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Weiss United States
Weiss United States
163
WEISS
v.
UNITED STATES
No. 92-1482.
Petitioner Weiss, a United States Marine, pleaded guilty at a special courtmartial to one count of larceny, in violation of Article 121 of the Uniform Code
of Military Justice (UCMJ or Code), 10 U. S. C. 921. He was sentenced to
three months of confinement, partial forfeiture of pay, and a bad-conduct
discharge. Petitioner Hernandez, also a Marine, pleaded guilty to the
possession, importation, and distribution of cocaine, in violation of Article
112a, UCMJ, 10 U. S. C. 912a, and conspiracy, in violation of Article 81,
UCMJ, 10 U. S. C. 881. He was sentenced to 25 years of confinement,
forfeiture of all pay, a reduction in rank, and a dishonorable discharge. The
convening authority reduced Hernandez' sentence to 20 years of confinement.
Two of the five judges concluded that the initial appointment of military trial
and appellate judges as commissioned officers is sufficient to satisfy the
Appointments Clause. Id., at 225-234 (plurality opinion). A separate
appointment before taking on the duties of a military judge is unnecessary,
according to the plurality, in part because the duties of a judge in the military
justice system are germane to the duties that military officers already discharge.
Ibid. One judge concurred in the result only, concluding that the Appointments
Clause does not apply to the military. Id., at 234-240 (opinion of Crawford, J.).
The other two judges dissented separately. Both stressed the significant
changes brought about by the Military Justice Act of 1968, particularly the
duties added to the newly created office of military judge, and both concluded
that the duties of a military judge are sufficiently distinct from the other duties
performed by military officers to require a second appointment. See id., at 240256 (Sullivan, C. J., dissenting), and id., at 256-263 (Wiss, J., dissenting).
It will help in understanding the issues involved to review briefly the contours
of the military justice system and the role of military judges within that system.
Pursuant to Article I of the Constitution, Congress has established three tiers of
military courts. See U. S. Const., Art. I, 8, cl. 14. At the trial level are the
courts-martial, of which there are three types: summary, special, and general.
The summary court-martial adjudicates only minor offenses, has jurisdiction
only over servicemembers, and can be conducted only with their consent. It is
presided over by a single commissioned officer who can impose up to one
month of confinement and other relatively modest punishments. Arts. 16(3), 20,
UCMJ, 10 U. S. C. 816(3), 820.
The special court-martial usually consists of a military judge and three courtmartial members,1 although the Code allows the members to sit without a
judge, or the accused to elect to be tried by the judge alone. Art. 16(2), UCMJ,
10 U. S. C. 816(2). A special court-martial has jurisdiction over most offenses
under the UCMJ, but it may impose punishment no greater than six months of
confinement, three months of hard labor without confinement, a bad-conduct
discharge, partial and temporary forfeiture of pay, and a reduction in grade. Art.
19, UCMJ, 10 U. S. C. 819. The general court-martial consists of either a
military judge and at least five members, or the judge alone if the accused so
requests. Art. 16(1), UCMJ, 10 U. S. C. 816(1). A general court-martial has
jurisdiction over all offenses under the UCMJ and may impose any lawful
sentence, including death. Art. 18, UCMJ, 10 U. S. C. 818.
8
The military judge, a position that has officially existed only since passage of
the Military Justice Act of 1968, acts as presiding officer at a special or general
court-martial. Art. 26, UCMJ, 10 U. S. C. 826. The judge rules on all legal
questions, and instructs court-martial members regarding the law and
procedures to be followed. Art. 51, UCMJ, 10 U. S. C. 851. The members
decide guilt or innocence and impose sentence unless, of course, the trial is
before the judge alone. Ibid. No sentence imposed becomes final until it is
approved by the officer who convened the court-martial. Art. 60, UCMJ, 10 U.
S. C. 860.
Military trial judges must be commissioned officers of the Armed Forces2 and
members of the bar of a federal court or a State's highest court. Art. 26, UCMJ,
10 U. S. C. 826. The judges are selected and certified as qualified by the
Judge Advocate General of their branch of the Armed Forces.3 They do not
serve for fixed terms and may perform judicial duties only when assigned to do
so by the appropriate Judge Advocate General. While serving as judges,
officers may also, with the approval of the Judge Advocate General, perform
other tasks unrelated to their judicial duties. Ibid. There are approximately 74
judges currently certified to preside at general and special courts-martial. An
additional 25 are certified to preside only over special courts-martial.
10
At the next tier are the four Courts of Military Review, one each for the Army,
Air Force, Coast Guard, and Navy-Marine Corps. These courts, which usually
sit in three-judge panels, review all cases in which the sentence imposed is for
one or more years of confinement, involves the dismissal of a commissioned
officer, or involves the punitive discharge of an enlisted servicemember. Art.
66, UCMJ, 10 U. S. C. 866. The courts may review de novo both factual and
legal findings, and they may overturn convictions and sentences. Ibid.
Appellate judges may be commissioned officers or civilians, but each must be a
member of a bar of a federal court or of a State's highest court. Ibid. The judges
are selected and assigned to serve by the appropriate Judge Advocate General.
Ibid. Like military trial judges, appellate judges do not serve for a fixed term.
There are presently 31 appellate military judges.
11
Atop the system is the Court of Military Appeals, which consists of five civilian
judges who are appointed by the President, with the advice and consent of the
Senate, for fixed terms of 15 years. Arts. 67, 142, UCMJ, 10 U. S. C. 867,
942 (1988 ed., Supp. IV). The appointment and tenure of these judges are not at
issue here.
12
13
"[The President] shall nominate, and by and with the Advice and Consent of the
Senate, shall appoint Ambassadors, other public Ministers and Consuls, Judges
of the supreme Court, and all other Officers of the United States, whose
Appointments are not herein otherwise provided for, and which shall be
established by Law: but the Congress may by Law vest the Appointment of
such inferior Officers, as they think proper, in the President alone, in the Courts
of Law, or in the Heads of Departments." U. S. Const., Art. II, 2, cl. 2.
14
We begin our analysis on common ground. The parties do not dispute that
military judges, because of the authority and responsibilities they possess, act
as "Officers" of the United States. See Freytag v. Commissioner, 501 U. S. 868
(1991) (concluding special trial judges of Tax Court are officers); Buckley v.
Valeo, 424 U. S. 1, 126 (1976) ("[A]ny appointee exercising significant
authority pursuant to the laws of the United States is an `Officer of the United
States,' and must, therefore, be appointed in the manner prescribed by [the
Appointments Clause]"). The parties are also in agreement, and rightly so, that
the Appointments Clause applies to military officers. As we said in Buckley,
"all officers of the United States are to be appointed in accordance with the
Clause. . . . No class or type of officer is excluded because of its special
functions." Id., at 132 (emphasis in original).
15
16
Petitioners' argument also ignores the fact that Congress has not hesitated to
expressly require the separate appointment of military officers to certain
positions. An additional appointment by the President and confirmation by the
Senate is required for a number of top-level positions in the military hierarchy,
including: the Chairman and Vice Chairman of the Joint Chiefs of Staff, 10 U.
S. C. 152, 154; the Chief and Vice Chief of Naval Operations, 5033,
5035; the Commandant and Assistant Commandant of the Marine Corps,
5043, 5044; the Surgeons General of the Army, Navy, and Air Force, 3036,
5137, 8036; the Chief of Naval Personnel, 5141; the Chief of Chaplains,
5142; and the Judge Advocates General of the Army, Navy, and Air Force,
3037, 5148, 8037.
18
With respect to other positions, however, Congress has spoken quite differently.
The Deputy and Assistant Chiefs of Staff for the Army, for example, are
"general officers detailed to these positions." 3035 (emphasis added). The
Chief of Staff of the Marine Corps and his assistants are "detailed" to those
positions by the Secretary of the Navy. 5045. Commissioned officers "may be
detailed for duty" with the American Red Cross by the appropriate military
Secretary. 711a. Secretaries of military departments "may assign or detail
members of the armed forces" to be inspectors of buildings owned or occupied
abroad by the United States. 713. The Secretary of the Navy "may assign"
enlisted members of the Navy to serve as custodians of foreign embassies and
consulates. 5983. And the President may "detail" officers of the Navy to
serve as superintendents or instructors at nautical schools. This contrasting
treatment indicates rather clearly that Congress repeatedly and consistently
distinguished between an office that would require a separate appointment and a
position or duty to which one could be "assigned" or "detailed" by a superior
officer.
19
The sections of the UCMJ relating to military judges speak explicitly and
exclusively in terms of "detail" or "assign"; nowhere in these sections is
mention made of a separate appointment. Section 826(a) provides that a
military judge shall be "detail[ed]" to each general court-martial, and may be
"detail[ed]" to any special court-martial. The military judge of a general courtmartial must be designated by the Judge Advocate General, or his designee,
826(c), but the appropriate Service Secretary prescribes by regulation the
manner in which military judges are detailed for special courts-martial, and
what persons are authorized to so detail them. Section 866, in turn, provides
that military appellate judges shall be "assigned to a Court of Military Review."
The appropriate Judge Advocate General designates a chief judge for each
Court of Military Review, and the chief judge determines "on which panels of
the court the appellate judges assigned to the court will serve and which
military judge assigned to the court will act as the senior judge on each panel."
Ibid. (emphasis added).
20
Congress' treatment of military judges is thus quite different from its treatment
of those offices, such as Chairman of the Joint Chiefs of Staff, for which it
wished to require a second appointment before already-commissioned officers
could occupy them. This difference negates any permissible inference that
Congress intended that military judges should receive a second appointment,
but in a fit of absentmindedness forgot to say so.
21
22
The lead and dissenting opinions in the Court of Military Appeals devoted
considerable attention to, and the parties before us have extensively briefed, the
significance of our opinion in Shoemaker v. United States, 147 U. S. 282
(1893). There Congress had enacted a statute establishing a commission to
supervise the development of Rock Creek Park in the District of Columbia.
Three of the members were appointed by the President with the advice and
consent of the Senate, but the remaining two members were the Chief of
Engineers of the Army and the Engineer Commissioner of the District of
Columbia. Both of the latter were already commissioned as military officers,
but it was contended that the Appointments Clause required that they again be
appointed to their new positions. The Court rejected the argument, saying:
23
"[T]he argument is, that while Congress may create an office, it cannot appoint
the officer; that the officer can only be appointed by the President with the
approval of the Senate. . . . As, however, the two persons whose eligibility is
questioned were at the time of the passage of the act . . . officers of the United
States who had been theretofore appointed by the President and confirmed by
the Senate, we do not think that, because additional duties, germane to the
offices already held by them, were devolved upon them by the act, it was
necessary that they should be again appointed by the President and confirmed
by the Senate. It cannot be doubted, and it has frequently been the case, that
Congress may increase the power and duties of an existing office without
thereby rendering it necessary that the incumbent should be again nominated
and appointed." Id., at 300-301.
24
The present cases before us differ from Shoemaker in several respects, at least
one of which is significant for purposes of Appointments Clause analysis. In
Shoemaker, Congress assigned new duties to two existing offices, each of
which was held by a single officer. This no doubt prompted the Court's
description of the argument as being that "while Congress may create an office,
it cannot appoint the officer." By looking to whether the additional duties
assigned to the offices were "germane," the Court sought to ensure that
Congress was not circumventing the Appointments Clause by unilaterally
appointing an incumbent to a new and distinct office. But here the statute
authorized an indefinite number of military judges, who could be designated
from among hundreds or perhaps thousands of qualified commissioned officers.
In short, there is no ground for suspicion here that Congress was trying to both
create an office and also select a particular individual to fill the office. Nor has
Congress effected a "diffusion of the appointment power," about which this
Court expressed concern in Freytag, supra, at 878.
25
26
Commissioned officers, for example, have the power and duty to "quell
quarrels, frays, and disorders among persons subject to [the UCMJ] and to
apprehend persons subject to [the UCMJ] who take part therein." Art. 7(c),
UCMJ, 10 U. S. C. 807(c). Commanding officers can impose nonjudicial
disciplinary punishment for minor offenses, without the intervention of a court-
By the same token, the position of military judge is less distinct from other
military positions than the office of full-time civilian judge is from other
offices in civilian society. As the lead opinion in the Court of Military Appeals
noted, military judges do not have any "inherent judicial authority separate
from a court-martial to which they have been detailed. When they act, they do
so as a court-martial, not as a military judge. Until detailed to a specific courtmartial, they have no more authority than any other military officer of the same
grade and rank." 36 M. J., at 228. Military appellate judges similarly exercise
judicial functions only when they are "assigned" to a Court of Military Review.
Neither military trial nor appellate judges, moreover, have a fixed term of
office. Commissioned officers are assigned or detailed to the position of
military judge by a Judge Advocate General for a period of time he deems
necessary or appropriate, and then they may be reassigned to perform other
duties. Even while serving as military trial judges, officers may perform, with
the permission of the Judge Advocate General, duties unrelated to their judicial
responsibilities. Art. 26(c), UCMJ, 10 U. S. C. 826(c). Whatever might be the
case in civilian society, we think that the role of military judge is "germane" to
that of military officer.
28
In sum, we believe that the current scheme satisfies the Appointments Clause.
It is quite clear that Congress has not required a separate appointment to the
position of military judge, and we believe it equally clear that the
Appointments Clause by its own force does not require a second appointment
before military officers may discharge the duties of such a judge.
II
29
Petitioners next contend that the Due Process Clause requires that military
judges must have a fixed term of office. Petitioners recognize, as they must, that
the Constitution does not require life tenure for Article I judges, including
military judges. See United States ex rel. Toth v. Quarles, 350 U. S. 11, 17
(1955). Nor does the trial by an Article I judge lacking life tenure violate an
accused's due process rights. See Palmore v. United States, 411 U. S. 389, 410
(1973). Petitioners thus confine their argument to the assertion that due process
requires military judges to serve for some fixed length of timehowever short.
30
31
Neither Mathews nor Medina, however, arose in the military context, and we
have recognized in past cases that "the tests and limitations [of due process]
may differ because of the military context." Rostker, supra, at 67. The
difference arises from the fact that the Constitution contemplates that Congress
has "plenary control over rights, duties, and responsibilities in the framework of
the Military Establishment, including regulations, procedures, and remedies
related to military discipline." Chappell v. Wallace, 462 U. S. 296, 301 (1983).
Judicial deference thus "is at its apogee" when reviewing congressional
decisionmaking in this area. Rostker, supra, at 70. Our deference extends to
rules relating to the rights of servicemembers: "Congress has primary
responsibility for the delicate task of balancing the rights of servicemen against
the needs of the military. . . . [W]e have adhered to this principle of deference
in a variety of contexts where, as here, the constitutional rights of servicemen
were implicated." Solorio v. United States, 483 U. S. 435, 447-448 (1987).
32
33
It is elementary that "a fair trial in a fair tribunal is a basic requirement of due
process." In re Murchison, 349 U. S. 133, 136 (1955). A necessary component
of a fair trial is an impartial judge. See ibid.; Tumey v. Ohio, 273 U. S. 510,
532 (1927). Petitioners, however, do not allege that the judges in their cases
were or appeared to be biased. Instead, they ask us to assume that a military
judge who does not have a fixed term of office lacks the independence
necessary to ensure impartiality. Neither history nor current practice, however,
supports such an assumption.
34
* Although a fixed term of office is a traditional component of the AngloAmerican civilian judicial system, it has never been a part of the military
justice tradition. The early English military tribunals, which served as the
model for our own military justice system, were historically convened and
presided over by a military general. No tenured military judge presided. See
Schlueter, The Court-Martial: An Historical Survey, 87 Mil. L. Rev. 129, 135,
136-144 (1980).
35
In the United States, although Congress has on numerous occasions during our
history revised the procedures governing courts-martial, it has never required
tenured judges to preside over courts-martial or to hear immediate appeals
therefrom.6 See W. Winthrop, Military Law and Precedents 21-24, 953-1000
(2d ed. 1920) (describing and reprinting the Articles of War, which governed
court-martial proceedings during the 17th and 18th centuries); F. Gilligan & F.
Lederer, 1 Court-Martial Procedure 11-24 (1991) (describing 20th-century
revisions to Articles of War, and enactment of and amendments to UCMJ).
Indeed, as already mentioned, Congress did not even create the position of
military judge until 1968. Courts-martial thus have been conducted in this
country for over 200 years without the presence of a tenured judge, and for
over 150 years without the presence of any judge at all.
B
36
as to overcome the balance struck by Congress. And the historical fact that
military judges have never had tenure is a factor that must be weighed in this
calculation.
37
38
Article 26 places military judges under the authority of the appropriate Judge
Advocate General rather than under the authority of the convening officer. 10
U. S. C. 826. Rather than exacerbating the alleged problems relating to
judicial independence, as petitioners suggest, we believe this structure helps
protect that independence. Like all military officers, Congress made military
judges accountable to a superior officer for the performance of their duties. By
placing judges under the control of Judge Advocates General, who have no
interest in the outcome of a particular court-martial, we believe Congress has
achieved an acceptable balance between independence and accountability.
39
40
The entire system, finally, is overseen by the Court of Military Appeals, which
is composed entirely of civilian judges who serve for fixed terms of 15 years.
That court has demonstrated its vigilance in checking any attempts to exert
42
For the reasons stated, we reject the petitioners' Appointments Clause and Due
Process Clause attacks on the judges who convicted them and those who heard
their appeals. The judgments of the Court of Military Appeals are accordingly
43
Affirmed.
Notes:
*
All commissioned officers are appointed by the President, with the advice and
consent of the Senate. 10 U. S. C. 531
The Judge Advocate General for each service is the principal legal officer for
that service. See 10 U. S. C. 3037 (Army), 5148 (Navy-Marine Corps),
8037 (Air Force); Art. 1(1), UCMJ, 10 U. S. C. 801(1) (Coast Guard)
Although the record before us does not contain complete information regarding
the military careers of the judges involved in these cases, it is quite possible
that they had been appointed more than once before being detailed or assigned
to serve as military judges. This is because 10 U. S. C. 624 requires a new
appointment by the President, with the advice and consent of the Senate, each
time a commissioned officer is promoted to a higher gradee. g., if a captain is
promoted to major, he must receive another appointment.
This added limitation on the power of the Judge Advocates General to remove
military judges refutes petitioners' contention that Judge Advocates General
have unfettered discretion both to appoint and remove military judges
JUSTICE SOUTER, concurring.
join the Court's opinion on the understanding that military judges, like ordinary
commissioned military officers, are "inferior officers" within the meaning of
the Appointments Clause. Because these cases would raise a far more difficult
constitutional question than the one the Court today decides if, as petitioners
argue, military judges were "principal officers," I write separately to explain
why I conclude that they are not
Under the Appointments Clause, the President "shall nominate, and by and
with the Advice and Consent of the Senate, shall appoint" all "Officers of the
United States" (or "principal officers," as we have called them, seeMorrison v.
Olson, 487 U. S. 654, 670 (1988); Buckley v. Valeo, 424 U. S. 1, 132 (1976)).
Art. II, 2. "[B]ut the Congress may by Law vest the Appointment of such
inferior Officers, as they think proper, in the President alone, in the Courts of
Law, or in the Heads of Departments." Ibid.
Military officers performing ordinary military duties are inferior officers, and
none of the parties to this case contends otherwise. Though military officers are
appointed in the manner of principal officers, no analysis permits the
conclusion that each of the more than 240,000 active military officers (see
Department of Defense, Military Manpower Statistics 18 (Mar. 31, 1993)
(Table 9)) is a principal officer. See Morrison v. Olson, supra, at 670-673
(outlining criteria for determining Appointments Clause status of a federal
officer). Congress has simply declined to adopt the less onerous appointment
process available for inferior officers.
The Uniform Code of Military Justice authorizes the Judge Advocate General
of the relevant branch of the Armed Forces to select as a military judge any
commissioned military officer who meets certain qualifications going to legal
knowledge and experience. See ante, at 168. If, as petitioners argue, military
judges were principal officers, this method of choosing them from among the
ranks of inferior officers would raise two constitutional questions. As to
military officers who received their commissions before Congress created the
post of military judge in 1968, the question would be whether the duties of a
principal officer may be assigned to an existing multiperson inferior office, so
that some of the office's occupants, at the choice of a lower level Executive
Branch official, will serve in new principal-officer positions. And as to officers
who received their commissions after 1968 and whose appointments therefore
included the potential for service as military judge, the question would be
whether a multiperson office may be created in which individuals will occupy,
again at the choice of a lower level Executive Branch official, either inferiorofficer or principal-officer positions.
The Appointments Clause requires each question to be answered in the
negative. "The Constitution, for purposes of appointment, very clearly divides
all its officers into two classes," United States v. Germaine, 99 U. S. 508, 509
(1879), and though Congress has broad power to create federal offices and
assign duties to them, see Myers v. United States, 272 U. S. 52, 128-129
(1926), it may not, even with the President's assent, disregard the Constitution's
distinction between principal and inferior officers. It may not, in particular,
dispense with the precise process of appointment required for principal officers,
In the Framers' thinking, the process on which they settled for selecting
principal officers would ensure "judicious" appointments not only by
empowering the President and the Senate to check each other, but also by
allowing the public to hold the President and Senators accountable for
injudicious appointments. "[T]he circumstances attending an appointment [of a
principal officer], from the mode of conducting it, would naturally become
matters of notoriety," Hamilton wrote; "and the public would be at no loss to
determine what part had been performed by the different actors." The Federalist
No. 77, at 517. As a result,
"[t]he blame of a bad nomination would fall upon the president singly and
absolutely. The censure of rejecting a good one would lie entirely at the door of
the senate; aggravated by the consideration of their having counteracted the
good intentions of the executive. If an ill appointment should be made the
executive for nominating and the senate for approving would participate though
in different degrees in the opprobrium and disgrace." Ibid.
The strategy by which the Framers sought to ensure judicious appointments of
principal officers is, then, familiar enough: the Appointments Clause separates
the Government's power but also provides for a degree of intermingling, all to
ensure accountability and "preclude the exercise of arbitrary power." Myers v.
United States, 272 U. S., at 293 (Brandeis, J., dissenting).
The strict requirements of nomination by the President and confirmation by the
Senate were not carried over to the appointment of inferior officers. A degree of
flexibility was thought appropriate in providing for the appointment of officers
who, by definition, would have only inferior governmental authority. See 2
Farrand 627. But although they allowed an alternative appointment method for
inferior officers, the Framers still structured the alternative to ensure
accountability and check governmental power: any decision to dispense with
Presidential appointment and Senate confirmation is Congress's to make, not
the President's, but Congress's authority is limited to assigning the appointing
power to the highly accountable President or the heads of federal departments,
or, where appropriate, to the courts of law.
B
If the structural benefits the Appointments Clause was designed to provide are
to be preserved, the Clause must be read to forbid the two ways in which the
benefits can be defeated. First, no branch may aggrandize its own appointment
power at the expense of another. See Buckley v. Valeo, 424 U. S., at 128-129.
Congress, for example, may not unilaterally fill any federal office; and the
President may neither select a principal officer without the Senate's
concurrence, nor fill any office without Congress's authorization.2Second, no
branch may abdicate its Appointments Clause duties. Congress, for example,
may not authorize the appointment of a principal officer without Senate
confirmation; nor may the President allow Congress or a lower level Executive
Branch official to select a principal officer.3
To be sure, "power is of an encroaching nature" and more likely to be usurped
than surrendered. The Federalist No. 48, at 332 (J. Madison). For this reason,
our Appointments Clause cases (like our separation-of-powers cases generally)
have typically addressed allegations of aggrandizement rather than abdication.
See, e. g., Buckley v. Valeo, supra; Springer v. Philippine Islands, 277 U. S.
189 (1928); Shoemaker v. United States, 147 U. S. 282 (1893). 4Nevertheless, "
[t]he structural interests protected by the Appointments Clause are not those of
any one branch of Government but of the entire Republic," and "[n]either
Congress nor the Executive can agree to waive th[e] structural protection[s]"
the Clause provides. Freytag, 501 U. S., at 880. The Appointments Clause
forbids both aggrandizement and abdication. 5
C
If military judges were principal officers, the method for selecting them, which
is prescribed in legislation adopted by Congress and signed by the President,
would amount to an impermissible abdication by both political branches of their
Appointments Clause duties. Military officers commissioned before 1968,
though they received Presidential appointment and Senate confirmation, were
chosen to fill inferior offices that did not carry the possibility of service as a
military judge. If military judges were principal officers, the Military Justice
Act of 1968 would have authorized the creation and filling of principal offices
without any Presidential nomination or Senate confirmation to that principal
office, or indeed to any principal office at all. Such a process would preclude
the President, the Senate, and the public from playing the parts assigned to
them, parts the Framers thought essential to preventing the exercise of arbitrary
power and encouraging judicious appointments of principal officers.
The office to which military officers have been appointed since enactment of
the 1968 Act includes the potential for service as a military judge. But that
would be a sufficient response to petitioners' Appointments Clause objection
only if military judges were inferior officers. Otherwise, the method for
selecting military judges even from the ranks of post-1968 commissioned
officers would reflect an abdication of the political branches' Appointments
Clause duties with respect to principal officers. Admittedly, the degree of
abdication would not be as extreme as in the prior setting, for the President and
Senate are theoretically aware that each officer nominated and confirmed may
serve as a military judge. Judging by the purposes of the Appointments Clause,
however, this difference is immaterial. It cannot seriously be contended that in
confirming the literally tens of thousands of military officers each year the
Senate would, or even could, adequately focus on the remote possibility that a
small number of them would eventually serve as military judges.6And the
method for appointing military judges allows the President no formal role at all
in the selection of the particular individuals who will actually serve in those
positions. This process likewise deprives the public of any realistic ability to
hold easily identifiable elected officials to account for bad appointments. Thus
while, as the Court explains, see ante, at 171-172, Congress has certainly
attempted to create a single military office that includes the potential of service
as a military judge, I believe the Appointments Clause forbids the creation of
such a single office that combines inferior- and principal-officer roles, thereby
disregarding the special treatment the Constitution requires for the appointment
of principal officers. For these reasons, if military judges were principal
officers, the current scheme for appointing them would raise a serious
Appointments Clause problem indeed, as the Solicitor General conceded at oral
argument. See Tr. of Oral Arg. 30-31.
D
The argument that military judges are principal officers is far from frivolous. It
proceeds by analogizing military judges to Article III circuit and district judges,
who are principal officers,7and to Article I Tax Court judges, who Freytag
suggests are principal officers too (since, Freytag held, Tax Court judges may
appoint inferior officers). In terms of the factors identified in Morrison v. Olson
as significant to determining the Appointments Clause status of a federal
officer, the office of military judge is not "limited in tenure," as that phrase was
used in Morrison to describe "appoint[ment] essentially to accomplish a single
task [at the end of which] the office is terminated." 487 U. S., at 672. Nor are
military judges "limited in jurisdiction," as used in Morrison to refer to the fact
that an independent counsel may investigate and prosecute only those
individuals, and for only those crimes, within the scope of the jurisdiction
granted by the special three-judge appointing court. See ibid. Over the cases
before them, military judges would seem to be no more "limited [in] duties"
than lower Article III or Tax Court judges. Id., at 671. And though military
judges are removable, the same is true of "most (if not all) principal officers in
the Executive Branch." Id., at 716 (SCALIA, J., dissenting) (emphasis deleted).
The argument that military judges are principal officers, however, is not
without response. Since Article I military judges are much more akin to Article
I Tax Court judges than lower Article III judges, the analogy to Tax Court
judges proves nothing if Tax Court judges are inferior officers, which they may
be. The history that justifies declaring the judges of "inferior" Article III courts
to be principal officers is not available for Tax Court judges, and though
Freytag holds that the Tax Court is a "Cour[t] of Law" that can appoint inferior
Notes:
1
While it is true that "the debates of the Constitutional Convention, and the
Federalist Papers, are replete with expressions of fear that the Legislative
Branch of the National Government will aggrandize itself at the expense of the
other two branches,"Buckley v. Valeo, 424 U. S. 1, 129 (1976), the Framers
also expressed concern over the threat of expanding Presidential power,
including specifically in the context of appointments. See, e. g., 1 Farrand 101
(G. Mason); id., at 103 (B. Franklin). Indeed, the Framers added language to
both halves of the Appointments Clause specifically to address the concern that
the President might attempt unilaterally to create and fill federal offices. See C.
Warren, The Making of the Constitution 642 (1937)(discussing references in
the Appointments Clause to principal offices "`established by Law,'" and to the
power of appointing inferior officers which "`Congress may by law'" vest as
specified). No doubt, Article I's assignment to Congress of the power to make
laws makes the Legislative Branch the most likely candidate for encroaching on
the power of the others. But Article II gives the President means of his own to
encroach, and indeed we have been forced to invalidate Presidential attempts to
usurp legislative authority, as the Buckley Court recognized: "The Court has
held that the President may not execute and exercise legislative authority
belonging only to Congress." Buckley, supra, at 123 (citing Youngstown Sheet
& Tube Co. v. Sawyer, 343 U. S. 579 (1952)).
3
The theme of abdication has not been entirely absent, however. InMorrison v.
Olson, 487 U. S. 654 (1988), the Court considered a challenge to a law
authorizing appointment of an independent counsel by a three-judge panel and
without Senate confirmation. Though the law was adopted by Congress and
signed by the President, the Court said that the law would nevertheless violate
the Appointments Clause if the independent counsel were a principal officer.
See id., at 671. If the independent counsel were such an officer, the law would
represent an impermissible abdication by both Congress and the President of
their Appointments Clause duties.
CfJ. W. Hampton, Jr., & Co. v. United States, 276 U. S. 394, 406 (1928) (Taft,
C. J.) ("[I]t is a breach of the National fundamental law if Congress gives up its
legislative power and transfers it to the President, or to the Judicial branch, or if
by law it attempts to invest itself or its members with either executive power or
judicial power"). As Chief Justice Taft's remark suggests, the ready analogy to
the Appointments Clause's antiabdication principle is what has been called
"nondelegation doctrine." The Court has unanimously invalidated legislation in
which Congress delegated "to others the essential legislative functions with
which it is . . . vested," A. L. A. Schechter Poultry Corp. v. United States, 295
U. S. 495, 529 (1935); id., at 553-554 (Cardozo, J., concurring), and it has read
other statutes narrowly to avoid annulling them as excessive abdications of
constitutional responsibility, see Industrial Union Dept., AFL-CIO v. American
Petroleum Institute, 448 U. S. 607, 646 (1980) (plurality opinion); National
Cable Television Assn., Inc. v. United States, 415 U. S. 336, 342 (1974). See
also Industrial Union Dept., supra, at 672-676 (REHNQUIST, J., concurring in
judgment) (discussing limits on the delegation of Congress's legislative power).
Nondelegation doctrine has been criticized. But see J. Ely, Democracy and
Distrust 131-134 (1980) (distinguishing non-delegation doctrine from less
defensible theories invoked to strike down New Deal legislation). Barring
Appointments Clause abdication strikes me as plainly less problematic,
however, because the text of the Constitution describes with precision the
nature of the branches' appointments powers.
Writing in 1953, one observer pointed out that if each of the 49,956
nominations for military office sent to the Senate in 1949 "were considered for
one minute . . . , it would require 832 hours to pass upon the nominations [or]
an average of more than 5 hours each day that the Senate is in session." Harris,
Advice and Consent of the Senate, at 331. This observer concluded that "Senate
confirmation of military and naval officers has become for all practical
purposes an empty formality."Ibid.
It is true that the Court has never so held and that the Constitution refers to the
lower federal courts as "inferior Courts." Art. III, 1. But from the early days of
the Republic "[t]he practical construction has uniformly been that [judges of the
inferior courts] are not... inferior officers," 3 J. Story, Commentaries on the
Constitution 456, n. 1 (1833), and I doubt many today would disagree.
InFreytag, indeed, the Court assumed that lower federal judges were principal
officers. See 501 U. S., at 884 (listing "ambassadors, ministers, heads of
departments, and judges" as principal officers). But see Shartel, Federal Judges
Appointment, Supervision, and RemovalSome Possibilities Under the
Constitution, 28 Mich. L. Rev. 485, 499-529 (1930) (arguing that lower federal
judges should, and constitutionally can, be appointed by the Chief Justice).
think the Appointments Clause issue requires somewhat more analysis than the
Court provides, and the Due Process Clause issue somewhat less
As to the former: The Court states that these cases differ fromShoemaker v.
United States, 147 U. S. 282 (1893), because, after the passage of the Military
Justice Act of 1968, military judges could be selected from "hundreds or
perhaps thousands of qualified commissioned officers," ante, at 174, so that
there is no concern (as there was in Shoemaker, where a single incumbent held
the office whose duties were enlarged) that "Congress was trying to both create
an office and also select a particular individual to fill the office," ante, at 174.
That certainly distinguishes Shoemaker, but I do not see why it leads to the
Court's conclusion that therefore "germaneness" analysis need not be
conducted here as it was in Shoemaker (though the Court proceeds to conduct it
anyway, ante, at 174-176).
Germaneness analysis must be conducted, it seems to me, whenever that is
necessary to assure that the conferring of new duties does not violate the
Appointments Clause. Violation of the Appointments Clause occurs not only
when (as in Shoemaker) Congress may be aggrandizing itself (by effectively
appropriating the appointment power over the officer exercising the new
duties), but also when Congress, without aggrandizing itself, effectively lodges
appointment power in any person other than those whom the Constitution
specifies. Thus, "germaneness" is relevant whenever Congress gives power to
confer new duties to anyone other than the few potential recipients of the
appointment power specified in the Appointments Clausei. e., the President,
the Courts of Law, and Heads of Departments.
The Judge Advocates General are none of these. Therefore, if acting as a
military judge under the Military Justice Act of 1968 is nongermane to serving
as a military officer, giving Judge Advocates General the power to appoint
military officers to serve as military judges would violate the Appointments
Clause, even if there were "hundreds or perhaps thousands" of individuals from
whom the selections could be made. For taking on the nongermane duties of
military judge would amount to assuming a new "Offic[e]" within the meaning
of Article II, and the appointment to that office would have to comply with the
strictures of Article II. I find the Appointments Clause not to have been
violated in the present case, only because I agree with the Court's dictum that
the new duties are germane.*
II
With respect to the Due Process Clause challenge, I think it neither necessary
nor appropriate for this Court to pronounce whether "Congress has achieved an
acceptable balance between independence and accountability," ante, at 180. As
today's opinion explains, a fixed term of office for a military judge "has never
been a part of the military justice tradition," ante, at 178. "Courts-martial ...
have been conducted in this country for over 200 years without the presence of
a tenured judge," ante, at 179. Thus, in the Military Justice Act of 1968 the
people's elected representatives achieved a "balance between independence and
accountability" which, whether or not "acceptable" to five Justices of this
Court, gave members of the military at least as much procedural protection, in
the respects at issue here, as they enjoyed when the Fifth Amendment was
adopted and have enjoyed ever since. That is enough, and to suggest otherwise
arrogates to this Court a power it does not possess.
"[A] process of law, which is not otherwise forbidden, must be taken to be due
process of law, if it can show the sanction of settled usage both in England and
in this country . . . . [That which], in substance, has been immemorially the
actual law of the land . . . is due process of law." Hurtado v. California, 110 U.
S. 516, 528 (1884).
As sometimes ironically happens when judges seek to deny the power of
historical practice to restrain their decrees, see, e. g., Burnham v. Superior
Court of Cal., County of Marin, 495 U. S. 604, 637-639 (1990) (Brennan, J.,
concurring in judgment), the present judgment makes no sense except as a
consequence of historical practice. Today's opinion finds "an acceptable
balance between independence and accountability" because the Uniform Code
of Military Justice "protects against unlawful command influence by precluding
a convening authority or any commanding officer from preparing or reviewing
any report concerning the effectiveness, fitness, or efficiency of a military
judge relating to his judicial duties"; because it "prohibits convening authorities
from censuring, reprimanding, or admonishing a military judge `. . . with
respect to any. .. exercise of . . . his functions in the conduct of the proceeding'
"; and because a Judge Advocate General cannot decertify or transfer a military
judge "based on the General's opinion of the appropriateness of the judge's
findings and sentences." Ante, at 180, 181. But no one can suppose that similar
protections against improper influence would suffice to validate a state
criminal-law system in which felonies were tried by judges serving at the
pleasure of the Executive. I am confident that we would not be satisfied with
mere formal prohibitions in the civilian context, but would hold that due
process demands the structural protection of tenure in office, which has been
provided in England since 1700, see J. H. Baker, An Introduction to English
Legal History 145-146 (2d ed. 1979), was provided in almost all the former
English colonies from the time of the Revolution, see Ziskind, Judicial Tenure
in the American Constitution: English and American Precedents, 1969 S. Ct.
Rev. 135, 138-147, and is provided in all the States today, see National Center
for State Courts, Conference of State Court Administrators, State Court
Organization 1987, pp. 271-302 (1988). (It is noteworthy that one of the
grievances recited against King George III in the Declaration of Independence
was that "[h]e has made Judges dependent on his Will alone, for the tenure of
their offices.")
Thus, while the Court's opinion says that historical practice is merely "a factor
that must be weighed in [the] calculation," ante, at 179, it seems to me that the
Court's judgment today makes the fact of a differing military tradition utterly
conclusive. That is as it should be: "[N]o procedure firmly rooted in the
practices of our people can be so `fundamentally unfair' as to deny due process
of law." Pacific Mut. Life Ins. Co. v. Haslip, 499 U. S. 1, 38 (1991) (SCALIA,
J., concurring).
For these reasons, I concur in Parts I and II-A and concur in the judgment.
Notes:
*