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Hirschman - Ars Copy 2
Hirschman - Ars Copy 2
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Hirschman
INTRODUCTION
These powerful words are spoken by David, the young, idealistic Jewish
immigrantin Zangwills pre-WorldWarI play, The Melting Pot. In spite of the
horror of experiencing a pogromin his native Russia, and the reality of
discrimination in the United States, David believes that the divisions of
nationality and ethnicity will soon disappear in the promisedland of America.
Andto clinch the point, the play ends with Davidfalling in love with a Russian
Christian immigrantwhojust happensto be the daughter of the manwholed the
massacre of Davids family. Only in America!
This romantic vision of Americansociety will strike most modemobservers
as both naive and rather patronizing--because of the implicit assumptionthat
most immigrants and their descendants are anxious to shed their social and
cultural heritage. But it is easy to forget howradical wasthe meltingpot viewof
Americas future. It was a direct challenge to orthodoxy. Zangwill was not
oblivousto the pervasivebigotry of his times; in fact, his play wasa calculated
effort to exposethese popular attitudes. Therewas nothing subtle about racism
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and intolerance in Americafor mostof us the first half of this century. Perhapsa
few exampleswill illustrate the tenor of ethnic divisions during this period.
In response to a letter of mild criticism, MayorFiorella La Guardiaof New
Yorkreceived the following response from the then President, Herbert Hoover
(cited in Baltzell 1964:30):
It seemsto me,a Republican,that youare a little out of your class, in presumingto criticize
the President. It strikes me as impudence. Youshould go back to where you belong and
advise Mussolinion howto makegoodhonest citizens in Italy. TheItalian~ are predominately our murderers and boot-leggers .... Like a lot of other foreign sp.awn, you do not
appreciate the country which supports and tolerates you.
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OF SOCIOLOGICAL
Robert Park and the "Chicago School" of sociology (Faris 1967) were the
founders of modemsociological theory and research on race and ethnic relations in the early decades of the 20th century. Park and his colleagues at
Chicagoencouragedstudents to study all aspects of the local environment,
including race and ethnic relations. At the time, Chicagowasa polyglot city,
full of ethnic neighborhoodspopulated by recent immigrantsfrom Europeand
black migrants from the South. Park had a rather unique backgroundfor an
academic,first workingas a newspaperreporter and later spendinga numberof
years as the personal secretary and aide of BookerT. Washington,President of
Tuskegee Institute (for more background on Park, see Park 1950: v-ix;
Raushenbush1979). Fromthese experiences and their early studies, Park and
his students formulated what becamethe dominantsociological theory of race
and ethnic change.
Oneof the first expressions of Parks viewswas presented in the famousPark
&Burgesstextbook(first publishedin 1921), the primaryauthority in the field
for almost 20 years (Park &Burgess 1969:xiii). Park &Burgess defined the
central texms of accommodationand assimilation:
Accommodation
.... a processof adjustment,
that is, anorganization
of socialrelationsand
attitudesto presentor to reduceconflict,to controlcompetition,
andto maintain
a basisof
securityin thesocialorderfor persons
andgroups
of divergent
interestsandtypesto carryon
together
theirvariedlife activities.
Assimilation
is a processof interpenetration
andfusionin which
persons
andgroups
acquire
the memories,
sentiments,
andattitudesof otherpersonsor groups,and,bysharingtheir
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experience and history, are incorporated with them in a commoncultural life (Park
Burgess 1969:360).
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Socioeconomic
Assimilation
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general support for the melting pot thesis for Europeanethnics, but not for
black Americans. Even during the growth era after World War II, and with
governmentopposing discrimination, progress has been hesitant; it mayalso
have favored blacks with the resources to take advantageof the newopportunities (Wilson 1980a).
Segregation
If racial and ethnic populations are separated by an uncrossablesocial gulf (as
whereslavery is practiced), physical relations are often close and intimate. But
once the alternative of egalitarian social relationships is possible, physical
segregation is frequently used to maintain distance in all other spheres. Segregation arises not only fromthe authority of the dominantpopulation, but also
from a tendency amongnew immigrants to desire neighborhoods and local
institutions that reinforce their cultural orientations. Anadditional explanation
for segregation betweenethnic populations maybe an independentfactor such
as social class or the availability of housingat the timeof arrival. In this section,
I explore the evidence on these explanations as I review the literature on race
and ethnic segregation in Americancities.
Studies of selected southern cities in the 19th and 20th centuries reveal that
there was considerably less black-white segregation then than now(Taeuber
Taeuber 1965:45-53; Spain 1979). The "backyard pattern" reflected the necessity for blacks whoworkedin domesticand personal service to live close to
the homesof their employers. However,such proximity did not confer any
locational advantages. The homesof blacks were most often shacks in nearby
alleys, and Jim Crowlaws strictly regulated behaviorand limited opportunities.
Evidencefrom Northern cities during the first part of the 20th century also
shows less pervasive (than the present) but slowly increasing black-white
segregation (Taeuber & Taeuber 1965:53-55).
In 19th century Philadelphia, place of workwas the primary determinant of
residential location, and this was the primary reason for ethnic segregation-except for blacks, whowere concentrated in black neighborhoodsregardless of
employment(Hershberget al 1979). Usinga measureof isolation that taps the
potential for interaction, Liebersonfinds that blacks in Northerncities wereless
segregated from whites than were the new SECEuropean immigrants in the
early years of the 20th century (Lieberson 1980: Ch. 9). To Lieberson these
patterns reflect the greater cultural gap between SECimmigrants and native
whites than betweenblacks and whites and also a higher degree of voluntary
clustering by the new immigrants. But after 1910, ethnic segregation between
Europeanimmigrant groups and native whites steadily declined while blackwhite segregation increased (Lieberson 1980:270-77).
This general pattern of declining white ethnic segregation and a wideningor
maintenance of high black-white segregation is found in a wide variety of
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Intermarriage
Morethan any other indicator, intermarriage represents the final outcomeof
assimilation. If the melting pot symbolsuggests a mixtureof the varied ethnic,
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religious, and racial groups in the UnitedStates, the children of unions across
these boundaries should be the ultimate product of this vision of American
society. Yet becauseof the very intimacyof family relationships, it is likely
that amalgamation
will be the final step after residential integration, socioeconomicparity, and inter-ethnic tolerance have been achieved.
One of the most widely cited studies in social science has been RubyJo
Reeves Kennedys analysis of intermarriage in NewHaven(Kennedy 1944,
1952). Onthe basis of her interpretation and evocative phrase, "the triple
melting pot," most of the academiccommunityaccepted her thesis that ethnic
divisions within the three major religious groupswere not barriers to intermarriage. This interpretation also reached the general public through Herbergs
well knownbook, Protestant, Catholic, Jew (1960). Yet a careful reanalysis
Kennedysdata has raised importantquestions about the validity of the conclusions (Peach 1980a). It seems that a commonintermarrying population
Catholics is not evident in the data. Catholics from NorthwesternEuropewere
morelikely to intermarry with Protestants from the samenational origins, and
Catholics from Eastern and SouthernEuropewere muchless likely to intermarry with this group. In further reanalysis of the NewHavendata, Peach(1980b)
argues that residential segregation is the primary explanation for patterns of
marital homogamy.
Studies of intermarriage are plagued with a variety of methodologicalproblems. Standard census and survey data sources generally report only the
prevalence of intermarriage amongthe currently married population. If intermarriages are more likely to be disrupted (by separation or divorce), then
cross-sectional data will underestimatethe extent of intermarriage (and give
biased measure of the trend). Data based upon marriage certificates (vital
statistics) are usually limited to the fewstates or areas that record and compile
such basic statistics (usually with little other informationon the characteristics
of brides and grooms). Similarly, both sources of data are likely to contain
interviewer bias that assumesmarriage partners are of similar racial/ethnic
origins [see Heer(1974) for a reviewof these issues]. Anothercentral methodoligical issue whencomparingrates of intermarriage between populations or
across time is the standardization of the relative availability of potential
spouses. For instance, by chance alone, one wouldexpect a higher degree of
intermarriage for Catholics than Protestants because of the smaller pool of
Catholics (potential mates). This problem, while obvious whenstated, has
proven to be a major obstacle to studies of intermarriage.
There appears to have been a significant trend towardintermarriage across
religious boundaries in recent decades (Locke et al 1957; Yinger 1968; Bumpass 1970; Korbin &Goldscheider 1978). Perhaps most dramatic has been the
trend towards interfaith marriage amongCatholics (Alba 1976; Alba &Kessler
1979). Evidenceon the trend of intermarriage amongJewish Americansis less
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whites (Jacobson1978). Even after hostile attitudes and strong prejudice are
reduced, stereotypes of ethnic and racial groupsare likely to persist (McCauley
&Stitt 1980, Lieberson 1982) and to have important consequencesfor social
interaction even if socioeconomicequality and integration are achieved.
BEYOND
ASSIMILATION
THEORY
Most of the empirical studies reviewed in the. preceding section do not draw
formally upon assimilation theory, especially the expectation of the melt!ng
pot, for their justification (the melting pot imageis typically only used as
straw man). Yet there is a clear link betweenthe original ideas of Park and
muchof the contemporaryresearch on ethnic stratification, segregation, intermarriage, and prejudice. There is almost always an implicit, if not always
precisely stated, hypothesis that trends will showa moderationof differences
betweenethnic populations. In the analysis of relationships betweenvariables,
elements of "modernity" higher education, large cities, young age, social
mobility, moreinformation--are expected to be associated with a lessening of
ethnic divisions and frictions. Eventhoughmanyof the empirical studies have
yielded negativeevidence,this has not led to a different theoretical orientation.
In fact, the frequent findings that racism remains strong and that cultural
preferences are still associated with ethnicity lead to the conclusionthat more
time or other structural changes are needed before "assimilation" will be
achieved.
Analternative interpretation of the development
of the field wouldbe that the
dependentvariable--inter-ethnic differences has remainedthe same, but that
the general theory of social change has been superceded by a broad range of
specific hypothesestied to sets of causal (independent)variables. Consider,for
example,the following questions from the field of ethnic stratification:
Doesthe percent minority in a city, or other characteristics of the city,
explain variation in ethnic socioeconomicinequality (Blalock 1957; Frisbie
Neidert 1977; Stolzenberg & DAmico1977; Parcel 1979)?
Whatis the effect of inter-regional migration on incomeattainment among
black menand on the black-white income gap in the North (Long & Heltman
1975; Lieberson 1978; Hogan & Pazul 1982)?
Do cultural differences in ambition or work orientations explain ethnic
differences in socioeconomic attainment (Rosen 1959; Featherman 1971;
Stryker 1981)?
A reasonable case could be madethat these streams of research and many
others are focused on hypotheses far removedfrom the general and unspecific
theoretical frameworkof the assimilation perspective (indeed, I haveso argued
myself upon occasion). Yet, none of the more concrete research directions
comprise a theory of change, nor does any of them challenge the general
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has beenthe use in the past of different analytical strategies. This seemsto be
less of a problemat present (e.g. Wright 1978).
CONCLUSIONS
Readingthe pace of social change from newspaperheadlines or even from the
number of citations by sociologists may be misleading. The public and
academicfocus on ethnicity and race in the last two decadesmight suggest that
ethnic divisions and ethnic identity are moresalient than ever. Yet evidence
that ethnicity remainsan importantpoint of differentiation does not implythat
its influence is greater than it once was. Wemust separate, both conceptually
and empirically, the cultural and structural dimensionsof ethnicity. Tendencies
to mistakeparts for the wholeand to lumpshort- and long-termtrends together
have caused muchconfusion.
Gans (1979) and Alba (1981) have sharply questioned the depth of
resurgenceof ethnicity amongwhite ethnics in the last decade. As Albaput it,
"Duringthe 1970s, ethnicity could be celebrated precisely because assimilation
had proceeded far enoughthat ethnicity seemedso threatening and divisive"
(1981:96). If ethnicity is no longer a barrier to participation in secondary
primarygroupsand in institutions, it does not haveto be hidden in the closet.
Evenif ethnicity has a lessening impact on socioeconomicroles, it does nbt
necessarily meanthat its cultural and political roles, whichare often tied to
religious institutions and rooted in certain geographicareas, will diminishat the
samepace. In fact, it is possible that certain aspects of ethnic culture, such as
cuisine, will spread to the general population. In such cases, it is necessaryto
state clearly what is meantby the resurgenceof ethnicity.
In his provocative,but very insightful, reanalysis of the role of ethnicity in
Americansociety, Steinberg (1981:253-62)questions the logic of the advocates of ethnic pluralism whoreject the goal of assimilation in American
society. The problem, as Steinberg sees it, is howto achieve full social and
economicequality for ethnic groups whoseek to maintain exclusive social and
cultural organizations. Ethnic spokesmenhave alwaysresisted the melting pot
image as a threat to the cultural survival of the ethnic communityand have
proclaimedthe virtues of ethnic pluralism. Yet most membersof the disadvantaged minorities see the melting pot (or the Americandream)as a promise
their right to get ahead,both economicallyand socially. Ethnic culture does not
disappear" during the process of mobility, yet is often seen as an obstacle,
especially if elites are prejudiced. Steinberg sees muchof the current emphasis
on ethnic pluralism as an effort of the fairly established populationsto resist
integration and participation with the currently disadvantagedminorities, much
in the way that the WASP
establishment rejected the melting pot goals of new
immigrantsearlier in the century.
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