Professional Documents
Culture Documents
United States of Amercia Ex Rel. Emile A. Turner, H-6528 v. Alfred T. Rundle, Supt, 438 F.2d 839, 3rd Cir. (1971)
United States of Amercia Ex Rel. Emile A. Turner, H-6528 v. Alfred T. Rundle, Supt, 438 F.2d 839, 3rd Cir. (1971)
United States of Amercia Ex Rel. Emile A. Turner, H-6528 v. Alfred T. Rundle, Supt, 438 F.2d 839, 3rd Cir. (1971)
2d 839
This appeal challenges a district court order denying a writ of habeas corpus.
Relator and one Leonard Dennis were taken into custody on April 7, 1966, in
connection with the assault on a woman on April 3, 1966. Relator was 16 years
of age at the time.
At the police station, officers asked the suspects if they wished to make a
statement. At first relator refused, saying that his mother would arrive with an
attorney for him. Relator was placed in a separate room. His companion then
confessed, implicating him. Told of the confession, relator whispered to one of
the officers that he wanted to make a statement. Before his confession, relator
was advised that he had a right to an attorney and that any statements he made
could be used against him. However, he was not advised that he was entitled to
free counsel.1
The court heard testimony from one witness, a police officer, who described
the scene following the crime and the subsequent investigation. Then, the
Juvenile Court stated that the "serious nature" of the crime justified waiver of
juvenile jurisdiction and certification to adult court.2 Relator and Dennis were
indicted on June 8, 1966. On June 24, 1966, a pre-trial hearing was held to
consider their claim that the confessions were involuntary. Relief was denied
on the grounds that they had been adequately advised of their constitutional
rights. A jury trial was held in the Court of Quarter Sessions of Delaware
County and on July 1, 1966, relator was convicted of assault with intent to kill,
assault with intent to ravish, burglary, and conspiracy. After dismissal of a
motion for new trial, he was sentenced to 7 to 15 years imprisonment on
February 12, 1967. No appeal was taken. Relator filed his first Post Conviction
Hearing Act petition on August 16, 1967. He contended that the introduction
into evidence of the confession was improper on the ground that (1) he was not
represented by counsel, (2) the confession was coerced, (3) his privilege
against self-incrimination was infringed, and (4) the evidence was obtained as a
result of an unlawful arrest, in that no warrant was issued. The petition was
denied without a hearing. The court stated that the issue with respect to the
arrest had been waived and the issues with respect to the voluntariness of the
confession had been considered by the court, both at the time of the suppression
hearing and at the time of the motion for new trial.3 No appeal was taken from
the denial. On February 26, 1968, relator filed a second petition under the Post
Conviction Hearing Act, alleging that the waiver to adult court was improper
under Kent v. United States, 383 U.S. 541, 86 S.Ct. 1045, 16 L.Ed.2d 84
(1966), and that his confession was illegally introduced into evidence because
obtained in the absence of counsel. A hearing was held on May 17, 1968. On
July 3, 1968, the juvenile judge who had certified the relator filed a
memorandum opinion setting forth his reasons for having waived juvenile
jurisdiction two years previously.4 On July 24, 1968, the Post Conviction
Hearing Act petition was dismissed "sur the Memorandum Opinion of Bloom,
J., filed July 2, 1968."5 The denial was affirmed by the Superior Court of
Pennsylvania on the ground that relator had waived his rights under Kent,
supra, by not raising them at an earlier time.6 Allocatur was denied by the
Supreme Court of Pennsylvania on June 11, 1969. Subsequently, relator filed a
petition for a writ of habeas corpus in the United States District Court, claiming
that his constitutional rights under Kent were violated and that his confession
should not have been admitted into evidence in the absence of counsel or a
waiver of counsel. The district court did not hold an evidentiary hearing and, by
order of November 12, 1969, denied the writ on the grounds that relator had
waived his Kent claims and had not exhausted his state remedies with regard to
his "contentions concerning his confession." 7 Relator then appealed from such
denial to this court.
Relator claims that he was not given due notice of the certification hearing and
that he was not granted the right to present evidence, time for an adequate
review of his social record, or the right to cross-examine witnesses. Moreover,
he claims that certification took place without an adequate statement of reasons
therefor. Relator maintains that these procedures violated constitutional
guarantees set forth in Kent v. United States.
deprivation of Kent rights. That position was accepted by the Superior Court,
which was aided in its decision by Section 4 of the Post Conviction Hearing
Act, providing for a presumption of waiver in the case of a failure to raise a
claim in a timely manner.12 The district court "adopted" the Superior Court
decision and denied the petition.13
7
If it is determined that relator has not waived his right to raise the Kent issues
and that his rights under that decision have been violated, the problem arises as
to how to correct the inadequacies of the original hearing. Since Turner is over
21,18 the Juvenile Court no longer has jurisdiction over him. We shall follow
the procedure adopted by the Supreme Court in Kent19 and therefore direct, in
the event that the district court finds no waiver and determines that relator's
constitutional rights were violated in the course of the certification proceedings,
that the writ shall issue unless a hearing de novo on the issue of certification be
held in the Delaware County Criminal Court within a reasonable time. If it is
found that the certification to adult court was proper under the circumstances,
the writ shall issue unless the state courts grant relator within a reasonable time,
a new trial consistent with our ruling under II below on the Miranda claim. If it
is determined as the result of this new certification proceeding that relator
should not have been certified as an adult in April 1966, the writ shall issue
unless he is released from custody promptly. See Commonwealth v. Williams,
432 Pa. 44, 56 n. 5, 246 A.2d 356, 363 n. 5 (1968).
10
The record is certainly not clear that he was sufficiently informed that he was
entitled to counsel and doubly certain that he was never told that such counsel
would be furnished without cost if he could not afford it [citing authorities] * *
*.24
11
It is true that the criminal court did not consider this claim. 25 Moreover, the
Superior Court did not mention this issue in its opinion. Commonwealth v.
Turner, 214 Pa.Super. 48, 251 A.2d 684 (1969). Likewise, the Supreme Court
of Pennsylvania, which denied allocatur, did not decide the allegation on its
merits. However, it is sufficient for exhaustion purposes that the relator has
presented the claim to the highest state court.26 It is not necessary that the
highest state court decide the claim on its merits.27 Here the phrase next to the
checked box delineated the issue in narrow and specific enough terms to alert
the courts to the possible violation of Miranda. All of the relevant facts were in
the record.28 Since the petition was drafted by relator, this court's statement that
pro se petitions "may be inartfully drawn and therefore should be read `with a
measure of tolerance'" is applicable.29 Furthermore, relator's counsel, who
represented him for purposes of the remainder of the proceedings in the trial
courts, amplified the points in his Superior Court brief as noted above. Finally,
the fact that the district court has undertaken to find a waiver of the Kent claims
without remitting relator to the state courts on that issue is a factor to be
considered in evaluating exhaustion of state remedies. Cf. United States ex rel.
Gockley v. Myers, 411 F.2d 216, 219 (3d Cir. 1969).
12
After considering all of these facts,30 we hold that relator has exhausted his
state remedies. We do not find it necessary to remand for a hearing on the issue
of whether relator was advised of his rights to free counsel, because we think
the record clearly illustrates that he was not given this warning.31 The opinion
of the Supreme Court in Miranda clearly holds that a suspect must be informed
that an attorney will be provided if he is financially unable to obtain one.
Miranda v. Arizona, 384 U.S. 436, 473, 86 S.Ct. 1602; see note 21, supra.
United States v. Smith, 418 F.2d 223 (6th Cir. 1969); Green v. United States,
411 F.2d 588 (10th Cir. 1969). While a suspect may waive this right, courts
have held that ignorance cannot constitute a knowing and conscious waiver of a
constitutionally protected right.32
13
Therefore, if it is determined that the certification order was proper, the writ
must issue unless, within a reasonable time, a new trial is granted relator in the
Delaware County Criminal Court, because of the improper admission into
evidence of a confession taken from relator when he was without counsel, at a
time when he had a constitutional right to appointed counsel and there was no
waiver of that right.
14
The November 12, 1969, order of the district court will be vacated and the case
remanded for proceedings consistent with this opinion.
Notes:
1
The Commonwealth's testimony and Exhibit 6 indicate relator was not advised
of his right to free counsel. Record at 119-121 and Exhibit No. 6. See note
29,infra.
The judge reviewed at length the increasingly brutal nature of various crimes
for which relator had appeared before Juvenile Court prior to April 3, 1966, and
also the details of the crime for which he was certified. Then he stated, "It was
from the testimony presented at the hearing on April 15, 1966, and from a
review of the juvenile reports that we felt that his matter was of such serious
nature that the case should be certified to the Quarter Sessions Court of
Delaware County." Commonwealth v. Turner, No. 375, etc. (Criminal Court of
Delaware County, July 2, 1968)
United States ex rel. Turner v. Rundle, Misc. No. 69-414 (E.D.Pa., 11/12/69)
InKent the Supreme Court was faced with a challenge to a waiver proceeding
held in the District of Columbia Juvenile Court pursuant to provisions of the
Juvenile Court Act of the District of Columbia. That Act provides that if "a
child sixteen years of age or older is charged with an offense which would
amount to a felony in the case of an adult, or any child charged with an offense
which if committed by an adult is punishable by death or life imprisonment, the
judge may, after full investigation, waive jurisdiction. * * *" D.C.Code 11914 (1961), now 11-1553 (Supp. IV, 1965). The Pennsylvania statute
provides, "Whenever any child, being above the age of fourteen years, has been
held by any magistrate, alderman or justice of the peace for any offense, other
than murder, punishable by imprisonment in a State penitentiary, the judge of
the juvenile court having jurisdiction, if, in his opinion, the interests of the
State require a prosecution of such case on an indictment, may certify the same
to the district attorney of the county, who shall thereupon proceed with the case
* * * as though the jurisdiction of the juvenile court had never attached." Act of
June 2, 1933, P.L. 1433 18, 11 P.S. 260 (1965).
charged with the serious offenses for which Kent was tried must be applied in
juvenile court proceedings concerned with allegations of law violation. The
Juvenile Court Act and the decisions of the United States Court of Appeals for
the District of Columbia Circuit provide an adequate basis for the decision of
this case, and we go no further. 383 U.S. 541, 556, 86 S.Ct. 1054 (1966).
10
Later the Court stated that the waiver order must be accompanied by a
statement of the reasons "with sufficient specificity to permit meaningful
review. * * *"Id. at 561, 86 S.Ct. at 1057.
11
See Kemplen v. Maryland, 428 F.2d 169 (1970); Rice v. District of Columbia,
128 U.S.App.D.C. 194, 385 F.2d 976 (1967) (semble); Brown v. New Jersey,
35 U.S.L.W. 2553 (D.N.J.1967); In re Doe, 50 Hawaii 620, 446 P.2d 564
(1968) (by implication); Summers v. State, 248 Ind. 551, 230 N.E.2d 320
(1967); State ex rel. Londerholm v. Owens, 197 Kan. 212, 416 P.2d 259 (1966)
(by implication); Smith v. Commonwealth, 412 S.W. 2d 256 (Ky.1967), cert.
denied, 389 U.S. 873, 88 S.Ct. 162, 19 L.Ed.2d 155; In re Cager, 251 Md. 473,
248 A.2d 384 (1968); State ex rel. Arbeiter v. Reagan, 427 S.W.2d 371
(Mo.1968); Kline v. State, 464 P.2d 460 (Nev.1970); In re State in Interest of
H. C., 106 N.J.Super. 583, 256 A.2d 322 (1969) (semble); State v. Yoss, 10
Ohio App.2d 47, 225 N.E.2d 275 (1967); Commonwealth ex rel. Freeman v.
Superintendent, 212 Pa.Super. 422, 242 A.2d 903 (1968); In re Correia, 243
A.2d 759 (R.I.1968); State v. Piche, 74 Wash.2d 9, 442 P.2d 632, cert. denied,
393 U.S. 969, 89 S.Ct. 409, 21 L.Ed.2d 382 (1968); In re Winburn, 32 Wis.2d
152, 145 N.W.2d 178 (1966); Schornhorst, The Waiver of Juvenile Jurisdiction:
Kent Revisited, 43 Ind.L.J. 583, 585 (1968); Welch, Kent v. United States & In
re Gault: Two Decisions in Search of a Theory, 19 Hast.L.J. 29, 30 (1967).
Contra, Stanley v. Peyton, 292 F.Supp. 209 (W.D.Va.1968); State v.
Steinhauer, 216 So.2d 214 (Fla.1968); State v. Hance, 2 Md.App. 162, 233
A.2d 326 (1967); State v. Acuna, 78 N.M. 119, 428 P.2d 658 (1967); Cradle v.
Peyton, 208 Va. 243, 156 S.E.2d 874 (1967), cert. denied, 392 U.S. 945, 88 S.
Ct. 2296, 20 L.Ed.2d 1407 (1968).
12
Commonwealth v. Turner, 214 Pa.Super. 48, 251 A.2d 684 (1969). Section 4 of
the Act contains this wording:
(b) For the purposes of this act, an issue is waived if:
(1) The petitioner knowingly and understandingly failed to raise it and it could
have been raised before the trial, at the trial, on appeal, in a habeas corpus
proceeding or any other proceeding actually conducted, or in a prior proceeding
actually initiated under this act; and
United States ex rel. Turner v. Rundle, Misc. No. 69-414 (E.D.Pa., 11/12/69)
14
Commonwealth ex rel. Linde v. Brierley, 437 F.2d 324 (3d Cir. 1970); Fay v.
Noia, 372 U.S. 391, 438-440, 83 S.Ct. 822, 9 L.Ed.2d 837 (1963); Johnson v.
Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938); United States
ex rel. Snyder v. Mazurkiewicz, 413 F.2d 500 (3d Cir. 1969)
15
See Fay v. Noia, 372 U.S. 391, 439, 83 S.Ct. 822 (1963).
16
Fay v. Noia, 372 U.S. 391, 439, 83 S. Ct. 822, 849 (1963)
17
See Townsend v. Sain, 372 U.S. 293, 313-314, 83 S.Ct. 745 (1963); United
States ex rel. Snyder v. Mazurkiewicz, 413 F.2d 500, 503 (3d Cir. 1969);
United States ex rel. Gockley v. Myers, 378 F.2d 398, 401 (3d Cir. 1967); see
also Note, Developments in the Law: Federal Habeas Corpus, 83 Harv.L.Rev.
1113-54 (1970).
18
19
20
21
In Miranda v. Arizona, 384 U.S. 436, 473, 86 S.Ct. 1602, 1627, 16 L.Ed.2d 694
(June 13, 1966), the Court said:
In order fully to apprise a person interrogated of the extent of his rights under
this system then, it is necessary to warn him not only that he has the right to
consult with an attorney, but also that if he is indigent a lawyer will be
appointed to represent him. Without this additional warning, the admonition of
the right to consult with counsel would often be understood as meaning only
that he can consult with a lawyer if he has one or has the funds to obtain one.
The warning of a right to counsel would be hollow if not couched in terms that
would convey to the indigent the person most often subjected to
interrogation the knowledge that he too has a right to have counsel present.
22
United States ex rel. Turner v. Rundle, Misc. No. 69-414 (E.D.Pa., Opinion of
11/12/69)
23
Since the Commonwealth has not contended in this court, either in its briefs or
at oral argument, that such a waiver or deliberate by-pass of state procedures on
this issue resulted from failure to appeal the February 12, 1967, sentence,
particularly in light of the subsequent raising of this issue in Post Conviction
Hearing Act proceedings, it may be that the Commonwealth will not request
the district court to make a determination of this waiver issue
24
25
The court stated in its order dismissing the petition that "it appear[s] that the
sole issue involv[es] the propriety of Defendant's certification. * * *"
Commonwealth v. Turner, No. 375, June Sess. 1966 (Criminal Court of
Delaware County, July 24, 1968)
26
Brown v. Allen, 344 U.S. 443, 73 S.Ct. 397, 97 L.Ed. 469 (1953)
27
28
29
United States ex rel. Montgomery v. Brierley, 414 F.2d 552, 555 (3d Cir. 1969)
30
v. White, 434 Pa. 69, 252 A.2d 696 (1969); Commonwealth v. Black, 433 Pa.
150, 249 A.2d 561 (1969); cf. Commonwealth ex rel. Linde v. Brierley, 437
F.2d 324 (3d Cir. 1970).
31