Professional Documents
Culture Documents
Huong Dan XD Van Ban Iso 9001 PDF
Huong Dan XD Van Ban Iso 9001 PDF
: incotech.jsc@vnn.vn
HNG DN
XY DNG H THNG QUN L CHT LNG
THEO TIU CHUN TCVN ISO 9001:2008
H Ni, nm 2011
hin
sn
phm
(gii
quyt
cng
vic)
(mc
7/
Trch nhim
qun l
Qun l
o, phn tch
ngun lc
v ci tin
u vo
Thc hin
Sn phm
M
u ra
-2-
1.1 Yu cu chung:
C quan hnh chnh nh nc phi xy dng h thng qun l cht lng,
lp thnh vn bn, thc hin, duy tr v ci tin lin tc tnh hiu qu ca H
thng qun l cht lng ph hp vi yu cu ca TCVN ISO 9001:2008.
thc hin H thng Qun l cht lng, c quan hnh chnh nh nc
phi thc hin nhng ni dung c bn sau y:
Xc nh chc nng, nhim v chnh ca mnh, theo xc nh cc Qu
trnh chnh cn thc hin trong H thng qun l cht lng (gm cc Qu trnh
hot ng qun l, cc Qu trnh h tr,);
Xc nh trnh t v s tng tc ca cc Qu trnh ;
Xc nh cc chun mc v phng php m bo iu hnh v kim
sot cc Qu trnh c hiu lc;
m bo cc ngun lc v cc thng tin cn thit h tr hot ng v
theo di cc Qu trnh ;
Theo di, phn tch, nh gi v thc hin cc bin php cn thit t
c kt qu d nh v ci tin lin tc cc Qu trnh .
1.2 V ti liu: H thng qun l cht lng theo TCVN ISO 9001:2008
trong C quan hnh chnh nh nc c nhng yu cu sau:
1.2.1 Ti liu gm: Chnh sch v mc tiu cht lng, S tay cht lng,
cc Quy trnh hay Th tc, cc Hng dn v cc ti liu khc cn c m
bo cho hot ng ca C quan c hiu lc v kim sot c cc Qu trnh
hot ng (Xem chi tit ti phn IV - Cc ti liu ca H thng qun l cht
lng).
1.2.2 Kim sot ti liu:
C quan phi thit lp v duy tr Quy trnh hay Th tc kim sot mi
ti liu ca H thng qun l cht lng.
-3-
-4-
-5-
-6-
trn c s thc hin phng chm: n gin v cng khai ha th tc; trnh
phin h, sch nhiu; rt ngn thi gian; tng cng trch nhim
Bng mi bin php cn thit, chng ti phn u t Hiu lc v Hiu
qu cao trong cc hot ng qun l c giao thng qua xem xt, gii quyt
kp thi, y yu cu ca Khch hng v nng cao tinh thn trch nhim,
thc phc v.
2.2
Hoch nh
-12-
-13-
-14-
vic mi (cng quyn hay s nghip) th phi tun th vic thit k-trin khai
theo nhng yu cu sau y:
2.10.1 Hng dn chung
C quan phi lp k hoch thit k/ trin khai cng vic mi v kim
sot vic thit k/ trn khai .
Vic lp k hoch (hay chng trnh, d n, gii php), C quan phi
xc nh r:
+ Cc giai on ca qu trnh thit k/ trin khai
+ Cc hot ng thm xt, kim tra, ph duyt s thch hp cho mi giai
on thit k/ trin khai;
+ Trch nhim v quyn hn i vi cc hot ng thit k/trin khai.
Cc lnh vc c lin qua gia cc b phn khc nhau trong vic thit k/
trin khai phi c qun l nhm m bo s trao i thng tin v s r rng
v trch nhim.
2.10.2 u vo ca thit k/ trin khai
Cc u vo lin quan ti cc yu cu i vi cng vic mi phi c xc
nh v lp H s. u vo gm:
Nhng yu cu thuc v chc nng v tc dng ca cng vic;
Nhng yu cu v Lut php v cc quy nh v qun l;
Vn k tha cc cng vic tng t c;
Cc yu cu khc cn thit cho vic thit k/ trin khai.
Phi xem xt s thch hp ca cc u vo v gii quyt nhng vn
khng r rng, khng y hoc mu thun.
2.10.3 u ra ca thit k/ trin khai
-18-
C quan phi theo di, ghi chp cc c tnh ca cng vic c thc
hin i chiu xem c p ng cc yu cu chp nhn hay khng.
Vic xem xt, nh gi ny c thc hin nhng giai on (hay bc)
thch hp trong qu trnh gii quyt cng vic. Ch c chuyn giao kt qu
cng vic cho khch hng theo quyt nh ca ngi c thm quyn sau khi
c xc nhn l ph hp.
Lu gi h s v nh gi cng vic.
2.11.3 Kim sot cng vic khng ph hp
Mc ch chnh l ngn nga khng kt qu cng vic khng ph hp
vi khch hng. C quan phi:
C bin php kim sot, pht hin, khc phc cc sai st v kim tra, xc
nhn li l t yu cu mi c chuyn giao cho khch hng.
Nu v s h chuyn giao cho khch hng (k c khch hng s
dng) kt qu cng vic khng ph hp th C quan phi trao i vi khch
hng v chu trch nhim x l s khng ph hp .
C quan cn c bit lu ti cc cng vic phc tp, hm lng cng
ngh cao, c tr ln v hiu qu, cc sai st dn ti khng ph hp kh nhn
bit.. c bin php ngn nga, sa cha kp thi, thch hp.
Phi thit lp Quy trnh v ghi chp, lu tr h s v vic kim sot s
khng ph hp ny.
Lu :
Trong cng vic Dch v Hnh chnh, nht l nhng vic c hm lng
tr tu cao, tr hiu qu ln (nh xy dng cc vn bn Php quy hay lp cc
n) thng kh pht hin v kim sot s khng ph hp mt cch kp
thi, cht ch. S khng ph hp ca cng vic hon chnh (tc sn phm cui
cng trc khi giao cho Khch hng ) li thng do cc sai li khng c pht
hin, x l kp thi tng khu, tng giao on to nn.
-25-
-26-
1. Yu cu i vi h thng ti liu
1.1 Theo tiu chun TCVN ISO 9001:2008, cc c quan xy dng H thng
qun l cht lng phi thit lp thnh vn bn mt s loi ti liu. Cc ti liu
ny phi c cng b rng ri trong c quan (v khi cn c th cung cp
tham kho i vi cc T chc v c nhn bn ngoi c lin quan).
1.2 Li ch ca lp vn bn cc ti liu ca H thng qun l cht lng ny
l:
-27-
Lu :
a) H thng vn bn c thit lp khng ph nhn m da trn c s
nhng vn bn c vi s b sung nhng g cha c (m cn phi c), sa i
nhng g khng ng hoc khng cn thch hp (c khng ng l cn sa
i), loi b nhng g khng cn thit hoc khng cn hiu lc v mt php l.
b) Ch lp thnh vn bn ng vi tng mc (hay tng tng) trn c s
xc nh r cng vic ca C quan l g v cc qu trnh chnh t chc thc
hin cc vic . Nhng cng vic tuy cn phi lm nhng khng quan trng v
nhng qu trnh, th tc n gin thnh thc trong thc hin hng ngy ca
cn b - cng chc th khng cn lp thnh vn bn.
1.4 Cn phn bit ti liu v h s:
- Ti liu l cc vn bn c thit lp v cng b trn c s m t
chc thc hin cng vic ca mnh (nh chnh sch v mc tiu cht lng; c
cu t chc v trch nhim, quyn hn; cc Quy trnh hay Th tc; h thng vn
bn php qui; cc Tiu chun; nh mc kinh t - k thut)
- H s l mt loi ti liu c bit, l nhng thng tin c tp hp, ghi
chp li di nhiu hnh thc trong v sau khi cng vic c thc hin; n
minh chng cho trng thi thc ca vic thc hin (nh cc biu mu
thng k, cc bo co, cc bin bn hi hp, bin bn hay kt lun v kim tra
nh gi, cc quyt nh x l, cc chng t v vt t hay ti chnh,.)
2. S tay cht lng
2.1 S tay cht lng l ti liu mc (hay tng) 01 ca H thng qun l
cht lng.
2.2 Trong c quan hnh chnh nh nc, s tay cht lng nn trnh by c
ng ni dung c bn cu thnh H thng qun l cht lng, nh sau (gi
cc C quan tham kho):
a) Mc ch
-29-
c) Ti liu vin dn
Lit k nhng ti liu c ngun gc ni b hay bn ngoi c s dng
thc hin Qui trnh. Vi Dch v Hnh chnh th quan trng nht l phi su tp
v lit k cc Vn bn Php qui (Lut, Php lnh, Ngh nh, Thng t, Quyt
nh, Ch th) v cc ti liu hng dn v nghip v - k thut ca cc c quan
c thm quyn (Tiu chun, nh mc, Biu mu thng k). Ti liu vin dn
thng rt nhiu v lun thay i, v vy cn chn la nhng ti liu trc tip
chi phi vic thc hin Qui trnh hng ngy v cc ti liu phi c cp nht
khi c s b sung, sa i, thay th ca C quan c thm quyn.
d) Cc nh ngha
Gii thch cc khi nim hay nh ngha cc t ng c s dng thng
nht trong Qui trnh trnh hiu sai hay hiu khng thng nht.
e) Ni dung Qui trnh
M t ni dung, trnh t, a im, thi gian tin hnh cng vic; b phn
hay c nhn no phi thc hin v thc hin theo nhng ch dn no.
iu quan trng xc nh c ng phn ny l phi nm vng yu
cu v c im ca cng vic (cc tnh cht c trng, phc tp, cc yu t
to thnh, cc mi quan h tng tc ln nhau,...); cc qu trnh (chung v
ring); nng lc cn b, cng chc v cc ngun lc c th huy ng.
y l phn ct li ca Qui trnh. Mi T chc v mi n v, c nhn
trong T chc cn phn tch, chn la phng n thch hp cho mnh, min sao
r rng, d hiu, d lm, m bo kim sot c qu trnh v cng vic to ra.
Theo kinh nghim nhiu ni, nn kt hp s dng Lu vi m t bng li
th thun tin cho ngi thc hin hn.
f) H s
Lit k nhng ti liu cn phi c hp thnh H s lm bng chng cho
vic lp v thc hin Qui trnh. Khi hon thnh mt Cng vic no th H s
cn lp v lu gi s bao gm nhng ti liu lit k mc ny.
-33-
g) Ph lc
Ch yu gm cc Hng dn, Biu mu p dng thng nht khi thc hin
Qui trnh (c m ha v km theo nguyn bn).
Lu :
- Mi Qui trnh u nn c 07 mc nu trn. Mc no khng c ni
dung phi trnh by th b trng hoc ghi ch Khng.
- Vit Qui trnh l phn quan trng v mt nhiu cng sc nht. Cn chn
c cn b c trnh , nm chc vn m nhim.
- Thng mt Qui trnh t khi thng qua, cng b p dng ln u ( cui
giai on xy dng cc Vn bn) ti khi tm coi l hon chnh ( giai on nh
gi, chng nhn) phi b sung, sa i nhiu ln. Cn thc hin vic vit Qui
trnh theo hng dn ca T vn nh: Nhn bit yu cu (tc xc nh Qui trnh
l cn phi c); Lnh o C quan ph duyt (xc nhn s cn thit v cho
tin hnh); Thu thp thng tin (v Qui trnh hin hnh v cc thng tin lin quan
khc); Vit d tho (nhng g phi lm c cn nhc; sp xp hp l; din
t n gin, r rng, d hiu...); Thu thp kin ng gp trong ni b C quan
v nhng ni c lin quan bn ngoi (gm c kt qu kho st, th nghim, nu
c); Xt duyt v cho php p dng ca Lnh o C quan; Theo di, phn tch
tnh hnh p dng tip tc b sung, hon chnh.
- Trong cc C quan Hnh chnh Nh nc cc cp, nhiu vic
(sn phm) ang c tin hnh theo nhng Qui trnh bt hp l, cn c iu
chnh theo tinh thn ca Ci cch Hnh chnh (n gin, thun tin, bt phin
h, gim chi ph, c ch mt ca,...). V vy, cn trnh vic chp nhn, hp
thc ha hin trng bt hp l trong cc Qui trnh, Hng dn H thng qun
l cht lng theo TCVN ISO 9001:2008. y l vic lm kh nhng phi lm
ti mc c th gn vi Chng trnh Ci cch Hnh chnh ca C quan.
(Xem Mu trnh by Qui trnh Ph lc 4 v mt s Qui trnh tham kho
km theo)
4. Cc hng dn cng vic
-34-
Bc 1: Chun b
1. Cam kt ca lnh o cao nht ca C quan v xy dng v thc hin
H thng qun l cht lng theo TCVN ISO 9001:2008 (Th hin Lnh o
T chc hiu r yu cu v tm quan trng ca vic p dng
TCVN 9001:2008; kin nh ch trng v s ra chnh sch, mc tiu cht
-35-
-36-
-39-
Ph lc 1
Xc nh
sn phm/ Yu cu
khch hng v yu
Tha thun vi
khch hng
Kt qu giao
cung cp DVHC
Kt thc
-40-
-41-
Ph lc 2
STCL
Mc ich
Phm vi p dng
Cc
M t:
Qui trnh/
Th tc
M t:
(Tng 3)
Bao gm:
Cc ti liu h tr
(Tng 4)
-42-
Cc Biu mu
Ph lc 3
-43-
M s: STCL
Ban hnh ln:..
Ngy:
-44-
-45-
M s: STCL
Tn C quan
Theo di sa i ti liu
Ngy
V tr
Ni dung sa i
10. n v C
2. Ph trng (C quan
11. n v D
3. Ph trng (C quan)
12. n v E
-46-
Ghi ch
4. Ph trng (C quan)
13. n v F
5. n v A
15. n v I
6. n v B
16. Th k BC
Ngi vit
Kim tra
Ph duyt
H v tn
Chc v
Ch k
Trang 1/n
Mu cc trang tip theo ca S tay cht lng
STCL
1. Mc ch
...............
2. Phm vi p dng
5. Cc yu cu ca H thng qun l cht lng
Trang 2/n
-48-
STCL
MC LC
-49-
Trang n/n
Ph lc 4
(Tn C quan)
-50-
QUI TRNH
.
.
M s: QT-..
Ban hnh ln:..
Ngy:...
-51-
-52-
M s: QT-
(Tn C quan)
Theo di sa i ti liu
Ngy
V tr
Ni dung sa i
10. n v C
2. Ph trng (C quan)
11. n v D
3. Ph trng (C quan)
12. n v E
-53-
Ghi ch
4. Ph trng (C quan)
13. n v F
5. n v A
15. n v I
6. n v B
16. Th k BC
Ngi vit
Kim tra
Ph duyt
H v tn
Chc v
Ch k
Trang 1/n
Mu cc trang tip theo ca Qui trnh hay Th tc
Qui trnh.
QT-..
1. Mc ch
...............
2. Phm vi p dng
3. Ti liu vin dn
5.1. Lu
5.2. M t
6. H s
7. Ph lc
.
Trang 2, 3, n/n
-55-
Ph lc 5
Mu trnh by Hng dn
M s: HD-
(Tn C quan)
-56-
Ch k ca ngi duyt
( cui trang)
Trang n/n
-57-