October 2016

Office of the NEW YORK STATE
COMPTROLLER
Comptrollers Monthly Report on

State Funds Cash Basis of Accounting
OCTOBER 2016
Office of Operations
Division of Payroll, Accounting and Revenue Services
Bureau of Financial Reporting and Oil Spill Remediation
NYS Comptroller
THOMAS P. DiNAPOLI
STATE OF NEW YORK

OFFICE OF OPERATIONS
THOMAS P. DiNAPOLI
STATE COMPTROLLER
DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES

BUREAU OF FINANCIAL REPORTING AND OIL SPILL REMEDIATION
COMPTROLLER'S MONTHLY REPORT TO THE LEGISLATURE ON STATE FUNDS - CASH BASIS OF ACCOUNTING
October 31, 2016
TABLE OF CONTENTS
Combined Statements of Cash Receipts, Disbursements and Changes in Fund Balances
Exhibit A
Exhibit A Supplemental
Exhibit A Footnotes
Exhibit B
Exhibit C
Exhibit D Governmental
Exhibit D State Operating
Exhibit D General Fund
Exhibit D Special Revenue
Exhibit D Special Revenue State/Federal
Exhibit D Debt
Exhibit D Capital Projects
Exhibit D Capital Projects State/Federal
Exhibit E
Cash Flow - Governmental
Cash Flow - State Operating
Governmental Funds
Governmental Funds - State Operating
Governmental Funds Footnotes
Proprietary Funds
Trust Funds
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Governmental
Governmental Funds - Budgetary Basis - Financial Plan and Actual - State Operating
Governmental Funds - Budgetary Basis - Financial Plan and Actual - General Fund
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Special Revenue State and Federal
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Debt Service
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects
Governmental Funds - Budgetary Basis - Financial Plan and Actual - Capital Projects State and Federal
Comparative Schedule of Tax Receipts
Governmental Funds - Governmental
Governmental Funds - State Operating
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
18
Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances

Exhibit F
Exhibit G
Exhibit G State
Exhibit G Federal
Exhibit H
Exhibit I
Exhibit I State
Exhibit I Federal
Exhibit J
Exhibit K
Exhibit L
Exhibit M
General Fund - Statement of Cash Flow

Special Revenue Funds Combined - Statement of Cash Flow
Special Revenue Funds State - Statement of Receipts and Disbursements
Special Revenue Funds Federal - Statement of Receipts and Disbursements
Debt Service Funds - Statement of Cash Flow
Capital Projects Funds Combined - Statement of Cash Flow
Capital Projects Funds State - Statement of Receipts and Disbursements
Capital Projects Funds Federal - Statement of Receipts and Disbursements
Enterprise Funds - Statement of Cash Flow
Internal Service Funds - Statement of Cash Flow
Pension Trust Funds - Statement of Cash Flow
Private Purpose Trust Funds - Statement of Cash Flow
20
22
24
26
28
29
31
33
34
35
36
37
Governmental Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Proprietary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Fiduciary Funds - Summary of Cash Receipts, Disbursements and Changes in Fund Balances
Sole Custody and Investment Accounts - Statement of Cash Receipts and Disbursements
Debt Service Funds - Statement of Direct State Debt Activity
Debt Service Funds - Financing Agreements
Summary of the Operating Fund Investments
HCRA Resources Fund - Statement of Receipts and Disbursements by Account
HCRA Resources Fund - Statement of Program Disbursements
HCRA Public Goods Pool - Statement of Cash Flow
HCRA Medicaid Disproportionate Share - Statement of Cash Flow
Public Authority Off-Budget Spending Report
Schedule of Month-End Temporary Loans Outstanding
Dedicated Infrastructure Investment Fund - Statement of Receipts and Disbursements
38
41
42
43
44
45
46
47
48
50
51
52
53
57
Supplementary Schedules
Schedule 1
Schedule 2
Schedule 3
Schedule 4
Schedule 5
Schedule 5a
Schedule 6
Appendix A
Appendix B
Appendix C
Appendix D
Appendix E
Appendix F
Appendix G
STATE OF NEW YORK

GOVERNMENTAL FUNDS
COMBINED STATEMENT OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
(Amounts in millions)
GENERAL
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
SPECIAL REVENUE
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
EXHIBIT A
DEBT SERVICE
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
CAPITAL PROJECTS
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
MONTH OF
OCT. 2016
TOTAL GOVERNMENTAL FUNDS

7 MOS. ENDED
MONTH OF
OCT. 31, 2016
OCT. 2015
YEAR OVER YEAR

7 MOS. ENDED
$ Increase/
OCT. 31, 2015
(Decrease)
% Increase/
Decrease
RECEIPTS:
Personal Income Tax
Consumption/Use Taxes
Business Taxes
Other Taxes
Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants:
Education
Environment and Recreation
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Support and Regulate Business
Transportation
Total Local Assistance Grants
Departmental Operations:
Personal Service
Non-Personal Service
General State Charges
Debt Service, Including Payments on
Financing Agreements
Capital Projects
Total Disbursements
(4)
1,894.9
549.3
409.7
100.1
96.3
3,050.3
18,989.5
4,148.8
2,714.3
649.3
1,543.4
0.3
28,045.6
4.6
171.7
133.7
111.7
1,371.0
3,393.9
5,186.6
534.5
1,226.1
871.9
720.6
10,184.4
28,016.7
41,554.2
633.2
499.9
84.6
32.5
1,250.2
6,508.0
3,773.7
621.4
264.2
36.7
11,204.0
46.8
54.9
11.9
323.0
164.1
600.7
368.0
376.7
59.5
2,100.5
1,419.3
4,324.0
2,532.7
1,267.7
598.3
308.3
1,822.8
3,558.0
10,087.8
26,032.0
9,516.6
3,962.9
2,050.8
14,092.5
29,473.0
85,127.8
2,450.7
1,139.2
206.6
338.3
2,298.6
3,333.7
9,767.1
26,684.3
9,257.7
3,935.9
2,448.5
15,583.9
27,059.9
84,970.2
(652.3)
258.9
27.0
(397.7)
(1,491.4)
2,413.1
157.6
-2.4%
2.8%
0.7%
-16.2%
-9.6%
8.9%
0.2%
(3)
(1)
Excess (Deficiency) of Receipts

over Disbursements
1,367.0
0.1
41.2
11,572.7
3.5
728.3
494.7
0.1
22.9
4,814.3
3.6
148.7
2.6
7.2
66.2
19.0
50.5
225.2
1,864.3
7.4
130.3
16,406.0
57.6
1,102.2
692.3
0.5
40.9
16,282.6
53.6
878.4
123.4
4.0
223.8
0.8%
7.5%
25.5%
1,039.8
50.8
7.3
163.9
10.9
2,681.0
8,264.3
848.5
86.6
1,489.1
92.1
58.2
23,143.3
2,733.8
601.5
86.1
270.5
1.0
379.7
4,590.3
21,054.5
4,058.2
840.0
2,721.3
15.9
2,777.3
36,433.8
10.7
13.0
9.2
4.0
71.1
184.0
57.3
31.3
81.7
445.0
605.5
1,515.5
3,773.6
663.0
106.4
443.6
15.9
450.8
7,455.3
29,318.8
4,964.0
957.9
4,292.1
553.0
3,441.0
61,092.6
3,302.9
184.9
164.9
401.7
11.0
367.5
5,166.6
27,761.4
3,517.8
1,122.9
4,534.2
517.2
3,021.2
57,689.3
1,557.4
1,446.2
(165.0)
(242.1)
35.8
419.8
3,403.3
5.6%
41.1%
-14.7%
-5.3%
6.9%
13.9%
5.9%
461.8
220.9
500.6
3,578.3
1,110.4
4,292.5
576.8
382.1
28.6
4,379.5
2,725.0
1,192.7
0.9
-
25.0
-
1,038.6
603.9
529.2
7,957.8
3,860.4
5,485.2
1,208.0
267.5
484.8
7,963.4
3,550.8
5,296.7
(5.6)
309.6
188.5
-0.1%
8.7%
3.6%
3,864.3
32,124.5
5,577.8
2.4
44,733.4
32.3
33.2
1,495.5
1,520.5
587.2
771.2
32.3
587.2
10,246.5
1,495.5
3,753.6
83,645.1
18.5
292.8
7,438.2
1,693.7
3,421.8
79,615.7
(198.2)
331.8
4,029.4
-11.7%
9.7%
5.1%
1,482.7
2,328.9
5,354.5
(3,871.8)
-72.3%
18,300.4
(18,327.7)
(27.3)
2,124.8
(2,123.7)
1.1
19,557.6
(19,610.5)
(52.9)
(1,257.2)
(1,282.8)
25.6
0.0%
-6.4%
-6.5%
48.4%
1,455.4
2,330.0
5,301.6
(3,846.2)
-72.5%
11,810.1
12,327.2
9,355.6
2,454.5
26.2%
(1,391.7)
-9.5%
3,751.2
5,266.7
(814.0)
(4,078.9)
(391.2)
(3,179.2)
1,217.0
9,683.5
(170.5)
(942.7)
(158.7)
1,173.4
(1,001.6)
171.8
10,203.5
(6,135.1)
4,068.4
668.7
(81.1)
587.6
5,051.8
(917.5)
4,134.3
187.2
(1,205.8)
(1,018.6)
1,559.0
(10,829.3)
(9,270.3)
286.9
(30.8)
256.1
1,486.1
(445.8)
1,040.3
2,316.2
(2,319.3)
(3.1)
OTHER FINANCING SOURCES (USES):

Bond Proceeds (net)
Transfers from Other Funds
(2)
Transfers to Other Funds
(2)
Total Other Financing Sources (Uses)
and Other Financing Sources over
Disbursements and Other Financing Uses
(642.2)
Beginning Fund Balances (Deficits)

Ending Fund Balances (Deficits)
(10.5)
9,565.8
$
8,923.6
8,934.1
$
8,923.6
196.4
955.1
198.4
413.2
85.6
97.6
4,365.8
3,607.1
374.5
159.7
(878.8)
(890.8)
4,562.2
4,562.2
572.9
572.9
(793.2)
(793.2)
(161.8)
13,427.3
$
13,265.5
13,265.5
14,657.2
14,657.2
STATE OF NEW YORK

GOVERNMENTAL FUNDS-STATE OPERATING (*)
GENERAL
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
RECEIPTS:
Personal Income Tax
Business Taxes
Other Taxes
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
(4)
(1)
(2)
(2)

18,989.5
4,148.8
2,714.3
649.3
1,543.4
0.3
28,045.6
STATE SPECIAL REVENUE (**)

MONTH OF
7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
DEBT SERVICE
MONTH OF 7 MOS. ENDED
OCT. 2016
OCT. 31, 2016
4.6
171.7
133.7
111.7
1,353.8
1,775.5
534.5
1,226.1
871.9
720.6
10,062.2
(0.6)
13,414.7
633.2
499.9
84.6
32.5
1,250.2
6,508.0
3,773.7
621.4
264.2
36.7
11,204.0
MONTH OF
OCT. 2016
$
2,532.7
1,220.9
543.4
296.4
1,482.6
6,076.0
7 MOS. ENDED
OCT. 31, 2016
$
TOTAL STATE OPERATING FUNDS

MONTH OF
7 MOS. ENDED
OCT. 2015
OCT. 31, 2015
26,032.0
9,148.6
3,586.2
1,991.3
11,869.8
36.4
52,664.3
2,450.7
1,089.9
152.6
326.3
1,905.4
5,924.9
26,684.3
8,888.8
3,560.2
2,388.9
13,381.6
36.7
54,940.5
$ Increase/
(Decrease)
$
(652.3)
259.8
26.0
(397.6)
(1,511.8)
(0.3)
(2,276.2)
% Increase/
Decrease
-2.4%
2.9%
0.7%
-16.6%
-11.3%
-0.8%
-4.1%
(3)

over Disbursements
1,894.9
549.3
409.7
100.1
96.3
3,050.3
EXHIBIT A
SUPPLEMENTAL
1,367.0
0.1
41.2
11,572.7
3.5
728.3
146.5
13.9
3,132.3
1.2
121.0
1,513.5
0.1
55.1
14,705.0
4.7
849.3
490.4
35.6
14,441.8
4.6
803.4
263.2
0.1
45.9
1.8%
2.2%
5.7%
1,039.8
50.8
7.3
163.9
10.9
2,681.0
8,264.3
848.5
86.6
1,489.1
92.1
58.2
23,143.3
434.9
152.9
(4.4)
0.6
0.9
376.4
1,121.7
3,220.9
1,308.6
74.5
3.2
14.2
2,741.5
10,617.4
1,474.7
203.7
2.9
164.5
11.8
376.4
3,802.7
11,485.2
2,157.1
161.1
1,492.3
106.3
2,799.7
33,760.7
1,329.9
92.3
1.6
175.5
2.8
352.0
2,480.1
10,990.9
1,864.3
170.8
1,649.4
114.4
2,606.5
32,646.1
494.3
292.8
(9.7)
(157.1)
(8.1)
193.2
1,114.6
4.5%
15.7%
-5.7%
-9.5%
-7.1%
7.4%
3.4%
461.8
220.9
500.6
3,578.3
1,110.4
4,292.5
531.6
280.4
24.9
4,022.4
1,956.9
1,057.7
0.9
-
25.0
-
993.4
502.2
525.5
7,600.7
3,092.3
5,350.2
1,161.0
227.1
483.7
7,623.3
2,871.6
5,163.2
(22.6)
220.7
187.0
-0.3%
7.7%
3.6%
3,864.3
32,124.5
1,958.6
2.4
17,656.8
32.3
33.2
1,495.5
1,520.5
32.3
5,856.1
1,495.5
2.4
51,301.8
18.5
4,370.4
1,693.7
0.6
49,998.5
(198.2)
1.8
1,303.3
-11.7%
300.0%
2.6%
219.9
1,362.5
1,554.5
4,942.0
(3,579.5)
-72.4%
17,043.9
(17,119.4)
(75.5)
2,106.7
(1,953.4)
153.3
18,846.3
(18,116.1)
730.2
(1,802.4)
(996.7)
(805.7)
-9.6%
-5.5%
-110.3%
(814.0)
(4,078.9)
(183.1)
(4,242.1)
1,217.0
9,683.5
1,173.4
(1,001.6)
171.8
10,203.5
(6,135.1)
4,068.4
677.4
(24.0)
653.4
5,281.4
(155.0)
5,126.4
187.2
(1,205.8)
(1,018.6)
1,559.0
(10,829.3)
(9,270.3)
(642.2)
(10.5)
470.3
884.3
198.4
413.2
26.5
1,287.0
1,707.8
5,672.2
(4,385.2)
-77.3%
3,961.4
3,547.4
374.5
159.7
13,901.7
12,641.2
13,855.2
9,890.8
2,750.4
27.8%
(1,634.8)
-10.5%
9,565.8
$
8,923.6
8,934.1
$
8,923.6
4,431.7
4,431.7
572.9
572.9
2,038.0
(2,231.4)
(193.4)
13,928.2
13,928.2
(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds.
(**) Eliminations between Special Revenue - State and Federal Funds are not included.
15,563.0
15,563.0
GOVERNMENTAL FUNDS FOOTNOTES
EXHIBIT A NOTES
October 2016
1. Certain disbursements from Capital Projects funds are financed by operating transfers from other
funds, proceeds of State bonds and notes, and reimbursements received from Public Authorities
and the Federal Government. The amounts shown below represent disbursements to be
reimbursed in future months from the sources indicated:
Urban Development Corporation (Correctional Facilities)
Urban Development Corporation (Youth Facilities)
Housing Finance Agency (HFA)
Housing Assistance Fund
Dormitory Authority (Mental Hygiene)
Dormitory Authority and State University Income Fund
Federal Capital Projects
State bond and note proceeds
Also included in Special Revenue funds are transfers to the General Fund from the following:
$90.7 million
16.1
211.1
13.6
432.3
467.9
512.3
37.7
Debt Service Funds Transfers To Other Funds includes transfers to the General Fund from the following:
2. Operating Transfers constitute legally authorized transfers from a fund receiving revenues to a
fund through which disbursements will ultimately be made. The more significant transfers include:
Revenue Bond Tax Fund

Local Government Assistance Tax Fund
Sales Tax Revenue Bond Tax Fund
Clean Water/Clean Air Fund
General Fund Transfers to Other Funds are as follows:

State Capital Projects Fund
General Debt Service Fund
Banking Services Account
Court Facilities Incentive Aid Fund
Dedicated Highway & Bridge Trust Fund
Dedicated Infrastructure Investment Fund
Dedicated Mass Transportation - Railroad Account
Dedicated Mass Transportation - Transit Authority Account
Dedicated Mass Transportation (Non-MTA)
Environmental Protection Fund
Financial Crimes Revenue Account
Hazardous Waste Remediation Oversight and Assistance Account
Housing Debt Service Fund
Mental Hygiene Program Fund
Mental Hygiene Patient Income Account
MTA Operating Assistance Fund
MTA Financial Assistance Fund
NYC County Courts Operating Fund
SUNY - Hospital IFR
SUNY - Income Fund
$2.2 million
8.4
1.6
47.4
10.1
2.8
25.0
1.8
9.5
3.3
2.3
Certificate of Need Account

Dept of Labor - Fee & Penalty Account
Examination & Miscellaneous Revenue Account
Federal Dept of Health & Human Services Fund
Federal USDA/Food and Nutrition Services Fund
Professional Education Services Account
SUNY Income Fund
Transportation Surplus Property Account
Unemployment Insurance Administration Fund
Unemployment Insurance - Interest & Penalty Account
Vital Records Management Fund
$899.5 million
412.8
24.8
60.4
33.0
430.7
4.4
24.4
2.5
38.0
6.3
5.0
3.4
850.0
1,300.0
24.3
252.4
4.4
39.1
816.9
$6,108.9 million
1,844.5
1,530.5
581.6
Also included in Debt Service funds are transfers to Special Revenue funds representing receipts in excess
of lease-purchase obligations that are used to finance a portion of the operating expenses for Departments
of Health ($83.7m) and Mental Hygiene ($680.2m).
Capital Projects Funds Transfers To Other Funds includes transfers to the General Fund ($15.8m),
the General Debt Service Fund ($230.5m), and the Revenue Bond Tax Fund ($191.2m).
3. The State receives moneys that represent refunds, pharmacy rebates, reimbursements, or disallowances
of medical assistance payments previously made from appropriated State and Federal funds. These monies
are initially credited to an agency escrow account and shortly after receipt are allocated and refunded to
State or Federal fund appropriations from which the medical assistance payments were originally made.
At month end, the following balances remained in agency escrow accounts. For accounting purposes,
adjustments have been made to reduce medical assistance spending and count these monies as financial
resources of the General Fund and the Special Revenue Federal Fund.
Allocation of Month-End Balances
Special Revenue - Federal
General Fund
Also included in the General Fund are transfers representing payments for patients residing in Stateoperated Health, Mental Hygiene and State University facilities to Debt Service funds ($7.8m), the
State University Income Fund ($174.9m), the Mental Hygiene Program Account ($718.9m) and
Miscellaneous State Special Revenue Accouint ($0.4m).
Medicaid Recoveries - Health Facilities

Medicaid Recoveries - Audit
Medicaid Recoveries - Third Parties
Pharmacy Rebates
Medicare Catastrophic Recovery
Medicaid "Windfall" Recovery
Total
72(4)(b) was added to the State Finance Law in 2010 to permit the State's General Debt Service
Fund to maintain a cash reserve for the payment of debt service, and related expenses, during
the current fiscal quarter. As of October 31, 2016 - pursuant to a certification of the Budget Director the reserve amount is ($99.9m), which was funded by a transfer from the General Fund.
849,836
854,781
7,901,579
1,721,265
11,327,461
4. A portion of Personal Income Tax receipts is transferred to the State Special Revenue School Tax Relief (STAR)
Fund to be used to reimburse school districts for the STAR property tax exemptions for homeowners and payments
to homeowners for the STAR Property Rebate Program. School Tax Relief payments were
($526.1m) as of October 31, 2016.
Special Revenue Funds Transfers To Other Funds includes transfers to Debt Service funds of
($694.0m) representing the federal share of Medicaid payments for patients residing in Stateoperated Health and Mental Hygiene facilities and transfers to the Capital Projects funds ($79.2m).
EXHIBIT B
STATE OF NEW YORK

PROPRIETARY FUNDS
ENTERPRISE
MONTH OF
OCT. 2016
RECEIPTS:
Federal Receipts
Unemployment Taxes
Total Receipts
DISBURSEMENTS:
Personal Service
Unemployment Benefits
Total Disbursements
7 MOS. ENDED
OCT. 31, 2016
1.7
5.1
155.8
162.6

Over Disbursements
and Other Financing Sources
over Disbursements and Other
Financing Uses
4.9
1.5
154.5
160.9
INTERNAL SERVICE
37.6
10.1
1,156.9
1,204.6
MONTH OF
OCT. 2016
3.4
30.8
0.4
1,210.7
1,245.3
28.5
28.5
TOTAL PROPRIETARY FUNDS
7 MOS. ENDED
OCT. 31, 2016
MONTH OF
OCT. 2016
216.7
216.7
33.4
1.5
154.5
189.4
7.2
(32.4)
(25.2)
55.5
231.7
21.2
308.4
8.9
(27.3)
155.8
137.4
7 MOS. ENDED
OCT. 31, 2016
254.3
10.1
1,156.9
1,421.3
(40.7)
53.7
(91.7)
52.0
(132.4)
3.1
3.1
24.8
(7.7)
17.1
3.1
3.1
24.8
(7.7)
17.1
(1.7)
(40.7)
56.8
(74.6)
55.1
(115.3)
66.1
25.4
(258.6)
(201.8)
(127.2)
(201.8)
(231.5)
(176.4)
58.9
262.5
21.6
1,210.7
1,553.7
(1.7)
27.1
25.4
MONTH OF
OCT. 2015
(61.1)
(176.4)
20.7
2.1
151.3
174.1
YEAR OVER YEAR

7 MOS. ENDED
OCT. 31, 2015
8.8
8.9
0.3
146.7
164.7
315.4
17.5
1,252.2
1,585.1
$ Increase/
(Decrease)
54.8
291.4
20.5
1,243.3
1,610.0
% Increase/
Decrease
(61.1)
(7.4)
(95.3)
(163.8)
-19.4%
-42.3%
-7.6%
-10.3%
4.1
(28.9)
1.1
(32.6)
(56.3)
7.5%
-9.9%
5.4%
-2.6%
-3.5%
9.4
(24.9)
(107.5)
-431.7%
0.5
(1.9)
(1.4)
31.3
(9.8)
21.5
(6.5)
(2.1)
(4.4)
-20.8%
-21.4%
-20.5%
8.0
(3.4)
(111.9)
-3,291.2%
85.0
(26.9)
58.2%
-18.0%
(157.5)
(149.5)
(146.1)
(149.5)
STATE OF NEW YORK

TRUST FUNDS
PENSION
MONTH OF
OCT. 2016
RECEIPTS:
Total Receipts
DISBURSEMENTS:
Personal Service
Total Disbursements
Over Disbursements
and Other Financing Sources
over Disbursements and Other
Financing Uses
4.8
4.8
PRIVATE PURPOSE
7 MOS. ENDED
OCT. 31, 2016
EXHIBIT C
38.1
38.1
MONTH OF
OCT. 2016
0.1
0.1
TOTAL TRUST FUNDS
7 MOS. ENDED
OCT. 31, 2016
(1.1)
(1.1)
MONTH OF
OCT. 2016
4.9
4.9
7 MOS. ENDED
OCT. 31, 2016
37.0
37.0
YEAR OVER YEAR
MONTH OF
OCT. 2015
4.9
4.9
7 MOS. ENDED
OCT. 31, 2015
62.9
62.9
$ Increase/
(Decrease)
% Increase
Decrease
(25.9)
(25.9)
-41.2%
-41.2%
4.8
0.9
5.7
35.5
7.0
11.5
54.0
0.1
0.1
0.2
4.8
0.9
5.7
35.6
7.0
11.6
54.2
4.9
0.8
5.7
36.3
6.1
14.4
56.8
(0.7)
0.9
(2.8)
(2.6)
-1.9%
14.8%
-19.4%
-4.6%
(0.9)
(15.9)
0.1
(1.3)
(0.8)
(17.2)
(0.8)
6.1
(23.3)
-382.0%
(0.9)
(15.9)
0.1
(1.3)
(0.8)
(17.2)
(0.8)
6.1
(23.3)
-382.0%
17.1
(6.2)
316.7%
-885.7%
(14.9)
(15.8)
0.1
(15.8)
10.2
10.3
11.6
10.3
(4.7)
(5.5)
11.7
(5.5)
1.5
0.7
(5.4)
0.7
0.0%
0.0%
0.0%
STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL
STATE FISCAL YEAR ENDED MARCH 31, 2017
FOR SEVEN MONTHS ENDED OCTOBER 31, 2016
EXHIBIT D
ALL GOVERNMENTAL FUNDS
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Federal Receipts
Total Receipts
DISBURSEMENTS:
Local Assistance Grants
Departmental Operations
Debt Service
Capital Projects
Total Disbursements
26,992.0
9,397.0
3,432.0
1,962.0
13,513.0
29,564.0
84,860.0
Updated
Financial
Plan (**)
26,025.0
9,498.0
3,946.0
2,036.0
13,928.0
29,448.0
84,881.0
Actual
26,032.0
9,516.6
3,962.9
2,050.8
14,092.5
29,473.0
85,127.8
Actual
Over/
(Under)
Enacted
Financial Plan
(960.0)
119.6
530.9
88.8
579.5
(91.0)
267.8
60,787.0
11,516.0
5,370.0
1,526.0
4,445.0
83,644.0
61,058.0
11,819.0
5,485.0
1,495.0
3,756.0
83,613.0
61,092.6
11,818.2
5,485.2
1,495.5
3,753.6
83,645.1
305.6
302.2
115.2
(30.5)
(691.4)
1.1
1,216.0
1,268.0
1,482.7
266.7

Bond and Note Proceeds, net
11.0
19,666.0
(19,693.0)
(16.0)
18,552.0
(18,582.0)
(30.0)
18,300.4
(18,327.7)
(27.3)
Excess (Deficiency) of Receipts and Other

Financing Sources over Disbursements
and Other Financing Uses
1,200.0
1,238.0
1,455.4

over Disbursements
Fund Balances (Deficits) at April 1

Fund Balances (Deficits) at October 31, 2016
(*)
(**)
11,810.0
13,010.0
11,810.0
13,048.0
Source: 2016-17 Enacted Budget dated May 13, 2016.

Source: 2016-17 Mid-Year Update dated November 14, 2016.
11,810.1
13,265.5
Actual
Over/
(Under)
Updated
Financial Plan
34.6
(0.8)
0.2
0.5
(2.4)
32.1
214.7
(11.0)
(1,365.6)
(1,365.3)
(11.3)
(251.6)
(254.3)
2.7
255.4
0.1
255.5
7.0
18.6
16.9
14.8
164.5
25.0
246.8
217.4
0.1
217.5
STATE OF NEW YORK

EXHIBIT D
(continued)

STATE OPERATING FUNDS (***)
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Federal Receipts
Total Receipts
DISBURSEMENTS:
Debt Service
Capital Projects
Total Disbursements
26,992.0
9,055.0
3,069.0
1,902.0
11,283.0
37.0
52,338.0
Updated
Financial
Plan (**)
26,025.0
9,124.0
3,573.0
1,976.0
11,867.0
38.0
52,603.0
Actual
Over/
(Under)
Enacted
Financial Plan
Actual
26,032.0
9,148.6
3,586.2
1,991.3
11,869.8
36.4
52,664.3
(960.0)
93.6
517.2
89.3
586.8
(0.6)
326.3
Actual
Over/
(Under)
Updated
Financial Plan
7.0
24.6
13.2
15.3
2.8
(1.6)
61.3
32,666.0
10,519.0
5,216.0
1,526.0
49,927.0
33,760.0
10,696.0
5,350.0
1,495.0
2.0
51,303.0
33,760.7
10,693.0
5,350.2
1,495.5
2.4
51,301.8
1,094.7
174.0
134.2
(30.5)
2.4
1,374.8
0.7
(3.0)
0.2
0.5
0.4
(1.2)
2,411.0
1,300.0
1,362.5
(1,048.5)
62.5

17,283.0
(18,216.0)
(933.0)
17,065.0
(17,116.0)
(51.0)
17,043.9
(17,119.4)
(75.5)
(239.1)
(1,096.6)
857.5
(21.1)
3.4
(24.5)

1,478.0
1,249.0
1,287.0

over Disbursements

12,641.0
14,119.0
12,641.0
13,890.0
12,641.2
13,928.2
(*)
(**) Source: 2016-17 Mid-Year Update dated November 14, 2016.
(***) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported
by activities from dedicated revenue sources (including operating transfers from Federal Funds) and Debt Service Funds.
(****) Eliminations between Special Revenue - State and Federal Funds are not included.
(****)
(****)
(191.0)
0.2
(190.8)
38.0
0.2
38.2
STATE OF NEW YORK

EXHIBIT D
(continued)
GENERAL FUND
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Federal Receipts
Transfers From:
PIT in excess of Revenue Bond Debt Service
Sales Tax in excess of LGAC / STRBF Debt Service
Real Estate Taxes in excess of CW/CA Debt Service
All Other
Total Receipts and Other Financing Sources
DISBURSEMENTS:
Transfers To:
Debt Service
Capital Projects
State Share Medicaid
SUNY Operations
Other Purposes
Total Disbursements and Other Financing Uses
Updated
Financial
Plan (**)
19,709.0
4,092.0
2,317.0
606.0
1,463.0
-
Actual
18,989.5
4,148.8
2,714.3
649.3
1,543.4
0.3
6,326.0
3,323.0
561.0
103.0
38,500.0
6,106.0
3,362.0
581.0
138.0
38,215.0
6,108.9
3,375.0
581.6
138.0
38,249.1
21,939.0
4,547.0
4,207.0
23,144.0
4,688.0
4,293.0
23,143.3
4,688.7
4,292.5
424.0
2,220.0
793.0
818.0
2,860.0
37,808.0
415.0
1,407.0
719.0
817.0
2,789.0
38,272.0
412.8
1,406.9
902.0
816.9
2,596.5
38,259.6
692.0
18,985.0
4,136.0
2,714.0
652.0
1,541.0
-
(57.0)
8,934.0
9,626.0
8,934.0
8,877.0
Actual
Over/
(Under)
Enacted
Financial Plan
8,934.1
8,923.6
(***)
4.5
12.8
0.3
(2.7)
2.4
0.3
2.9
13.0
0.6
34.1
1,204.3
141.7
85.5
(0.7)
0.7
(0.5)
(11.2)
(813.1)
109.0
(1.1)
(263.5)
451.6
(2.2)
(0.1)
183.0
(0.1)
(192.5)
(12.4)
(702.5)
46.5
0.1
(702.4)
(*)
(***) Includes transfers to the Department of Health Income Fund, the State University Income Fund and the Mental Hygiene Program Account representing payments
for patients residing in State-Operated Health, Mental Hygiene and State University facilities.
(217.1)
52.0
20.6
35.0
(250.9)
(10.5)
(719.5)
56.8
397.3
43.3
80.4
0.3
Actual
Over/
(Under)
Updated
Financial Plan
0.1
46.6
STATE OF NEW YORK
EXHIBIT D

(continued)
SPECIAL REVENUE FUNDS
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Federal Receipts
Transfers from Other Funds(***)
DISBURSEMENTS:
Capital Projects
Transfers to Other Funds(***)
534.0
1,238.0
752.0
695.0
9,686.0
28,360.0
5,417.0
46,682.0
Updated
Financial
Plan (**)
Actual
534.0
1,226.0
859.0
703.0
10,180.0
27,992.0
5,290.0
46,784.0
534.5
1,226.1
871.9
720.6
10,184.4
28,016.7
5,281.4
46,835.6
37,069.0
6,940.0
1,163.0
1,275.0
46,447.0
36,401.0
7,105.0
1,192.0
2.0
1,176.0
45,876.0
36,433.8
7,104.5
1,192.7
2.4
1,147.1
45,880.5
235.0
908.0
955.1
3,607.0
3,842.0
3,607.0
4,515.0
3,607.1
4,562.2
Eliminations
Total
(229.6)
(229.6)
534.5
1,226.1
871.9
720.6
10,184.4
28,016.7
5,051.8
46,606.0
36,433.8
7,104.5
1,192.7
2.4
917.5
45,650.9
(*) Source: 2016-17 Enacted Budget dated May 13, 2016.

(***) Actual reported transfer amounts include eliminations between Special Revenue - State and Federal Funds. The Financial Plan reported
transfer amounts do not include eliminations.
10
(229.6)
(229.6)
Actual
Over/
(Under)
Enacted
Financial Plan
955.1
3,607.1
4,562.2
0.5
(11.9)
119.9
25.6
498.4
(343.3)
(365.2)
(76.0)
Actual
Over/
(Under)
Updated
Financial Plan
0.5
0.1
12.9
17.6
4.4
24.7
(238.2)
(178.0)
(635.2)
164.5
29.7
2.4
(357.5)
(796.1)
32.8
(0.5)
0.7
0.4
(258.5)
(225.1)
720.1
47.1
0.1
720.2
0.1
47.2
STATE OF NEW YORK
EXHIBIT D

(continued)

STATE SPECIAL REVENUE FUNDS
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Business
Other
Federal Receipts
DISBURSEMENTS:
Capital Projects
(*)
(**)
534.0
1,238.0
752.0
695.0
9,559.0
5,417.0
18,195.0
Updated
Financial
Plan (**)
534.0
1,226.0
859.0
703.0
10,065.0
1.0
5,290.0
18,678.0
Actual
534.5
1,226.1
871.9
720.6
10,062.2
(0.6)
5,281.4
18,696.1
10,727.0
5,943.0
1,009.0
229.0
17,908.0
10,616.0
5,982.0
1,057.0
2.0
155.0
17,812.0
10,617.4
5,979.3
1,057.7
2.4
155.0
17,811.8
287.0
866.0
884.3
3,547.0
3,834.0
3,547.0
4,413.0
3,547.4
4,431.7
FEDERAL SPECIAL REVENUE FUNDS
Actual
Over/
(Under)
Enacted
Financial Plan
0.5
(11.9)
119.9
25.6
503.2
(0.6)
(135.6)
501.1
Actual
Over/
(Under)
Updated
Financial Plan
0.5
0.1
12.9
17.6
(2.8)
(1.6)
(8.6)
18.1
(109.6)
36.3
48.7
2.4
(74.0)
(96.2)
1.4
(2.7)
0.7
0.4
(0.2)
597.3
18.3
0.4
597.7

11
0.4
18.7
Enacted
Financial
Plan (*)
127.0
28,360.0
28,487.0
Updated
Financial
Plan (**)
26,342.0
997.0
154.0
1,046.0
28,539.0
(52.0)
60.0
8.0
115.0
27,991.0
28,106.0
Actual
Over/
(Under)
Enacted
Financial Plan
Actual
122.2
28,017.3
28,139.5
25,785.0
1,123.0
135.0
1,021.0
28,064.0
25,816.4
1,125.2
135.0
992.1
28,068.7
42.0
70.8
60.0
102.0
59.7
130.5
(4.8)
(342.7)
(347.5)
Actual
Over/
(Under)
Updated
Financial Plan
7.2
26.3
33.5
(525.6)
128.2
(19.0)
(53.9)
(470.3)
31.4
2.2
(28.9)
4.7
122.8
28.8
(0.3)
122.5
(0.3)
28.5
STATE OF NEW YORK
EXHIBIT D

(continued)
DEBT SERVICE FUNDS
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Personal Income
Consumption/Use
Other
Federal Receipts
DISBURSEMENTS:
Debt Service
(*)
(**)
6,749.0
3,725.0
601.0
261.0
37.0
1,553.0
12,926.0
Updated
Financial
Plan (**)
6,506.0
3,762.0
621.0
261.0
37.0
1,588.0
12,775.0
Actual
Over/
(Under)
Enacted
Financial Plan
Actual
6,508.0
3,773.7
621.4
264.2
36.7
1,559.0
12,763.0
(241.0)
48.7
20.4
3.2
(0.3)
6.0
(163.0)
Actual
Over/
(Under)
Updated
Financial Plan
2.0
11.7
0.4
3.2
(0.3)
(29.0)
(12.0)
29.0
1,526.0
10,872.0
12,427.0
26.0
1,495.0
10,814.0
12,335.0
25.0
1,495.5
10,829.3
12,349.8
(4.0)
(30.5)
(42.7)
(77.2)
(1.0)
0.5
15.3
14.8
499.0
440.0
413.2
(85.8)
(26.8)
160.0
659.0

12
160.0
600.0
159.7
572.9
(0.3)
(86.1)
(0.3)
(27.1)
STATE OF NEW YORK

EXHIBIT D
(continued)
CAPITAL PROJECTS FUNDS
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Consumption/Use
Business
Other
Federal Receipts
DISBURSEMENTS:
Capital Projects
(*)
(**)
1,779.0
4,445.0
431.0
6,655.0

342.0
363.0
60.0
2,103.0
1,167.0
11.0
2,383.0
6,429.0
Updated
Financial
Plan (**)
(891.0)
(1,117.0)
1,513.0
3,754.0
445.0
5,712.0
(226.0)
374.0
373.0
60.0
1,946.0
1,419.0
1,487.0
5,659.0
Actual
(891.0)
(944.0)

13
1,515.5
3,751.2
476.2
5,742.9
(53.0)
368.0
376.7
59.5
2,100.5
1,419.3
1,516.5
5,840.5
Eliminations
(890.8)
(793.2)
Total
(30.4)
(30.4)
97.6
(30.4)
(30.4)
368.0
376.7
59.5
2,100.5
1,419.3
1,486.1
5,810.1
1,515.5
3,751.2
445.8
5,712.5
Actual
Over/
(Under)
Enacted
Financial Plan
(890.8)
(793.2)
(263.5)
(693.8)
14.8
(942.5)
97.6
26.0
13.7
(0.5)
(2.5)
252.3
(11.0)
(896.9)
(618.9)
Actual
Over/
(Under)
Updated
Financial Plan
2.5
(2.8)
0.8
0.5
323.6
0.2
323.8
(6.0)
3.7
(0.5)
154.5
0.3
(0.9)
151.1
150.6
0.2
150.8
STATE OF NEW YORK

EXHIBIT D
(continued)
STATE CAPITAL PROJECTS FUNDS

Actual
Over/
Updated
(Under)
Financial
Enacted
Plan (**)
Actual
Financial Plan
Enacted
Financial
Plan (*)
RECEIPTS:
Taxes:
Consumption/Use
Business
Other
Federal Receipts
DISBURSEMENTS:
Capital Projects
(*)
(**)
1,438.0
3,723.0
422.0
5,583.0

342.0
363.0
60.0
2,103.0
2.0
11.0
2,384.0
5,265.0
(333.0)
(651.0)
1,116.0
2,818.0
436.0
4,370.0
(318.0)
374.0
373.0
60.0
1,945.0
2.0
1,517.0
4,271.0
(333.0)
(432.0)
1,117.4
2,816.8
437.5
4,371.7
(99.0)
368.0
376.7
59.5
2,099.1
2.5
1,516.5
4,422.3
26.0
13.7
(0.5)
(3.9)
0.5
(11.0)
(867.5)
(842.7)
(331.5)
(280.9)
(320.6)
(906.2)
15.5
(1,211.3)
50.6
FEDERAL CAPITAL PROJECTS FUNDS

Actual
Over/
(Under)
Updated
Financial Plan
1.5
370.1

14
1.4
(1.2)
1.5
1.7
368.6
(6.0)
3.7
(0.5)
154.1
0.5
(0.5)
151.3
Enacted
Financial
Plan (*)
149.6
1.5
151.1
1,165.0
(1.0)
1,164.0
Updated
Financial
Plan (**)
1.0
1,417.0
(30.0)
1,388.0
Actual
Over/
(Under)
Enacted
Financial Plan
Actual
1.4
1,416.8
1,418.2
341.0
722.0
9.0
1,072.0
397.0
936.0
9.0
1,342.0
398.1
934.4
38.7
1,371.2
92.0
46.0
47.0
(558.0)
(466.0)
(558.0)
(512.0)
(559.3)
(512.3)
1.4
251.8
1.0
254.2
Actual
Over/
(Under)
Updated
Financial Plan
0.4
(0.2)
30.0
30.2
57.1
212.4
29.7
299.2
1.1
(1.6)
29.7
29.2
(45.0)
1.0
(1.3)
(46.3)
(1.3)
(0.3)
STATE OF NEW YORK

GOVERNMENTAL FUNDS
COMPARATIVE SCHEDULE OF TAX RECEIPTS
EXHIBIT E
PERSONAL INCOME TAX

Withholding
Estimated Payments
Returns
State/City Offsets
Other (Assessments/LLC)
Gross Receipts
Transfers to School Tax Relief Fund
Transfers to Revenue Bond Tax Fund
Less: Refunds Issued
Total
GENERAL
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT 31, 2016
SPECIAL REVENUE
OCT. 2016
OCT 31, 2016
DEBT SERVICE
MONTH OF
7 MOS. ENDED
OCT. 2016
OCT 31, 2016
CAPITAL PROJECTS
OCT. 2016
OCT 31, 2016
MONTH OF
OCT. 2016
2,562.4
162.4
399.2
(294.7)
103.9
2,933.2
(4.6)
(633.2)
(400.5)
1,894.9
18,592.7
9,581.7
2,345.7
(614.1)
764.7
30,670.7
(534.5)
(6,508.0)
(4,638.7)
18,989.5
4.6
4.6
534.5
534.5
633.2
633.2
CONSUMPTION/USE TAXES
Sales and Use
Auto Rental
Cigarette/Tobacco Products
Medical Marihuana
Motor Fuel
Alcoholic Beverage
Highway Use
Metropolitan Commuter Trans. Taxicab Trip
Total
500.2
28.8
20.3
549.3
3,775.7
220.7
152.4
4,148.8
69.7
3.7
72.6
0.1
9.4
1.7
14.5
171.7
543.3
32.1
535.7
0.3
64.8
1.7
48.2
1,226.1
BUSINESS TAXES
Corporation Franchise
Corporation and Utilities
Insurance
Bank
Petroleum Business
Total
141.2
4.2
0.6
263.7
409.7
1,596.1
215.9
622.9
279.4
2,714.3
34.3
0.1
1.9
53.4
44.0
133.7
372.6
67.6
80.4
54.0
297.3
871.9
OTHER TAXES
Real Property Gains
Estate and Gift
Pari-Mutuel
Real Estate Transfer
Racing and Exhibitions
Metropolitan Commuter Trans. Mobility
Total
99.0
1.1
100.1
637.6
10.8
0.9
649.3
111.7
111.7
720.6
720.6
84.6
84.6
Total Tax Receipts
2,954.0
26,501.9
421.7
3,353.1
499.9
499.9
1,217.7
6,508.0
6,508.0
3,773.7
3,773.7
621.4
621.4
$
10,903.1
15
2,562.4
162.4
399.2
(294.7)
103.9
2,933.2
(400.5)
2,532.7

7 MOS. ENDED
MONTH OF
OCT 31, 2016
OCT. 2015
18,592.7
9,581.7
2,345.7
(614.1)
764.7
30,670.7
(4,638.7)
26,032.0
2,464.8
162.1
416.0
(266.7)
89.3
2,865.5
(414.8)
2,450.7
YEAR OVER YEAR

$ Increase/
% Increase/
(Decrease)
Decrease
7 MOS. ENDED
OCT. 31, 2015
18,355.8
10,547.1
2,361.4
(515.9)
668.4
31,416.8
(4,732.5)
26,684.3
236.9
(965.4)
(15.7)
98.2
96.3
(746.1)
(93.8)
(652.3)
1.3%
-9.2%
-0.7%
19.0%
14.4%
-2.4%
0.0%
0.0%
-2.0%
-2.4%
35.5
11.3
46.8
42.6
242.0
83.4
368.0
1,069.8
3.7
101.4
0.1
44.9
20.3
13.0
14.5
1,267.7
8,092.7
74.7
756.4
0.3
306.8
152.4
85.1
48.2
9,516.6
932.3
0.8
112.0
42.3
20.1
15.5
16.2
1,139.2
7,819.5
73.4
775.1
293.6
150.2
91.0
54.9
9,257.7
273.2
1.3
(18.7)
0.3
13.2
2.2
(5.9)
(6.7)
258.9
3.5%
1.8%
-2.4%
100.0%
4.5%
1.5%
-6.5%
-12.2%
2.8%
54.9
54.9
5.5
371.2
376.7
175.5
4.3
2.5
317.1
98.9
598.3
1,968.7
289.0
703.3
333.4
668.5
3,962.9
77.0
8.0
3.3
21.3
97.0
206.6
2,198.1
305.7
650.6
115.5
666.0
3,935.9
(229.4)
(16.7)
52.7
217.9
2.5
27.0
-10.4%
-5.5%
8.1%
188.7%
0.4%
0.7%
11.9
11.9
59.5
59.5
99.0
1.1
96.5
111.7
308.3
637.6
10.8
680.9
0.9
720.6
2,050.8
142.6
1.2
107.2
0.1
87.2
338.3
1,062.8
11.5
689.8
1.1
683.3
2,448.5
(425.2)
(0.7)
(8.9)
(0.2)
37.3
(397.7)
0.0%
-40.0%
-6.1%
-1.3%
-18.2%
5.5%
-16.2%
(764.1)
-1.8%
113.6
804.2
4,707.0
41,562.3
4,134.8
42,326.4
STATE OF NEW YORK

GOVERNMENTAL FUNDS (*)
STATEMENT OF CASH FLOW
FISCAL YEAR 2016-2017
2016
APRIL
Beginning Fund Balance
RECEIPTS:
Taxes:
Personal Income Tax :
Withholdings
Estimated payments
Returns
State/City Offsets
Gross Receipts
Refunds issued
Total Personal Income Tax
Consumption/Use Taxes:
Sales and Use
Auto Rental
Medical Marijuana
Motor Fuel
Alcoholic Beverage
Highway Use
Total Consumption/Use Taxes
Business Taxes:
Insurance
Bank
Petroleum Business
Total Business Taxes
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Total Other Taxes
Total Taxes
Miscellaneous Receipts:
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Fees, Licenses and Permits:
Alcohol Beverage Control Licensing
Audit Fees
Business/Professional
Civil
Criminal
Motor Vehicle
Recreational/Consumer
Fines, Penalties and Forfeitures
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Receipts from Public Authorities:
Bond Proceeds
Cost Recovery Assessments
Issuance Fees
Non Bond Related
Receipts from Municipalities
Rentals
Revenues of State Departments:
11,810.1
MAY
$
JUNE
14,231.2
12,089.8
JULY
$
AUGUST
12,220.4
12,499.3
SEPTEMBER
$
12,188.0
OCTOBER
$
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
13,427.3
2,649.4
4,784.0
1,717.3
(184.9)
170.4
9,136.2
(2,752.5)
6,383.7
2,595.0
137.0
63.3
(18.2)
104.2
2,881.3
(695.6)
2,185.7
2,860.0
1,950.5
38.8
(16.7)
122.9
4,955.5
(231.6)
4,723.9
2,545.1
95.0
30.2
(15.9)
79.4
2,733.8
(172.0)
2,561.8
2,914.8
97.1
33.9
(18.8)
90.8
3,117.8
(178.0)
2,939.8
2,466.0
2,355.7
63.0
(64.9)
93.1
4,912.9
(208.5)
4,704.4
2,562.4
162.4
399.2
(294.7)
103.9
2,933.2
(400.5)
2,532.7
1,087.0
1.0
98.6
39.0
20.4
12.6
15.7
1,274.3
1,014.8
99.4
37.3
19.3
10.7
0.6
1,182.1
1,400.0
32.3
120.8
0.1
44.3
21.7
12.3
0.6
1,632.1
1,086.5
4.6
103.8
46.5
29.8
12.5
15.7
1,299.4
1,036.9
4.5
120.6
50.0
16.5
12.3
0.5
1,241.3
1,397.7
28.6
111.8
0.1
44.8
24.4
11.7
0.6
1,619.7
1,069.8
3.7
101.4
0.1
44.9
20.3
13.0
14.5
1,267.7
7 Months Ended October 31

$ Increase/
2015
(Decrease)
2016
$
11,810.1
9,355.6
2,454.5
% Increase/
Decrease
26.2%
18,592.7
9,581.7
2,345.7
(614.1)
764.7
30,670.7
(4,638.7)
26,032.0
8,092.7
74.7
756.4
0.3
306.8
152.4
85.1
48.2
9,516.6
7,819.5
73.4
775.1
293.6
150.2
91.0
54.9
9,257.7
273.2
1.3
(18.7)
0.3
13.2
2.2
(5.9)
(6.7)
258.9
3.5%
1.8%
-2.4%
100.0%
4.5%
1.5%
-6.5%
-12.2%
2.8%
1,968.7
289.0
703.3
333.4
668.5
3,962.9
2,198.1
305.7
650.6
115.5
666.0
3,935.9
(229.4)
(16.7)
52.7
217.9
2.5
27.0
-10.4%
-5.5%
8.1%
188.7%
0.4%
0.7%
1,062.8
11.5
689.8
1.1
683.3
2,448.5
(425.2)
(0.7)
(8.9)
(0.2)
37.3
(397.7)
0.0%
-40.0%
-6.1%
-1.3%
-18.2%
5.5%
-16.2%
(764.1)
-1.8%
21.2
6.3
40.5%
10.1%
18,355.8
10,547.1
2,361.4
(515.9)
668.4
31,416.8
(4,732.5)
26,684.3
236.9
(965.4)
(15.7)
98.2
96.3
(746.1)
(93.8)
(652.3)
1.3%
-9.2%
-0.7%
19.0%
14.4%
-2.4%
0.0%
0.0%
-2.0%
-2.4%
155.7
11.2
19.7
6.2
87.5
280.3
83.5
1.2
20.2
(0.9)
77.9
181.9
628.5
126.0
327.2
(25.1)
93.6
1,150.2
75.0
5.3
3.7
2.8
118.7
205.5
17.5
0.5
14.6
38.1
93.1
163.8
833.0
140.5
315.4
(4.8)
98.8
1,382.9
175.5
4.3
2.5
317.1
98.9
598.3
74.9
0.7
90.4
116.6
282.6
106.1
1.4
74.0
0.1
94.0
275.6
77.2
1.7
103.0
100.6
282.5
72.7
1.3
113.9
0.1
85.2
273.2
122.0
2.3
102.4
0.4
107.8
334.9
85.7
2.3
100.7
0.3
104.7
293.7
99.0
1.1
96.5
111.7
308.3
637.6
10.8
680.9
0.9
720.6
2,050.8
8,220.9
3,825.3
7,788.7
4,339.9
4,679.8
8,000.7
4,707.0
41,562.3
42,326.4
1.8
31.1
0.9
0.1
0.1
40.0
36.5
30.0
0.8
73.5
68.4
52.3
62.1
694.1
3,238.8
106.5
136.5
741.6
3,067.2
163.0
130.3
(47.5)
171.6
(56.5)
6.2
-6.4%
5.6%
-34.7%
4.8%
0.9
(0.3)
(0.1)
0.1
41.8
423.0
5.7
20.5
318.2
482.1
0.2
18.9
123.7
490.3
(0.1)
19.3
19.8
468.7
19.8
46.4
455.7
0.7
19.2
125.8
451.9
100.1
19.7
18.4
467.1
(0.1)
19.1
5.6
51.2
24.6
122.9
40.4
9.2
5.1
0.9
51.5
18.1
2.1
123.3
41.0
75.6
4.4
1.0
106.7
25.0
0.3
130.6
48.8
33.5
4.5
0.1
47.5
31.0
0.4
106.1
39.8
26.8
5.0
69.7
13.7
1.9
121.2
71.3
241.0
5.2
101.7
22.6
108.8
123.8
12.8
5.4
0.1
66.6
23.3
0.7
42.4
66.2
38.6
35.2
2.1
494.9
158.3
5.4
755.3
431.3
437.5
43.1
710.1
175.5
5.0
822.2
203.9
2,042.9
(7.9)
2.1
(215.2)
(17.2)
0.4
(66.9)
227.4
(1,605.4)
-18.3%
100.0%
-30.3%
-9.8%
8.0%
-8.1%
111.5%
-78.6%
15.3
188.8
78.4
5.4
202.5
77.4
7.4
34.4
244.8
90.8
6.3
15.6
200.9
76.6
6.1
228.0
93.1
6.7
37.0
175.1
74.1
5.5
16.3
174.8
71.8
5.9
118.6
1,414.9
562.2
43.3
148.9
1,401.9
563.1
25.1
(30.3)
13.0
(0.9)
18.2
-20.3%
0.9%
-0.2%
72.5%
15.6
1.0
58.4
56.1
112.9
6.1
0.9
24.9
31.7
556.0
22.6
3.2
0.6
54.3
21.8
9.0
5.2
4.5
21.7
47.5
536.5
17.2
0.8
24.8
2.9
251.4
13.8
23.2
22.1
35.2
1,470.0
22.6
69.5
30.6
228.0
198.9
1,512.8
25.2
65.2
47.0
85.4
124.4
(42.8)
(2.6)
4.3
(16.4)
142.6
74.5
-2.8%
-10.3%
6.6%
-34.9%
167.0%
59.9%
4.2
8.4
(0.4)
21.8
3.7
16
STATE OF NEW YORK

GOVERNMENTAL FUNDS (*)
2016
APRIL
Administrative Recoveries
Commissions
Gifts, Grants and Donations
Indirect Cost Recoveries
Patient/Client Care Reimbursement
Rebates
Restitution and Settlements
Student Loans
All Other
Sales
Tuition
Total Miscellaneous Receipts
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
over Disbursements
Bond Proceeds (net)
Ending Fund Balance
MAY
JULY
AUGUST
SEPTEMBER
OCTOBER
0.4
0.2
3.4
0.4
156.5
9.2
7.2
8.2
49.0
1.8
54.7
1,455.5
29.1
0.2
2.6
25.7
215.6
12.7
132.7
6.9
28.4
1.4
45.5
2,101.6
34.6
0.2
3.2
6.8
53.7
11.4
63.3
6.2
54.4
1.6
60.7
2,347.3
20.9
0.1
1.6
(0.4)
258.7
22.4
35.5
7.4
43.3
1.4
48.7
1,542.0
9.9
0.3
0.7
3.1
251.9
10.1
2.4
6.4
39.9
1.6
177.7
1,965.6
28.6
2.8
4.0
23.9
275.3
13.8
3.5
6.4
56.5
1.4
418.7
2,857.7
8.1
2.4
0.5
162.9
12.9
9.8
7.9
52.0
8.7
164.5
1,822.8
3,275.7
4,197.5
5,208.4
3,646.2
4,205.4
5,381.8
3,558.0
12,952.1
10,124.4
15,344.4
9,528.1
10,850.8
16,240.2
10,087.8
1,097.9
3.4
71.5
3,326.5
4.3
45.3
4,064.1
8.5
610.1
593.6
12.7
46.7
1,213.7
15.3
58.0
4,245.9
6.0
140.3
3,569.1
597.4
90.9
370.1
5.0
226.0
6,031.3
4,384.6
674.5
158.0
429.1
15.9
525.0
9,563.2
4,795.6
841.3
107.6
748.3
192.8
612.0
11,980.3
4,267.7
724.0
138.8
596.5
64.9
387.8
6,832.7
4,714.9
575.1
209.8
515.6
198.5
574.5
8,075.4
1,074.8
363.5
2,629.2
1,060.3
523.2
466.2
1,386.2
602.6
509.1
1,045.0
444.2
430.2
113.3
313.6
162.9
486.0
89.9
643.8
10,525.7
12,261.8
2,426.4
(2,137.4)
3,182.1
(3,187.4)
2,615.0
(2,619.0)
2,979.9
(2,981.8)
2,667.0
(2,667.9)
1,834.6
(1,849.4)
(5.3)
(4.0)
(1.9)
(0.9)
(14.8)
2,421.1
$
JUNE
14,231.2
(2,141.4)
$
12,089.8
2017
JANUARY
DECEMBER
FEBRUARY
MARCH

$ Increase/
2015
(Decrease)
2016
% Increase/
Decrease
131.6
3.8
17.9
60.0
1,374.6
92.5
254.4
49.4
323.5
17.9
970.5
14,092.5
101.6
2.2
5.0
62.1
567.1
88.5
1,183.2
44.8
58.5
17.3
1,235.4
15,583.9
30.0
1.6
12.9
(2.1)
807.5
4.0
(928.8)
4.6
265.0
0.6
(264.9)
(1,491.4)
29,473.0
27,059.9
2,413.1
8.9%
85,127.8
84,970.2
157.6
0.2%
1,864.3
7.4
130.3
16,406.0
57.6
1,102.2
16,282.6
53.6
878.4
123.4
4.0
223.8
0.8%
7.5%
25.5%
3,813.3
888.7
146.4
1,188.9
60.0
664.9
11,154.4
3,773.6
663.0
106.4
443.6
15.9
450.8
7,455.3
29,318.8
4,964.0
957.9
4,292.1
553.0
3,441.0
61,092.6
27,761.4
3,517.8
1,122.9
4,534.2
517.2
3,021.2
57,689.3
1,557.4
1,446.2
(165.0)
(242.1)
35.8
419.8
3,403.3
5.6%
41.1%
-14.7%
-5.3%
6.9%
13.9%
5.9%
1,094.1
666.7
467.9
1,258.8
656.3
453.4
1,038.6
603.9
529.2
7,957.8
3,860.4
5,485.2
7,963.4
3,550.8
5,296.7
(5.6)
309.6
188.5
-0.1%
8.7%
3.6%
25.3
470.9
281.8
561.4
790.0
690.7
32.3
587.2
1,495.5
3,753.6
1,693.7
3,421.8
(198.2)
331.8
-11.7%
9.7%
15,211.9
9,248.3
11,147.3
15,003.6
10,246.5
132.5
279.8
130.6
$
NOVEMBER
12,220.4
(296.5)
278.9
$
12,499.3
1,236.6
12,188.0
(3.1)
1,239.3
$
13,427.3
83,645.1
79,615.7
4,029.4
1,482.7
5,354.5
(3,871.8)
-72.3%
18,300.4
(18,327.7)
19,557.6
(19,610.5)
(1,257.2)
(1,282.8)
0.0%
-6.4%
-6.5%
(27.3)
(52.9)
2,316.2
(2,319.3)
2.7
(311.3)
$
(158.7)
2,705.6
(2,702.9)
(161.8)
$
13,265.5
(*) Governmental Funds includes General, Special Revenue, Debt Service and Capital Projects Funds combined.
17
29.5%
72.7%
258.0%
-3.4%
142.4%
4.5%
-78.5%
10.3%
453.0%
3.5%
-21.4%
-9.6%
1,455.4
$
13,265.5
25.6
5,301.6
$
14,657.2
5.1%
48.4%
(3,846.2)
-72.5%
(1,391.7)
-9.5%
STATE OF NEW YORK

GOVERNMENTAL FUNDS
STATEMENT OF CASH FLOW - STATE OPERATING (*)
2016
APRIL
RECEIPTS:
Taxes:
Personal Income Tax:
Withholdings
Estimated payments
Returns
State/City Offsets
Gross Receipts
Refunds issued
Sales and Use
Auto Rental
Medical Marijuana
Motor Fuel
Alcoholic Beverage
Highway Use
Business Taxes:
Insurance
Bank
Petroleum Business
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Total Other Taxes
Total Taxes
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Audit Fees
Civil
Criminal
Motor Vehicle
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Bond Proceeds
MAY
12,641.2
JUNE
15,345.1
JULY
13,150.5
AUGUST
12,549.1
SEPTEMBER
13,151.9
13,391.9
OCTOBER
$
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
13,901.7
2,649.4
4,784.0
1,717.3
(184.9)
170.4
9,136.2
(2,752.5)
6,383.7
2,595.0
137.0
63.3
(18.2)
104.2
2,881.3
(695.6)
2,185.7
2,860.0
1,950.5
38.8
(16.7)
122.9
4,955.5
(231.6)
4,723.9
2,545.1
95.0
30.2
(15.9)
79.4
2,733.8
(172.0)
2,561.8
2,914.8
97.1
33.9
(18.8)
90.8
3,117.8
(178.0)
2,939.8
2,466.0
2,355.7
63.0
(64.9)
93.1
4,912.9
(208.5)
4,704.4
2,562.4
162.4
399.2
(294.7)
103.9
2,933.2
(400.5)
2,532.7
1,087.0
0.7
98.6
8.2
20.4
15.7
1,230.6
1,014.8
99.4
7.9
19.3
0.6
1,142.0
1,400.0
13.4
120.8
0.1
9.2
21.7
0.6
1,565.8
1,086.5
4.5
103.8
10.1
29.8
15.7
1,250.4
1,036.9
4.4
120.6
10.5
16.5
0.5
1,189.4
1,397.7
5.4
111.8
0.1
9.5
24.4
0.6
1,549.5
1,069.8
3.7
101.4
0.1
9.4
20.3
1.7
14.5
1,220.9

$ Increase/
2015
(Decrease)
2016
$
12,641.2
9,890.8
27.8%
8,092.7
32.1
756.4
0.3
64.8
152.4
1.7
48.2
9,148.6
7,819.5
27.4
775.1
61.7
150.2
54.9
8,888.8
273.2
4.7
(18.7)
0.3
3.1
2.2
1.7
(6.7)
259.8
3.5%
17.2%
-2.4%
100.0%
5.0%
1.5%
100.0%
-12.2%
2.9%
1,968.7
283.5
703.3
333.4
297.3
3,586.2
2,198.1
300.2
650.6
115.5
295.8
3,560.2
(229.4)
(16.7)
52.7
217.9
1.5
26.0
-10.4%
-5.6%
8.1%
188.7%
0.5%
0.7%
1,062.8
11.5
630.2
1.1
683.3
2,388.9
(425.2)
(0.7)
(8.8)
(0.2)
37.3
(397.6)
0.0%
-40.0%
-6.1%
-1.4%
-18.2%
5.5%
-16.6%
(764.1)
-1.8%
21.2
6.3
40.5%
16.1%
18,355.8
10,547.1
2,361.4
(515.9)
668.4
31,416.8
(4,732.5)
26,684.3
236.9
(965.4)
(15.7)
98.2
96.3
(746.1)
(93.8)
(652.3)
1.3%
-9.2%
-0.7%
19.0%
14.4%
-2.4%
0.0%
0.0%
-2.0%
-2.4%
83.5
1.2
20.2
(0.9)
34.7
138.7
628.5
123.9
327.2
(25.1)
41.5
1,096.0
75.0
5.2
3.7
2.8
52.5
139.2
17.5
0.5
14.6
38.1
41.5
112.2
833.0
138.0
315.4
(4.8)
43.8
1,325.4
175.5
4.3
2.5
317.1
44.0
543.4
74.9
0.7
90.4
116.6
282.6
106.1
1.4
74.0
0.1
94.0
275.6
77.2
1.7
91.1
100.6
270.6
72.7
1.3
102.0
0.1
85.2
261.3
122.0
2.3
90.5
0.4
107.8
323.0
85.7
2.3
88.8
0.3
104.7
281.8
99.0
1.1
84.6
111.7
296.4
637.6
10.8
621.4
0.9
720.6
1,991.3
8,128.2
3,742.0
7,656.3
4,212.7
4,564.4
7,861.1
4,593.4
40,758.1
41,522.2
1.8
8.1
0.9
0.1
0.1
40.0
36.5
30.0
0.8
73.5
45.4
52.3
39.1
(0.1)
0.1
2,750.4
18,592.7
9,581.7
2,345.7
(614.1)
764.7
30,670.7
(4,638.7)
26,032.0
155.7
10.4
19.7
6.2
39.3
231.3
0.9
(0.3)
% Increase/
Decrease
28.5
423.0
5.7
20.5
276.1
482.1
0.2
18.9
113.3
490.3
(0.1)
19.3
6.7
468.7
19.8
28.4
455.7
0.7
19.2
114.0
451.9
100.1
19.7
7.6
467.1
(0.1)
19.1
574.6
3,238.8
106.5
136.5
632.6
3,067.2
163.0
130.3
(58.0)
171.6
(56.5)
6.2
-9.2%
5.6%
-34.7%
4.8%
5.6
48.6
24.6
56.8
40.3
6.0
5.1
0.9
45.2
18.1
2.1
58.5
40.7
72.6
4.4
1.0
104.4
25.0
0.3
68.6
48.7
30.2
4.5
0.1
45.6
31.0
0.4
42.6
39.6
20.1
5.0
66.1
13.7
1.9
66.5
70.4
237.4
5.2
99.2
22.6
47.5
97.8
8.6
5.4
0.1
64.8
23.3
0.7
(10.6)
66.9
26.0
35.2
2.1
473.9
158.3
5.4
329.9
404.4
400.9
43.1
690.9
175.5
5.0
406.7
189.3
2,022.2
(7.9)
2.1
(217.0)
(17.2)
0.4
(76.8)
215.1
(1,621.3)
-18.3%
100.0%
-31.4%
-9.8%
8.0%
-18.9%
113.6%
-80.2%
15.3
188.8
78.4
5.0
202.5
77.4
7.1
34.4
244.8
90.8
5.9
15.6
200.9
76.6
5.9
228.0
93.1
6.2
37.0
175.1
74.1
5.1
16.3
174.8
71.8
5.5
118.6
1,414.9
562.2
40.7
148.9
1,401.9
563.1
24.5
(30.3)
13.0
(0.9)
16.2
-20.3%
0.9%
-0.2%
66.1%
22.6
25.2
(2.6)
0.0%
-10.3%
22.6
18
GOVERNMENTAL FUNDS
STATEMENT OF CASH FLOW - STATE OPERATING (*)
2016
APRIL
Issuance Fees
Non Bond Related
Rentals
Commissions
Rebates
Student Loans
All Other
Sales
Tuition
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
over Disbursements
Transfers from Other Funds (**)
Transfers to Other Funds (**)
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
2017
JANUARY
DECEMBER
FEBRUARY
MARCH

$ Increase/
2015
(Decrease)
2016
% Increase/
Decrease
6.1
0.9
24.3
31.5
3.2
54.0
21.4
8.4
(0.4)
21.4
2.5
5.2
0.5
21.6
47.2
17.2
24.8
1.3
13.8
23.2
22.1
34.9
69.5
25.1
226.6
194.2
65.2
43.7
85.1
120.4
4.3
(18.6)
141.5
73.8
6.6%
-42.6%
166.3%
61.3%
0.4
0.2
0.9
0.4
156.5
1.3
7.2
8.2
48.8
0.7
54.7
1,357.3
29.1
0.2
1.0
25.7
215.6
3.5
132.2
6.9
27.2
1.4
45.5
1,858.6
34.5
0.2
3.1
6.8
53.7
3.6
62.8
6.2
51.8
1.3
60.7
1,677.1
20.9
0.1
0.8
(0.4)
258.7
14.0
33.8
7.4
42.5
1.3
48.7
1,438.8
9.9
0.3
0.7
3.1
251.9
0.7
0.3
6.4
43.1
1.5
177.7
1,862.5
28.6
2.8
0.8
23.9
275.3
5.3
0.7
6.4
51.4
1.3
418.7
2,192.9
8.1
1.3
0.5
162.9
3.1
9.6
7.9
52.6
8.6
164.5
1,482.6
100.9
2.2
2.9
62.1
567.1
29.1
1,180.9
44.8
44.6
16.4
1,235.4
13,381.6
30.6
1.6
5.7
(2.1)
807.5
2.4
(934.3)
4.6
272.8
(0.3)
(264.9)
(1,511.8)
30.3%
72.7%
196.6%
-3.4%
142.4%
8.2%
-79.1%
10.3%
611.7%
-1.8%
-21.4%
-11.3%
14.8
0.7
0.1
0.5
20.4
9,500.3
5,601.3
9,333.5
5,652.0
6,447.3
10,053.9
6,076.0
829.5
0.1
11.8
3,043.9
0.4
29.9
3,766.9
0.6
583.8
418.1
0.2
29.1
1,016.7
2.8
36.3
4,116.4
0.5
103.3
1,325.3
174.5
19.0
123.3
2.3
192.1
2,677.9
1,757.5
278.4
30.4
131.0
7.6
481.0
5,760.1
1,790.2
629.0
19.3
421.4
16.0
524.2
7,751.4
1,712.0
223.9
24.4
288.7
18.6
307.9
3,022.9
1,758.2
140.3
22.6
168.6
30.2
489.4
3,665.1
1,026.0
317.9
2,618.7
1,016.1
429.2
431.1
1,314.3
485.9
494.9
1,003.7
364.8
430.0
113.3
0.1
162.9
0.1
89.9
0.2
6,753.9
7,799.5
10,136.6
2,746.4
(2,198.2)
(803.1)
3,034.0
(3,076.5)
2,444.0
(2,440.4)
2,968.6
(2,766.9)
3.6
2,703.9
$
JUNE
15.6
0.9
58.4
55.4
(42.5)

Ending Fund Balance
MAY
15,345.1
201.7
(2,194.6)
$
13,150.5
(601.4)
$
12,549.1
131.5
3.8
8.6
60.0
1,374.6
31.5
246.6
49.4
317.4
16.1
970.5
11,869.8
36.4
36.7
(0.3)
-0.8%
52,664.3
54,940.5
(2,276.2)
-4.1%
1,513.5
0.1
55.1
14,705.0
4.7
849.3
14,441.8
4.6
803.4
263.2
0.1
45.9
1.8%
2.2%
5.7%
1,667.3
507.3
42.5
194.8
19.8
428.7
7,080.6
1,474.7
203.7
2.9
164.5
11.8
376.4
3,802.7
11,485.2
2,157.1
161.1
1,492.3
106.3
2,799.7
33,760.7
10,990.9
1,864.3
170.8
1,649.4
114.4
2,606.5
32,646.1
494.3
292.8
(9.7)
(157.1)
(8.1)
193.2
1,114.6
4.5%
15.7%
-5.7%
-9.5%
-7.1%
7.4%
3.4%
1,035.5
514.7
433.4
1,211.7
477.6
416.6
993.4
502.2
525.5
7,600.7
3,092.3
5,350.2
7,623.3
2,871.6
5,163.2
(22.6)
220.7
187.0
-0.3%
7.7%
3.6%
25.3
0.2
281.8
0.2
790.0
1.6
32.3
-
1,495.5
2.4
1,693.7
0.6
(198.2)
1.8
-11.7%
300.0%
4,846.9
5,930.7
9,978.1
5,856.1
51,301.8
49,998.5
1,303.3
805.1
516.6
75.8
219.9
1,362.5
4,942.0
(3,579.5)
-72.4%
17,043.9
(17,119.4)
18,846.3
(18,116.1)
(1,802.4)
(996.7)
-9.6%
-5.5%
(805.7)
-110.3%
(4,385.2)
-77.3%
(1,634.8)
-10.5%
2,324.9
(2,527.2)
1,506.2
(1,782.8)
(202.3)
(276.6)
602.8
$
13,151.9
(0.1)
2,728.2
(2,294.2)
13,391.9
(193.4)
509.8
$
13,901.7
2,038.0
(2,231.4)
434.0
240.0
$
26.5
$
13,928.2
(*) State Operating Funds are comprised of the General Fund, State Special Revenue Funds supported by activities
from dedicated revenue sources (including operating transfers from Federal funds) and Debt Service Funds.
(**) Eliminations between State and Federal Special Revenue Funds are not included.
19
(75.5)
730.2
1,287.0
$
13,928.2
5,672.2
$
15,563.0
2.6%
STATE OF NEW YORK

GENERAL FUND
EXHIBIT F
2016
APRIL
RECEIPTS:
Taxes:
Personal Income Tax:
Withholdings
Estimated payments
Returns
State/City Offsets
Gross Receipts
Refunds issued
Sales and Use
Auto Rental
Motor Fuel
Alcoholic Beverage
Highway Use
Business Taxes:
Insurance
Bank
Petroleum Business
Other Taxes:
Real Property Gains
Estate and Gift
Pari-Mutuel
Total Other Taxes
Total Taxes
Abandoned Property:
Abandoned Property
Bottle Bill
Assessments:
Business
Medical Care
Public Utilities
Other
Civil
Criminal
Motor Vehicle
Interest Earnings
Issuance Fees
Non Bond Related
Rentals
Commissions
Rebates
Student Loans
All Other
Sales
MAY
8,934.1
2,649.4
4,784.0
1,717.3
(184.9)
170.4
9,136.2
(1.3)
(1,595.9)
(2,752.5)
4,786.5
JUNE
10,892.7
2,595.0
137.0
63.3
(18.2)
104.2
2,881.3
(546.5)
(695.6)
1,639.2
JULY
7,750.5
2,860.0
1,950.5
38.8
(16.7)
122.9
4,955.5
(420.2)
(1,180.9)
(231.6)
3,122.8
AUGUST
7,210.2
6,765.3
2,545.1
95.0
30.2
(15.9)
79.4
2,733.8
(640.5)
(172.0)
1,921.3
2,914.8
97.1
33.9
(18.8)
90.8
3,117.8
(734.9)
(178.0)
2,204.9
485.7
35.0
16.5
537.2
SEPTEMBER
$
6,229.0
OCTOBER
$
2,466.0
2,355.7
63.0
(64.9)
93.1
4,912.9
(108.4)
(1,176.1)
(208.5)
3,419.9
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
9,565.8
2,562.4
162.4
399.2
(294.7)
103.9
2,933.2
(4.6)
(633.2)
(400.5)
1,894.9
500.2
28.8
20.3
549.3
694.9
106.1
280.8
(3.3)
1,078.5
141.2
4.2
0.6
263.7
409.7
8,934.1

$ Increase/
2015
(Decrease)
$
7,299.5
1,634.6
3,775.7
220.7
152.4
4,148.8
3,640.2
201.8
150.2
3,992.2
135.5
18.9
2.2
156.6
1,596.1
215.9
622.9
279.4
2,714.3
1,891.4
234.2
579.6
84.3
2,789.5
(295.3)
(18.3)
43.3
195.1
(75.2)
-15.6%
-7.8%
7.5%
231.4%
0.0%
-2.7%
1,062.8
11.5
1.1
1,075.4
(425.2)
(0.7)
(0.2)
(426.1)
0.0%
-40.0%
-6.1%
0.0%
-18.2%
0.0%
-39.6%
27,246.4
(744.5)
-2.7%
655.4
33.9
21.7
711.0
508.9
29.2
29.8
567.9
123.8
8.1
18.2
7.9
158.0
60.0
1.1
20.0
2.5
83.6
514.5
94.7
286.9
(24.8)
871.3
64.2
1.5
2.9
2.8
71.4
74.9
0.7
75.6
106.1
1.4
0.1
107.6
77.2
1.7
78.9
72.7
1.3
0.1
74.1
122.0
2.3
0.4
124.7
85.7
2.3
0.3
88.3
99.0
1.1
100.1
637.6
10.8
0.9
649.3
5,567.1
2,353.3
4,784.0
2,634.7
2,908.6
5,300.2
2,954.0
26,501.9
236.9
(965.4)
(15.7)
98.2
96.3
(746.1)
(89.4)
(163.1)
(93.8)
(399.8)
22.4%
474.7
28.9
19.3
522.9
18,355.8
10,547.1
2,361.4
(515.9)
668.4
31,416.8
(623.9)
(6,671.1)
(4,732.5)
19,389.3
% Increase/
Decrease
18,592.7
9,581.7
2,345.7
(614.1)
764.7
30,670.7
(534.5)
(6,508.0)
(4,638.7)
18,989.5
497.9
28.7
20.4
547.0
(2.5)
0.2
13.5
30.6
41.8
652.9
36.2
24.4
713.5
2016
1.3%
-9.2%
-0.7%
19.0%
14.4%
-2.4%
-14.3%
-2.4%
-2.0%
-2.1%
3.7%
0.0%
9.4%
0.0%
1.5%
0.0%
0.0%
3.9%
.
(0.3)
0.1
8.1
0.1
0.1
38.2
36.5
29.3
0.8
67.5
45.4
46.2
39.1
21.3
6.3
46.1%
16.1%
6.5
0.1
250.0
2.2
-
4.8
-
14.2
0.1
2.7
55.7
-
2.0
-
250.0
32.4
55.7
0.2
250.0
39.2
131.7
0.4
(6.8)
(76.0)
(0.2)
0.0%
-17.3%
-57.7%
-50.0%
5.6
0.9
19.2
16.9
1.1
1.8
2.4
5.1
6.2
13.9
0.1
16.4
1.1
48.3
2.1
4.4
33.0
20.5
26.0
1.4
19.7
2.2
4.5
11.0
26.5
0.1
(4.0)
0.8
10.9
1.5
5.0
7.9
8.9
0.1
29.9
1.4
222.3
1.3
5.2
29.4
17.9
5.9
1.8
4.6
1.1
5.4
12.0
17.7
0.1
(49.8)
1.2
18.2
1.5
35.2
100.4
124.6
0.4
41.3
8.8
325.8
12.1
43.1
102.5
142.6
0.3
115.8
10.8
1,625.6
4.0
(7.9)
(2.1)
(18.0)
0.1
(74.5)
(2.0)
(1,299.8)
8.1
-18.3%
-2.0%
-12.6%
33.3%
-64.3%
-18.5%
-80.0%
202.5%
8.4
0.1
6.1
0.9
16.7
0.4
3.2
16.6
0.1
2.2
8.4
(0.6)
16.7
0.3
5.2
16.7
0.4
17.2
16.6
0.1
13.8
23.0
16.7
0.5
2.2
62.3
23.3
100.0
1.9
4.8
58.0
41.3
3.2
(2.6)
4.3
(18.0)
100.0
(1.3)
-54.2%
7.4%
-43.6%
100.0%
-40.6%
0.4
(1.8)
8.4
(1.4)
68.3
20.7
121.2
1.6
513.1
24.9
6.8
1.4
(0.1)
3.7
176.7
0.7
(0.4)
4.4
3.7
86.8
0.2
3.1
(0.3)
3.6
0.1
320.2
20.1
0.1
23.9
(0.7)
0.2
5.5
282.0
(0.3)
0.4
1.8
0.5
1.5
96.3
45.6
0.1
54.9
0.4
134.6
18.2
0.1
1,543.4
39.7
0.1
58.1
1.2
1,132.3
15.6
4.7
3,910.3
5.9
0.1
(0.1)
(3.2)
(0.8)
(997.7)
2.6
(4.6)
(2,366.9)
14.9%
100.0%
-100.0%
-5.5%
-66.7%
-88.1%
0.0%
16.7%
-97.9%
-60.5%
20
STATE OF NEW YORK

GENERAL FUND
EXHIBIT F
2016
APRIL
Federal Receipts
MAY
-
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Total Disbursements
over Disbursements
JUNE
JULY
AUGUST
-
SEPTEMBER
OCTOBER
0.2
0.1
5,635.4
2,866.6
4,960.8
2,721.5
3,228.8
5,582.2
3,050.3
828.1
0.1
2.1
3,043.4
0.4
12.6
3,045.9
0.4
559.7
418.3
10.7
1,015.2
2.2
2.3
1,854.8
0.3
99.7
990.1
24.7
7.2
122.9
2.2
1,977.4
1,259.9
210.8
11.0
130.1
6.4
23.2
4,697.8
1,361.8
255.3
8.1
420.9
11.3
11.0
5,674.4
1,070.3
62.1
17.0
288.6
17.2
0.1
1,884.3
1,281.1
44.4
9.2
168.0
27.7
23.9
2,574.0
474.9
102.9
2,439.7
487.9
135.3
193.5
609.4
162.1
391.3
476.2
131.5
403.1
4,994.9
5,514.5
6,837.2
2,895.1
640.5
(2,647.9)
(1,876.4)
(173.6)
(386.2)
1,178.7
(814.0)
1,594.3
442.8
74.0
5.0
(122.3)
(40.0)
(245.3)
(390.4)
530.8
295.7
74.1
38.8
(71.3)
(108.0)
1.8
(1,256.2)
1,181.0
727.0
90.5
23.0
39.6
(145.7)
3.0
(582.3)
469.7
455.1
96.3
6.0
(214.3)
(130.0)
(166.9)
(787.2)
269.9
392.1
84.8
0.7
(341.6)
18.0
(574.0)
1,430.0
621.9
83.2
43.4
23.8
(16.5)
80.7
(108.4)
633.2
440.4
78.7
21.1
(213.4)
(67.2)
(104.1)
(616.9)
1,336.1
(271.3)
(150.1)
2,158.1
171.8
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH

$ Increase/
2015
(Decrease)
2016
0.2
28,045.6
31,156.9
(3,111.3)
-10.0%
1,367.0
0.1
41.2
11,572.7
3.5
728.3
11,356.8
3.0
728.7
215.9
0.5
(0.4)
1.9%
16.7%
-0.1%
1,261.3
200.4
26.8
194.7
16.4
3,654.4
1,039.8
50.8
7.3
163.9
10.9
2,681.0
8,264.3
848.5
86.6
1,489.1
92.1
58.2
23,143.3
7,887.0
500.5
111.0
1,647.2
32.4
59.7
22,326.3
377.3
348.0
(24.4)
(158.1)
59.7
(1.5)
817.0
4.8%
69.5%
-22.0%
-9.6%
184.3%
-2.5%
3.7%
490.3
186.4
364.3
577.8
171.3
-
461.8
220.9
500.6
3,578.3
1,110.4
4,292.5
3,594.8
965.9
4,191.8
(16.5)
144.5
100.7
-0.5%
15.0%
2.4%
3,615.0
4,403.5
3,864.3
31,078.8
32,124.5
(4,078.9)
0.1
% Increase/
Decrease
0.3
1,045.7
78.1
50.0%
3.4%
(4,157.0)
-5,322.7%
-1.9%
0.1%
-1.1%
-68.5%
77.5%
0.0%
20.8%
-17.5%
-16.8%

Transfers from Revenue Bond Tax Fund
Transfers from LGAC / STRBTF
Transfers from CW/CA Fund
Transfers to State Capital Projects
Transfers to Federal Capital Projects
Transfers to All Other Capital Projects
Transfers to General Debt Service
Transfers to All Other State Funds
Total Other Financing
Sources (Uses)
1,318.1
Excess (Deficiency) of Receipts and

Other Financing Sources over
Ending Fund Balance
(494.3)
1,958.6
$
10,892.7
(3,142.2)
$
7,750.5
(540.3)
$
7,210.2
(444.9)
$
6,765.3
(536.3)
$
6,229.0
3,336.8
$
9,565.8
(642.2)
$
21
8,923.6
6,108.9
3,375.0
581.6
138.0
(899.5)
(507.4)
(412.8)
(4,315.4)
6,228.4
3,371.4
588.0
438.2
(506.9)
(419.9)
(500.4)
(5,188.1)
(119.5)
3.6
(6.4)
(300.2)
392.6
87.5
(87.6)
(872.7)
4,068.4
4,010.7
57.7
(10.5)
$
8,923.6
4,088.8
$
11,388.3
1.4%
(4,099.3)
-100.3%
(2,464.7)
-21.6%
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - COMBINED
EXHIBIT G
2016
APRIL
RECEIPTS:
Taxes:
Personal Income Tax
Sales and Use
Auto Rental
Medical Marijuana
Motor Fuel
Alcoholic Beverage
Highway Use
Business Taxes:
Insurance
Bank
Petroleum Business
Other Taxes:
Total Other Taxes
Total Taxes
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Audit Fees
Civil
Criminal
Motor Vehicle
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
Commissions
Rebates
Student Loans
All Other
Sales
MAY
3,607.1
1.3
JUNE
3,870.6
4,768.1
5,296.3
5,554.9
5,577.7
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
4,365.8
Intra-Fund
Transfer
Eliminations (*)
$
2016
$

$ Increase/
2015
(Decrease)
3,607.1
2,661.8
% Increase/
Decrease
945.3
35.5%
108.4
4.6
534.5
623.9
(89.4)
-14.3%
92.3
5.4
75.6
0.1
9.5
0.6
183.5
69.7
3.7
72.6
0.1
9.4
1.7
14.5
171.7
543.3
32.1
535.7
0.3
64.8
1.7
48.2
1,226.1
536.7
27.4
573.3
61.7
54.9
1,254.0
6.6
4.7
(37.6)
0.3
3.1
1.7
(6.7)
(27.9)
1.2%
17.2%
-6.6%
100.0%
5.0%
0.0%
100.0%
-12.2%
-2.2%
23.5
0.1
0.2
(3.4)
34.7
55.1
114.0
29.2
40.3
(0.3)
41.5
224.7
10.8
3.7
0.8
52.5
67.8
20.0
0.3
1.1
7.5
41.5
70.4
138.1
31.9
34.6
(1.5)
43.8
246.9
34.3
0.1
1.9
53.4
44.0
133.7
372.6
67.6
80.4
54.0
297.3
871.9
306.7
66.0
71.0
31.2
295.8
770.7
65.9
1.6
9.4
22.8
1.5
101.2
21.5%
2.4%
13.2%
73.1%
0.5%
13.1%
116.6
116.6
94.0
94.0
100.6
100.6
85.2
85.2
107.8
107.8
104.7
104.7
111.7
111.7
720.6
720.6
683.3
683.3
37.3
37.3
5.5%
5.5%
376.6
293.9
945.2
327.2
345.0
643.5
421.7
3,353.1
3,331.9
21.2
0.6%
1.8
0.7
0.9
(0.1)
1.8
0.9
OCTOBER
65.8
4.4
85.6
10.5
0.5
166.8
31.9
2.3
1.5
(1.7)
39.3
73.3
SEPTEMBER
69.3
4.5
74.6
10.1
15.7
174.2
65.8
70.5
7.9
0.6
144.8
420.2
AUGUST
89.5
13.4
86.9
0.1
9.2
0.6
199.7
90.9
0.7
69.9
8.2
15.7
185.4
JULY
6.0
6.1
(0.1)
-1.6%
32.4
416.5
5.7
20.4
59.5
479.9
0.2
18.9
113.4
485.5
(0.1)
19.3
8.7
468.7
19.8
38.6
441.5
0.7
19.1
114.1
449.2
44.4
19.7
9.1
465.1
(0.1)
19.1
375.8
3,206.4
50.8
136.3
431.5
3,028.0
31.3
129.9
(55.7)
178.4
19.5
6.4
-12.9%
5.9%
62.3%
4.9%
47.7
5.4
39.9
39.2
5.1
0.9
39.0
4.2
2.0
42.1
39.6
25.0
1.0
71.4
4.5
0.3
42.6
47.3
11.1
0.1
34.6
4.5
0.3
46.6
38.8
12.4
58.2
4.8
1.8
36.6
69.0
15.8
69.8
4.7
41.6
96.0
5.4
0.1
52.8
5.6
0.6
39.2
65.7
14.5
2.1
373.5
33.7
5.0
288.6
395.6
89.3
588.4
32.9
4.7
290.9
178.5
404.2
2.1
(214.9)
0.8
0.3
(2.3)
217.1
(314.9)
100.0%
-36.5%
2.4%
6.4%
-0.8%
121.6%
-77.9%
15.3
188.8
78.4
2.8
202.5
77.4
5.2
34.4
244.8
90.8
3.9
15.6
200.9
76.6
4.4
228.0
93.1
5.1
37.0
175.1
74.1
4.2
16.3
174.8
71.8
4.2
118.6
1,414.9
562.2
29.8
148.9
1,401.9
563.1
20.8
(30.3)
13.0
(0.9)
9.0
-20.3%
0.9%
-0.2%
43.3%
7.2
0.9
58.4
55.3
7.2
31.1
22.6
37.3
21.3
0.5
4.1
46.8
7.1
1.2
0.2
4.2
34.4
20.4
7.2
1.8
123.0
192.3
20.4
7.2
2.4
80.3
117.2
(0.6)
42.7
75.1
0.0%
0.0%
0.0%
-25.0%
53.2%
64.1%
0.4
0.2
0.9
145.8
11.0
(1.2)
8.2
50.3
0.7
29.1
0.2
1.0
5.0
189.7
12.7
11.0
6.9
26.0
1.4
9.7
0.2
3.1
91.8
10.0
62.9
6.2
48.0
1.5
9.7
0.3
0.7
200.6
10.1
0.3
6.4
35.7
1.3
8.5
2.7
0.8
234.3
14.5
0.5
6.4
44.7
1.3
8.4
1.3
0.1
131.6
11.2
9.1
7.9
50.0
8.6
86.0
3.7
8.6
5.1
1,114.3
91.9
112.0
49.4
293.5
16.1
61.8
2.2
2.8
4.0
278.2
87.1
48.7
44.8
29.7
11.6
(2.2)
0.2
4.7
2.2
20.2
0.1
0.8
120.5
22.4
29.4
7.4
38.8
1.3
22
24.2
1.5
5.8
1.1
836.1
4.8
63.3
4.6
263.8
4.5
39.2%
68.2%
207.1%
27.5%
300.5%
5.5%
130.0%
10.3%
888.2%
38.8%
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - COMBINED
EXHIBIT G
2016
APRIL
Tuition
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
418.7
1,877.8
164.5
1,371.0
54.7
1,291.3
45.5
1,363.1
60.7
1,547.3
48.7
1,227.4
177.7
1,506.5
3,149.5
4,040.9
4,981.0
3,491.2
3,940.8
5,019.4
3,393.9
4,817.4
5,697.9
7,473.5
5,045.8
5,792.3
7,540.7
5,186.6
269.8
0.6
10.5
282.9
21.2
1,018.1
0.9
32.4
167.5
0.4
19.4
192.9
1.1
37.1
2,388.4
0.5
5.2
2,579.0
570.0
85.0
247.2
0.1
198.2
3,960.4
3,124.7
452.2
141.1
283.2
1.2
461.4
4,767.9
3,433.8
578.6
99.0
327.4
4.7
522.1
6,017.0
3,197.4
652.1
119.6
272.9
1.7
310.4
4,741.4
3,433.8
527.3
200.0
341.6
3.8
472.6
5,210.2
599.9
260.1
189.5
0.1
572.4
386.2
272.7
0.1
776.8
439.7
117.8
0.2
568.8
298.2
27.1
0.2
5,010.0
5,999.3
7,351.5
5,635.7
2,121.0
8.2%
38,522.5
3,031.7
7.9%
494.7
0.1
22.9
4,814.3
3.6
148.7
4,912.2
3.4
102.8
(97.9)
0.2
45.9
-2.0%
5.9%
44.6%
2,552.0
676.5
109.2
978.5
3.4
432.9
7,146.6
2,733.8
601.5
86.1
270.5
1.0
379.7
4,590.3
21,054.5
4,058.2
840.0
2,721.3
15.9
2,777.3
36,433.8
19,874.4
2,969.5
968.7
2,832.1
85.3
2,567.5
34,315.9
1,180.1
1,088.7
(128.7)
(110.8)
(69.4)
209.8
2,117.9
5.9%
36.7%
-13.3%
-3.9%
-81.4%
8.2%
6.2%
603.8
477.1
103.6
0.2
681.0
481.6
453.4
1.6
576.8
382.1
28.6
-
4,379.5
2,725.0
1,192.7
2.4
4,368.6
2,564.6
1,104.9
0.6
10.9
160.4
87.8
1.8
0.2%
6.3%
7.9%
300.0%
6,394.9
8,764.2
5,577.8
2,378.8
5.6%
(602.6)
(1,223.5)
(391.2)
560.0
(103.9)
1,365.6
(166.7)
755.0
(348.8)
996.8
(148.3)
708.0
(82.6)
218.6
(207.0)
677.4
(89.8)
456.1
1,198.9
406.2
848.5
625.4
11.6
587.6
(*)
897.5
$
4,768.1
528.2
$
5,296.3
258.6
$
5,554.9
22.8
$
5,577.7
(1,211.9)
$
4,365.8
4,562.2
44,733.4
42,354.6
(3,179.2)
(3,832.1)
652.9
17.0%
5,051.8
(917.5)
5,985.0
(1,369.4)
(933.2)
(451.9)
-15.6%
-33.0%
4,134.3
4,615.6
(481.3)
-10.4%
171.6
21.9%
1,116.9
32.4%
Intra-Fund transfer eliminations represent transfers between Special Revenue- State and Federal Funds.
23
-21.4%
9.6%
(229.6)
229.6
196.4
$
(264.9)
889.5
% Increase/
Decrease
25,895.7

$ Increase/
2015
(Decrease)
28,016.7
(589.9)
263.5
2016
41,554.2
122.0
3,870.6
Intra-Fund
Transfer
Eliminations (*)
(301.4)
MARCH
(192.6)
Ending Fund Balance
FEBRUARY
1,235.4
9,294.9

2017
JANUARY
DECEMBER
970.5
10,184.4

over Disbursements

NOVEMBER
955.1
$
4,562.2
783.5
$
3,445.3
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - STATE
STATEMENT OF RECEIPTS AND DISBURSEMENTS
EXHIBIT G

2016
APRIL
RECEIPTS:
Taxes:
Personal Income Tax
Sales and Use
Auto Rental
Medical Marijuana
Motor Fuel
Alcoholic Beverage
Highway Use
Business Taxes
Insurance
Bank
Petroleum Business
Other Taxes
Total Other Taxes
Total Taxes
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Audit Fees
Civil
Criminal
Motor Vehicle
Gaming:
Casino
Lottery
Video Lottery
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
Commissions
Rebates
Student Loans
All Other
Sales
MAY
3,547.4
1.3
90.9
0.7
69.9
8.2
15.7
185.4
JUNE
4,127.5
JULY
4,982.0
420.2
AUGUST
4,973.0
SEPTEMBER
5,579.2
6,054.3
OCTOBER
$
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
3,961.4
2016
$
$ Increase/
(Decrease)
2015
3,547.4
2,472.6
1,074.8
% Increase/
Decrease
43.5%
108.4
4.6
534.5
623.9
(89.4)
-14.3%
543.3
32.1
535.7
0.3
64.8
1.7
48.2
1,226.1
536.7
27.4
573.3
61.7
54.9
1,254.0
6.6
4.7
(37.6)
0.3
3.1
1.7
(6.7)
(27.9)
1.2%
17.2%
-6.6%
100.0%
5.0%
0.0%
100.0%
-12.2%
-2.2%
306.7
66.0
71.0
31.2
295.8
770.7
65.9
1.6
9.4
22.8
1.5
101.2
21.5%
2.4%
13.2%
73.1%
0.5%
13.1%
89.5
13.4
86.9
0.1
9.2
0.6
199.7
69.3
4.5
74.6
10.1
15.7
174.2
65.8
4.4
85.6
10.5
0.5
166.8
92.3
5.4
75.6
0.1
9.5
0.6
183.5
69.7
3.7
72.6
0.1
9.4
1.7
14.5
171.7
23.5
0.1
0.2
(3.4)
34.7
55.1
114.0
29.2
40.3
(0.3)
41.5
224.7
10.8
3.7
0.8
52.5
67.8
20.0
0.3
1.1
7.5
41.5
70.4
138.1
31.9
34.6
(1.5)
43.8
246.9
34.3
0.1
1.9
53.4
44.0
133.7
372.6
67.6
80.4
54.0
297.3
871.9
116.6
116.6
94.0
94.0
100.6
100.6
85.2
85.2
107.8
107.8
104.7
104.7
111.7
111.7
720.6
720.6
683.3
683.3
37.3
37.3
5.5%
5.5%
376.6
293.9
945.2
327.2
345.0
643.5
421.7
3,353.1
3,331.9
21.2
0.6%
1.8
0.9
1.8
0.7
31.9
2.3
1.5
(1.7)
39.3
73.3
0.9
65.8
70.5
7.9
0.6
144.8
(0.1)
6.0
6.1
(0.1)
-1.6%
382.6
3,028.0
31.3
129.9
(58.0)
178.4
19.5
6.4
-15.2%
5.9%
62.3%
4.9%
0.1
52.8
5.6
0.6
39.2
65.7
7.8
2.1
373.5
33.7
5.0
288.6
395.6
75.1
588.4
32.9
4.7
290.9
178.5
396.6
2.1
(214.9)
0.8
0.3
(2.3)
217.1
(321.5)
100.0%
-36.5%
2.4%
6.4%
-0.8%
121.6%
-81.1%
37.0
175.1
74.1
4.0
16.3
174.8
71.8
4.0
118.6
1,414.9
562.2
28.4
148.9
1,401.9
563.1
20.5
(30.3)
13.0
(0.9)
7.9
-20.3%
0.9%
-0.2%
38.5%
0.5
4.1
46.8
7.1
1.2
0.2
4.2
34.4
20.4
7.2
1.8
123.0
192.3
20.4
7.2
2.4
80.3
117.2
(0.6)
42.7
75.1
0.0%
0.0%
0.0%
-25.0%
53.2%
64.1%
9.7
0.3
0.7
200.6
1.0
0.3
6.4
39.5
1.3
8.5
2.7
0.8
234.3
6.0
0.5
6.4
45.9
1.3
8.4
1.3
0.1
131.6
1.3
9.1
7.9
51.1
8.6
85.9
3.7
8.6
5.1
1,114.3
31.1
112.0
49.4
299.2
15.9
61.2
2.2
2.8
4.0
278.2
27.9
48.6
44.8
29.0
11.6
26.1
479.9
0.2
18.9
113.3
485.5
(0.1)
19.3
6.7
468.7
19.8
28.4
441.5
0.7
19.1
114.0
449.2
44.4
19.7
7.6
465.1
(0.1)
19.1
47.7
5.4
39.9
39.2
4.2
0.9
39.0
4.2
2.0
42.1
39.6
24.3
1.0
71.4
4.5
0.3
42.6
47.3
10.5
0.1
34.6
4.5
0.3
46.6
38.8
9.2
58.2
4.8
1.8
36.6
69.0
15.1
69.8
4.7
41.6
96.0
4.0
15.3
188.8
78.4
2.6
202.5
77.4
5.0
34.4
244.8
90.8
3.7
15.6
200.9
76.6
4.3
228.0
93.1
4.8
7.2
0.9
58.4
55.3
7.2
31.1
22.6
37.3
21.3
0.4
0.2
0.9
145.8
3.1
(1.2)
8.2
50.2
0.7
29.1
0.2
1.0
5.0
189.7
3.5
11.0
6.9
25.6
1.4
9.6
0.2
3.1
91.8
2.2
62.9
6.2
48.1
1.3
20.2
0.1
0.8
120.5
14.0
29.4
7.4
38.8
1.3
324.6
3,206.4
50.8
136.3
28.5
416.5
5.7
20.4
(2.2)
0.2
4.7
2.2
24
24.7
1.5
5.8
1.1
836.1
3.2
63.4
4.6
270.2
4.3
40.4%
68.2%
207.1%
27.5%
300.5%
11.5%
130.5%
10.3%
931.7%
37.1%
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - STATE
EXHIBIT G

2016
APRIL
Tuition
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
over Disbursements
Ending Fund Balance
MAY
54.7
1,278.3
JULY
60.7
1,538.4
14.8
0.5
1,669.7
1,613.6
2,483.6
1.4
9.7
0.5
17.3
721.0
0.2
24.1
335.2
149.8
11.8
0.4
0.1
192.1
700.5
497.6
67.6
19.4
0.9
1.2
457.8
1,062.3
428.4
373.7
11.2
0.5
4.7
513.2
2,077.0
551.1
214.5
179.0
0.1
528.2
292.2
237.6
0.1
1,645.2
2,120.4
AUGUST
48.7
1,213.7
SEPTEMBER
OCTOBER
418.7
1,868.8
164.5
1,353.8
177.7
1,490.0
(1.1)
(14.7)
1,539.8
(0.1)
NOVEMBER
1,235.4
9,177.5
13,414.7
12,509.4
% Increase/
Decrease
(264.9)
884.7
-21.4%
9.6%
(0.6)
-100.0%
1.5
0.6
34.0
2,261.6
0.2
3.6
146.5
13.9
3,132.3
1.2
121.0
3,085.0
1.6
74.7
47.3
(0.4)
46.3
1.5%
-25.0%
62.0%
641.7
161.8
7.4
0.1
1.4
307.8
1,138.6
477.1
95.9
13.4
0.6
2.5
465.5
1,091.1
406.0
306.9
15.7
0.1
3.4
428.7
3,426.2
434.9
152.9
(4.4)
0.6
0.9
376.4
1,121.7
3,220.9
1,308.6
74.5
3.2
14.2
2,741.5
10,617.4
3,103.9
1,363.8
59.8
2.2
82.0
2,546.8
10,319.8
117.0
(55.2)
14.7
1.0
(67.8)
194.7
297.6
3.8%
-4.0%
24.6%
45.5%
-82.7%
7.6%
2.9%
704.9
323.0
103.6
0.2
527.5
218.8
26.9
0.2
545.2
325.1
69.1
0.2
633.9
302.9
416.6
1.6
531.6
280.4
24.9
-
4,022.4
1,956.9
1,057.7
2.4
4,028.5
1,885.4
971.4
0.6
(6.1)
71.5
86.3
1.8
-0.2%
3.8%
8.9%
300.0%
3,208.7
1,912.0
2,030.7
4,781.2
1,958.6
(0.2)
0.2
18.4
(2,269.0)
(183.1)
560.0
(4.4)
1,365.6
(4.3)
755.0
(38.9)
996.8
(18.4)
708.0
(22.5)
218.6
(42.5)
677.4
(24.0)
555.6
1,361.3
716.1
978.4
685.5
176.1
653.4
(9.0)
$
$ Increase/
(Decrease)
2015
970.5
10,062.2
(0.6)
(210.4)
854.5
2016
(372.2)
4,982.0
MARCH
1,775.5
(725.1)
FEBRUARY
2,512.2
(506.8)
4,127.5
2017
JANUARY
DECEMBER
1,820.3
24.5
580.1
$
JUNE
45.5
1,319.2
4,973.0
606.2
$
5,579.2
475.1
$
6,054.3
(2,092.9)
$
3,961.4
4,431.7
25
17,656.8
17,205.7
451.1
2.6%
(4,242.1)
(4,696.3)
454.2
9.7%
5,281.4
(155.0)
6,258.8
(475.8)
(977.4)
(320.8)
-15.6%
-67.4%
5,126.4
5,783.0
(656.6)
-11.4%
(202.4)
-18.6%
872.4
24.5%
7.2%
470.3
$
905.3
884.3
$
4,431.7
1,086.7
$
3,559.3
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - FEDERAL
EXHIBIT G

2016
APRIL
MAY
59.7
JUNE
(256.9)
JULY
(213.9)
AUGUST
323.3
(24.3)
SEPTEMBER
OCTOBER
(476.6)
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
404.4
2016
$
$ Increase/
(Decrease)
2015
59.7
189.2
(129.5)
% Increase/
Decrease
-68.4%
RECEIPTS:
Abandoned Property:
Abandoned Property
Assessments:
Business
Medical Care
Public Utilities
Other
Civil
Criminal
Motor Vehicle
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
Commissions
Rebates
Student Loans
All Other
Sales
Tuition
Federal Receipts
Total Receipts
0.0%
3.9
-
33.4
-
0.1
-
2.0
-
10.2
-
0.1
-
1.5
-
51.2
-
48.9
-
2.3
-
4.7%
0.0%
0.0%
0.0%
0.9
0.2
0.7
0.2
0.6
0.2
3.2
0.1
0.7
0.3
1.4
0.2
6.7
0.2
14.2
1.4
7.6
0.3
6.6
1.1
0.0%
0.0%
0.0%
0.0%
0.0%
86.8%
366.7%
7.9
0.1
13.0
9.2
0.4
43.9
0.1
7.8
(0.1)
0.2
8.9
8.4
13.7
9.1
(3.8)
16.5
8.5
(1.2)
9.0
9.9
(1.1)
17.2
3,134.7
4,040.4
4,981.0
3,492.3
3,955.5
5,019.5
3,393.9
3,147.7
4,084.3
4,989.9
3,506.0
3,972.0
5,028.5
3,411.1
26
0.1
60.8
(5.7)
0.2
122.2
0.6
59.2
0.1
0.7
117.4
(0.5)
1.6
(0.1)
(6.4)
0.2
4.8
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
-83.3%
0.0%
0.0%
0.0%
0.0%
2.7%
-100.0%
0.0%
-914.3%
100.0%
0.0%
4.1%
28,017.3
25,895.7
2,121.6
8.2%
28,139.5
26,013.1
2,126.4
8.2%
STATE OF NEW YORK

SPECIAL REVENUE FUNDS - FEDERAL
EXHIBIT G

2016
APRIL
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
Total Disbursements
over Disbursements
Ending Fund Balance
MAY
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
FEBRUARY
MARCH
2016
$ Increase/
(Decrease)
2015
% Increase/
Decrease
268.4
0.6
0.8
282.4
3.9
297.1
0.7
8.3
167.7
0.2
1.0
191.4
0.5
3.1
126.8
0.3
1.6
348.2
0.1
9.0
1,682.0
2.4
27.7
1,827.2
1.8
28.1
(145.2)
0.6
(0.4)
-7.9%
33.3%
-1.4%
2,243.8
420.2
73.2
246.8
6.1
3,259.9
2,627.1
384.6
121.7
282.3
3.6
3,705.6
3,005.4
204.9
87.8
326.9
8.9
3,940.0
2,555.7
490.3
112.2
272.8
0.3
2.6
3,602.8
2,956.7
431.4
186.6
341.0
1.3
7.1
4,119.1
2,146.0
369.6
93.5
978.4
4.2
3,720.4
2,298.9
448.6
90.5
269.9
0.1
3.3
3,468.6
17,833.6
2,749.6
765.5
2,718.1
1.7
35.8
25,816.4
16,770.5
1,605.7
908.9
2,829.9
3.3
20.7
23,996.1
1,063.1
1,143.9
(143.4)
(111.8)
(1.6)
15.1
1,820.3
6.3%
71.2%
-15.8%
-4.0%
-48.5%
72.9%
7.6%
48.8
45.6
10.5
-
44.2
94.0
35.1
-
71.9
116.7
14.2
-
41.3
79.4
0.2
-
58.6
152.0
34.5
-
47.1
178.7
36.8
-
45.2
101.7
3.7
-
357.1
768.1
135.0
-
340.1
679.2
133.5
-
17.0
88.9
1.5
-
5.0%
13.1%
1.1%
0.0%
3,364.8
3,878.9
4,142.8
3,723.7
4,364.2
3,983.0
3,619.2
(217.1)
205.4
847.1
(217.7)
(392.2)
(99.5)
(162.4)
(309.9)
(129.9)
(60.1)
(164.5)
(65.8)
(99.5)
(162.4)
(309.9)
(129.9)
(60.1)
(164.5)
(65.8)
(316.6)
$
JUNE
2017
JANUARY
(256.9)
43.0
$
(213.9)
537.2
$
323.3
(347.6)
$
(24.3)
1,045.5
(452.3)
$
(476.6)
(208.1)
881.0
$
404.4
130.5
27
27,076.6
25,148.9
1,927.7
7.7%
1,062.9
864.2
198.7
23.0%
(273.9)
$
(992.1)
(1,167.4)
(175.3)
0.0%
-15.0%
(992.1)
(1,167.4)
(175.3)
-15.0%
374.0
123.4%
244.5
214.5%
70.8
$
130.5
(303.2)
$
(114.0)
STATE OF NEW YORK

DEBT SERVICE FUNDS
FISCAL YEAR 2016-17
EXHIBIT H
2016
APRIL
$
159.7
MAY
$ 324.9
JUNE
$ 418.0
JULY
$ 365.9
AUGUST
$ 807.4
1,595.9
546.5
1,180.9
640.5
734.9
1,176.1
633.2
498.2
498.2
474.3
474.3
655.1
655.1
508.3
508.3
485.4
485.4
652.5
652.5
499.9
499.9
90.4
90.4
74.0
74.0
91.1
91.1
102.0
102.0
90.5
90.5
88.8
88.8
84.6
84.6
2,184.5
1,094.8
1,927.1
1,250.8
1,310.8
1,917.4
1,217.7
RECEIPTS:
Taxes:
Personal Income Tax
Sales and Use
Other Taxes:
Total Other Taxes
Total Taxes
Assessments:
Medical Care
Civil
Criminal
Motor Vehicle
Interest Earnings
Rentals
Sales
Federal Receipts
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
2016
$
159.7

$ Increase/ % Increase/
2015
(Decrease)
Decrease
$
118.7
$
41.0
34.5%
6,508.0
6,671.1
(163.1)
-2.4%
3,773.7
3,773.7
3,642.6
3,642.6
131.1
131.1
3.6%
3.6%
621.4
621.4
630.2
630.2
(8.8)
(8.8)
-1.4%
-1.4%
10,903.1
10,943.9
(40.8)
-0.4%
0.0%
0.4
-
0.1
-
0.1
-
0.1
0.8
-
1.1
-
1.2
-
0.2
3.6
-
4.8
-
0.2
(1.2)
-
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
100.0%
-25.0%
0.0%
10.7
10.7
25.9
26.3
(38.1)
(38.0)
138.2
138.3
51.3
0.1
52.3
41.0
42.1
31.3
32.5
288.9
0.1
293.8
(28.6)
(29.6)
-9.9%
0.0%
-10.1%
Total Receipts
SEPTEMBER OCTOBER
$ 1,108.6
$ 374.5
2,195.2
1,121.1
1.6
35.1
1,889.1
1,390.7
1,398.2
260.3
0.1
264.2
36.7
36.5
11,204.0
11,274.2
1,959.5
1,250.2
0.2
0.5%
(70.2)
-0.6%
DISBURSEMENTS:
Debt Service, Including Payments On
0.5
1.7
0.8
14.5
3.2
3.4
0.9
25.0
20.3
113.3
162.9
89.9
25.3
281.8
790.0
32.3
1,495.5
1,693.7
(198.2)
-11.7%
Total Disbursements
113.8
164.6
90.7
39.8
285.0
793.4
33.2
1,520.5
1,714.0
(193.5)
-11.3%
2,081.4
956.5
1,798.4
1,350.9
1,113.2
1,166.1
1,217.0
9,683.5
9,560.2
123.3
1,559.0
(10,829.3)
1,961.5
(11,025.0)
(402.5)
(195.7)
-20.5%
-1.8%
(9,270.3)
(9,063.5)
(206.8)
-2.3%
(83.5)
-16.8%
(42.5)
-6.9%

over Disbursements


Ending Fund Balance
357.9
(2,274.1)
139.0
(1,002.4)
192.1
(2,042.6)
301.0
(1,210.4)
50.7
(862.7)
331.1
(2,231.3)
187.2
(1,205.8)
(1,916.2)
(863.4)
(1,850.5)
(909.4)
(812.0)
(1,900.2)
(1,018.6)
441.5
301.2
807.4
$ 1,108.6
165.2
324.9
93.1
418.0
(52.1)
365.9
(734.1)
374.5
198.4
572.9
28
413.2
572.9
4.7
496.7
615.4
23.2%
1.3%
STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - COMBINED
EXHIBIT I

RECEIPTS:
Taxes:
Auto Rental
Motor Fuel
Highway Use
Business Taxes:
Petroleum Business
Other Taxes:
Total Other Taxes
Total Taxes
Abandoned Property:
Bottle Bill
Assessments:
Business
Civil
Motor Vehicle
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
Rebates
All Other
Sales
Federal Receipts
Total Receipts
2016
APRIL
(890.8)
MAY
(857.0)
JUNE
(846.8)
JULY
(652.0)
AUGUST
$ (628.3)
SEPTEMBER
$
(727.3)
OCTOBER
(878.8)
NOVEMBER
DECEMBER
2017
JANUARY
0.3
30.8
12.6
43.7
29.4
10.7
40.1
18.9
35.1
12.3
66.3
0.1
36.4
12.5
49.0
0.1
39.5
12.3
51.9
23.2
35.3
11.7
70.2
35.5
11.3
46.8
0.8
48.2
49.0
43.2
43.2
2.1
52.1
54.2
0.1
66.2
66.3
51.6
51.6
2.5
55.0
57.5
54.9
54.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
92.7
83.3
132.4
127.2
115.4
139.6
113.6
FEBRUARY
Intra-Fund
Transfer
MARCH Eliminations (*)
$
-
2016
(890.8)
2015
(724.4)
$ Increase/
(Decrease)
(166.4)
% Increase/
Decrease
-23.0%
42.6
242.0
83.4
368.0
46.0
231.9
91.0
368.9
(3.4)
10.1
(7.6)
(0.9)
-7.4%
4.4%
-8.4%
-0.2%
5.5
371.2
376.7
5.5
370.2
375.7
1.0
1.0
0.0%
0.0%
0.3%
0.3%
59.5
59.5
59.6
59.6
(0.1)
(0.1)
-0.2%
-0.2%
804.2
804.2
0.0%
23.0
23.0
23.0
0.0%
9.4
8.7
10.3
11.1
7.8
11.7
9.3
68.3
60.1
8.2
13.6%
2.6
66.1
0.1
2.3
0.2
6.3
64.8
0.3
2.3
0.1
2.3
62.0
0.1
2.7
0.2
1.9
63.5
0.2
3.5
0.1
3.6
54.7
0.9
2.9
0.2
2.5
61.3
26.0
2.8
0.2
1.8
53.0
(0.7)
5.9
0.2
21.0
425.4
26.9
22.4
1.2
19.2
415.5
14.6
13.1
0.3
1.8
9.9
12.3
9.3
0.9
9.4%
0.0%
2.4%
84.2%
71.0%
300.0%
0.1
0.7
112.9
0.6
0.2
556.0
0.6
0.3
0.4
4.2
0.4
1.2
9.0
4.0
0.1
0.3
536.5
0.8
1.6
251.4
0.3
1,470.0
5.5
1.4
4.7
1,512.8
3.3
0.3
4.0
(42.8)
2.2
1.1
0.7
-2.8%
0.0%
66.7%
366.7%
17.5%
2.5
0.1
1.1
85.2
1.6
0.5
0.8
199.1
0.1
0.5
2.7
0.1
661.3
0.8
1.7
0.8
0.1
89.5
0.3
2.1
0.6
0.1
86.6
3.2
2.8
6.3
0.1
655.8
1.1
(0.1)
0.2
0.5
0.1
323.0
9.3
0.2
7.8
11.8
1.6
2,100.5
0.1
2.1
0.2
2.2
13.2
0.9
2,084.9
(0.1)
7.2
5.6
(1.4)
0.7
15.6
-100.0%
342.9%
0.0%
0.0%
254.5%
-10.6%
77.8%
0.7%
126.2
156.4
227.3
153.4
229.5
362.4
164.1
1,419.3
1,127.5
291.8
25.9%
304.1
438.8
1,021.0
370.1
431.5
1,157.8
600.7
4,324.0
4,016.6
307.4
7.7%
29
STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - COMBINED
EXHIBIT I

2016
APRIL
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
Intra-Fund
Transfer
MARCH Eliminations (*)
2016
$ Increase/
(Decrease)
2015
% Increase/
Decrease
2.7
58.9
0.2
3.9
11.5
0.1
7.2
18.0
7.8
12.3
16.6
5.6
12.0
18.6
2.7
5.2
35.4
2.6
7.2
66.2
19.0
50.5
225.2
13.6
47.2
46.9
2.7
(1.3)
2.7
27.8
93.5
11.5
5.9
15.8
8.3
40.4
97.5
7.4
0.5
176.8
78.9
288.9
9.8
2.2
35.0
46.0
77.3
207.0
3.4
0.6
6.0
167.0
78.0
291.2
11.8
10.4
15.7
40.2
232.0
353.4
10.7
13.0
9.2
4.0
71.1
184.0
57.3
31.3
81.7
445.0
605.5
1,515.5
313.5
485.9
643.6
470.7
561.2
689.1
587.2
Total Disbursements
407.0
583.4
932.5
677.7
852.4
1,042.5
771.2

over Disbursements
(102.9)
(144.6)
88.5
(307.6)
(420.9)
115.3
(170.5)
(942.7)
(451.7)
(491.0)
-108.7%
162.2
(25.5)
183.8
(29.0)
138.4
(32.1)
362.5
(31.2)
352.8
(30.9)
29.9
(296.7)
286.9
(30.8)
(30.4)
30.4
1,486.1
(445.8)
985.1
(600.8)
501.0
(155.0)
0.0%
50.9%
-25.8%
136.7
154.8
106.3
331.3
321.9
(266.8)
256.1
1,040.3
384.3
656.0
170.7%
165.0
244.8%

Bond Proceeds (net)

Ending Fund Balance
33.8
$
(857.0)
10.2
$
(846.8)
194.8
$
(652.0)
23.7
$
(628.3)
(99.0)
$
(727.3)
(151.5)
$
(878.8)
85.6
$
(*) Intra-Fund transfer eliminations represent transfers from Capital Projects- State and Federal Funds.
30
(793.2)
5.4
3.3
178.3
39.7%
7.0%
380.2%
47.8
43.2
54.9
399.5
394.0
1,047.1
9.5
(11.9)
26.8
45.5
211.5
468.4
0.0%
19.9%
-27.5%
48.8%
11.4%
53.7%
44.7%
3,751.2
3,421.2
330.0
0.0%
0.0%
0.0%
9.6%
5,266.7
4,468.3
798.4
17.9%
97.6
$
(793.2)
(67.4)
$
(791.8)
(1.4)
-0.2%
STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - STATE
EXHIBIT I

2016
APRIL
RECEIPTS:
Taxes:
Auto Rental
Motor Fuel
Highway Use
Business Taxes
Petroleum Business
Other Taxes
Total Other Taxes
Total Taxes
Abandoned Property:
Bottle Bill
Assessments:
Business
Civil
Motor Vehicle
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
Rebates
All Other
Sales
Federal Receipts
Total Receipts
MAY
(331.5)
JUNE
(347.0)
JULY
(346.5)
AUGUST
(219.0)
(155.8)
SEPTEMBER
$
(268.6)
OCTOBER
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
$ (431.0)
2016
$
0.3
30.8
12.6
43.7
29.4
10.7
40.1
18.9
35.1
12.3
66.3
0.1
36.4
12.5
49.0
0.1
39.5
12.3
51.9
23.2
35.3
11.7
70.2
35.5
11.3
46.8
0.8
48.2
49.0
43.2
43.2
2.1
52.1
54.2
0.1
66.2
66.3
51.6
51.6
2.5
55.0
57.5
54.9
54.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
11.9
92.7
83.3
132.4
127.2
115.4
139.6
113.6
$ Increase/
(Decrease)
2015
(331.5)
(342.4)
% Increase/
Decrease
10.9
3.2%
42.6
242.0
83.4
368.0
46.0
231.9
91.0
368.9
(3.4)
10.1
(7.6)
(0.9)
-7.4%
4.4%
-8.4%
-0.2%
5.5
371.2
376.7
5.5
370.2
375.7
1.0
1.0
0.0%
0.0%
0.3%
0.3%
59.5
59.5
59.6
59.6
(0.1)
(0.1)
-0.2%
-0.2%
804.2
804.2
0.0%
23.0
23.0
23.0
0.0%
9.4
8.7
10.3
11.1
7.8
11.7
9.3
68.3
60.1
8.2
13.6%
2.6
66.1
0.1
2.3
0.2
6.3
64.8
0.3
2.3
0.1
2.3
62.0
0.1
2.7
0.2
1.9
63.5
0.2
3.5
0.1
3.6
54.7
0.9
2.9
0.2
2.5
61.3
26.0
2.8
0.2
1.8
53.0
(0.7)
5.9
0.2
21.0
425.4
26.9
22.4
1.2
19.2
415.5
14.6
13.1
0.3
1.8
9.9
12.3
9.3
0.9
9.4%
0.0%
2.4%
84.2%
71.0%
300.0%
0.1
0.6
112.9
0.6
0.2
556.0
0.6
0.3
0.4
4.2
0.4
1.1
9.0
4.0
0.1
0.2
536.5
0.8
1.6
251.4
0.2
1,470.0
5.5
1.4
4.3
1,512.8
3.3
0.3
3.7
(42.8)
2.2
1.1
0.6
-2.8%
0.0%
66.7%
366.7%
16.2%
2.5
0.1
0.2
84.2
1.6
0.5
0.8
199.1
0.1
0.5
2.7
661.2
0.8
1.7
0.8
0.1
89.4
0.3
2.1
0.6
0.1
86.5
3.2
2.8
6.3
0.1
655.8
1.1
(0.1)
0.2
0.5
0.1
322.9
0.1
2.1
0.2
2.2
13.2
0.7
2,084.4
(0.1)
7.2
5.6
(1.4)
(0.1)
14.7
-100.0%
342.9%
0.0%
0.0%
254.5%
-10.6%
-14.3%
0.7%
176.9
282.4
793.6
216.6
201.9
2.5
797.9
9.3
0.2
7.8
11.8
0.6
2,099.1
2.5
2.5
2,905.8
2,891.1
436.5
31
0.0%
14.7
0.5%
STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - STATE
EXHIBIT I

2016
APRIL
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
MARCH
2016
$ Increase/
(Decrease)
2015
% Increase/
Decrease
2.7
58.9
0.2
3.9
11.5
0.1
7.2
18.0
7.8
12.3
16.6
5.6
12.0
18.6
2.7
5.2
35.4
2.6
7.2
66.2
19.0
50.5
225.2
13.6
47.2
46.9
5.4
3.3
178.3
39.7%
7.0%
380.2%
2.7
(1.3)
2.7
5.8
71.5
11.5
5.9
15.8
8.3
3.2
60.3
7.4
0.5
176.8
51.2
261.2
9.8
2.2
35.0
46.0
12.6
142.3
3.4
0.6
6.0
167.0
13.5
226.7
7.9
8.4
15.7
40.2
117.1
232.6
10.7
13.0
9.2
4.0
9.9
122.8
53.4
29.3
81.7
445.0
213.3
1,117.4
47.8
43.2
54.9
399.5
166.0
819.1
5.6
(13.9)
26.8
45.5
47.3
298.3
0.0%
11.7%
-32.2%
48.8%
11.4%
28.5%
36.4%
257.6
376.4
515.4
344.3
409.9
491.4
421.8
2,816.8
2,559.1
257.7
0.0%
0.0%
0.0%
10.1%
Total Disbursements
329.1
436.7
776.6
486.6
636.6
724.0
544.6
3,934.2
3,378.2
556.0
16.5%

over Disbursements
(152.2)
(154.3)
17.0
(270.0)
(434.7)
73.9
(108.1)
(1,028.4)
(487.1)
(541.3)
-111.1%
162.2
(25.5)
183.8
(29.0)
138.4
(27.9)
362.5
(29.3)
352.8
(30.9)
29.9
(266.2)
286.9
(28.7)
1,516.5
(437.5)
985.1
(598.1)
531.4
(160.6)
0.0%
53.9%
-26.9%
136.7
154.8
110.5
333.2
321.9
(236.3)
258.2
1,079.0
387.0
692.0
178.8%
150.7
150.5%
161.6
36.5%

Bond Proceeds (net)

Ending Fund Balance
(15.5)
$
(347.0)
0.5
$
(346.5)
127.5
$
(219.0)
63.2
$
(155.8)
(112.8)
$
(268.6)
(162.4)
$
(431.0)
150.1
$ (280.9)
32
50.6
$
(280.9)
(100.1)
$
(442.5)
STATE OF NEW YORK

CAPITAL PROJECTS FUNDS - FEDERAL
EXHIBIT I

2016
APRIL
RECEIPTS:
Abandoned Property:
Bottle Bill
Assessments:
Business
Civil
Motor Vehicle
Interest Earnings
Bond Proceeds
Issuance Fees
Non Bond Related
Rentals
All Other
Sales
Federal Receipts
Total Receipts
DISBURSEMENTS:
Education
General Government
Public Health:
Medicaid
Other Public Health
Public Safety
Public Welfare
Transportation
Personal Service
Capital Projects
(559.3)
MAY
$
JUNE
(510.0)
JULY
(500.3)
AUGUST
(433.0)
$ (472.5)
SEPTEMBER
$
(458.7)
OCTOBER
$
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
(447.8)
(382.0)
(177.3)
-46.4%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.0%
0.1
0.1
0.1
0.1
0.4
0.3
0.1
0.0%
0.0%
0.0%
0.0%
33.3%
0.9
1.0
0.1
0.1
0.1
0.1
0.1
1.0
1.4
0.2
0.5
0.8
0.9
0.0%
0.0%
0.0%
0.0%
0.0%
400.0%
180.0%
126.2
156.4
227.3
153.4
229.5
359.9
164.1
127.2
156.4
227.4
153.5
229.6
359.9
164.2
22.0
22.0
37.2
37.2
27.7
27.7
64.7
64.7
64.5
64.5
3.9
2.0
114.9
120.8
61.2
61.2
55.9
109.5
128.2
126.4
151.3
197.7
165.4
Total Disbursements
77.9
146.7
155.9
191.1
215.8
318.5
226.6

over Disbursements
49.3
9.7
71.5
(37.6)
13.8
41.4
(62.4)
(4.2)
(1.9)
(30.5)
(2.1)
(4.2)
(1.9)
(30.5)
(2.1)
49.3
(510.0)
9.7
$
(500.3)
67.3
$
(433.0)
(39.5)
$
(472.5)
Ending Fund Balance
(559.3)
% Increase/
Decrease
$ Increase/
(Decrease)
2015

2016
$

MARCH
13.8
$ (458.7)
10.9
$
(447.8)
1,125.0
291.8
25.9%
1,418.2
1,125.5
292.7
26.0%
(512.3)
33
(64.5)
$
1,416.8
3.9
2.0
164.2
170.1
0.0%
100.0%
100.0%
0.0%
0.0%
72.0%
74.6%
934.4
862.1
72.3
0.0%
0.0%
0.0%
8.4%
1,332.5
1,090.1
242.4
22.2%
85.7
35.4
50.3
142.1%
(38.7)
(2.7)
36.0
0.0%
1,333.3%
(38.7)
(2.7)
36.0
1,333.3%
0.0%
0.0%
0.0%
228.0
228.0
3.9
2.0
392.2
398.1
47.0
$
(512.3)
32.7
$
(349.3)
14.3
43.7%
(163.0)
-46.7%
STATE OF NEW YORK

ENTERPRISE FUNDS
FISCAL YEAR 2016-17
EXHIBIT J
2016
APRIL
$ 66.1
MAY
$ 23.0
JUNE
$ 23.4
JULY
$ 24.6
4.1
1.4
132.0
4.5
1.3
184.1
5.9
1.5
159.6
4.5
1.3
167.8
5.1
1.6
208.0
8.6
1.5
150.9
4.9
1.5
154.5
Total Receipts
137.5
189.9
167.0
173.6
214.7
161.0
160.9
DISBURSEMENTS:
Personal Service
Unemployment Benefits
0.4
2.4
0.2
177.6
0.1
4.1
0.1
185.2
0.4
4.1
161.3
0.2
6.6
169.0
0.5
2.6
209.7
0.1
5.9
0.1
152.1
1.7
5.1
155.8
Total Disbursements
180.6
189.5
165.8
175.8
212.8
158.2
162.6

over Disbursements
(43.1)
0.4
1.2
(2.2)
1.9
2.8
(1.7)

RECEIPTS:
Federal Receipts
Unemployment Taxes


Other Financing Sources Over
Ending Fund Balance
(43.1)
$
23.0
0.4
1.2
23.4
$ 24.6
(2.2)
$ 22.4
AUGUST SEPTEMBER
$ 22.4
$
24.3
1.9
$ 24.3
2017
OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY
$
27.1
2.8
$
27.1
25.4
34
2016
$
66.1
(1.7)
$
MARCH

2015
(Decrease)
Decrease
$
50.6
$ 15.5
30.6%
37.6
10.1
1,156.9
42.4
17.5
1,252.2
(4.8)
(7.4)
(95.3)
-11.3%
-42.3%
-7.6%
1,204.6
1,312.1
(107.5)
-8.2%
3.4
30.8
0.4
1,210.7
4.1
49.8
0.3
1,243.3
(0.7)
(19.0)
0.1
(32.6)
-17.1%
-38.2%
33.3%
-2.6%
1,245.3
1,297.5
(52.2)
-4.0%
(40.7)
14.6
(55.3)
-378.8%
0.0%
0.0%
0.0%
(40.7)
$
25.4
14.6
$
65.2
(55.3)
-378.8%
(39.8)
-61.0%
STATE OF NEW YORK

INTERNAL SERVICE FUNDS
FISCAL YEAR 2016-17

RECEIPTS:
EXHIBIT K
2016
APRIL
$ (127.2)
MAY
$ (191.3)
JUNE
$ (213.4)
JULY
$ (219.3)
AUGUST
$ (213.4)
2017
SEPTEMBER OCTOBER NOVEMBER DECEMBER JANUARY FEBRUARY
$
(235.5) $ (258.6)
17.5
30.1
43.1
32.9
35.1
29.5
28.5
Total Receipts
17.5
30.1
43.1
32.9
35.1
29.5
28.5
DISBURSEMENTS:
Personal Service
7.4
79.5
-
7.2
41.1
8.2
10.4
36.1
4.1
6.9
20.9
-
8.7
47.5
6.0
7.7
39.0
2.9
7.2
(32.4)
-
Total Disbursements
86.9
56.5
50.6
27.8
62.2
49.6
(25.2)

over Disbursements
(69.4)
(26.4)
(7.5)
5.1
(27.1)
(20.1)
53.7
5.3
-
4.3
-
1.8
(0.2)
0.8
-
5.0
-
4.5
(7.5)
3.1
-
5.3
4.3
1.6
0.8
5.0
(3.0)
3.1
(64.1)
(22.1)
(5.9)
5.9
(22.1)
(23.1)
56.8
$ (191.3)
$ (213.4)
$ (219.3)


Ending Fund Balance
$ (213.4)
$ (235.5)
(258.6)
$ (201.8)
35
MARCH
2016
$ (127.2)
216.7
273.0
(56.3)
-20.6%
216.7
273.0
(56.3)
-20.6%
55.5
231.7
21.2
50.7
241.6
20.2
4.8
(9.9)
1.0
9.5%
-4.1%
5.0%
308.4
312.5
(4.1)
-1.3%
(91.7)
(39.5)
(52.2)
-132.2%
24.8
(7.7)
31.3
(9.8)
(6.5)
2.1
-20.8%
21.4%
17.1
21.5
(8.6)
-40.0%
(74.6)
(18.0)
(60.8)
-337.8%

2015
(Decrease) Decrease
$ (196.7)
$ 69.5
35.3%
(201.8)
(214.7)
12.9
6.0%
STATE OF NEW YORK

PENSION TRUST FUNDS
FISCAL YEAR 2016-17
EXHIBIT L
2016
APRIL
$ 0.1
MAY
$ 1.8
JUNE
$ 1.0
RECEIPTS:
JULY
$ (2.1)
AUGUST
$
(3.3)
SEPTEMBER
$
(14.1)
OCTOBER
$
(14.9)
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
7.2
4.5
6.9
4.6
5.3
4.8
4.8
Total Receipts
7.2
4.5
6.9
4.6
5.3
4.8
4.8
DISBURSEMENTS:
Personal Service
4.8
0.7
-
4.6
0.7
-
6.9
1.1
2.0
4.5
1.3
-
5.2
1.4
9.5
4.7
0.9
-
4.8
0.9
-
Total Disbursements
5.5
5.3
10.0
5.8
16.1
5.6
5.7

over Disbursements
1.7
(0.8)
(3.1)
(1.2)
(10.8)
(0.8)
(0.9)

Ending Fund Balance
1.7
$
1.8
(0.8)
$
1.0
(3.1)
(1.2)
$ (2.1)
$ (3.3)
(10.8)
$
(14.1)
(0.8)
$
(14.9)
(0.9)
$
(15.8)
36
62.8
(24.7)
-39.3%
38.1
62.8
(24.7)
-39.3%
35.5
7.0
11.5
36.1
6.1
14.4
(0.6)
0.9
(2.9)
-1.7%
14.8%
-20.1%
54.0
56.6
(2.6)
-4.6%
(15.9)
6.2
(22.1)
-356.5%
0.0%
0.0%
0.0%
38.1
-
MARCH

2016
2015
(Decrease) Decrease
$
0.1
$ (16.9)
$ 17.0
100.6%
(15.9)
$ (15.8)
6.2
$ (10.7)
(22.1)
-356.5%
(5.1)
-47.7%
STATE OF NEW YORK

PRIVATE PURPOSE TRUST FUNDS
FISCAL YEAR 2016-17

RECEIPTS:
EXHIBIT M
2016
APRIL
$ 11.6
MAY
$ 10.0
JUNE
$ 11.7
JULY
$ 10.2
AUGUST
$ 10.2
SEPTEMBER
$
10.2
OCTOBER
$
10.2
NOVEMBER
DECEMBER
2017
JANUARY
FEBRUARY
(1.5)
1.7
(1.5)
0.1
0.1
Total Receipts
(1.5)
1.7
(1.5)
0.1
0.1
DISBURSEMENTS:
Personal Service
0.1
-
0.1
Total Disbursements
0.1
0.1

over Disbursements
(1.6)
1.7
(1.5)
0.1

Ending Fund Balance
(1.6)
$ 10.0
1.7
$ 11.7
(1.5)
$ 10.2
$ 10.2
10.2
10.2
10.3
37
0.1
$
MARCH
0.1
(1.2)
-1,200.0%
(1.1)
0.1
(1.2)
-1,200.0%
0.1
0.1
0.2
-
(0.1)
0.1
-50.0%
0.0%
100.0%
0.2
0.2
(1.3)
(0.1)
(1.2)
0.0%
0.0%
0.0%
(1.1)
-
2016
11.6

2015
(Decrease) Decrease
$ 11.5
$
0.1
0.9%
(1.3)
$
10.3
(0.1)
$
11.4
0.0%
-1,200.0%
(1.2)
-1,200.0%
(1.1)
-9.6%
STATE OF NEW YORK

GOVERNMENTAL FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND
CHANGES IN FUND BALANCES
FOR THE MONTH OF OCTOBER 2016
SCHEDULE 1
BALANCE
OCTOBER 1, 2016
GENERAL FUND
10000-10049-Local Assistance Account
10050-10099-State Operations Account
10100-10149-Tax Stabilization Reserve
10150-10199-Contingency Reserve
10200-10249-Universal Pre-K Reserve
10250-10299-Community Projects
10300-10349-Rainy Day Reserve Fund
10400-10449-Refund Reserve Account
10500-10549-Fringe Benefits Escrow
10550-10599-Tobacco Revenue Guarantee
TOTAL GENERAL FUND
SPECIAL REVENUE FUNDS-STATE
20000-20099-Mental Health Gifts and Donations
20100-20299-Combined Expendable Trust
20300-20349-New York Interest on Lawyer Account
20350-20399-NYS Archives Partnership Trust
20400-20449-Child Performer's Protection
20450-20499-Tuition Reimbursement
20500-20549-New York State Local Government Records
Management Improvement
20550-20599-School Tax Relief
20600-20649-Charter Schools Stimulus
20650-20699-Not-For-Profit Short Term Revolving Loan
20800-20849-HCRA Resources
20850-20899-Dedicated Mass Transportation Trust
20900-20949-State Lottery
20950-20999-Combined Student Loan
21000-21049-Sewage Treatment Program Mgmt. & Administration
21050-21149-Encon Special Revenue
21150-21199-Conservation
21200-21249-Environmental Protection and Oil Spill Compensation
21250-21299-Training and Education Program on OSHA
21300-21349-Lawyers' Fund for Client Protection
21350-21399-Equipment Loan for the Disabled
21400-21449-Mass Transportation Operating Assistance
21450-21499-Clean Air
21500-21549-New York State Infrastructure Trust
21550-21599-Legislative Computer Services
21600-21649-Biodiversity Stewardship and Research
21650-21699-Combined Non-Expendable Trust
21700-21749-Winter Sports Education Trust
21750-21799-Musical Instrument Revolving
21850-21899-Arts Capital Revolving
21900-22499-Miscellaneous State Special Revenue
9,506.299
59.487
-
RECEIPTS
0.062
3,032.763
17.563
-
DISBURSEMENTS
2,680.539
1,165.771
0.494
17.563
-
OTHER FINANCING
SOURCES (USES)
2,680.477
(2,508.653)
-
9,565.786
3,050.388
3,864.367
2.209
63.987
42.143
0.213
0.209
6.315
0.005
0.754
1.085
0.005
0.283
0.005
0.832
0.078
0.022
0.018
0.134
(0.320)
0.796
4.580
0.001
490.300
52.532
247.038
2.936
11.832
2.464
4.457
0.004
0.751
0.003
171.250
8.879
0.032
150.696
1.128
1.322
(0.782)
(0.538)
(0.523)
(2.724)
(0.004)
0.019
605.818
3.235
5.106
1.713
213.727
79.794
(578.507)
12.635
(3.715)
(15.181)
79.262
34.716
10.123
3.968
0.518
198.659
(19.430)
0.067
11.000
0.457
0.001
0.839
1,525.376
38
476.625
62.375
146.841
3.991
0.031
5.346
2.443
2.385
2.988
0.182
198.260
1.690
0.625
447.214
171.824
BALANCE
OCTOBER 31, 2016
8,864.638
58.993
8,923.631
2.209
63.909
43.150
0.191
0.196
6.144
2.121
8.364
1.714
226.864
69.951
(478.310)
11.580
(3.746)
(9.218)
79.283
34.064
7.135
4.537
0.521
171.668
(12.241)
0.067
10.407
0.457
0.001
0.839
1,834.676
STATE OF NEW YORK

GOVERNMENTAL FUNDS
SCHEDULE 1
BALANCE
OCTOBER 1, 2016
SPECIAL REVENUE FUNDS-STATE (CONTINUED)
22500-22549-Court Facilities Incentive Aid
22550-22599-Employment Training
22650-22699-State University Income
22700-22749-Chemical Dependence Service
22750-22799-Lake George Park Trust
22800-22849-State Police Motor Vehicle Law Enforcement and
Motor Vehicle Theft and Insurance Fraud Prevention
22850-22899-New York Great Lakes Protection
22900-22949-Federal Revenue Maximization
22950-22999-Housing Development
23000-23049-NYS/DOT Highway Safety Program
23050-23099-Vocational Rehabilitation
23100-23149-Drinking Water Program Management and
Administration
23150-23199-NYC County Clerks' Operations Offset
23200-23249-Judiciary Data Processing Offset
23250-23449-IFR/CUTRA
23500-23549-USOC Lake Placid Training
23550-23599-Indigent Legal Services
23600-23649-Unemployment Insurance Interest and Penalty
23650-23699-MTA Financial Assistance Fund
23700-23749-New York State Commercial Gaming Fund
23750-23799-Medical Marihuana Trust Fund
23800-23899-Dedicated Miscellaneous State Special Revenue
40350-40399-State University Dormitory Income
TOTAL SPECIAL REVENUE FUNDS-STATE
SPECIAL REVENUE FUNDS-FEDERAL
25000-25099-Federal USDA/Food and Consumer Services
25100-25199-Federal Health and Human Services
25200-25249-Federal Education
25300-25899-Federal Miscellaneous Operating Grants
25900-25949-Unemployment Insurance Administration
25950-25999-Unemployment Insurance Occupational Training
26000-26049-Federal Employment and Training Grants
TOTAL SPECIAL REVENUE FUNDS-FEDERAL
TOTAL SPECIAL REVENUE FUNDS
DEBT SERVICE FUNDS
40000-40049-Debt Reduction Reserve
40100-40149-Mental Health Services
40150-40199-General Debt Service
40250-40299-State Housing Debt Service
40300-40349-Department of Health Income
40400-40449-Clean Water/Clean Air
40450-40499-Local Government Assistance Tax
TOTAL DEBT SERVICE FUNDS
RECEIPTS
13.029
0.050
1,444.315
43.059
0.367
DISBURSEMENTS
OTHER FINANCING
SOURCES (USES)
0.006
423.676
0.148
0.089
2.855
470.939
0.441
0.063
80.438
0.500
0.023
9.572
(8.771)
0.149
11.112
0.004
0.206
0.008
0.017
0.042
0.224
0.267
-
(5.984)
(38.945)
7.617
160.836
0.078
188.699
21.487
81.808
118.126
0.888
164.607
3,961.387
3.310
10.098
0.002
9.382
0.974
144.057
0.048
1.717
19.990
1,775.510
2.328
1.819
6.420
2.137
0.154
116.000
0.159
0.241
1,958.641
61.612
(20.668)
653.397
(5.984)
(41.273)
9.108
164.514
0.080
195.944
22.307
171.477
117.967
0.695
1.717
163.929
4,431.653
(6.231)
546.555
(18.904)
(211.054)
94.300
1.605
(1.863)
404.408
166.621
2,744.526
344.815
132.017
13.462
0.374
9.304
3,411.119
157.975
2,982.563
339.150
113.519
15.177
0.530
10.317
3,619.231
(65.779)
0.004
(65.775)
2.415
242.739
(13.239)
(192.556)
92.589
1.449
(2.876)
130.521
4,365.795
5,186.629
5,577.872
587.622
135.831
192.402
33.548
10.331
2.345
374.457
24.602
883.124
1.240
6.692
84.562
249.934
1,250.154
0.204
31.609
1.273
0.118
33.204
39
11.539
-
BALANCE
OCTOBER 31, 2016
(0.032)
-
13.670
(692.310)
0.033
(9.150)
(80.990)
(249.786)
(1,018.533)
10.180
0.050
1,408.591
42.766
0.393
91.533
0.458
0.023
9.352
(8.832)
0.125
4,562.174
173.899
351.607
31.090
13.903
2.375
572.874
STATE OF NEW YORK

GOVERNMENTAL FUNDS
SCHEDULE 1
BALANCE
OCTOBER 1, 2016
CAPITAL PROJECTS FUNDS
30000-30049-State Capital Projects
30050-30099-Dedicated Highway and Bridge Trust
30100-30299-SUNY Residence Halls Rehabilitation and Repair
30300-30349-New York State Canal System Development
30350-30399-Parks Infrastructure
30400-30449-Passenger Facility Charge
30450-30499-Environmental Protection
30500-30549-Clean Water/Clean Air Implementation
30600-30609-Energy Conservation Thru Improved Transportation Bond
30610-30619-Park and Recreation Land Acquisition Bond
30620-30629-Pure Waters Bond
30630-30639-Transportation Capital Facilities Bond
30640-30649-Environmental Quality Protection Bond
30650-30659-Rebuild and Renew New York Transportation Bond
30660-30669-Transportation Infrastructure Renewal Bond
30670-30679-1986 Environmental Quality Bond Act
30680-30689-Accelerated Capacity and Transportation
Improvement Bond
30690-30699-Clean Water/Clean Air Bond
30700-30709-State Housing Bond
30710-30719-Smart Schools Bond
30750-30799-Outdoor Recreation Development Bond
30900-30949-Rail Preservation and Development Bond
31350-31449-Federal Capital Projects
31450-31499-Forest Preserve Expansion
31500-31549-Hazardous Waste Remedial
31650-31699-Suburban Transportation
31700-31749-Division for Youth Facilities Improvement
31800-31849-Housing Assistance
31850-31899-Housing Program
31900-31949-Natural Resource Damage
31950-31999-DOT Engineering Services
32200-32249-Miscellaneous Capital Projects
32250-32299-CUNY Capital Projects
32300-32349-Mental Hygiene Facilities Capital Improvement
32350-32399-Correction Facilities Capital Improvement
32400-32999-State University Capital Projects
33000-33049-NYS Storm Recovery Fund
33050-33099 Dedicated Infrastructure Investment Fund
TOTAL CAPITAL PROJECTS FUNDS
RECEIPTS
DISBURSEMENTS
OTHER FINANCING
SOURCES (USES)
BALANCE
OCTOBER 31, 2016
(117.374)
132.765
5.110
(30.081)
0.014
104.975
0.164
0.668
3.328
1.451
23.290
4.255
5.576
0.003
358.805
0.056
0.295
12.794
-
214.683
152.732
4.306
9.828
11.631
-
214.680
(25.168)
0.300
(1.285)
-
63.531
128.815
5.405
(39.909)
0.014
106.138
0.164
0.668
3.328
1.451
22.005
4.255
5.576
2.778
4.569
(447.755)
0.903
(99.158)
0.509
(13.932)
(13.631)
(201.946)
15.561
(12.628)
53.033
(0.024)
(421.147)
(119.757)
172.385
(52.235)
119.583
(878.751)
164.187
1.539
3.895
0.501
0.034
58.525
0.071
600.705
226.533
7.899
2.175
9.162
0.019
2.291
11.192
29.432
7.425
(3.067)
84.922
771.163
(0.003)
(2.195)
(0.799)
3.300
67.170
256.000
2.778
4.566
(512.296)
0.903
(106.317)
0.509
(16.107)
(13.631)
(211.108)
19.437
(12.628)
51.243
(0.024)
(432.305)
(90.664)
168.331
(49.168)
101.831
(793.209)
13,427.287
10,087.876
40
10,246.606
(3.087)
13,265.470
STATE OF NEW YORK

PROPRIETARY FUNDS
FUND TYPE
SCHEDULE 2
BALANCE
OCTOBER 1, 2016
RECEIPTS
DISBURSEMENTS
OTHER
FINANCING
SOURCES (USES)
BALANCE
OCTOBER 31, 2016
ENTERPRISE FUNDS
50000-50049-Youth Commissary
50050-50099-State Exposition Special
50100-50299-Correctional Services Commissary
50300-50399-Agencies Enterprise
50400-50449-Sheltered Workshop
50450-50499-Patient Workshop
50500-50599-Mental Hygiene Community Stores
50650-50699-Unemployment Insurance Benefit
TOTAL ENTERPRISE FUNDS
0.152
4.704
3.106
3.551
2.125
1.491
4.247
7.738
27.114
0.011
0.949
3.215
0.259
0.069
0.241
0.116
156.034
160.894
0.009
3.033
3.278
0.231
0.040
0.046
0.093
155.897
162.627
0.154
2.620
3.043
3.579
2.154
1.686
4.270
7.875
25.381

55000-55049-Centralized Services
55050-55099-Agency Internal Service
55100-55149-Mental Hygiene Revolving
55150-55199-Youth Vocational Education
55200-55249-Joint Labor and Management Administration
55250-55299-Audit and Control Revolving
55300-55349-Health Insurance Revolving
55350-55399-Correctional Industries Revolving
TOTAL INTERNAL SERVICE FUNDS
TOTAL PROPRIETARY FUNDS
(66.222)
(135.826)
0.446
0.056
0.929
(11.177)
(19.504)
(27.333)
(258.631)
(231.517)
23.757
0.974
0.077
0.592
3.138
28.538
41
189.432
24.944
(56.674)
0.055
0.036
1.480
1.004
3.938
(25.217)
137.410
(0.387)
3.474
-
(67.796)
(74.704)
0.468
0.056
0.893
(12.657)
(19.916)
(28.133)
(201.789)
3.087
3.087
(176.408)
STATE OF NEW YORK

FIDUCIARY FUNDS
SUMMARY OF CASH RECEIPTS, DISBURSEMENTS AND CHANGES IN FUND BALANCES
FUND TYPE
SCHEDULE 3
BALANCE
OCTOBER 1, 2016
RECEIPTS
DISBURSEMENTS
OTHER
FINANCING
SOURCES (USES)
BALANCE
OCTOBER 31, 2016
PENSION TRUST FUNDS

65000-65049-Common Retirement Administration
TOTAL PENSION TRUST FUNDS
(14.891)
4.732
5.656
(15.815)
(14.891)
4.732
5.656
(15.815)
2.464
7.764
0.002
0.065
0.009
2.466
7.820
10.228
0.067
0.009
10.286
0.001
697.568
87.898
351.597
2.606
0.251
51.448
49.500
9.786
214.725
4,818.243
43.253
6,326.876
PRIVATE PURPOSE TRUST FUNDS

66000-66049-Agriculture Producers' Security
66050-66099-Milk Producers' Security
TOTAL PRIVATE PURPOSE TRUST FUNDS
AGENCY FUNDS
60050-60149-School Capital Facilities Financing Reserve
60150-60199-Child Performer's Holding
60200-60249-Employees Health Insurance
60250-60299-Social Security Contribution
60300-60399-Employee Payroll Withholding
60400-60449-Employees Dental Insurance
60450-60499-Management Confidential Group Insurance
60500-60549-Lottery Prize
60550-60599-Health Insurance Reserve Receipts
60600-60799-Miscellaneous New York State Agency
60800-60849-Elderly Pharmaceutical Insurance Coverage (EPIC) Escrow
60850-60899-CUNY Senior College Operating
60900-60949-Medicaid Management Information System (MMIS) Escrow
60950-60999-Special Education
61000-61099-State University of New York Revenue Collection
61100-61999-State University Federal Direct Lending Program
62000-62049-SSI SSP Payment Escrow
TOTAL AGENCY FUNDS
TOTAL FIDUCIARY FUNDS
21.180
0.451
807.367
14.994
3.182
9.268
0.459
425.003
0.121
1,516.016
24.212
45.870
256.187
268.357
(6.342)
3,386.325
$
3,381.662
0.300
0.006
607.994
87.842
348.906
5.862
0.884
69.395
26.484
9.783
225.154
4,817.508
(121.158)
43.880
6,122.840
$
42
6,127.639
6,332.541
21.480
0.456
717.793
14.938
0.491
12.524
1.092
442.950
0.121
1,493.000
24.209
56.299
255.452
147.199
(5.715)
3,182.289
$
3,176.760
STATE OF NEW YORK

SOLE CUSTODY AND INVESTMENT ACCOUNTS
STATEMENT OF CASH RECEIPTS AND DISBURSEMENTS
FUND TYPE
SCHEDULE 4
BALANCE
OCTOBER 1, 2016
RECEIPTS
DISBURSEMENTS
BALANCE
OCTOBER 31, 2016
ACCOUNTS
70000-70049-Tobacco Settlement
70050-70149-Sole Custody Investment (*)
2,204.812
70200-Comptroller's Refund
TOTAL ACCOUNTS
2.722
2,207.534
0.001
6,423.526
6,783.083
97.896
97.896
6,521.423
6,880.979
2.723
1,845.255
-
1,847.978
(*) Includes Public Asset Fund resources

Chapter 1 of the Laws of 2002 authorized the conversion of Empire Health Choice, d/b/a Empire Blue Cross and Blue Shield from a not-for-profit corporation to a for-profit corporation. Chapter 1 requires, in part, that upon such conversion,
assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to a fund designated as the "Public Asset Fund" and 5 percent transferred to a Charitable Foundation - as set forth in Section 7317 of the
Insurance Law. On December 28, 2005, WellChoice, Inc. (previously known as Empire Blue Cross, Blue Shield) approved a takeover by WellPoint, Inc. This conversion was also subject to the same Chapter 1 requirements of assigning
assets representing 95 percent of the fair market value of the not-for-profit corporation be transferred to the "Public Asset Fund".
As of October 31, 2016, $8,997,405.05 (representing the remaining balance of the State's 95 percent share of the fair market value of the not-for-profit corporation plus interest) is on deposit in the sole custody account titled Public Asset
Fund. In accordance with Section 4301(j)(4)(F) and (O) of the Insurance Law and at the direction of the Director of the Budget, these funds are available for transfer to HCRA Resources Fund (20800-20849).
43
STATE OF NEW YORK

DEBT SERVICE FUNDS
STATEMENT OF DIRECT STATE DEBT ACTIVITY
FISCAL YEAR ENDED MARCH 31, 2017
SCHEDULE 5
DEBT ISSUED
DEBT
OUTSTANDING
APR. 1, 2016
PURPOSE
MONTH OF
OCTOBER
DEBT MATURED
7 MONTHS ENDED
OCTOBER 31, 2016
MONTH OF
OCTOBER
INTEREST DISBURSED
DEBT
OUTSTANDING
OCTOBER 31, 2016
7 MONTHS ENDED
OCTOBER 31, 2016
MONTH OF
OCTOBER
7 MONTHS ENDED
OCTOBER 31, 2016
GENERAL OBLIGATION BONDED DEBT:

Accelerated Capacity and Transportation Improvements
Clean Water/Clean Air:

Air Quality
Safe Drinking Water
Water
Solid Waste
Environmental Restoration
Energy Conservation Through Improved Transportation:
Rapid Transit and Rail Freight
Environmental Quality (1972):
Air
Land and Wetlands
Water
Environmental Quality (1986):
Land Acquisition/Development/Restoration/Forests
Solid Waste Management
Housing:
Low Cost
Middle Income
Park and Recreation Land Acquisition
Pure Waters
Rail Preservation Development
Rebuild and Renew New York Transportation:
Highway Facilities
Canals and Waterways
Aviation
Rail and Port
Mass Transit - Dept. of Transportation
Mass Transit - Metropolitan Transportation Authority
Rebuild New York-Transportation Infrastructure Renewal:
Highways, Parkways, and Bridges
Rapid Transit, Rail and Aviation
106,955,627.05
39,550,487.04
67,405,140.01
1,036,273.71
3,640,289.48
3,010,952.09
402,544,044.61
37,125,908.42
79,264,390.55
142,894.15
11,662,595.73
1,749,960.93
150,000.00
2,868,057.94
390,881,448.88
35,375,947.49
79,114,390.55
11,652.07
2,056,526.38
204,966.30
26,498.63
77,335.06
9,790,950.25
665,706.94
1,664,797.13
2,574,158.76
641,630.73
1,932,528.03
34,823.80
91,446.21
494,853.29
6,671,868.18
29,701,680.75
160,000.00
2,303,107.56
7,787,062.80
334,853.29
4,368,760.62
21,914,617.95
8,000.00
16,054.26
197,546.06
20,265.14
181,139.03
800,338.23
15,489,192.93
179,135,421.94
2,346,200.74
6,579,393.52
13,142,992.19
172,556,028.42
108,705.17
1,360,759.72
393,348.34
5,201,593.84
16,120,000.00
13,975,000.00
2,880,000.00
3,455,000.00
13,240,000.00
10,520,000.00
213,200.00
-
468,800.00
233,745.00
6,351.45
31,246,366.40
4,845,555.71
297,438.64
297,438.64
802,029,290.37
15,019,108.04
48,703,092.50
79,651,413.07
6,268,331.08
838,086,893.13
1,060,000.00
-
6,351.45
26,400,810.69
247,350.13
127.03
906,592.17
7,867.25
802,029,290.37
17,907,368.51
15,019,108.04
351,947.80
48,703,092.50
79,651,413.07
6,268,331.08
838,086,893.13
1,049,387.84
1,822,052.37
141,704.35
18,371,959.55
1,427,346.08
5,775,985.38
1,304,038.11
4,471,947.27
1,427,346.08
83,955.43
214,607.77
33,334.47
5,846,614.98
38,669.77
1,455,964.57
38,669.77
4,390,650.41
-
65,941.71
-
190,364.77
996.40
Transportation Capital Facilities:

Aviation
Mass Transportation
Total General Obligation Bonded Debt
2,727,459,999.46
44
1,060,000.00
87,350,000.00
2,640,109,999.46
5,672,253.37
64,228,064.93
STATE OF NEW YORK

DEBT SERVICE FUNDS
FINANCING AGREEMENTS
FOR THE SEVEN MONTHS ENDED OCTOBER 31, 2016
Special Contractual Financing Obligations:

Payments to Public Authorities:
City University Construction
Dormitory Authority:
Albany County Airport
Consolidated Service Contract Refunding
DASNY Revenue Bond
David Axelrod Institute
Department of Health Facilities
Economic Development Housing
Education
General Purpose
Health Care
Mental Health Facilities
OGS Parking
Sales Tax Revenue Bond
Secured Hospital Program
State Department of Education Facilities
State Facilities and Equipment
SUNY Community Colleges
SUNY Educational Facilities
Environmental Facilities Corporation
Housing Finance Agency
Local Government Assistance Corporation
Metropolitan Transportation Authority:
Transit and Commuter Rail Projects
Thruway Authority:
Dedicated Highway and Bridge
Local Highway and Bridge
Transportation
Urban Development Corporation:
Center for Industrial Innovation at RPI
Clarkson University
Columbia Univer. Telecommunications Center
Community Enhancement Facilities Program
Consolidated Service Contract Refunding
Cornell Univer. Supercomputer Center
Correctional Facilities
Debt Reduction Reserve
Economic Development Housing
General Purpose
Syracuse University Science and
Technology Center
UDC Revenue Bond
University Facilities Grant 95 Refunding
Total Disbursements for Special Contractual
Financing Obligations
SCHEDULE 5a
GENERAL
DEBT
SERVICE
(40151)
DEBT
REDUCTION
RESERVE
(40000-40049)
$
LOCAL
GOVERNMENT
ASSISTANCE
TAX
(40450-40499)
DEPARTMENT
OF HEALTH
INCOME
(40300-40349)
124,098,975
1,616,684
557,596
13,990,656
-
MENTAL
HEALTH
SERVICES
(40100-40149)
-
REVENUE
BOND
TAX
(40152)
-
SALES TAX
REVENUE BOND
TAX
(40154)
-
14,206,759
-
38,470,761
69,156,250
-
365,743,701
7,391,891
15,310,855
-
COMBINED TOTALS
7 MONTHS ENDED OCTOBER 31
2016
2015
$
104,256,222
-
124,098,975
469,999,923
14,206,759
69,156,250
1,616,684
7,949,487
29,301,511
38,470,761
$ INCREASE/
(DECREASE)
166,518,520
387,476,414
14,100,513
71,839,317
2,711,049
14,385,612
54,724,821
45,915,369
(42,419,545)
82,523,509
106,246
(2,683,067)
(1,094,365)
(6,436,125)
(25,423,310)
(7,444,608)
42,043,433
42,043,433
42,041,932
164,355,672
64,908,450
-
46,208,075
164,355,672
64,908,450
46,208,075
383,792,725
63,661,450
60,259,075
271,586,217
-
271,586,217
-
207,413,913
-
64,172,304
-
411,571,466
14,206,759
38,470,761
69,156,250
45
706,240,739
104,256,222
1,343,902,197
1,514,840,710
1,501
(219,437,053)
1,247,000
(14,051,000)
(170,938,513)
STATE OF NEW YORK

SUMMARY OF THE OPERATING FUND INVESTMENTS
AS REQUIRED OF THE STATE COMPTROLLER
SCHEDULE 6
FISCAL YEAR
TO DATE
OCTOBER 2016
PRIOR FISCAL
YEAR TO DATE
OCTOBER 2015
SHORT TERM INVESTMENT POOL (*)

AVERAGE DAILY INVESTMENT BALANCE (**) $
AVERAGE YIELD (**)
TOTAL INVESTMENT EARNINGS
$
13,087.3
0.549%
5.978
$
$
13,276.0
0.491%
35.903
$
$
13,902.4
0.130%
10.778
Month-End Portfolio Balances

OCTOBER 2016
PAR AMOUNT
$
33.1
11,283.4
1,843.1
5,090.0
$
18,249.6
DESCRIPTION
GOVT. AGENCY BILLS/NOTES
REPURCHASE AGREEMENTS
COMMERCIAL PAPER
CERTIFICATES OF DEPOSIT/SAVINGS
0% COMPENSATING BALANCE CDs
OCTOBER 2015
PAR AMOUNT
$
425.0
1,250.2
11,490.3
2,220.7
4,855.0
$
20,241.2
(*) Pursuant to 98 of the State Finance Law, the State Comptroller is authorized to invest and keep invested
all moneys, in any fund, held by the State. The Short Term investment Pool (STIP) represents an accounting
mechanism that allows for the separate accounting of individual funds (on deposit in the State's General
Checking account) for the purpose of making short term investments. Pursuant to State Finance Law 4(5) the
STIP is authorized to temporarily loan to the General Fund-State Operations Account (10050) funds for a period
of four months or the end of the fiscal year, whichever is shorter. However, it must be noted that certain funds
are invested as part of STIP, but are held by the State Comptroller in a fiduciary capacity. Fiduciary fund
balances are restricted and may not be used for any State purposes since moneys in such funds are held by
the State in a trustee (or fiduciary) capacity or as an agent for individuals, private organizations, or non-State
governmental units (e.g. local governments and public authorities). Therefore, Fiduciary fund balances are not
available to be temporarily loaned to the General Fund-State Operations Account. Fiduciary fund balances are
presented in Schedules 3 and 4 of this report.
(**) Does not include 0% Compensating Balance CDs.
46
STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF RECEIPTS AND DISBURSEMENTS BY ACCOUNT
FISCAL YEAR 2016-17
APPENDIX A
2016
APRIL
OPENING CASH BALANCE
MAY
77,568,773
JUNE
174,881,047
150,252,706
JULY
$
AUGUST
252,199,769
135,671,242
SEPTEMBER
$
158,509,367
OCTOBER
$
NOVEMBER
2017
JANUARY
DECEMBER
FEBRUARY
7 Months Ended
October 31, 2016
MARCH
213,727,325
77,568,773
RECEIPTS:
Cigarette Tax
State Share of NYC Cigarette Tax
STIP Interest
Public Asset Transfers
Assessments
Fees
Rebates
Miscellaneous
Total Receipts
69,906,681
2,868,000
157,862
360,143,517
466,000
2,758,000
436,300,060
70,465,929
2,696,000
85,296
426,849,020
1,000,000
2,854,691
1,669
503,952,605
86,962,921
3,730,000
108,226
432,946,966
2,485,086
970,588
51
527,203,838
74,545,709
3,008,000
165,893
417,613,538
384,000
13,794,356
509,511,496
85,674,331
3,533,000
146,816
384,220,036
4,816,844
1,052,475
479,443,502
75,587,194
2,801,000
126,403
400,171,392
(3,675,844)
5,506,892
480,517,037
72,589,606
2,624,000
139,627
414,180,815
408,000
339,711
18,215
490,299,974
DISBURSEMENTS:
Grants
Interest - Late Payments
Personal Service
Employee Benefits/Indirect Costs
Total Disbursements
321,080,063
2,682
471,992
955,757
322,510,494
525,480,383
597
841,268
1,058,414
764,454
528,145,116
418,899,454
308
1,134,203
3,755,806
787,216
424,576,987
624,008,882
(1,371)
871,453
1,034,274
625,913,238
449,917,568
104
1,204,427
2,924,856
48,218
454,095,173
406,367,773
(500)
141,107
869,856
269,449
407,647,685
474,483,648
42
725,399
1,380,080
35,780
476,624,949
17,526
-
1,306,200
9,285,215
17,526
10,591,415
15,148,000
1,329,292
16,477,292
435,830
435,830
662,262
679,788
126,785
126,785
1,204,004
2,510,204
7,574,000
792,179
17,651,394
538,609
538,609
22,722,000
5,088,961
38,419,902
338,987,786
528,580,946
425,256,775
626,040,023
456,605,377
425,299,079
477,163,558
OPERATING TRANSFERS:
Transfers to Capital Projects Fund
Transfers to General Fund
Transfers to Miscellaneous Special Revenue Fund:
Administration Program Account
Empire State Stem Cell Trust Account
Transfers to SUNY Income Fund
Total Operating Transfers
Total Disbursements and Transfers
CLOSING CASH BALANCE
174,881,047
150,252,706
252,199,769
135,671,242
158,509,367
47
213,727,325
226,863,741
535,732,371
21,260,000
930,123
2,836,125,284
5,884,086
27,276,713
19,935
3,427,228,512
3,220,237,771
1,862
5,389,849
11,979,043
1,905,117
3,239,513,642
3,277,933,544
$
226,863,741
APPENDIX B
STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
Program/Purpose
AUDIT, COLLECTION, AND ENFORCEMENT PROGRAM
$
CIGARETTE STRIKE TASK FORCE
CENTER FOR COMMUNITY HEALTH PROGRAM
ADEPHI UNIVRST CANC SPRT PRG
BRST CANCER HOTLINE - ADELPHI
CENTER FOR COMMUNITY HLTH
EVIDENCE BASED CANCER SVC
FAMILY PLANNING
HYPERTENSION PREVENTION TREATMENT
INDIAN HEALTH PROGRAM
LEAD POISONING PREVENTION
MATERNITY AND EARLY CHHOOD FOUNDATION
NUTRITION SERVICES/EDUC - PREG WOMEN, CHILDREN
PRENATAL CARE ASSISTANCE PROGRAM
PUBLIC HEALTH CAMPAIGN
RAPE CRISIS
SCHOOL BASED HEALTH PROGRAM
STATE AID PHYSICALLY HANICAPPED CHILDREN REHAB
TOBACCO ENFORCEMENT
TUBERCULOSIS
CHILD HEALTH INSURANCE PROGRAM
CHILD HEALTH INSURANCE
COMMUNITY SUPPORT PROGRAM
COMMUNITY SUPPORT
ELDERLY PHARMACEUTICAL INS COVERAGE PRG
ELDERLY PHARMACEUTICAL INSURANCE COVERAGE
HEALTH CARE REFORM ACT PROGRAM
AIDS DRUG ASSISTANCE
AMBULATORY CARE TRAINING
AREA HEALTH EDUCATION CENTER
COMMISSIONER EMERGENCY DISTRIBUTIONS
DIAGNOSTIC AND TREATMENT CTR UNCOMPENSATED CARE
DIVERSITY IN MEDICINE
EMPIRE CLINIC RESEARCH INVESTMENT (ECRIP)
HCRA PAYOR/PROVIDER AUDITS
HEALTH FACILITY RESTRUCTURING DASNY
HEALTH WORKFORCE RETRAINING
INFERTILITY SERVICES GRANTS
MEDICAL INDEMNITY FUND
PART 405.4 HOSPITAL AUDITS
PART 405.4 HOSPITAL AUDITS NYCRR
PAY FOR PERFORMANCE
PHYSICIAN EXCESS MEDICAL MALPRACTICE
PHYSICIAN LOAN REPAYMENT
PHYSICIAN PRACTICE SUPPORT
PHYSICIAN WORKFORCE STUDIES
POISON CONTROL CENTERS
POOL ADMINISTRATION
Appropriation
Amount (*)
April - June
July - September
7 Months Ended
October 31, 2016 (**)
October
4,095,000
$
328,395
328,395
144,408,082
757,361
-
550,465
-
159,001
-
1,466,827
-
41,581,936
69,842,138
13,792,170
125,216,244
15,000
15,000
30,000
26,862,218
40,615,166
13,328,596
80,805,980
39,778
208,955
19,600,000
881,738
217,593
356,308
112,400,000
312,030
675,087
20,000,000
579,817
973,510
1,340,208
557,799
194,032
375,158
100,208
179,139
640,399
494,106
53,040
539,518
231,881
-
20,000,000
619,595
973,510
208,955
494,106
53,040
19,600,000
2,761,464
1,007,273
550,340
112,400,000
687,188
100,208
179,139
1,315,486
992,662,000
225,000
283,964,000
1,656,797,714
48
APPENDIX B
STATE OF NEW YORK

HCRA RESOURCES FUND
STATEMENT OF PROGRAM DISBURSEMENTS
Appropriation
Amount (*)
Program/Purpose
ROSWELL PARK CANCER INSTITUTE
RPCI CANC RSRCH OPERATING COSTS
RURAL HEALTH CARE ACCESS
RURAL HEALTH NETWORK
SCHOOL BASED HEALTH CENTERS
SCHOOL BASED HEALTH CLINICS-POOL ADMN
TOBACCO USE PREVENTION/CONTROL
TRANSITION ACCT - PRIOR YEAR ALLOCATION
MEDICAL ASSISTANCE PROGRAM
BREAST AND CERVICAL CANCER
DISABLED PERSONS
FAMILY HEALTH PLUS
FINANCIAL ASSISTANCE
HOME HEALTH RATE INCREASE
INPATIENT NURSING HOME PHARMACIES
MEDICAID INDIGENT CARE
MEDICAL ASSISTANCE
NYC MEDICAID
PHYSICIAN SERVICES
PRIMARY CARE CASE MANAGEMENT
PSNL CRE WRKR RECR & RETEN NYC (***)
PSNL CRE WRKR RECR & RETEN ROS (****)
SUPPLEMENTAL MEDICAL INSURANCE
OFFICE OF HEALTH INSURANCE PROGRAM
OFFICE OF HEALTH INSURANCE
OFFICE OF HEALTH SYSTEMS MANAGEMENT
OFFICE HEALTH SYSTEMS MANAGEMENT
OFFICE OF LONG TERM CARE
ADULT HOME INITIATIVE
ENABLE AIR CONDITIONING
ENABLE QUALITY OF LIFE
QUALITY PROG ADULT CARE FACILITIES
REVENUE, PROCESSING & RECONCILIATION
REVENUE, PROCESSING & RECONCILIATION
TOTAL
Transfer to the General Fund - State Purposes Account
(for administration of the program)
Reclass of SUNY Hospital Disprop Share to Transfer
Reconciling Adjustment (P-Card and T-Card)
TOTAL APPROPRIATED AMOUNT
April - June
July - September
7 Months Ended
October 31, 2016 (**)
65,331,000
5,008,119
2,912,635
-
October
21,777,000
1,741,691
1,400,264
-
21,777,000
2,195,278
1,178,214
-
21,777,000
1,071,150
334,157
-
178,896,179
864,000,000
-
283,668,886
1,040,000,000
-
97,454,778
326,000,000
-
347,101
225,670
4,790,711
3,720,098
1,748,124
10,258,933
469,734
1,277,659,079
1,055,918
1,489,784,103
269,096
477,159,813
3,244,602,995
(2,427,384)
902
1,275,232,597
(2,122,968)
(5,039)
1,487,656,096
(538,609)
3,745
476,624,949
26,993,428,000
560,019,843
2,230,000,000
-
5,834,000
479,967
(92,804)
61,229,975
6,748,101
4,095,000
30,153,486,872
1,794,748
89,000
30,153,575,872
(*) Includes amounts appropriated in SFY 2016-17, as well as prior year appropriations that were reappropriated.
(**) Disbursements from the HCRA Resources Fund includes direct grant payments to program beneficiaries, services and expenses
for administration of grant programs, and transfers to the Public Goods Pool to finance payments made by the States fiscal agent.
(***) Full title is: NYC Personal Care Workforce Recruitment and Retention Rates Grants.
(****) Full title is: Personal Care Workforce Recruitment and Retention Rates Grants.
49
(5,088,961)
(392)
$
3,239,513,642
APPENDIX C
STATE OF NEW YORK
STATEMENT OF CASH FLOW - PUBLIC GOODS POOL
FISCAL YEAR 2016-17
1st Quarter
APRIL - JUNE
RECEIPTS:
Patient Services
Covered Lives
Provider Assessments
1% Assessments
DASNY- MOE/Recast receivables
Interest Income
Unassigned
Total Receipts
299,817,850.44
814,872,120.28
292,485,785.74
27,190,651.94
93,651,580.00
46,323.73
(191,258.37)
1,228,055,203.32
PROGRAM DISBURSEMENTS:
Poison Control Centers
School Based Health Center Grants
ECRIP Distributions
Total Program Disbursements

Transfers From Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund - Hospital Quality Contribution
Transfers From State Funds:
HCRA Resources Fund
Total Other Financing Sources
Transfers To Other Pools:
Medicaid Disproportionate Share
Health Facility Assessment Fund
Transfers To State Funds:
HCRA Resources Fund
Indigent Care Fund (matched)
Indigent Care Fund (non-matched)
Total Other Financing Uses
2016-17
247,676,076.45
333,394,907.33
129,181,534.40
8,680,796.48
33,978,218.00
32,710.60
(4,149.94)
505,264,016.87
299,817,850.44
1,885,372,796.84
683,072,285.01
63,810,581.01
222,335,126.12
150,032.64
(212,451.05)
2,854,528,370.57
1,228,055,203.32
1,121,209,150.38
505,264,016.87
2,854,528,370.57
10,063,288.00
10,469,089.00
4,190,897.00
24,723,274.00
10,063,288.00
10,469,089.00
4,190,897.00
24,723,274.00
(1,074,026,803.03)
(159,632,267.81)
13,723,609.15
(1,219,935,461.69)
318,000,880.07
Source: HCRA - Office of Pool Administration
50
(1,137,878,711.28)
(63,768,036.31)
(356,295.41)
(1,202,003,043.00)
247,676,076.45
(511,113,858.73)
96,440,235.71
493,240.83
(414,180,382.19)
(70,324,803.62)
18,183,029.63
$
Excess (Deficiency) of Receipts and Other Financing Sources

over Disbursements and Other Financing Uses
318,000,880.07
2016
OCTOBER
737,105,769.23
261,404,964.87
27,939,132.59
94,705,328.12
70,998.31
(17,042.74)
1,121,209,150.38
Excess (Deficiency) of Receipts over Disbursements
2nd Quarter
JULY - SEPTEMBER
(2,723,019,373.04)
(126,960,068.41)
13,860,554.57
(2,836,118,886.88)
95,274,531.68
$
342,950,608.13
43,132,757.69
$
342,950,608.13
APPENDIX D
STATE OF NEW YORK
STATEMENT OF CASH FLOW - MEDICAID DISPROPORTIONATE SHARE
FISCAL YEAR 2016-17
1st Quarter
APRIL - JUNE
RECEIPTS:
Interest Income
Total Receipts
2nd Quarter
JULY - SEPTEMBER
3,139.74
901.20
901.20
2016
OCTOBER
$
2,356.58
2,356.58
2016-17
362,003.38
3,301.15
3,301.15
3,139.74
6,558.93
6,558.93
PROGRAM DISBURSEMENTS:
Indigent Care
High Need Indigent Care
Other
Total Program Disbursements
(150,207,124.26)
(887,410.66)
(151,094,534.92)
(319,118,964.21)
68,839,746.36
(250,279,217.85)
(96,662,966.12)
4,628,960.80
(92,034,005.32)
(565,989,054.59)
72,581,296.50
(493,407,758.09)
Excess (Deficiency) of Receipts over Disbursements
(151,093,633.72)
(250,276,861.27)
(92,030,704.17)
(493,401,199.16)

Transfers From Other Pools:
Public Goods Pool
Transfers From State Funds:
HCRA Resources Indigent Care - Matched
HCRA Resources Indigent Care - Unmatched
HCRA Resources Indigent Care - ATB
Federal DHHS Fund
Other
Total Other Financing Sources
79,816,133.91
(8,437,132.99)
(25,357.85)
79,816,133.90
151,169,776.97
Transfers To Other Pools:

Public Goods Pool
Transfers To State Funds:
HCRA Resources Fund Indigent Care Acct
Total Other Financing Uses
Source: HCRA - Office of Pool Administration
51
362,003.38
(4,629,394.18)
(4,629,394.18)
362,003.38
$
287,881,828.44
(7,583,653.41)
(1,221,357.85)
287,881,828.41
361,570.00
567,320,215.59
(68,848,607.85)
(68,848,607.85)
(3,139.74)
48,220,117.86
246,650.41
(23,920.00)
48,220,117.85
96,662,966.12
(79,282.99)
(79,282.99)
159,845,576.67
606,829.17
(1,172,080.00)
159,845,576.66
361,570.00
319,487,472.50
Excess (Deficiency) of Receipts and Other Financing

Sources over Disbursements and Other Financing Uses
(73,557,285.02)
(73,557,285.02)
2,867.77
$
364,871.15
361,731.41
$
364,871.15
APPENDIX E
STATE OF NEW YORK

SUMMARY OF OFF-BUDGET SPENDING REPORT
(Amounts in thousands)
2016
APRIL
DORMITORY AUTHORITY:
Education - All Other
Education - EXCEL
Department of Health - All Other
Community Enhancement Facilities Assistance Program (CEFAP)
Regional Development:
Community Capital Assistance Program (CCAP)/RESTORE
Multi-modal
GenNYsis
CUNY Senior Colleges
CUNY Community Colleges
SUNY Dormitories
Upstate Community Colleges
Mental Health
Developmental Disabilities
Alcoholism and Substance Abuse
Brooklyn Court Officer Training Academy
TOTAL DORMITORY AUTHORITY
EMPIRE STATE DEVELOPMENT CORP:

Regional Development:
Centers of Excellence
Community Capital Assistance Program (CCAP)
Empire Opportunity
Community Enhancement Facilities Assistance Program (CEFAP)
TOTAL EMPIRE STATE DEVELOPMENT CORP
TOTAL OFF-BUDGET
2016
MAY
1,748
1,084
2016
JUNE
4,817
2
-
2016
JULY
5,133
38
-
1,356
-
2016
AUGUST
2016
SEPTEMBER
1
106
14
90
712
36,784
3,479
157
9,803
7,079
1,628
843
925
66,229
302
15,736
3,603
10
9,367
5,820
1,543
278
1,570
43,400
61
16,679
1,042
3,550
1,738
144
44
879
25,493
520
38,084
7,491
4,066
9,595
1,812
278
2,113
64,170
357
21,416
3,435
3,529
4,804
737
40
1,589
35,994
1
1
364
364
1
1
66,230
43,400
25,493
64,534
2016
NOVEMBER
2016
DECEMBER
2017
2017
JANUARY FEBRUARY
2017
MARCH
87
165
17,760
995
64
1,123
4,050
404
158
219
27,770
27,770
2016
OCTOBER
35,995
2016-2017
TOTAL
1
13,160
54
1,261
2,117
146,459
20,045
231
31,438
33,086
6,268
1,641
7,295
263,056
366
366
263,422
The Division of the Budget (DOB) is responsible for organizing and presenting the above schedule of Off Budget Spending. Such reported disbursements are drawn from unaudited financial data provided by
public authorities. Although the Office of the State Comptroller (OSC) has no reason to believe this information to be unreliable, it is important to note that these program disbursements are financed with public
authority bond proceeds deposited directly into public authority accounts and all disbursements are made without any oversight by the OSC. Therefore, and pursuant to the provisions of Chapter 60, 16, of the
Laws of 2006; this schedule is provided for information only.
52
APPENDIX F
STATE OF NEW YORK

SCHEDULE OF MONTH-END TEMPORARY LOANS OUTSTANDING(*)
SFS Fund
10050
30051
30101
30102
30103
30104
30105
30106
30107
30108
30109
30110
30111
30112
30113
30114
30115
30116
30117
30118
30119
30120
30121
30122
30123
30124
30125
30126
30127
30128
30129
30130
30131
30132
30133
30134
30135
30136
30137
30138
30139
30140
30141
30142
30143
30144
30145
30146
30147
30148
30149
30150
30151
30152
30153
30154
30351
30501
30502
30503
30504
31506
31701
31801
31851
31852
31853
31854
ACCOUNT TITLE
GENERAL FUND
STATE OPERATIONS AND LOCAL ASSISTANCE
TOTAL GENERAL FUND
CAPITAL PROJECT AND BOND REIMBURSABLE FUNDS
HIGHWAY AND BRIDGE CAPITAL
REHAB/REPAIR MARITIME
D21RVE- MARITIME
D36RVE- CENTRAL ADMIN
RESIDENCE HALL CAMPUS LET BOND PROCEEDS
REHAB/REPAIR ALBANY
D01RVE- ALBANY
REHAB/REPAIR BINGHAMTON
D07RVE- BINGHAMTON
REHAB/REPAIR BUFFALO UNIVERSITY
D28RVE- SUNY BUFFALO
REHAB/REPAIR STONYBROOK
D13RVE- STONYBROOK
REHAB/REPAIR BROOKLYN
D14RVE - HSC BROOKLYN
REHAB/REPAIR SYRACUSE
D15RVE- HSC SYRACUSE
REHAB/REPAIR BROCKPORT
D02RVE- BROCKPORT
REHAB/REPAIR BUFFALO COLLEGE
D03RVE -SUB BUFFALO
REHAB/REPAIR CORTLAND
D04RVE- CORTLAND
REHAB/REPAIR FREDONIA
D05RVE- FREDONIA
REHAB/REPAIR GENESEO
D06RVE- GENESEO
REHAB/REPAIR OLD WESTBURY
D31RVE- OLD WESTBURY
REHAB/REPAIR NEW PALTZ
D08RVE- NEW PALTZ
REHAB/REPAIR ONEONTA
D09RVE- ONEONTA
REHAB/REPAIR OSWEGO
D10RVE- OSWEGO
REHAB/REPAIR PLATTSBURGH
D11RVE- PLATTSBURGH
REHAB/REPAIR POTSDAM
D12RVE- POTSDAM
REHAB/REPAIR PURCHASE
D29RVE- PURCHASE
REHAB/REPAIR FOR UTICA/ROME
D27RVE- CAMPUS RESERVE
REHAB/REPAIR ALFRED
D22RVE- ALFRED
REHAB/REPAIR CANTON
D23RVE- CANTON
REHAB/REPAIR COBLESKILL
D24RVE- COBLESKILL
REHAB/REPAIR DELHI
D25RVE- DELHI
REHAB/REPAIR FARMINGDALE
D26RVE- FARMINGDALE
REHAB/REPAIR MORRISVILLE
D27RVE- MORRISVILLE
STATE PARK INFRASTRUCTURE
CW/CA IMPLEMENTATION DEC
CW/CA IMPLEMENTATION STATE
CW/CA IMPLEMENTATION ERDA
CW/CA IMPLEMENTATION EFC
HAZARDOUS WASTE CLEAN UP
YOUTH FACILITIES IMPROVEMENT
HOUSING ASSISTANCE
HOUSING PROG FD-HSG TR FD CORP
HOUSING PROG FD AFFORD HSG CORP
HOUSING PROG FD-DEPT OF SOCIAL SERVICES
HOUSING PROG FD-HFA
July 31, 2016

$
August 31, 2016

-
35,521.45
124,445,011.27
177,750,135.01
9,506,845.79
13,630,607.54
45,010,122.21
36,233,521.89
110,636,927.07
-
September 30, 2016

-
137,728,981.61
184,638,935.76
11,270,625.54
13,630,607.54
45,010,122.21
42,233,521.89
110,636,927.07
-
53
Change
-
193,270,283.12
30,081,244.29
121,474,089.46
13,932,377.00
13,630,607.54
37,703,815.54
42,233,521.89
122,301,229.85
-
October 31, 2016

-
(31,761,693.73)
9,827,577.77
7,246,427.21
2,175,452.09
9,161,712.00
-
161,508,589.39
39,908,822.06
128,720,516.67
16,107,829.09
13,630,607.54
46,865,527.54
42,233,521.89
122,301,229.85
-
(***)
APPENDIX F
STATE OF NEW YORK

SFS Fund
31951
32213
32215
32301
32302
32303
32304
32305
32306
32307
32308
32309
32310
32311
32351
32352
33001
20452
20501
20810
20818
20901
20904
21001
21002
21061
21065
21066
21067
21077
21081
21082
21084
21087
21201
21202
21203
21204
21205
21401
21402
21451
21452
21902
21905
21907
21909
21911
21912
21913
21937
21945
21959
21962
21978
21979
21989
22003
22004
22006
22007
22009
22032
22034
22036
22039
22046
22053
22054
ACCOUNT TITLE
HIGHWAY FAC PURPOSE
NY RACING ACCOUNT
IT CAPITAL FINANCING ACCT
OPWDD-STATE FACILITIES PRE 12/99
DSAS-COMMUINTY FACILITIES
OMH-COMMUNITY FACILITIES
OASAS-COMMUNITY FACILITIES
OPWDD-COMMUNITY FACILITIES
DASNY - OMH ADMIN
DASNY - OPWDD ADMIN
DASNY - OASAS ADMIN
OMH -STATE FACILITIES
OPWDD -STATE FACILITIES
OASAS -STATE FACILITIES
CORR. FACILITIES CAPITAL IMPROVEMENT
DOCS-REHABILITATION PROJECTS
STORM RECOVERY ACCOUNT
TOTAL CAPITAL AND BOND REIMBURSABLE FUNDS
STATE SPECIAL REVENUE FUNDS
VOCATIONAL SCHOOL SUPERVISION
LOCAL GOVERNMENT RECORDS MGMT
CHILD HEALTH INSURANCE
EPIC PREMIUM ACCOUNT
LOTTERY-EDUCATION
VLT EDUCATION
ENVIR FAC CORP ADM ACCT
ENCON ADMIN ACCT
HAZARDOUS BULK STORAGE
FEDERAL GRANTS INDIRECT COST RECOVERY ACCOUNT
ENCON-LOW LEVEL RADIOACTIVE WASTE SITING
ENCON-RECREATION
PUBLIC SAFETY RECOVERY ACCOUNT
ENVIRONMENTAL REGULATORY
NATURAL RESOURCES ACCOUNT
MINED LAND RECLAMATION ACCT
GREAT LAKES RESTORATION INITIATIVE
AUDIT AND CONTROL OIL SPILL
HEALTH DEPT OIL SPILL
DEPT OF ENVIRONMENTAL CONSERVATION OIL SPILL
OIL SPILL COMPENSATION
LICENSE FEE SURCHARGES
PUBLIC TRANSPORTATION SYSTEMS
METROPOLITAN MASS TRANSPORTATION
OPERATING PERMIT PROGRAM
MOBILE SOURCE
HEALTH-SPARC'S
THRUWAY AUTHORITY ACCT
MENTAL HYGIENE PROGRAM
MENTAL HYGIENE PATIENT INCOME ACCOUNT
FINANCIAL CONTROL BOARD
RACING REGULATION ACCOUNT
NY METROPOLITAN TRANSPORTATION COUNCIL
SU DORM INCOME REIMBURSE
CRIMINAL JUSTICE IMPROVEMENT
ENV LAB REF FEE
CLINICAL LAB FEE
INDIRECT COST RECOVERY
HIGH SCHOOL EQUIVALENCY PROGRAM
MULTI - AGENCY TRAINING ACCOUNT
BELL JAR COLLECTION ACCOUNT
INDUSTRY AND UTILITY SERVICE
REAL PROPERTY DISPOSITION
PARKING ACCOUNT
ASBESTOS SAFETY TRAINING
BATAVIA SCHOOL FOR THE BLIND
INVESTMENT SERVICES
SURPLUS PROPERTY ACCOUNT
FINANCIAL OVERSIGHT
REGULATION INDIAN GAMING
ROME SCHOOL FOR THE DEAF
DSP-SEIZED ASSETS
July 31, 2016

12,661,414.24
153,750.00
46,629.07
145,091,797.37
222,214,387.15
36,479,662.82
5,516,639.89
753,554.67
53,897,821.72
176,494.68
66,441,946.92
51,076,487.20
1,111,759,277.96
August 31, 2016

12,661,414.24
153,750.00
53,388.35
146,971,956.60
223,464,387.15
28,616,748.76
4,518,493.32
556,276.88
60,464,176.74
342,774.68
99,787,521.31
53,751,936.61
1,176,492,546.26
September 30, 2016

12,627,887.24
153,750.00
53,407.56
152,097,888.49
224,566,309.48
28,616,748.76
4,518,493.32
556,276.88
66,077,404.17
437,667.05
119,757,153.18
52,234,844.94
1,236,324,999.76
23,834,925.59
5,660,937.29
4,076,204.77
2,009,583.71
3,920,670.30
9,237,060.13
31,414,765.56
17,555,781.23
244,011.26
90,472.78
5,440,132.32
21,718,252.98
10,960,986.87
141,782.67
5,827,751.51
16,403,065.34
392,035.90
11,402,888.40
257,835.36
60,049.78
887,461.29
188,784.50
5,126,660.39
178,319.91
60,219,332.03
133,076.60
8,569,357.87
4,197,138.00
2,823,974.81
4,232,760.13
8,446,963.70
37,050,378.31
17,981,113.69
370,949.73
109,048.74
8,515,163.65
55,878,708.91
22,796,006.41
13,507,946.00
287,175.48
5,647,531.62
17,221,307.38
237,504.52
10,942,394.39
901,283.36
197,905.40
6,314,010.26
746,353.23
61,404,550.30
1,127,343.69
8,505,622.21
18,136,974.56
745,673.19
1,274,377,299.72
3,715,124.05
3,810,870.72
8,348,690.93
35,718,040.87
17,776,190.13
410,326.97
123,068.94
9,375,343.86
19,053,050.97
22,757,832.23
20,992,006.74
518,688.06
4,613,503.88
18,587,067.99
185,423.99
11,012,854.91
754,815.29
183,627.34
7,079,148.16
918,383.26
61,777,209.31
1,796,685.30
8,349,853.03
54
Change
22.46
5,493,636.36
685,000.00
(3,117,046.27)
1,827,000.00
(33,194,904.96)
9,439.00
(29,092,486.95)
(3,066,856.54)
(63,806,721.56)
October 31, 2016

12,627,887.24
153,750.00
53,430.02
157,591,524.85
225,251,309.48
25,499,702.49
6,345,493.32
556,276.88
32,882,499.21
447,106.05
90,664,666.23
49,167,988.40
1,172,518,278.20
(18,136,974.56)
(745,673.19)
(132,839,571.06)
31,010.42
105,502.42
(933,618.61)
(5,694,770.31)
(362,230.10)
38,916.09
16,576.31
820,370.32
(19,053,050.97)
(5,563,674.33)
2,650,537.44
58,171,943.95
(219,133.02)
295,384.15
(1,016,638.82)
695,710.15
170,097.78
(2,623,924.63)
73,538.18
18,274.40
22,144.08
440,246.03
(742,055.27)
610,368.81
432,042.20
(94,299.50)
1,141,537,728.66
3,746,134.47
3,916,373.14
7,415,072.32
30,023,270.56
17,413,960.03
449,243.06
139,645.25
10,195,714.18
17,194,157.90
23,642,544.18
58,171,943.95
299,555.04
4,908,888.03
17,570,429.17
881,134.14
170,097.78
8,388,930.28
73,538.18
773,089.69
205,771.42
7,519,394.19
176,327.99
62,387,578.12
2,228,727.50
8,255,553.53
APPENDIX F
STATE OF NEW YORK

SFS Fund
22055
22056
22062
22063
22078
22085
22087
22090
22100
22130
22135
22144
22151
22156
22158
22168
22654
22751
22802
23001
23101
23102
23151
23701
23702
25000-25099
25100-25199
25200-25249
25300-25899
31351
31354
31350-31449
25900-25949
25950
26001-26049
ACCOUNT TITLE
ADMINISTRATIVE ADJUDICATION
FEDERAL SALARY SHARING
NYC ASSESSMENT ACCT
CULTURAL EDUCATION ACCOUNT
LOCAL SERVICE ACCOUNT
DHCR MORTGAGE SERVICES
DMV-COMPULSORY INS PRGM
HOUSING INDIRECT COST RECOVERY
DHCR-HOUSING CREDIT AGENCY APPLY FEE
LOW INCOME HOUSING CREDIT MONITORING
EFC-CORPORATION ADMINISTRATION
MONTROSE VETERAN'S HOME
DEFERRED COMPENSATION ADMIN
RENT REVENUE OTHER - NYC
RENT REVENUE
TAX REVENUE ARREARAGE ACCOUNT
S.U. NON-RESIDENT REV. OFFSET
LAKE GEORGE PARK TRUST FUND
STATE POLICE MV ENFORCE
DOT - HIGHWAY SAFETY PRGM
EFC DRINKING WATER PROGRAM
DOH DRINKING WATER PROGRAM
NYCCC OPERATING OFFSET
COMMERCIAL GAMING REVENUE
COMMERCIAL GAMING REGULATION
TOTAL STATE SPECIAL REVENUE FUNDS
FEDERAL FUNDS
FEDERAL USDA/FOOD AND NUTRITION SERVICES FUND
FEDERAL HEALTH AND HUMAN SERVICES FUND
FEDERAL EDUCATION GRANTS FUND
FEDERAL OPERATING GRANTS FUND
MILITARY AND NAVAL AFFAIRS
DEPARTMENT OF TRANSPORTATION
FEDERAL CAPITAL PROJECTS FUND (ALL OTHER)
UNEMPLOYMENT INSURANCE ADMINISTRATION
FEDERAL UNEMPLOYMENT INS OCCUPATIONAL TRAINING
DOL EMPLOYMENT AND TRAINING GRANTS
TOTAL FEDERAL FUNDS
60201
60901
AGENCY FUNDS
EMPLOYEES HEALTH INSURANCE ACCT
MMIS - STATE AND FEDERAL
TOTAL AGENCY FUNDS
50318
50327
ENTERPRISE FUND
OGS CONVENTION CENTER ACCOUNT
EMPIRE PLAZA GIFT SHOP
TOTAL ENTERPRISE FUND
55001
55002
55003
55004
55005
55006
55007
55008
55009
55010
55011
55012
55013
55014
55015
55016
55017
55018
55019
55020
55021

CENTRALIZED SERVICES-FLEET MGMT
CENTRALIZED SERVICES-DATA PROCESSING
CENTRALIZED SERVICES-PRINTING
CENTRALIZED SERVICES-REAL PROPERTY-LABOR
CENTRALIZED SERVICES-DONATED FOODS
CENTRALIZED SERVICES-PERSONAL PROPERTY
CENTRALIZED SERVICES-CONSTRUCTION SERVICES
CENTRALIZED SERVICES-PASNY
CENTRALIZED SERVICES-ADMIN SUPPORT
CENTRALIZED SERVICES-DESIGN AND CONSTR
CENTRALIZED SERVICES-INSURANCE
CENTRALIZED SERVICES-SECURITY CARD ACCESS
CENTRALIZED SERVICES-COP'S
CENTRALIZED SERVICES-FOOD SERVICES
CENTRALIZED SERVICES-HOMER FOLKS
CENTRALIZED SERVICES-IMMICS
DOWNSTATE WAREHOUSE
BUILDING ADMINISTRATION
LEASE SPACE INITIATIVE
OGS ENTERPRISE CONTRACTING ACCT
NYS MEDIA CENTER
July 31, 2016

290,050.78
793,804.99
2,625,727.79
497,223.29
5,045,782.85
646,762.72
3,608,536.04
501,545.17
123,695.92
699,587.03
19,465,437.17
8,417,198.55
5,984,237.62
34,350,006.38
5,795,003.40
334,796,786.04
10,467,989.40
190,056,843.23
11,495,965.04
338,234,665.40
7,059,946.77
406,200,828.13
64,522,002.54
13,514,045.13
6,774,549.35
1,048,326,834.99
August 31, 2016

893,041.90
4,124,464.42
670,966.21
4,577,297.08
349,870.72
3,887,854.30
590,683.58
203,591.54
489,467.15
19,473,484.43
8,534,620.20
5,984,237.62
36,553,578.26
3,981,296.41
379,757,587.74
September 30, 2016

4,004,914.09
974,171.75
3,160,336.09
720,249.05
4,969,232.45
349,870.72
4,141,101.49
914,000.26
230,825.56
469,804.10
19,481,392.00
8,770,679.18
5,984,237.62
38,945,352.50
3,275,735.51
1,647,509,656.77
Change
(1,826,306.56)
79,982.91
(1,288,882.89)
143,207.14
349,007.13
296,892.00
236,036.72
208,130.99
36,694.75
1,503,563.70
17,287.62
8,191.65
60,819.58
2,327,485.04
159,219.24
(121,121,622.62)
October 31, 2016

2,178,607.53
1,054,154.66
1,871,453.20
863,456.19
5,318,239.58
646,762.72
4,377,138.21
1,122,131.25
267,520.31
1,503,563.70
487,091.72
19,489,583.65
8,831,498.76
5,984,237.62
41,272,837.54
3,434,954.75
1,526,388,034.15
4,545,145.66
363,979,761.60
17,749,878.60
360,979,233.22
7,061,606.77
414,977,585.19
41,891,680.35
12,019,315.98
1,652,556.33
1,224,856,763.70
26,104,860.72
151,940,634.14
19,985,195.75
367,254,461.55
7,062,804.77
354,634,417.20
91,318,711.96
12,750,029.62
1,863,200.26
1,032,914,315.97
(5,420,298.68)
10,329,622.77
7,054,355.06
(11,929,068.49)
4,189.00
24,770,640.42
39,766,589.82
1,987,267.58
1,013,251.42
67,576,548.90
20,684,562.04
162,270,256.91
27,039,550.81
355,325,393.06
7,066,993.77
379,405,057.62
131,085,301.78
14,737,297.20
2,876,451.68
1,100,490,864.87
12,580.89
12,580.89
21,582.80
21,582.80
1,419,601.70
2,641,698.98
24,401.84
226,195.48
17,226,524.95
166,746.71
26,961.54
580,982.29
39,480,985.54
4,125,376.16
1,459,716.90
2,970,347.06
215,994.43
29,337,460.79
299,479.02
208,182.69
26,961.54
698,411.33
49,155,148.39
4,271,693.96
55
1,527,755.73
2,882,093.66
60,909.20
27,980,698.96
389,003.34
196,766.19
26,961.54
651,871.50
58,069,187.76
4,267,329.13
152,280.23
68,014.31
316,191.67
(4,826,848.90)
(347,802.19)
35,201.00
(134,363.65)
5,989,598.80
240,415.39
1,680,035.96
2,950,107.97
377,100.87
23,153,850.06
41,201.15
231,967.19
26,961.54
517,507.85
64,058,786.56
4,507,744.52
(**)
APPENDIX F
STATE OF NEW YORK

SFS Fund
55022
55052
55053
55056
55057
55058
55059
55060
55061
55062
55066
55067
55069
55071
55072
55073
55251
55252
55300
55301
55350
ACCOUNT TITLE
BUSINESS SERVICES CENTER
ARCHIVES RECORD MGMT I.S.
FEDERAL SINGLE AUDIT
CIVIL SERVICE EHS OCCUP HEALTH PROG
BANKING SERVICES ACCOUNT
CULTURAL RESOURCE SURVEY
NEIGHBOR WORK PROJECT
AUTOMATIC/PRINT CHARGBACKS
OFT NYT ACCT
DATA CENTER ACCOUNT
CYBER SECURITY INTRUSION ACCT
DOMESTIC VIOLENCE GRANT
CENTRALIZED TECHNOLOGY SERVICES
LABOR CONTACT CENTER ACCT
HUMAN SERVICES CONTACT CNTR ACCT
TAX CONTACT CENTER ACCT
EXECUTIVE DIRECTION INTERNAL AUDIT
CIO INFORMATION TECHNOLOGY CENTRALIZED SERVICES
HEALTH INSURANCE INTERNAL SERVICE
CIVIL SERVICE EMPLOYEE BENEFITS DIV ADM
CORR INDUSTRIES INTERNAL SERVICE
TOTAL INTERNAL SERVICE FUNDS
GRAND TOTAL - TEMPORARY LOANS OUTSTANDING
July 31, 2016
August 31, 2016
17,371.19
4,110,951.25
11,376,085.48
1,738,062.92
5,710,073.80
52,338,552.49
1,261,584.27
140,724.23
71,929,261.53
534,539.65
600,721.91
4,264,929.67
2,440,355.73
9,244,585.79
7,454,183.21
24,283,143.08
263,364,601.39
2,758,260,081.27
September 30, 2016
123,310.29
103,802.17
4,458,543.06
11,291,913.20
1,278,210.70
5,815,285.70
52,338,552.49
1,261,584.27
167,161.03
73,138,836.95
631,802.30
476,638.33
4,828,124.09
5,168,715.10
10,885,063.05
7,860,915.54
23,145,766.90
291,617,621.28
3,072,746,101.78
Change
102,425.97
60,307.07
5,097,716.36
11,210,252.22
5,804,805.30
52,338,552.49
1,261,584.27
168,671.95
74,442,345.39
920,944.99
1,696,224.28
4,997,542.59
6,179,683.59
11,515,178.90
7,988,541.92
27,333,364.80
307,170,719.10
4,223,919,691.60
(174,922,324.79)
(*) Temporary Loans are authorized pursuant to Subdivision 5 of Section 4 of the State Finance Law and Chapter 54, Part UU, Section 1, of the Laws of 2016-17.
The loans represent authorizations made by the Legislature to allow certain funds/accounts to make appropriated payments regardless of the fund (cash) balance
Such loans are made from the State's Short-Term Investment Pool (STIP) and are intended to satisfy temporary cash shortfalls whenever scheduled disbursements
exceed available revenues during the fiscal year. Generally, temporary loans are repaid from the first cash receipts of the fund or account; however, in some cases actual
revenues are not sufficient to repay all loans made to the fund or account and a transfer from the General Fund "Repayment of Receivables" appropriation is approved by the Budget Director
The balances reported here in Appendix F are the actual fund balances as of the close of business on the last day of the reporting month and do not include post-closing adjustments
Please refer to Schedule 1 for a detailed analysis of the 'reported' cash balances of the fund group.
(**) Temporary loans to federal funds are typically reimbursed within 2-3 days. Such loans are made pursuant to federal regulations which require the State to disburse funds prior to
making a reimbursement claim from the U.S. Treasury.
(***) Per Section 72 of the State Finance Law, the General Fund includes the Local Assistance Fund (10000) and State Purpose Fund (10050).
56
October 31, 2016
(34,563.96)
323,810.52
136,051.07
344,011.23
(6,626.75)
(989.35)
(62,950,747.48)
90,236.31
343,375.85
167,410.34
1,312,698.00
276,823.86
135,511.16
799,783.03
(57,570,529.51)
67,862.01
384,117.59
5,233,767.43
11,554,263.45
5,798,178.55
52,338,552.49
1,261,584.27
167,682.60
11,491,597.91
1,011,181.30
2,039,600.13
5,164,952.93
7,492,381.59
11,792,002.76
8,124,053.08
28,133,147.83
249,600,189.59
4,048,997,366.81
STATE OF NEW YORK

DEDICATED INFRASTRUCTURE INVESTMENT FUND (*)
FISCAL YEAR 2016-17
APPENDIX G
2016
APRIL
MAY
JUNE
JULY
AUGUST
SEPTEMBER
OCTOBER
$ 110,333,290
$ 102,733,518
$ 137,375,142
$ 155,295,707
$ 245,594,653
$ 198,471,862
$ 119,583,273
40,000,000
100,000,000
98,550,000
125,000,000
67,170,000
40,000,000
100,000,000
98,550,000
125,000,000
67,170,000
159,949
1,340,487
46,099,336
-
1,395
1,997,342
1,909,118
2,853,343
32,914
58,564,264
-
14,305
13,030,085
205,840
8,001,370
59,377,835
-
12,360
2,512,984
410,631
7,403,988
5,875
24,355,216
-
22,780
1,734,050
259,424
9,471,695
2,993,397
32,641,445
-
14,454
347,870
2,002,167
4,185,619
954,947
31,674,986
18,708,546
21,000,000
57,793,164
9,743
1,864,924
326,548
500,777
3,749,999
19,927,146
750,000
-
Total Disbursements
47,599,772
65,358,376
80,629,435
34,701,054
47,122,791
78,888,589
84,922,301
OPERATING TRANSFERS:
Transfers to General Fund
47,599,772
65,358,376
80,629,435
34,701,054
47,122,791
$ 102,733,518
$ 137,375,142
$ 155,295,707
$ 245,594,653
$ 198,471,862

RECEIPTS:
Transfers from General Fund (**)
Total Receipts
DISBURSEMENTS:
Broadband Initiative
Health Care / Hospital Initiatives
Information Technology/infrastructure for Behavioral Sciences
Infrastructure Improvements
Municipal Restructuring
Penn Station Access
Resiliency, Mitigation, Security and Emergency Response
Southern Tier / Hudson Valley Farm Initiative
Thruway Stabilization Program
Transformative Economic Development Projects
Transportation Capital Plan
Upstate Revitalization Program
Total Operating Transfers

Total Disbursements and Transfers
(*)
NOVEMBER
2017
JANUARY
DECEMBER
FEBRUARY
7 Months Ended
October 31, 2016
MARCH
$
110,333,290
430,720,000
-
430,720,000
57,793,164
75,037
21,647,204
5,113,728
33,757,279
7,737,132
272,640,228
750,000
18,708,546
21,000,000
-
439,222,318
78,888,589
84,922,301
439,222,318
$ 119,583,273
$ 101,830,972
Fund created pursuant to Chapter 60, Laws of 2015-16, Part H and SFL 93-b
(**) Pursuant to Chapter 54, Laws of 2016-17, Part UU
57
101,830,972

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Office of the NEW YORK STATE

Comptrollers Monthly Report on

STATE OF NEW YORK

DIVISION OF PAYROLL, ACCOUNTING AND REVENUE SERVICES

Combining Statements of Cash Receipts, Disbursements and Changes in Fund Balances

General Fund - Statement of Cash Flow

STATE OF NEW YORK

TOTAL GOVERNMENTAL FUNDS

YEAR OVER YEAR

Excess (Deficiency) of Receipts

OTHER FINANCING SOURCES (USES):

Beginning Fund Balances (Deficits)

STATE OF NEW YORK

Excess (Deficiency) of Receipts

STATE SPECIAL REVENUE (**)

TOTAL STATE OPERATING FUNDS

Excess (Deficiency) of Receipts

GOVERNMENTAL FUNDS FOOTNOTES

Revenue Bond Tax Fund

General Fund Transfers to Other Funds are as follows:

Certificate of Need Account

Medicaid Recoveries - Health Facilities

STATE OF NEW YORK

Excess (Deficiency) of Receipts

TOTAL PROPRIETARY FUNDS

YEAR OVER YEAR

STATE OF NEW YORK

TOTAL TRUST FUNDS

YEAR OVER YEAR

STATE OF NEW YORK

ALL GOVERNMENTAL FUNDS

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and Other

Excess (Deficiency) of Receipts

Fund Balances (Deficits) at April 1

Source: 2016-17 Enacted Budget dated May 13, 2016.

STATE OF NEW YORK

FOR SEVEN MONTHS ENDED OCTOBER 31, 2016

STATE OPERATING FUNDS (***)

OTHER FINANCING SOURCES (USES):

Excess (Deficiency) of Receipts and Other

Excess (Deficiency) of Receipts

Fund Balances (Deficits) at April 1

STATE OF NEW YORK

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

SPECIAL REVENUE FUNDS

(*) Source: 2016-17 Enacted Budget dated May 13, 2016.

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

FOR SEVEN MONTHS ENDED OCTOBER 31, 2016

STATE SPECIAL REVENUE FUNDS

FEDERAL SPECIAL REVENUE FUNDS

Source: 2016-17 Enacted Budget dated May 13, 2016.

STATE OF NEW YORK

BUDGETARY BASIS - FINANCIAL PLAN AND ACTUAL

DEBT SERVICE FUNDS

Source: 2016-17 Enacted Budget dated May 13, 2016.