CTIA v. Berkeley Preliminary Injunction Decision

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page1 of 35

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UNITED STATES DISTRICT COURT

NORTHERN DISTRICT OF CALIFORNIA

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CTIA THE WIRELESS ASSOCIATION,

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For the Northern District of California

United States District Court

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Plaintiff,
v.
THE CITY OF BERKELEY, CALIFORNIA,
et al.,

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No. C-15-2529 EMC

Defendants.
___________________________________/

ORDER GRANTING IN PART AND


DENYING IN PART PLAINTIFFS
MOTION FOR PRELIMINARY
INJUNCTION; AND GRANTING
NRDCS MOTION FOR LEAVE TO
FILE AMICUS BRIEF
(Docket Nos. 4, 36)

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As alleged in its complaint, Plaintiff CTIA The Wireless Association (CTIA) is a not-

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for-profit corporation that represents all sectors of the wireless industry, including but not limited

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to manufacturers of cell phones and accessories, providers of wireless services, and sellers of

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wireless services, handsets, and accessories. Compl. 18. Included among CTIAs members are

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cell phone retailers. See Compl. 19. CTIA has filed suit against the City of Berkeley and its City

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Manager in her official capacity (collectively City or Berkeley), challenging a City ordinance

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that requires cell phone retailers to provide a certain notice regarding radiofrequency (RF) energy

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emitted by cell phones to any customer who buys or leases a cell phone. According to CTIA, the

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ordinance is preempted by federal law and further violates the First Amendment. Currently pending

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before the Court is CTIAs motion for a preliminary injunction in which it seeks to enjoin

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enforcement of the ordinance. Having considered the parties briefs and accompanying submissions,

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page2 of 35

as well as the oral argument of counsel, the Court hereby GRANTS in part and DENIES in part the

motion.1

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A.

City Ordinance
RF energy is a form of electromagnetic radiation that is emitted by cell phones. In re

Reassessment of FCC Radiofrequency Exposure Limits & Policies, 28 F.C.C. Rcd. 3498, 3585 (Mar.

29, 2013) [hereinafter 2013 FCC Reassessment]. The City ordinance at issue concerns RF energy

emitted by cell phones.

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The ordinance at issue is found in Chapter 9.96 of the Berkeley Municipal Code. It provides
in relevant part as follows:

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For the Northern District of California

FACTUAL & PROCEDURAL BACKGROUND

United States District Court

I.

A.

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A Cell phone retailer shall provide to each customer who buys


or leases a Cell phone a notice containing the following
language:
The City of Berkeley requires that you be provided the
following notice:

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To assure safety, the Federal Government requires that
cell phones meet radio frequency (RF) exposure
guidelines. If you carry or use your phone in a pants or
shirt pocket or tucked into a bra when the phone is ON
and connected to a wireless network, you may exceed
the federal guidelines for exposure to RF radiation.
This potential risk is greater for children. Refer to the
instructions in your phone or user manual for
information about how to use your phone safely.

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B.
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The notice required by this Section shall either be provided to


each customer who buys or leases a Cell phone or shall be
prominently displayed at any point of sale where Cell phones
are purchased or leased. If provided to the customer, the notice
shall include the Citys logo, shall be printed on paper that is
no less than 5 inches by 8 inches in size, and shall be printed in
no smaller than a 18-point font. The paper on which the notice
is printed may contain other information in the discretion of the
Cell phone retailer, as long as that information is distinct from
the notice language required by subdivision (A) of this Section.
If prominently displayed at a point of sale, the notice shall

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The National Resources Defense Council (NRDC) has filed a motion for leave to file an
amicus brief in conjunction with the preliminary injunction proceedings. This motion is hereby
GRANTED. CTIA has failed to show that it would be prejudiced by the Courts consideration of
the brief, particularly because CTIA had sufficient time to submit a proposed opposition to NRDCs
proposed amicus brief.

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page3 of 35

include the Citys logo, be printed on a poster no less than


8-1/2 by 11 inches in size, and shall be printed in no small than
a 28-point font. The City shall make its logo available to be
incorporated in such notices.

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Berkeley Mun. Code 9.96.030.


The stated findings and purpose behind the notice requirement are as follows:

A.

Requirements for the testing of cell phones were established by


the federal government [i.e., the Federal Communications
Commission (FCC)] in 1996.

B.

These requirements established Specific Absorption Rates


(SAR[2]) for cell phones.[3]

C.

The protocols for testing the SAR for cell phones carried on a
persons body assumed that they would be carried a small
distance away from the body, e.g., in a holster or belt clip,
which was the common practice at that time. Testing of cell
phones under these protocols has generally been conducted
based on an assumed separation of 10-15 millimeters.

D.

To protect the safety of their consumers, manufacturers


recommend that their cell phones be carried away from the
body, or be used in conjunction with hands-free devices.

E.

Consumers are not generally aware of these safety


recommendations.

F.

Currently, it is much more common for cell phones to be


carried in pockets or other locations rather than holsters or belt
clips, resulting in much smaller separation distances than the
safety recommendations specify.

G.

Some consumers may change their behavior to better protect


themselves and their children if they were aware of these safety
recommendations.

H.

While the disclosures and warnings that accompany cell


phones generally advise consumers not to wear them against
their bodies, e.g., in pockets, waistbands, etc., these disclosures
and warnings are often buried in fine print, are not written in
easily understood language, or are accessible only by looking
for the information on the device itself.

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For the Northern District of California

United States District Court

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SAR is a measure of the amount of RF energy absorbed by the body from cell phones.
CTIA The Wireless Assn v. City & County of San Francisco, 827 F. Supp. 2d 1054, 1056 (N.D.
Cal. 2011) (Alsup, J.).
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See 47 C.F.R. 2.1093 (setting RF energy exposure limits).

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page4 of 35

I.

The purpose of this Chapter is to assure that consumers have


the information they need to make their own choices about the
extent and nature of their exposure to radio frequency
radiation.

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Berkeley Mun. Code 9.96.010.

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phones. Data was collected from 459 Berkeley registered voters. See Jensen Decl. 6. Seventy

percent of those surveyed were not aware that the governments radiation tests to assure the safety

of cell phones assume that a cell phone would not be carried against your body, but would instead be

held at least 1- to 15 millimeters from your body. Jensen Decl., Ex. A (survey and results).

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B.

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For the Northern District of California

United States District Court

Prior to issuing the ordinance, the City conducted a telephone survey on the topic of cell

FCC Pronouncements
As indicated by the above, the FCC has set RF energy exposure standards for cell phones.

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The present RF energy exposure limits were established in 1996. See generally FCC Consumer

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Guide, Wireless Devices and Health Concerns, available at

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https://www.fcc.gov/guides/wireless-devices-and-health-concerns (last visited September 17, 2015)

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[hereinafter FCC Consumer Guide]. This was done pursuant to a provision in the

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Telecommunications Act of 1996 (TCA) that instructed the agency to prescribe and make

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effective rules regarding the environmental effects of radio frequency emissions. 104 P.L. 104

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(1996).

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The FCC has also issued some pronouncements regarding RF energy emission and cell
phones, three of which are discussed briefly below.

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1.

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First, as CTIA alleges in its complaint,

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FCC KDB Guidelines

[t]he FCCs Office of Engineering and Technology Knowledge


Database (KDB) advises cell phone manufacturers [as opposed to
cell phone retailers] to include in their user manual a description of
how the user can operate the phone under the same conditions for
which its SAR was measured. See FCC KDB, No. 447498, General
RF Exposure Guidelines, 4.2.2(4).

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Compl. 75; see also 2013 FCC Reassessment, 28 F.C.C. Rcd. 3498, 3587 (stating that

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[m]anufacturers have been encouraged since 2001 to include information in device manuals to

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page5 of 35

make consumers aware of the need to maintain the body-worn distance by using appropriate

accessories if they want to ensure that their actual exposure does not exceed the SAR measurement

obtained during testing).

The relevant guideline from the FCCs KDB Office provides as follows:

Specific information must be included in the operating manuals to


enable users to select body-worn accessories that meet the minimum
test separation distance requirements. Users must be fully informed of
the operating requirements and restrictions, to the extent that the
typical user can easily understand the information, to acquire the
required body-worn accessories to maintain compliance. Instructions
on how to place and orient a device in body-worn accessories, in
accordance with the test results, should also be included in the user
instructions. All supported body-worn accessory operating
configurations must be clearly disclosed to users through conspicuous
instructions in the user guide and user manual to ensure unsupported
operations are avoided. . . .

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For the Northern District of California

United States District Court

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FCC KDB, No. 447498, General RF Exposure Guidelines, 4.2.2(4), available at

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https://apps.fcc.gov/oetcf/kdb/forms/FTSSearchResultPage.cfm?switch=P&id=20676 (last visited

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September 17, 2015).

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2.

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The FCC currently has a FCC Consumer Guide regarding wireless devices and health

FCC Consumer Guide

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concerns. In the FCC Consumer Guide, the agency states, inter alia, as follows:

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Several US government agencies and international organizations work cooperatively to

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monitor research on the health effects of RF exposure. According to the FDA and the World

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Health Organization (WHO), among other organizations, to date, the weight of scientific

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evidence has not effectively linked exposure to radio frequency energy from mobile devices

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with any known health problems. FCC Consumer Guide.

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Some health and safety interest groups have interpreted certain reports to suggest that

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wireless device use may be linked to cancer and other illnesses, posing potentially greater

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risks for children than adults. While these assertions have gained increased public attention,

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currently no scientific evidence establishes a causal link between wireless device use and

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cancer or other illnesses. Those evaluating the potential risks of using wireless devices agree

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that more and longer-term studies should explore whether there is a better basis for RF safety

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page6 of 35

standards than is currently used. The FCC closely monitors all of these study results.

However, at this time, there is no basis on which to establish a different safety threshold than

our current requirements. Id.

For the Northern District of California

United States District Court

Even though no scientific evidence currently establishes a definite link between wireless

device use and cancer or other illnesses, and even though all cell phones must meet

established federal standards for exposure to RF energy, some consumers are skeptical of the

science and/or the analysis that underlies the FCCs RF exposure guidelines. Accordingly,

some parties recommend taking measures to further reduce exposure to RF energy. The

FCC does not endorse the need for these practices, but provides information on some

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simple steps that you can take to reduce your exposure to RF energy from cell phones. For

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example, wireless devices only emit RF energy when you are using them and, the closer the

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device is to you, the more energy you will absorb. Id. (emphasis in original).

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Some parties recommend that you consider the reported SAR value of wireless devices.

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However, comparing the SAR of different devices may be misleading. First, the actual SAR

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varies considerably depending upon the conditions of use. The SAR value used for FCC

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approval does not account for the multitude of measurements taken during the testing.

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Moreover, cell phones constantly vary their power to operate at the minimum power

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necessary for communications; operation at maximum power occurs infrequently. Second,

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the reported highest SAR values of wireless devices do not necessarily indicate that a user is

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exposed to more or less RF energy from one cell phone than from another during normal use

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(see our guide on SAR and cell phones). Third, the variation in SAR from one mobile device

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to the next is relatively small compared to the reduction that can be achieved by the measures

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described above. Consumers should remember that all wireless devices are certified to meet

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the FCC maximum SAR standards, which incorporate a considerable safety margin. Id.

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3.

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Finally, in 2013, the FCC issued its Reassessment. See generally 2013 FCC Reassessment,

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2013 FCC Reassessment

28 F.C.C. Rcd. 3498. One of the components of the Reassessment was a Notice of Inquiry,

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page7 of 35

request[ing] comment to determine whether our RF exposure limits and policies need to be

reassessed. Id. at 3500.

We adopted our present exposure limits in 1996, based on guidance


from federal safety, health, and environmental agencies using
recommendations published separately by the National Council on
Radiation Protection and Measurements (NCRP) and the Institute of
Electrical and Electronics Engineers, Inc. (IEEE). Since 1996, the
International Commission on Non-Ionizing Radiation Protection
(ICNIRP) has developed a recommendation supported by the World
Health Organization (WHO), and the IEEE has revised its
recommendations several times, while the NCRP has continued to
support its recommendation as we use it in our current rules. In the
Inquiry, we ask whether our exposure limits remain appropriate given
the differences in the various recommendations that have developed
and recognizing additional progress in research subsequent to the
adoption of our existing exposure limits.

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For the Northern District of California

United States District Court

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Id. at 3501.

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The FCC included the following comments in its Reassessment:

Since the Commission is not a health and safety agency, we defer to other organizations and

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agencies with respect to interpreting the biological research necessary to determine what

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levels are safe. As such, the Commission invites health and safety agencies and the public to

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comment on the propriety of our general present limits and whether additional precautions

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may be appropriate in some cases, for example with respect to children. We recognize our

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responsibility to both protect the public from established adverse effects due to exposure to

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RF energy and allow industry to provide telecommunications services to the public in the

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most efficient and practical manner possible. In the Inquiry we ask whether any

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precautionary action would be either useful or counterproductive, given that there is a lack

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of scientific consensus about the possibility of adverse health effects at exposure levels at or

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below our existing limits. Further, if any action is found to be useful, we inquire whether it

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could be efficient and practical. Id. at 3501-02.

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In the Inquiry we ask questions about several other issues related to public information,

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precautionary measures, and evaluation procedures. Specifically, we seek comment on the

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feasibility of evaluating portable RF sources without a separation distance when worn on the

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body to ensure compliance with our limits under present-day usage conditions. We ask

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page8 of 35

whether the Commission should consistently require either disclosure of the maximum SAR

value or other more reliable exposure data in a standard format perhaps in manuals, at

point-of-sale, or on a website. Id. at 3502.

For the Northern District of California

United States District Court

The Commission has a responsibility to provide a proper balance between the need to

protect the public and workers from exposure to potentially harmful RF electromagnetic

fields and the requirement that industry be allowed to provide telecommunications services

to the public in the most efficient and practical manner possible. The intent of our exposure

limits is to provide a cap that both protects the public based on scientific consensus and

allows for efficient and practical implementation of wireless services. The present

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Commission exposure limit is a bright-line rule. That is, so long as exposure levels are

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below a specified limit value, there is no requirement to further reduce exposure. The limit

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is readily justified when it is based on known adverse health effects having a well-defined

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threshold, and the limit includes prudent additional safety factors (e.g., setting the limit

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significantly below the threshold where known adverse health effects may begin to occur).

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Our current RF exposure guidelines are an example of such regulation, including a

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significant safety factor, whereby the exposure limits are set at a level on the order of 50

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times below the level at which adverse biological effects have been observed in laboratory

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animals as a result of tissue heating resulting from RF exposure. This safety factor can

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well accommodate a variety of variables such as different physical characteristics and

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individual sensitivities and even the potential for exposures to occur in excess of our limits

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without posing a health hazard to humans.4 Id. at 3582.

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Despite this conservative bright-line limit, there has been discussion of going even further
to guard against the possibility of risks from non-thermal biological effects, even though

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Some contend that RF energy can have both thermal biological effects and nonthermal
biological effects. See, e.g., Miller Decl. 7, 10-14 (noting that RF radiation is non-ionizing
radiation, that [n]on-ionizing radiation can harm through thermal effects, usually only in high
dosage, and that [t]here is an increasingly clear body of evidence that non-ionizing radiation can
harm through non-thermal effects as well, including cancer; adding that the evidence indicates that
RF fields are not just a possible human carcinogen but a probable human carcinogen). The safety
factor built in by the FCC seems to be addressed to the thermal biological effects only.

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page9 of 35

such risks have not been established by scientific research. As such, some parties have

suggested measures of prudent avoidance undertaking only those avoidance activities

which carry modest costs. Id. at 3582-83 (emphasis added).

For the Northern District of California

United States District Court

Given the complexity of the information on research regarding non-thermal biological

effects, taking extra precautions in this area may fundamentally be qualitative and may not

be well-served by the adoption of lower specific exposure limits without any known,

underlying biological mechanism. Additionally, adoption of extra precautionary measures

may have the unintended consequence of opposition to progress and the refusal of

innovation, ever greater bureaucracy, . . . [and] increased anxiety in the population.

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Nevertheless, we invite comment as to whether precautionary measures may be appropriate

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for certain locations which would not affect the enforceability of our existing exposure

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limits, as well as any analytical justification for such measures. Id. at 3583.

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We significantly note that extra precautionary efforts by national authorities to reduce

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exposure below recognized scientifically-based limits is considered by the WHO to be

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unnecessary but acceptable so long as such efforts do not undermine exposure limits based

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on known adverse effects. Along these lines, we note that although the Commission supplies

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information to consumers on methods to reduce exposure from cell phones, it has also stated

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that it does not endorse the need for nor set a target value for exposure reduction, and we

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seek comment on whether these policies are appropriate. We also observe that the FDA has

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stated that, available scientific evidence including World Health Organization (WHO)

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findings released May 17, 2010 shows no increased health risk due to radiofrequency (RF)

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energy, a form of electromagnetic radiation that is emitted by cell phones. At the same

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time, the FDA has stated that [a]lthough the existing scientific data do not justify FDA

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regulatory actions, FDA has urged the cell phone industry to take a number of steps,

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including ... [d]esign[ing] cell phones in a way that minimizes any RF exposure to the user.

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We seek information on other similar hortatory efforts and comment on the utility and

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propriety of such messaging as part of this Commissions regulatory regime. Id. at 3584-

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85.

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page10 of 35

For the Northern District of California

United States District Court

Commission calculations similar to those in Appendix D suggest that some devices may not

be compliant with our exposure limits without the use of some spacer to maintain a

separation distance when body-worn, although this conclusion is not verifiable for individual

devices since a test without a spacer has not been routinely performed during the body-worn

testing for equipment authorization. Yet, we have no evidence that this poses any significant

health risk. Commission rules specify a pass/fail criterion for SAR evaluation and equipment

authorization. However, exceeding the SAR limit does not necessarily imply unsafe

operation, nor do lower SAR quantities imply safer operation. The limits were set with a

large safety factor, to be well below a threshold for unacceptable rises in tissue temperature.

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As a result, exposure well above the specified SAR limit should not create an unsafe

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condition. We note that, even if a device is tested without a spacer, there are already certain

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separations built into the SAR test setup, such as the thickness of the mannequin shell, the

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thickness of the device exterior case, etc., so we seek comment on the implementation of

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evaluation procedures without a spacer for the body-worn testing configuration. We also

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realize that SAR measurements are performed while the device is operating at its maximum

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capable power, so that given typical operating conditions, the SAR of the device during

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normal use would be less than tested. In sum, using a device against the body without a

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spacer will generally result in actual SAR below the maximum SAR tested; moreover, a use

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that possibly results in non-compliance with the SAR limit should not be viewed with

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significantly greater concern than compliant use. Id. at 3588.

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II.
A.

DISCUSSION

Legal Standard
A plaintiff seeking a preliminary injunction must establish that he is likely to succeed on

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the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the

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balance of equities tips in his favor, and that an injunction is in the public interest. Network

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Automation, Inc. v. Advanced Sys. Concepts, 638 F.3d 1137, 1144 (9th Cir. 2011) (quoting Winter v.

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Natural Res. Defense Council, Inc., 555 U.S. 7 (2008) (rejecting the position that, when a plaintiff

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demonstrates a strong likelihood of prevailing on the merits, a preliminary injunction may be entered

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page11 of 35

based only on a possibility of irreparable harm)). The Ninth Circuit has held that the serious

questions approach survives Winter when applied as part of the four-element Winter test. In other

words, serious questions going to the merits and a hardship balance that tips sharply toward the

plaintiff can support issuance of an injunction, assuming the other two elements of the Winter test

are also met. See Alliance For The Wild Rockies v. Cottrell, 632 F.3d 1127, 1132 (9th Cir. 2011).

B.

For the Northern District of California

United States District Court

Likelihood of Success on the Merits


As noted above, the thrust of CTIAs complaint is twofold: (1) the Berkeley ordinance is

preempted by federal law and (2) the ordinance violates the First Amendment. Thus, the Court must

evaluate the likelihood of success as to each contention.

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1.

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The specific preemption argument raised by CTIA is conflict preemption.5 Conflict

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preemption is implicit preemption of state law that occurs where there is an actual conflict between

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state and federal law. Conflict preemption arises when [1] compliance with both federal and state

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regulations is a physical impossibility, . . . or [2] when state law stands as an obstacle to the

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accomplishment and execution of the full purposes and objectives of Congress. McClellan v. I-

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Flow Corp., 776 F.3d 1035, 1040 (9th Cir. 2015).

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Preemption

Here, CTIA puts at issue only obstacle preemption, not impossibility preemption. Under

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Supreme Court law, [w]hat is a sufficient obstacle is a matter of judgment, to be informed by

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examining the federal statute as a whole and identifying its purpose and intended effects. Crosby v.

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Natl Foreign Trade Council, 530 U.S. 363, 373 (2000). If the purpose of the [federal] act cannot

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otherwise be accomplished if its operation within its chosen field must be frustrated and its

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provisions be refused their natural effect the state law must yield to the regulation of Congress

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within the sphere of its delegated power. Id.

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In the case at bar, the federal statute at issue is the TCA, which [inter alia] directed the FCC
to make effective rules regarding the environmental effects of [RF] emissions within 180 days of

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CTIA has claimed only conflict preemption and not other kinds of preemption such as e.g.,
field preemption. See, e.g., Reply at 12-13 (arguing that the City challenges a field preemption
argument that CTIA does not raise) (emphasis in original).

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page12 of 35

the TCAs enactment [in 1996]. Farina, 625 F.3d at 106; see also 47 C.F.R. 2.1093 (setting

exposure limits). CTIA argues that the purposes underlying the statute are twofold: (1) to achieve a

balance between the need to protect the publics health and safety and the goal of providing an

efficient and practical telecommunications services for the publics benefit and (2) to ensure

nationwide uniformity as to this balance. In support of this argument, CTIA relies on the Third

Circuits decision Farina v. Nokia, Inc., 625 F.3d 97 (3d Cir. 2010).

For the Northern District of California

United States District Court

The Court agrees with CTIA that Farina is an instructive case with respect to the purposes

underlying the above TCA provision. In Farina, the plaintiff sued on the ground that cell phones,

as currently manufactured, are unsafe to be operated without headsets because the customary manner

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in which they are used with the user holding the phone so that the antenna is positioned next to his

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head exposes the user to dangerous amounts of radio frequency (RF) radiation. Id. at 104. The

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Third Circuit held that the plaintiffs lawsuit was subject to obstacle preemption. The court noted

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first that, although [the plaintiff] disavow[ed] any challenge to the FCCs RF standards, that is the

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essence of his complaint. . . . In order for [the plaintiff] to succeed, he necessarily must establish that

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cell phones abiding by the FCCs SAR guidelines are unsafe to operate without a headset. Id. at

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122. The court then concluded that there was obstacle preemption, particularly because regulatory

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situations in which an agency is required to strike a balance between competing statutory objectives

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lend themselves to a finding of conflict preemption. Id. at 123.

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The reason why state law conflicts with federal law in these balancing
situations is plain. When Congress charges an agency with balancing
competing objectives, it intends the agency to use its reasoned
judgment to weigh the relevant considerations and determine how best
to prioritize between these objectives. Allowing state law to impose a
different standard permits a re-balancing of those considerations. A
state-law standard that is more protective of one objective may result
in a standard that is less protective of others.

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Id. The FCC was tasked with a balancing act not only to protect[] the health and safety of the

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public, but also [to] ensur[e] the rapid development of an efficient and uniform network, one that

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provides effective and widely accessible service at a reasonable cost. Id. at 125. Were the FCCs

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standards to constitute only a regulatory floor upon which state law can build, juries could re-

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balance the FCCs statutory objectives and inhibit the provision of quality nationwide service. Id.

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Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page13 of 35

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Moreover, in Farina, the Third Circuit also stated that uniformity was one of the purposes
underlying the TCA:

The wireless network is an inherently national system. In order to


ensure the network functions nationwide and to preserve the balance
between the FCCs competing regulatory objectives, both Congress
and the FCC recognized uniformity as an essential element of an
efficient wireless network. Subjecting the wireless network to a
patchwork of state standards would disrupt that uniformity and place
additional burdens on industry and the network itself.

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For the Northern District of California

United States District Court

Id. at 126.
Finally, as noted in Farina, the legislative history for the TCA, which instructed the FCC to
to prescribe and make effective rules regarding the environmental effects of radio frequency

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emissions, 104 P.L. 104 (1996) (discussing 704), includes a House Report that also indicates

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uniformity is an important goal. The House Report states, inter alia:

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The Committee finds that current State and local requirements, siting
and zoning decisions by non-federal units of government, have created
an inconsistent and, at times, conflicting patchwork of requirements
which will inhibit the deployment of Personal Communications
Services (PCS) as well as the rebuilding of a digital technology-based
cellular telecommunications network. The Committee believes it is in
the national interest that uniform, consistent requirements, with
adequate safeguards of the public health and safety, be established as
soon as possible. Such requirements will ensure an appropriate
balance in policy and will speed deployment and the availability of
competitive wireless telecommunications services which ultimately
will provide consumers with lower costs as well as with a greater
range and options for such services.

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20

H.R. Rep. No. 104-204, at 94 (1996).6


But even though Farina persuasively identifies the purposes underlying the TCA provision

21

at issue, the limited disclosure mandated by the Berkeley ordinance does not, with one exception,

22

impose an obstacle to those purposes. As noted above, the notice required by the City ordinance

23

states as follows:

24
25
6

26
27
28

The Court notes, however, that statement in the House Report is not clearly targeted at the
requirement that the agency make rules regarding RF energy emissions. This is because 704 of the
TCA concerned not only this directive but also another i.e., that the FCC prescribe a national
policy for the siting of commercial mobile radio services facilities. H.R. Rep. No. 104-204, at 94
(also stating that [t]he siting of facilities cannot be denied on the basis of Radio Frequency (RF)
emission levels which are in compliance with the Commission RF emission regulated levels).

13

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page14 of 35

The City of Berkeley requires that you be provided the following


notice:

2
3
4
5

To assure safety, the Federal Government requires that cell phones


meet radio frequency (RF) exposure guidelines. If you carry or use
your phone in a pants or shirt pocket or tucked into a bra when the
phone is ON and connected to a wireless network, you may exceed the
federal guidelines for exposure to RF radiation. This potential risk is
greater for children. Refer to the instructions in your phone or user
manual for information about how to use your phone safely.

For the Northern District of California

United States District Court

6
7

Berkeley Mun. Code 9.96.030(A). This disclosure, for the most part, simply refers consumers to

the fact that there are FCC standards on RF energy exposure standards which assume a minimum

spacing of the cell phone away from the body and advises consumers to refer to their manuals

10

regarding maintenance of such spacing. The disclosure mandated by the Berkeley ordinance is

11

consistent with the FCCs statements and testing procedures regarding spacing. See, e.g., FCC

12

Consumer Guide (advising on some simple steps that you can take to reduce your exposure to RF

13

energy from cell phones[;] [f]or example, wireless devices only emit RF energy when you are using

14

them and, the closer the device is to you, the more energy you will absorb); 2013 FCC

15

Reassessment, 28 F.C.C. Rcd. at 3588 (stating that Commission calculations . . . suggest that some

16

devices may not be compliant with our exposure limits without the use of some spacer to maintain a

17

separation distance when body-worn, although this conclusion is not verifiable for individual

18

devices since a test without a spacer has not been routinely performed during the body-worn testing

19

for equipment authorization). It is also consistent with the FCCs own requirement that cell phone

20

manufacturers disclose to consumers information and advice about spacing. See FCC KDB, No.

21

447498, General RF Exposure Guidelines, 4.2.2(4). Thus, the ordinance does not ban something

22

the FCC authorizes or mandates. And CTIA has failed to point to any FCC pronouncement

23

suggesting that the agency has any objection to warning consumers about maintaining spacing

24

between the body and a cell phone. Moreover, the City ordinance, because it is consistent with FCC

25

pronouncements and directives, does not threaten national uniformity.

26

There is, however, one portion of the notice required by the City ordinance that is subject to

27

obstacle preemption namely, the sentence This potential risk is greater for children. Berkeley

28

Mun. Code 9.96.030(A). Notably, this sentence does not say that the potential risk may be greater

14

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page15 of 35

for children; rather, the sentence states that the potential risk is greater. But whether the potential

risk is, in fact, greater for children is a matter of scientific debate. The City has taken the position in

this lawsuit that its notice is simply designed to reinforce a message that the FCC already requires

and make consumers aware of FCC instructions and mandates, see, e.g., Oppn at 1, 4, but the FCC

has never made any pronouncement that there is a greater potential risk for children, and, certainly,

the FCC has not imposed different RF energy exposure limits that are applicable to children

specifically. At most, the FCC has taken note that there is a scientific debate about whether children

are potentially at greater risk. See, e.g., FCC Consumer Guide (Some health and safety interest

groups have interpreted certain reports to suggest that wireless device use may be linked to cancer

10

and other illnesses, posing potentially greater risks for children than adults. While these assertions

11

have gained increased public attention, currently no scientific evidence establishes a causal link

12

between wireless device use and cancer or other illnesses.); 2013 FCC Reassessment, 28 F.C.C.

13

Rcd. at 3501 ([T]he Commission invites health and safety agencies and the public to comment on

14

the propriety of our general present limits and whether additional precautions may be appropriate in

15

some cases, for example with respect to children.). Importantly, however, the FCC has not

16

imposed different exposure limits for children nor does it mandate special warnings regarding

17

childrens exposure to RF radiation from cell phones. Thus, the content of the sentence that the

18

potential risk is indeed greater for children compared to adults threatens to upset the balance struck

19

by the FCC between encouraging commercial development of all phones and public safety, because

20

the Berkeley warning as worded could materially deter sales on an assumption about safety risks

21

which the FCC has refused to adopt or endorse.7

22
23
7

24
25
26
27
28

At the hearing, the City argued that there is a greater potential risk because of behavioral
differences between children and adults. See Cortesi Decl. 5-8 (testifying, inter alia, that children
are heavy users of cell phones, that they often sleep with their phones on or next to their beds, that
they often text which leads to them keeping phones close to their bodies, etc.). The City contends
that CTIA has done nothing to refute the evidence submitted by the City on the behavioral
differences, and thus the evidence of record establishes that the potential risk is greater. This
argument, however, has little merit in light of the FCC evidence cited above, which indicates that at
most there is a scientific debate regarding the risk to children. Moreover, the wording of the notice
suggests to the general public that the danger to children arises from their inherent biological
susceptibility to RF radiation, not behavioral susceptibility.

15

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page16 of 35

Accordingly, although CTIA has not demonstrated a likelihood of success or even serious

question on the merits in its preemption challenge to the main portion of the notice, it has

established a likelihood of success on its claim that the warning about children is preempted.

2.

Having determined that the required statement, This potential risk is greater for children, is

likely preempted by federal law, the Court now addresses CTIAs likelihood of success with respect

to its First Amendment challenge to the remainder of the notice.8

For the Northern District of California

United States District Court

First Amendment

a.

Level of Scrutiny

With respect to CTIAs First Amendment claim, the Court must first determine what First

10

Amendment test should be used to evaluate the ordinance at issue. CTIA contends that strict

11

scrutiny must be applied because the ordinance is neither content nor viewpoint neutral. See Reed v.

12

Town of Gilbert, 135 S. Ct. 2218, 2228, 2230 (2015) (stating that strict scrutiny applies either when

13

a law is content based on its face or when the purpose and justification for the law are content

14

based; adding that [g]overnment discrimination among viewpoints . . . is a more blatant and

15

egregious form of content discrimination). But in making this argument, CTIA completely

16

ignores the fact that the speech rights at issue here are its members commercial speech rights. See

17

Hunt v. City of L.A., 638 F.3d 703, 715 (9th Cir. 2011) (stating that [c]ommercial speech is defined

18

as speech that does no more than propose a commercial transaction; strong support that the

19

speech should be characterized as commercial speech is found where the speech is an advertisement,

20

the speech refers to a particular product, and the speaker has an economic motivation). The

21

Supreme Court has clearly made a distinction between commercial speech and noncommercial

22

speech, see, e.g., Central Hudson Gas & Elec. Corp. v. Pub. Serv. Commn, 447 U.S. 557, 562-63

23
8

24
25
26
27
28

The Court shall evaluate the ordinance as if the sentence regarding children were excised
from the text. This approach is appropriate in light of Berkeley Municipal Code 1.01.100 which,
in effect, allows for severance. See Berkeley Mun. Code 1.01.100 (If any section, subsection,
sentence, clause or phrase of this code is for any reason held to be invalid or unconstitutional, such
decision shall not affect the validity of the remaining portions of this code. The council hereby
declares that it would have passed this code, and each section, subsection, sentence, clause and
phrase thereof, irrespective of the fact that any one or more sections, subsections, sentences, clauses
or phrases had been declared invalid or unconstitutional, and if for any reason this code should be
declared invalid or unconstitutional, then the original ordinance or ordinances shall be in full force
and effect.).

16

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page17 of 35

(1980) (stating that [t]he Constitution . . . accords a lesser protection to commercial speech than to

other constitutionally guaranteed expression); see also Natl Assn of Mfrs. v. SEC, No. 13-5252,

2015 U.S. App. LEXIS 14455, at *75-76 (D.C. Cir. Aug. 18, 2015) (noting that, as the Supreme

Court has emphasized, the starting premise in all commercial speech cases is the same: the First

Amendment values commercial speech for different reasons than non-commercial speech), and

nothing in its recent opinions, including Reed, even comes close to suggesting that that well-

established distinction is no longer valid.9

8
9

CTIA contends that, even if the commercial speech rubric is applied, the ordinance should be
subject to at least intermediate scrutiny, pursuant to Central Hudson:
If the communication is neither misleading nor related to
unlawful activity, . . . [t]he State must assert a substantial interest to be
achieved by restrictions on commercial speech. Moreover, the
regulatory technique must be in proportion to that interest. The
limitation on expression must be designed carefully to achieve the
States goal. Compliance with this requirement may be measured by
two criteria. First, the restriction must directly advance the state
interest involved. . . . . Second, if the governmental interest could be
served as well by a more limited restriction on commercial speech, the
excessive restrictions cannot survive.

11
For the Northern District of California

United States District Court

10

12
13
14
15
16

Central Hudson, 447 U.S. at 564. But as indicated by the above language, Central Hudson was

17

addressing restrictions on commercial speech. Here, the Court is not confronted with any

18

restrictions on CTIA members commercial speech; rather, the issue is related to compelled

19

disclosure of commercial speech. The Supreme Court has treated restrictions on commercial

20

speech differently from compelled disclosure of such speech. This difference in treatment was first

21

articulated in the plurality decision in Zauderer v. Office of Disciplinary Counsel of the Supreme

22

Court of Ohio, 471 U.S. 626 (1985), and subsequently affirmed by the majority opinion in Milavetz,

23

Gallp & Milavetz, P.A. v. United States, 559 U.S. 229 (2010).

24

Because Zauderer is a critical opinion, the Court briefly discusses its holding. The plaintiff

25

in Zauderer was an attorney. He ran an advertisement in which he publiciz[ed] his willingness to

26
27
28

Ironically, the classification of speech between commercial and noncommercial is itself a


content-based distinction. Yet it cannot seriously be contended that such classification itself runs
afoul of the First Amendment.

17

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page18 of 35

represent women who had suffered injuries resulting from their use of a contraceptive device known

as the Dalkon Shield Intrauterine Device. Id. at 630. In the advertisement, the plaintiff stated that

[t]he case are handled on a contingent fee basis of the amount recovered. If there is no recovery,

no legal fees are owed by our clients. Id. at 631. Based on the advertisement, the state Office of

Disciplinary Counsel filed a complaint against the plaintiff, alleging that the plaintiff had violated a

disciplinary rule because the advertisement fail[ed] to inform clients that they would be liable for

costs (as opposed to legal fees) even if their claims were unsuccessful and therefore was deceptive.

Id. at 633. The state supreme court agreed with the state Office of Disciplinary Counsel. The

plaintiff appealed, asserting that his First Amendment rights had been violated.
In resolving the issue, the plurality began by noting that

11
For the Northern District of California

United States District Court

10

[o]ur general approach to restrictions on commercial speech is . . . by


now well settled. The States and the Federal Government are free to
prevent the dissemination of commercial speech that is false,
deceptive, or misleading. Commercial speech that is not false or
deceptive and does not concern unlawful activities, however, may be
restricted only in the service of a substantial governmental interest,
and only through means that directly advance that interest [i.e.,
Central Hudson].

12
13
14
15
16
17

Id. at 638.
The plurality pointed out, however, that there are material differences between disclosure

18

requirements and outright prohibitions on speech. Id. at 650. While, in some instances

19

compulsion to speak may be as violative of the First Amendment as prohibitions on speech, that is

20

not always the case. Id. Here, the state was not prescrib[ing] what shall be orthodox in politics,

21

religion, [etc].; rather,

22
23
24
25
26
27

[t]he State has attempted only to prescribe what shall be orthodox in


commercial advertising, and its prescription has taken the form of a
requirement that appellant include in his advertising purely factual and
uncontroversial information about the terms under which his services
will be available. Because the extension of First Amendment
protection to commercial speech is justified principally by the value to
consumers of the information such speech provides, appellants
constitutionally protected interest in not providing any particular
factual information in his advertising is minimal. Thus, in virtually all
our commercial speech decisions to date, we have emphasized that
because disclosure requirements trench much more narrowly on an
advertisers interest than do flat prohibitions on speech, [warnings]

28

18

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page19 of 35

or [disclaimers] might be appropriately required . . . in order to


dissipate the possibility of consumer confusion or deception.

2
3
4
5

We do not suggest that disclosure requirements do not


implicate the advertisers First Amendment rights at all. We recognize
that unjustified or unduly burdensome disclosure requirements might
offend the First Amendment by chilling protected commercial speech.
But we hold that an advertisers rights are adequately protected as long
as disclosure requirements are reasonably related to the States interest
in preventing deception of consumers.

6
7
8
9

11
For the Northern District of California

United States District Court

10

12
13
14
15
16
17

Id. at 651 (emphasis added).


The plurality then held that this standard was satisfied in the case at hand.
Appellants advertisement informed the public that if there is no
recovery, no legal fees are owed by our clients. The advertisement
makes no mention of the distinction between legal fees and costs,
and to a layman not aware of the meaning of these terms of art, the
advertisement would suggest that employing appellant would be a
no-lose proposition in that his representation in a losing cause would
come entirely free of charge. The assumption that substantial numbers
of potential clients would be so misled is hardly a speculative one: it is
a commonplace that members of the public are often unaware of the
technical meanings of such terms as fees and costs terms that, in
ordinary usage, might well be virtually interchangeable. When the
possibility of deception is as self-evident as it is in this case, we need
not require the State to conduct a survey of the . . . public before it
[may] determine that the [advertisement] had a tendency to mislead.
The States position that it is deceptive to employ advertising that
refers to contingent-fee arrangements without mentioning the clients
liability for costs is reasonable enough to support a requirement that
information regarding the clients liability for costs be disclosed.

18
19

Id. at 652-53. Accordingly, Zauderer suggests that compelled disclosure of commercial speech,

20

unlike suppression or restriction of such speech, is subject to rational basis review rather than

21

intermediate scrutiny.

22

Approximately fifteen years later, a majority of the Supreme Court addressed Zauderer in

23

Milavetz. Milavetz concerned the constitutionality of the Bankruptcy Abuse Prevention and

24

Consumer Protection Act of 2005 (BAPCPA). The act regulated the conduct of debt relief

25

agencies, i.e., professionals who provide bankruptcy assistance to consumer debtors. Milavetz,

26

559 U.S. at 232. Part of the act required debt relief agencies to make certain disclosures in their

27

advertisements. See id. at 233. The parties disagreed as to whether Central Hudson or Zauderer

28

19

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page20 of 35

provided the applicable standard in evaluating the statute. The Supreme Court concluded that

Zauderer governed, noting as follows:

3
4
5
6
7

The challenged provisions of 528 share the essential features


of the rule at issue in Zauderer. As in that case, 528s required
disclosures are intended to combat the problem of inherently
misleading commercial advertisements specifically, the promise of
debt relief without any reference to the possibility of filing for
bankruptcy, which has inherent costs. Additionally, the disclosures
entail only an accurate statement identifying the advertisers legal
status and the character of the assistance provided, and they do not
prevent debt relief agencies . . . from conveying any additional
information.

For the Northern District of California

United States District Court

Id. at 250. The Court then determined that 528s requirements that [the petitioner] identify itself

10

as a debt relief agency and include information about its bankruptcy-assistance an related services

11

are reasonably related to the [Governments] interest in preventing deception of consumers. Id. at

12

252-53. Accordingly, it upheld those provisions as applied to [the petitioner]. Id. at 253.

13

Since Zauderer and Milavetz, circuit courts have essentially characterized the Zauderer test

14

as a rational basis or rational review test. See, e.g., Natl Assn, 2015 U.S. App. LEXIS 14455, at

15

*55 (stating that [t]he Supreme Court has stated that rational basis review applies to certain

16

disclosures of purely factual and uncontroversial information; quoting Zauderer); King v.

17

Governor of N.J., 767 F.3d 216, 236 (3d Cir. 2014) (stating that Zauderer outlin[ed] the material

18

differences between disclosure requirements and outright prohibitions on speech and subject[ed] a

19

disclosure requirement to rational basis review); Safelite Group v. Jepsen, 764 F.3d 258, 259 (2d

20

Cir. 2014) (characterizing Zauderer as rational basis review); Centro Tepeyac v. Montgomery

21

County, 722 F.3d 184, 189 (4th Cir. 2013) (noting that, under Zauderer, disclosure requirements

22

aimed at misleading commercial speech need only survive rational basis scrutiny); Disc. Tobacco

23

City & Lottery, Inc. v. United States, 674 F.3d 509, 559 n.8 (6th Cir. 2012) (characterizing Zauderer

24

as a rational-basis rule); see also Pharm. Care Mgmt. Assn v. Rowe, 429 F.3d 294, 316 (1st Cir.

25

2005) (Boudin, J., concurring) (stating that [t]he idea that these thousands of routine regulations

26

require an extensive First Amendment analysis is mistaken because Zauderer is in essence a

27

rational basis test). This is consistent with the underlying theory of the First Amendment. As the

28

Second Circuit has noted, mandated disclosure of accurate, factual, commercial information does

20

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page21 of 35

not offend the core First Amendment values of promoting efficient exchange of information or

protecting individual liberty interests indeed, disclosure further, rather than hinders, the First

Amendment goal of the discovery of truth and contributes to the efficiency of the marketplace of

ideas. Natl Elec. Mfrs. Assn v. Sorrell, 272 F.3d 104, 114 (2d Cir. 2001).

For the Northern District of California

United States District Court

CTIA protests that, even if Zauderer makes a distinction between restrictions on commercial

speech and compelled disclosure, the more lenient test articulated in Zauderer is applicable only

where the governmental interest at issue is the prevention of consumer deception, and that, here, the

governmental interest is in public health or safety, not consumer deception. But tellingly, no court

has expressly held that Zauderer is limited as CTIA proposes. In fact, several circuit courts have

10

held to the contrary. For example, in American Meat Institute v. United States Department of

11

Agriculture., 760 F.3d 18 (D.C. Cir. 2014), the D.C. Circuit, sitting en banc, considered a regulation

12

of the Secretary of Agriculture that required disclosure of country-of-origin information about meat

13

products. The plaintiffs argued that the regulation violated their First Amendment rights. The

14

question for the court was whether the test set forth in Zauderer applies to government interests

15

beyond consumer deception. Id. at 21. The court began by acknowledging that

16
17
18
19
20
21
22
23
24

Zauderer itself does not give a clear answer. Some of its


language suggests possible confinement to correcting deception.
Having already described the disclosure mandated there as limited to
purely factual and uncontroversial information about the terms under
which [the transaction was proposed], the Court said, we hold that
an advertisers rights are adequately protected as long as [such]
disclosure requirements are reasonably related to the States interest in
preventing deception of consumers. (It made no finding that the
advertisers message was more likely to deceive the public than to
inform it, which would constitutionally subject the message to an
outright ban. The Courts own later application of Zauderer in
Milavetz, Gallop & Milavetz, P.A. v. United States, 559 U.S. 229
(2010), also focused on remedying misleading advertisements, which
was the sole interest invoked by the government. Given the subject of
both cases, it was natural for the Court to express the rule in such
terms. The language could have been simply descriptive of the
circumstances to which the Court applied its new rule, or it could have
aimed to preclude any application beyond those circumstances.

25
26
27
28

The language with which Zauderer justified its approach,


however, sweeps far more broadly than the interest in remedying
deception. After recounting the elements of Central Hudson, Zauderer
rejected that test as unnecessary in light of the material differences
between disclosure requirements and outright prohibitions on speech.
Later in the opinion, the Court observed that the First Amendment

21

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page22 of 35

interests implicated by disclosure requirements are substantially


weaker than those at stake when speech is actually suppressed. After
noting that the disclosure took the form of purely factual and
uncontroversial information about the terms under which [the] services
will be available, the Court characterized the speakers interest as
minimal: Because the extension of First Amendment protection to
commercial speech is justified principally by the value to consumers
of the information such speech provides, appellants constitutionally
protected interest in not providing any particular factual information in
his advertising is minimal. All told, Zauderers characterization of
the speakers interest in opposing forced disclosure of such
information as minimal seems inherently applicable beyond the
problem of deception, as other circuits [e.g., the Second and First]
have found.

2
3
4
5
6
7
8
9

For the Northern District of California

United States District Court

10

Id. at 21-22.
In National Electrical, the Second Circuit also rejected a reading of Zauderer as being

11

limited to a situation where the governments interest is prevention of consumer deception. The

12

case concerned a Vermont statute that require[d] manufacturers of some mercury-containing

13

products to label their products and packaging to inform consumers that the products contain

14

mercury and, on disposal, should be recycled or disposed of as hazardous waste. Natl Elec., 272

15

F.3d at 107. The court acknowledged that

16
17
18
19
20
21

the compelled disclosure at issue here was not intended to prevent


consumer confusion or deception per se, but rather to better inform
consumers about the products they purchase. Although the overall
goal of the statute is plainly to reduce the amount of mercury released
into the environment, it is inextricably intertwined with the goal of
increasing consumer awareness of the presence of mercury in a variety
of products. Accordingly, we cannot say that the statutes goal is
inconsistent with the policies underlying First Amendment protection
of commercial speech, described above, and the reasons supporting the
distinction between compelled and restricted commercial speech. We
therefore find that it is governed by the reasonable-relationship rule in
Zauderer.

22
23
24
25
26

We believe that such a reasonable relationship is plain in the


instant case. The prescribed labeling would likely contribute directly
to the reduction of mercury pollution, whether or not it makes the
greatest possible contribution. It is probable that some mercury lamp
purchasers, newly informed by the Vermont label, will properly
dispose of them and thereby reduce mercury pollution. By
encouraging such changes in consumer behavior, the labeling
requirement is rationally related to the states goal of reducing
mercury contamination.

27
28

We find that the Vermont statute is rationally related to the


states goal, notwithstanding that the statute may ultimately fail to

22

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page23 of 35

For the Northern District of California

United States District Court

eliminate all or even most mercury pollution in the state.

Id. at 115; see also N.Y. St. Rest. Assn v. N.Y. City Bd. of Health, 556 F.3d 114, 133 (2d Cir. 2009)

(stating that Zauderers holding was broad enough to encompass nonmisleading disclosure

requirements).

The First and Sixth Circuits are in accord with the D.C. and Second Circuits. See Pharm.

Care, 429 F.3d at 310 n.8 (noting that we have found no cases limiting Zauderer [to potentially

deceptive advertising directed at consumers]); Disc. Tobacco, 674 F.3d at 556-57 (discussing

National Electrical approvingly); cf. Pharm. Care, 429 F.3d at 316 (Boudin, J., concurring) (stating

that [t]he idea that these thousands of routine regulations require an extensive First Amendment

10

analysis is mistaken because Zauderer is in essence a rational basis test). Furthermore, in an

11

unpublished decision, the Ninth Circuit addressed a San Francisco ordinance which also imposed a

12

notice requirement on cell phone retailers (based on RF energy emission), but the court did not hold

13

that Zauderer was limited to circumstances in which a state or local government was trying to

14

prevent potentially misleading advertising. See generally CTIA The Wireless Assn v. City &

15

County of San Francisco, 494 Fed. Appx. 752 (9th Cir. 2012). The court assumed Zauderer applied

16

to mandatory disclosures directed at health and safety, not consumer deception.

17

The circuit authority cited above is persuasive, and thus the Court disagrees with CTIAs

18

interpretation of Zauderer as being limited to preventing consumer deception. Indeed, it would

19

make little sense to conclude that the government has greater power to regulate commercial speech

20

in order to prevent deception than to protect public health and safety, a core function of the historic

21

police powers of the states. See, e.g., Hill v. Colorado, 530 U.S. 703, 715 (2000) (stating that [it] is

22

a traditional exercise of the States police powers to protect the health and safety of their

23

citizens); Barnes v. Glen Theatre, 501 U.S. 560, 569 (1991) (noting that [t]he traditional police

24

power of the States is defined as the authority to provide for the public health, safety, and morals).

25

Moreover, there is a persuasive argument that, where, as here, the compelled disclosure is

26

that of clearly identified government speech, and not that of the private speaker, a standard even less

27

exacting than that established in Zauderer should apply. In Zauderer, the plaintiff-attorney was

28

being compelled to speak, and nothing about that compelled speech indicated it was anyones speech

23

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page24 of 35

but the plaintiff-attorneys. In contrast, here, CTIAs members are being compelled to communicate

a message, but the message being communicated is clearly the Citys message, and not that of the

cell phone retailers. See, e.g., Berkeley Mun. Code 9.96.030(A)-(B) (providing that the notice

shall state The City of Berkeley requires that you be provided the following notice and that the

notice shall include the Citys logo). In other words, while CTIAs members are being compelled

to provide a mandated disclosure of Berkeleys speech, no one could reasonably mistake that speech

as emanating from a cell phone retailer itself. Where a law requires a commercial entity engaged in

commercial speech merely to permit a disclosure by the government, rather than compelling speech

out of the mouth of the speaker, the First Amendment interests are less obvious. Notably, at the

10

hearing, CTIA conceded that there would be no First Amendment violation if the City handed out

11

flyers or had a poster board immediately outside a cell phone retailers store. But that then begs the

12

question of what is the difference between that conduct and the conduct at issue herein i.e., where

13

the City information is being provided at the sales counter inside the store instead of immediately

14

outside the store. While the former certainly seems more intrusive, that is more so because it seems

15

to impinge on property rights rather than on expressive rights. CTIA has not cited any appellate

16

authority addressing the proper standard of First Amendment review where the government requires

17

mandatory disclosure of government speech by a private party in the context of commercial speech.

18

To be sure, there are First Amendment limits to the governments ability to require that a

19

speaker carry a hostile or inconsistent message of a third party, at least in the context of

20

noncommercial speech. See, e.g., Hurley v. Irish-Am. Gay, Lesbian & Bisexual Grp. of Boston, 515

21

U.S. 557 (1995) (holding that First Amendment rights of a parade organizer and council were

22

violated when they were required to include a gay rights organization in their parade); Pac. Gas &

23

Elec. Co. v. Pub. Utils. Commn of Cal., 475 U.S. 1 (1986) (plurality decision) (concluding that the

24

First Amendment rights of privately owned utility company were violated by an order from the

25

California Public Utilities Commission that required the company to include in its billing envelopes

26

speech of a third party with which the company disagreed); Miami Herald Pubg Co. v. Tornillo,

27

418 U.S. 241, 243, 256, 258 (1974) (holding that a state statute granting a political candidate a right

28

to equal space to reply to criticism and attacks on his record by a newspaper violates the guarantees

24

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page25 of 35

of a free press; noting that the statute exacts a penalty on the basis of the content of a newspaper

and also intru[des] into the function of editors). But, as stated above, these cases involved

noncommercial speech, not commercial speech as here. See, e.g., PG&E, 475 U.S. at 9 (noting that

companys newsletter, which was included in the billing envelopes, covered a wide range of topics,

from energy-saving tips to stories about wildlife conservation, and from billing information to

recipes, and thus extend[ed] well beyond speech that [simply] proposes a business transaction;

citing Zauderer and Central Hudson). This is a significant distinction, particularly because First

Amendment analysis in the commercial speech context assumes that more speech, so long as it is not

misleading, enhances the marketplace (as well as the marketplace of ideas). See Zauderer, 471 U.S.

10

at 651 (noting that the extension of First Amendment protection to commercial speech is justified

11

principally by the value to consumers of the information such speech provides). That is why the

12

Court in Zauderer afforded particular deference to the governments decision to compel disclosures

13

(in contrast to laws restricting speech). Here, the ordinance expressly affords retailers the right to

14

add comments to the notice, and there is no showing that adding comments would be a significant

15

burden on retailers.

16

Moreover, Miami Herald can be distinguished on an additional ground. More specifically, in

17

Miami Herald, the primary concern was the chilling of speech by the entity subject to the disclosure

18

requirement as a consequence of the challenged law. See Miami Herald, 418 U.S. at 257 (noting

19

that, [f]aced with the penalties that would accrue to any newspaper that published news or

20

commentary arguably within the reach of the right-of-access statute, editors might well conclude

21

that the safe course is to avoid controversy). In contrast to Miami Herald, here, there is no real

22

claim that the retailers speech is chilled by the Berkeley ordinance; in fact, as indicated above, the

23

ordinance expressly allows retailers to add other information at the retailers discretion. Berkeley

24

Mun. Code 9.96.030(B).

25

While CTIA has argued that being forced to engage in counter-speech (i.e., speech in

26

response to the City notice) is, in and of itself, a First Amendment burden (as indicated in PG&E),

27

that is not necessarily true where commercial speech is at issue. As the City points out, Zauderer

28

spoke only in terms of chilling speech as a First Amendment burden in the context of commercial

25

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page26 of 35

speech. See Zauderer, 471 U.S. at 651 (stating that unjustified or unduly burdensome disclosure

requirements might offend the First Amendment by chilling protected commercial speech); see also

Am. Meat, 760 F.3d at 27 (acknowledging the same; also stating that Zauderer cannot justify a

disclosure so burdensome that it essentially operates as a restriction on constitutionally protected

speech). This makes sense as the value of commercial speech comes from the information it

provides i.e., more speech, not less. That being said, even if CTIA were correct that the right not

to speak had some application to commercial speech, he need for counter-speech at least in the

circumstances presented herein are minimal, as discussed infra.

For the Northern District of California

United States District Court

Thus, there is good reason to conclude that the First Amendment test applicable in this case

10

should be even more deferential to the government than the test in Zauderer. More particularly, the

11

rational basis test applicable to compelled display of government speech need not be cabined by the

12

Zauderers requirement that the compelled disclosure be purely factual and uncontroversial.

13

Zauderer, 471 U.S. at 651. In Zauderer, it made sense that the Supreme Court imposed the baseline

14

requirement that the compelled speech be purely factual and uncontroversial because, where speech

15

is in fact purely factual and uncontroversial, then the speakers interest in countering such

16

information is minimal. The Zauderer test thus insures any First Amendment interest against

17

compelled speech is minimal. But where there is attribution of the compelled speech to someone

18

other than the speaker in particular, the government the Zauderer factual-and-uncontroversial

19

requirement is not needed to minimize the intrusion upon the plaintiffs First Amendment interest.

20

Instead, under more general rational basis principles, the challenged law must be reasonably

21

related to a legitimate governmental interest. In particular, if the law furthers a legitimate

22

government interest in requiring disclosure of governmental speech, it should be upheld. This is not

23

to say that First Amendment interest in this context is nonexistent. Even though no speech is

24

compelled out of the mouth of retailers and there is no claim that their speech is chilled, the fact that

25

they may feel compelled to respond to Berkeleys notice arguably implicates to some extent the First

26

Amendment. See PG&E, 471 U.S. at 15 (in case involving noncommercial speech, noting that the

27

company may be forced either to appear to agree with [third partys] views [included in the

28

companys billing envelope] or to respond). Because there is an arguable First Amendment

26

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page27 of 35

interest, it may reasonably be contended that the more exacting forum of rational basis review

(which some commentators have labeled rational basis with bite, see Bishop v. Smith, 760 F.3d

1070, 1099 (10th Cir. 2014) (citing law review articles addressing rational basis with bite,

rational basis with teeth, or rational basis plus); Powers v. Harris, 379 F.3d 1208, 1224-25 n.21

(10th Cir. 2004) (same)), which requires an examination of actual state interests and whether the

challenged law actually furthers that interest rather than the traditional rational basis review which

permits a law to be upheld if rationally related to any conceivable interest. Compare Romer v.

Evans, 517 U.S. 620 (1996) (holding that a Colorado constitutional amendment that prohibited all

legislative, executive, or judicial action designed to protect homosexual persons from discrimination

10

lacks a rational relationship to legitimate state interests); City of Cleburne, Tex. v. Cleburne Living

11

Ctr., 473 U.S. 432 (1985) (striking down under rational basis city council decision preventing group

12

home for mentally disabled); Plyler v. Doe, 457 U.S. 202 (1982) (invalidating under rational basis

13

portion of statute excluding immigrant children from public schools), with Williamson v. Lee

14

Optical, 348 U.S. 483 (1955) (applying traditional rational relationship test in evaluating

15

constitutionality of legislation). See also Wal-Mart Stores, Inc. v. City of Turlock, 483 F. Supp. 2d

16

1023, 1038, n 6 (E.D. Cal. 2007) (recognizing Cleburne/Romer approach commonly referred as

17

rational basis with bite).

18

For purposes of this opinion, the Court shall evaluate the Berkeley ordinance under the the

19

more rigorous rational basis review as well as the Zauderer test. As discussed below, both of these

20

standards have been met in the instant case.

21
22

b.

Application of Rational Basis Test

In identifying the government interest supporting the notice required by the ordinance,

23

Berkeley argues that it simply seeks to insure fuller consumer awareness of the FCCs SAR testing

24

procedures and directive to manufacturers to disclose the spacing requirements used to insured SAR

25

does not exceed stated levels. Promoting consumer awareness of the governments testing

26

procedures and guidelines obviously is a legitimate governmental interest. Compare Sorrell v. IMS

27

Health Inc., 131 S. Ct. 2653, 2672 (2011) (stating that the governments legitimate interest in

28

protecting consumers from commercial harms explains why commercial speech can be subject to

27

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page28 of 35

greater governmental regulation than noncommercial speech), with Intl Dairy Foods Assn v.

Amestoy, 92 F.3d 67, 74 (2d Cir. 1996) (stating that consumer curiosity alone is not a strong

enough state interest to sustain the compulsion of even an accurate, factual statement in a

commercial context). And the mandated notice (apart from the warning about risk to children)

furthers and is reasonably related that governmental interest. As noted in the preemption analysis

above, nothing in the required Berkeley notice contradicts what the FCC has said and done, and the

upshot of the notice (advising consumers to consult the cell phone instructions or user manual on

how to safely use the phone) tracks what the FCC requires.

CTIA argues that framing the governmental interest as insuring consumer awareness begs the

10

question and misses the real mark. It contends that the real asserted interest here is purported public

11

safety and that the mandated notice is misleading because it suggests a substantial risk to health that

12

does not in fact exist. To the extent the true ultimate governmental interest for the ordinance is

13

public health and safety (since the purpose of referring consumers to the user manual is so that

14

consumers will know how to use your phone safely), such an interest undoubtedly is a legitimate

15

public interest. See, e.g., Hispanic Taco Vendors v. Pasco, 994 F.2d 676, 680 (9th Cir. 1993)

16

(finding ordinance that regulated itinerant vending and imposed licensing fees supported by

17

legitimate governmental interests in, e.g., health and safety). The question then is whether the

18

ordinance is reasonably related to such interest. Notwithstanding CTIAs argument to the contrary,

19

the Court concludes that it is.

20

While there is scientific uncertainty as to the relationship between SAR levels and the risk

21

of, e.g., cancer, and there is scientific debate about whether nonthermal as well as thermal effects of

22

RF radiation may pose health risks, there is a reasonable scientific basis to believe that RF radiation

23

at some levels can and do present health risks. The SAR limits were established by the FCC in the

24

interests of safety in view of the potential risks of RF radiation exposure. Although current

25

maximum SAR levels set by the FCC were designed to provide a comfortable margin, at least with

26

respect to risks posed by the thermal effect of RF radiation, the FCC has in fact established specific

27

limits to SAR exposure and uses those limits in the testing and approval of cell phones for sale to the

28

public. And testing procedures governed by FCC rules incorporating those SAR limits assume a

28

For the Northern District of California

United States District Court

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page29 of 35

minimal amount of spacing of the cell phone from the body, without which SAR levels may exceed

the established guidelines.

recognized that excessive RF radiation is potentially dangerous[;] [i]t did so when it balanced that

risk against the need for a practical nationwide cell phone system, and [t]he FCC has never said

that RF radiation poses no danger at all, only that RF radiation can be set at acceptable levels),

revd on other grounds, 494 Fed. Appx. 752 (9th Cir. 2012). Unless the Court were to find that the

FCC guidelines themselves are scientifically baseless and hence irrational which no one has asked

this Court to do the mandated notice here, being predicated on the FCCs guidelines, is reasonably

related to a legitimate governmental interest.10 In short, so long as the challenged law requiring

See CTIA, 827 F. Supp. 2d at 1062 (noting that the FCC has implicitly

10

display and disclosure of governmental message in the context of commercial speech is supported by

11

some reasonable scientific basis, it is likely to pass the rational basis test applicable under the First

12

Amendment.

13
14

c.

Application of Zauderer Test

Even if the ordinance is subject to the more specific Zauderer test,11 see CTIA, 494 Fed.

15

Appx. at 752 (addressing San Francisco ordinance also imposing a notice requirement on cell phone

16

retailers and applying Zauderer), the Berkeley ordinance would likely be upheld. Under Zauderer,

17

the predicate requirement is that the compelled speech must be factual and uncontroversial. But

18

how a court should determine whether such speech is factual and uncontroversial is not clear.

19
20
10

21
22
23
24
25

The mere fact of scientific uncertainty and/or inexactitude does not render the
governments interest in issuing safety warnings to the public irrational or unreasonable. Such
uncertainty and inexactitude inheres in the assessment of any risk. To require the government to
prove a particular quantum of danger before issuing safety warnings would jeopardize an
immeasurable number of laws, regulations, and directives. See Natl Elec., 272 F.3d at 116 (taking
note of the potentially wide-ranging implications of NEMAs First Amendment complaint, as
[i]nnumerable federal and state regulatory programs require the disclosure of product and other
commercial information, ranging from securities disclosures and disclosures in prescription drug
advertisements to tobacco and nutritional labeling and Californias Proposition 65).
11

26
27
28

At the hearing, the Court discussed with the parties who had the burden of proof with
respect to the Zauderer test. Where a commercial speech restriction is at issue, the party seeking to
uphold the restriction bears the burden of proof in justifying it. See Thompson v. W. States Med.
Ctr., 535 U.S. 357, 373 (2002). But here, the Court is not dealing with a commercial speech
restriction but rather a compelled disclosure. For purposes of this opinion, the Court need not
resolve the issue of who bears the burden of proof.

29

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page30 of 35

For the Northern District of California

United States District Court

For example, a good case can be made that a court should tread carefully before deeming

compelled speech controversial for Zauderer purposes. As the Sixth Circuit has noted, facts alone

can disconcert, displease, provoke an emotional response, spark controversy, and even overwhelm

reason; thus, the court rejected the underlying premise that a disclosure that provokes a visceral

response must fall outside Zauderers ambit. Disc. Tobacco, 674 F.3d at 569 (adding that whether

a disclosure is scrutinized under Zauderer turns on whether the disclosure conveys factual

information or an opinion, not on whether the disclosure emotionally affects its audience or incites

controversy). The Sixth Circuit also made the point that the use of the word uncontroversial

appeared only once in Zauderer and that elsewhere the Zauderer plurality simply refer[red] to a

10

commercial speaker disclosing factual information and accurate information. Id. at 559 n.8

11

(citing Zauderer, 471 U.S. at 651 & n.14). Furthermore, in Milavetz, the Supreme Court did not

12

repeat the use of the term and instead use[d] the language required factual information and only an

13

accurate statement when describing the characteristics of a disclosure that is scrutinized for a

14

rational basis. Id. (emphasis in original; citing Milavetz, 1130 S. Ct. at 1339-40). Accordingly, this

15

Court agrees with the Sixth Circuit that the term uncontroversial should generally be equated with

16

the term accurate.

17

As for the requirement that the compelled speech be factual (or accurate), in any given case,

18

it is easy to conceive of an argument that, even if the compelled speech is technically accurate, (1) it

19

is still suggestive of an opinion or (2) it is misleading. For example, on the former, one could

20

contend that the mere fact that the government is compelling the speech in the first place indicates

21

that it is the governments opinion that there is a point of concern for the public. One could also

22

argue that the compelled speech is misleading because it omits more specific information.

23

But Zauderer cannot be read to establish a factual and uncontroversial requirement that

24

can be so easily manipulated that it would effectively bar any compelled disclosure by the

25

government. This is particularly true where public health and safety are at issue, as in the instant

26

case. Any time there is an element of risk to public health and safety, practically any speech on the

27

matter could be deemed misleading unless there were a disclosure of everything on each side of the

28

scientific debate an impossible task. One could easily imagine that an overly rigorous factual and

30

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page31 of 35

uncontroversial test would render even the Surgeon Generals textual warnings found on cigarette

packages a violation of the First Amendment. See 15 U.S.C. 1333(a) (listing warnings, including

Tobacco smoke can harm your children, Tobacco smoke causes fatal lung disease in

nonsmokers, and Quitting smoking now greatly reduces serious risks to your health); see also

Natl Elec., 272 F.3d at 116 (taking note of the potentially wide-ranging implications of NEMAs

First Amendment complaint, as [i]nnumerable federal and state regulatory programs require the

disclosure of product and other commercial information, ranging from securities disclosures and

disclosures in prescription drug advertisements to tobacco and nutritional labeling and Californias

Proposition 65).

For the Northern District of California

United States District Court

10

Turning to the City ordinance at issue here, the Court finds that the factual-and-

11

uncontroversial predicate requirement has likely been met, particularly as the Court has now found

12

the sentence regarding children preempted. With that sentence excised, the ordinance provides in

13

relevant part as follows:

14

The City of Berkeley requires that you be provided the following


notice:

15
16
17
18

To assure safety, the Federal Government requires that cell phones


meet radio frequency (RF) exposure guidelines. If you carry or use
your phone in a pants or shirt pocket or tucked into a bra when the
phone is ON and connected to a wireless network, you may exceed the
federal guidelines for exposure to RF radiation. This potential risk is
greater for children. Refer to the instructions in your phone or user
manual for information about how to use your phone safely.

19
20
21

Berkeley Mun. Code 9.96.030(A).


The notice contains accurate and uncontroversial information i.e., that the FCC has put

22

limits on RF energy emission with respect to cell phones and that wearing a cell phone against the

23

body (without any spacer) may lead the wearer to exceed the limits. This is consistent with the

24

FCCs directive to cell phone manufacturers to advise consumers about minimum spacing to be

25

maintained between the body and a cell phone, and although there is in fact a good safety margin (at

26

least for thermal effects of RF radiation), nothing indicates that the FCC objects to informing

27

consumers about spacing the phone away from the body.

28

31

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page32 of 35

For the Northern District of California

United States District Court

CTIA takes issue with the use of the words safety and radiation, but the use of both

words is accurate and uncontroversial. Regarding safety, the FCC clearly imposed limits because

of safety concerns. The limits that the agency ultimately chose reflected a balancing of the risk to

public health and safety against the need for a practical nationwide cell phone system, but it cannot

be denied that safety was a part of that calculus. See CTIA, 827 F. Supp. 2d at 1062 (in the San

Francisco ordinance case, noting that, [e]ven the FCC has implicitly recognized that excessive RF

radiation is potentially dangerous because it balanced that risk against the need for a practical

nationwide cell phone system[;] [t]he FCC has never said that RF radiation poses no danger at all,

only that RF radiation can be set at acceptable levels), revd on other grounds, 494 Fed. Appx. 752

10

(9th Cir. 2012). As for the term radiation, RF energy is undisputedly a form of radiation. See

11

2013 FCC Reassessment, 28 F.C.C. Rcd. at 3585 (stating that RF energy is a form of

12

electromagnetic radiation that is emitted by cell phones). That the City notice does not make the

13

finer distinction that RF energy is non-ionizing radiation rather than ionizing radiation is immaterial

14

as that distinction would likely have little meaning to the public. As for CTIAs contention that

15

there may be a negative association with nuclear radiation (ionizing radiation), that seems unlikely,

16

particularly in this day and age when radiation comes from various sources in everyday life,

17

including, e.g., radios, televisions, and microwave ovens. No one seriously contends that consumers

18

are likely to believe cell phones emit nuclear radiation or something akin to that.

19

Finally, CTIA protests that the notice is misleading because, even if a cell phone is worn

20

against the body, it is unlikely that the federal guidelines for SAR will be exceeded. See Mot. at 15-

21

16 (arguing thatthis may be possible only with the device transmitting continuously and at

22

maximum power [such as might happen during a call with a handset and the phone in the users

23

pocket at the fringe of a reception area], and that using a device against the body without a spacer

24

will generally result in an actual SAR below the maximum SAR testing). But as indicated above,

25

the Court is wary about any contention that a compelled disclosure particularly where the message

26

in the disclosure is attributed to the government is misleading simply because the disclosure does

27

not describe with precision the magnitude of the risk; the point remains that the FCC established

28

certain limits regarding SAR, limits which have not been challenged as illegal. The mandated

32

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page33 of 35

disclosure truthfully states that federal guidelines may be exceeded where spacing is not observed,

just as the FDA accurately warns that Tobacco smoke can harm your children. More importantly,

the sentence criticized by CTIA is tempered by the following sentence: Refer to the instructions in

your phone or user manual for information about how to use your phone safely. That is the upshot

of the disclosure users are advised to consult the manual wherein the FCC itself mandates

disclosures about maintaining spacing.

Guidelines, 4.2.2(4). This is, in essence, factual in nature for purposes of Zauderer.

8
9

For the foregoing reasons, the Court finds that the City notice, with the sentence regarding
children excised from the text on preemption grounds, likely meets the Zauderer factual-anduncontroversial predicate requirement.

11
For the Northern District of California

United States District Court

10

12

See FCC KDB, No. 447498, General RF Exposure

d.

Government Interest

As indicated above, under the Zauderer test, if the disclosure requirement is factual and

13

uncontroversial, then it does not violate the First Amendment so long as it is reasonably related to

14

the governmental interest. This test has been met, for largely the reasons articulated above in

15

discussing the traditional rational review test. Given the fact that the spacing requirements

16

employed by the FCC were established to insure maximum specific levels of SAR are not exceeded

17

and the FCC acknowledges there is a connection between SAR and safety, even if the precise

18

parameters and limits are matters of scientific debate, the ordinance appears reasonably related to

19

a legitimate government interest.

20

e.

21

Undue Burden

Finally, CTIA contends that the disclosure requirement here cannot be upheld because it still

22

violates the First Amendment as it is unduly burdensome. But for this argument to succeed, CTIA

23

cannot show just any kind of burden; rather, it must show a First Amendment burden, i.e., a burden

24

on speech.

25

CTIA has not made any argument that the City ordinance would chill its or its members

26

speech; rather, it contends that there is a burden on its or its members speech because they would

27

rather remain silent but, with the compelled disclosure, are now being forced to engage in counter-

28

speech. As noted above, the City asserts that, where commercial speech is at issue, the only

33

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page34 of 35

cognizable burden is chilling of speech, not the burden of being compelled to speak. While this

position has some grounding in Zauderer, which identified only the chilling of commercial speech

as a burden, see Zauderer, 471 U.S. at 651, the Court need not definitively resolve whether

compelled commercial counter-speech can be an undue burden because, even accepting that it can,12

the burden here to CTIA or its members is nothing more than minimal. The ordinance gives retailers

the discretion to add their own speech to Berkeleys message. And because the Citys required

notice contains factual and uncontroversial information, the need for corrective counter-speech is

minimal.

f.

For the Northern District of California

United States District Court

10

Summary on First Amendment Claim

On the first preliminary injunction factor, the Court cannot say that CTIA has established a

11

strong likelihood of success on the merits with respect to its First Amendment claim. Nor has it

12

raised serious question on the merits. While the sentence in the Berkeley ordinance regarding the

13

potential risk to children is likely preempted, the remainder of the City notice is factual and

14

uncontroversial and is reasonably related to the Citys interest in public health and safety.

15

Moreover, the disclosure requirement does not impose an undue burden on CTIA or its members

16

First Amendment rights.

17

C.

18

Likelihood of Irreparable Harm and Balancing of Equities


CTIAs argument on both the likelihood of irreparable harm and the balancing of equities

19

largely depends on there being preemption or a First Amendment violation in the first place.13 See

20

Mot. at 21 (citing Elrod v. Burns, 427 U.S. 347, 373 (1976) (stating that the loss of First

21

Amendment freedoms, for even minimal periods of time, unquestionably constitutes irreparable

22

injury)). But, as discussed above, the likelihood of success on both the preemption and First

23

Amendment claims is weak once the sentence on children is excised from the text of the City notice.

24
25
26
27
28

12

As noted above, there is an arguable First Amendment interest in not being compelled to
respond to speech of a third party, though the only precedent for such a proposition is in the context
of noncommercial speech.
13

CTIA also argues irreparable harm to its members customer goodwill and business
reputations and from the threatened enforcement of a preempted ordinance, see Mot. at 22, but
ultimately these arguments are predicated on the First Amendment argument. In any event, CTIA
has made no satisfactory showing that its business interests are jeopardized by the Berkeley notice if
the warning about children is excised.

34

Case3:15-cv-02529-EMC Document53 Filed09/21/15 Page35 of 35

Accordingly, the second and third preliminary injunction factors, like the first, do not weigh in

CTIAs favor.

D.

For the Northern District of California

United States District Court

Public Interest
Finally, the fourth preliminary injunction factor does not weigh in CTIAs favor again

because of the weakness of its claims on the merits. CTIA contends that the public interest does not

weigh in favor of the City because accurate and balanced disclosures regarding RF energy are

already available, Mot. at 23 (emphasis in original), but the City has a fair point that, in spite of the

availability, there is evidence that the public does not know about those disclosures. See, e.g.,

Jensen Decl., Ex. A (survey) (reflecting that a majority of persons surveyed were, e.g., not aware

10

that the governments radiation tests to assure the safety of cell phones assume that a cell phone

11

would not be carried against your body, but would instead be held at least 1- to 15 millimeters from

12

your body). Furthermore, as suggested above, there is a public interest in public safety as well as

13

assuring fuller consumer awareness, particularly where the federal government through the FCC has

14

endorsed consumer awareness by requiring that cell phone manufacturers provide information about

15

spacing to consumers.

16
17

III.

CONCLUSION

For the foregoing reasons, the Court grants in part and denies in part CTIAs motion for a

18

preliminary injunction. The motion is granted to the extent the Court finds a likely successful

19

preemption claim with respect to the sentence in the City notice regarding childrens safety. The

20

motion is denied to the extent the Court finds that a First Amendment claim and preemption claim

21

are not likely to succeed on the remainder of the City notice language.

22

The Berkeley ordinance is enjoined, unless and until the sentence in the City notice

23

regarding children safety is excised from the notice.

24

This order disposes of Docket Nos. 4 and 36.

25

IT IS SO ORDERED.

26

Dated: September 21, 2015


_________________________
EDWARD M. CHEN
United States District Judge

27
28

35

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