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Update: UC Retirment Plan - Private Equity - 2009 Included!
Update: UC Retirment Plan - Private Equity - 2009 Included!
PRIVATE EQUITY
December 31, 2004
FIXED INCOME
FIXED INCOME - SECURITIES
ALTERNATIVE ASSETS
PRIVATE EQUITY
REAL ESTATE
Security Name Interest RateMaturity Date Shares/Par Value Base Market Value
FIXED INCOME
FIXED INCOME - SECURITIES
ALTERNATIVE ASSETS
PRIVATE EQUITY
REAL ESTATE
Security Name Interest Rate Maturity Date Shares/Par Value Base Market Value
ADAGE CAPITAL LC 325,488,620
ALLIANCE CAPITAL 244,267,291
AMERICAN CENTURY SC 54,042,180
AMEX/KENWOOD SC 84,366,320
AQR NON-US 438,942,466
ARK ASSET MANAGEMENT CO INC LC 466,613,893
AXA ROSENBERG SC 140,758,982
BRANDYWINE NON-US 438,164,852
BURGUNDY SC 125,707,486
CAPITAL GUARDIAN TRUST COMPANY LC 161,403,401
CAUSEWAY NON-US 362,504,010
CGI EMERGING MARKETS GF 278,697,467
CORTINA ASSET MGT SC 72,638
CORTINA OPPTNTY SC 114,460,883
DELAWARE LC 590,642,754
DELAWARE INV ADV SC 90,319,079
DFA INVT DIMENSIONS GRP INC 329,162,297
EAFE STATE ST INTL INDEX 5,381,853,540
FRANKLIN PORTFOLIO ASSOCIATES LC 237,061,346
FREEMAN ASSOCIATES LC 232,815,767
GENESIS EMERGING MKT LP 295,465,393
GMO NON-US 635,174,263
GMO TR EMERGING MARKETS 179,219,513
GOLDMAN SACHS ASSET MGMT L P LC 667,547,244
HANSBERGER NON-US 215,863,248
HARRIS ASSOCIATES LP LC 441,170,287
HOTCHKIS + WILEY CAP MGMT LC 498,404,095
INTECH LC 364,002,413
IRONBRIDGE SC 176,765,182
JP MORGAN FLEMING NON-US 256,573,249
LAZARD EMERGING MKTS 154,709,976
LSV ASSET MANAGEMENT LC 585,003,990
MAZAMA SC 47,556,962
MFS NON-US 369,369,729
MONDRIAN NON US 188,720,765
NEW STAR NON-US 213,354,748
NWQ INVESTMENT MGT CP LLC LC 341,225,585
PANAGORA NON-US 195,149,509
PZENA INVESTMENT MGMT LC 571,668,568
RUSSEL 2000 TF INDEX FUND 471,068,075
RUSSELL 1000 GROWTH SL CTF 353,951,608
RUSSELL 1000 TF INDEX FUND 11,251,837,008
SANDERSON NON-US 174,234,615
T ROWE PRICE EMERGING MKTS 298,675,625
TEMPLETON INSTL FDS INC 135,494,444
THORNBURG MTG INC LC 759,880,663
UBS SC 451,510
FIXED INCOME
FIXED INCOME - SECURITIES
REAL ESTATE
ABSOLUTE RETURN
Security Name Interest Rate Maturity Date Shares/Par Value Market Value
FIXED INCOME
FIXED INCOME - SECURITIES
ALTERNATIVE ASSETS
PRIVATE EQUITY
REAL ESTATE
ABSOLUTE RETURN
ACCOUNTS PAYABLE -
Security Name Interest Rate Maturity Date Shares/Par Value Market Value
FIXED INCOME
FIXED INCOME - SECURITIES
ALTERNATIVE ASSETS
PRIVATE EQUITY
REAL ESTATE
ABSOLUTE RETURN
ACCOUNTS PAYABLE -
Security Name Interest Rate Maturity Date Shares/Par Value Base Market Value
FIXED INCOME
FIXED INCOME - SECURITIES
Source:StateStreet 2 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
ATLAS COPCO AB 5.6 5/22/2017 4,275,000 4,309,875
BAC CAP TR VI 5.625 3/8/2035 11,600,000 9,285,185
BAE SYS HLDGS INC 5.2 8/15/2015 11,500,000 11,847,174
BALL CORP 7.125 9/1/2016 1,000,000 1,025,000
BANC AMER ALTERNATIVE LN TR 5.5 12/25/2019 3,213,940 3,310,358
BANC AMER COML MTG INC 7.197 9/15/2032 2,258,175 2,271,219
BANC AMER COML MTG INC 4.342 3/11/2041 3,592,229 3,617,813
BANC AMER COML MTG TR 5.492 2/10/2051 14,825,000 12,506,819
BANC AMER MTG SECS INC 5.75 1/25/2035 17,173,037 17,688,228
BANC AMER MTG SECS INC 5.145463 9/25/2035 3,479,501 3,514,296
BANC OF AMERICA FNDG CORP 6 2/25/2034 3,876,210 3,992,496
BANC OF AMERICA FNDG CORP 5.757264 5/20/2036 16,175,000 16,498,500
BANCO NACIONAL DE DESENVOLVIME 6.369 6/16/2018 10,000,000 10,712,500
BANCO NACIONAL DE DESENVOLVIME 6.5 6/10/2019 4,000,000 4,300,000
BANK OF AMERICA CORP 7.375 5/15/2014 3,500,000 3,971,499
BANK OF AMERICA CORP 5.3 3/15/2017 6,550,000 6,419,590
BANK OF AMERICA CORP 7.625 6/1/2019 2,500,000 2,892,118
BANK OF AMERICA CORP 8 12/29/2049 6,000,000 5,776,440
BANK OF AMERICA CORP FDIC GTD 2.375 6/22/2012 50,000,000 50,936,600
BANK OF NEW YORK MELLON 3.1 1/15/2015 6,500,000 6,368,337
BEAR STEARNS ARM TR 4.903497 7/25/2034 19,161,495 19,161,495
BEAR STEARNS ARM TR 5.311173 2/25/2036 3,541,847 3,223,081
BEAR STEARNS COMMERCIAL MORT 5.742 9/11/2042 26,400,000 25,425,745
BEAR STEARNS COMMERCIAL MORT 5.471 1/12/2045 6,635,000 6,279,493
BECTON DICKINSON + CO 7 8/1/2027 8,575,000 9,864,011
BEMIS COMPANY INC 5.65 8/1/2014 10,000,000 10,643,850
BHP BILLITON FIN USA LTD 4.8 4/15/2013 7,800,000 8,302,367
BIO RAD LABS 8 9/15/2016 850,000 896,750
BLACKROCK INC 3.5 12/10/2014 5,000,000 4,937,210
BLACKROCK INC 5 12/10/2019 2,500,000 2,456,703
BMC SOFTWARE INC 7.25 6/1/2018 9,000,000 9,801,423
BOLIVARIAN REPUBLIC VENEZUELA 9 5/7/2023 15,650,000 10,524,625
BOMBARDIER INC 6.75 5/1/2012 4,000,000 4,130,000
BOMBARDIER INC 6.3 5/1/2014 12,325,000 12,201,750
BOYD GAMING CORP 7.125 2/1/2016 6,700,000 5,829,000
BRAZIL FEDERATIVE REP 10 8/7/2011 6,500,000 7,377,500
BRAZIL FEDERATIVE REP 7.875 3/7/2015 7,200,000 8,416,800
BRAZIL FEDERATIVE REP 8 1/15/2018 19,550,000 22,306,550
BRAZIL FEDERATIVE REP 5.875 1/15/2019 2,750,000 2,928,750
Source:StateStreet 3 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
BRAZIL FEDERATIVE REP 5.875 1/15/2019 3,000,000 3,195,000
BRAZIL FEDERATIVE REP 8.75 2/4/2025 19,600,000 25,382,000
BRAZIL FEDERATIVE REP 10.125 5/15/2027 8,000,000 11,760,000
BRAZIL FEDERATIVE REP 8.25 1/20/2034 2,300,000 2,938,250
BRAZIL FERERATIVE REP 11 8/17/2040 5,000,000 6,662,500
CANADIAN NATL RY CO 6.9 7/15/2028 3,625,000 4,181,793
CARGILL INC 5.6 9/15/2012 5,000,000 5,378,340
CARGILL INC 6 11/27/2017 9,000,000 9,592,497
CC HOLDINGS GS V LLC CRO 7.75 5/1/2017 3,000,000 3,195,000
CCSA FIN LTD 7.875 5/17/2016 7,600,000 7,942,000
CELLCO PART/VERI WIRELESS 7.375 11/15/2013 7,000,000 8,040,662
CELLCO PART/VERI WIRELESS 8.5 11/15/2018 10,000,000 12,403,820
CELULOSA ARAUCO Y CONSTITUCION 7.75 9/13/2011 7,000,000 7,594,559
CELULOSA ARAUCO Y CONSTITUCION 7.25 7/29/2019 2,500,000 2,716,625
CEMEX FINANCE LLC 9.5 12/14/2016 10,000,000 10,475,000
CENOVUS ENERGY INC 5.7 10/15/2019 3,000,000 3,129,198
CENT ELET BRASILEIRAS SA 6.875 7/30/2019 4,500,000 4,876,875
CENTEX CORP 5.25 6/15/2015 10,325,000 10,118,500
CENTURYTEL INC 7.6 9/15/2039 3,500,000 3,586,930
CHASE MTG FIN TR 6 10/25/2036 12,000,000 11,760,000
CHASE MTG FIN TR 6.25 10/25/2036 20,500,000 20,295,000
CHESAPEAKE ENERGY CORP 6.375 6/15/2015 6,805,000 6,668,900
CHS CMNTY HEALTH SYS INC 8.875 7/15/2015 6,450,000 6,675,750
CINEMARK USA INC 8.625 6/15/2019 3,000,000 3,120,000
CISCO SYSTEMS INC 4.95 2/15/2019 2,000,000 2,050,018
CISCO SYSTEMS INC 4.45 1/15/2020 4,000,000 3,923,936
CISCO SYSTEMS INC 5.5 1/15/2040 4,000,000 3,824,840
CITIGROUP FDG INC FDIC GTD 2.125 7/12/2012 50,000,000 50,493,425
CITIGROUP INC 5.5 8/27/2012 5,000,000 5,226,335
CITIGROUP INC 5.5 4/11/2013 9,100,000 9,434,562
CITIGROUP INC 6.375 8/12/2014 500,000 523,454
CITIGROUP INC 6.125 5/15/2018 1,000,000 1,005,408
CITIGROUP INC 8.5 5/22/2019 2,000,000 2,309,506
CITIGROUP INC 8.125 7/15/2039 5,000,000 5,643,235
CITIGROUP MTG LOAN TRUST INC 4.055217 4/25/2035 8,165,819 7,185,921
CITIGROUP MTG LOAN TRUST INC 6.057417 8/25/2036 17,465,764 17,291,107
CITIGROUP MTG LOAN TRUST INC 5.96674 3/25/2037 23,505,365 23,035,258
CITIGROUP MTG LOAN TRUST INC 5.604143 4/25/2037 27,489,749 23,916,082
CLEARWIRE CORP 12 12/1/2015 800,000 812,000
Source:StateStreet 4 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
COLOMBIA REP 8.25 12/22/2014 9,300,000 10,927,500
COLOMBIA REP 7.375 1/27/2017 12,000,000 13,530,000
COLOMBIA REP 7.375 3/18/2019 7,000,000 7,927,500
COLOMBIA REP 8.125 5/21/2024 8,000,000 9,480,000
COLUMBIA REP 7.375 9/18/2037 9,700,000 10,573,000
COMPANHIA DE BEBIDAS DAS 10.5 12/15/2011 3,974,000 4,580,035
COMPANHIA DE BEBIDAS DAS 8.75 9/15/2013 2,750,000 3,190,000
CONCHO RESOURCES INC 8.625 10/1/2017 1,300,000 1,365,000
CONSTELLATION BRANDS INC 7.25 9/1/2016 5,000,000 5,075,000
COOPER U S INC 6.1 7/1/2017 7,150,000 7,811,096
CORP ANDINA DE FOMENTO 8.125 6/4/2019 6,800,000 7,857,278
CORPORACION NACIONAL DEL COBRE 7.5 1/15/2019 5,575,000 6,536,169
CORPORACION NACIONAL DEL COBRE 6.15 10/24/2036 9,050,000 9,301,092
COSTA RICA REP 8.11 2/1/2012 5,000,000 5,468,478
COSTA RICA REP 6.548 3/20/2014 3,500,000 3,762,500
COSTA RICA REP 9.995 8/1/2020 2,000,000 2,550,000
COX COMMUNICATIONS INC NEW 5.45 12/15/2014 6,000,000 6,428,112
COX COMMUNICATIONS INC NEW 8.375 3/1/2039 3,000,000 3,735,537
CREDIT SUISSE NEW YORK 3.45 7/2/2012 8,000,000 8,228,824
CREDIT SUISSE NEW YORK 5.3 8/13/2019 5,000,000 5,134,875
CRH AMER INC 6 9/30/2016 9,950,000 10,392,387
CVS CAREMARK CORP 6.125 9/15/2039 9,000,000 8,919,891
CVS CAREMARK CORP 6.302 6/1/2062 3,000,000 2,587,500
CWMBS INC 5.5 8/25/2033 14,386,661 14,818,261
D R HORTON INC 7.875 8/15/2011 2,450,000 2,584,750
D R HORTON INC 6.125 1/15/2014 3,600,000 3,591,000
D R HORTON INC 5.625 9/15/2014 2,425,000 2,346,188
DAIMLERCHRYSLER NORTH AMER HLD 5.875 3/15/2011 10,000,000 10,455,750
DBS BK LTD SINGAPORE 5 11/15/2019 14,637,000 14,861,107
DELHAIZE GROUP SA 6.5 6/15/2017 3,385,000 3,676,218
DENBURY RES INC DEL 7.5 4/1/2013 9,475,000 9,522,375
DIAMOND OFFSHORE DRILLING INC 4.875 7/1/2015 5,100,000 5,383,580
DIRECTV HLDGS LLC 6.375 6/15/2015 2,575,000 2,674,781
DIRECTV HLDGS LLC 7.625 5/15/2016 3,400,000 3,714,500
DOMINION RES INC VA NEW 8.875 1/15/2019 3,000,000 3,738,642
DOMINION RES INC VA NEW 6.3 9/30/2066 5,500,000 4,840,000
DOW CHEM CO 4.85 8/15/2012 5,750,000 6,043,026
ECHOSTAR DBS CORP 6.375 10/1/2011 5,500,000 5,678,750
ECHOSTAR DBS CORP 7 10/1/2013 5,000,000 5,143,750
Source:StateStreet 5 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
EL SALVADOR REP 8.5 7/25/2011 1,650,000 1,740,750
EL SALVADOR REP 7.75 1/24/2023 2,500,000 2,662,500
EL SALVADOR REP 8.25 4/10/2032 4,400,000 4,576,000
EL SALVADOR REP 7.65 6/15/2035 3,700,000 3,644,500
ENERGY TRANSFER PARTNERS 5.65 8/1/2012 4,000,000 4,251,404
ENERGY TRANSFER PARTNERS 9.7 3/15/2019 5,000,000 6,175,515
ENERGY TRANSFER PARTNERS 9 4/15/2019 2,000,000 2,383,958
ENTERPRISE PRODS OPER L P 6.125 10/15/2039 5,000,000 4,830,365
ENTERPRISE PRODS OPER L P 8.375 8/1/2066 7,175,000 6,995,625
ENTERPRISE PRODS OPER L P 7.034 1/15/2068 5,550,000 5,092,125
EQUITY RESIDENTIAL 5.125 3/15/2016 5,850,000 5,702,709
ERAC USA FIN CO 5.8 10/15/2012 4,000,000 4,194,192
ERAC USA FIN CO 6.7 6/1/2034 5,000,000 4,418,950
EXPORT IMPORT BK KOREA 5.875 1/14/2015 5,000,000 5,365,560
FANNIE MAE 6.25 2/1/2011 25,000,000 26,153,680
FANNIE MAE 1.5 4/26/2012 22,750,000 22,665,802
FANNIE MAE 5.25 8/1/2012 175,600,000 186,699,729
FANNIE MAE 4.28 11/1/2019 3,996,263 3,914,596
FANNIE MAE 5 11/1/2037 8,291,522 8,519,785
FANNIE MAE 5 6/1/2038 16,531,149 16,986,050
FANNIE MAE 5 3/1/2039 31,852,289 32,736,472
FANNIE MAE 5 8/1/2039 49,054,217 50,390,436
FANNIE MAE 5 10/1/2039 42,859,798 43,685,188
FANNIE MAE 5 12/1/2099 506,000,000 517,306,064
FANNIE MAE (PREFERRED STOCK) 915,000 942,450
FED REPUBLIC OF BRAZIL 5.625 1/7/2041 4,000,000 3,770,000
FEDERAL FARM CR BKS 2.125 6/18/2012 200,000,000 202,846,400
FEDERAL HOME LOAN BANK 1.75 8/22/2012 74,000,000 74,076,220
FEDERAL HOME LOAN BANK 5 7/1/2038 3,615,099 3,710,957
FEDERAL HOME LOAN BANK 6 8/1/2038 24,015,460 25,464,163
FEDERAL HOME LOAN BANK 6 10/1/2038 26,332,440 27,920,911
FEDERAL HOME LOAN BANK 5 1/1/2039 49,187,711 50,491,972
FEDERAL HOME LOAN BANK 6 3/1/2039 28,128,209 29,825,008
FEDERATED RETAIL HLDGS INC 5.9 12/1/2016 1,000,000 975,000
FIFTH THIRD BK CINCINNATI OH 4.75 2/1/2015 3,500,000 3,315,039
FISERV INC 6.125 11/20/2012 11,670,000 12,707,125
FISERV INC 6.8 11/20/2017 2,400,000 2,648,273
FORD MOTOR CREDIT CO LLC 5.7 1/15/2010 2,000,000 2,000,072
FORD MOTOR CREDIT CO LLC 7.5 8/1/2012 3,500,000 3,529,603
Source:StateStreet 6 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
FORD MOTOR CREDIT CO LLC 8.7 10/1/2014 4,500,000 4,704,714
FORD MOTOR CREDIT CO LLC 8.125 1/15/2020 2,000,000 1,965,398
FOREST OIL CORP 8.5 2/15/2014 3,750,000 3,918,750
FPL GROUP CAP INC 6.35 10/1/2066 5,000,000 4,625,000
FPL GROUP CAP INC 7.3 9/1/2067 3,500,000 3,430,000
FRANCE TELECOM 4.375 7/8/2014 4,000,000 4,179,848
FREDDIE MAC 2.125 9/21/2012 75,000,000 75,797,700
FREDDIE MAC 2 9/28/2012 22,750,000 22,717,763
FREDDIE MAC (PREFERRED STOCK) 288,000 299,520
FREEPORT MCMORAN COPPER + GOLD 8.25 4/1/2015 1,500,000 1,635,000
FREEPORT MCMORAN COPPER + GOLD 8.375 4/1/2017 2,280,000 2,496,600
FRESENIUS MED CARE CAP TR IV 7.875 6/15/2011 2,865,000 2,968,856
FRONTIER COMMUNICATIONS 8.125 10/1/2018 2,300,000 2,328,750
GAZPROM INTL S A 7.201 2/1/2020 7,799,677 7,945,921
GENERAL ELEC CAP CORP 3.5 8/13/2012 10,000,000 10,206,340
GENERAL ELEC CAP CORP 5.9 5/13/2014 2,000,000 2,162,144
GENERAL ELEC CAP CORP 5.875 1/14/2038 6,300,000 5,833,063
GENERAL ELEC CAP CORP 6.375 11/15/2067 5,000,000 4,337,500
GENERAL ELEC CAP CORP FDIC GTD 2.2 6/8/2012 100,000,000 101,395,800
GENERAL ELEC CO 5.25 12/6/2017 14,000,000 14,306,110
GEORGIA PACIFIC LLC 8.25 5/1/2016 1,400,000 1,484,000
GNMA 4 6/15/2039 57,218,951 55,421,151
GOLDMAN SACHS GROUP INC 3.625 8/1/2012 5,000,000 5,151,525
GOLDMAN SACHS GROUP INC 6.25 9/1/2017 5,000,000 5,362,070
GOLDMAN SACHS GROUP INC 7.5 2/15/2019 4,500,000 5,246,114
GOLDMAN SACHS GROUP INC 6.75 10/1/2037 5,000,000 5,139,435
GRUPO TELEVISA SA 6 5/15/2018 8,000,000 8,049,912
GRUPO TELEVISA SA 6.625 3/18/2025 8,975,000 8,900,974
GS MTG SECS CORP 4.4844 10/25/2033 15,505,662 15,761,505
GS MTG SECS CORP 5 9/25/2034 20,993,102 21,412,964
GSC HLDGS CORP / GAMESTOP INC 8 10/1/2012 7,505,000 7,777,056
HAROT 2009 2 A3 2.79 1/15/2013 3,000,000 3,055,852
HCA INC 9.125 11/15/2014 3,040,000 3,207,200
HCA INC 7.875 2/15/2020 3,100,000 3,227,875
HDMOT 2009 3 A2 0.94 4/16/2012 16,000,000 15,987,498
HEWLETT PACKARD CO 6.125 3/1/2014 4,000,000 4,469,548
HITCHISON WHAM INT 4.625 9/11/2015 4,000,000 4,035,960
HOLCIM US FINANCE SARL 6 12/30/2019 3,500,000 3,643,119
HOSPIRA INC 6.05 3/30/2017 5,273,000 5,518,801
Source:StateStreet 7 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
HOST HOTELS + RESORTS L P 6.875 11/1/2014 3,340,000 3,360,875
HOST MARRIOTT L P 6.375 3/15/2015 3,250,000 3,185,000
HOWARD HUGHES MEDICAL IN 3.45 9/1/2014 4,400,000 4,458,467
HSBC FIN CAP TR IX 5.911 11/30/2035 10,500,000 8,610,000
HSBC HLDGS PLC 6.8 6/1/2038 5,000,000 5,426,355
HUSKY ENERGY INC 5.9 6/15/2014 8,638,000 9,415,852
HUTCHISON WHAMPOA LTD 6.5 2/13/2013 5,000,000 5,430,595
HUTCHISON WHAMPOA LTD 7.625 4/9/2019 4,900,000 5,630,443
HUTCHISON WHAMPOA LTD 5.75 9/11/2019 7,000,000 7,096,327
IBM CORP 6.22 8/1/2027 8,400,000 8,890,006
IBM INTL GROUP CAP LLC 5.05 10/22/2012 10,000,000 10,832,270
INDONESIA REP 6.75 3/10/2014 2,500,000 2,737,500
INDONESIA REP 10.375 5/4/2014 3,000,000 3,696,245
INDONESIA REP 6.875 1/17/2018 19,600,000 21,462,000
INDONESIA REP 6.625 2/17/2037 3,500,000 3,430,000
INDONESIA REP 7.75 1/17/2038 3,750,000 4,218,750
INDONESIA REP 144A 11.625 3/4/2019 4,200,000 6,079,500
INTELSAT JACKSON HLDG 8.5 11/1/2019 3,000,000 3,090,000
INVERSIONES CMPC SA 6.125 11/5/2019 6,000,000 5,946,967
IRON MOUNTAIN INC 8.375 8/15/2021 4,000,000 4,130,000
ITC HLDGS CORP 5.875 9/30/2016 9,200,000 9,291,632
JEFFERIES GROUP INC 8.5 7/15/2019 5,000,000 5,465,645
JP MORGAN CHASE COML MTG SECS 3.837 1/12/2039 1,969,222 1,975,768
JP MPORGAN MTG TR 4.947745 11/25/2035 6,046,693 6,046,693
JPM CHASE CAPITAL XXII 6.45 1/15/2087 3,250,000 2,982,642
JPM CHASE CAPITAL XXVII 7 11/1/2039 3,000,000 3,025,539
JPMORGAN CHASE + CO 5.15 10/1/2015 9,150,000 9,475,237
JPMORGAN CHASE + CO 7.9 4/29/2049 7,500,000 7,735,950
JPMORGAN CHASE CAP XX 6.55 9/15/2066 7,150,000 6,552,961
JPMORGAN CHASE+CO FDIC GTD TLG 2.125 6/22/2012 40,000,000 40,508,628
KROGER CO 6.15 1/15/2020 4,000,000 4,280,992
L 3 COMMUNICATIONS CORP 5.875 1/15/2015 17,275,000 17,253,406
LAZARD GROUP LLC 6.85 6/15/2017 3,000,000 3,019,155
LB UBS COMMERCIAL MTG TRUST 7.95 5/15/2025 665,810 666,685
LB UBS COMMERCIAL MTG TRUST 5.073654 6/15/2029 17,615,000 17,821,640
LB UBS COMMERCIAL MTG TRUST 4.998 4/15/2030 25,000,000 25,417,960
LB UBS COMMERCIAL MTG TRUST 5.156 2/15/2031 10,000,000 9,680,720
LB UBS COMMERCIAL MTG TRUST 4.166 5/15/2032 15,497,500 15,356,174
LEHMAN BROS HLDGS INC 5.625 1/24/2013 7,600,000 1,558,000
Source:StateStreet 8 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
LEHMAN MTG TR 6 7/25/2037 7,830,814 7,047,733
LORAL CORP 7 9/15/2023 21,100,000 25,340,657
MASTR ADJ RATE MTGS TR 2.9264 7/25/2035 17,132,923 14,562,984
MASTR ALTERNATIVE LN TR 6 3/25/2036 12,358,000 8,032,700
MCDONALDS CORP 5.7 2/1/2039 9,000,000 9,180,180
MCKESSON CORP 5.7 3/1/2017 4,700,000 4,929,745
MERCK AND CO INC 4 6/30/2015 5,000,000 5,214,215
MERRILL LYNCH + CO INC 5.45 2/5/2013 6,000,000 6,313,626
MERRILL LYNCH + CO INC 6.875 4/25/2018 13,000,000 14,006,694
MERRILL LYNCH MTG TR 5.826694 5/25/2036 12,964,357 13,353,288
MERRILL LYNCH MTG TR 4.353 2/12/2042 2,518,960 2,543,592
METLIFE INC 6.817 8/15/2018 4,000,000 4,455,028
METLIFE INC 6.4 12/15/2066 7,500,000 6,562,500
MIDAMERICAN ENERGY HLDGS CO N 5.75 4/1/2018 4,000,000 4,215,892
MILLER BREWING CO 5.5 8/15/2013 5,700,000 6,069,012
MOOG INC 7.25 6/15/2018 5,300,000 5,121,125
MORGAN STANLEY CAP I TR 5.514 11/12/2049 32,630,000 31,070,514
MORGAN STANLEY GROUP INC 5.75 8/31/2012 8,840,000 9,481,572
MORGAN STANLEY GROUP INC 5.3 3/1/2013 4,000,000 4,215,980
MORGAN STANLEY GROUP INC 6 5/13/2014 4,000,000 4,300,808
MORGAN STANLEY GROUP INC 6.625 4/1/2018 2,000,000 2,162,336
NATIONAL GAS CO TRINIDAD + TOB 6.05 1/15/2036 11,000,000 9,973,392
NEIMAN MARCUS GROUP INC 10.375 10/15/2015 2,965,000 2,905,700
NEVADA PWR CO 6.5 5/15/2018 6,700,000 7,169,945
NEW YORK LIFE INS CO 5.875 5/15/2033 10,075,000 9,288,737
NEWS AMER HLDGS INC 7.7 10/30/2025 12,421,000 12,973,089
NEXTEL COMMUNICATIONS INC 5.95 3/15/2014 4,200,000 3,921,750
NISOURCE FIN CORP 10.75 3/15/2016 2,000,000 2,464,368
NORFOLK SOUTHN CORP 5.59 5/17/2025 10,511,000 10,218,037
NORTHERN TRUST CO BANK MTN 6.5 8/15/2018 7,000,000 7,798,035
NOVARTIS SECS INVT LTD 5.125 2/10/2019 4,000,000 4,202,104
ODEBRECHT FINANCE LTD 7.5 10/18/2017 6,000,000 6,225,000
ODEBRECHT FINANCE LTD 7 4/21/2020 1,000,000 1,006,576
OHIO PWR CO 5.375 10/1/2021 7,500,000 7,520,063
ONTARIO PROV CDA 4 10/7/2019 5,000,000 4,787,715
OWENS BROCKWAY GLASS CONTAINER 6.75 12/1/2014 6,635,000 6,784,288
PACIFIC GAS + ELECTRIC 5.4 1/15/2040 3,000,000 2,870,844
PANAMA REP 7.25 3/15/2015 13,000,000 14,787,500
PANAMA REP 7.125 1/29/2026 16,000,000 18,040,000
Source:StateStreet 9 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
PANAMA REP 6.7 1/26/2036 8,000,000 8,440,000
PARKER HANNIFIN CORP MEDIUM 5.5 5/15/2018 8,500,000 8,954,572
PEMEX PROJ FDG MASTER TR 5.75 3/1/2018 7,000,000 7,077,882
PEMEX PROJ FDG MASTER TR 6.625 6/15/2035 5,600,000 5,332,046
PEMEX PROJ FDG MASTER TR 6.625 6/15/2038 5,000,000 4,652,665
PERU REP 8.375 5/3/2016 10,171,000 12,281,483
PERU REP 7.35 7/21/2025 20,500,000 23,472,500
PETROBRAS INTL FIN CO 7.75 9/15/2014 6,750,000 7,863,750
PETROBRAS INTL FIN CO 5.875 3/1/2018 5,600,000 5,647,096
PETROBRAS INTL FIN CO 6.875 1/20/2040 4,000,000 4,071,800
PETROLIAM NASIONAL BERHAD 7.625 10/15/2026 7,500,000 9,007,890
PETRONAS CAPITAL LTD 5.25 8/12/2019 4,500,000 4,502,106
PETRONAS CAPITAL LTD 7.875 5/22/2022 8,675,000 10,468,834
PFIZER INC 7.2 3/15/2039 7,000,000 8,553,559
PHILIPPINE LONG DIST TEL CO ME 8.35 3/6/2017 9,576,000 10,796,940
PHILIPPINES REP 8.375 2/15/2011 11,000,000 11,838,750
PHILIPPINES REP 8.25 1/15/2014 16,700,000 19,372,000
PHILIPPINES REP 8 1/15/2016 9,300,000 10,788,000
PHILIPPINES REP 9.375 1/18/2017 4,100,000 5,114,750
PHILIPPINES REP 7.5 9/25/2024 3,850,000 4,350,500
PHILIPPINES REP 7.75 1/14/2031 1,000,000 1,127,500
PLAINS EXPL PRODTN CO 7.75 6/15/2015 4,400,000 4,477,000
POWER SECTOR ASSETS + LI 7.25 5/27/2019 6,200,000 6,649,500
PREMCOR REFNG GROUP INC 6.75 5/1/2014 6,250,000 6,377,375
PROCTER + GAMBLE CO 3.15 9/1/2015 3,000,000 3,025,194
PROCTER + GAMBLE INTL FN 1.35 8/26/2011 10,000,000 10,051,410
PRUDENTIAL FINL INC 5.15 1/15/2013 7,358,000 7,740,469
PRUDENTIAL FINL INC 6 12/1/2017 3,700,000 3,817,309
PRUDENTIAL FINL INC 6.625 12/1/2037 7,400,000 7,585,429
PSYCHIATRIC SOLUTIONS INC 7.75 7/15/2015 4,975,000 4,813,313
QUEBEC PROV CDA 4.625 5/14/2018 5,000,000 5,111,745
R H DONNELLEY CORP 8.875 10/15/2017 74,000 6,938
RANGE RESOURCES CORP 8 5/15/2019 1,500,000 1,605,000
RAS LAFFAN LIQ NAT GAS 6.75 9/30/2019 1,500,000 1,622,886
RAS LAFFAN LNG 3 5.5 9/30/2014 5,000,000 5,238,220
REGAL CINEMAS CORP 8.625 7/15/2019 1,000,000 1,040,000
REPUBLIC OF CROATIA 6.75 11/5/2019 3,500,000 3,769,766
REPUBLIC OF EL SALVADOR 7.375 12/1/2019 1,000,000 1,027,500
REPUBLIC OF PERU 7.125 3/30/2019 2,500,000 2,875,000
Source:StateStreet 10 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
REPUBLIC OF PERU 6.55 3/14/2037 3,000,000 3,120,000
REPUBLIC OF PHILIPPINES 6.5 1/20/2020 5,000,000 5,412,500
REPUBLIC OF POLAND 6.375 7/15/2019 8,750,000 9,515,625
REPUBLIC OF SOUTH AFRICA 6.875 5/27/2019 6,000,000 6,735,000
REPUBLIC OF SOUTH AFRICA 5.875 5/30/2022 4,000,000 4,100,000
REPUBLIC OF THE PHILIPPINES 6.375 1/15/2032 5,800,000 5,669,500
REPUBLIC OF TURKEY 7 3/11/2019 8,200,000 8,938,000
REPUBLIC OF URUGUAY 8 11/18/2022 8,772,000 10,043,940
REPUBLICA ORIENTAL DEL URUGUAY 6.875 9/28/2025 3,500,000 3,675,000
REPUBLICA ORIENTAL DEL URUGUAY 7.625 3/21/2036 10,000,000 10,825,000
RESIDENTIAL ASSET MTG PRODS 6 7/25/2032 1,201,889 1,249,965
RESOLUTION FDG CORP PRINC STRP 0 10/15/2019 492,500,000 316,020,998
RIO TINTO FIN USA LTD 6.5 7/15/2018 8,500,000 9,337,080
RIO TINTO FIN USA LTD 7.125 7/15/2028 10,000,000 11,318,960
ROCHE HLDGS INC 6 3/1/2019 13,000,000 14,285,063
ROPER INDUSTRIES INC 6.25 9/1/2019 2,000,000 2,082,128
RUSSIAN FEDN 8.25 3/31/2010 666,925 680,263
RUSSIAN FEDN 7.5 3/31/2030 47,376,000 53,416,440
SALOMON BROS COML MTG TR 4.467 3/18/2036 8,005,479 8,197,532
SANDRIDGE ENERGY INC 8.75 1/15/2020 1,000,000 1,000,000
SBA TELECOMMUNICATIONS 8 8/15/2016 1,800,000 1,881,000
SIMON PPTY GROUP L P 5.625 8/15/2014 3,850,000 3,965,281
SLM CORP 4.5 7/26/2010 6,400,000 6,377,075
SLM CORP 8.45 6/15/2018 500,000 493,377
SOCIEDAD QUIMICA Y MINERA DE 6.125 4/15/2016 7,300,000 7,631,887
SOUTH AFRICA REP 7.375 4/25/2012 4,300,000 4,719,250
SOUTHERN PWR CO 4.875 7/15/2015 6,155,000 6,406,229
SOUTHERN PWR CO 6.375 11/15/2036 3,600,000 3,546,864
SPRINT CAP CORP 6.875 11/15/2028 6,175,000 5,132,969
ST JUDE MEDICAL INC 3.75 7/15/2014 6,000,000 6,064,740
STATE OF QATAR 5.25 1/20/2020 5,000,000 5,025,000
STRUCTURED ASSET SECS CORP 4.6588 7/25/2034 6,623,000 6,623,000
SUNCOR ENERGY INC 6.85 6/1/2039 1,000,000 1,101,713
SUNGUARD DATA SYS INC 9.125 8/15/2013 1,000,000 1,025,000
SUNGUARD DATA SYS INC 10.25 8/15/2015 3,488,000 3,714,720
SUPERVALUE INC 7.5 5/15/2012 5,000,000 5,150,000
TBW MORTGAGE BACKED TR 6 7/25/2036 14,787,747 13,604,727
TECO FINANCE INC 6.75 5/1/2015 7,500,000 8,053,988
TECO FINANCE INC 6.572 11/1/2017 2,457,000 2,521,398
Source:StateStreet 11 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
TELEFONICA EMISIONES SAU 4.949 1/15/2015 5,000,000 5,344,700
TELEFONICA EMISIONES SAU 6.221 7/3/2017 3,100,000 3,416,848
TELEMAR NORTE LESTE SA 9.5 4/23/2019 3,000,000 3,573,606
TEMASEK FINL LTD 4.5 9/21/2015 9,550,000 10,018,141
TENGIZCHEVROIL FIN CO S AR L 6.124 11/15/2014 11,772,136 11,772,136
THERMO FISHER SCIENTIFIC 2.15 12/28/2012 2,000,000 1,972,388
THORNBURG MTG SECS TR 4.32267 4/25/2045 9,946,512 10,195,174
TICKETMASTER ENTERTAIN 10.75 8/1/2016 2,700,000 2,909,250
TIME WARNER CABLE INC 5.4 7/2/2012 11,175,000 11,939,694
TIME WARNER CABLE INC 6.75 7/1/2018 6,000,000 6,591,378
TIME WARNER ENTMT CO L P 8.375 3/15/2023 10,375,000 12,290,132
TOYS R US PROPERTY CO I 10.75 7/15/2017 5,750,000 6,296,250
TOYS R US PROPERTY CO II 8.5 12/1/2017 700,000 715,750
TRANSCANADA PIPELINES LTD 6.5 8/15/2018 5,000,000 5,577,260
TRANSOCEAN INC 6 3/15/2018 5,500,000 5,868,176
TRINIDAD + TOBAGO REP 5.875 5/17/2027 4,500,000 4,500,000
TRW AUTOMOTIVE INC144A 8.875 12/1/2017 300,000 312,000
TURKEY REP 11.75 6/15/2010 4,000,000 4,170,840
TURKEY REP 7.25 3/15/2015 15,000,000 16,800,000
TURKEY REP 7 9/26/2016 4,000,000 4,420,000
TURKEY REP 7 6/5/2020 5,500,000 5,995,000
TURKEY REP 7.375 2/5/2025 11,000,000 12,127,500
TURKEY REP 6.875 3/17/2036 10,000,000 10,175,000
UNITED MEXICAN STS 5.625 1/15/2017 7,000,000 7,297,500
UNITED MEXICAN STS 5.95 3/19/2019 10,000,000 10,575,000
UNITED MEXICAN STS 6.75 9/27/2034 4,250,000 4,483,750
UNITED MEXICAN STS 6.05 1/11/2040 20,250,000 19,466,325
UNITED STATES TREAS BD STRP PRN 0 8/15/2019 1,000,000 676,770
UNITED STATES TREAS BD STRP PRN 0 8/15/2020 55,000,000 35,058,101
UNITED STATES TREAS BD STRP PRN 0 5/15/2038 23,000,000 5,956,287
UNITED STATES TREAS INFLATION INDEXED BDS 2.375 1/15/2025 137,528,220 145,221,548
UNITED STATES TREAS INFLATION INDEXED BDS 2 1/15/2026 91,614,046 92,158,234
UNITED STATES TREAS INFLATION INDEXED BDS 2.375 1/15/2027 74,250,629 78,171,804
UNITED STATES TREAS INFLATION INDEXED BDS 1.75 1/15/2028 71,471,132 68,645,879
UNITED STATES TREAS INFLATION INDEXED BDS 3.625 4/15/2028 92,228,807 114,046,453
UNITED STATES TREAS INFLATION INDEXED BDS 2.5 1/15/2029 69,739,465 74,958,767
UNITED STATES TREAS INFLATION INDEXED BDS 3.875 4/15/2029 107,107,437 138,085,050
UNITED STATES TREAS INFLATION INDEXED BDS 3.375 4/15/2032 28,595,030 35,417,518
UNITED STATES TREAS INFLATION INDEXED NTS 3.5 1/15/2011 60,778,663 63,114,995
Source:StateStreet 12 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
UNITED STATES TREAS INFLATION INDEXED NTS 2.375 4/15/2011 92,986,564 95,848,691
UNITED STATES TREAS INFLATION INDEXED NTS 3.375 1/15/2012 35,626,778 38,131,696
UNITED STATES TREAS INFLATION INDEXED NTS 2 4/15/2012 73,731,917 77,119,161
UNITED STATES TREAS INFLATION INDEXED NTS 3 7/15/2012 122,727,108 132,008,959
UNITED STATES TREAS INFLATION INDEXED NTS 0.625 4/15/2013 70,804,621 72,055,030
UNITED STATES TREAS INFLATION INDEXED NTS 1.875 7/15/2013 114,802,629 121,045,596
UNITED STATES TREAS INFLATION INDEXED NTS 2 1/15/2014 117,332,113 124,206,601
UNITED STATES TREAS INFLATION INDEXED NTS 1.25 4/15/2014 75,801,892 78,407,961
UNITED STATES TREAS INFLATION INDEXED NTS 2 7/15/2014 107,541,372 114,060,530
UNITED STATES TREAS INFLATION INDEXED NTS 1.625 1/15/2015 105,678,615 110,054,766
UNITED STATES TREAS INFLATION INDEXED NTS 1.875 7/15/2015 92,335,932 97,357,160
UNITED STATES TREAS INFLATION INDEXED NTS 2 1/15/2016 89,813,549 94,907,773
UNITED STATES TREAS INFLATION INDEXED NTS 2.5 7/15/2016 89,713,485 97,802,053
UNITED STATES TREAS INFLATION INDEXED NTS 2.375 1/15/2017 79,424,149 85,815,410
UNITED STATES TREAS INFLATION INDEXED NTS 2.625 7/15/2017 70,948,896 78,077,131
UNITED STATES TREAS INFLATION INDEXED NTS 1.625 1/15/2018 71,502,091 73,233,871
UNITED STATES TREAS INFLATION INDEXED NTS 1.375 7/15/2018 69,476,022 69,628,174
UNITED STATES TREAS INFLATION INDEXED NTS 2.125 1/15/2019 69,679,556 73,936,280
UNITED STATES TREAS INFLATION INDEXED NTS 1.875 7/15/2019 75,142,688 78,066,489
UNITED STATES TREAS NTS 0.875 4/15/2010 152,446,952 152,959,021
UNITED STATES TREAS NTS 4.125 8/15/2010 15,000,000 15,350,970
UNITED STATES TREAS NTS 2.375 8/31/2010 18,000,000 18,238,356
UNITED STATES TREAS NTS 1.125 6/30/2011 26,200,000 26,306,424
UNITED STATES TREAS NTS 2.375 8/31/2014 130,000,000 129,045,280
UNITED STATES TREAS SC STRP INT 0 5/15/2030 35,000,000 12,866,525
UNIVERSITY TEX PERM UNIV FD 5.262 7/1/2039 5,000,000 4,710,700
USAA AUTO OWNER TR 2008 2 4.64 10/15/2012 3,663,861 3,762,326
USAOT 2009 2 A2 0.74 3/15/2012 5,000,000 4,993,481
VALE OVERSEAS LIMITED 5.625 9/15/2019 2,000,000 2,019,456
VALE OVERSEAS LIMITED 6.875 11/21/2036 3,000,000 2,997,483
VALE OVERSEAS LIMITED 6.875 11/10/2039 2,800,000 2,826,708
VENEZEULA REP 8.5 10/8/2014 5,900,000 4,646,250
VENEZEULA REP 5.75 2/26/2016 26,500,000 17,225,000
VENEZEULA REP 7.75 6/24/2020 8,150,000 8,700,125
VENEZEULA REP 7.65 4/21/2025 25,800,000 15,222,000
VENEZEULA REP 9.25 9/15/2027 5,000,000 3,650,000
VESSEL MGMT SVCS INC 6.08 5/20/2024 10,074,500 11,129,703
VODAFONE GROUP PLC 4.15 6/10/2014 5,000,000 5,143,920
VOTO VOTORANTIM O/S 6.625 9/25/2019 2,500,000 2,506,250
Source:StateStreet 13 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
WACHOVIA BK NA 6.6 1/15/2038 2,050,000 2,163,732
WAMU 5.5 8/25/2035 22,765,087 22,765,087
WAMU 6.15 9/25/2036 41,631,378 40,798,751
WAMU 5.29324 1/25/2037 62,020,312 59,539,499
WAMU 5.68743 2/25/2037 34,792,110 31,312,899
WAMU 5.81331 3/25/2037 9,200,653 8,648,614
WEA FINANCE/WT FIN AUST 6.75 9/2/2019 1,000,000 1,073,743
WELLS FARGO + CO 6.375 8/1/2011 11,250,000 11,984,951
WELLS FARGO BK NATL ASSN 5.75 5/16/2016 11,200,000 11,610,850
WELLS FARGO MTG BACKED SECS 5.137386 5/25/2035 27,242,068 27,514,489
WELLS FARGO MTG BACKED SECS 5.386836 8/25/2035 3,496,478 3,531,443
WELLS FARGO MTG BACKED SECS 5.75 3/25/2036 6,316,449 6,316,449
WELLS FARGO MTG BACKED SECS 5.5 4/25/2037 47,452,880 49,350,995
WELLS FARGO MTG BACKED SECS 6.057705 4/25/2037 10,585,157 10,373,454
WESTAR ENERGY INC 5.15 1/1/2017 7,900,000 7,834,667
WESTFIELD CAP CORP LTD 5.125 11/15/2014 5,700,000 5,880,439
WINDSTREAM CORP 8.625 8/1/2016 8,835,000 8,989,613
WOODSIDE FINANCE LTD 4.5 11/10/2014 2,500,000 2,522,290
XEROX CORP 5.5 5/15/2012 4,995,000 5,278,816
XEROX CORP 8.25 5/15/2014 2,000,000 2,294,246
XEROX CORP 6.75 12/15/2039 3,000,000 3,022,596
ZIMMER HOLDINGS INC 4.625 11/30/2019 3,000,000 2,972,766
ZIMMER HOLDINGS INC 5.75 11/30/2039 3,000,000 2,940,921
ALTERNATIVE ASSETS
PRIVATE EQUITY
Source:StateStreet 14 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
AIG ASIAN INFRASTRUCTURE FUND 25,657
AIG GE CAPITAL LATIN AMERICA 3,442,663
AIG INDIAN SECTORAL EQUITY 303,448
AISLING CAPITAL 11 4,333,964
AISLING CAPITAL III 1,085,036
APOLLO INVESTMENT FUND VI LP 20,687,736
APOLLO INVESTMENT FUND VII LP 5,418,779
ARCH VENTURE FUND VI, LP 16,546,075
ARCH VENTURE FUND VII LP 4,407,743
ARES CORP OPPORTUNITY FUND II 28,527,843
ARES CORP OPPS FUND III 14,133,910
ARSENAL CAP PTNERS 5,044,606
ARSENAL CAPITAL PARTNERS II LP 11,907,605
BAIN CAPITAL EUROPE FUND III 2,295,486
BAIN CAPITAL FUND IX LP 21,288,235
BAIN CAPITAL FUND VIII 12,362,023
BAIN CAPITAL FUND X 14,546,659
BAIN CAPITAL IX COINVESTMENT 6,808,026
BAIN CAPITAL VIII COINVETMENT 4,301,601
BAIN CAPITAL X COINVESTMENT 919,476
BERKSHIRE PARTNERS VII 10,732,656
BLACKSTONE CAPITAL PARTNERS 32,818,987
BLACKSTONE CAPITAL PARTNERS IV 24,905,809
BLUERUN VENTURES IV LP 5,389,952
BLUERUN VENTURES LP 20,643,816
CADUCEUS PRIVATE INV III LP 11,394,200
CALERA CAPITAL 9,698,611
CANAAN EQUITY PARTNERS VII 9,252,504
CANAAN VIII LP 6,057,425
CENTURY PARK CAPITAL PTNS II 6,776,889
CERBERUS SERIES FOUR HOLDINGS 26,273,000
CHARLESBANK EQUITY FUND VI 4,933,132
CHARLESBANK EQUITY FUND VII LP 1,742,523
CLAREMONT CREEK VENTURES II 770,327
CLAREMONT CREEK VENTURES LP 4,056,991
CLEARSTONE VENTURE PARTNERS 9,387,738
CO-INVESTMENT 4,991,447
DARWIN VENTURE CAPITAL FUNDS 3,921,923
DARWIN VENTURE CPTAL FND II LP 4,529,055
Source:StateStreet 15 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
DCM IV 7,608,319
DCM V 9,569,717
DE NOVO VENTURES II LP 12,583,789
DE NOVO VENTURES III 12,092,488
DOMAIN PARTNERS VI LP 6,434,185
DOMAIN PARTNERS VII 13,910,706
ENERGY SPE SITUATIONS FUND II 1,271,974
EOS CAPITAL PARTNERS III 12,790,740
EOS CAPITAL PARTNERSHIP IV 6,489,946
EQUITY DISTRIBUTIONS 1,625,765
EURO CHOICE IV (SCOTLAND) 713,275
FIRST RESERVE FUND XI LP 32,761,157
FORTRESS INVESTMENT FUND III 4,407,239
FORTRESS INVESTMENT FUND IV 12,226,435
FORTRESS INVESTMENT FUND V 12,972,357
FOUNTAIN VEST CHINA GROWTH PTN 3,532,186
GENSTAR CAPITAL PARTNERS IV 13,733,662
GENSTAR CAPITAL PARTNERS V 36,392,701
GLENCOE CAP INSTL PARTNERS III 693,460
GLENCOE CAPITAL PARTNERS III 8,676,181
GLOBESPAN CAPITAL PARTNERS IV 7,067,227
GLOBESPAN CAPITAL PARTNERS V 15,260,541
GOLDER THOMA CRESSEY RAUNER 80,572
GOLDER THOMA CRESSEY RAUNER V 653,469
GRAHAM PARTNERS II 18,169,841
GRANITE GLOBAL VENTURES II LP 12,298,643
GRANITE GLOBAL VENTURES III 15,790,514
GRANITE VENTURES II 4,970,061
H.I.G BAYSIDE II 8,731,611
HIG CAPITAL PARTNERS IV 1,361,223
HUMMER WINBLAD VENTURE PTR III 188,717
INSIGHT VENTURE PARTNERS V 5,024,712
INSIGHT VENTURE PARTNERS V 11,316,768
INSIGHT VENTURE PARTNERS VI 18,111,902
INSTITUTIONAL VENTURE PARTNS 3,814,810
INSTITUTIONAL VENTURE PTR VIII 312,787
INTERSOUTH PARTNERS V LP 7,869,060
INTERSOUTH PARTNERS VI 6,707,206
INTERSOUTH PARTNERS VII 10,431,070
Source:StateStreet 16 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
INTERWEST PARTNERS IX 14,652,568
INTERWEST PARTNERS V LP 100,617
INTERWEST PARTNERS VI LP 827,679
INTERWEST PARTNERS VII LP 4,441,075
INTERWEST PARTNERS VIII 21,544,785
INVERNESS PARTNERS II LP 10,382,086
IVP VI 56,289
IVP VII 2,200,319
J C FLOWERS II LP 14,966,026
JLL PARTNERS FUND V, LP 35,040,057
JLL PARTNERS VI LP 7,695,727
KELSO INVESTMENT ASSOC VII 24,876,188
KELSO INVESTMENT ASSOCIATES 8,632,034
KHOSLA VENTURES III 11,133,975
KHOSLA VENTURES SEED, LP 2,524,575
KODIAK VENTURES III 6,755,155
KPCB AGG INVESTMENT UCRP 22,100,368
KRG CAPITAL FUND IV LP 2,890,672
KRG CAPITAL III LP 21,151,068
LAKE CAPITAL PARTNERS LP 8,582,426
LATIN AMERICAN CAPITAL II LP 2,033,156
LIGHTHOUSE CAPITAL PARTNERS V 7,172,558
LIGHTSPEED VENTURE PRTNRS VIII 5,451,377
LIGHTSPEED VENTURE PTNERS VII 8,408,670
LIME ROCK PARTNERS V L P 10,227,296
LINDSAY GOLDBERG + BESSEMER II 26,629,672
LINDSAY GOLDBERG + BESSEMER LP 10,354,735
LINDSAY GOLDBERG III LP 3,447,111
MADISON DEARBORN CAP PART IV 38,552,205
MADISON DEARBORN CAP PTNRS VI 12,001,917
MADISON DEARBORN V 54,187,825
NOVAK BIDDLE VENTURE PARTNERS 3,557,162
NOVAK BIDDLE VENTURE PTNR V 2,347,391
OLYMPUS GROWTH FUND IV LP 23,012,373
OLYMPUS GROWTH FUND V 14,176,660
OLYMPUS V AIG SECONDARY 4,876,929
OXFORD BIOSCIENCE IV 10,702,769
OXFORD BIOSCIENCE PARTNERS III 4,584,730
PAINE + PARTNERS CAPITAL FUND 17,326,985
Source:StateStreet 17 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
PALOMAR VENTURES III 9,121,358
PERSEUS 2000 EXPANSION 7,049,404
PERSEUS PARTNERS VII LP 62,017,432
PERSEUS SOROS BIO PHARM LP 2,383,543
PINE BROOK CAPITAL PARTNERS 12,397,814
POLARIS VENTURE PARTNERS III 5,733,210
POLARIS VENTURE PARTNERS IV 15,442,604
POLARIS VENTURE PRTNRS V LP 20,719,849
QUAD C PARTNERS VII LP 6,617,631
REDPOINT VENTURE I LP 6,453,476
REDPOINT VENTURES II LP 17,325,839
RIPPLEWOOD PARTNERS II LP 8,917,080
ROCKPORT CAPITAL III LP 4,138,611
SANKATY CREDIT OPPORTUNITY IV 71,773,764
SEGULAH IV LP 3,497,427
SENTIENT GLOBAL RESOURCES 23,631,241
SEQUOIA AGG INVESTMENT UCRP 21,658,217
SG GROWTH PARTNERS I LP 1,830,712
SHAMROCK CAPITAL GROWTH FD II 13,438,951
SKM EQUITY FUND II 14,612,224
SPC PARTNERS III LP 19,050,777
SUN CAPITAL IV LP 7,655,583
SUN CAPITAL PARTNERS V 10,056,601
TCW SPECIAL MORTGAGE CREDITS I 23,500,000
TERRA FIRMA CAP PARTNER III 6,571,212
THE COLUMN GROUP LP 4,522,074
TRINITY VENTURES IX 6,633,997
UPDATA PARTNERS III 12,829,655
UPDATA PARTNERS IV 5,910,389
VECTOR CAPITAL IV L.P 3,347,117
VENTURE STRATEGY PARTN II L P 4,224,971
VERSANT VENTURE CAPITAL II LP 23,475,586
VERSANT VENTURES I LP 9,572,080
VESTAR CAPITAL PARTNERS V LP 38,772,657
W CAPITAL PARTNERS II LP 21,814,139
WARBURG IX BUYOUT 53,128,560
WARBURG IX VENTURE 79,692,840
WARBURG PINCUS PRVT EQUITY X 51,750,441
WARBURG PINCUS VIII 37,591,833
Source:StateStreet 18 UCRPHoldingsasofDecember31,2009
Security Name Interest Rate
Maturity Date Shares/Par Value Base Market Value
WATER STREET CAPITAL PARTNERS 15,738,403
WATER STREET PARTNERS II 9,949,997
WCAS CAPITAL PARTNERS II 3,385,544
WCAS III 26,472,600
WCAS VI 1,599,865
WELLSPRING CAPITAL PARTNERS IV 10,583,479
WELSH CARSON ANDERSON + STOWE 2,110,820
WICKS COMMUNICATIONS + MEDIA 9,296,240
WIND POINT PARTNERS VI 9,088,938
WLR RECOVERY FUND IV 44,483,166
REAL ESTATE
ABSOLUTE RETURN