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Ermanness or Ights: Daniel Williams
Ermanness or Ights: Daniel Williams
Daniel Williams
Sociology and Anthropology, Carleton College
A BSTRACT
Scholarship on citizenshipin its definition as nationality or formal membership in the statehas been both the basis for evaluating and comparing
national citizenships as ethnocultural or civic, and used to imply the
meaning of citizenship to prospective citizens, particularly immigrants and
non-citizen residents. Doing so ignores a perspective on citizenship from
below, and oversimplifies the multiplicity of meanings that individuals may
attach to citizenship. This article seeks to fill this gap in scholarship by
examining young adult second-generation descendants of immigrants in
Germany. The second generation occupies a unique position for examining
the meaning of citizenship, based on the fact that they were born and grew
up in Germany, and are thus more likely than adult immigrants to be able
to become citizens as well as to claim national belonging to Germany.
Among the varied meanings of citizenship are rights-based understandings,
which are granted to some non-citizens and not others, as well as identitarian meanings which may depend on everyday cultural practices as well as
national origin. Importantly, these meanings of citizenship are not arbitrary
among the second generation; citizenship status and gender appear to
inform understandings of citizenship, while national origin and transnational
ties appear to be less significant for the meaning of citizenship.
K EYWORDS
citizenship; ethnicity; immigration; transnationalism; identity
Citizenship of Citizens
German Politics and Society, Issue 107 Vol. 31, No. 2 (Summer 2013): 3048
doi:10.3167/gps.2013.310204 ISSN 1045-0300 (Print) ISSN 1558-5441 (Online)
Germanness or Rights?
ship has been the basis for evaluating and comparing national citizenships
as ethnocultural or civic, by implying the meaning of citizenship to
prospective citizens, particularly immigrants and non-citizen residents, and
their supposed motives and reasons for becoming or not becoming citizens.
Doing so eliminates a perspective of citizenship from below, and potentially oversimplifies multiple meanings of citizenship. Previous scholarship
has shown that the meaning of citizenship to ordinary people can both
diverge from the meanings articulated in state policies and by state actors,
and that there are a wide range of meanings among ordinary people. As
Cynthia Miller-Idriss finds, a nation-states legal policies for citizenship
and naturalization cannot be automatically extrapolated to the understandings of citizenship among ordinary citizens in their everyday lives.2
Citizenship is fundamentally a status, which may be tied to both rights
and identities.3 In practice, this means that citizenship itself is not by
necessity tied to any particular right or identity; rather, it confers a given
right or identity only in specific times and places (e.g., the right to vote in
Germany in the year 2000).4 State-centered scholarship points to these two
dimensions of citizenship. Rogers Brubaker, in his well-known comparison of France and Germany, showed that citizenship policies of the state
could in large part be explained by understandings of nationhooda kind
of identity.5 Put simply, the self-understanding of the nation informed
who was considered a member of the nation and who was entitled to
membership in the state. Citizenship is also often associated by both states
and citizens with rights.6 Postnational scholarship on citizenship emphasizes the lack of rights associated with formal membership in the state, and
with it the notion that citizenship has lost its relevance.7 Yasemin Soysal
has illustrated that national states no longer are guarantors of social and
economic rights: guestworkers without formal citizenship status have
been incorporated into various aspects of the social and institutional order
of their host countries.8 Similarly, David Jacobson finds that [c]itizenship
has been devalued in the host countriescitizens have felt no compelling
need to naturalize even when it is possible.9 Tomas Hammar also points
to the blurred citizen-foreigner distinction, emphasizing that there are
non-citizens who have full access to the labour market, business, education, social welfarea group of persons he describes as denizens.10
Beyond this basic bifurcation of the meaning of citizenship, however, it
is critical to consider that the second generation is not equally situated in
relation to German citizenship and potentially also national belonging or
Germanness. This is both because of the range of rights and identities
that may be tied to citizenship, and that some may be more decisive and
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Germanness or Rights?
statewas introduced for the first time in modern German history. With
the same law, naturalization requirements were reduced. Though these
changes in German citizenship were remarkable from the state-centered
and comparative perspective, they tell little about how individuals understandings of citizenship, or tendencies to naturalize, changed. Using measures such as naturalization rates to draw conclusions about inclusion or
identification misses a critical aspect of citizenship: that its meaning can
vary, even while always informing the decision to naturalize as well as not
to naturalize. If a given individual identifies citizenship with national
belonging and Germanness but does not identify as German, they will
most likely decide not to become a citizen. In contrast, another individual
who also does not identify as German, but views citizenship in terms of
rights, would be likely to become a citizen. Thus, citizenship rates alone
reflect nothing about why people become citizens, only that they do so.
Among the ten second generation individuals I consider below, three
different frames of citizenship were articulated. Two of these frames were
based on national belonging: an ethnocultural Germanness frame and a
civic Germanness frame. A third frame was based on rights. These frames
were not only cognitivein the sense of being orientations towards citizenshipbut also practical, as I show. They were related to whether individuals were or were not citizens.
Citizenship as Ethnocultural Germanness
The legacy of German citizenship has been its ethnoculturalist character
the refuting of being a citizen based on territorial or civic criteria. Implicit
within the ethnocultural understanding of citizenship is the idea that
descent confers culture and ethnicity, and that citizenship should be based
on such a descent-based ethnicity. These two assumptions of the ethnocultural frame are summarized clearly by Brubakers seminal work on citizenship and nationhood:
The ethnocultural inflection of German self-understanding and German citizenship law makes it difficult to reconcilein the political imagination of
Germans and immigrants alikethe preservation of Turkish cultural identity
and autonomy, for example, with the acquisition of German citizenship.14
Such an understanding was important for the way that two individuals of
immigrant background made choices about citizenship. One Italian-German student, M., articulated the meaning of citizenship to him:
I: Have you ever thought about getting German citizenship?
M: I dont want to.
I: Can you tell me more?
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M: My parents are both Italian. Yes, I was born here, but when I was little
was always in Italy for half a year or so. And then starting in Kindergarten I
was really here, but always in Italy for vacation. I speak Italian at home. I
dont want to be a German citizen.
I: Why not?
M: Because my parents are Italian. And I consider myself Italian. I dont
want to lose my roots.
(Italian/Italian)15
Most clear in his statement is that his country is Turkey, not Germany.
Both individuals chose to keep their respective non-German citizenship,
and foresaw no change in their plans for the future. Their statements also
show that for them a conversation about citizenship was simultaneously a
conversation about national belonging. They were not ambivalent about
which citizenship they would choose or keep. Finally, they also made no
mention of how they were perceived by others, or of any experiences that
may have confirmed their sense of national belonging. In this way, they
differed from most other interviewees that I consider below.
Citizenship as Civic Germanness
The ethnocultural frame expressed above, though historically part of the
German tradition, nonetheless represents only one way in which Germanness was framed. National belonging and nationness do not necessarily
mean belonging in a descent-based, or even ethnic, sense. Two other
young adults saw citizenship as civic Germanness in which citizenship
conferred belonging, regardless of whether they gained rights, or felt German culturally. These individuals saw their citizenship as a means by
which to claim Germanness. B., who was of Pakistani descent, articulated
this sense of citizenship:
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Germanness or Rights?
I: And what does it mean for you to have a German passport? Or German citizenship?
B: On the one hand, it...identifies me. It says you are part German. And
when I have a passport, I have something. I have security. No one can kick
me out of the country or something. And Im German for them actually. I
just dont look German, but generally on the inside and in terms of my character, how I talk, I am. It gives me identity, on the one hand, and security
on the other.
(Pakistani/German)
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Germanness or Rights?
place much value on that. But Id say, its not totally unimportant. Because
you wont get very far if you dont... for example if I had a Turkish passport,
Id have more problems. And based on that I cant say its totally unimportant. But ... if I have a German passport, for example, if I want to go to the
USA later, its easier, I think, when you apply for a visa.
(Turkish/German)
By stating that citizenship isnt important to her, D. suggests that citizenship does not say very much about who she isin contrast to the young
adults who viewed citizenship in ethnocultural and civic national terms.
When asked to elaborate on the problems encountered when one does
not have German citizenship, she explains that not only is it easier to
travel with a German passport, but it is easier to travel to her parents
country of originTurkey:
I: And thats what you mean by problems? You just mentioned problems ...
D: Yes, exactly. If I go to Turkey, with the embassies, on the border. Thats
just been my experience. They used to always make us wait longer. They
look for problems. Make endless calls to Germany, how it is in Turkey or
something ... so, yeah its pretty bad.
Another student, K., who was not yet a citizen but intended to naturalize,
articulated a strict difference between German citizenship and being German while describing how citizenship was only useful to him in terms of
the rights he would gain:
K: I have more advantages with a German passport. For example, this
summer Im going to Canada for three weeks, but its really difficult with my
Bosnian passport because of the visa, etc. With a German passport I get a
visa immediately and there are no problems. And things are just easier with
a German passport.
I: What does citizenship, and having a passport mean for you?
K: Well, I wouldnt attach anything emotional to it. I wouldnt say wow,
Im a citizen, I would just say, great, advantage for my career, and I cant be
deported. Ill only have more advantages with the [German] passport here.
(Bosnian/German)
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One of the provisions of the new Citizenship Law of 2000 was that it was
made retroactive to persons born starting in 1990. These same individuals
could be dual citizens up until the age of twenty-three. O., a Gymnasium
student who was part of this first generation of jus soli citizens described
his reason for choosing German over Turkish citizenship:
I: How did it happen? Did the German authorities notify you and say
you have to give up one of your two citizenships, or ...?
O: We got a letter in the mail saying I was at the age where I should
decide. I talked about it with my parents and it was clear right away, German [citizenship]. As I was saying, traveling in and out is just easier with a
European passport.
I: Did you talk about which citizenship you would choose? Or was it
pretty clear you would take the German one? Did you discuss it at home?
O: Well, I have to say. Until recently, it wasnt really an issue for us. My
father told me he thought I should take German citizenship, I asked him
why. And he named the advantages, for the future, for travelling abroad.
And then I asked my mother. German is probably better, she said. When
you get older, or retire, or spend the last years of your life, whether in Germany or Turkey, you can change it again, she said.
(Turkish/German)
Here again, travel is mentioned first and foremost as a reason for choosing
one citizenship over another. But, just as importantly, O. associates this
right with a European passport, rather than a German passport specifically, implicitly referencing the nested nature of national citizenship.
Others framed citizenship as rights, but found the rights attached to citizenship not to be important enough to actually become a citizen. E., a
clerical worker in her early twenties in a Turkish organization, who was
born and grew up in Germany, and was married to a German citizen of
Turkish descent, found citizenship largely unimportant for her:
I: Have you thought about getting German citizenship?
E: No, not at all. I never even thought about it.
I: What does the passport mean to you? Is it important?
E: Not that important. Regardless of whether I have a German ID or a
Turkish passport, it doesnt matter. Mainly you can travel with a German
ID. Thats the only thing it matters for. Otherwise its not important.
(Turkish/Turkish)
The relative unimportance of her citizenship was reinforced when she was
asked about whether she would like to have dual citizenship:
I: Would anything be different if you could have dual citizenship?
E: I dont know what advantages Id have, if I applied for German citizenship. My husband has it, but he needed it to study overseas. So he has that
advantage. I just dont know what advantages Id have.
(Turkish/Turkish)
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Germanness or Rights?
E. articulates that if she in fact would become a citizen, it would be for the
rights that citizenship would afford her. Her lack of need for German citizenship, however, may also be partly explained by her marital status and
gender: her husband does have German citizenship since he travels, while
she made no mention of travel, or traveling to Turkey. She apparently
does not need German citizenship for her work or in her everyday life, or
is unaware of how it would help her.
N., a student in Munich whose parents came from Serbia to work in
Germany thirty years earlier, had no immediate intention of becoming a
citizen, but thought that he would soon. He emphasized that citizenship
had little to do with who he was:
I: So as of now you have a Serbian passport. What will you do? Do you
think you will become a citizen?
N: Well, I dont see any problem with that. Its kind of too bad, I have to
say. But if it does something for me, you know, I know who I am, a piece of
paper doesnt say anything. Im not going to change my name or something
to Hans Dieter: Its just citizenship, no big thing.
(Serbian/Serbian)
E., who was not a citizen described how she would rather live in Germany, though she was of Turkish descent and still had a Turkish passport:
I:
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E: Well, lets put it in a way that Turks say: when were in Turkey, we are
called German, and when we are here, were called foreigner. Of course its
that way. If someone asks me whether Id rather live here or in Turkey, Id
choose here, because Ive also grown up here. I dont know if I could spend
the rest of my life in Turkey, because where you are born and grow up is the
most important thing, Id say.
Importantly, E. articulates a common narrative of being always a foreigner. Rather than talking about Germanness, she shifts her answer to
talk about where she would rather live. Her sense of belonging is territorial, based on where she was born and grew upGermany.
One distinction among all second generation young adults was between
those who understood Germanness as a self-asserted identity, and others
who saw it as an externally-imposed ascribed identity.18 D.s self-identification with a hybrid Germanness resembles the self-identification of B. and
S., who viewed their own Germanness in hybrid, cultural and territorial
terms. In contrast, those who framed citizenship in ethnocultural terms
(M. and G.), not only kept their respective non-German citizenships, but
also talked about their lack of Germanness in an asserted sensethey
believed that they were fundamentally different from Germans, and that
this difference had little or nothing to do with how they were perceived or
treated by others in everyday life in Germany. For others who framed
Germanness in terms of rights, however, Germanness was an externally
ascribed category which was imposed on them regardless of not only their
German citizenship, but even of their own self-understanding and identification as German. F., who was Palestinian-German, described the fact that
she would never be German to others, regardless of what she would do:
I: Do you feel German in any way?
F: Hm ... no. Actually not at all. Maybe a little bit... what does German
even mean? I mean... I feel Arab, not German. German is just what is on the
piece of paper. How I really feel is Arab. Not even a little German! (laughs)
I: Is there any special reason why?
F: Ok, for example. I just know a few Germans. I know nice Germans and
not so nice ones. I live in Treptow, which is a German neighborhood. And
when you go to East [Berlin], Kpenick or places like that, people look at
you strangely, its not very nice. For instance, when a German comes to our
country, we look at them nicely. But here you notice, that people dont like
having you here. So you really feel like a foreigner. I cant feel German
because Im not shown that I am German, thats it.
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Germanness or Rights?
F: (Pointing to head scarf) The way I look. But even so my friend, who has
black hair but dresses normally, they still say oh look at that foreigner.
Why? Because she has black hair, thats it. Its really too bad.
Importantly, she states that it is not only the head scarfas a marker of being
non-German along differences of religion, ethnicity, and national origin
which excludes someone from Germanness, but race, as elicited through
how one looks and phenotype. Many others described this racialized Germanness. O., for instance, talked about how he did not feel that Turks and
Germans were as different as everyone thinks. Yet, he described his inability to become German as based on his not looking German:
O: I mean, we are foreigners here. That doesnt change with a passport.
Just like you cant change skin color or other things ... religion for example.
You cant cash it in. In the end you dont belong 100 percent to this country.
You arent Germanic or really German. Yeah you have the German passport, formally, German. Maybe you feel (German) culturally a little. But,
you are not really German. At the very least in an argument with a German
suddenly he will say what do you want you stupid foreigner? So you get
back into that situation and say ok I dont completely belong here.
I: And why not? Why do you say you cant be completely Germanic?
O: The problem is simple. When you see me, I dont look very German,
as people imagine German to be.
K., who was born in Bosnia but had lived in Germany since age three
and was planning to get his German citizenship in the next year articulated his non-Germanness also in terms of being excluded by others, however he also described his non-Germanness in an asserted sense, based on
his ethnicity which he defined in racial and cultural terms:
I: Do you feel German in any way?
K: Not at all. Im not German.
I: Why not?
K: Because Im not German ethnically.
I: What do you mean ethnically?
K: If I have a German passport, Im only a member, according to my definition, of the Federal Republic of Germany. I belong to this state but not to
the population.
I: Why not? Can you tell me more about this ethnic ...
K: I cant identify with Germans. I dont have blond hair, Im not Christian, nor is German my native language. And I have a completely different
culture. Thats the point. I dont feel German at all. And Im also not seen as
German by the Germans.
I: Have you experienced that?
K: Mm hm ... when I go anywhere here, they say, where are you from?
When I say Kreuzberg, Berlin, then they say, No, what country are you
from originally? ... they never mean what part of Berlin are you from. It
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Daniel Williams
doesnt matter if you were born there or have lived here for three generations, like most Turks, they only ask what country you are from.
Similarly, N., who was ambivalent about becoming a citizen, also saw
himself as not German:
I: And, do you feel German in any way?
N: Well, its kind of strange. Here in Germany youre basically labeled Serbian; but over there in Serbia you are basically the German. I personally
feel Serbian. During the Eurocup, I was a fan for Serbia. (laughter) Well, not
exactly labeled. But no one would say Im German or something like that.
I: Why not?
N: I dont really look like it, first of all ... and I dont consider myself German. I feel more Serbian, and more identify that way than as German.
Among those who framed citizenship as rights there were strong similarities. The particular emphasis on travel and access to other EU countries
is critical and clearly contradicts the importance of citizenship as access to
rights within the state; these individuals said little or nothing about rights
within Germany, even in a future hypothetical sense. That travel was the
most important of rights is quite significant and revealing of the importance of national origin and citizenship options of these young adults who
were all of non-EU descent. If their countries of origin were member states
of the European Union, they would already possess the travel rights that
they seek with German citizenship. Many of those in the rights-based
group also appeared to be quite casual about citizenship and the rights
they attach to it. Though somewhat conjectural, both the casualness of
their statements and the almost singular emphasis on travel may be effects
of age. The two rights still clearly tied to German citizenshipvoting rights
and the right to work in civil service occupationscould quite conceivably
become more important with age and as these young adults leave school
and enter the labor force.
Perhaps most interestingly, these young adults talked about how they
were excluded from Germanness, largely based on phenotype and not
looking German, more clearly and emphatically than all of the others.
Though this was not true for all individuals who viewed citizenship as
rights, it was true for four of the six. Finally, most of these individuals were
citizens, and two expressed an openness or intention to become a German
citizen. This suggests that the rights they seek, however trivially they are
articulated, outweigh reasons for choosing non-German citizenship.
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Germanness or Rights?
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Daniel Williams
The sense of familiarity with life in Germany also extended to those who
did not identify as German. In spite of this narrative about exclusion from
Germanness, K., for instance, saw his future in Germany and not in
Bosnia, articulating his sense of place in Germany through an analogy to
African-Americans:
I do have a relationship to this country. Its my home, I can definitely say.
Im from another country originally, but I am happy here. And I want to
spend the rest of my life here. So, its my state... I just dont feel connected
to the people. Maybe you can compare it to the usa. Because African-Americans dont feel connected to White Americans either.
Family Influences
Notably, several individuals (M., G., O.) also talked about the involvement of parents and families in their decisions about citizenship. One of
the arguments utilized by political parties in favor of dual citizenship in
the citizenship debates of the late 1990s was that forcing the second generation to choose one citizenship (presumably German) over another would
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Germanness or Rights?
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Daniel Williams
some other nationality, both culturally and in terms of citizenship. In contrast, those who saw citizenship as civic Germanness, each claimed a
cultural Germanness as well, while also viewing Germanness in hybrid or
situational terms. They articulated some tension between how they viewed
themselves and how they believed others viewed them. Finally, those who
viewed citizenship as rights predominantly viewed themselves as excluded
from Germanness.
Though some individuals identified as culturally Germanthrough
everyday life, language, and feeling at home in Germany, none identified as only German and nothing else. Those who did identify as German
qualified their identities, stating they were not real Germans. Germanness, then, appears to have multiple dimensionsone cultural and achievable, and another ethnoracial and ascribed. Without both, or perhaps only
the latter, it still appears to be difficult for the second generation to imagine a Germanness without descent.
Table 1: Interviewees
Interviewee
National
Origin
Citizenship
Gender
M.
G.
B.
S.
D.
F.
K.
O.
E.
N.
Italian
Turkish
Pakistani
Afghani
Turkish
Palestinian
Bosnian
Turkish
Turkish
Serbian
Italian
Turkish
German
German
German
German
Bosnian*
German
Turkish
Serbian
M
M
F
F
F
F
M
M
F
M
IdentityEthnic
IdentityCivic
Rights
x
x
x
x
x
x
x
x
x
x
* intends to naturalize
Finally, what remains ambiguous from these second generation individuals is the extent to which the meanings they give to citizenship and Germanness, respectively, are framed nationally, postnationally, or transnationally.
In regards to citizenship, few individuals preferred or chose their citizenship
through consideration of one nation-state. Arguably, only the two young
adults who viewed citizenship as civic Germanness did so. Those who
viewed citizenship as instrumental for rights referenced the experience of
crossing borders, and the limitations of holding a non-EU citizenship. Those
who chose non-German citizenships based on their national origin though
they lived in Germany clearly were making a transnational choice.
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Germanness or Rights?
Notes
1. See Rogers Brubaker, Citizenship and Nationhood in France and Germany (Cambridge,
1992); Yasemin Soysal, The Limits of Citizenship (Chicago, 1994).
2. Cynthia Miller-Idriss, Everyday Understandings of Citizenship in Germany, Citizenship Studies, 10 (2006): 542.
3. Christian Joppke, Transformation of Citizenship: Status, Rights, Identity, Citizenship
Studies, 11 (2007): 37-48.
4. Christian Joppke, Citizenship Between De- and Re-ethnicization, in Migration, Citizenship, Ethnos, eds., Y. Michal Bodemann and Gke Yurdakul (Houndmills, 2006), 63-91.
5. Brubaker (see note 1).
6. See Claudia Diehl and Michael Blohm, Rights or Identity? Naturalization Processes
among Labor Migrants in Germany, International Migration Review, 37 (2003): 133162.
7. Tomas Hammar, Democracy and the Nation-State: Aliens, Citizens and Denizens in a World of
International Migration (Aldershot, 1990); Soysal (see note 1)
8. Soysal (see note 1), 2.
9. David Jacobson, Rights Across Borders: Immigration and the Decline of Citizenship (Baltimore, 1997), 9.
10. Hammar (see note 7), 13.
11. Simon Green, Between Ideology and Pragmatism: The Politics of Dual Nationality in
Germany, International Migration Review 39 (2005): 921-952.
12. See Steven Vertovec, Conceiving and Researching Transnationalism, Ethnic and Racial
Studies, 22 (1999): 447-462; Stephen Castles and Mark J. Miller, The Migratory Process
and the Formation of Ethnic Minorities, in The Age of Migration: International Population
Movements in the Modern World, Stephen Castles and Mark J. Miller (New York, 2009),
19-47.
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13.
Simon Green, Beyond Ethnoculturalism: German Citizenship in the New Millennium, German Politics 9 (2000): 105-124.
14. Brubaker (see note 1), 178.
15. Notation for Interviewees: (National Origin/Citizenship).
16. Peter Kivisto and Thomas Faist, Beyond a Border (Thousand Oaks, 2010), 245.
17. See Green (see note 11).
18. See Stephen Cornell and Douglas Hartmann, Ethnicity and Race: Making Identities in a
Changing World, 2nd ed. (Thousand Oaks, 2007), on the ascribed/asserted distinction.
19. Katherine Ewing, Stolen Honor: Stigmatizing Muslim Men in Berlin, (Palo Alto, 2008), 5.
20. Green (see note 13).
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