Check the appropriate box(es) 1fthe organ1zat1onprovided any of the following to or for a person listed in Form 990,
D
D
D
D
D
D
D
D
b If line 1a Is checked, d1d the organ1zat1onfollow a written policy regarding payment or reimbursement or prov1s1on
of all of the expenses described above? If "No,' complete Part Ill to explain
1b
Did the organization require substant1at1on prior to reimbursing or allowing expenses incurred by all officers, directors,
trustees, and the CEO/Executive Director, regarding the items checked in line 1a?
Indicate which, 1fany, of the following the organization uses to establish the compensation of the organization's
CEO/Executive Director Check all that apply.
00
D
00
D
00
Compensation committee
Independent compensation consultant
00
During the year, d1d any person listed 1nForm 990, Part VII, Section A, line 1a:
4a
4b
4c
x
x
x
If "Yes" to any of lines 4ac, list the persons and provide the applicable amounts for each item In Part Ill.
Only 501 (c)(3) and 501 (c)(4) organizations
For persons listed 1nForm 990, Part VII, Section A, line 1a, d1d the organization pay or accrue any compensation
contingent on the revenues of.
a The organ1zat1on?
5a
5b
x
x
For persons listed 1nForm 990, Part VII, Section A. line 1a, did the organ1zat1onpay or accrue any compensation
contingent on the net earnings of:
a The organ1zat1on?
b Any related organization?
If 'Yes" to line 6a or 6b, describe in Part Ill.
7 For persons listed In Form 990, Part VII, Section A, line 1a, d1d the organ1zat1onprovide any non-fixed payments
not described 1nlines Sand 6? If "Yes,' describe 1nPart Ill
8 Were any amounts reported 1nForm 990, Part VII, paid or accrued pursuant to a contract that was subJect to the
1n1t1al
contract exceot1on described In Reas section S3.49S84(a)(3\? If "Yes" describe 1nPart Ill
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990.
832111
12-23-08
6b
x
x
6a
U j Officers,
Institute
for
Humane Studies
94-1623852
Paoe 2
For each 1nd1v1dualwhose compensation must be reported 1nSchedule J, report compensation from the organization on row (1)and from related organ1zat1ons,described 1nthe 1nstruct1ons,on row
Do not list any 1nd1v1dualsthat are not listed on Form 990, Part VII
Oil
(i)
Martv
zuoan
(i) Base
compensation
(A) Name
(iii
150,000.
75,000.
0.
0.
(iii) Other
compensation
0.
0.
(C)
Deferred
compensation
(D)
Nontaxable
benefits
0.
0.
3,094.
0.
(E)
Total of columns
(8)(1)-(D)
228,094.
0.
(F)
Compensation
reported in prior
Form 990 or
Form 990-EZ
0.
0.
(i)
(ii)
(i)
(iii
(i)
(ii)
(i)
(iii
(i)
(iii
(i)
(ii)
(i)
(iii
(i)
(ii)
(i)
l(iil
(i)
l(iil
(i)
lciil
(i)
lliil
(i)
Iii\
(i)
Iii\
(i)
liil
Schedule J (Form 990) 2008
832112 12-23-08
. .'
SCHEDULEO
(Form 990)
OMS No 1545-0047
2008
Open to Public
Inspection
Employer identification
Institute
Form 990,
Part
who maintain
in
Form 990,
Line
the
an interest
Student
I,
Part
for
1,
highest
the
standard
principles
III,
Marketing
Description
Line
of
4d,
- markets
introduces
new audiences
materials,
e-mails,
to
of Organization
of
the
Other
excellence
classical
liberal
Program
Institute's
the
ideas
websites,
Services:
programs
of
direct
Mission:
academic
the
number
94-1623852
Humane Studies
liberty
mail,
to
students
through
printed
networking,
and
and paid
advertisements.
Expenses$
Public
the
Affairs
efforts
network
- seeks
of
of
Part
President
of
VI,
alumni,
and build
including
Section
VI,
Section
accountants
prior
Form 990,
inform
in
Inc.
Revenue$
faculty,
and
communication
Part
contemporaneously
O.
of$
2:
Richard
Charles
to
A, line
and provided
10:
supporters
that
Revenue$
Fink
is
G. Koch is
to
Draft
990
the
Vice
about
develops
0.
Executive
Vice
Chairman
and CEO of
is
prepared
Chairman
by the
of
the
Board
for
filing.
VI,
Section
with
B, Line
any potential
12c:
Disclosure
is
required
conflicts.
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
832211
12-18-08
O.
liberty.
grants
A, line
O.
of$
Inc.
Part
independent
grants
interested
Koch Industries,
Industries,
Form 990,
to
Institute
411473.
Form 990,
review
the
individuals
Expenses$
Koch
including
547769.
SCHEDULEO
(Form 990)
OMB No 1545-0047
2008
Open to Public
Inspection
Employer identification
Institute
Form 990,
the
Part
VI,
Executive
Committee
for
Section
Committee
with
B, Line
of
comparability
compensation.
in
writing
Part
VI,
the
15:
Board
data
The Chairman
Management
Humane Studies
with
of
the
to
the
Compensation
of
for
Directors.
consider
Board
decisions
number
94-1623852
officers
Management
in
their
of
Directors
of
the
review
is
provides
by
the
of
communicates
Committee
set
to
on officer
compensation.
Form
990,
Line
17,
List
of
States
receiving
copy
of
Form 990:
AK,AR,AZ,CA,CO,CT,DC,DE,FL,GA,HI,IA,ID,IL,IN,KS,KY,LA,MA,MD,ME,MI,MN,MO,MS
MT,ND,NE,NH,NJ,NM,NV,NY,OH,OK,OR,PA,RI,SC,SD,TN,TX,UT,VA,VT,WA,WY
Form 990,
Part
statements
a bona
and
fide
Form 990,Part
This
VI,
process
Section
governing
business
XI,
has
C, Line
documents
19:
The Institute's
are
available
the
prior
request
to
those
with
purpose.
Line
not
2c
changed
since
LHA For Privacy Act and Paperwork Reduction Act Notice, see the Instructions
832211
12-18-08
upon
financial
year.