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Ledezma Supp BR Amicus Dpa
Ledezma Supp BR Amicus Dpa
No. 12-73289
IN THE UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
_________________________________________________________________________________________________________________
SALOMON LEDEZMA-COSINO,
Petitioner,
v.
LORETTA E. LYNCH,
Respondent.
_________________________________________________________________________________________________________________
On Rehearing En Banc
James E. Tysse
G. Michael Parsons, Jr.
AKIN GUMP STRAUSS
HAUER & FELD LLP
Robert S. Strauss Building
1333 New Hampshire Ave. NW
Washington, D.C. 20036-1564
Tel.: 202.887.4000
Fax: 202.887.4288
Email: jtysse@akingump.com
Attorneys for Amici Curiae
None of these
TABLE OF CONTENTS
CORPORATE DISCLOSURE STATEMENT .........................................................i
INTEREST OF AMICI CURIAE ..............................................................................1
SUMMARY OF ARGUMENT ................................................................................3
ARGUMENT ............................................................................................................5
I.
II.
B.
CONCLUSION .......................................................................................................17
CERTIFICATE OF COMPLIANCE ......................................................................19
CERTIFICATE OF SERVICE ...............................................................................20
ii
TABLE OF AUTHORITIES
Cases:
Brown v. Lucky Stores, Inc.,
246 F.3d 1182 (9th Cir. 2001) .............................................................................. 9
City of Cleburne v. Cleburne Living Ctr.,
473 U.S. 432 (1985) ..............................................................................................5
Gutierrez v. Holder,
662 F.3d 1083 (9th Cir. 2011) ............................................................................11
Nunez-Reyes v. Holder,
646 F.3d 684 (9th Cir. 2011) ................................................................................1
Romer v. Evans,
517 U.S. 620 (1996) ............................................................................................10
Statutes:
8 U.S.C.
1101(f)(1) .......................................................................................................3, 5
1229b(b)(1)(B) ...............................................................................................3, 5
1229c(b)(1)(B) ...............................................................................................3, 5
Other Authorities:
Am. College of Physicians, In the Clinic: Substance Use Disorders,
Annals of Internal Medicine (2016) ..................................................................... 8
Am. Psychiatric Assn, What is Addiction? (July 2015) ........................................... 8
Am. Socy of Addiction Med., Patients with Addiction Need
Treatment Not Stigma (Dec. 15, 2015) .............................................................. 8
Am. Socy of Addiction Med., Terminology Related to the Spectrum
of Unhealthy Substance Use (2013) ..................................................................... 8
Leshner, A. I., Science-Based Views of Drug Addiction and Its
Treatment, J. AM. MED. ASSN 282 (1999) ........................................................... 8
Natl Inst. On Alcohol Abuse and Alcoholism, Neuroscience:
Pathways to Alcohol Dependence, Alcohol Alert (Apr. 2009) ............................ 9
iii
iv
The
organization also regularly files legal briefs as amicus curiae, including in this
Court. See, e.g., Nunez-Reyes v. Holder, 646 F.3d 684 (9th Cir. 2011).
The National Council on Alcoholism and Drug Dependence (NCADD) is
the oldest advocacy organization in this country addressing Americas most widely
abused drugalcohol, alone or in combination with other drugs. Founded in 1944,
1
Amici certify that (1) this brief was authored entirely by counsel for amici
curiae and not by counsel for any party, in whole or part; and (2) apart from amici
curiae and its counsel, no other person contributed money to fund the preparation
or submission of this brief. All parties have consented to the filing of this brief.
See Dkt. No. 60.
1
SUMMARY OF ARGUMENT
The Immigration and Nationality Act (INA) prohibits removable noncitizens who lack good moral character from consideration for cancellation of
removal or voluntary departure. See 8 U.S.C. 1229b(b)(1)(B), 1229c(b)(1)(B).
The INA also includes a provision that labels habitual drunkard[s] as persons
who categorically lack moral character. Id. 1101(f)(1). A three-judge panel of
this Court correctly held that the habitual drunkard clause is an unconstitutional
status-based classification that lacks any rational basis.
Amici curiae agree with petitioner that the panel correctly applied these
principles in holding that there is no rational relationship between a medical
disease such as alcoholism and bad moral character, thereby rendering the
habitual drunkard clause found in section 1101(f)(1) unconstitutional as a
violation of the Equal Protection Clause. Panel Op. 8. Because the habitual
drunkard clause employs a status-based classification that is not rationally related
to a legitimate government interest, the panels decision should be affirmed.
Amici curiae file this brief to emphasize two additional points. First, the
habitual drunkard clauses status-based classification is inconsistent with the
consensus views of the U.S. Surgeon General, the U.S. government as a whole, and
the medical and scientific communities. The notion that substance use disorder is a
medical condition, not a moral failing, is a view that has gained universal
This
largely unused. One of the primary barriers to a systemic and effective approach to
prevention and treatment in our nation is the crippling stigma associated with
addiction and the irrational misperception that those afflicted with substance use
disorder are morally culpable for their own neurological condition. By asserting
HABITUAL
condition of having substance use disorder rather than the conduct often
associated with substance misuse. See Panel Op. 8 ([A] statute targeting people
who habitually and excessively drink alcohol is, in effect, targeting individuals
with chronic alcoholism. . . . Every person who is, by definition, a habitual
drunkard will regularly exhibit the symptoms of his disease by drinking alcohol
excessively.).
represents a separate, chronic neurological condition distinct from the conduct and
consequences of substance misuse itself.
The Surgeon Generals Report on Alcohol, Drugs, and Health (the
Report), recently released by the U.S. Department of Health & Human Services,
makes this distinction clear. U.S. DEPT OF HEALTH & HUMAN SERVS., OFFICE OF
THE
GENERALS REPORT
ON
ALCOHOL, DRUGS,
IN
AND
AMERICA:
THE SURGEON
HEALTH (2016).
Substance
The Reports finding that addiction is a medical, not moral, issue, reflects a
widespread consensus within the medical community.
According to the
Not
Stigma,
(Dec.
15,
2015),
available
at
http://www.asam.org/magazine/read/article/2015/12/15/patients-with-a-substanceuse-disorder-need-treatment---not-stigma; Am. Psychiatric Assn, What is
Addiction? (July 2015), available at https://www.psychiatry.org/patientsfamilies/addiction/what-is-addiction; Am. College of Physicians, In the Clinic:
Substance Use Disorders, Annals of Internal Medicine (2016), available at
http://annals.org/aim/article/2511007/substance-use-disorders.
beyond casting moral blame upon large segments of society that have a
4
See, e.g., White House Office on Natl Drug Control Policy, National Drug
Control
Strategy
(2014)
available
at
https://www.whitehouse.gov/sites/default/files/ndcs_2014.pdf; Natl Institute on
Drug Abuse, Drugs, Brains, and Behavior: The Science of Addiction (2014)
available
at
https://www.drugabuse.gov/publications/drugs-brains-behaviorscience-addiction/preface; Natl Inst. on Alcohol Abuse and Alcoholism,
Neuroscience: Pathways to Alcohol Dependence, Alcohol Alert (Apr. 2009)
available at https://pubs.niaaa.nih.gov/publications/AA77/AA77.pdf.
neurological disorder. As the panel aptly stated: We are well past the point
where it is rational to link a persons medical disability with his moral character.
Panel Op. 9. The panel thus anticipated the Surgeon Generals conclusion that one
of the long-held, but incorrect, stereotypes about substance misuse and substance
use disorders is the notion that alcohol and drugs problems are the product of
faulty character or willful rejection of social norms. Report 7-67-7.
The respondent argues that the habitual drunkard clause merely reaches
dangerous or immoral conduct and thus rationally advances the governments
interest in protecting public safety, health, and welfare. But that argument is belied
by the facts of this case, in which Ledezma was denied statutory rights for which
he might otherwise have been eligible because of a medical conditiona serious
alcohol dependency problem and a history of alcohol addiction and abuse
revealed by his medical reports, not by a record of his conduct. (AR51, AR53.)
Indeed, the record indicates that Ledezma had quit drinking following a hospital
stay.
(AR96, AR114.)
10
11
2.
volitional component of alcohol use and recovery that may properly be subject to
moral evaluation. But that argument betrays dated assumptions about alcoholism
and volition in at least two distinct ways. First, people do not voluntarily choose
to become dependent on alcohol or other substances. Whether alcohol use, or use
of another substance, progresses to a substance use disorder depends on many
factors that may be outside a persons control, such as genetic makeup and other
individual biological factors; the age when use begins; psychological factors
related to a persons unique history and personality; and environmental factors,
such as the availability of drugs, family and peer dynamics, financial resources,
cultural norms, exposure to stress, and access to social support. Report 2-22-3.
Second, for those who develop substance use disorder, biological changes in
brain functioning can reduce or eliminate the voluntariness of ones
decisionmaking in any given instance, including the decision to get medical help or
to achieve and maintain sobriety. This volitional impairment occurs as a result of
the addiction cycle, which can be described as a repeating cycle with three
stages associated with particular brain regions: the basal ganglia, the extended
amygdala, and the prefrontal cortex. Report 2-6. As alcohol or substance use
progresses, repeated activation of the habit circuitry of the basal ganglia . . .
contributes to the compulsive substance seeking and taking that are associated with
12
addiction. Id. at 2-12. Subsequent stages of the disease lead to a drive to alleviate
negative feelings and promote first impulsiv[e] and then compulsiv[e]
substance seeking.
Id. at 2-8.
13
*****
There may be legitimate, rational reasons for employing legislative
classifications that apply to persons suffering from substance use disordersuch
as streamlining or enhancing access to certain types of treatmentbut the
habitual drunkard clause does no such thing. Instead, the clause reflects nothing
more than the biased and harmful remnants of a bygone era.
As the panel
AFFIRMANCE
WOULD CONTRIBUTE TO ECONOMIC,
SOCIETAL, AND INDIVIDUAL HARM WITHOUT ADVANCING
ANY LEGITIMATE GOVERNMENT INTEREST.
The preface to the Surgeon Generals Report makes clear that substance use
disorders represent one of the most pressing public health crises of our time.
Report V. While adopting the panels reasoning would have no impact on the
governments ability to protect its legitimate interests (as explained above),
affirming the Boards decision would cause serious economic and social harm to
the public by entrenching unsupported stigmas and discouraging individuals with
substance use disorderboth citizens and non-citizensfrom seeking vital
medical treatment.
Labeling individuals suffering from substance use disorder as immoral (as
the law provides), or as inherently lazy or violent, is harmful both to those
14
individuals and to society as well. As the Report makes clear, substance use
disorders and substance misuse have staggering consequencesmore than $400
billion annually in crime, health, and lost productivity. Report 1-2. Alcohol
misuse and alcohol use disorders alone costs the United States approximately $249
billion in lost productivity, health care expenses, law enforcement, and other
criminal justice costs. Id. Given the extent of these problems, the government
should not be discouraging individualswhether tacitly or expresslyfrom
seeking the medical and psychological treatment they need.
There are a range of treatment interventions, therapies, services, and
medications available to identify, treat, and manage substance use problems and
disorders. Report 4-2. But, while evidence shows that treatment for substance
use disorders is cost-effective compared with no treatment, many of these
avenues for treatment go unused or underused.
Id.
majority of individuals with substance use disorder go untreated. Out of the 20.8
million people (nearly 8 percent of the population) who met the diagnostic criteria
for substance use disorder in 2015, only 2.2 million individuals (10.4 percent)
received any type of treatment. Id. at 1-7. A decision that affirms the use of a
non-citizens medical records to deny voluntary departure or cancellation of
removal will naturally make other non-citizens hesitant to seek medical or other
treatment for fear of risking their statutory rights.
15
As the Surgeon
failings can help remove negative attitudes and promote open and healthy
discussion between individuals with substance use disorders and their loved ones,
as well as with their health care professionals. Report 7-8.
If the Boards decision is affirmed, however, it will entrench a harmful and
irrational stigma. That will discourage both citizens and non-citizens struggling
with substance use disorder from seeking medical help, and, in turn, compound the
very same threats to public health, safety, and welfare that the government seeks to
prevent. There is simply no legitimate interest served by permitting a statute to
brand a group of people with a neurological disorder as categorically immoral.
That is the sole function of the habitual drunkard clause, and it is a function that
is harmful, irrational, andas the panel correctly heldunconstitutional.
CONCLUSION
For the foregoing reasons, amici curiae respectfully request that the petition
for review of the Boards decision be granted on the ground that the habitual
drunkard clause is an unconstitutional status-based classification.
17
Respectfully submitted,
/s James E. Tysse
James E. Tysse
G. Michael Parsons, Jr.
AKIN GUMP STRAUSS
HAUER & FELD LLP
Attorneys for Amici Curiae
Dated: December 16, 2016
18
CERTIFICATE OF COMPLIANCE
Pursuant to Fed. R. App. P. 32(a)(7)(C), I certify the following:
This brief complies with this Courts November 21, 2016 Order regarding
briefing (Dkt. 68), with the type-volume limitation of Rule 29(d) and Rule
32(a)(7)(B) of the Federal Rules of Appellate Procedure, and with Circuit Rule 32
because this brief contains fewer than 7,000 words, excluding the parts of the brief
exempted by Rule 32(a)(7)(B)(iii) of the Federal Rules of Appellate Procedure.
This brief complies with the typeface requirements of Rule 32(a)(5) of the
Federal Rules of Appellate Procedure and the type style requirements of Rule
32(a)(6) of the Federal Rules of Appellate Procedure because this brief has been
prepared in a proportionally spaced typeface using the 2010 version of Microsoft
Word in 14 point Times New Roman.
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CERTIFICATE OF SERVICE
I hereby certify that on December 16, 2016, I electronically filed the
foregoing with the Clerk of the Court for the United States Court of Appeals for
the Ninth Circuit by using the appellate CM/ECF system.
I certify that all participants in the case are registered CM/ECF users and
that service will be accomplished by the appellate CM/ECF system.
20