Professional Documents
Culture Documents
Healy v. James, 408 U.S. 169 (1972)
Healy v. James, 408 U.S. 169 (1972)
169
92 S.Ct. 2338
33 L.Ed.2d 266
Syllabus
Petitioners, seeking to form a local chapter of Students for a Democratic
Society (SDS) at a state-supported college, were denied recognition as a
campus organization. Recognition would have entitled petitioners to use
campus facilities for meetings and to use of the campus bulletin board and
school newspaper. The college president denied recognition because he
was not satisfied that petitioners' group was independent of the National
SDS, which he concluded has a philosophy of disruption and violence in
conflict with the college's declaration of student rights. Petitioners
thereupon brought this action for declaratory and injunctive relief. The
District Court first ordered a further administrative hearing, after which
the president reaffirmed his prior decision. Approving the president's
judgment, the District Court held that petitioners had failed to show that
they could function free from the National SDS and that the college's
refusal to approve the group, which the court found 'likely to cause violent
acts of disruption,' did not violate petitioners' associational rights. The
Court of Appeals, purporting not to reach the First Amendment issues,
affirmed on the ground that petitioners had failed to avail themselves of
the due process accorded to them and to meet their burden of complying
with the prevailing standards for recognition. Held:
1. The courts erred in (1) discounting the cognizable First Amendment
associational interest that petitioners had in furthering their personal
beliefs and (2) assuming that the burden was on petitioners to show
entitlement to recognition by the college rather than on the college to
justify its nonrecognition of the group, once petitioners had made
altogether, while at others files were looted and manuscripts destroyed. SDS
chapters on some of those campuses had been a catalytic force during this
period.1 Although the causes of campus disruption were many and complex,
one of the prime consequences of such activities was the denial of the lawful
exercise of First Amendment rights to the majority of students by the few.
Indeed, many of the most cherished characteristics long associated with
institutions of higher learning appeared to be endangered. Fortunately, with the
passage of time, a calmer atmosphere and greater maturity now pervade our
campuses. Yet, it was in this climate of earlier unrest that this case arose.
4
'Q. How would you respond to issues of violence as other S.D.S. chapters have?
'A. No I can't say that; would not know until we know what the issues are.
10
11
12
With this information before it, the Committee requested an additional filing by
the applicants, including a formal statement regarding affiliations. The
amended application filed in response stated flatly that 'CCSC Students for a
Democratic Society are not under the dictates of any National organization.' 3 At
a second hearing before the Student Affairs Committee, the question of
relationship with the National organization was raised again. One of the
organizers explained that the National SDS was divided into several 'factional
groups,' that the national-local relationship was a loose one, and that the local
organization accepted only 'certain ideas' but not all of the National
organization's aims and philosophies.
13
By a vote of six to two the Committee ultimately approved the application and
recommended to the President of the College, Dr. James, that the organization
be accorded official recognition. In approving the application, the majority
indicated that its decision was premised on the belief that varying viewpoints
should be represented on campus and that since the Young Americans for
Freedom, the Young Democrats, the Young Republicans, and the Liberal Party
all enjoyed recognized status, a group should be available with which 'left wing'
students might identify. The majority also noted and relied on the organization's
claim of independence. Finally, it admonished the organization that immediate
suspension would be considered if the group's activities proved incompatible
with the school's policies against interference with the privacy of other students
or destruction of property. The two dissenting members based their reservation
primarily on the lack of clarity regarding the organization's independence.
14
Several days later, the President rejected the Committee's recommendation, and
issued a statement indicating that petitioners' organization was not to be
accorded the benefits of official campus recognition. His accompanying
remarks, which are set out in full in the margin,4 indicate several reasons for his
action. He found that the organization's philosophy was antithetical to the
school's policies,5 and that the group's independence was doubtful. He
concluded that approval should not be granted to any group that 'openly
repudiates' the College's dedication to academic freedom.
15
newspaper; they were precluded from using various campus bulletin boards;
andmost importantlynonrecognition barred them from using campus
facilities for holding meetings. This latter disability was brought home to
petitioners shortly after the President's announcement. Petitioners circulated a
notice calling a meeting to discuss what further action should be taken in light
of the group's official rejection. The members met at the coffee shop in the
Student Center ('Devils' Den') but were disbanded on the President's order since
nonrecognized groups were not entitled to use such facilities.6
16
17
Pursuant to the court's order, the President designated Dean Judd, the Dean of
Student Affairs, to serve as hearing officer and a hearing was scheduled. The
hearing, which spanned two dates and lasted approximately two hours, added
little in terms of objective substantive evidence to the record in this case.
Petitioners introduced a statement offering to change the organization's name
from 'CCSC local chapter of SDS' to 'Students for a Democratic Society of
Central Connecticut State College.' They further reaffirmed that they would
'have no connection whatsoever to the structure of an existing national
organization.'7 Petitioners also introduced the testimony of their faculty adviser
to the effect that some local SDS organizations elsewhere were unaffiliated
with any national organization. The hearing officer, in addition to introducing
the minutes from the two pertinent Student Affairs Committee meetings, also
introduced, sua sponte, portions of a transcript of hearings before the United
States House of Representatives Internal Security Committee investigating the
activities of SDS. Excerpts were offered both to prove that violent and
disruptive activities had been attributed to SDS elsewhere and to demonstrate
that there existed a national organization that recognized and cooperated with
regional and local college campus affiliates. Petitioners did not challenge the
asserted existence of a National SDS, nor did they question that it did have a
system of affiliations of some sort. Their contention was simply that their
organization would not associate with that network. Throughout the hearing the
parties were acting at cross purposes. What seemed relevant to one appeared
completely immaterial to the other. This failure of the hearing to advance the
litigation was, at bottom, the consequence of a more basic failure to join issue
on the considerations that should control the President's ultimate decision, a
problem to which we will return in the ensuing section.
18
Upon reviewing the hearing transcript and exhibits, the President reaffirmed his
prior decision to deny petitioners recognition as a campus organization. The
reasons stated, closely paralleling his initial reasons, were that the group would
be a 'disruptive influence' at CCSC and that recognition would be 'contrary to
the orderly process of change' on the campus.
19
After the President's second statement issued, the case then returned to the
District Court, where it was ordered dismissed. The court concluded, first, that
the formal requisites of procedural due process had been complied with,
second, that petitioners had failed to meet their burden of showing that they
could function free from the National organization, and, third, that the College's
refusal to place its stamp of approval on an organization whose conduct it
found 'likely to cause violent acts of disruption' did not violate petitioners'
associational rights. 319 F.Supp. 113, at 116.
20
Petitioners appealed to the Court of Appeals for the Second Circuit where, by a
two-to-one vote, the District Court's judgment was affirmed. The majority
purported not to reach the substantive First Amendment issues on the theory
that petitioners had failed to avail themselves of the due process accorded them
and had failed to meet their burden of complying with the prevailing standards
for recognition. 445 F.2d 1122, at 11311132. Judge Smith dissented,
disagreeing with the majority's refusal to address the merits and finding that
petitioners had been deprived of basic First Amendment rights. Id., at 1136.
This Court granted certiorari 404 U.S. 983, 92 S.Ct. 452, 30 L.Ed.2d 366 and,
for the reasons that follow, we conclude that the judgments of the courts below
must be reversed and the case remanded for reconsideration.
II
21
At the outset we note that state colleges and universities are not enclaves
immune from the sweep of the First Amendment. 'It can hardly be argued that
either students or teachers shed their constitutional rights to freedom of speech
or expression at the schoolhouse gate.' Tinker v. Des Moines Independent
Community School District, 393 U.S. 503, 506, 89 S.Ct. 733, 736, 21 L.Ed.2d
731 (1969). Of course, as Mr. Justice Fortas made clear in Tinker, First
Amendment rights must always be applied 'in light of the special characteristics
of the . . . environment' in the particular case. Ibid. And, where state-operated
educational institutions are involved, this Court has long recognized 'the need
for affirming the comprehensive authority of the States and of school officials,
consistent with fundamental constitutional safeguards, to prescribe and control
conduct in the schools.' Id., at 507, 89 S.Ct. at 737. Yet, the precedents of this
Court leave no room for the view that, because of the acknowledged need for
order, First Amendment protections should apply with less force on college
compuses than in the community at large. Quite to the contrary, '(t)he vigilant
protection of constitutional freedoms is nowhere more vital than in the
community of American schools.' Shelton v. Tucker, 364 U.S. 479, 487, 81
S.Ct. 247, 251, 5 L.Ed.2d 231 (1960). The college classroom with its
surrounding environs is peculiarly the "marketplace of ideas," and we break no
new constitutional ground in reaffirming this Nation's dedication to
safeguarding academic freedom. Keyishian v. Board of Regents, 385 U.S. 589,
603, 87 S.Ct. 675, 683, 17 L.Ed.2d 629 (1967); Sweezy v. New Hampshire by
Wyman, 354 U.S. 234, 249250 (1957) (plurality opinion of Mr. Chief Justice
Warren), 262, 77 S.Ct. 1203, 12111212, 1217, 1 L.Ed.2d 1311 (Frankfurter,
J., concurring in result).
22
Among the rights protected by the First Amendment is the right of individuals
to associate to further their personal beliefs. While the freedom of association is
not explicitly set out in the Amendment, it has long been held to be implicit in
the freedoms of speech, assembly, and petition. See, e.g., Baird v. State Bar of
Arizona, 401 U.S. 1, 6, 91 S.Ct. 702, 705, 27 L.Ed.2d 639 (1971); NAACP v.
Button, 371 U.S. 415, 430, 83 S.Ct. 328, 336, 9 L.Ed.2d 405 (1963); Louisiana
ex rel. Gremillion v. NAACP, 366 U.S. 293, 296, 81 S.Ct. 1333, 1335, 6
L.Ed.2d 301 (1961); NAACP v. Alabama ex rel. Patterson, 357 U.S. 449, 78
S.Ct. 1163, 2 L.Ed.2d 1488 (1958) (Harlan, J., for a unanimous Court). There
can be no doubt that denial of official recognition, without justification, to
college organizations burdens or abridges that associational right. The primary
impediment to free association flowing from nonrecognition is the denial of use
of campus facilities for meetings and other appropriate purposes. The practical
effect of nonrecognition was demonstrated in this case when, several days after
the President's decision was announced, petitioners were not allowed to hold a
meeting in the campus coffee shop because they were not an approved group.
23
24
Respondents and the courts below appear to have taken the view that denial of
official recognition in this case abridged no constitutional rights. The District
Court concluded that
25
26
In that court's view all that was denied petitioners was the 'administrative seal
of official college respectability.'9 Ibid. A majority of the Court of Appeals
agreed that petitioners had been denied only the 'college's stamp of approval.'
445 F.2d at 1131. Respondents take that same position here, arguing that
petitioners still may meet as a group off campus, that they still may distribute
written material off campus, and that they still may meet together informally on
campusas individuals, but not as CCSCSDS.
27
The opinions below also assumed that petitioners had the burden of showing
entitlement to recognition by the College.10 While petitioners have not
challenged the procedural requirement that they file an application in
conformity with the rules of the College,11 they do question the view of the
courts below that final rejection could rest on their failure to convince the
administration that their organization was unaffiliated with the National SDS.
For reasons to be stated later in this opinion, we do not consider the issue of
affiliation to be a controlling one. But, apart from any particular issue, once
petitioners had filed an application in conformity with the requirements, the
burden was upon the College administration to justify its decision of rejection.
See, e.g., Law Students Civil Rights Research Council v. Wadmond, 401 U.S.
154, 162163, 91 S.Ct. 720, 726727, 27 L.Ed.2d 749 (1971); United States
v. O'Brien, 391 U.S. 367, 376377, 88 S.Ct. 1673, 1678 1679, 20 L.Ed.2d 672
(1968); Speiser v. Randall, 357 U.S. 513, 78 S.Ct. 1332, 2 L.Ed.2d 1460
(1958). It is to be remembered that the effect of the College's denial of
recognition was a form of prior restraint, denying to petitioners' organization
the range of associational activities described above. While a college has a
legitimate interest in preventing disruption on the campus, which under
circumstances requiring the safeguarding of that interest may justify such
restraint, a 'heavy burden' rests on the college to demonstrate the
appropriateness of that action. See Near v. Minnesota ex rel. Olson, 283 U.S.
697, 713716, 51 S.Ct. 625, 630 631, 75 L.Ed. 1357 (1931); Organization for
a Better Austin v. Keefe, 402 U.S. 415, 418, 91 S.Ct. 1575, 1577, 29 L.Ed.2d 1
(1971); Freedman v. Maryland, 380 U.S. 51, 57, 85 S.Ct. 734, 738, 13 L.Ed.2d
649 (1965).
III
29
From the outset the controversy in this case has centered in large measure
around the relationship, if any, between petitioners' group and the National
SDS. The Student Affairs Committee meetings, as reflected in its minutes,
focused considerable attention on this issue; the court-ordered hearing also was
directed primarily to this question. Despite assurances from petitioners and their
counsel that the local group was in fact independent of the National
organization, it is evident that President James was significantly influenced by
his apprehension that there was a connection. Aware of the fact that some SDS
chapters had been associated with disruptive and violent campus activity, he
apparently considered that affiliation itself was sufficient justification for
denying recognition.12
31
Although this precise issue has not come before the Court heretofore, the Court
has consistently disapproved governmental action imposing criminal sanctions
or denying rights and privileges solely because of a citizen's association with an
unpopular organization. See, e.g., United States v. Robel, 389 U.S. 258, 88
S.Ct. 419, 19 L.Ed.2d 508 (1967); Keyishian v. Board of Regents, 385 U.S., at
605610, 87 S.Ct., at 684688; Elfbrandt v. Russell, 384 U.S. 11, 86 S.Ct.
1238, 16 L.Ed.2d 321 (1966); Scales v. United States, 367 U.S. 203, 81 S.Ct.
1469, 6 L.Ed.2d 782 (1961). In these cases it has been established that 'guilt by
association alone, without (establishing) that an individual's association poses
the threat feared by the Government,' is an impermissible basis upon which to
deny First Amendment rights. United States v. Robel, supra, 389 U.S., at 265,
88 S.Ct., at 424. The government has the burden of establishing a knowing
affiliation with an organization possessing unlawful aims and goals, and a
specific intent to further those illegal aims.13
32
Students for a Democratic Society, as conceded by the College and the lower
courts, is loosely organized, having various factions and promoting a number of
diverse social and political views only some of which call for unlawful action.14
Not only did petitioners proclaim their complete independence from this
organization,15 but they also indicated that they shared only some of the beliefs
its leaders have expressed.16 On this record it is clear that the relationship was
not an adequate ground for the denial of recognition.
B
33
34
The mere disagreement of the President with the group's philosophy affords no
reason to deny it recognition. As repugnant as these views may have been,
especially to one with President James' responsibility, the mere expression of
them would not justify the denial of First Amendment rights. Whether
petitioners did in fact advocate a philosophy of 'destruction' thus becomes
immaterial. The College, acting here as the instrumentality of the State, may
not restrict speech or association simply because it finds the views expressed by
any group to be abhorrent. As Mr. Justice Black put it most simply and clearly:
35
'I do not believe that it can be too often repeated that the freedoms of speech,
press, petition and assembly guaranteed by the First Amendment must be
accorded to the ideas we hate or sooner or later they will be denied to the ideas
we cherish.' Communist Party v. Subversive Activities Control Board, 367 U.S.
1, 137, 81 S.Ct. 1357, 1431, 6 L.Ed.2d 625 (dissenting opinion) (1961).
C
36
As the litigation progressed in the District Court, a third rationale for President
James' decisionbeyond the questions of affiliation and philosophybegan to
emerge. His second statement, issued after the court-ordered hearing, indicates
that he based rejection on a conclusion that this particular group would be a
'disruptive influence at CCSC.' This language was underscored in the second
District Court opinion. In fact, the court concluded that the President had
determined that CCSCSDS' 'prospective campus activities were likely to
cause a disruptive influence at CCSC.' 319 F.Supp., at 116.
37
If this reason, directed at the organization's activities rather than its philosophy,
were factually supported by the record, this Court's prior decisions would
provide a basis for considering the propriety of nonrecognition. The critical line
heretofore drawn for determining the permissibility of regulation is the line
between mere advocacy and advocacy 'directed to inciting or producing
imminent lawless action and . . . likely to incite or produce such action.'
Brandenburg v. Ohio, 395 U.S. 444, 447, 89 S.Ct. 1827, 1829, 23 L.Ed.2d 430
(1969) (unanimous per curiam opinion). See also Scales v. United States, 367
U.S., at 230232, 81 S.Ct., at 14861488; Noto v. United States, 367 U.S.
290, 298, 81 S.Ct. 1517, 1521, 6 L.Ed.2d 836 (1961); Yates v. United States,
354 U.S. 298, 77 S.Ct. 1064, 1 8l.Ed.2d 1356 (1957). In the context of the
'special characteristics of the school environment,'18 the power of the
government to prohibit 'lawless action' is not limited to acts of a criminal
nature. Also prohibitable are actions which 'materially and substantially disrupt
the work and discipline of the school.' Tinker v. Des Moines Independent
Community School District, 393 U.S., at 513, 89 S.Ct., at 740. Associational
activities need not be tolerated where they infringe reasonable campus rules,
interrupt classes, or substantially interfere with the opportunity of other students
to obtain an education.
38
The 'Student Bill of Rights' at CCSC, upon which great emphasis was placed
by the President, draws precisely this distinction between advocacy and action.
It purports to impose no limitations on the right of college student organizations
'to examine and discuss all questions of interest to them.' (Emphasis supplied.)
But it also states that students have no right (1) 'to deprive others of the
opportunity to speak or be heard,' (2) 'to invade the privacy of others,' (3) 'to
damage the property of others,' (4) 'to disrupt the regular and essential operation
of the college,' or (5) 'to interfere with the rights of others.'19 The line between
permissible speech and impermissible conduct tracks the constitutional
requirement, and if there were an evidential basis to support the conclusion that
CCSCSDS posed a substantial threat of material disruption in violation of
that command the President's decision should be affirmed.20
39
The record, however, offers no substantial basis for that conclusion. The only
support for the view expressed by the President, other than the reputed
affiliation with National SDS, is to be found in the ambivalent responses
offered by the group's representatives at the Student Affairs Committee
hearing, during which they stated that they did not know whether they might
respond to 'issues of violence' in the same manner that other SDS chapters had
on other campuses. Nor would they state unequivocally that they could never
'envision . . . interrupting a class.' Whatever force these statements might be
thought to have is largely dissipated by the following exchange between
petitioners' counsel and the Dean of Student Affairs during the court-ordered
hearing:
40
'Counsel: '. . . I just read the document that you're offering (minutes from
Student Affairs Committee meeting) and I can't see that there's anything in it
that intimates that these students contemplate any illegal or disruptive practice.'
41
Dean: 'No. There's no question raised to that, counselor. . . .' App. 7374.
42
Dean Judd's remark reaffirms, in accord with the full record, that there was no
substantial evidence that these particular individuals acting together would
constitute a disruptive force on campus. Therefore, insofar as nonrecognition
flowed from such fears, it constituted little more than the sort of
'undifferentiated fear or apprehension of disturbance (which) is not enough to
overcome the right to freedom of expression.' Tinker v. Des Moines
Independent Community School District, 393 U.S., at 508, 89 S.Ct., at 737.
D
43
These same references in the record to the group's equivocation regarding how
it might respond to 'issues of violence' and whether it could ever 'envision . . .
interrupting a class,' suggest a fourth possible reason why recognition might
have been denied to these petitioners. These remarks might well have been read
as announcing petitioners' unwillingness to be bound by reasonable school rules
governing conduct. The College's Statement of Rights, Freedoms, and
Responsibilities of Students contains, as we have seen, an explicit statement
with respect to campus disruption. The regulation, carefully differentiating
between advocacy and action, is a reasonable one, and petitioners have not
questioned it directly.21 Yet their statements raise considerable question
whether they intend to abide by the prohibitions contained therein.22
44
As we have already stated in Parts B and C, the critical line for First
Amendment purposes must be drawn between advocacy, which is entitled to
full protection, and action, which is not. Petitioners may, if they so choose,
preach the propriety of amending or even doing away with any or all campus
regulations. They may not, however, undertake to flout these rules. Mr. Justice
Blackmun, at the time he was a circuit judge on the Eighth Circuit, stated:
45
'We . . . hold that a college has the inherent power to promulgate rules and
regulations; that it has the inherent power properly to discipline; that it has
power appropriately to protect itself and its property; that it may expect that its
students adhere to generally accepted standards of conduct.' Esteban v. Central
Missouri State College, 415 F.2d 1077, 1089 (CA8 1969), cert. denied, 398
U.S. 965, 90 S.Ct. 2169, 26 L.Ed.2d 548 (1970).
46
47
IV
48
50
51
I am in agreement with what is said in the Court's opinion and I join in it. I do
so because I read the basis of the remand as recognizing that student
organizations seeking the privilege of official campus recognition must be
willing to abide by valid rules of the institution applicable to all such
organizations. This is a reasonable condition insofar as it calls for the disavowal
of resort to force, disruption, and interference with the rights of others.
52
53
The relatively placid life of the college campus of the past has not prepared
either administrators or students for their respective responsibilities in
maintaining an atmosphere in which divergent views can be asserted
vigorously, but civilly, to the end that those who seek to be heard accord the
Against this background, the action of the Court in remanding on this issue is
appropriate.
55
56
57
As Dr. Birenbaum* says, the status quo of the college or university is the
governing body (trustees or overseers), administrative officers, who include
caretakers, and the police, and the faculty. Those groups have well-defined or
vaguely inferred values to perpetuate. The customary technique has been to
conceive of the minds of students as receptacles for the information which the
faculty have garnered over the years. Education is commonly thought of as the
process of filling the receptacles with what the faculty in its wisdom deems fit
and proper.
58
Many, inside and out of faculty circles, realize that one of the main problems of
faculty members is their own re-education or re-orientation. Some have narrow
specialties that are hardly relevant to modern times. History has passed others
by, leaving them interesting relics of a bygone day. More often than not they
represent those who withered under the pressures of McCarthyism or other
forces of conformity and represent but a timid replica of those who once
brought distinction to the ideal of academic freedom.
59
The confrontation between them and the oncoming students has often been
upsetting. The problem is not one of choosing sides. Studentswho, by reason
of the Twenty-sixth Amendment, become eligible to vote when 18 years of age
are adults who are members of the college or university community. Their
interests and concerns are often quite different from those of the faculty. They
often have values, views, and ideologies that are at war with the ones which the
college has traditionally espoused or indoctrinated. When they ask for change,
they, the students, speak in the tradition of Jefferson and Madison and the First
Amendment.
60
The First Amendment does not authorize violence. But it does authorize
advocacy, group activities, and espousal of change.
61
The present case is minuscule in the events of the 60's and 70's. But the fact
that it has to come here for ultimate resolution indicates the sickness of our
academic world, measured by First Amendment standards. Students as well as
faculty are entitled to credentials in their search for truth. If we are to become
an integrated, adult society, rather than a stubborn status quo opposed to
change, students and faculties should have communal interests in which each
age learns from the other. Without ferment of one kind or another, a college or
university (like a federal agency or other human institution) becomes a useless
appendage to a society which traditionally has reflected the spirit of rebellion.
'A compulsory ghetto fails as a community because its inhabitants lack the
power to develop common goals and to pursue them effectively together. It
fails too because of a fatal disconnection between the possession and use of
power and the cognition that knowledge, as a form of power, carries with it
political responsibility. In these respects the campus is now like the compulsory
ghetto.
63
'Those who deplore a view of the university in terms of its powerful political
role in American society must account for the institution's use of political
power in its own terms, for its own purposes. I have come to feel lately
partly, I guess, because of the legal reasoning styles to which I have been
exposedthat those playing around with the structure of their universities these
days are playing with tinker toys. New committees, new senates and new
student-participation formulae do not necessarily mean that anything has
changed. Indeed, if Berkeley, Columbia, Harvard and Chicago are valid
examples, restructuring turns out to be one of the brilliant new inventions for
sustaining the status quo. The vested interests and essential privileges involved
in current effects to restructure the university have yet completely to surface. A
substantial part of our melting iceberg is still below the waterline.
64
'That part of the student critique of the university which most deserves our
attention bears upon what we teach, how we teach it, and the terms on which it
is taught. One of the interesting things their critique points out is that our
building programs, corporate investments, relationships to the immediate
community and to the society, and our views of citizenship inside the
university, all turn out to be projections and applications of what we call or
have called education. Their critique suggests the perfectly absurd conclusion
that there is a relationship between their long hair and our long war, between
being a nurse and being a Negro, between the freshman political-science course
and the pollution of fresh air, between education for freedom and being free.
Obviously, the contemporary American student activist is crazy.
65
'We have probably made a mistake by revealing to our students that there really
is too much to know, and only one way to learn itour way. They have come
to accept this as gospel, and it has encouraged them to view curriculum
development as essentially a sophisticated art of selection, interpretation and
emphasis in which they have a vested interest. Understanding this, naturally
they have begun to ask the key political questions bearing upon our vested
interests and privileges: What experience and talent should be empowered to
select? Who should be empowered to employ those who will interpret, and to
deploy the wealth required to support the enterprise?
66
'Obviously the control over who will be kept out and over punishment-andreward systems inside is extremely important. While our students still generally
concede that the older adults who teach them may know something they don't,
they are also asserting the uniqueness of their own experience, claiming that
they may know something which those now in charge don't. They have
returned to the kindergarten level to rediscover a principle long revered in
American educationthat the student plays a positive and active role, that he
has something definite and essential to contribute to his own education.
67
68
'Today's campus disruptions were born in the years 1776 to 1787. Although the
mind of Thomas Jefferson was anchored in the traditions of Heidelberg,
Oxford, Paris, Bologna, Rome, Greece, the religions of the early Christians and
the ancient Hebrews, minds like his transformed the old into something quite
new, as in the case of his proposal for a university in Virginia. What was
created then was not, of course, the latest thing, nor was it necessarily the
Truth. But it was an adventure, a genuine new departure, unlike most of the
institutions of learning we have created in this country since the Morrill Act
'The traditions of the university in the West are anti- if not counterrevolutionary. Operating within these traditions, the university has produced
revolutionary knowledge, but institutionally the uses of the knowledge have
been directed mainly toward the confirmation of the status quo, particularly the
political and cultural status quo. The themes of peace, integration, equality,
freedom and the humane uses of knowledge are ones which traditionally fall
beyond the purview of the university.
70
'But in principle the main themes of our society run counter to this deployment
of knowledge. In spite of Vietnam, poverty, racism and the overbearing logic of
our technologyin spite of Bedford-Stuyvesantthe main themes of our
country, in principle, were and still are revolutionary. They are reflected in such
questions as these: Can the revolutionary knowledge developed in the
universities be used humanely, to conform with what Jefferson and his
colleagues apparently meant? What does equality mean, and whatever it meant
or means, can we still achieve a version of it consistent with this adventure?
Are reason and democracy really consistent? Is war in behalf of peace, given
what we know now, realistic? Can Negroes who were once property suddenly
become people? Are some genocides more decent than others, some cesspools
more fragrant than others?
71
'In any event, I know that Bedford-Stuyvesant is crammed full of red-whiteand-blue Americans. They really believe that we ought to practice what we
preach, and that's the problem. We've oversold America to ourselves, and so
many of my very good friendslooking at the street violence and the circuses
in the courts and on the campuseswho believe we confront a deeply unAmerican phenomenon, who think we face a serious threat to American values,
completely misread what is going on there. We face a vibrant, far-reaching
reassertion of what this country claims, what it has always claimed it is.' W.
Birenbaum, Something For Everybody Is Not Enough 6769, 248249.
72
73
74
I find the implication clear from the Court's opinion that the constitutional
limitations on the government's acting as administrator of a college differ from
the limitations on the government's acting as sovereign to enforce its criminal
laws. The Court's quotations from Tinker v. Des Moines Independent
Community School District, 393 U.S. 503, 506, 89 S.Ct. 733, 736, 21 L.Ed.2d
731 (1969), to the effect that First Amendment rights must always be applied 'in
light of the special characteristics of the . . . environment,' and from Esteban v.
Central Missouri State College, 415 F.2d 1077, 1089 (CA8, 1969), to the effect
that a college 'may expect that its students adhere to generally accepted
standards of conduct,' emphasize this fact.
75
Cases such as United Public Workers v. Mitchell, 330 U.S. 75, 67 S.Ct. 556, 91
L.Ed. 754 (1947), and Pickering v. Board of Education etc., 391 U.S. 563, 88
S.Ct. 1731, 20 L.Ed.2d 811 (1968). make it equally clear that the government
in its capacity as employer also differs constitutionally from the government in
its capacity as the sovereign executing criminal laws. The Court in Pickering
said:
76
'The problem in any case is to arrive at a balance between the interests of the
teacher, as a citizen, in commenting upon matters of public concern and the
interest of the State, as an employer, in promoting the efficiency of the public
services it performs through its employees.' 391 U.S., at 568, 88 S.Ct., at 1734.
77
78
Prior cases dealing with First Amendment rights are not fungible goods, and I
think the doctrine of these cases suggests two important distinctions. The
government as employer or school administrator may impose upon employees
and students reasonable regulations that would be impermissible if imposed by
the government upon all citizens. And there can be a constitutional distinction
between the infliction of criminal punishment, on the one hand, and the
Because some of the language used by the Court tends to obscure these
distinctions, which I believe to be important, I concur only in the result.
do not have the right to deprive others of the opportunity to speak or be heard,
to invade the privacy of others, to damage the property of others, to disrupt the
regular and essential operation of the college, or to interfere with the rights of
others.'
6
During the meeting petitioners were approached by two of the College's deans,
who served petitioners with a memorandum from the President stating:
'Notice has been received by this office of a meeting of the 'C.C.S.C.S.D.S.
on ThursdayNovember 6 at 7:00 p.m. at the Devils' Den.'
'Such meeting may not take place in the Devils' Den of the Student Center nor
in or on any other property of the college since the C.C.S.C.S.D.S. is not a
duly recognized college organization.
'You are hereby notified by this action to cease and desist from meeting on
college property.'
D.C., 319 F.Supp. 113, 114 (1970). The hearing officer, over petitioners'
objection, ruled that the statement was inadmissible, apparently on the ground
that it would constitute an amendment to the original application and would be
beyond the permissible scope of the hearing. Whatever the merits of this ruling,
the statement was in the record reviewed by the President and was relied on in
the subsequent District Court opinion without reference to its prior exclusion.
Ibid.
These statements are in contrast to the first opinion by the District Court, which
reflected a full appreciation of the constitutional significance of petitioners'
claim. 311 F.Supp., at 12801282.
10
11
13
In addition to the cases cited in the text above, see also Law Students Civil
Rights Research Council v. Wadmond, 401 U.S. 154, 164166, 91 S.Ct. 720,
727728, 27 L.Ed.2d 749 (1971); In re Stolar, 401 U.S. 23, 28, 91 S.Ct. 713,
716, 27 L.Ed.2d 657 (1971); Aptheker v. Secretary of State, 378 U.S. 500, 84
S.Ct. 1659, 12 L.Ed.2d 992 (1964); Noto v. United States, 367 U.S. 290, 299
300, 81 S.Ct. 1517, 15211522, 6 L.Ed.2d 836 (1961).
14
15
16
17
See n. 4, supra.
18
Tinker v. Des Moines Independent Community School Dist., 393 U.S. 503,
506, 89 S.Ct. 733, 736, 21 L.Ed.2d 731 (1969).
19
See n. 5, supra.
20
State's interest and that 'the incidental restriction on alleged First Amendment
freedoms is no greater than is essential to the furtherance of that interest.'
United States v. O'Brien, 391 U.S. 367, 377, 88 S.Ct. 1673, 1679, 20 L.Ed.2d
672 (1968). See also NAACP v. Alabama ex rel. Flowers, 377 U.S. 288, 84
S.Ct. 1302, 12 L.Ed.2d 325 (1964); Gibson v. Florida Legislative Investigation
Committee, 372 U.S. 539, 546, 83 S.Ct. 889, 893, 9 L.Ed.2d 929 (1963);
NAACP v. Alabama ex rel. Patterson, 357 U.S. 449, 78 S.Ct. 1163, 2 L.Ed.2d
1488 (1958). On this record, absent a showing of any likelihood of disruption
or unwillingness to recognize reasonable rules governing campus conduct, it is
not necessary for us to decide whether denial of recognition is an appropriately
related and narrow response.
21
See n. 5, supra.
22
23
See, e.g., Adderley v. Florida, 385 U.S. 39, 4748, 87 S.Ct. 242, 247248, 17
L.Ed.2d 149 (1966); Cox v. Louisiana, 379 U.S. 536, 558, 85 S.Ct. 453, 466,
13 L.Ed.2d 471 (1965); Louisiana ex rel. Gremillion v. NAACP, 366 U.S. 293,
297, 81 S.Ct. 1333, 1336, 6 L.Ed.2d 301 (1961).
24