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The Relationship of Apoe Genotype To Neuropsychological Performance in Long-Term Cancer Survivors Treated With Standard Dose Chemotherapy
The Relationship of Apoe Genotype To Neuropsychological Performance in Long-Term Cancer Survivors Treated With Standard Dose Chemotherapy
INTRODUCTION
Increasing evidence supports the hypothesis that
high- and standard-dose chemotherapy can have a
negative eect on the cognitive functioning of
cancer survivors (Ahles et al., 2002; Ahles and
Saykin, 2001). The changes in cognitive functioning tend to be relatively subtle changes in memory,
concentration, and executive function. However,
these cognitive changes can aect attainment of
*Correspondence to: Department of Psychiatry, DartmouthHitchcock Medical Center, One Medical Center Drive, Lebanon,
NH 03756, USA. E-mail: tim.a.ahles@dartmouth.edu
613
chemotherapy-induced cognitive decline is the presence of the apolipoprotein E e4 (APOE e4) gene.
The APOE gene is polymorphic and occurs in
three common alleles (APOE e2, e3, e4) which give
rise to six genotype combinations. The presence of
the APOE e4 allele has been associated with: (1)
increased risk for the development of Alzheimers
disease (Richard and Arnouyel, 2001); (2) neuropsychological decits following cardiac bypass
surgery (Tardi et al., 1997; Newman et al.,
1997), traumatic brain injury (Liberman et al.,
2002), repeated head trauma associated with
boxing (Jordan et al., 1997) and football (Kutner
et al., 2000); and (3) as a moderating factor of
other risk factors (e.g. diabetes) for cognitive
decline in the elderly (Haan et al., 1999).
If receiving chemotherapy is conceptualized as a
type of insult to the brain, then it is reasonable to
hypothesize that APOE e4 carriers will be more
vulnerable to chemotherapy-induced cognitive
decline. Therefore, the primary purpose of this
study was to compare the neuropsychological
performance of long-term survivors of breast
cancer and lymphoma, treated with standard dose
chemotherapy, who were categorized by the
presence or absence of the e4 allele of APOE.
PATIENTS AND METHODS
Study population
Cancer survivors treated with systemic chemotherapy (Breast cancer N 51, Lymphoma
N 29, 10 Hodgkins and 19 non-Hodgkins or
other lymphomas) were identied through the
Norris Cotton Cancer Center Tumor Registry.
Stage of disease for the breast cancer patients was
primarily 02 whereas, for the lymphoma patients,
all stages were represented (Table 1). Systemic
Table 1. Stage by diagnosis
Stage
Breast cancer
(n=51)
Lymphoma
(n=29)
Total
(n=80)
0
1
2
3
4
Unknown
Missing
2(4%)
14 (27%)
33 (65%)
1 (2%)
0 (0%)
0 (0%)
1 (2%)
10 (35%)
3 (10%)
4 (14%)
4 (14%)
4 (14%)
2 (7%)
2 (7%)
12 (15%)
17 (21%)
37 (46%)
5 (6%)
4 (5%)
2 (2%)
3 (4%)
Number of
breast cancer
survivors
Cyclophosphamide/methotrexate/
5-uorouracil
Cyclophosphamide/doxorubicin/
5-uorouracil
Cyclophosphamide/doxorubicin
Cyclophosphamide/methotrexate/
5-uorouracil/vincristine/prednisone
Vinblastine/doxorubicin/thiotepa/halotestin
Cyclophosphamide/carboplatin
Taxol
22
Regimen
Number of
lymphoma
survivors
Cyclophosphamide/doxorubicin/
vincristine/prednisone
Mechlorethamine/vincristine/
procarbazine /prednisone
Oral cyclophosphamide
Doxorubicin/bleomycin/
vinblastine/dacarbazine
Mechlorethamine/vincristine/
doxorubicin/bleomycin/
vinblastine/dacarbazine/
procarbazine/prednisone
Cyclophosphamide/doxorubicin/
vincristine/etoposide/prednisone
Cyclophosphamide/vincristine/
procarbazine/prednisone
Cyclophosphamide/vincristine/
doxorubicin/methotrexate/
asparaginase/etoposide/mercaptopurine
Doxorubicin/etoposide/vinblastine
Vinblastine
Cyclophosphamide/doxorubicin/
methotrexate/etoposide/cytarabine/
bleomycin/vincristine/leucovorin/prednisone
Cyclophosphamide/bleomycin
Cyclophosphamide/doxorubicin/
vincristine/bleomycin/prednisone
Mechlorethamine/doxorubicin/
cyclophosphamide/vincristine/
bleomycin/prednisone
22
3
2
2
1
1
9
4
5
2
2
2
1
2
1
1
1
1
1
1
614
615
RESULTS
Seventeen (21%) of the survivors carried at least
one e4 allele (e3/e4=15, e2/e4=1, e4/e4=1), a
percentage consistent with the population distribution (Jordan et al., 1997). The remaining 63
survivors (79%) had the following allele combinations: e3/e3=52, e2/e3=11. Table 3 displays the
demographic and psychological variables that
could be confounders of performance on neuropsychological testing by APOE status. No signicant dierences on the demographic or psychological factors emerged between the groups.
Table 4 describes the z-transformed domain
scores by APOE status. ANCOVAs were conducted with APOE status (presence or absence of
an e4 allele) as the independent variable, domain
score as the dependent measure, and age, gender,
education, diagnosis, and WRAT-3 reading subtest (an estimate of baseline IQ) as covariates. The
analysis indicated signicantly lower performance
for survivors with an e4 allele than survivors with
Table 3. Demographic
APOE status
and
psychological
variables
by
Variable
APOE e4+mean
(S.D.)
N=17
APOE e4+mean
(S.D.)
N=63
Age
Gender
58.0 (10.4)
12 female
5 male
14.5 (2.7)
9.5 (5.9)
55.3 (9.7)
52 female
11 male
13.6 (2.5)
8.7 (3.8)
12.7
36.0
38.0
3.7
11.1
32.5
34.9
3.8
Years of education
Years since last
treatment
CES-depression
State anxiety
Trait anxiety
Average fatigue
(8.0)
(12.4)
(10.9)
(2.2)
(8.9)
(9.8)
(9.5)
(1.9)
616
APOE e4
positive
mean (S.D.)
APOE e4
negative
mean (S.D.)
p-Valuen
Verbal ability
Verbal learning
Verbal memory
Visual memory
Psychomotor
functioning
Motor
Attention CR
Attention RT
Spatial ability
0.10
0.20
0.21
0.30
0.24
(0.68)
(1.16)
(0.90)
(1.12)
(0.80)
0.16
0.03
0.15
0.04
0.05
(0.86)
(0.94)
(0.89)
(0.81)
(0.66)
0.83
0.48
0.21
0.03nn
0.08
0.01
0.14
0.19
0.38
(0.72)
(0.97)
(0.69)
(1.17)
0.11
0.01
0.05
0.13
(0.73)
(0.87)
(0.67)
(0.97)
0.93
0.33
0.30
0.05nn
DISCUSSION
The results of this study provide preliminary
support for the hypothesis that APOE is a genetic
marker for increased vulnerability to chemotherapy-induced cognitive decline. If only a subgroup
of patients treated with standard-dose chemotherapy are at risk for long-term cognitive problems,
APOE status may be one factor contributing to
this risk. The pattern of decreased functioning in
visual/spatial domains for e4 carriers has been
reported in previous human (Greenwood et al.,
2000) and animal (Raber et al., 1998) studies. The
potential mechanism for the interaction between
chemotherapy and APOE status is not clear, but
may be related to dierential microvascular or
neuronal repair processes following brain injury
(Nicoll, 1996) or pre-existing morphologic dierences (e.g. smaller hippocampal volume) in in-
617
E4+(N=17)
Verbal ability
Vocabulary}scale score
Reading subtest of WRAT-3}standard score
Boston naming test}total raw score
Controlled oral uency}total raw score
11.9
103.9
55.9
41.1
E4-(N=63)
Reference norms
(23.1)
(11.4)
(4.4)
(11.8)
10.0
95.4
55.4
44.3
(3.0)a
(11.6)b
(4.3)c
(10.2)c
47.5 (11.0)
9.9 (3.5)
10.9 (3.0)
0.27 (1.7)
49.3 (8.5)
10.7 (2.6)
10.8 (2.9)
0.02 (1.4)
61.2
13.1
13.3
0.0
(8.6)d
(2.5)d
(2.6)d
(1.0)d
Verbal memory
Logical memory I, stories A and B
Logical memory II, stories A and B (30 min delay)
24.2 (5.6)
20.6 (8.0)
22.3 (6.6)
17.2 (6.6)
23.5 (5.4)e
21.0 (5.4)e
Visual memory
Visual reproduction I, total
Visual reproduction II, total (30 min delay)
31.6 (6.8)
25.1 (11.2)
34.2 (4.4)
27.2 (9.3)
29.0 (5.2)e
25.4 (7.2)e
Psycho-motor
Digit symbol}scale score
Trails A}total time
Trails B}total time
10.5 (3.1)
33.4 (12.8)
87.9 (41.8)
11.5 (2.7)
30.1 (9.0)
78.0 (47.7)
10.0 (3.0)a
35.1 (10.6)f
77.7 (23.8)f
Motor
Max number of sequences achieved}right hand
Max number of sequences achieved}left hand
Average nger tapping score}right hand
Average nger tapping score}left hand
8.4
8.1
43.8
42.0
8.0
8.0
43.5
40.8
9.2
8.9
49.9
46.1
Attention CR
Distractibility}number correct
Vigilance}number correct
21.8 (10.1)
29.1 (1.6)
22.7 (8.0)
29.3 (1.9)
25.8 (5.2)c
29.7 (4.8)c
462.9 (105.0)
439.4 (67.4)
443.5 (63.6)
429.3 (90.6)
442 (88.0)c
402 (83.0)c
10.2 (3.1)
10.8 (2.6)
10.0 (3.0)a
Attention RT
Distractibility}reaction time (ms)
Vigiliance}reaction time (ms)
Spatial ability
Block design}scale score
(2.9)
(5.8)
(3.8)
(11.6)
(2.2)
(1.9)
(7.4)
(10.1)
11.0
99.7
55.7
38.2
(2.1)
(2.1)
(7.0)
(6.2)
(1.9)c
(1.8)c
(6.9)c
(6.8)c
Wechsler (1997).
Wildinson (1993).
c
Saykin (1995).
d
Paulo et al. (1997).
e
Ivnik et al. (1992).
f
Spreen and Straus (1991).
b
were primarily in the verbal memory and psychomotor domains. In the present genetic analysis,
although there was a trend for group dierences in
the psychomotor domain, the strongest results
were in the domains of visual memory and spatial
618
ACKNOWLEDGEMENTS
This research was supported by a supplement to the
Norris Cotton Cancer Center Core grant (P30 CA23108)
and RO1 CA87845 from the Oce of Cancer Survivors,
National Cancer Institute, Bethesda, MD.
We would like to acknowledge Dorothy R. Belloni
who conducted all of the APOE analyses and Tara
Mitchell and Sarah Bivins for administering the
neuropsychological testing.
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