An Influence of Positive Affect On Decision Making in Complex.

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JOURNAL OF CONSUMER PSYCHOLOGY, 11(2), 75–85

Copyright © 2001, Lawrence Erlbaum Associates, Inc.

An Influence of Positive Affect on Decision Making in Complex


Situations: Theoretical Issues With Practical Implications T HEORE TI CAL IS SUE SWIT H PRACTI CAL IMPL ICATION
ISESN

Alice M. Isen
Johnson Graduate School of Management and Department of Psychology
Cornell University

This article reviews evidence indicating that, in most circumstances, positive affect enhances
problem solving and decision making, leading to cognitive processing that is not only flexible,
innovative, and creative, but also thorough and efficient. These results have implications regard-
ing consumers’potential reactions to affect generated by ads, products, consumption situations,
and service encounters.
These cognitive effects of positive affect are considered in the context of effects on social in-
teraction that show that positive affect leads to helping, generosity, and interpersonal under-
standing. Together, these findings suggest implications especially for customer satisfaction, and
particularly for a role for employee positive affect, or employee satisfaction, in generating cus-
tomer satisfaction.
Moreover, studies specifically in the domain of medical decision making and problem solv-
ing indicate that these implications would apply to the specific areas of doctor–patient interac-
tion, medical decision making, and medical consumer satisfaction. Finally, it is suggested that
the benefits of positive affect be considered when formulating healthcare policy and be included
in economic models and policy decisions more generally as well.

In recent years, there has been growing research interest, in Third, this article considers some implications of these
both theoretical and applied fields, in the influence of affect, findings for customer satisfaction, both directly and as it
or feelings, on decision making and problem solving. It is may be influenced by employee satisfaction or employee
now widely accepted that affect regularly plays a role in cog- positive affect. This is especially relevant for service indus-
nitive processes, and even mild positive affect is recognized tries, although it may also play an important role in other
today as an important influence on thinking (e.g., Isen, sectors as well. The extension of the work on positive affect
1993b). There has been some debate over whether this influ- to customer satisfaction specifically is a relatively new po-
ence is disruptive or facilitative, but now, on balance, it seems tential application that has not seen much research as yet,
possible to resolve some of the uncertainty surrounding that but it holds great potential for expanding understanding of
question. This article summarizes some of the evidence sug- customer loyalty, relationship marketing, and many other
gesting that, as long as the situation is one that is either inter- aspects of customer satisfaction. Integration of the role of
esting or important to the decision maker, positive affect facil- employee satisfaction in generating and maintaining cus-
itates systematic, careful, cognitive processing, tending to tomer satisfaction is another potentially very important ap-
make it both more efficient and more thorough, as well as plication of the affect work.
more flexible and innovative. Second, in the course of pre- Another focus is applying these considerations in particular
senting these ideas, this article very briefly considers their in- to medical consumers (previously known as patients). Because
tersection with the large body of work on attitude toward the some of our recent work has been carried out in medical set-
ad and brand, which actually involves issues related to affect, tings, this provides the opportunity to begin addressing, in par-
such as affect transfer and cognitive mediation of affect. ticular, factors that influence medical consumer decision
making and medical consumer satisfaction. This focus allows
Requests for reprints should be sent to Alice M. Isen, Johnson Graduate
us to consider implications of the work on affect and decision
School of Management , Cornell University, 359 Sage Hall, Ithaca, making for understanding the influence of affect on doctor–pa-
NY 14853–6201. E-mail: ami4@cornell.edu tient interaction and other determinants of patient satisfaction.
76 ISEN

With the aging of the large “Baby Boom” generation, our Creative Problem Solving
country is anticipating a marked increase in the use of medical
care. This, together with the change in the way medical care is Second, many studies found, using a variety of affect induc-
administered, which has led to its being seen more as a busi- tions and a variety of ways of measuring creativity and cre-
ness, has spawned an unprecedented interest in medical con- ative problem solving, that positive affect facilitates
sumer satisfaction among healthcare organizations and creativity, cognitive flexibility, innovative responding, and
practitioners. Furthermore, the relationships among medical openness to information. People in whom positive affect is
care providers, consumers, payors, and companies are in a induced have been found to give unusual (but reasonable)
state of flux as well. Thus, this seems an opportune time to fo- first associates, and have a more diverse set of associates, to
cus attention on questions related to determinants of patient neutral words (Isen, Johnson, Mertz, & Robinson, 1985); to
satisfaction and to investigate some of the marketing implica- categorize material, including categories of people, more
tions of issues related to doctor–patient interaction, patient flexibly (e.g., Dovidio, Gaertner, Isen, & Lowrance, 1995;
satisfaction, and the medical context. Isen & Daubman, 1984; Isen, Niedenthal, & Cantor, 1992;
Finally, another focus for this article arises from the fact Murray, Sujan, Hirt, & Sujan, 1990); to seek variety among
that both patients and the public may be viewed as medical safe, enjoyable products and have a broadened consider-
consumers. Consequently, our consideration of affect’s influ- ation set in choosing such products (Kahn & Isen, 1993); to
ence on doctor–patient interaction, physician satisfaction, produce artistic creations that are judged as more creative
medical decision making, and medical consumer satisfaction (e.g., Hirt, Melton, McDonald, & Harackiewicz, 1996); and
may also be broadened to include matters relating to public to excel at solving problems usually thought to require in-
healthcare policy and public policy more generally. That is, it genuity such as Duncker’s (1945) Candle Task (Greene &
may be timely to suggest that policy makers consider what is Noice, 1988; Isen, Daubman, & Nowicki, 1987; see Isen,
known about the influence of positive affect on cognition and 1999b, for fuller discussion of this topic). Positive affect
social responsibility—in particular, how valuable positive af- has even been found to increase people’s scores on a subset
fect is to society—when they make public policy decisions. of items from the Remote Associates Test (RAT; e.g., Isen
In the short space available in this article, I cannot consider et al., 1987). The RAT is an assessment instrument devel-
all of these topics in depth, but it is my hope that this article oped in accord with Mednick’s (1962) theory of creativity
serves to stimulate further research and consideration of these and validated as an individual-difference measure of cre-
issues, and particularly of the relevance of positive affect for ativity (Mednick, Mednick, & Mednick, 1964). This find-
these issues among consumer researchers. ing, that positive affect improves performance on the RAT,
has been so robust that we now sometimes use performance
on a subset of the test as a check on our induction of affect
(e.g., Estrada, Isen, & Young, 1994).
SOME RELEVANT FINDINGS It should be mentioned that these effects of positive af-
fect on problem solving, flexibility, and innovation were ob-
To understand the potential role of positive affect in consumer served in a wide variety of applied settings and among
responses, customer satisfaction, employee satisfaction, doc- diverse populations. For example, this effect of happy feel-
tor–patient interaction, and satisfaction with medical care, as ings on flexible thinking was studied in the literature on
well as potential policy implications, it is helpful to consider consumer decision making, extending to the way consumers
several sets of research findings that indicate some of the ma- think about and decide to purchase and use products and
jor influences that positive affect has been found to have on services (e.g., Barone, Miniard, & Romeo, 2000; Isen,
thinking and interpersonal interaction. 1993a, 1993b; Kahn & Isen, 1993; Lee & Sternthal, 1999;
Lewinsohn & Mano, 1993; Mano, 1997). For example, pos-
itive affect was found to influence people’s acceptance of
brand extensions to product types that are less typical of a
Helpfulness and Generosity (Altruism) brand’s usual domain: to influence their variety seeking in
product choice, the size and range of the consideration set
First, dozens of studies, over the past 30 years, showed that for a choice (i.e., the kind of items that are even consid-
positive feelings promote helping and generosity, as mea- ered), and the way products are categorized and thought
sured by such things as donating to charity, helping some- about, just to name a few. It has also been observed in orga-
one pick up dropped papers, volunteering to serve as a nizational settings and has been shown to influence mana-
helpful confederate (but not as a harmful confederate) in an gerial decision making, conflict resolution, team behavior,
experiment, making a call for someone who ostensibly used job task perception, and a host of other processes relevant to
her last change in reaching a wrong number (you) on the the life of organizations (e.g., George & Brief, 1996; Isen &
telephone, and so forth (e.g., see Isen, 1987, for more de- Baron, 1991; Kraiger, Billings, & Isen, 1989; Staw &
tailed consideration). Barsade, 1993; Weiss, Nicholas, & Daus, 1999).
THEORETICAL ISSUES WITH PRACTICAL IMPLICATIONS 77

In addition, research into the processes of health psychol- But this article includes evidence that addresses these
ogy and coping with stressful life events also indicates that more complex cognitive processing changes in more detail.
positive affect can facilitate coping processes and health-pro- For example, Brown et al. (1998), in introducing and consid-
moting behavior (e.g., Aspinwall, 1998; Aspinwall & Taylor, ering their meta-analysis, argued (following, e.g., Bless,
1997; Taylor & Aspinwall, 1996). People in whom positive af- Bohner, Schwarz, & Strack, 1990; Schwarz, 1990) that nega-
fect has been induced tend, more than controls, to take a prob- tive affect would lead to more elaboration than positive, but
lem-solving approach to interpersonal problems and disputes, also argued (following, e.g., Mackie & Worth, 1991) that pos-
and come up with the kind of solution that involves thinking itive affect cues a lot of material, which depletes cognitive ca-
creatively about how to obtain the most for both sides. There is pacity. In contrast, what the literature in the field now shows is
even indication that they are better able to take the other party’s that increased thinking, cognitive elaboration, is characteris-
perspective in negotiation and are less “defensive” (Carnevale tic of positive affect, and that it does not, in fact, lead to deple-
& Isen, 1986). They also appear less defensive in stressful situ- tion in cognitive capacity or depletion in motivation to
ations and seem to engage less in defensive interpersonal process systematically (e.g., Isen, 1987, 1993b, 2000; Isen et
processes such as downward comparison, competitive com- al., 1985; Isen, Rosenzweig, & Young, 1991; Isen et al., 1978;
parisons, making oneself feel better by focusing on the rela- Kahn & Isen, 1993; Lee & Sternthal, 1999). Recently
tively worse outcome of another, or feeling threatened by a Schwarz and his colleagues have acknowledged this point
friend’s success (e.g., Aspinwall, 1997, 1998; Trope & Neter, and presented evidence supporting it (e.g., Bless et al., 1996).
1994; Trope & Pomerantz, 1998). But, beyond the recognition that positive affect does not inter-
It may be appropriate here to point out that the effects dis- fere with systematic processing, the realization that it pro-
cussed in this article are different from, and supplement, most motes elaboration and innovative thinking means that
of those in the attitude-toward-the-ad literature (see e.g., marketers must anticipate and work with the deeper, richer
Brown, Homer, & Inman, 1998). That is, in addition to direct thinking that will result from positive affect.
effects of affect such as affect transfer, and beyond effects that Thus, the work to be summarized in this article indicates
might be called “indirect” effects, involving cognitive pro- that, in addition to simple effects, positive affect changes cog-
cesses such as interpretations and thoughts influenced by pos- nitive processing in major ways, through effects such as elab-
itive affect (e.g., Isen, 1987, 1993a, 1999a; Isen, Shalker, oration and increased thinking about a wide range of related
Clark, & Karp, 1978; Kim, Allen, & Kardes, 1996; Schwarz ideas, and that this increased elaboration facilitates cognitive
& Bless, 1991), the work discussed here indicates that there organization and capacity rather than depleting it. One impli-
are also effects of positive feelings on cognitive organization cation of these findings is that aspects of ads or consumption
and processes that result from changes in cognitive organiza- environments that induce positive affect, such as humor, for
tion. For example, growing evidence indicates that positive example, because they increase thinking (about interesting
affect influences how material is categorized and thought things) and cognitive flexibility, may lead consumers to think
about, what is seen as related to what, and so forth (e.g., about many different brands, or related products, not just the
Barone et al., 2000; Isen, 2000; Isen & Daubman, 1984; Isen advertised one. Thus, these details must be understood and
et al., 1992; Lee & Sternthal, 1999). planned for in utilizing positive affect.
In fact, some articles in the attitude-toward-the-ad litera-
ture also found results compatible with those reported here
that suggest that effects on thoughts and inferences, not just di- Variety Seeking
rect affect transfer, occur in response to affective interven-
tions, as, for example, Kim et al. (1996). For another example, Third, a series of studies indicated that positive affect pro-
Brown et al. (1998), in their meta-analysis, reported findings motes variety seeking among safe, enjoyable consumer food
that appear to support what they call a “contingent asymme- products as measured by number of switches and market
try” relation between positive and negative affect and setting share of the most preferred brand (Kahn & Isen, 1993). It was
conditions. That is, they concluded that positive and negative also found that the consideration set was larger among people
affect interact differently with various setting conditions, such in whom positive affect had been induced, and, as indicated
as experimental instructions and cover story, in impacting atti- earlier, in the context of creativity or flexibility in thinking,
tudes. This suggests in another way that affect does not just the range of items included in a consumption category (e.g.,
transfer automatically, but that cognitive processes involving soup, snacks) was larger among positive-affect subjects, and
people’s goals and understandings play a role. These results extended to nontypical category items.
may also support the argument that positive and negative affect It should be noted that results relating to variety seeking
are not polar opposites (or at least not functionally so), but in- should not be taken to imply that people in positive affect
stead may be separate constructs—an idea suggested earlier will be likely to take dangerous risks. First, in the vari-
(e.g., Isen, 1984; Watson, Clark, & Tellegen, 1988; Watson & ety-seeking studies themselves, results indicated that these
Tellegen, 1985), but now under debate again (e.g., Russell & effects held only where the products were safe and enjoy-
Carroll, 1999a, 1999b; Watson & Tellegen, 1999). able. Second, there are data on affect and risk taking that,
78 ISEN

similarly, show that positive affect does not promote real from those of control participants, they reached a decision
risk taking: In several studies, findings consistently indi- sooner, showed less redundancy in the search process, and
cated that people in whom positive affect was induced, eliminated two dimensions from consideration, but only di-
compared to controls, avoided a real, meaningful risk (e.g., mensions that were of low importance.
Arkes, Herren, & Isen, 1988; Isen & Geva, 1987; Isen & When this same paradigm, modified to simulate medical
Patrick, 1983). In addition, other studies indicated that these diagnosis, was used to study the medical decision-making pro-
results may reflect a greater negative utility for a loss cesses of young medical-care providers in training (4th-year
among people who are feeling happy (Isen, Nygren, & medical students with 1 full year of clinical experience), re-
Ashby, 1988; Nygren, Isen, Taylor, & Dulin, 1996). sults compatible with those just described were obtained. Cli-
nicians in whom positive affect had been induced (by means of
report of success on an anagram task) were more efficient in
Negotiation completing the assigned task, which was to decide which of six
hypothetical patients was most likely to have lung cancer,
Another relevant domain involves negotiation processes. In a based on information from nine different dimensions (Isen et
study of integrative bargaining, positive affect was found to al., 1991). In this study, however, where the task was more sub-
facilitate the bargaining process and to improve the outcomes stantive than choice of a hypothetical car for purchase, proto-
of face-to-face negotiators trying to reach agreement on buy- col analyses revealed three additional effects. First, people in
ing and selling appliances (Carnevale & Isen, 1986). In this the positive-affect condition were significantly more likely to
study, people negotiating face-to-face obtained better out- go beyond the assigned task and do more than was required;
comes in the negotiation and enjoyed the process more, when second, they showed significantly less confusion in their deci-
positive affect had been induced. In the control condition, not sion process; and third, they showed significantly more inte-
only was the mean joint outcome for the negotiators signifi- gration of information for decision making.
cantly lower than that obtained in the affect condition, but the As noted, protocol analyses showed that positive-affect par-
modal response was to break off negotiation and not reach any ticipants were significantly more likely than controls to do more
agreement at all. In contrast, those in the affect condition were than was asked—to go beyond the task. Primarily what they did,
most likely to reach the optimal agreement possible for each to a significantly greater extent than control participants, was to
party. In the control condition, face-to-face bargainers be- attempt to diagnose the remaining cases, and, in some instances,
came quite hostile and the situation deteriorated into a con- they suggested treatments. Thus, they were more thorough than
tentious, angry one; but in the positive-affect condition, peo- controls in their consideration of the materials.
ple were much less likely to engage in aggressive tactics The findings of the car-choice and medical-diagnosis
during the negotiation and reported enjoying the session. studies suggest that, under conditions of positive affect,
They took a problem-solving approach and were also better people tend to integrate material for decision making and be
able to see the situation from the other person’s perspective less confused by a large set of propositions. This allows
(as reflected by the finding that they were better able to report them to work faster and either finish earlier (as in the case
the other negotiator’s payoff schedule, a fact not divulged of the car-choice task) or to turn attention to other important
during the negotiation). Thus, there is reason to believe that, or interesting tasks within the materials (as in the medi-
even in a potentially hostile situation, positive affect facili- cal-diagnosis task).
tates cognitive flexibility, the ability to switch perspectives Two follow-up studies looked at the influence of positive
and see things in multiple ways and come up with viable solu- affect on the diagnostic processes of practicing physicians,
tions, and the ability to cope with potential problems and ranging in age from 30 to 70, in a hospital setting (Estrada,
avoid conflict. Isen, & Young, 1994; Estrada, Isen, & Young, 1997). Partici-
pants were asked to read a brief description of a patient and to
think aloud, as they tried to reach a diagnosis. As in the earlier
Decision Making decision-making studies described, each participant was
tested alone, and his or her responses were tape-recorded and
The findings of our decision-making studies are very useful in later transcribed for analysis. Participants were presented
this context, also. This work suggests that, as long as the task with folders containing information regarding the patient’s
is one that is meaningful, interesting, or important to the deci- history, physical exam, laboratory tests, and so forth, corre-
sion maker, positive affect leads to decision making that is sponding to the categories used by physicians in making a di-
both more efficient and more thorough. For example, in a agnosis. Every piece of information was covered with a paper
study involving choice among six hypothetical cars for pur- tab, and the physician-participants could uncover whatever
chase (based on information from nine dimensions), people information they felt they needed to make the diagnosis.
in whom positive affect had been induced were more efficient Those who had been randomly chosen to be in the positive-af-
in the way they went about the complex task (Isen & Means, fect condition received a small bag of wrapped candy, similar
1983). That is, although their ultimate choices did not differ to that used in previous research, but containing six hard can-
THEORETICAL ISSUES WITH PRACTICAL IMPLICATIONS 79

dies and four Hershey’s Miniatures chocolates. This was As an aside, it should be mentioned that this finding may
given to them in a large envelope that also contained the fold- imply that positive affect may reduce the magnitude of a wide
ers and other materials for the study, and they were asked, via range of similar phenomena such as assimilation, primacy,
written instructions, to put the candy away and not to eat any stereotyping, correspondence bias, the perseverance effect,
right then, so that the experimenter would not know their ex- overconfidence, and possibly the illusory truth effect as dis-
perimental condition while he interacted with them. cussed by, for example, Hawkins and Hoch (1992). But,
Before beginning the diagnostic task itself, participants again, as has been discussed, this influence of positive affect
were asked to take the seven-item RAT described earlier in may interact with the materials being considered and may ap-
discussing the influence of positive affect on creativity. In this ply only to interesting or important (in the marketing context,
instance, performance on the RAT was intended as a check on “involving”) materials, products, and decision situations.
the manipulation of affect. We reasoned that if the positive-af- Also, to say that positive affect may reduce the magnitude of
fect doctors performed better on the RAT, we would have in- these effects does not mean that it will make the primed mate-
dication that our positive-affect manipulation had been rial, the stereotype components, or the material seen first (the
effective. In addition, we would know that doctors in whom primacy effect) less accessible, but rather that it will reduce
positive affect had been induced as in previous experiments the difference in accessibility, or utilization, between such
also showed increased creative problem-solving ability, a material and other material. In other words, positive affect
skill which may actually aid in diagnosis, because medical di- may increase accessibility of schemata such as stereotypes,
agnosis requires seeing connections among elements of a but also increase or leave relatively high the accessibility of
case or situation. alternatives and the ability to hold and use both in mind simul-
Results of these studies showed several important effects: taneously, or to switch between/among them in thinking (see
First, doctors in whom positive affect had been induced by re- Ashby, Isen, & Turken, 1999; Isen, 1999a, for discussions of
ceiving a small package of candy showed significantly better the possible neuropsychologica l basis for such improved
performance on the RAT of creative problem solving (Estrada switching ability as a result of positive affect).
et al., 1994). Second, in solving the diagnostic problem, for Indeed, Lee, and Sternthal (1999) recently reported some-
which the correct diagnosis was chronic active hepatitis, doc- thing like a reduction in primacy effects, in the sense of less of
tors in the positive-affect condition realized that the symp- a serial-position effect—not impaired recall of items early in
toms might suggest liver disease, and considered liver, the list, but improved recall for middle positions in serially
significantly earlier in their protocols than control partici- presented items—among people in whom positive affect had
pants. They did not “close” on this category sooner than con- been induced, compared with controls. In addition, although
trols, but they did begin consideration of it earlier in their some studies have investigated positive affect’s influence on,
decision process. In other words, they more readily put to- for example, stereotyping, and have reported that it increases
gether the signs and symptoms, to realize that liver disease it, those results appear to be dependent on the nature of the
was a possibility (correct hypothesis generation). Several materials or task situation, or both. In one set of studies, for
other measures indicated that this was not due to premature example, such effects disappeared when the importance of
closure, “closed thinking,” or other such undesirable effect the task was increased (participants were made accountable
that might indicate “sloppy” processing, jumping to a conclu- for their answers; Bodenhausen, Kramer, & Susser, 1994).
sion, or heuristic processing, rather than efficient, effective, This latter finding indicates, as does other work (see, e.g.,
careful processing. For example, they considered just as Isen, 2000, for discussion), that details related to factors such
many diagnoses as control participants before, and after, the as involvement, nature of the task materials, and so forth, will
liver domain was first recognized as the likely domain of the likely interact with affect in determining these effects.
illness (Estrada et al., 1997). Clearly, further research is needed to investigate many of
Second, the results indicated that positive affect signifi- these interesting possibilities.
cantly reduced the tendency to engage in anchoring in the di- Finally, returning to discussion of the study on physician
agnostic-reasoning process. Anchoring is related to the diagnostic processes, after solving the diagnostic problem,
Bayesian concept of estimating and adjusting the probability the physicians filled out a questionnaire indicating the per-
of an event in light of additional evidence, and as used in this ceived importance, for them, of two different types of sources
study, it connotes inadequate adjustment to new information, of their own satisfaction from the practice of medicine—hu-
specifically here the tendency to hold onto an incorrect hy- manistic and extrinsic. An example of a humanistic item,
pothesis by distorting or ignoring disconfirming evidence. As taken from tests of “humanism in medicine” (e.g., Abbott,
with the other measures in the protocol analysis, this measure 1983; Butterfield & Mazzaferri, 1991; Hauck, Zyzanski,
was assessed by two independent raters, not aware of the ex- Alemagno, & Medalie, 1990) is “By establishing rapport with
perimental condition of the protocol when scoring it. Results patients, I enhance my human understanding.” An example of
of this analysis indicated that physicians in the positive-affect an extrinsic item is “Yearly income is very important for prac-
condition showed significantly less anchoring than controls tice satisfaction.” Results indicated both a main effect of type
(Estrada et al., 1997). of motivation and an interaction between affect and type of
80 ISEN

motivation: Doctors, in general, gave higher importance rat- need not disrupt systematic processing or, by its nature, re-
ings to the humanistic sources of satisfaction from practicing duce cognitive capacity (see Isen, 1993b, 1999a, 2000, for
medicine; however, there was also a significant interaction discussion of this issue, and Bless et al., 1996, for a retraction
between affect and item type, indicating that this difference in of their earlier view that positive affect interferes with the mo-
favor of the humanistic items was even more pronounced for tivation to process systematically).
the positive-affect doctors (Estrada et al., 1994). Thus, even The second point suggested by these results, taken to-
though this task took place about 40 min, and two intervening gether, is that the impact of positive affect will depend on the
tasks, after the mild affect induction, results revealed a signif- nature of the materials and the task assigned, in part because it
icant difference between the affect and control conditions on depends primarily on what the person is trying to do or wants
this task designed to investigate physicians’ motivation in to do in the situation, and in part because the materials play a
medicine or orientation to patients. role in what the person thinks about. In fact, it may be that ear-
To summarize the work reported thus far, it appears that lier findings that seemed to suggest that positive affect im-
positive affect generally leads people to be gracious, gener- paired careful processing (e.g., Mackie & Worth, 1989;
ous, and kind to others; to be socially responsible; and to Melton, 1995; Schwarz & Bless, 1991) could have been a
take the other’s perspective better in interaction (while not function of the particular materials and task situations in-
losing sight of their own perspective). Decision makers and volved. An ongoing study is currently investigating this pos-
problem solvers in whom positive affect has been induced sibility (Isen, Christianson, & Labroo, 2001).
are more flexible, open, and innovative, as well as more A third point that might also be mentioned is that spe-
careful and thorough in addressing interesting or important cific measures (like total time working on the task materi-
issues. There is no evidence that they suffer from reduction als) that are appropriate in one situation or with one set of
in cognitive capacity, or that their motivation to process sys- materials (as was found, for example, in the car-choice
tematically is disrupted. To the contrary, they seem, if any- study described previously; Isen & Means, 1983) may not
thing, more motivated, more thoughtful, better organized, be valid in another situation or with different materials (as
and more clear-headed. was found with the medical-choice study; Isen et al., 1991),
The work adding medical practitioners to this body of re- and therefore should not unquestioningly or automatically
search suggests that positive affect sufficient to influence be applied or interpreted. That is, in those two studies, the
cognitive processes and promote a more caring attitude to- same basic processes were observed, but the measures that
ward others can be induced as readily in physicians in their reflected those processes were different because of the dif-
professional surroundings as it can be in other populations ferent materials or tasks.
who have been studied. This work also suggests that such pos- The point that the impact of affect depends on consumers’
itive affect can lead doctors to improved diagnostic processes, thinking processes, and not simply automatic processes, also
as well as to a more humanistic or patient-focused approach to broadens our understanding of both affect and the nature of its
medicine. In other words, doctors in whom positive affect has impact on consumer thinking. As noted earlier, this is re-
been induced may be more understanding, in both senses of flected in the debates within the attitude-toward-the-ad litera-
the word (that is, better able to see connections in material and ture (e.g., Brown et al., 1998; Kim et al., 1996). But in
thus solve diagnostic problems, and more understanding of addition, advertising or other aspects of marketing that in-
their patients as people). This would be completely in keeping volve use of positive affect will need to consider that positive
with the influence of positive affect that has been found in affect, because of the flexibility, elaboration, and thinking it
nonmedical settings over the past 25 years: It tends to pro- introduces, may completely change people’s ways of think-
mote kindness, helpfulness, and taking the other person’s per- ing. Thus, humor in ads, for example, may lead people to
spective, as well as improved performance on tasks requiring think about other brands or even other products or alternative
complex problem-solving skills (on both interpersonal and ways to spend their money to accomplish their goals. And
nonsocial tasks). such possibilities need to be considered when planning mar-
In addition, these results suggest several important, gen- keting strategy in a positive-affect context.
eral points about positive affect’s influence on cognitive pro- Furthermore, the important effects of materials and con-
cessing: First, that positive affect can lead to more thorough text, which have been observed repeatedly, suggest that fac-
and careful problem solving and decision making, at the same tors such as involvement may also be important to consider in
time that it leads to efficiency in considering the materials. anticipating the impact of positive affect and working with it.
Thus, even though people in positive affect may be more effi- One implication of this observation is that the effects may be
cient or quicker in deciding, it is probably not most informa- more likely to be observed with important or interesting
tive to think of positive affect as disrupting systematic choices, for example, than with unimportant or boring deci-
processing and leading to faulty, hurried, or incomplete, sions. However, the form of “involvement” that may be most
sloppy decision making, as was argued for a time (e.g., important may be interestingness of the materials or choices.
Mackie & Worth, 1989; Schwarz & Bless, 1991). Positive af- That is, even “unimporant” choices may show the effects of
fect appears to facilitate systematic, careful processing and increased thinking or cognitive reorganization if they are in-
THEORETICAL ISSUES WITH PRACTICAL IMPLICATIONS 81

teresting, charming, or enjoyable to think about. This is an- interaction and understanding were obtained in a medical
other topic for further research. context, using medical practitioners as participants, it seems a
promising possibility.
However, the task is not completely simple. A recent arti-
IMPLICATIONS FOR CUSTOMER cle highlighted some of the differences or complexities that
SATISFACTION arise when one attempts to address marketing issues or con-
cepts in a medical context (Kahn et al., 1997). This is true for
All of these findings can be applied to consumer contexts of both decision making and customer satisfaction. Concepts
both decision making and customer satisfaction, including such as involvement, stress, risk, assessment of satisfaction,
medical consumer (patient) decision making and satisfaction. pricing, and promotion, among others, all have unique dimen-
The implications of these findings for consumer decision sions in a medical context.
making are being explored in many contexts, including the in- For example, in the medical context, unlike most other
formative work on both direct and indirect effects on atti- consumer contexts, the very question of whether patients
tude-toward-the-ad (e.g., Brown et al., 1998; Kim et al., should participate in the decision-making process, and if so,
1996), as well as other work, at the next level of complexity to what extent, is a controversial one. This does not refer to
and integration, on positive affect’s influence on consumer patients’ participating in the diagnostic process, but rather
decision making (e.g., Barone et al., 2000; Kahn & Isen, to their participating in other medically related decisions
1993; Lee & Sternthal, 1999). having to do with treatment alternatives, where patient pref-
However, less well-recognized are the implications for erences, values, and so forth, may be relevant. Even here,
customer satisfaction, and especially the potential role of the degree of patient participation in medical decisions, or
employee satisfaction in generating and maintaining cus- the balance between doctor and patient in who is responsi-
tomer satisfaction. (See Rucci, Kim, & Quinn, 1998; ble for making decisions, is an issue (e.g., Kassirer, 1994;
Schneider, Ashworth, Higgs, & Carr, 1996; Schneider & O’Connor et al., 1999). There are various factors that play a
Bowen, 1985; Schneider, White, & Paul, 1998, for discus- role in these patient preferences, including the patient’s age,
sion of the link between employee attitudes, and possibly education level, the type of medical condition, the doctor’s
satisfaction, and customer satisfaction from a management own preference, and so forth. Further complicating the pic-
or organizational behavior perspective.) As work in the ture, patient participation in decision making has been
management literature is showing—for example, the recent found to influence patient satisfaction (e.g., Kuder, Isen, &
study conducted at Sears, Roebuck, & Co. (Rucci et al., DeLia, 1996; Pontes & Pontes, 1996). Thus, the stage is set
1998)—employee attitudes, and possibly satisfaction, can for some unexpected relationships and factors influencing
lead to customer satisfaction. What the work presented in consumer (patient) satisfaction.
this article suggests is that positive affect in employees may For example, as noted, research is beginning to show a link
play a role in this process. between patient participation in decision making and patient
For example, as data reviewed in this article show, positive satisfaction with medical care. One recent study (Pontes &
affect promotes a helpful and generous orientation to others, Pontes, 1996) reported evidence suggesting that when doc-
as well as an enhanced problem-solving capability and a more tors enable patients to participate in the medical decision pro-
open and flexible decision-making and problem-solving cess, patient inferences about the quality of care and about
style. Thus, it is not unreasonable to propose that, in interact- physician skill and concern are more favorable, as are patient
ing with customers, employees in whom positive affect has satisfaction ratings. In another article, compatibly, it was
been induced may be more flexible, understanding, and help- found that patients who preferred more participation in the
ful, as well as better able to address the customer’s task or medical decision-making process also reported higher levels
concern. In addition, helpfulness and liking are usually recip- of satisfaction (Kuder et al., 1996).
rocated (e.g., Berkowitz & Daniels, 1964; Gouldner, 1960). Consequently, the data showing that physicians in whom
Consequently, this body of research on positive affect sug- positive affect has been induced take a more humanistic ori-
gests, in general, that inducing positive affect in staff mem- entation to the practice of medicine and are more open and
bers who interact with the public may result in improved flexible in considering information may have important im-
customer response, satisfaction, and loyalty. Thus, this work plications for the situation, because they suggest that positive
points to an intersection between areas traditionally seen as affect may lead doctors to be more open to patient participa-
within the marketing function (customer satisfaction) of the tion in the medical decision processes. That is, if the increased
organization and ones usually considered in the realm of or- physician humanism that results from positive affect leads to
ganizational behavior, human resources, or management increased sharing of decision-making involvement between
(employee satisfaction and productivity). physician and patient, there is reason to believe that this will
Applying this realization in a medical context seems espe- have a positive influence on patient satisfaction.
cially important and potentially of far-reaching impact. And A second important way in which positive affect may play
given that several of the relevant effects of feelings on social a role in patient satisfaction is through its potential impact on
82 ISEN

the doctor–patient interaction. Both patient participation and may be an important tool for addressing these problems: It
patient satisfaction may be related to the quality of the doc- may promote the doctor’s seeing the importance of the doc-
tor–patient interaction. tor–patient interaction, and it may increase his or her ability to
At first blush, this may seem self-evident and not in need be understanding and kind. It may lead the doctor to encour-
of a boost from positive affect. It may seem that doctors would age, or at least be accepting of, appropriate patient participa-
understand the importance of good-quality interaction with tion in decision making, which itself may contribute to patient
patients. However, in the medical sector even more than in satisfaction. And finally, it may promote flexibility, not only
others, determinants of patient satisfaction are very complex, in the way the healthcare provider interacts with the patient,
sometimes depending predominantly on factors other than but also in addressing and solving the medical problem.
the doctor–patient interaction, such as medical outcome. In
medicine, therefore, the doctor–patient interaction is often
viewed as secondary to the main point of the medical interac- POLICY IMPLICATIONS
tion, the patient’s recovery, at least among physicians. Thus,
the doctor–patient interaction is often even seen as unimpor- It should be noted that this process—indeed anything that
tant by physicians, and their interpersonal skills or nuances of increases understanding between doctors and pa-
their interactions with patients may not be of central concern tients—may have implications for larger, societal ap-
to them. Consequently, in actual practice, physicians may proaches to healthcare, especially in this age of managed
lose sight of the importance of the quality of their interaction care. However, this influence may be in a direction counter
with patients and of the small things that they may say or do to the current trend of looking at people as large aggregates,
that actually impact patients significantly. and looking at healthcare primarily in terms of dol-
To illustrate this situation, consider that one complaint that lars-and-cents economic issues. With more emphasis on hu-
is frequently heard about doctor–patient interactions is that manistic concerns and on viewing patients as unique,
the participants do not seem to understand each other—that capable, coping fellow human beings, doctors may refocus
is, most doctors feel that they “care” about their patients, but on the needs of their individual patients. Caring and
many patients feel that their doctors are not listening to them understanding may lead to more valuing of each individual,
or do not understand when they do listen. Thus, it seems im- a tendency that may not be compatible with rigid adherence
portant to find ways to increase understanding in this context. to formulae for rationing of medical care based on broadly
For example, studies have now reported that, on average, doc- defined, aggregate characteristics such as age. Furthermore,
tors interrupt their patients and take control of the conversa- increased patient participation in healthcare-related deci-
tion after less than 20 sec of the medical interview (e.g., sions may also place focus on individuals.
Beckman & Frankel, 1984). Similarly, with many doctors it is Nonetheless, if positive affect improves trust and honest
difficult for patients to participate in the decisions surround- communication between doctor and patient, perhaps more
ing their own health care (e.g., O’Connor et al., 1999), and reasonable patterns of expenditures can still be achieved. If
there is evidence that doctors and patients do not even agree doctors do not need to practice defensive medicine, and pa-
on the relative amounts that they participated in a given deci- tients can believe that their physicians have their best interests
sion. Thus, there appears to be quite a bit of misunderstanding at heart, perhaps appropriately cost-effective courses of ac-
in the doctor–patient service encounter. tion may still be followed (e.g., Kuder, 1995). These are all
The work discussed in this article suggests that perhaps topics on which research is needed at present.
one way of beginning to address this cycle of misunderstand- Finally, this work showing an impact of positive affect on
ing and potential resentment may be through facilitating posi- thinking and social behavior has implications for societal
tive affect in physicians. That is, perhaps encouraging doctors concerns, more broadly. In the domain of health care, as dis-
to feel competent and valued may help them not only to ad- cussed, we appear in danger of losing sight of the individual
dress the medical problem, but also to take a more humanistic, and losing sight of the importance of some of the “implicit,”
valuing approach to the patient. If they listen longer, hear the or less obvious (nonmonetary), costs and benefits that need to
patient out, encourage, and support patient participation in be considered. Most economic models do not consider the
the decision making, patients may feel valued and genuinely beneficial effects that society obtains from the positive affect
respected, which could then influence patient satisfaction and of its citizens—innovation, generosity, helpfulness, for ex-
loyalty as patients reciprocate the positive regard. ample—or the costs that will be incurred (loss of these quali-
Thus, the medical situation, especially, contains many ties) if we fail to maintain high morale.
possibilities for misunderstandings and many possibly For example, the research reviewed here would suggest
missed opportunities for improving patient care and patient that our society benefits, in ways not acknowledged by most
satisfaction that can be improved by positive affect in the pro- economic accounts, from factors such as high morale and
viders of care. Given that positive affect influences people in sense of self-worth, just to name two, that are common in our
general to be more helpful and kind, and may influence doc- culture. Speculating, these morale factors may come, in part,
tors to be more patient-centered in approach, positive affect from our society’s high regard for each individual, and from
THEORETICAL ISSUES WITH PRACTICAL IMPLICATIONS 83

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CONCLUSION
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(1996). Mood and the use of scripts: Does a happy mood really lead to
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Brown, S. P., Homer, P. M., & Inman, J. J. (1998). A meta-analysis of rela-
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more effective, as well as happier, employees—and this, in nal of Marketing Research, 35, 114–126.
turn, may impact customer satisfaction. Thus, we have seen a Butterfield, P. S., & Mazzaferri, E. L. (1991). A new rating form for use by
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ACKNOWLEDGMENTS Estrada, C., Isen, A. M., & Young, M. J. (1994). Positive affect influences
creative problem solving and reported source of practice satisfaction in
physicians. Motivation and Emotion, 18, 285–299.
I thank Editor Frank Kardes for his many helpful comments
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Academic. Accepted by Frank Kardes.

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