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Gene Aldon Burrows v. Stephen W. Kaiser, 962 F.2d 17, 10th Cir. (1992)
Gene Aldon Burrows v. Stephen W. Kaiser, 962 F.2d 17, 10th Cir. (1992)
2d 17
NOTICE: Although citation of unpublished opinions remains unfavored,
unpublished opinions may now be cited if the opinion has persuasive value on a
material issue, and a copy is attached to the citing document or, if cited in oral
argument, copies are furnished to the Court and all parties. See General Order of
November 29, 1993, suspending 10th Cir. Rule 36.3 until December 31, 1995, or
further order.
I. INTRODUCTION
4
This is an appeal from the judgment of the United States District Court for the
Western District of Oklahoma in which appellant/defendant Gene A. Burrows
("Burrows") was denied habeas corpus relief.
Burrows filed a pro se opening brief with this court on July 12, 1990. On
January 7, 1991, the office of the Federal Public Defender was appointed to
represent Burrows and to file a supplemental opening brief.
II. FACTS
7
On December 20, 1985, Jeffrey Little ("Little") escaped from the Potowatomie
County, Oklahoma jail. Subsequent to his escape, Little stayed at the residence
of Burrows and his girl friend, Jane, for approximately one week. He joined
them for meals and had a bedroom in which to sleep. During the course of his
stay, Geraldine Hogue, Jane's sister, cut and colored his hair.
Burrows told Undersheriff McMunn that he would go back into the house and
talk "Jeffrey Little" out in order to keep anyone from getting hurt. Burrows
indicated to Sheriff Able that the others had nothing to do with the situation and
inquired whether they could be released if he could talk "Jeff" out of the house
without any trouble. Burrows was permitted to go in and talk to Little and three
or four minutes later both men exited the house and surrendered.
10
At trial, Christina McCune, testified that she had been to Burrows' house on
three occasions while Little was staying there. She stated that Burrows and the
others referred to Little by his real name, while joking about the use of "James"
as a cover up. She also testified that Burrows and the others were present for a
discussion between herself and Little about his breaking out of jail. She further
testified that, on the night police surrounded the house, Burrows helped Little
hide in a cabinet in the kitchen before he exited the house.
11
Little, on the other hand, testified that Burrows and his girl friend Jane did not
know he was an escapee and that he had introduced himself to them as "James".
Little stated that Burrows did not know Little's real name was Jeff until Little
admitted it to him on the night of the arrests and that Burrows did not assist him
in his attempts to hide from the police on the night of the arrests. Burrow's
girlfriend, Jane, likewise testified that she knew Little only as "James".
III. DISCUSSION
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1. His rights to due process were violated by the trial court's failure to properly
instruct the jury regarding the "knowingly" element of the harboring a fugitive
offense, and by its instruction on means of committing the offense which were
not charged and which constructively amended the information.
14
15
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4. The district court erred by failing to grant him an evidentiary hearing on his
Sixth Amendment claim of ineffective assistance of counsel and by concluding
that he was barred from federal habeas review due to procedural default.
1.
17
Burrows first asserts that his rights to due process were violated by the trial
court's failure to properly instruct the jury regarding the "knowingly" element
of the harboring a fugitive offense, and by its instruction on means of
committing the offense which were not charged and which constructively
amended the information.
18
19
The relevant portion of the instruction given the jury provides that the elements
of the harboring a fugitive offense are: "First: Knowingly; Second: Feeding,
lodging ... in any manner; Third: Any person guilty of any felony ... or seeking
to escape arrest for any felony...."
20
Burrows urges that the district court erred when it adopted the reasoning of the
state appellate court which found that the word "knowingly" was selfexplanatory, such that a person of common understanding would know what
was intended. (The district court also found that the instruction did not render
the trial fundamentally unfair.) Burrows argues that the omission of an
additional mens rea instruction caused the jury to be without guidance not only
as to the meaning of the term "knowingly" but also to be without guidance as to
how to apply it in this case. He relies on Hunt v. State of Oklahoma, 683 F.2d
1305 (10th Cir.1982), an obscenity case in which we held that failure to more
thoroughly identify the term "knowingly" was constitutional error. In Hunt,
however, we ultimately held that the error was harmless because there was no
reasonable possibility that the verdict would have been different had the proper
scienter instruction been given.
21
Burrows further argues that, although the evidence clearly establishes that he
directly and voluntarily provided food and lodging to Little, the evidence was
contradictory as to whether he knew Little was an escapee from the county jail.
For this proposition, Burrows relies on the testimony of Little.
22
The record reflects, however, that Christine McCune testified that she visited
Little at Burrows' home and that Burrows and others referred to him by his true
name "Jeff", although several times laughingly calling him "James". Moreover,
the record reflects that when the officers questioned Burrows before Little
exited, Burrows referred to Little as "Jeff".
23
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25
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26
We do not find Hunter or Sloan persuasive in this case. In Sloan, the court held
that the addition of the words "inveigles" and "decoys" was prejudicial because
the victim's testimony was equivocal regarding the use of force. That is not the
situation present in this case. There was no evidence presented at trial that
Burrows armed Little. Similarly, in Hunter, the jury was allowed to convict
upon a factual basis that modified an element of the charged offense. " 'An
indictment is constructively amended if the evidence presented at trial, together
with the jury instructions, raises the possibility that the defendant was
convicted of an offense other than that charged in the indictment.' " Hunter v.
State of New Mexico, 916 F.2d 595, 599 (10th Cir.1990) (quoting United
States v. Apodaca, 843 F.2d 421, 428 (10th Cir.), cert. denied, 488 U.S. 932
(1988)). In the instant case there was no viable evidence presented at trial that
Burrows armed Little. Therefore, there was not the possibility that Burrows
was convicted of an offense other than the one charged in the information. In
light of other evidence of Burrows' guilt, the deviation between the jury
instruction and the information was not so prejudicial that it denied defendant a
fair trial in the constitutional sense. Linebarger v. Oklahoma, 404 F.2d 1092
(10th Cir.1968), cert. denied, 394 U.S. 938 (1969); Brinlee v. Crisp, 608 F.2d
839 (10th Cir.1979), cert. denied, 444 U.S. 1047 (1980); United States v.
Frady, 456 U.S. 152 (1982). We find no error in the district court's conclusion
that Burrows' due process rights were not violated.
2.
27
28
Now, when we got back to the office, whether the sheriff talked to him before I
did, I'm really not certain of that. But I did attempt to question him further when
we got to the sheriff's office. And at that time he advised me that he wasn't
really familiar with what the charge of Harboring a Fugitive was. And at that
point in time, he didn't wish to make any more statements until he had talked to
an attorney.
29
The district court found that the comment referred to the fact that Burrows had
voluntarily talked with officers when he was arrested and that any error was
harmless.
30
3.
31
Burrows next argues that the admission of a tape recording which included
Undersheriff McMunn's opinion regarding the evidence and Burrows' guilt
rendered the trial fundamentally unfair in violation of his right to due process.
32
Burrows asserts that the jury had a right to determine his guilt or innocence
based upon their assessment of the credibility of the witnesses and the strength
of the government's case rather than the opinions of the sheriff and prosecutor.
34
4.
35
Finally, Burrows contends that the district court erred by failing to grant him an
evidentiary hearing on his Sixth Amendment claim of ineffective assistance of
counsel and by concluding that he was barred from federal habeas review of
this claim due to procedural default.
36
Burrows asserts that his trial counsel was ineffective because he failed to
litigate Burrows' Fourth Amendment claims. Specifically, Burrows asserts that
his trial counsel failed to file a pretrial motion to suppress statements made by
him when he was arrested at his home without a warrant and without probable
cause.
37
The district court ruled that Burrows had failed to comply with Oklahoma's
procedural rules regarding preservation of issues. It then concluded that
Burrows failed to set forth any reason for not raising the claim on direct appeal
in state court, or show any prejudice and, therefore, denied relief. Wainwright
v. Sykes, 433 U.S. 72 (1977) (petitioner must show cause for his default and
resulting prejudice). There was no factual dispute and therefore no need for a
hearing.
38
Burrows urges that before a state procedural rule bars federal review it must be
independent and adequate, and it is not adequate unless strictly or regularly
followed. Here Burrows asserts that the state procedural bar is not applied
uniformly in Oklahoma and, therefore, the bar does not apply. However, the
state has cited cases2 which indicate the Oklahoma courts' commitment to the
procedural bar rule in post-conviction claims.
39
In order to prevail on this issue, Burrows had to convince the district court that
he had "cause" for his default in not raising this issue in his direct appeal in
state court, and how he suffered "prejudice" therefrom. Engle v. ISAAC, 456
U.S. 107 (1982). We find Burrows' argument, that the rule is not uniformly
applied in Oklahoma, unpersuasive. Although unnecessary, the lower court
went on to examine the underlying claim of ineffective assistance of counsel,
i.e., that trial counsel should have filed a motion to suppress. It concluded that
there were exigent circumstances sufficient to justify Burrows' warrantless
arrest and that the filing of a motion to suppress would not have altered the
outcome of the trial. We agree.
IV. CONCLUSION
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The judgment of the lower court, denying appellant's petition for Writ of
Habeas Corpus, is AFFIRMED.
The parties agreed that oral argument was unnecessary and that the case could
be submitted on the briefs. R.App.P. 34(f); 10th Cir.R. 34.1.2. The case,
therefore, was ordered submitted without oral argument
**
The Honorable David Sam, Judge for the United States District Court for the
District of Utah, sitting by designation
*** This order and judgment has no precedential value and shall not be cited or used
by any court within the Tenth Circuit, except for purposes of establishing the
doctrines of the law of the case, res judicata, or collateral estoppel. 10th Cir.R.
363
1
Among other cases, Burrows cites: United States v. Hooks, 780 F.2d 1526
(10th Cir.), cert. denied, 475 U.S. 1128 (1986); United States v. Rios, 611 F.2d
1335 (10th Cir.1979); United States v. Ludwig, 508 F.2d 140 (10th Cir.1974)
Jones v. State, 704 P.2d 1138 (Okla.Crim.App.1985); Smith v. State, 546 P.2d
1351 (Okla.Crim.App.1976); Hale v. State, 62 O.B.A.J. 701 (Okla.Crim.App.
February 26, 1991); Castleberry v. State, 590 P.2d 697 (Okla.Crim.App.1979);
Cartwright v. State, 708 P.2d 592 (Okla.Crim.App.1985); Ellington v. Crisp,
547 P.2d 391 (Okla.Crim.App.1976)