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H股監管指引專題研究
H股監管指引專題研究
H股監管指引專題研究
456 83
(3)
28
2013 1 1
2012 12 20
(4)
[2012]45
21
1999 9
2013 1 21
13
(1)
456
[2009]36
[2010]9
(2)
CEPA
A
2012 6 29
A H
PE H
H H
H 2013
(1)
2012 A 2012
A IPO A IPO
1993 H
A IPO
170 H 20 170
(2)
(1)
1994 8 4 1993
2010
160
2003
5 2006 2
(2)
1999 7 14
[1999]83 83
H
1
2012 12 31 H 148 H
28
456 4 6000
5000
2000 6 9
2003 11 20
83
(8)
456
15
IPO 28
13 IPO 22
2
(1)
12 12
(2)
(1)
2006
B H
(3)
H H
H A
(4)
(5)
2006
(6)
(7)
83
QDII
QDII
QDII2
B H B H
H H
H IPO
A H
(2)
H IPO
H
A H IPO
(3)
H IPO
11
2003
H IPO IPO
A IPO
H A
B H IPO
2012 10 8
by request
B H
[2012]118
H IPO
(4)
A H IPO
A IPO
12
B H
IPO
/+ H
10
C H
H
A
2006 4 H
H A H
(5)
2006 4 H
13
13
H A
(1)
A H IPO
H A
A H A
H A
(2)
PN21
H A A H
H
9
10
11
A H A A
12
2001
12
13
A H A
PE H
A A
2006 H
H 45
20
15
5%
3%
2
QDII
QDII2
A+H
(1)
H IPO H
(2)
2005 75 2006 10
14
(3)
H A
B H
14
75 2005 10 21
[2005]75 10 2005 10 21
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3
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3000
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500 1 5000
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2000
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2
2000
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2
3
10
11
12
13
14
15
16
17
18
19
20
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10
22
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11
23
24
25
12
13
2
3
4
28
27
26
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