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Application For Invention Patent
Application For Invention Patent
Application For Invention Patent
The request for substantive examination of the application must be filed within
six (6) months from the date of the publication. The application is considered
withdrawn if no request is made within that period. If the examiner finds reason to
refuse the registration of the application, i.e. the application is not new, inventive or
industrially applicable, the Bureau shall notify the applicant of the reason for
refusal/rejection giving the applicant the chance to defend or amend the application.
5. Decision to Grant Patent Registration or Decision of Refusal
If the examiner finds no reason for refusal of the application, or if the notice of
reason for refusal is satisfactorily complied with by amendment or correction, the
examiner issues a decision to grant the patent registration. Otherwise, the examiner
refuses the application.
6. Inspection of Records
The grant of a patent together with other information shall be published in the
IPO Gazette within six (6) months. Any interested party may inspect the complete
description, claims, and drawings of the patent on file with the Office.
7. Appeal
(a) Every applicant may appeal to the Director of Patents the final refusal of
the examiner to grant the patent within two (2) months from the mailing date of the
final refusal. The decision or order of the Director shall become final and executory
fifteen (15) days after receipt of a copy by the appellant unless within the same
period, a motion for reconsideration is filed with the Director or an appeal to the
Director General is filed together with the payment of the required fee. (b) The
decision of the Director General may be appealed to the Court of Appeals. If the
applicant is still not satisfied with the decision of the Court of Appeals, he may appeal
to the Supreme Court.
- See more at: http://www.ipophil.gov.ph/services/patents/patent-application-flowchart#sthash.QgdOhPT0.dpuf
Dispute[edit]
The case arose from a dispute over patents covering diagnostic tests for HIV infection (U.S.
Patent Nos. 5,968,730,[3]6,503,705,[4] and 7,129,041[5]), originally owned by Stanford
University, and HIV diagnostic tests sold by Roche.[1] When Stanford sued Roche for
infringing the patents in 2005, Roche countered by claiming that it jointly owned the patents,
due to an agreement that a Stanford faculty member, Dr. Mark Holodniy, signed in the late
1980s when he did research at Cetus, the biotechnology company that invented PCR and
that was later acquired by Roche.
When Holodniy had joined the faculty of Stanford shortly before he had visited Cetus, he, like
all scientific personnel at companies and research institutions, had signed an agreement in
which he agreed that his employer would own any inventions he made. Stanford's
agreement, in particular, stated that he "'agree[d] to assign' to Stanford his 'right, title and
interest in' inventions resulting from his employment at the University." [1]:2
The Stanford lab in which Holodniy worked had been working on developing better HIV tests,
and wanted to try the new PCR method, so Holodniy's supervisor had arranged for him to
work at Cetus to learn the technique. Under standard business practice, Cetus had Holodniy
sign a confidentiality agreement before allowing him into their facilities. The particular
agreement that Holodniy signed stated that Holodniy will assign and do[es] hereby assign
to Cetus his right, title and interest in each of the ideas, inventions and improvements made
as a consequence of [his] access to Cetus.[1]:2
After completing his training at Cetus, Holodniy then returned to Stanford where he and other
Stanford employees tested the HIV measurement technique. Over the next few years,
Stanford obtained written assignments of rights from the Stanford employees, including
Holodniy, and filed several patent applications related to the procedure. Stanford secured
three patents to the HIV measurement process. Some of Stanfords research related to the
HIV measurement technique was funded by the National Institutes of Health (NIH), thereby
subjecting the invention to the Bayh-Dole Act. Accordingly, Stanford disclosed the invention
to the government, granted the government a nonexclusive, nontransferable, paid-up license
to use the patented procedure, and formally notified NIH that it elected to retain title to the
invention.
Ownership of inventions[edit]
As succinctly described by Dennis Crouch, "ownership of patent rights and inchoate pre-filing
rights are somewhat confusing because they involve a mixture of federal patent law and state
laws of contracts, employment, and trade secrets."[6]
The US Constitution grants inventors ownership of inventions they make under the Copyright
Clause which grants Congress the authority "to promote the Progress of Science and useful
Arts, by securing for limited Times to Authors and Inventors the exclusive Right to their
respective Writings and Discoveries." However, for inventors who are employed,
complications ensue.[7] In the absence of a written agreement, under common law an
employee will own an invention he or she makes, unless the employee was hired specifically
to invent and provided means and direction to make the invention.[8] However, companies and
universities that hire scientists to conduct research obligate their employees to sign contracts
in which inventions are assigned to the employer, and these contracts are governed by a
mixture of federal law and state law.[8][9]
When the employer itself contracts with third parties, those contracts may also create
obligations with respect to intellectual property invented by employees. Especially in fee-forservice contract research, assignment of inventions from the contract research organization
(CRO) to the sponsor is common.[10] Therefore the inventor could either first assign his or her
invention to the CRO, which would in turn assign it to the sponsor, or for the sake of
simplicity, the CRO employee could assign directly to the sponsor. Before the Bayh-Dole Act
was passed in 1980, research grants and contracts issued by the US government often
obligated recipient institutions and companies to assign inventions to the US government,
and scientists generally directly assigned inventions to the US government.[11] The Bayh-Dole
Act changed this; the specific language of the statute is: "Each nonprofit organization or
small business firm (that receives a federal grant) may... elect to retain title to any subject
invention"[12] and also: "If a contractor does not elect to retain title to a subject invention in
cases subject to this section, the Federal agency may consider and after consultation with
the contractor grant requests for retention of rights by the inventor subject to the provisions of
this Act and regulations promulgated hereunder."[13] It is this specific language upon which
Stanford would rely in its dispute with Roche.
Citing two prior Federal Circuit cases, the court held that the language "agree to assign" in
the agreement that Stanford had Holodniy sign, was merely a promise to assign his invention
rights to Stanford at some undetermined future point. Also, when Holodniy signed the
contract, Stanford's Administrative Guide to "Inventions, Patents, and Licensing" stated that:
"[u]nlike industry and many other universities, Stanford's invention rights policy allows all
rights to remain with the inventor if possible." And with respect to the Cetus contract, the
Federal Circuit interpreted the contract language "do hereby assign" to be "a present
assignment of Holodniy's future inventions to Cetus," thereby giving Cetus immediate rights
in Holodniy's future inventions. By the time Holodniy executed an assignment to Stanford
three years later with respect to the patent applications that Stanford filed, his rights had
already transferred to Cetus and the subsequent assignment was void. The Court found that
Stanford itself received constructive notice of Cetuss ownership rights at least through
Holodniys employment by Stanfordin other words, Holodniy's knowledge of the Cetus
agreement was imputed to his employer. The Court also found that Stanford had similar
constructive notice through Holodniys supervisor, who directed Holodniy to work with Cetus
and executed agreements of his own that transferred intellectual property rights to Cetus.
Although Stanford asserted that Holodniy signed the agreement with Cetus solely on his own
behalf, not Stanfords, the Court found that this argument missed the point. According to the
Court, the agreement with Cetus indicates that Holodniy was acting as an independent
contractor with respect to Cetus, not with respect to Stanford, and that Holodniy [had] signed
away his individual rights as an inventor, not Stanfords.[15]
With respect to Stanford's claims about the Bayh-Dole Act, the Federal Circuit overruled the
District Court decision, holding that the Act does not void an otherwise valid prior transfer of
rights. As a result, Stanford was entitled to only those rights that remained after the
Government declined to exercise its option.
According to the Court, Stanford therefore lacked standing to sue Roche, the district court
lacked jurisdiction over Stanfords infringement claim, and the district court should not have
addressed the validity of the patents. Accordingly, the Court vacated the district courts
finding of invalidity and remanded the case for dismissal due to lack of standing.
Stanford appealed to the Supreme Court based on its argument that Bayh-Dole overrides
normal ownership of inventions.[16]
Effects[edit]
The effects on patent law were negligible: "The Supreme Courts grant of certiorari for this
case came as a surprise to many intellectual property attorneys who did not believe that the
Bayh-Dole Act changed the centuries old proposition that inventors ultimately have rights in
their patents. As a result, the Supreme Courts decision certainly reassured inventors, as well
as all those involved in the practice of law involving inventions, that their longstanding belief
that the ownership rights in inventions belong first and foremost to inventors is correct." [2]
As the case unfolded, it was clear that the problems arose because of Stanford's "failure to
negotiate a tight assignment agreement with its researchers and scientists" and further that
the simple solution would be to have existing university employees agree to a new, more
explicit and immediately effective assignment agreement and have all new employees sign
such agreements.[6] Universities including MIT and Stanford have done so.
ANGELITA MANZANO v ca
FACTS:The petitioner filed an action for the cancellation of Letters of Patent
covering a gasburner registered in the name of responded Melecia Madolaria
who subsequently assigned theletter of patent to United Foundry. Petitioner
alleged that the private respondent was not theoriginal, true and actual inventor
nor did she derive her rights from the original, true and actualinventor of the utility
model covered by the letter of patent; further alleged that the utilitymodel covered
by the subject letter of patent had been known or used by others in
thePhilippines for than one (1) year before she filed her application for letter of
patent on Dec1979. For failure to present substantive proof of her allegations, the
lower court and Court of Appeals denied the action for cancellation. Hence, the
present petition.
ISSUE:Whether or not the respondent court wrongfully denied the cancellation of
letter of patent registered under the private respondent.
HELD:No. The issuance of such patent creates a presumption which yields only
to clear andcogent evidence that the patentee was the original and first inventor.
The burden of provingwant of novelty is on him who avers it and the burden is a
heavy one which is met only by clearand satisfactory proof which overcomes
every reasonable doubt. Clearly enough, the petitionerfailed to present clear and
satisfactory proof to overcome every reasonable doubt to afford thecancellation
of the patent to the private respondent.
GODINEZ V CA
Through this petition for review in certiorari of a decision of the Court of Appeals
affirming the decision of the trial court, petitioner Pascual Godines seeks to
reverse the adverse decision of the Court a quo that he was liable for
infringement of patent and unfair competition. The dispositive portion of the
assailed decision is hereby quoted to wit:
WHEREFORE, with the elimination of the award for attorney's fees, the judgment
appealed from is hereby AFFIRMED, with costs against appellant. 1
The patent involved in this case is Letters Patent No. UM-2236 issued by the
Philippine Patent Office to one Magdalena S. Villaruz on July 15, 1976. It covers
a utility model for a hand tractor or power tiller, the main components of which
are the following: "(1) a vacuumatic house float; (2) a harrow with adjustable
operating handle; (3) a pair of paddy wheels; (4) a protective water covering for
the engine main drive; (5) a transmission case; (6) an operating handle; (7) an
engine foundation on the top midportion of the vacuumatic housing float to which
the main engine drive is detachedly installed; (8) a frontal frame extension above
the quarter circularly shaped water covering hold (sic) in place the
transmission case; (9) a V-belt connection to the engine main drive with
transmission gear through the pulley, and (10) an idler pulley installed on the
engine foundation." 2 The patented hand tractor works in the following manner:
"the engine drives the transmission gear thru the V-belt, a driven pulley and a
transmission shaft. The engine drives the transmission gear by tensioning of the
V-belt which is controlled by the idler pulley. The V-belt drives the pulley attached
to the transmission gear which in turn drives the shaft where the paddy wheels
are attached. The operator handles the hand tractor through a handle which is
inclined upwardly and supported by a pair of substanding pipes and reinforced by
a U-shaped G.I. pipe at the V-shaped end." 3
The above mentioned patent was acquired by SV-Agro Industries Enterprises,
Inc., herein private respondent, from Magdalena Villaruz, its chairman and
president, by virtue of a Deed of Assignment executed by the latter in its favor.
On October 31, 1979, SV-Agro Industries caused the publication of the patent in
Bulletin Today, a newspaper of general circulation.
In accordance with the patent, private respondent manufactured and sold the
patented power tillers with the patent imprinted on them. In 1979, SV-Agro
Industries suffered a decline of more than 50% in sales in its Molave,
Zamboanga del Sur branch. Upon investigation, it discovered that power tillers
similar to those patented by private respondent were being manufactured and
sold by petitioner herein. Consequently, private respondent notified Pascual
Godines about the existing patent and demanded that the latter stop selling and
manufacturing similar power tillers. Upon petitioner's failure to comply with the
demand, SV-Agro Industries filed before the Regional Trial Court a complaint for
infringement of patent and unfair competition.
After trial, the court held Pascual Godines liable for infringement of patent and
unfair competition. The dispositive portion of the decision reads as follows:
WHEREFORE, premises considered, JUDGMENT is hereby rendered in favor of
the plaintiff SV-Agro Industries Enterprises, Inc., and against defendant Pascual
Godines:
1. Declaring the writ of preliminary injunction issued by this Court against
defendant as permanent;
2. Ordering defendant Pascual Godines to pay plaintiff the sum of Fifty Thousand
Pesos (P50,000.00) as damages to its business reputation and goodwill, plus the
further sum of Eighty Thousand Pesos (P80,000.00) for unrealized profits during
the period defendant was manufacturing and selling copied or imitation floating
power tiller;
3. Ordering the defendant to pay the plaintiff, the further sum of Eight Thousand
Pesos (P8,000.00) as reimbursement of attorney's fees and other expenses of
litigation; and to pay the costs of the suit.
SO ORDERED. 4
The decision was affirmed by the appellate court.
Thereafter, this petition was filed. Petitioner maintains the defenses which he
raised before the trial and appellate courts, to wit: that he was not engaged in the
manufacture and sale of the power tillers as he made them only upon the special
order of his customers who gave their own specifications; hence, he could not be
liable for infringement of patent and unfair competition; and that those made by
him were different from those being manufactured and sold by private
respondent.
We find no merit in his arguments. The question of whether petitioner was
manufacturing and selling power tillers is a question of fact better addressed to
the lower courts. In dismissing the first argument of petitioner herein, the Court of
Appeals quoted the findings of the court, to wit:
same. Defendant admitted to the Court that two (2) of the power inspected on
March 12, 1984, were manufactured and sold by him (see TSN, March 12, 1984,
p. 7). The three power tillers were placed alongside with each other. At the center
was the turtle power tiller of plaintiff, and on both sides thereof were the floating
power tillers of defendant (Exhibits H to H-2). Witness Rodrigo took photographs
of the same power tillers (front, side, top and back views for purposes of
comparison (see Exhibits H-4 to H-28). Viewed from any perspective or angle,
the power tiller of the defendant is identical and similar to that of the turtle power
tiller of plaintiff in form, configuration, design and appearance. The parts or
components thereof are virtually the same. Both have the circularly-shaped
vacuumatic housing float, a paddy in front, a protective water covering, a
transmission box housing the transmission gears, a handle which is V-shaped
and inclined upwardly, attached to the side of the vacuumatic housing float and
supported by the upstanding G.I. pipes and an engine base at the top midportion
of the vacuumatic housing float to which the engine drive may be attached. In
operation, the floating power tiller of the defendant operates also in similar
manner as the turtle power tiller of plaintiff. This was admitted by the defendant
himself in court that they are operating on the same principles. (TSN, August 19,
1987, p. 13) 10
Moreover, it is also observed that petitioner also called his power tiller as a
floating power tiller. The patent issued by the Patent Office referred to a "farm
implement but more particularly to a turtle hand tractor having a vacuumatic
housing float on which the engine drive is held in place, the operating handle, the
harrow housing with its operating handle and the paddy wheel protective
covering." 11 It appears from the foregoing observation of the trial court that these
claims of the patent and the features of the patented utility model were copied by
petitioner. We are compelled to arrive at no other conclusion but that there was
infringement.
Petitioner's argument that his power tillers were different from private
respondent's is that of a drowning man clutching at straws.
Recognizing that the logical fallback position of one in the place of defendant is
to aver that his product is different from the patented one, courts have adopted
the doctrine of equivalents which recognizes that minor modifications in a
patented invention are sufficient to put the item beyond the scope of literal
infringement. 12 Thus, according to this doctrine, "(a)n infringement also occurs
when a device appropriates a prior invention by incorporating its innovative
concept and, albeit with some modification and change, performs substantially
the same function in substantially the same way to achieve substantially the
same result." 13 The reason for the doctrine of equivalents is that to permit the
imitation of a patented invention which does not copy any literal detail would be
to convert the protection of the patent grant into a hollow and useless thing. Such
imitation would leave room for indeed encourage the unscrupulous copyist
to make unimportant and insubstantial changes and substitutions in the patent
which, though adding nothing, would be enough to take the copied matter outside
the claim, and hence outside the reach of the law. 14
In this case, the trial court observed: