Professional Documents
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Cal Berkeley Spurlock Muppalla Aff UMKC Round2
Cal Berkeley Spurlock Muppalla Aff UMKC Round2
1AC Advantage
The advantage is the alliance
An alliance crisis over Okinawa basing is inevitable and is
enough to destroy the alliancerecent election
demonstrates the anti-base movement is accelerating
Lind 15, associate professor of government at Dartmouth, Could Okinawa
Derail U.S.-Japan Relations?, April, http://nationalinterest.org/feature/couldokinawa-derail-us-japan-relations-12526?page=3
Though the March symposium showed that the allies have made
tremendous progress toward Reischauers goal of an equal
partnership, noticeable exclusions remain. Although in 1962 a bold
Tachiya brought the issue of Okinawa onto the stage, this time it wasnt
invited back. A second symposium panel focused on the theme of JFK and
foreign policy, but paid relatively little attention to contemporary alliance
challengesand no attention to Okinawa. Peculiar, for two reasons. First,
although the eventual return of Okinawa to Japan was legislated in 1971, it
was actually an important accomplishment of the Kennedy administration.
Reischauer believed that a crisis over Okinawa could happen at
a decade. Indeed, one could argue that the situation has only gotten worse. If this remains the case,
the FRF could go the way of the early 1970s decision to relocate Naha Military Portat the time of this
http://mainichi.jp/english/english/perspectives/news/20141117p2a00m0na00
8000c.html]
If the central government ignores the results of the latest election
and goes ahead with the relocation as planned, the gap between
mainland Japan and Okinawa will only widen, and could produce a
decisive rift . Okinawa cannot accept an excessive burden of hosting
military bases while feeling that it is being discriminated against.
Conflicting positions are certain to destabilize the Japan-U.S.
security alliance . The central government has direct control over
security, but this doesn't mean that it can disregard the will of the
people . If security policies don't win understanding from locals or
the public as a whole, then they will not stand . In situations like
this, in which central government policy and the will of the people
clash, the government should make an effort to close the divide .
However, it has not sufficiently fulfilled its responsibility in this regard. On the contrary, Onaga's victory
was fueled by intense anger from people in Okinawa over the way
the administration of Prime Minister Shinzo Abe has proceeded in connection with
the Futenma base issue. Nakaima was elected in the previous gubernatorial election after promising to
relocate the Futenma base outside Okinawa Prefecture. But at the end of last year, he approved the central government's
application to proceed with landfill work off Henoko in recognition of the government's economic stimulus measures -- a
violation of his public pledge.
Considering China's
military expansion and maritime advances, and the situation in
For 17 years, the U.S. and Japan have been haggling over a Marine
base in Okinawa . On Friday, the problem was solved, as the governor of
Okinawa prefecture approved a permit to begin construction of a
relocated base in a less-populated area, breaking tensions that have persisted since the 1995 rape of a
Japanese girl that reanimated opposition among residents to the presence of Marine Corps Air Station
Futenma. Read more: Okinawa Governor Gives Go-Ahead for New U.S. Base With the final legal hurdle
cleared (despite opposition from residents in Nago, where the new base will be built), Japan will construct
the new air base, and the Pentagon says it expects U.S. troops to move there in 2022, U.S. and Japanese
officials said. There is some optimism that the construction permit has cleared a logjam for President
Obama's strategic Asia "rebalance"-an oft-advertised, if not-so-often evidenced, refocusing of U.S.
diplomatic and military attention on that continent, away from a decade-long mire of conflict in the Middle
East and Afghanistan. Japan is a key ally in Asia, and the planned base relocation could ease tensions and
free up time for diplomats and military officials-some of whom have worked on the Futenma issue for 17
years-to look ahead at broader strategic problems. " This
the recent
All
of those
are major
President
Obama , Hagel , Kerry , and their Japanese counterparts, the defense official
said.
" real thorn in the side of the alliance relationship ," said Sheila A. Smith, an
Asia-Pacific expert and senior fellow for Japanese Studies. "What
of Marines
is
" absolutely critical to the United States' ongoing rebalance to the AsiaPacific region and our ability to maintain a geographically
distributed, operationally resilient, and politically sustainable force
posture in the region, " Defense Secretary Chuck Hagel said in a statement
Friday.
strategic posture, the Abe government's struggles with the Constitution highlight the continuing tensions between
comprehensive security and normalization. Although Abe has got much closer to his goal of constitutional change, the
final outcome was not the amendment for which he argued in 2006-07 or again in 2012 (Le, one backed by votes in the
Diet and at a national referendum). But a more modest reinterpretation accompanied by several limitations. Abe's agenda
quickly proved controversial amongst the Japanese public and was watered down by the LDPs coalition partner, New
Komeito. to include constraints on how this new right might be exercised. The right to collective self-defense that emerged
from these negotiations is one that can only be exercised if Japan's survival is under threat, where there are no
altematives, and when only a minimum level of force is used. A further watering-down of the eventual legislation needed
to enact these principles may also occur in 2015. Clearly, Japan remains strongly attached to soft-power security norms
embedded in the comprehensive security idea and Yoshidas eschewing of hard-power ambitions. Meanwhile, Abe has
damaged Japans ability to reassure the region of its peaceful intentions, a key idea within globalist and comprehensive
security thinking and an important underpinning of the regional order during the Cold War. Abe has created this problem
in particular by linking in the regions minds his stance on collective self-defense with his denial over historical issues and
provocative visits to the controversial Yasukuni Shrine. Conclusion David Arase contends that Japan has been so
preoccupied with the challenges of developing hard power that it does not yet coordinate soft and hard power within an
overall foreign policy strategy."56 Under the Hatoyama administration, this characterization of Japanese power
Japanese strategic thinking provides a better characterization of the Hatoyama experience: Japan exhibited neither
realist thinking about maximizing power in an uncertain world nor idealist thinking about achieving some principles of
regional and global order."53 In developing a grand strategy with bilateral, multilateral. UN-centered, autonomous and
a key
challenge to finding a strategic balance is the difficulty involved in
Asia-oriented dimensions, Japan effectively chased too many hares."59 This chapters argument has been that
The motivating factors for opinions about the base are specific in nature, highlighting the role of NIMBY politics as the main source of
The data summarized below refer specifically to the DPJ efforts under Hatoyama to re-evaluate the existing relocation proposals. The questions
were broken down into two parts. The first asked whether the respondents approved the initial attempt to relocate the base outside of
Okinawa while the second asked whether the respondents approved the ensuing acceptance of the existing plan following Hatoyamas
now in Okinawas court: the governor now must sign off on an extensive environmental assessment report the last hurdle to actually starting
forces in Okinawa still have the lead and the momentum. The stillborn proposal agreed to in 2006 is a stark reminder of the
uncertainty springing from an increasingly volatile political
environment when it comes to the future of bases on Okinawa. Still, one
cannot dismiss the Abe administrations intention to resolve the Futenma issue by using traditional levels that seemed to work before. In the
words of one Japanese diplomat: Im sure the Abe administration will use all the tools it has in trying to persuade the Okinawan people that
the government and other parts of Japan are very supportive of Okinawa for their taking up the burden of accepting this replacement facility.
The benefit of accepting this replacement facility is not only the return of Futenma but also various other [means] of [economic] support
through economic stimulus packages for other parts of Okinawa. This quote emphasizes an important aspect of this papers analysis that
needs discussing: namely, the gap in political sensitivity between Tokyo and Okinawa. American officials are not the only ones who risk not
taking seriously a changing security perspective implied by the brash idealism demonstrated by the Hatoyama administration.
likely to be effective. This is not to argue that a third dimension to Japans security perspective is threatening the
foundation of the Alliance. Rather, the key to maintaining alliance objectives, including
the U.S. military presence in Okinawa, may lie in modifying
traditional arguments in support of the Alliance to accommodate
growing support in Japan for a strategic-autonomy approach . As the
externalities associated with maintaining U.S. bases in Okinawa ,
particularly the argument for the provision of national security, are challenged, the number of
stakeholders in the discussion is likely to grow beyond the ability of
Tokyo to satiate with pork barrel legislation and local development
projects . Framed as such, Japans evolving national security perspective
presents an opportunity to restart and modernize the Alliance in a
way that the functional negotiations conducted in the Defense
Posture Review Initiative were unable to accomplish. Beyond modernizing the physical
military capabilities, the U.S.-Japan security arrangements should be refreshed
to acknowledge the growing public support of a new strategic
perspective that challenges the traditional arguments backing the
alliance relationship . Initiating these discussions at a time when the public has swung
back toward the traditional security framework allows Washington to negotiate from a
position of strength in which alternative arrangements can be
discussed insulated from popular discontent with the presence of foreign troops on Japanese
soil. The future of East Asian security need not cleave so closely to the
Cold War lines it inherited, and the growing skepticism toward traditional
justifications for the Alliance, as manifested in 2009, emphasizes the need to
find alternative arrangements that can satisfy both the security
and prosperity requirements of all parties . Summation The analysis presented here argues that
the basic security perspective of Japan has evolved since the end of
the Cold War to include a third option of strategic autonomy.
Unlike other
U.S. relationships in the broader Asia region (i.e., India), Japans historical legacy has stunted the political expression of this new option.
The
electoral reforms of the 1990s gave new outlets for public
expression, breathing life into a national security perspective that
attendant duality of Japans national security debate between the fear of entrapment and the fear of abandonment.
is less U.S.-centered.
Even the conservative LDP has favored a stronger autonomy for Japan within the Alliance
context. The analysis conducted above has traced the evolution of a new national security paradigm through the framework of a case-study
examination of the Futenma relocation issue. Dividing the research into three distinct periods (initial discussions over relocation, the Koizumi
Administration, and the Hatoyama Administration) charts a clear evolution of the new security paradigm over time. Figure V.1 below illustrates
this concept.
most clearly through the lens of the FRF issue. Although the
intervening obstacles were consistently local politics and interest
groups, the phrasing of the larger arguments suggests a
fundamental shift away from NIMBY concerns and toward a
comprehensive reimagining of the Alliance.
medias
response in the spring of 2010 was to rearticulate the basic benefits
of the Alliance in security terms. Furthermore, 2012 opinion polls highlight a reversion to traditional security
Administration to effectively represent this new strategic perspective may have helped dampen its development. The
perspectives, likely stimulated by security concerns over Chinese activities in adjacent waters and North Koreas nuclear and missile threats.
jargon that is perceived to be threatening regional stability or otherwise harm Japans core interests, the public will likely react in a similar
fashion as they did to Hatoyamas blunders. There is evidence, though, that Abe is aware of this vulnerability and will likely opt to be a safe
[May 2013, David Envall is a research fellow in the Department of International Relations at The Australian National
University and Kerri Ng, Okinawa, the USJapan Alliance, and Asia-Pacific Security,
https://digitalcollections.anu.edu.au/bitstream/1885/14634/1/Envall%20and%20Ng%20Policy%20Background%20Paper
%2011%202013.pdf]
basing issues, it should assume a greater role in addressing the political problems associated with them.
As Japan assumes greater responsibility in developing the US alliances strategic role, it should also seek to
provide Okinawa with greater historical and military reassurance. In particular, it should overcome what we
identify as the Japanese governments lack of credibility in the prefecture. This stems from the Japanese
governments historical failure to manage base and land issues, and to properly recognize issues of
identity and equality that are important to the Okinawan people. THE PIVOT AND DYNAMIC DEFENSE
The
Japanese strategic
thinkers have focused on developing a JSDF that would be more
multi-functional and more interoperable with the US (NIDS 2012; Takahashi, S.
2012; Yamaguchi 2012). A transformed JSDF would, therefore, be more capable of
responding to major disasters, would have improved force
attributes, and would provide more effective deterrence in the space
surrounding Japan. To date, however, Japan has made only moderate improvements to its
with new security challenges and a limited budget (Takahashi, T. 2012).
security capabilities. Institutionally, the countrys primary defense posture continues to be based around
109). The government also maintains that, although Japan theoretically has the right to collective defense,
the actual exercise of this right is not permissible under current Japanese law (MOD 2012, 110). Yet
change may be coming on this front . Recently elected Japanese Prime Minister Abe
Shinzo has indicated his support for modifying Article 9 so as to
enable Japan to engage in collective defense (Japan Times 11 April 2013). Tokyo
will still have to confront budgetary constraints and political resistance that have seen it allocate only
reversal of this trend, even if the increase remains marginal (IISS 2012;
Okinawa is
sometimes viewed as a third-order issue (e.g. Armitage and Nye 2012, 14). But
the prefecture nevertheless remains central to much of the new
Asahi Shimbun 30 January 2013). Compared to these wider strategic considerations,
these strategies . Recent history suggests that the basing issue is indeed this
critical . In 200910, for example, Okinawa became a major source of tension
between the Hatoyama Yukio and Obama administrations over the
relocation of the Futenma airbase (Envall and Fujiwara 2012, 656). Base politics
resurfaced in 2012 to disrupt the alliance again, even as the US and
Japan agreed in April to delink a planned transfer of Marines out of
Okinawa from the plan to relocate Futenma (MOFA 2012). Early in the year, the
planned deployment of the MV-22 Osprey vertical take-off and
landing aircraft to Okinawa became the focus of large local
demonstrations due to concerns regarding the aircrafts safety . The
Osprey aircraft were dispatched to Okinawa as a replacement for the earlier CH-46 Sea Knight helicopters,
an aging fleet with a more limited flight range (Envall 2012). The newer Ospreys would be able to access
some of the main hotspots in the region, particularly the islands, as well as North Korea and Taiwan (Daily
many in Okinawa
quickly focused on recent accidents involving the Osprey in Morocco
and in the US (Kyodo News 12 July 2012). Then there was the alleged rape of
an Okinawan woman in October 2012 by two US sailors. The two sailors, who
Yomiuri 27 September 2012; Japan Times 3 October 2012). However,
had arrived in Japan earlier in October, were quickly apprehended and soon admitted their guilt to police
(The Mainichi 7 November 2012). The Japanese government responded by summoning the US ambassador
and lodging a complaint, while Okinawan officials, including Governor Nakaima Hirokazu and the
prefectural assembly, were highly critical of the US (Envall 2012). The US issued an official apology,
implemented a curfew on all military personnel in Japan, and subsequently banned the off-base purchase
and consumption of alcohol in Okinawa (The Mainichi 7 November 2012; Asahi Shimbun 3 December
return land from Futenma by 2022 included the caveat or later (DOD 2013; Asahi Shimbun 6 April 2013).
bases that could undermine the wider alliance (Eldridge 2012). Even
if the Ospreys had not been deployed, the Futenma basing
controversy would still be a powder keg threatening the Japan-US
security arrangements (Watanabe 2012).
The
in considering
the East China Sea. The military activities in question clearly do not
represent the sort of aggression that is the object of deterrence as
traditionally defined . The concept of deterrence thus needs to be
overhauled , and dynamic deterrence is an orientation that has been
proposed for this purpose. Deterrence theory was developed to prevent the Cold War
between the United States and the Soviet Union from turning hotin other words, to prevent a tense
point of the moves that have been undertaken to deepen the JapanUS alliance in recent years .
Advanced Nuclear Deterrence Studies, Air Force Global Strike Command, Alex
Littlefield is a professor at Feng Chia University, Taiwan and the Prospects for
War Between China and America, http://thediplomat.com/2015/08/taiwanand-the-prospects-for-war-between-china-and-america/
For the United States and its allies and partners in Asia, Chinas aggressive
efforts to assert questionable claims in the South and East China Sea, enforce
a disputed Air Defense Identification Zone (ADIZ), build the rocket/missile and
naval capabilities needed to invade Taiwan, and build a substantial ballistic
missile capability all work to create a situation where conflict between the
U.S. and the PRC could occur and rapidly escalate. Given that
American political and military leaders have a poor understanding of
Chinese ambitions and particularly their opaque nuclear thinking,
there is ample reason to be concerned that a future conflict could
escalate to a limited nuclear conflict. Thus, it is worth taking a look at the PRC with an eye toward
offering insight into Chinese motivation and thinking when it comes to how a possible crisis over Taiwan could escalate to the use of nuclear
weapons. Chinese Capabilities In their latest estimate, Hans M. Kristensen and Robert S. Norris assess that the Second Artillery Corps
possesses forty long-range nuclear missiles that can strike the United States if fired from Chinas eastern seaboard and an additional twenty
that could hit Hawaii and Alaska. The challenge for China, is reaching the East Coast home to the nations capital and largest economic
centers. To overcome this challenge China is also developing its JL-2 submarine-launched ballistic missile (SLBM) which is a sea-based variant
of the DF-31 land-mobile long-range missile that will go to sea on Jin-class submarines. China may also be developing a new mobile missile,
the DF-41, which will carry multiple warheads, giving the Chinese a way to potentially defeat an American ballistic missile defense system. It is
worth noting that the quantity, though not the quality, of Chinas nuclear arsenal is only limited by its dwindling stock of weapons grade
plutonium. This raises the question; to what end is China developing and deploying its nuclear arsenal? Chinese Motivation The textbook
answer is straightforward. China seeks a secure second (retaliatory) strike capability that will serve to deter an American first strike. As China
argues, it has a no-nuclear-first policy which makes its arsenal purely defensive while its other capabilities such as cyber are offensive.
Potential nuclear adversaries including Russia, India, and the United States
are fully aware that Chinas investment in advanced warheads and
ballistic missile delivery systems bring Delhi, Moscow, and, soon,
Washington within reach of the East Wind . While not a nuclear peer
competitor to either Russia or the U.S., China is rapidly catching up as it
builds an estimated 30-50 new nuclear warheads each year. While American
leaders may find such a sentiment unfounded, the PRC has a strong fear
that the United States will use its nuclear arsenal as a tool to blackmail
(coerce) China into taking or not taking a number of actions that are
against its interests. Chinas fears are not unfounded. Unlike China, the
United States maintains an ambiguous use-policy in order to provide
maximum flexibility. As declassified government documents from the 1970s clearly show, the United States certainly planned
to use overwhelming nuclear force early in a European conflict with the Soviet Union. Given American nuclear superiority and its positioning of
ballistic missile defenses in Asia, ostensibly to defend against a North Korean attack, China sees its position and ability to deter the United
States as vulnerable. Possible Scenario While there are several scenarios where conflict between the United States and China is possible, some
force Taiwan to accept its political domination could incur the wrath of the United States. To prevent the U.S. from intervening in the region,
China will certainly turn to its anti-access/area-denial (A2/AD) strategy, beginning with non-lethal means and non-lethal threats to discourage
and America See Each Other And Why They Are on a Collision Course,
http://www.ou.edu/uschina/gries/articles/texts/Pei.2014.FA.Hachigan.pdf
The worrying dynamics on display in Debating China should tip the
scales in favor of the realist view. The liberal assumption seemed
more valid when China was relatively weak and lacked the ability to
directly challenge the U.S.-led order. But what many liberals have
overlooked is that China's current acquiescence in this order does not
add up to an endorsement of it. Given the incompatibilities between
the defining characteristics of the international system (namely,
openness and rule-governed behavior) and those of China's domestic
regime (closed politics and the arbitrary exercise of power), it is
doubtful that Chinese elites will ever view the Western order as
legitimate, even if they concede its practical usefulness. As a result,
as China continues to grow stronger, it will seek either to modify the
existing order or, if such an endeavor proves too risky or too costly, to
construct a parallel order more to its liking. Such an order would not
necessarily stand in direct conflict with the U.S.-led order, in the way that the
Soviet bloc did, but it would have its own rules, exclude the West, and allow
China to play a dominant role. Indeed, Beijing's investments in the
Shanghai Cooperation Organization and the planned BRIcs
development bank (a joint financial institution to be established by Brazil,
Russia, India, China, and South Africa) suggest that China is already
moving down this path. China's controversial establishment last
November of an air defense identification zone that overlaps with those of
Japan and South Korea dramatically raised the risks of conflict with
the United States and its allies. And it has further vindicated the realists'
warning that China will not hesitate to challenge the Western order
once it has the ability to do so. The best American response to such
behavior would be to continue its policy of strategic hedging-an
approach, as explained by Michael Green of the Center for Strategic and
International Studies, that backstops engagement by "shoring up
relations with key maritime allies and partners and ensuring that
states within the region are not easily intimidated by growing Chinese
power." Strategic hedging can reassure China's neighbors and make
Beijing think twice about advancing its interests through coercion.
Meanwhile, liberalism offers no plausible alternative to such a policy,
especially given how well versed in realism and balance-of-power
tactics China's current leaders are. Of course, a policy of hedging, as
typified by the pivot to Asia, will only confirm Beijing's long-held
suspicion that Washington's liberal rhetoric masks a hard-nosed
determination to perpetuate U.S. dominance. But that is a price the
United States must be prepared to pay. Until now, U.S. policymakers have
relied on a two-pronged approach of hedging and engagement, drawing on
both realist and liberal ideas about China. But as Chinese power continues to
grow, maintaining such a balance will become harder than ever.
return indefinitely will make them feel betrayed and their confidence
in the alliance will be lost . Furthermore, the present situation where the
MCAS Futenma has potentially endangered the lives of Okinawans can never
be justified. Second, the present realignment plan for US bases in
Okinawa other than MCAS Futenma should be downsized. Although the
FRF has attracted a great deal of attention, even bigger projects such as the
relocation of Naha military port remain to be carried out under the current
agreement. Unlike Futenma, however, these bases do not pose immediate
danger to the residents of Okinawa. The less ambitious plan will enable the
Japanese government to use the saved money for the modernization of SDF
weaponry. Additional funds could also be allocated to share the costs of
rotational training by the US Marine Corps on Okinawa. Third, most of the
Marines need to be relocated outside Japan, not just Okinawa . The
viability of the large-scale Marine infantry deployment depends on
access to air fields, along with vast training space, to accommodate
the helicopters and transport aircraft they need to fulfill their
missions. Without a replacement for Futenma, large numbers of
Marines cannot remain on Okinawa . And the reality is no other area
of mainland Japan is prepared to house such a presence and the
Okinawa public refuses to accept any other site for the FRF in the
prefecture . While smaller crisis response elements of the III MEF can
remain on the island, the entire division needs to relocate .
Due to financial difficulties, the US government may want to bring them back
to Hawaii and California rather than relying so much on Guam. Fourth, it is
important that the departure of the majority of Marines based on
Okinawa not be read as a retreat or a sign of decline of the
alliance . Japan and the United States can create a framework to
substantially compensate for the losses of deterrent capability . As a
part of such efforts, US scholars Mike Mochizuki and Michael O'Hanlon
have suggested a new strategy to assure the swift and robust
projection of the Marine Corps across the Pacific at a significantly
lower cost.
2AC
Case
Japanese military developments are primarily defensive
no risk of broader militarization
Schreer 13
after Defense Minister Itsunori Onodera publicly claimed that Japan had the right to develop the ability to
make a pre-emptive strike against an imminent attack. Undoubtedly, Tokyo is deeply worried about
Chinas strategic trajectory and PLA Navy activities around the disputed Senkaku/Diaoyu Islands and within
Japans Exclusive Economic Zone (EEZ). ASPIs recent 1.5 track dialogue with Japanese think-tank
analysts and officials in Tokyo (conducted in cooperation with the Japan Institute for International Affairs)
confirmed the strong focus on Chinas anti-access/ area-denial threat and a desire on the Japanese behalf
for a more proactive defence policy, including participation in the emerging US AirSea Battle concept and
its important to
keep things in perspective . In fact, whats happening in Tokyos current
defence policy is more the result of a long-term development, rather
than sweeping changes. And its not clear that the moneys there for a
growing wish list of military capabilities. The 2010 NDPG of the
previous Democratic Party of Japan (DPJ) government already
introduced key conceptual changes such as the Dynamic Defense
adopting a offensive defence posture (without specifying what that meant). But
concept which aims to make the SDF more agile and rapidly
deployable . The aim of being able to defend Japans southwestern
islands goes even further back to 2004; only now is it finally being
underpinned by a stronger amphibious capability, as well as enhanced ISR and
air combat capability. In fact, the 2010 document is in such high regard with Japanese analysts and
Its
more to do with domestic politics than a drastically changed
strategic environment, which is the key justification provided by the government. Moreover,
major changes in Japans defence policy will probably come from
defence officials, that the Abe government has been at pains to justify why a new NDPG is needed.
defence, joint ISR and integrating existing forces into an AirSea Battle framework. Both sides are currently
working on revising the 1997 Guidelines for JapanU.S. Defense Cooperation, which will probably further
increase operational cooperation. As for the Japanese pre-emptive strike capability, theres much more
rhetoric than hard reality. Abes Liberal Democratic Party (LDP) proposal for the new NDPG only talks about
starting considerations of possessing strike capability under appropriate USJapan role sharing, a very
vague formulation. Theres also no indication that the SDF is seriously considering the acquisition of landor sea-based missiles for strategic strike. And Japan has decided to acquire the conventional take-off and
landing variant of its new Joint Strike Fighter (JSF) combat aircraft; making the emergence of a tactical
Japanese carrier for offensive strike an even more distant possibility. Indeed, as long as Japan remains
comfortable under the US security umbrella its unclear what the SDF would gain from a capability which
would only further complicate its strategic relationship with China. Finally, unless Abenomics pulls the
country out of its dire economic predicament, the gap between ambitious defence programs and financial
means will remain significant. The 2013 Defence Budget shows that the hype about this years rise failed
to recognise at least two key points. This chart shows that defence spending is still nowhere near where it
was in previous years: And its unclear that this unhappy situation will be rectified anytime soon. Secondly,
a breakdown of the budget shows that while more money was spend on new aircraft (partly to replace
fighters lost during the 2011 earthquake), shipbuilding actually experienced a decline. Already, the Navy is
pessimistic about its ability to maintain the current fleet built around 48 destroyers, given the ever rising
unit costs of modern warships. The result could be a shrinking Japanese Navy, and planners have started
to talk about smaller, more cost effective platforms such as the US Navys new Littoral Combat Ship (LCS).
In sum, while lots of ink is spilled on Japans new military assertiveness the reality is far more subtle. Most
likely, the upcoming NDPG will confirm incremental rather than revolutionary defence policy changes.
Security K
Debate over international policy is necessary to solve global
crises and provides an essential counterweight to government
propaganda that enables a reckless foreign policy
Walt 11, Profess of IR at Harvard (Stephen, International Affairs and the
Public Sphere, publicsphere.ssrc.org/walt-international-affairs-and-the-publicsphere/)
There is today no shortage of global problems that social scientists should study in
depth: ethnic and religious conflict within and between states, the challenge of
economic development, terrorism, the management of a fragile world economy,
climate change and other forms of environmental degradation, the origins and
impact of great power rivalries, the spread of weapons of mass destruction
complex and contentious world, one might think that academic expertise about global affairs would be a highly valued commodity. Scholars would strive to produce useful knowledge, students would flock to courses that helped them understand the world in which they will live and
work, and policymakers and the broader public would be eager to hear what academic experts had to say. One might also expect scholars of international relations to play a prominent role in public debates about foreign policy, along with government officials, business interests,
representatives of special interest groups, and other concerned citizens. Social scientists are far from omniscient, but the rigor of the scientific process and the core values of academia should give university-based scholars an especially valuable role within the broader public discourse
on world affairs. At its best, academic scholarship privileges creativity, validity, accuracy, and rigor and places little explicit value on political expediency. The norms and procedures of the academic profession make it less likely that scholarly work will be tailored to fit pre-conceived
political agendas. When this does occur, the self-correcting nature of academic research makes it more likely that politically motivated biases or other sources of error will be exposed. Although we know that scholarly communities do not always live up to this ideal picture, the existence
of these basic norms gives the academic world some important advantages over think tanks, media pundits, and other knowledge-producing institutions. Yet the precise role that academic scholars of international affairs should play is not easy to specify. Indeed, there appear to be two
conflicting ways of thinking about this matter. On the one hand, there is a widespread sense that academic research on global affairs is of declining practical value, either as a guide to policymakers or as part of broader public discourse about world affairs. Former policymakers complain
that academic writing is either irrelevant or inaccessible to policy-makers. . . locked within the circle of esoteric scholarly discussion. This tendency helps explain Alexander Georges recollection that policymakers eyes would glaze as soon as I used the word theory.[1] As Lawrence
Mead noted in 2010: Todays political scientists often address very narrow questions and they are often preoccupied with method and past literature. Scholars are focusing more on themselves, less on the real world. . . . Research questions are getting smaller and data-gathering is
contracting. Inquiry is becoming obscurantist and ingrown.[2] Within the field of international affairs, this trend has led to repeated calls to bridge the gap between the ivory tower and the policy community.[3] Consistent with that aim, a number of prominent scholars have recently
organized workshops or research projects seeking to challenge this cult of irrelevance and deprogram its adherents, although it is not clear whether these efforts will succeed in reversing the current drift.[4] This online symposium reflects a similar concern: how can the academic
world contribute to a healthy public conversation about our collective fate, one that leads to more effective or just solutions to contemporary problems and helps humankind avoid major policy disasters? On the other hand, closer engagement with the policy world and more explicit
efforts at public outreach are not without their own pitfalls. Scholars who enter government service or participate in policy debates may believe that they are speaking truth to power, but they run the risk of being corrupted or co-opted in subtle and not-so-subtle ways by the same
individuals and institutions that they initially hoped to sway. Powerful interests are all-too-willing to use the prestige associated with academic scholars to advance particular policy goals, and scholars are hardly immune to temptations that may cloud their judgment or compromise their
objectivity. Furthermore, scholars who embrace the role of a public intellectual may be tempted to sensationalize their findings to attract a larger audience or find themselves opining on topics on which they have no particular expertise. Instead of improving the quality of public
discourse, such behavior may actually degrade it. The remainder of this essay explores these themes in greater detail. I begin by discussing the unique contributions that academic scholars could make to public discourse on world affairsat least in theoryhighlighting their capacity to
serve as an authoritative source of knowledge about the world and as an independent voice in debates about contemporary issues (Why Is Academic Scholarship Valuable?). I then consider why there is a growing gap between university-based scholars and both the policy world and
the public sphere, and suggest that this trend is due largely to the professionalization of academic disciplines and the concomitant rise of a quasi-academic community of think tanks with explicit political agendas (Why Is There a Gap between Academia and the Public Sphere?). Next, I
identify some of the pitfalls that scholars face when they become more active participants in the public sphere (The Pitfalls of Engagement). I conclude by proposing several reforms that could help the social sciences make a more vital contribution to public understanding and policy
formation in the broad domain of global affairs (What Is To Be Done?). Why Is Academic Scholarship Valuable? Academics can make at least three distinct contributions to public discourse on global affairs. First, although the digital revolution has made a wealth of information from
around the world accessible on a near real-time basis, most of us still lack both extensive direct data on events in far-flung areas and the background knowledge necessary to understand what new developments mean. If our towns school district is troubled or the local economy is
suffering, we can observe that for ourselves and make reasonably well-informed judgments about what might be done about it. But if the issue is the war in Afghanistan, an uprising in Yemen, a naval confrontation in the South China Sea or the prospects that some battered economy
will be bailed out successfully, most of us will lack the factual knowledge or conceptual understanding to know what is really going on. Even when basic information is readily available, it may be hard for most of us to put it in the appropriate context or make sense of what it means.
When citizens and leaders seek to grasp the dizzying complexity of modern world politics, therefore, they must inevitably rely upon the knowledge and insights of specialists in military affairs, global trade and finance, diplomatic/international historians, area experts, and many others.
And that means relying at least in part on academic scholars who have devoted their careers to mastering various aspects of world affairs and whose professional stature has been established through the usual procedures of academic evaluation (e.g., peer review, confidential
situation creates few problems when the policies being sold make good
strategic sense, but the results can be disastrous when they dont. In such
cases, alternative voices are needed to challenge conventional wisdoms
and official rationales, and to suggest different solutions to the problem(s)
at hand. Because scholars are protected by tenure and cherish the principle of
academic freedom, and because they are not directly dependent on
government support for their livelihoods, they are uniquely positioned to
challenge prevailing narratives and policy rationales and to bring their
knowledge and training to bear on vital policy issues . If we believe that
we can only identify truth through certain epistemic procedures and from
however, that
it does not follow that the structures in question are the creations of
social scientists or that they are simply constituted through the ideas shared within society at a
given moment. 41 According to Bhaskar, since we are born into a world of
structures which precede us, we can ascribe independent existence
to social structures on the basis of their pre-existence. We can recognise that they
are real on the basis of their causal power they have a constraining
effect on our activity. 42 Critical Realists are happy to agree to an epistemological
relativism according to which knowledge is a social product created from a pre-existing
set of beliefs, 43 but they maintain that the reality of social structures means
that our beliefs about them can be more or less accurate we must distinguish
between the way things appear to us and the way they really are. There are procedures
which enable us to rationally choose between accounts of reality and
and object; social structures involve the actions and ideas of social actors. 40 They add,
thereby arrive at more accurate understandings; epistemological relativism does not preclude judgemental
perceptions of the nations core interests. When the United States has overreached militarily, the main
cause has not been entangling alliances but rather what Richard Betts calls self-entrapmentthe
tendency of U.S. leaders to define national interests expansively, to exaggerate the magnitude of foreign
threats, and to underestimate the costs of military intervention.188 Developing a disciplined defense
policy therefore will require the emergence of prudent leadership, the development (or resurrection) of
guidelines governing the use of force,189 the establishment of domestic institutional constraints on the
presidents authority to send U.S. forces into battle, or some combination of these.190
Scrapping
alliances , by contrast, will simply unleash the U nited S tates to act on its
interventionist impulses while leaving it isolated diplomatically and
militarily.
change. Past performance is no guarantee of future results, and U.S. entanglement risk may shift over
time. For example, Chinas development of antiaccess/area-denial capabilities may substantially increase
the risks to the United States of maintaining alliance commitments in East Asia.191 Conversely, U.S.
allies may be able to use similar capabilities to defend themselves and thereby allow the United States to
maintain alliance commitments while limiting risks to U.S. forces.192 This study does not account for such
emerging trends and, therefore, cannot rule out the possibility that the U.S. alliance network will need to
be revised in the future. What this study does suggest, however, is that such
revisions should
be modest. The historical record shows that allies often help keep U.S.
troops at home not only by bearing some of the burden for U.S.
wars, but also by encouraging the United States to stay out of wars
altogether. Large-scale retrenchment would sacrifice these and other
benefits of alliances while doing little to compel U.S. leaders to
national interests modestly or
define
How to
accomplish those goals will continue to be the subject of debate, but those debates will be more
productive if they focus on domestic culprits rather than foreign friends.
may all lead to the creation of long term influences that preserve the
practices of deterrence as well as the avoidance of violence. Since a
basic level of trust is needed to attain ontological security, 21 the
existence of it may further strengthen the practices of deterrence
and the actors identities of deterrer and deterred actors. In this
respect, I argue that for the reasons mentioned earlier, the practices
of deterrence should be understood as providing both physical and
ontological security, thus refuting that there is necessarily tension
between them. Exactly for this reason I argue that Rasmussens (2002: 3312) assertionaccording to which MAD was about enhancing ontological over
physical securityis only partly correct. Certainly, MAD should be understood
as providing ontological security; but it also allowed for physical security,
since, compared to previous strategies and doctrines, it was all about
decreasing the physical threat of nuclear weapons. Furthermore, the ability
to increase one dimension of security helped to enhance the other,
since it strengthened the actors identities and created more stable
expectations of avoiding violence.
the ethical
demand in post-structuralism (e.g. Derrida's 'justice') is of a kind that can never
be instantiated in any concrete political order It is an experience of
the undecidable that exceeds any concrete solution and reinserts
politics. Therefore, politics can never be reduced to meta-questions
there is no way to erase the small, particular, banal conflicts and
controversies. In contrast to the quasi-institutionalist formula of radical democracy which one finds in the 'opening' oriented version
of deconstruction, we could with Derrida stress the singularity of the event. To take a
position, take part, and 'produce events' (Derrida 1994: 89) means to get
involved in specific struggles. Politics takes place 'in the singular
event of engagement' (Derrida 1996: 83). Derrida's politics is focused on the calls that demand response/responsibility
we should not deal with the 'small questions' of politics, only with the large one (cf. Rorty 1996). However,
contained in words like justice, Europe and emancipation. Should we treat security in this manner? No, security is not that kind of call. 'Security' is
pessimism which for the security analyst might be occupational or structural. The infinitude of responsibility (Derrida 1996: 86) or the tragic nature
of politics (Morgenthau 1946, Chapter 7) means that one can never feel reassured that by some 'good deed', 'I have assumed my responsibilities ' (Derrida
1996: 86). If I conduct myself particularly well with regard to someone, I know that it is to the detriment of an other; of one nation to the detriment of
my friends to the detriment of other friends or non-friends, etc. This is the infinitude that inscribes itself within responsibility; otherwise
there would he no ethical problems or decisions. (ibid.; and parallel argumentation in Morgenthau 1946; Chapters 6 and 7) Because of this
there will remain conflicts and risks - and the question of how to handle them. Should developments be securitized (and if so, in what
terms)?
states wishing to survive, states would adopt both internal and external measures to balance the power of the stronger side. Thus, "[b]alances
no one to whom the buck can be passed). International relations literature tends to view bandwagoning as the opposite strategy to balancing.
Offensive realism argues otherwise. When faced with an aggressor, the choice for a great power is not between balancing and bandwagoning,
but between balancing and buck-passing. This is because bandwagoning (joining the stronger side) violates realism's central tenets by
conceding power to the aggressor. As Mearsheimer points out, "[b]andwagoning ... is not a productive option in a realist world, for although
the bandwagoning state may achieve more absolute power, the dangerous aggressor gains more. The actual choice in a realist world is
between balancing and buck-passing, and threatened states prefer buck-passing to balancing whenever possible." He further explainsthat
"[b]uck-passing is preferred over balancing because the successful buck-passer does not have to fight the aggressor if deterrence fails." 16
Whether a great power will balance or buck-pass depends on the distribution of power and geography. Great powers are more likely to buckpass during the existence of multipolarity and when they do not share a border with the aggressor. A balancing coalition is harder to form in
multipolarity because of the allure of buck-passing. I believe that Chan's articulation misses the mark by focusing criticism of realism on the
balance of power and by asserting that states do not always balance. Contrary to Chan's assertions, realism does not predict that all states will
invariably balance or that they will balance efficiently. Balancing is not the only behavior predicted by realism. Defensive realism, for instance,
tends to give balancing a greater role in countering aggression, while offensive realism emphasizes the appeal of buck-passing when a state
faces an aggressor. Power transition theory argues that power asymmetry preserves peace and predicts that war becomes more likely as the
gap between the dominant power and the rising challenger narrows. 17 Although realism does not claim to predict all behavior, various
strands of 16Mearsheimer, The Tragedy of Great Power Politics, 139-40, 267. 17A.F.K. Organski and Jacek Kugler, The War Ledger (Chicago:
Chicago University Press, 1982); and Robert Gilpin, War and Change in World Politics (New York: Cambridge University Press, 1981). ISSUES &
STUDIES 180 March 2004 realism do have a set of boundary conditions for their predictions. Offensive realism, for example, sees geography
and the distribution of power as the two major influences on a great power's choice between balancing and buck-passing. Unfortunately, Chan
largely ignoresthese factorsin his brief survey of European history. Even if his description of history were correct, "the failure of a particular
realist theory does not discredit the entire paradigm, especially since realism deals with a very wide variety of international phenomena." 18
Revisionist Intentions The distinction between status-quo and revisionist states has a long and rich history in international relations
scholarship. The fundamental logic underpinning such a division is whether the intentions of states matter in international politics. 19 For
defensive realism, great powers can divine benign and malign intentions from a variety of factors such as offensedefense balance as well as
other behavioral indicators. 20 These powers can then formulate cooperative or conflictual policies based on their beliefs about intentions. For
offensive realism, all great powers harbor revisionist intentions until they have achieved hegemony. Capabilities, rather than intentions, are
whatmatter because states cannot be certain about the intentions of others. Intentions are extremely difficult to know, and, even if known,
there is no guarantee that they remain constant. 21 Prudent leaders 18Walt, "The Progressive Power of Realism," 933. 19The debate over
intentions vs. capabilities is a fundamental issue in international relations literature. Almost all strands of international relations theory take a
stand on this issue. Democratic peace theory, for example, is based on the belief that states can discern benign intentions according to regime
type. 20Robert Jervis, "Cooperation under the Security Dilemma," World Politics 30, no. 2 (1978): 167-214; and Charles Glaser, "Realists as
Optimists: Cooperation as Self-help," International Security 19, no. 3 (Winter 1994/95): 50-90. 21Mearsheimer, The Tragedy of Great Power
Politics, 31. See also Copeland's critique of Alexander Wendt's constructivism: Dale C. Copeland, "The Constructivist Challenge to Structural
Realism: A Review Essay," International Security 25, no. 2 (Fall 2000): 187- 212. I&S Debate Forum March 2004 181 should therefore pay
attention to the capabilities of potential rivals rather than their intentions. Since states cannot rely on the good will of others, the best way to
ensure security isto accumulate as much power as possible over potential rivals. States change the existing balance of power in their favor if
the benefits of doing so outweigh the costs. Therefore, all states are revisionist, unless they achieve hegemony. "Realism, Revisionism, and the
Great Powers" charges that such a view is "rather incongruous with the basic premise of offensive realism, which argues that states are driven
to seek more power even if they have satisfied their immediate security needs." This statement misinterprets offensive realismby suggesting
thatstates maximize absolute power. What offensive realism suggests is that states maximize relative power, not absolute power. As
Mearsheimer writes: States that maximize relative power are concerned primarily with the distribution of material capabilities. In particular,
they try to gain as large a power advantage as possible over potential rivals... Thus, states motivated by relative power concerns are likely to
forgo large gains in their own power, if such gains give rivalstates even greater power, for smaller national gains that nevertheless provide
them with a power advantage over their rivals. States that maximize absolute power, on the other hand, care only about the size of their own
gains, not those of other states... They would jump at the opportunity for large gains, even if a large rival gained more in the deal. Power,
according to this logic, is not a means to an end (survival), but an end in itself. 22 Chan's misinterpretation of offensive realism leads him to
deduce the wrong "critical test." He mistakenly claims that "[o]ffensive realism will be vindicated if the United States continues to seek power
after its survival is reasonably assured." Such a view assumesthat states maximize power power here is seen as an end in itself, not a
means. Offensive realism does not hold this view. Rather, power is a means to an end (i.e., survival). A state's survival is assured when it has
achieved the dominant status in its region of the world. A regional hegemon such as the United States will seek to maintain the existing
balance of power so that no other 22Mearsheimer, The Tragedy of Great Power Politics, 36. ISSUES & STUDIES 182 March 2004 state will
become a competitor. 23 Recognizing that the United States might present a hard case for offensive realism, "Realism, Revisionism, and the
Great Powers" wonders why Mearsheimer excludes the United States "from the logic of his own theory." This is puzzling because Mearsheimer
does include the United Statesin his chap. 7 case study. Mearsheimer recognizesthat the American (as well as British) case "might appear to
provide the strongest evidence against my claim" 24 and examines American behavior from 1800 to 1990. As an offshore balancer, America
has adopted a foreign policy designed to maintain the balance of power in both Europe and Asia. The United States buck-passed when a rising
power threatened to upset the regional balance of power, and actively intervened when the local powers failed to check the aggressor. The
Should the
opportunity arise, states will seek to revise the balance of power in their favor
if the expected benefits outweigh the costs. China's current power does not qualify it as a potential
America (Washington, D.C.: White House, September 2002). 24Mearsheimer, The Tragedy of Great Power Politics, 234.
hegemon. According to the World Bank, the GDP of the United States in 2002 was US$10.4 trillion, comprising 32.29 percent of the world's
total output. China's GDP was US$1.24 trillion, about 12 percent of the size of the American economy. 27 China's defense expenditures lag far
behind those of the United States. In that same year, the United States spent US$335.7 billion on defense, comprising 42.81 percent of the
world's total defense expenditures, while China spent US$31.1 billion, about 9 percent of the U.S. total. 28 Given this great disparity in power,
problematic, analysts should discard realism and embrace non-realist approaches that generally see more room for cooperation. Therefore,
contrary to realist predictions, a rich and powerful China is not necessarily at odds with U.S. interests. Chan contends that realism is ill-suited
for Western experience, let alone Asia. As mentioned above, he conflates the realist paradigm with particular realist theories, thus ignoring
state system. Unlike most other periods in Chinese history, there was no single state powerful enough to dominate the system. China was a
"lesser empire" in the interstate system. 32 It was under constant military threats from the Liao (), "the most powerful state in East Asia at
As
expected by realism, the pursuit of power was the major concern of states .
Throughout this period, these East Asian states balanced against
larger powers, formed alliances, employed military means to resolve
conflicts, and sought to conquer more territory. 34 Northern Song
leaders frequently looked for opportunities to weaken their
adversaries. When a weakness in an opponent was found, usually in the form of domestic
instability, the Chinese leaders would be predisposed to go on the offensive. For
example, the Northern Song took advantage of the disarray in Liao domestic
politics and launched an offensive in 986. A century later, the Northern Song
again launched a major offensive in 1081 when the Xi Xia state was embroiled in
a leadership crisis. China's offensive motivation, however, was mediated by a
keen awareness of the balance of power. If the balance was judged to be favorable, the Song leaders would
the time," 33 and later from the Xi Xia state (). The system was largely bipolar, with the Song and the Liao as the two major powers.
usually take military actions against adversaries. As its power grew, the Song became more aggressive. The decisions to attack Northern Han
() in 979 and Xi Xia in 1081 were predicated on the assessment that Chinese power had grown either by conquest or domestic reform. In
addition, Song leaders had been aware of itsrelative power position and adopted measuresto strengthen the country. Wang Anshi's ()
New Policies (1069-1073), an internal balancing effort, aimed to "deliver the benefit to the battleground in north China."
Whenever
having accumulated enough power, the Song usually went on the offensive , as
it did in 1081 against the Xi Xia. The objectives of these campaigns were not simply to
repulse or deter enemies, but rather to destroy them, thus eliminating the threat to Chinese security.
However, when offensive campaigns failed to achieve this goal, the Northern Song government bought off adversaries by making annual
payments and acknowledged its inferior status in the bilateral relationship, as done in the Treaty of Shanyuan () of 1005. The weaker Song
bribed the Liao again in 1042 when the latter threatened war. The Southern Song (, 1127-1279) In many respects, the Southern Song
Dynasty was a continuation of the Northern Song. The structure of the system remained essentially bipolar, dominated by the Song and the Jin
(). Xi Xia ceased to be an important player in the multi-state system, and remained for the most time a vassal state of the Jin. The Southern
Song regime inherited a much smaller territory and a formidable adversary. Accordingly, Song policy toward the Jin was often conciliatory,
even concluding a humiliating peace treaty with the Jin in 1141 when the Song was faced with growing domestic problems. Despite several
peace overtures, the Southern Song still harbored hopes of annihilating the Jin, and launched a major offensive in 1206, taking advantage of
the declining power of the Jin state. In general, once perceiving an increase in relative power, Southern Song leaders became more aggressive
and went on the offensive to attack their adversary. The Southern Song's later alliance with the Mongols was aimed at destroying the Jin,
Wall to defend against attacks from its archrival in the north. 36 Perennial conflicts drained state capacity and compelled the Ming government
went through three stages: from offensive, to defensive, and then to appeasement. This shift correlates with the balance of power between the
Ming and the Mongols. The Ming was most powerful from 1368 to 1449, and consequently during this period adopted an offensive strategy vis-vis the Mongols. As the balance shifted to the disadvantage of the Ming after the Tumu () debacle in 1449, the Ming chose to build the
Great Wall along the northern frontiers from 1450 to 1548. Ming power reached rock bottom from 1549 to 1644, when the Ming, forced to
appease the Mongols, accepted their demands for trade and tribute.
In defence of prediction Uncertainty is not a new phenomenon for strategists. Clausewitz knew that
many intelligence reports in war are contradictory; even more are false, and most are uncertain. In
coping with uncertainty, he believed that what one can reasonably ask of an officer is that he should
possess a standard of judgment, which he can gain only from knowledge of men and affairs and from
common sense. He should be guided by the laws of probability.34 Granted, one can certainly allow for
epistemological debates about the best ways of gaining a standard of judgment from knowledge of men
and affairs and from common sense. Scientific inquiry into the laws of probability for any given strategic question may not always be possible or appropriate. Certainly, analysis cannot and should not be
presumed to trump the intuition of decision-makers. Nevertheless, Clausewitzs implication seems to be
reasoning in their renowned study of the use of history in decision-making, Thinking in Time. In discussing
the importance of probing presumptions, they contend: The need is for tests prompting questions, for
sharp, straightforward mechanisms the decision makers and their aides might readily recall and use to
dig into their own and each others presumptions. And they need tests that get at basics somewhat by
indirection, not by frontal inquiry: not what is your inferred causation, General? Above all, not, what are
your values, Mr. Secretary? ... If someone says a fair chance ... ask, if you were a betting man or
woman, what odds would you put on that? If others are present, ask the same of each, and of yourself,
too. Then probe the differences: why? This is tantamount to seeking and then arguing assumptions
underlying different numbers placed on a subjective probability assessment. We know of no better way to
force clarification of meanings while exposing hidden differences ... Once differing odds have been
quoted, the question why? can follow any number of tracks. Argument may pit common sense against
common sense or analogy against analogy. What is important is that the experts basis for linking if with
then gets exposed to the hearing of other experts before the lay official has to say yes or no.35 There
are at least three critical and related benefits of prediction in strate- gic planning. The first reflects
great stakes should be gambled on narrow, singular predictions of the future. On the contrary, the central
problem of uncertainty in plan- ning remains that any given prediction may simply be wrong. Preparations
for those eventualities must be made. Indeed, in many cases, relatively unlikely outcomes could be
enormously consequential, and therefore merit extensive preparation and investment. In order to
navigate this complexity, strategists must return to the dis- tinction between uncertainty and risk.
assumption that some knowledge, whether intuitive or explicitly formalized, provides guidance about what
should be done is a presumption that there is reason to believe the choice will produce a satisfactory
outcome that is, it is a prediction, however rough it may be. If there is no hope of discerning and
manipulating causes to produce intended effects, analysts as well as politicians and generals should all
quit and go fishing.36 Unless they are willing to quit and go fishing, then, strategists must sharpen their
tools of risk assessment. Risk assessment comes in many varieties, but identification of two key
parameters is common to all of them: the consequences of a harmful event or condition; and the
likelihood of that harmful event or condition occurring. With no perspective on likelihood, a strategist can
have no firm perspective on risk. With no firm perspective on risk, strategists cannot purposefully
discriminate among alternative choices. Without purposeful choice, there is no strategy. * * * One of the
most widely read books in recent years on the complicated relation- ship between strategy and
uncertainty is Peter Schwartzs work on scenario-based planning, The Art of the Long View. Schwartz
warns against the hazards faced by leaders who have deterministic habits of mind, or who deny the
difficult implications of uncertainty for strategic planning. To overcome such tenden- cies, he advocates
the use of alternative future scenarios for the purposes of examining alternative strategies. His view of
scenarios is that their goal is not to predict the future, but to sensitise leaders to the highly contingent
nature of their decision-making.37 This philosophy has taken root in the strategic-planning processes in
the Pentagon and other parts of the US government, and properly so. Examination of alternative futures
and the potential effects of surprise on current plans is essential. Appreciation of uncertainty also has a
number of organisational impli- cations, many of which the national-security establishment is trying to
take to heart, such as encouraging multidisciplinary study and training, enhancing information sharing,
rewarding innovation, and placing a premium on speed and versatility. The arguments advanced here
seek to take nothing away from these imperatives of planning and operating in an uncertain environment.
Questioning assumptions is
critical, but assumptions must be made in the end. Clausewitzs standard of
But appreciation of uncertainty carries hazards of its own.
judgment for discriminating among alternatives must be applied. Creative, unbounded speculation must
unchecked
scepticism regarding the validity of prediction can marginalise
analysis, trade significant cost for ambig- uous benefit, empower parochial interests
in decision-making, and undermine flexibility . Accordingly, having fully
resolve to choice or else there will be no strategy. Recent history suggests that
recognised the need to broaden their strategic-planning aperture, national-security policymakers would
do well now to reinvigorate their efforts in the messy but indispensable business of predicting the future.