Professional Documents
Culture Documents
Applying General Medical Knowledge To Individuals - A Philosophical Analysis
Applying General Medical Knowledge To Individuals - A Philosophical Analysis
Applying General Medical Knowledge To Individuals - A Philosophical Analysis
T H O M A S M A
APPLYING
GENERAL
INDIVIDUALS:
MEDICAL
KNOWLEDGE
A PHILOSOPHICAL
TO
ANALYSIS
1. I N T R O D U C T I O N
188
D A V I D C. T H O M A S M A
2. T H E A B S T R A C T , T H E C O N C R E T E , A N D I N F E R E N C E
The greater the abstraction, the less appropriate its appfication to concrete,
individual instances. This theorem holds true unless the inductive product
contains a set coextensive with the individual's characteristics, or at least
analogously so. It is only on the basis of this "set" that valid inferences can
be made. Some inferential cautions are required.
Inference from inductively gathered data can only be validly applied to
an individual if: (1) The individual's relevant characteristics are part of the
set; (2) The individual falls into a statistically secure field; (3) Some
common notes of all possible individuals are found in the inductive
product (or a "nature" of all the individuals is discovered and collated in
the inductive product); (4) The value assumptions of the abstract data are
de facto values of the individuals to which the data is to be applied.
What do these points mean for clinical judgment, however?
It is important that an attempt is made to clinically fit the patient into
the data pool of the research or epidemiological studies. An obvious
example occurs in the effort to control blood cholesterol levels. The
general public has learned of the research on this problem, and has
digested the news that fish oil can be beneficial in controlling such levels.
Apparently the initial epidemiological research on this problem comes
from studies of diseases among Eskimos. Although they do, in fact, have
less cardiovascular diseases than other adults in Western countries, they
also experience a much higher incidence of strokes, and a shorter lifespan.
Applying the data directly to other adults, and ignoring these other nasty
A P H I L O S O P H I C A L ANALYSIS
189
190
D A V I D C. T H O M A S M A
not be entirely a phsyiological problem, but also may involve the stresses
and strains of adjusting one's new life with one's values.
What is important in these examples, is that the fit between the
population studied and the population to which the data might apply is
often not accurate enough to warrant any kind of scientific certitude.
Undoubtably, further research will help gain a better fit. If this fit is not
equivocal, at least it can become more analogically accurate.
3. T H E P O S S I B I L I T Y OF A S C I E N C E OF I N D I V I D U A L S
MacIntyre and Gorovitz suggested some time ago that medicine might be
a science of individuals, in much the same way that environmental
scientists have discovered ways to predicate general statements of individual hurricanes. 5 I think that such a science is an impossibility. Rather it
should be called a techne, a discipline that combines science with the art
of dealing with the concrete. 6
The problem of the abstract and the concrete is an ancient one. As is
well-known, the problem of Ideas in Plato, the universals in Aris:otle, the
mediaeval debates about abstraction from nature, the late mediaeval
reaction to substances, and the modern disclaimer of any knowledge of
real world essences are only part of the picture.
William Desmond has studied this problem in detail. As he argues,
many philosophers since Hegel have been concerned about the charge
that philosophy (indeed, all abstract disciplines, including epidemiology,
I would add) inevitably favor sameness over otherness, identity over
difference, the abstract over the concrete. The Hegelian dialectic, for
example, subordinates difference to identity, not to speak of its materialistic cousin, the Marxist dialectic. Desmond argues that philosophy should
also be concerned with the "metaxological," a term he coins to describe
the betweenness in the dialectic, the active will to be both unique and
other. 7 A discourse about this intermediate realm is important precisely
because it involves the fit required between the individual and the abstract.
Pellegrino and I argued that philosophy of medicine must concern itself
with relationships, a fuzzy area of contemporary philosophy to be sure,
but essential if one were to examine the relation between the doctor and
the patient. 8 The epistemological question of applying generalized data to
individuals is certainly part of this needed exploration. It might take the
following lines.
Oliver Sacks quotes Ivy McKenzie as saying "The physician is concerned
(unlike the naturalist) . . . with a single organism, the human subject,
A PHILOSOPHICAL ANALYSIS
191
192
D A V I D C. T H O M A S M A
A PHILOSOPHICAL
ANALYSIS
t93
experience of other patients in similar but not exactly the same circumstances; This therapy presents a greater risk than standard therapy; A
choice between standard therapies and experimental therapies is possible.
But what is the choice? The choice is between probabilities. The
probability is high that one will die soon. On the one hand, standard
therapies offer little to increase the probability of survival. On the other
hand, experimental therapies are untried and may or may not increase
survival. In fact, they may lessen it.
Many patients reason that taking the best shot means increasing their
risk at present by consenting to the study, on the chance that they may be
able to live longer. Experimental therapy in some fields, such as cardiology,
may not offer a greater chance at longevity, but rather a better quality of
life during the time remaining. Therefore other patients may choose the
risk in favor of a greater quality of life. Still others decide that, in a no win
situation, they would rather not put themselves at greater risk. Rather than
longevity, this group of patients seem to value quality of life to remain as
comfortable as possible while they die. Further still, others factor into the
decision helping medical research and future generations. These patients
want to make the best out of a terrible situation. Nonetheless, this is
usually a secondary consideration for most patients.
Of major importance in making choices is how they are framed. Here
the patient's values run headlong into those of the physician. If the
physician puts the possibilities for cure, remission, or improved function in
the most positive light, then the patient will tend to choose in favor of the
research protocol (some studies suggest 70% of persons will do this
consistently). If exactly the same possibilities are cast in a negative light,
about the same percentage of patients would choose not to participate. 12
Imagine a patient faced with a decision to accept an invitation to
participate in a study to test the ability of a new drug to increase her
heart's efficiency. She has a heart condition that does not let her get out of
bed, because she becomes so much out of breath. If the physician
encourages her to try this drug because she may regain more function, she
would tend to accept it (even if the benefits are probably only an ability to
shuffle toward the bathroom on her own, and then back into bed). By
contrast, if her physician discourages her from entering the study because
the benefits are so miniscule compared to the risks, then she would tend
not to accept the invitation.
The reasons for this phenomenon are not hard to find. Patients honor
and respect their physicians. Their physicians' advice is very important.
Many physicians "pre-judge" the clinical trial, and would not offer it to
their patients unless their suspicion is that it will improve upon the
194
DAVID C. T H O M A S M A
A PHILOSOPHICAL
ANALYSIS
195
5. T H E B E L L - S H A P E D
CURVE
196
D A V I D C. T H O M A S M A
uncertainty, some physicians help patients decide by describing "the bellshaped curve." This is a curve drawn on a graph of a population of
patients' experience with survival from the disease in question. A number
only make it a few days or weeks. Gradually more patients live several
months to one and one-half years. Then the number of patients who live
longer falls off dramatically. Only one or two make it five years. This is the
case with cancer of the pancreas, no matter what doctors do to treat it.
The shape of the number of patients, the population curve, looks like an
inverted bell.
When a patient is newly diagnosed to have pancreatic cancer asks how
long she has to live, the physician can remain "value neutral" about the
possibilities (and not unduly persuade the patient to accept or reject
therapies) by saying that some persons die in a matter of weeks, more last
from several months to a year, and a very small number survive beyond
one year. The physician would point out that the patient may fall anywhere along that path.
Then possible treatments may be discussed, the results of which also
represent bell-shaped curves. In the case of pancreatic cancer, interventions are rarely if ever successful. So the proper way of framing the
discussion is to indicate to the patient that any experimental therapy
carries its own risks of reduced survival and a high probability of only
extremely modest gains. The gains might be represented by shifting the
bell-shaped curve a few months forward towards longevity. That is to say,
rather than inadvertently holding out hope that a patient will gain some
survival by consenting to an experimental treatment plan, the physician
would only promise a possible improvement in the bell-shaped curve.
This is a sophisticated point. But it can be explained this way. No one
knows where the patient falls on the curve; no one knows if that placement will be affected by a new experimental therapy. The patient may die
earlier than anticipated. Or the patient may die earlier than he or she
would have had they not accepted the experimental therapy. Depending
on the disease (fortunately not all are as intractable to treatment as
pancreatic cancer), the percentage of probability of moving the curve
forward, not just one's own survival within the curves, should also be
discussed. Is it high or low? This is another way of stating the overall risks
of the procedure for all patients who have accepted it in the past.
6. QUALITY OF LIFE
Most of the discussion about results in experimental medicine revolves
A PHILOSOPHICAL ANALYSIS
197
198
D A V I D C. T H O M A S M A
7. C O N C L U S I O N S
A PHILOSOPHICAL ANALYSIS
199
NOTES
1 D. C. Thomasma, 'Philosophical Reflections on a Rational Treatment Plan', Journal of
Medicine and Philosophy 11 (1986), 157--166.
z For example, see E. A. Murphy, E. M. Rosell, and M. I. Rosell, 'Deduction, Inference
and Illafion', Theoretical Medicine 7 (1986), 329--354.
3 B. Stokes, 'Reel in Facts Before SwallowSng Fish Oil', Chicago Tribune (1987), Sect. 5,
2.
4 C. Lauerman, 'Life After Transplant', Sunday: The Chicago Tribune Magazine (May 24
1987), Sect. 10, 10--15, 20--21.
5 S. Gorovitz, and A. MacIntyre, 'Toward a Theory of Medical Fallibility', Journal of
Medicine and Philosophy 1 (1976), 51--71.
6 E. Loewy, Ethical Dilemmas in Modern Medicine (Lewiston/Queenston: Edwin Mellen
Press, 1986), 6--8, discusses the notion of medicine as a techne, a skill aimed at a moral
end, rather than merely a skill. This is an important understanding for the fourth caution
noted in the text.
7 W. Desmond, Desire, Dialectic, and Otherness (New Haven: Yale University Press,
1987).
s E. D. Pellegrino, and D. C. Thomasma, A Philosophical Basis of Medical Practice (New
York: Oxford University Press, 1981), Ch. 2.
9 As quoted on the frontspiece of O. Sacks, The Man Who Mistook His Wife for a Hat and
Other Clinical Tales (New York: Summit Books, t986).
lo Ibid., p. 166.
11 K. Sehaffner, ed., 'Ethical Issues in the Use of Clinical Controls', Journal of Medicine
andPhUosophy 11 (1986),
12 A. Tversky, and D. Kahneman, 'The Framing of Decisions and the Psychology of
Choice', Science 211 (1981), 453-- 458.
13 D. Marquis, 'An Argument That All Prerandomized Clinical Trials Are Unethical',
Journal of Medicine and Philosophy 11 (1986), 367--384.
200
D A V I D C. T H O M A S M A
14 H. Brody, Placebos and the Philosophy of Medicine: Clinical, Conceptual, and Ethical
Issues (Chicago: University of Chicago Press, 1980).
~5 See E. Cassell, 'Moral Thought in Clinical Practice: Applying the Abstract to the Usual',
in H. T. Engelhardt, Jr., and D. Callahan (eds.), Science, Ethics, and Medicine (New York:
Hastings Center, t976), 147--160.