The Potential of Hermeneutics in Information System Research

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European Journal of Information Systems (2007) 16, 820–833

& 2007 Operational Research Society Ltd. All rights reserved 0960-085X/07 $30.00
www.palgrave-journals.com/ejis

The potential of hermeneutics in information


systems research

Melissa Cole1 and Abstract


David Avison2 This paper puts forward a case for using hermeneutics in information systems
(IS) research. Unlike case study and action research, which could now be
1
School of Information Systems, Computing and
described as ‘mainstream’ interpretive research in IS, hermeneutics is neither
Mathematics, Brunel University, Uxbridge, well accepted nor much practiced in IS research. A suitable hermeneutic
Middlesex, U.K.; 2ESSEC Business School, Cergy approach is described in detail. A brief account of hermeneutics in action is
Pontoise, France provided through a description of research investigating notions of conve-
nience in home Internet shopping. The hermeneutic circle enabled the
Correspondence: Melissa Cole, School of researcher to reveal unexpectedly the practice of using surrogates in Internet
Information Systems, Computing and shopping and this example illustrates some of the potential of the approach in
Mathematics, Brunel University, Uxbridge, IS research.
Middlesex UB8 3PH, UK.
European Journal of Information Systems (2007) 16, 820–833.
Tel: 01895 266024;
E-mail: Melissa.Cole@brunel.ac.uk doi:10.1057/palgrave.ejis.3000725

Keywords: hermeneutics; hermeneutic circle; interpretive research; Internet surrogates

Introduction
The dominant motivation for choosing an interpretive research approach
in information systems (IS) is the ontological belief that knowledge about
our reality is gained through language, consciousness and shared meaning
(Klein & Myers, 1999). There are several interpretive research approaches
that have been used in IS research such as ethnography and case study (see
Table 1), but hermeneutics offers a great challenge, being a relatively novel
research approach in IS.
The research area concerns an exploration of the unconscious attitudes
as people change from conventional purchasing to electronic purchasing.
However, in this paper we reflect most on the research approach rather
than the findings, though we discuss the research to illustrate hermeneutics
through use in action.
Unlike other research methods, hermeneutics aims to transcend existing
notions about some phenomena (in this instance the perceived conve-
nience of online shopping) by actively challenging the perceptions of both
interviewer and subject as they move towards a new, shared understanding
(Walsham, 1995). As such, hermeneutics provides a real means of engaging
in transcendental interpretations (with its prospects for future applica-
tions) rather than attempting to resolve the immediate practical concerns
of systems designers, to give one example (as would be the case in action
research).
Perhaps the greatest benefit offered by hermeneutics is the freedom to
pursue anomalous comments or findings. Rather than concentrating on
the determination of textual meaning (e.g. semiotics and narrative stories),
a researcher using the hermeneutic circle is able to put their interpretation
Received: 10 August 2007 on the data being analysed as a basis for further discussion and future
Accepted: 29 September 2007 understanding. As a result, new avenues of research can emerge and be
Potential of hermeneutics in IS research Melissa Cole and David Avison 821

Table 1 Qualitative approaches to research


Philosophical basis Positivism Objectively measured
Interpretivism Socially constructed
Critical analysis Alienating conditions

Methodologies Action research Overcoming practical concerns


Case study Shallow immersion in social context
Ethnography Deep immersion in social context
Constructivist hermeneutics Transcendental interpretations

Modes of analysis Hermeneutic circle Meaning of text


Semiotics Meaning of signs and symbols
Content analysis Structures and patterned regularities
Conversation analysis Context of exchange
Discourse analysis ‘Turn-taking’ and language games
Narrative and metaphor Meaning of stories

immediately investigated in ways not possible using other (Boland, 1991, p. 429). Hermeneutics is consequently
research approaches. For example, in the research engaged in two tasks: ascertaining the exact meaning-
described here, the practice whereby people acted on content of a word or phrase; and defining guidelines to
behalf of other consumers was revealed unexpectedly and facilitate interpretive explication (Bleicher, 1980).
their behaviour explored. As with many philosophical traditions, hermeneutics is
an umbrella term for many different approaches. Butler
Creating a framework for hermeneutic (1998) and Bendiktsson (1989) have categorised modern
investigation hermeneutics according to their defining characteristics
The purpose of this section is to explain the hermeneutic and philosophical emphases (see Table 2). Hence, the
research framework devised in this research to capture methodological ‘rules’ aimed at uncovering the ‘one true
and analyse emerging user (as consumer) appreciations of meaning’ embodied in a text advocated by Betti were
their own interactions with the Internet. The research challenged by Heidegger’s emphasis on existential under-
adopts a non-standardised presentation format: cycles of standing and Gadamer’s articulation of tradition: ‘lived
reflection have replaced the conventional linear devel- experiences’ were viewed relative to an individual’s time
opment of analysis. As such, this section acts as an and place and therefore not constant elements able to be
‘instruction manual’ helping readers to make sense of objectively translated (Palmer, 1969).
the different spirals of reflexive interpretations that One of the primary aims of constructivist hermeneutics
may be presented to them subsequently in doing their is to enact a methodology based on the recognition that
own research. every research act is an act of interpretation (Maturana,
The prevailing use of hermeneutic theory within the IS 1980). Whereas phenomenological hermeneutics aims at
community falls into one of two perspectives: epistemo- a faithful description of the lived experience and is
logical or methodological. Responding to positivist accomplished by a bracketing of the researcher’s frame of
criticisms of interpretive research, researchers such as reference (van Manen, 1997), constructivist hermeneu-
Walsham (1995) and Klein & Myers (1999), have sought tics acknowledges the embedded nature of the research-
to explain hermeneutic principles as a means of inform- er’s frame as the beginning point in the process of coming
ing research design. Such discussions advocate the use of to understand and interpret the phenomena under study.
hermeneutic principles as criteria against which inter- From this perspective, knowledge (as understanding) is
pretive research can be evaluated. Other researchers, such viewed as a self-regulatory process; a continual conflict
as Boland (1991), Lee (1994) and Orlikowski & Baroudi between existing personal models of the world and
(1991), have applied hermeneutic principles as a means discrepant new insights (Fosnot, 1996). New worldviews
of analysing textual data produced using non-hermeneu- are constructed through social discourse and debate in a
tic methods. In contrast, we will describe a hermeneutic process Denzin & Lincoln (1994) called ‘interpretive
framework able to inform both research design and interactionism’.
data analysis. In contrast to attempts in critical hermeneutics to
Put simply, hermeneutics is a theory of interpreting uncover meanings that have been hidden or disguised,
texts. An ‘interpreter’ is one who renders words intelli- constructivist hermeneutics seeks to illuminate and
gible and meaningful. This may require some point of articulate what generally goes unnoticed because it is
clarification or additional commentary, particularly ubiquitous, common-place, and everyday (Packer &
when the original meaning of the text is in dispute or Addison, 1989). Achieving these forms of insights
remains hidden because it is ‘unfamiliar and alien’ requires an appreciation of the intertwined nature of

European Journal of Information Systems


822 Potential of hermeneutics in IS research Melissa Cole and David Avison

Table 2 Different approaches to hermeneutic investigation


Philosopher Butler’s type Bendiktsson’s type Differences

Betti Conservative Hermeneutical theory Uncover original meanings as intended by the author. Believes in
objectivity – there are correct interpretations not bound by
history or context.

Gadamer Pragmatic (Constructivist) Hermeneutical theory Enter into the interpretive norms of the community. Consider the
Heidegger Pragmatic (Constructivist) is hermeneutical theory historical contexts of the interpreter and interpreted.
best fit
Wittgenstein Pragmatic (Constructivist)

Apel Critical Critical Promotes emancipation through the de-privileging of language


Habermas Critical Critical (Denzin, 1989)

Ricoeur (Discussed but not classified) Phenomenological


hermeneutics

Derrida Radical (Deconstructionalist) Text and social action are treated as an endless play of signs that
reveal and conceal knowledge through the play of difference and
contradiction. Hence, the true meaning of the work is not
necessarily the meaning that the author intended.

description and interpretation that can be found in Our prejudices (or pre-understanding about some-
Geertz’s approach that promotes ‘thick descriptions’ of thing) are critical components in the anticipation of
meanings that result from human experiences (Geertz, meaning: new phenomena are explained in terms of what
1983). we already understand. Aspects of phenomena we judge
According to Heidegger, understanding is structured by to be important, or significant, ultimately depend on
a hermeneutic triumvirate of time–meaning–Being. the interplay of Time and Being, what Gadamer called
‘Being’ refers to the way in which humans come to know our ‘effective-historical consciousness’. This will differ
their world. Phenomena are perceived and understood according to the individual and represents their personal
according to how they are encountered in everyday circumstances considered against the broader socio-
routines and tasks. As the level of familiarity with historical context. Hence, our prejudices are grounded
different phenomena increases, so the degree of inter- in two places: our world and in our lived experience. They
pretation needed is reduced: conscious knowledge is are passed on in the language and the images of our own
replaced by a largely unreflective and automatic grasp times and of our generation’s experience of the world. For
of familiar situations. For example, if a person were example, an elderly Western lady familiar with phones as
to switch the hand holding a toothbrush when devices for communication may view Internet-enabled
cleaning their teeth, previously unthinking actions mobile phones in a similar manner and ignore their
would now require conscious effort and control. With broader entertainment potential.
practice however, using the opposite hand to clean Together, time–meaning–Being provides a methodolo-
teeth would, once again, become an automatic and gically relevant formulation of understanding–explana-
unconscious action. tion–interpretation. The interpreter appropriates what is
Implicit within the concept of Being is the notion of already understood creating an ‘in-order-to’ structure of
Time: our understanding of a situation is based on a projected understanding: future behaviour is based on
degree of pre-understanding accumulated from experi- the present understanding of past actions. From this
ence. In other words, we understand new events in the perspective, understanding is no longer concerned with
context of what we already know. Acceptable values and grasping facts but with apprehending a possibility of
experiences supporting these pre-understandings are being – a concept Heidegger called ‘Dasein’.
transmitted through time and history via social and
cultural mechanisms that provide reassurance in times of The hermeneutic circle
uncertainty. For Gadamer, this ‘Tradition’ of lived With Dasein, Heidegger (1976) suggests a hermeneutic
experience provides the contexts of understanding and circle of unconscious understanding and situated beha-
contributes to the formation of prejudices: the attitudes viour (Figure 1). Spirals of understanding arise from
and values we hold result from our existence in a interpretations of an executed action or comment. The
particular time and place. Nowhere is this more evident aim is to reflectively accept or reject those aspects of
than in the different cultural and religious values held by experiential fore-knowledge (our prejudices), which can
people throughout the world. be re-specified for theoretical development (Butler, 1998).

European Journal of Information Systems


Potential of hermeneutics in IS research Melissa Cole and David Avison 823

It is to this end that the researcher strives, by means of


reflexive immersion in the data, by paying close attention
to their prejudices, and by recognising that their
knowledge will be necessarily incomplete and transitory
(Gadamer, 1975). Rather than trying to corral pre-
Interpretation Understanding
judices within brackets, they are accepted as the personal
Dasei backdrop from which understanding and interpreta-
tion operate in the migration to higher viewpoints
(Gadamer, 1975).
The aim of this approach therefore is not simply to
understand an author’s intentions better by deciphering
Explanation the world-view behind them. Rather, the process is to
move beyond original meaning by reaching a shared
Figure 1 The structure of understanding.
understanding between researcher and subject regarding
some ‘part’ of the whole phenomena. The ultimate aim is
‘Verstehen’ which represents the fusions of horizons
Understanding component aspects of phenomena regarding the totality of parts. Here, understanding is to
however, can only begin when their relationships with understand differently from the initial concepts of either
the ‘whole’ have been established. The determination of the subject or the researcher.
these relationships is, itself, guided by an expectation of We now turn to the operationalisation of key elements
meaning arising from the preceding context. For exam- drawn from constructivist hermeneutic thought repre-
ple, we interpret the presence of men hitting a ball as sented diagrammatically in Figure 2. Discussion of
‘sport’ though determining which sport (golf, tennis, elements is treated logically and represents one revolu-
etc.) requires an examination of the specific aspects tion of the hermeneutic circle – from understanding
before us (surface, hitting implement, etc.). through explanation to interpretation.
Thus, when a phenomenon is familiar (i.e. ‘present-at-
hand’) to a researcher that person will possess a prejudice-
laden pre-understanding of it. Through a dialectic process Stage one: the explication of prejudices
of enquiry with the phenomena the researcher will The first stage of any research process is to establish a
identify its parts. Operating from a holistic perspective research focus and transform masses of data into useful
each part will be interpreted and its meaning and and condensed forms of intelligence (Denzin & Lincoln,
relationship to the whole consolidated into an emergent 1998; Silverman, 1998). Miles & Huberman (1994) call
understanding of the phenomenon. Gadamer called this this process data reduction. For researchers using con-
a ‘subjective reflex’ adopted by an actor towards the structivist hermeneutics, this involves clarifying one’s
phenomenon – the intuitive anticipation of the whole presuppositions, that is, the explication of prejudices.
and its subsequent articulation in the parts (see Figure 1). The aim of this process is to allow the researcher to
As Gadamer comments: understand their interpretive lens better prior to data
The movement of understanding always runs from the collection and analysis.
whole to part and back to the whole. The task is to expand The explication of prejudices devised for this frame-
in concentric circles the unity of the understood meaning. work follows a two-stage process. The first stage is to
Harmonising all the particulars with the whole is at each clarify one’s position relative to the phenomena of
stage the criterion of correct understanding. Its absence is interest, that is, gain an appreciation of ‘the whole’. This
failure to understand (1975, p. 68) is achieved by attempting to uncover the dominant
motivations and interests of the researcher, which in
The aim of negotiating the circle of understanding, turn, enables them to impose boundaries on the choice of
according to Heidegger, is not to seek out ‘new’ knowl- literature to be reviewed.
edge but to understand existing knowledge better. To aid this process of self-reflection, techniques drawn
Increasing levels of understanding can be obtained by from cognitive therapy are employed. Used to uncover
exposure to the values (or prejudices) of others through negative thoughts successfully, these techniques require
social discourse and a dialectic of shared understanding. people to (i) identify their core attitudes and values; (ii)
Gadamer notes however, that the ‘lived experiences’ of weight these according to conviction and (iii) assess
individuals are unique and create temporally based the viability of their thoughts by outlining alternative
limits, a concept he calls ‘horizons of understanding’ perspectives (Gaskell, 2000). To achieve these ends,
(Gadamer, 1975, p. 269). The hermeneutic problem, cognitive therapists pose a series of reflective questions
therefore, is not the search for one best interpretation similar to those listed on the left-hand side of Table 3.
but rather the co-emergence of perspectives that result On the right-hand side of the table are the same
from an active merging of boundaries, or the ‘fusion of questions translated into a form more relevant for generic
horizons’, by researcher and participants. research enquiry.

European Journal of Information Systems


824 Potential of hermeneutics in IS research Melissa Cole and David Avison

Interpretation
Fusion

Explanation Conversation

Reconstruction
Understanding
Reflection
Conversation

Prejudices

Figure 2 A hermeneutic framework for practical research.

Table 3 Types of reflective questions include: ‘what values are being supported by the theory
under review and do they challenge my perceptions?’
Questions drawn from cognitive Questions translated for generic
And, ‘does the reviewed literature accurately constitute
therapy research inquiry
my (emerging) worldview?’
What are your limiting beliefs? What are you views about y
How do they make you feel? Stage two: formulating lines of enquiry
Which one do you think has Which view do you hold to be
Developing reflections using these considerations should
the most influence over you? the most important and why?
help the researcher to create a richer appreciation of their
Rate the others in order of
importance.
interpretive position (relative to the whole) and asso-
Why do you hold this belief? What evidence do you have to ciated research horizons (relative to the parts). Unlike
What evidence do you have to support your hierarchy of views? other qualitative research approaches, such as grounded
prove that it is true? theory and phenomenology, constructivist hermeneutics
What evidence do you have to What evidence do you have to uses the products of explication – the deconstructed parts
prove to yourself that this prove to yourself that your views, – to inform the lines of enquiry and drive the research
belief is not necessarily true? and arrangement of views, are process. Specifically, the ‘parts’ determined by the
not necessarily accurate? researcher to be key elements of the ‘whole’ are used as
the themes for discussion while collecting data during
active interviews.
When crafted, the first line of enquiry serves as the
Two aspects of constructivist hermeneutic thought – reference criterion for the study. This imposes structure
Tradition and effective-historical consciousness – can be on the research design helping to assure consistency of
used to inform this reflective process. While Tradition focus across subjects, time periods and different analy-
directs the researcher to consider their lived experience as tical stages. For example, it resolves sampling issues prior
a social and cultural construct, effective-historical con- to data collection by clarifying the focus of interest.
sciousness spotlights the motivations, inclinations and Appropriate data sources and analytical strategies are
skills that constitute the researcher’s personal world. chosen relative to the focus rather than vice versa. The
Ultimately the aim of this process is to sensitise the researcher is also better placed during an interview
researcher to the comments and actions of others – by to identify when ‘drift’ is occurring and/or be sensitive
either improving their ability to empathise with another to anomalous comments relative to the reference criter-
or recognise discrepant information. ion. This is particularly critical in projects where the
The second stage of explication involves creating a multiplicity of meanings both within, and across sub-
level of critical self-awareness, however incomplete, jects, is generated at exponential rates.
about the researcher’s interpretive horizons. This can be Should anomalous comments be identified during data
achieved by entering into a dialectic with the literature analysis, the reference criterion helps to structure the
chosen for review, that is, by deconstructing ‘the researcher’s interpretative response: new information is
whole’ into constituent ‘parts’. Example questions could assessed relative to what was understood before, and

European Journal of Information Systems


Potential of hermeneutics in IS research Melissa Cole and David Avison 825

what can be explained now, in terms of what this means purpose of reflection and reconstruction: shared meaning
for the future. is interpreted anew. The reason for data display, accord-
In this way, lines of enquiry provide the mechanism for ing to Miles & Huberman (1994) is to categorise data and
moving between the different analytical stages of the identify connections as a means of explanation. Where
hermeneutic circle: from deconstruction (as understand- understanding is characterised by empathy and discern-
ing) to analysis (as explanation) to interpretation (as ment, explanation refers to the act of making something
understanding differently) and so on. Accordingly, it plain, or intelligible, through a rich description of the
becomes possible to trace both the direction of emerging relevant structure, operation or context.
interpretations, and their defining points of fusion, Interpretation is structured systematically via con-
against the spiralling lines of enquiry. structed prejudices: the themes identified for organising
data collection are re-used as codes for data analysis.
Stage three: conducting the active interview The aim is to produce a thick description (Geertz, 1983)
The ‘active interview’ considers the interviewer and of the phenomena and its constituent parts rather
interviewee as equal partners in constructing meaning than an explanation of how those parts are connected.
around an interview event (Holstein & Gubrium, 1995). Hence, analysis is focused on descriptions of lived
Technically, the active interview is unstructured: it comes experience that help the researcher perceive the tapestry
close to an everyday conversation but is directed using an of meanings supporting particular elements of the
interview schedule with the themes listed but with few phenomena of interest.
specific and no fixed questions (Kvale, 1996). The aim is Consequently, the structural analysis of text, typified
to delve beneath the surface of superficial responses to by talk-in-interaction (conversational analysis) and the
obtain true meanings that individuals assign to events, speech act (ethnomethodology), is but a minor part in a
and the complexities of their attitudes, behaviours and more empathic process of meaning construction. Achiev-
experiences. This is achieved by getting the participant(s) ing this requires the analysis of two types of data: feelings
to reconstruct their experience within the theme under reported surrounding the interview event in the form of
study (Seidman, 1991). an interview journal, and the transcribed interview itself.
The active interview is theme oriented: two people talk Cross-referencing researcher perceptions prior to inter-
about a theme that is of interest to both. The main task of view with reflections following the interviews helps the
this type of interview is to understand the meaning researcher to identify the presence of different horizons
offered by interviewees. Consequently, this requires the of interpretation. When considered in tandem with the
researcher to use empathy (i.e. a heightened level of self- ‘text’ itself, the extra contextual detail supports the
awareness derived from the articulation of prejudices) researcher’s ability to perceive, and appreciate, the varied
to collect data that can appreciate the intentionality elements of the phenomena.
of meaning as opposed to the observable existence of Methodologically, the different sources of data
actions and reported thought. It must be noted however, were analysed using a selective reading approach. A piece
that complete empathy may never be achievable because of text is read several times asking: ‘what statement(s)
the researcher, living in the here and now, may never be or phrase(s) seem particularly essential or revealing
aware that a possible distance may exist between them about the subject’s prejudices and/or the phenomenon
and their interviewees (despite the collection of demo- or experience being described?’ To help appreciate the
graphic data to ascertain particular Traditions). tapestry of feelings and their attendant meanings,
Because a conversation is a dynamic situation where four concepts drawn from Heidegger and Gadamer are
meanings are fluid, complex and ephemeral, the key is to used as guides for reflection: spatiality (the lived space),
focus on nuanced descriptions that depict the many corporeality (the lived body), temporality (the lived
differences and varieties of a phenomenon (Kvale, time), and communality (lived human relation). These
1996). There are two techniques for uncovering and then concepts help maintain the focus of analysis on
verifying the (non-reflective) understanding of a ‘notion’ the circular presupposition of hermeneutics (that the
in a conversation: contrast structures and declarative whole precedes the determinant of the details and
statements (van Manen, 2000). Contrast structures are through the details we construct the whole). They
used to identify ‘normal’ and abnormal behaviours. also help to integrate different data sources by treating
Declarative statements however, are used as reality them as a singular totality.
creating activities through which behaviours, circum- As a result, data is analysed as it supports, or contra-
stances and persons are cast in instances of cultural dicts, the researcher’s conceptions surrounding the codes.
and technical significance. For example, ‘I don’t mind The researcher decides which elements are significant. In
when the receptionist answers the phone instead of extremis this could result in a single comment supporting
talking to me’. a categorical description. In contrast to accepted
modes of interpretation that require theoretical satura-
Stage four: analysing a priori codes tion (multiple examples of the same thing) to support
Having collected data through active conversations, the the validity of a code, the verification of analysis for
fourth stage of the framework displays the data for the researchers using constructivist hermeneutics is achieved

European Journal of Information Systems


826 Potential of hermeneutics in IS research Melissa Cole and David Avison

through further conversational interviews. The number fusions occur as reflexive mid-way points towards the
of conversational rounds ultimately depends on the final interpretation and provide the researcher with a
degree of variance between the preconceptions /inter- richer description of some ‘part’. Verstehen, on the other
pretations of the researcher and their subject(s). hand, represents a fusion of horizons between the
researcher and subject regarding a multiplicity of issues
Stage five: breakdown in prejudices that constitute the ‘phenomenon’ as a whole.
Achieving a shared meaning requires exposure to alter- It must be noted, that communicating the process of
native lifeworlds on the part of the researcher and their Verstehen – as writer for reader – acts as another stage of
participants. Expanding one’s appreciation of different interpretation. Here, the researcher begins to combine
attitudes and behaviours however, may provoke a ‘break- elements of the research process into a story. Weaving
down’ in the researcher’s unconscious understanding this story involves large amounts of intuitive decision-
about a particular issue or theme. Different to the making regarding elements of emphasis. In presenting
miscommunication of meanings that characterise active the story to the reader, the researcher-as-author con-
interviews, breakdown refers to the discrepant experi- tinues to refine, reject, and highlight different elements
ences, or theoretical anomalies, that may appear during into a coherent whole. Consequently, the framework
data analysis. explicitly acknowledges that interpretation of the data
At this stage of reflection, breakdown requires the does not stop with the data analysis but is also a part of
researcher to re-assess their particular understanding the presentation and discussion of that data: interpreta-
of the nature of component phenomena. Instead of tion also occurs in the rendering of material under-
moving towards interpretation, the researcher is left standable to others beyond the participants used in any
trying to make sense of the new information before proposed study.
them. This process involves a reductionist approach:
phenomena are (artificially) restricted to a finite set of Reflections on the hermeneutic framework
occurrences or issues that can be explained, and subse- Unlike grounded theory, constructivist hermeneutics
quently, understood. does not aspire to build a theory that can explain the
According to constructivist hermeneutic thought, we relationships between a set of propositions about some
attempt to understand this new information within the phenomena that have been repeatedly tested, or that
context of what we already know. Re-conceptualising are widely accepted. Instead, attempts are made to
our understanding of a particular phenomena following develop a framework of understanding that outlines a
breakdown encourages the use of a pre-formulated set of assumptions, concepts, and practices that consti-
categorisation scheme. Hence, the original prejudices tute a way of viewing reality.
articulated to deconstruct the phenomena of interest are From a constructivist hermeneutic perspective, reality
used to (partially) identify new sources of knowledge. is better understood in relief: the ability to grasp
Here the researcher may ‘borrow’ preconceptions used to and interpret the meanings of others first requires the
explain other phenomena as a bootstrapping exercise or researcher to be clear about their own personal and
highlight additional sources of literature for review. theoretical preconceptions. Explicating prejudices
Ultimately the researcher attempts to construct a thus becomes the foundation of the research process: (i)
new (to them) explanation of the anomalous phenom- prejudices structure the construction of meaning by
enological elements ready for ‘testing’ through further identifying themes for discussion during interview and
conversation interviews. Specifically, the researcher seeks (ii) guide the analysis of data by re-using themes as codes
to verify their partial explanations and develop their for generating thick description about component phe-
incomplete understanding about some previously taken- nomena. When used to understand anomalous beha-
for-granted aspect of the phenomena. viours or attitudes, constructed prejudices provide the
benchmarks against which further understanding and
Stage six: fusion of horizons interpretation can be made.
The final stage of the framework, Verstehen, is achieved Viewed as an analytic technique then, explication of
when a consensus of shared meanings are distilled into an prejudices (within the context of the hermeneutic
interpretation that is more informed, and sophisticated, circle of understanding) supports consistency of focus
than any predecessor meanings, including those of the and judgment: researcher ‘bias’ is used in a methodical
researcher’s initial assumptions. The aim is to create, manner to lift the level of ad hoc insights towards a more
through shared meanings, new concepts that transcend systematic formulation. As such, the framework outlined
originally held meanings. It is these transcendental above stands apart from most other modes of interpretive
meanings, agreed by both the researcher and subject that enquiry that view the role of the researcher in the
represent Fusion. practical creation of knowledge as problematic.
Importantly, the researcher needs to be able to
distinguish between partial fusions (as they relate A brief account of hermeneutics in action
to specific themes or issues) and Verstehen (an under- The prime purpose of this paper is to explain and reflect
standing of the complexity of issues as a whole). Partial on using a hermeneutics approach in IS research rather

European Journal of Information Systems


Potential of hermeneutics in IS research Melissa Cole and David Avison 827

than discuss the research itself in depth which is found Reflecting on our description of the hermeneutic circle
elsewhere (Cole, 2005). In this section we look briefly at discussed earlier (an individual piece of research can
aspects of one piece of research to highlight some issues never exactly match an ‘ideal’ description), the research
related to the research approach used and to get a flavour description has five parts: deconstructing consumer
of the approach in action. interaction; reconstructing human interaction; anoma-
However, in so doing, we wish to highlight some lous online consumer behaviour; explaining surrogate
caveats. The necessary brevity in presenting the data will consumer behaviour; and squaring the circle – the
raise questions in the reader’s mind that are not Internet, the consumer and the convenient surrogate.
addressed in the description provided here. In attempting
to understand the hermeneutic approach in action,
Deconstructing consumer interaction
the reader needs to ‘see’ exactly how the interpretation
In the first part of my research into individual consumer
was achieved, for example, how the methodological
behaviour and Internet shopping, I wanted to decon-
guidelines were used, how movement between the
struct the concept of ‘consumer interaction’ that I saw as
different modes of analysis (understanding, explanation,
a key element of convenience in electronic retail – the
interpretation) occurred, as well as the power offered
original object of study. I identified the component
by the approach through exploring nuances. These
elements of the concept through a literature search of
cannot be explored in the required depth in this paper.
that and related issues. This provided the basis for testing
The reader is therefore strongly encouraged to look at
my perception of convenience in electronic retail
the source material (provided by the corresponding
domains against the views held by others. It also helps
author on request).
me, as the researcher, to uncover my interpretive stance.
This research was carried out by Melissa Cole: she is the
I was therefore questioning my own assumptions and
‘I’ in the following description. The research set out to
trying to expose my prejudices.
explore the notion of ‘convenience’ in Internet shopping.
A particularly useful source was O’Keefe & McEachern
The term is frequently used to describe the advantages of
(1998) that suggested a five-stage model for consumer
Internet shopping (Alba et al., 1997; Lohse & Spiller,
decision making: need recognition, information search,
1998; Turban et al., 2002). It refers to the unique
evaluation, purchase and post-purchase evaluation. This
characteristics of Internet technology enabling consu-
enabled me to investigate issues such as involvement,
mers to do one, or several, of the following: shop when it
risk, routine (and non-routine) actions and searching. In
suits them 24 h a day, 7 days a week; access a wider
turn, the exploration of these issues led me to research on
selection of goods and services than would be possible
diffusion (Rogers, 1995), technology acceptance (Davis
on the High Street; and obtain price reductions through
et al., 1989), consumer lifestyle orientations (Li et al.,
mechanisms such as electronic auctions and direct
1999) and the Georgia studies on graphic, visualisation
sales (Kalakota & Whinston, 1996). Each of these
and usability (Pitkow et al., 1998), but all in the context
characteristics enables a person to manage their time
of individual decision-making in the home. This ap-
more efficiently.
proach helped to inform the scope of the enquiry and the
But does time efficiency mean time reduction? None of
questions addressed.
those characteristics listed above imply the ability to
This enabled me to explore my assumptions, ask
purchase goods and services more quickly. A consumer
further questions and hence develop a model about
may be able to transfer money out of normal banking
consumer behaviour. Questions addressed included:
hours, but the process may take the same amount of
absolute time (Chen et al., 2000). Similarly, a person may 1. Is purchasing online a programmed-type decision or
place an order online but have to wait days for delivery, one requiring limited problem-solving?
and then hope that it is what they ordered (Li et al., 2. Are individuals more ‘over-awed with the technology’
1999). Internet shopping may be convenient, but it is not or ‘unimpressed by its power’ and which categories of
necessarily faster. If anything, Internet technology en- people incline to each?
courages consumers to spend increasingly longer periods 3. Is the saturation of media coverage of developments in
of time online browsing for a product to buy (Turban Web retailing coupled with aggressive marketing
et al., 2002). campaigns – ‘anytime, anywhere, any place’ – creating
It was this contradiction that I wanted to pursue in my a misperception of the Web as a channel for con-
research study. The result is a study that seeks to venient shopping or is it a reality?
complement existing research by offering some explana- 4. Is convenience an unthinking, automatic response
tion of why online consumers interact with the Internet given by consumers to questions about usage which
to purchase certain products and not others. This bears little resemblance to their actual online behaviour?
involves an examination of how online consumers use
the Internet to fulfill their goals. In so doing, it provides Reconstructing consumer interaction
an explanation, however incomplete, of emerging Inter- In this stage of my research I wished to investigate
net behaviour that may be of interest to others in the IS perceptions of convenience offered by consumers of
community and elsewhere. Internet shopping. Through data collection I wished to

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828 Potential of hermeneutics in IS research Melissa Cole and David Avison

understand the varied nature of convenience as mani- subsequent interview rounds. This examination gener-
fested in the contexts of consumers’ web usage. In the ated further observations, patterns and themes, which
second stage of analysis and reconstruction I could look emerged as the properties of the data were examined.
for recurring themes that might emerge across partici- Once themes were identified, some of the interrelation-
pants. Analysed as a group, new themes or issues may ships between them were considered with the objective
emerge that are not obvious when treated singly and of creating broad networks of association.
serve as links between components. This supports the The choice of themes presented for consideration
explanatory power of the framework by demonstrating a implicitly reflects the interpretive stance of the herme-
richer appreciation of the interactions between the neutic methodology employed and the views of this
identified components. A further enrichment of under- researcher, that is, the mediating effect of technology on
standing can be achieved through following lines of humans and a cynical view of the Internet’s revolution-
enquiry (Schwandt, 2000) as represented by the four ary power respectively. The final stage of analysis is
questions above. These questions are less deterministic in represented by one complete revolution of the herme-
focus and looser in language than classical hypotheses, neutic cycle of enquiry. Here, the researcher’s interpreta-
serving as points at which phenomena are approached tions of the findings are presented as the basis for further
rather than measured (Dennett, 1989). discussion in a second round of interviews. In this way,
Three rounds of conversational interviews were held the participants themselves assess and monitor the
over a 2-year period, with one set of conversations taking accuracy of a researcher’s findings.
place in each calendar year. The format of the interviews In validating the research, it is particularly important
included two sets of individual interviews and a final set to evidence the researcher’s observations and reflections
with couples. The first two rounds of conversations were with full citations from the interviews (Cole, 2005). My
held within a relatively short time period of only 7 interviews led to findings related to routine purchases,
months. The pause between interviews was to allow for non-routine purchases, browsing, time spent, effort, and
transcription and reflection by the researcher on what so on. I was able to evidence discernable differences in
had been said. It also gave the participants time to people’s attitudes and behaviour between Internet and
become aware of their behaviour relative to the Web. A conventional shopping.
slightly longer period of time was left between the second This represented the first complete round of herme-
and third round of conversations, which occurred 18 neutic conversations investigating perceptions of electro-
months later. Extra time was needed to research new nic convenience and consumer decision-making. This
domains of interest that emerged from the first round of had enlightened some of the questions that were raised
analysis and interpretation. earlier. However, interpretations of the convenience-
Raw data were collected using active interviews related themes also highlighted a set of unaccountable
(Holstein & Gubrium, 1995) which encourage partici- behaviour. This behavioural form specifically relates to
pants to discuss their perceptions through narration. This browsing; some participants noted that they engaged in
in turn provides contextual clues to the researcher browsing activities on behalf of others. The idea that a
regarding a subject’s underlying assumptions and atti- person will engage in various consumption-related
tudes driving observable behaviours. The interviews were purchase tasks when requested by others radically
audio-taped for ease of data capture and to encourage a challenges my mental model (prejudice) that a direct
naturally free-flowing conservation without excessive relationship exists between the consumer and the Inter-
stops for note taking. Stage one of the data analysis net, that is, the person who is looking for a product
process occurred immediately after each interview and online is the person who will be consuming that product.
sought to expand the content of the interview draft by Attempts at rectifying this breakdown in my worldview of
recording the interviewer’s reactions to the interview and online consumer behaviour formed the basis of a new
its context. McCracken’s (1988) technique of imaginative literature review aimed at understanding this anomalous
reconstruction was used to recreate the interview in the behaviour and this formed the next stage in my research.
mind of the interviewer. The objective at this stage was to
create as detailed a record of the interview as possible and Anomalous online consumer behaviour
avoid premature evaluation of the content. Notes con- The aim of this stage in my research was to repair the
sisted of the context and process of interactions as well as breakdown that had occurred in my mental model of
the interviewer’s thoughts and feelings (Koch, 1996). online consumer behaviour. This is achieved using the
The second stage of data analysis took place after each hermeneutic research approach outlined earlier. I wished
round of interviews had been conducted. Each interview first to examine further my interviews of those users
was considered first in isolation and then by comparing who engaged in consumer-related tasks online on behalf
observations across interviews. Once the researcher was of other people. For example, participant C delegated use
confident that the interview was documented as thor- of the Internet to her son ‘because he knows what he is
oughly as possible, interview notes were further exam- doing with a computer and I don’t’ and participant B
ined to develop observations, so that the implications noted that her husband ‘leaves the computer to me’
and possibilities could be more fully explored in because ‘he can’t be bothered learning how to use it’. My

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Potential of hermeneutics in IS research Melissa Cole and David Avison 829

study suggested that there appears to be a ‘designated the second investigated the surrogate’s reasons for acting
Internet user’ emerging within the home environment. as a dedicated consumer intermediary.
Becoming a designated Internet user appears to be a In the first, I wanted to look into the motivation for
product of the physical environment (only one computer surrogate use and whether it differs according to the
with Internet connection is available) and personal nature of convenience sought by the end consumer. For
orientation (the person enjoys using the Internet), or example, ‘Does the scope of surrogate influence differ
other peoples’ disinterest in the Internet. Consequently, according to the purchase task?’ ‘In what ways do
when access to an Internet connection is limited and one consumption needs affect the type of aid sought from
person has dominant use, it is easier, and quicker, to ask surrogates?’ And, ‘does a surrogate’s task change accord-
them to look up information than wait until the ing to the stage of decision-making a consumer requires
computer is free. Extended use of the Internet also help?’ And are these elements necessarily exclusive? In
improves a person’s technical proficiency and general other words, how do online consumers themselves under-
familiarity with consumer-related websites. As a result the stand the term surrogacy in relation to their online
designated Internet user is assigned the title and role of decision-making activities? In the second, I saw that the
‘Internet expert’ by their peer group. Friends and family intermediary literature emphasises the economic rewards
would seem to delegate their use of the Internet to the of third-party intervention but these appear to be absent
recognised ‘expert’ by entrusting the designated user in the case of consumer-related surrogacy. What then are
with the responsibility for satisfying a particular con- the possible reasons for surrogate help? Is it related to
sumer need. the nature of the task? Are there unique elements in the
I also sought evidence from the literature to help me. relationship between surrogate and consumer? Or are
At this point, for example, I re-visited the theory of there other ‘symbolic’ benefits enjoyed by the surrogate?
diffusion to understand why a person would actively Put another way, what benefit does the surrogate gain
delegate their consumption needs to another. However, I from this relationship? My prejudices suggested that in
also researched in new directions, for example looking this form of surrogacy monetary payment seems to be
into electronic intermediaries, that is, third-party agents replaced by socially driven motives.
commonly found in electronic marketplaces (Bakos, Second interviews took the form of a short telephone
1998; Giaglis et al., 2002). However ‘my’ third-party interview when participants were asked to confirm, or
Internet user does not possess many of the characteristics reject, the behavioural anomaly (as yet not labelled or
traditionally associated with an electronic intermediary. understood) that was noted during the first round of data
Specifically, suppliers are ignored while the primary arena analysis. The purpose of this contact was simply to assess
for intermediaries – auctions – is much less in evidence. the accuracy of the researcher’s finding and provide
A new understanding of online consumer behaviour legitimacy for further study. After reviewing new litera-
emerged from this iteration process signified by the ture aimed at making sense of the now confirmed
identifying label ‘surrogacy’ that I gave to the phenom- anomalous behaviour, a third round of interviews were
enon. Representing a synthesis of theoretical ideas on held. Each ‘surrogate pair’ was interviewed jointly, rather
technology adoption and intermediation and combined than separately, to facilitate natural discussion of con-
with extrapolations from data, the label surrogacy is cepts between the pairs. Raw data were collected using
significant because it conveys a particular form of online ‘depth interviews’ (McCracken, 1988).
consumer behaviour while simultaneously defining key Discussions considering the motivation for providing
behavioural characteristics. I wished to investigate unsolicited information gave respondents the opportu-
further this observation about surrogacy. nity to talk about the nature of surrogacy in ways
not open through questions directed at modes of
Explaining surrogate consumer behaviour decision-support. Participants were asked to consider
This section represents a discussion on the second ‘turn’ what surrogates gained from offering unsolicited pro-
of the hermeneutic cycle. The aim is to explain the duct information. Two themes emerged: altruism and
relationship between the end consumer and their self-interest.
designated online ‘surrogate’ using the insights generated In considering the issue of determining product
from the review process presented previously. This offerings, for example, participants who expressed a
signifies a change in research focus: the study of familial connection with the surrogate highlighted
convenience in the design of consumer interaction has altruistic motives. For example, surrogate B commented:
changed into a consideration of convenient consumer ‘I enjoy helping my daughter with her homework’ while
behaviour in a networked economy with a focus on consumer C remarked: ‘my son is always looking out
surrogate consumer behaviour. Although there are some for me’. Consumer A however, suggests the lack of
different lines of enquiry, the research process is similar complaint as evidence of selflessness: ‘he doesn’t make
to that described under ‘Reconstructing Consumer Inter- a fuss or delay when I ask him to look something up for
action’ above. Two different but complementary lines of me’. In contrast, self-interest was the dominant per-
enquiry were pursued in particular. While the first line of ception when the connection with the surrogate was
enquiry focused on the motivations for using a surrogate, based on friendship or work. Consumer B for example,

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830 Potential of hermeneutics in IS research Melissa Cole and David Avison

commented: ‘giving me associated travel information of reflection requires a re-examination of ‘me-as-research-


means she can go home earlier’. Other issues pursued in er’ or ‘us-as-researchers’. Questions considered here
the interviews included information search, trust (‘the include: ‘how did we personally affect the research
foundation of our internet relationship’ – Consumer A), outcomes?’, ‘would another person have produced
and Internet familiarity. different results using the same research framework?’
Several observations emerge from reviewing the pre- and ‘does it matter?’
sented data and concern the adaptive nature of online Although we present reflections on the original
consumer behaviour. First, there is evidence to suggest research questions elsewhere, the hermeneutic research
that surrogate usage is not limited to consumers with approach revealed a behavioural anomaly which emerged
poor self-efficacy, that is, people who lack confidence in from the data analysis which we now refer to as the
their ability to use the Internet. Consumer-related tasks surrogate user. Factors such as leveraging expertise, tacit
are also being divided between technically proficient knowledge and breadth of surrogate use, were then
Internet consumers according to assessments of relative explored and these have widespread implications. These
expertise. One self-confessed ‘Web expert’ may approach range from: the design of decision support tools (such as
another for example, if the latter is perceived to have a recommendation agents based on user profiling and
better understanding of a particular product, or famil- browsing patterns); to issues of technology diffusion
iarity with a particular Internet application. By allocating (which could be higher than currently thought); to the
consumption tasks in this way, skilled Internet consu- development of new models of consumer behaviour in a
mers are displaying sophisticated division of labour networked economy.
principles: time, experience, knowledge and abilities are Following the consideration given to the individual
divided to produce the greatest efficiency gains without findings, there appear to be areas of synergy between a
sacrificing ‘good’ outcomes. consumer’s decision-making processes and the activities
This discussion completes a second turn of the of surrogate support. When combined, these overlapping
hermeneutic circle of interpretation. Data, taken from a areas form a dedicated model of online consumer
third round of conversations, has been presented explor- behaviour. The arrangement of component stages is
ing the nature of surrogacy within the context of outlined in Table 4.
consumer decision-making in a networked economy.
Synthesised constructs drawn from theories of electronic Reflections on the process
intermediaries and models of consumer decision-making, A bespoke hermeneutic research framework was devel-
outlined previously, were used to limit the scope of oped to explore consumer perceptions of convenience as
enquiry and focused the collection of data on four a way of identifying characteristics that could be
themes: need recognition, information search, trust and incorporated, for example, into a framework of advice
Internet familiarity. From an analysis of these themes, for the design of a consumer interface. The first task was
surrogacy was explained as a form of adaptive online to understand the researchers’ position, that is, clarify the
consumer behaviour. Three benefits – symbolic, func- researchers’ assumptions relative to the issues of conve-
tional and situational – were suggested as motives for nience, the Internet and consumer decision-making.
engaging a surrogate in an end consumer’s online Combining elements drawn from Heidegger’s concept
decision-making processes. of ‘being-in-the-world’ with the self-evaluation techni-
ques used successfully in cognitive therapy offered a
Squaring the circle: the Internet, the consumer and the practical means of explicating such prejudices. Although
convenient surrogate it is difficult to truly uncover all of one’s research
The aim of this final part is to present a synthesis of ideas prejudices the process of self-evaluation created, at the
by combining the separate findings and reflections very least, a heightened level of critical awareness which
presented previously into a coherent whole. As a result was used to deconstruct the consumer interface.
this acts as a hermeneutic full stop, punctuating the cycle The second task was to use these research prejudices to
of reflection at a point where contextual meaning can be build a theoretical construct of convenient online
provided. In so doing, the reader is provided with a consumer behaviour which drove the design and analysis
reflective framework enabling them to make sense of the of this study. There is a danger, at this stage, that
contributions made by this study. the researcher could be creating a straw man by
Achieving this type of ‘fusion of horizons’ involves collecting data based on assumptions that are accepted
three levels of reflection. The first level reflects on (by the researcher) as true but which ultimately lack
the findings produced. Questions asked here include: proof. The circular nature of hermeneutic enquiry
‘are the findings and interpretations still relevant?’ however, removes this danger by providing opportunities
and ‘how do the various interpretations relate to each to actively test a researcher’s assumptions both during
other?’ The second level of reflection focuses on the conversations with individual participants (querying
method used to generate these findings and inter- differences of opinion) and across several rounds
pretations. Here, the relative strengths and weaknesses of conversational interviews (seeking comments on
of the research framework are considered. The final level interpretations).

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Potential of hermeneutics in IS research Melissa Cole and David Avison 831

Table 4 The six stages of online consumer decision-making


Decision stage Research findings Potential added value

1. Need recognition Consumer interface Consumer recognises they have a need which forms the basis of an explicit search strategy –
either online or offline, conducted with a surrogate’s aid or without.

2. Information Surrogacy Consumers adopt a sophisticated product information gathering and filtration strategy
search according to the desired purchase task. Surrogates are used to reduce the consideration set
(act as gatekeeper) or provide additional information to support product evaluation (act as
information broker).

3. Evaluation Consumer interface Consumers compare prospective goods and services offline, at leisure, using decision
heuristics.

4. Trust Surrogacy Guarantee to consumers against the opportunistic behaviour of sellers. This includes
transference of authority to a surrogate or awareness of trustee mechanisms and symbols.

5. Purchase Consumer interface The customer chooses to place an order themselves either online or in-store. In the event of
online purchases the consumer can request the services of a surrogate to facilitate the
purchase order or download.

6.Post-purchase Consumers evaluate purchases with a view to future online decision-making and surrogate
evaluation involvement.

Using active conversations to construct social meaning Having dealt with issues specific to the framework
in this way turns the ‘interview’ into a validating itself, it is also useful to consider its qualities relative to
mechanism. Comments can be claimed to be accurate other research approaches. In response to the question
representations of a truth, where truth is defined as the ‘could other research approaches have identified surro-
agreement between participants regarding a particular gacy?’, we think that the answer is no. The research
belief or interpretation. It must be emphasised however approach used throughout this study privileges the
that this framework is not seeking to render objective subjectivity of the particular researchers above all else.
assumptions that are subjective or to emphasise the It is debatable therefore, whether another researcher
subjectivity of objective claims. Rather, the aim of this using this framework and asking the same set of subjects,
particular framework for hermeneutic research is to let alone another research approach, would have identi-
promote mechanisms that reliably structure the creation fied the simple act of surfing the Internet at another’s
of subjective agreement. request as aberrant behaviour.
Prejudice-formed constructs are one such mechanism For this reason, in discussing the research in this paper,
and support the research framework’s third task: main- we have highlighted the issue of surrogacy in particular,
taining a consistent interpretive focus during the evolu- because we feel that this issue would not have been
tion of data. Designed to sensitise the researcher to revealed nor pursued by other researchers starting out
analytic drift during an interview they also proved to research Internet convenience (whether these other
particularly useful for recognising anomalous comments researchers were using hermeneutics or another research
during data analysis. When re-used as coding protocols, approach).
constructed prejudices help the researcher to be analyti- Despite its potential as a powerful IS research approach,
cally consistent, especially in the treatment of anomalies hermeneutics is not a popular methodology. The lack of
when the assimilation of unusual information can lead to formal structures for conducting hermeneutic research;
a dramatic change in research focus. the difficultly in understanding and correctly using its
For example, this study experienced a significant shift technical language; and the time needed to learn ‘how to
away from considerations about the consumer interface do’ hermeneutic reflection have reduced its attractiveness
towards the topic of surrogacy. By using the bias about when compared with other approaches such as survey,
convenience this transition was managed in a credible case study and action research. And yet, its ability to
way: the introduction of new material (intermediaries) investigate evolving behaviours by uncovering
could be understood and appreciated in the context of anomalous words or deeds makes hermeneutics highly
what had gone before (Internet convenience) and what suitable for human–computer investigations, a core topic
had yet to emerge (surrogacy). The resulting interpretive area for IS researchers.
assessments emerged logically to form new lines of Although this study has developed structures to make
enquiry to be explored in subsequent rounds of interviews. hermeneutic research more accessible, its exploratory

European Journal of Information Systems


832 Potential of hermeneutics in IS research Melissa Cole and David Avison

power ultimately rests upon the ability of the individual attempts at repairing the breakdown in their worldview,
researcher. As such, the framework’s greatest strength (the have attempted to uncover new prejudices by looking for
identification and investigation of anomalies) can, alternative explanations in the light of new data. The
depending on the investigator, also be its greatest degree to which this would support claims of improved
weakness (the formation of opinions masquerading as reliability and researcher trustworthiness is debatable
interpretations). since a clear path of interpretation already exists. At
We now turn to reflections on myself as researcher-in- most, these efforts would have contributed to a richer
the-process. As with any research, the hermeneutic interpretation of in this case, surrogate phenomena.
investigator is responsible for establishing the trust- Regarding the truthfulness of the analysis presented in
worthiness of the research process and the truthfulness this study, definitive comments are problematic for
of his or her analysis. While there is overlap between ontological reasons. Constructivist hermeneutists such
these two aspects, they will be discussed separately, as Gadamer argue that no statement is universally true,
because of their importance. because no statement can escape the complexities of
According to Guba & Lincoln (1989), the trustworthi- interpretation. Accordingly, objectivity (viewed as accu-
ness of a study can be endorsed if: the researcher ensures racy) in hermeneutic research cannot be solely achieved
the perspectives of participants are represented as clearly by faithfully representing interviews and associated texts
as possible (credibility); readers are able to follow the as readers will interpret the research findings from their
decision trail of the researcher throughout the study own horizons. It is at this point that the trustworthiness
(reliability); and the researcher corroborates their inter- of the research process and the truthfulness of the
pretations by returning to participants during the analysis come together: judgements concerning the
research process (confirmability). Findings should be findings are part of the (reader’s) interpretive processes.
informed by attention to praxis and reflexivity, under- The hermeneutic framework used in this study both
standing how our experiences and background affect challenges existing notions concerning the practice of
what we understand and how we act in the world, interpretive research in the IS field, and presents
including how we do so during the enquiry. opportunities for novel technological refinements. The
The bespoke framework developed for this study focused drawback with any interpretive research, including
the approach more fully on the importance of recognising hermeneutics, is the need to integrate many different
the influences the researchers brought to the research and types of data. These range from attitudinal data (relating
the impact of these in generating data. Using cognitive to explication of prejudices) to descriptions of emotions
therapy techniques to identify core prejudices prior to data and observations (noted in interview journals) to the
collection helped to outline research horizons while main- interview texts themselves. When these sources of data
taining an interview journal provided the means to monitor are combined, intuitive leaps in understanding occur: the
changes in these horizons. Together, these tools helped to researcher is able to transcend the meaning embodied in
reveal the ways in which the researchers participated in the data without moving beyond the data itself.
making the data and show how their horizons work during Determining why interpretative leaps occur, at which
and shortly after interview, and the prejudices they brought junctures of data analysis and at which points in time –
and continued to bring to text analysis. the ‘A-ha moment’ – is extremely problematic when they
They acknowledge that the process of setting out the are based on empathy and intuition. It would be
researchers’ horizon can never be complete, or fully interesting to see if technology could help interpretive
understood by others, but have taken this direction as far researchers capture and chart their intuitive leaps. This
as possible in working towards the development of a would have a two-fold benefit. First, it could help the
fusion of horizons. However, we also acknowledge that researcher achieve deeper levels of understanding in
opportunities for gaining deeper levels of understanding terms of themselves and the phenomena being explored.
were, on reflection, missed during the stage of ‘break- As a result, this would produce a second benefit by
down’. The intense confusion when confronted by ‘alien’ rendering the researcher’s interpretive process more
thoughts and anomalous behaviours creates a powerful transparent to others. The structure and techniques
and instinctual desire to make sense of this ‘thing’. At the embodied in the research framework used throughout
very point we become aware of something new and thus this study could provide a useful starting point for
truly open to a phenomenon, we impose conceptual thinking about these sorts of issues. Advances in software
limitations upon it by immediately attempting to explain it. tools that support the interpretative researcher would be
Instead of simply monitoring changes in existing of interest not only to the IS field but also to the wider
research horizons, the researcher could, during their academic research community.

About the authors

Melissa Cole is a lecturer in Information Systems and interests are electronic commerce, human–computer
Computing at Brunel University. Her principal research interaction, applied hermeneutics and other novel

European Journal of Information Systems


Potential of hermeneutics in IS research Melissa Cole and David Avison 833

methodologies investigating human use of new technol- Systems Journal (ISJ). He has published many books
ogies. She has published in a number of international including Information Systems Methodologies: Meth-
journals and conferences, including Communications of odologies, Techniques and Tools (with Guy Fitzgerald).
the ACM, International Journal of Human–Computer Studies, He has been programme chair of many conferences
and Information Systems Frontiers. including International Conference in Information
David Avison is Distinguished Professor in Informa- Systems (ICIS) and International Federation of Infor-
tion Systems at ESSEC Business School near Paris. He mation Processing (IFIP) – he was previously chair
is President-Elect of the Association for Informa- of its working group 8.2 on Information Systems and
tion Systems (AIS) and co-editor of the Information Organisations.

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