Professional Documents
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Perspectives: Richard Sykes, PH.D., C.Q.S.W
Perspectives: Richard Sykes, PH.D., C.Q.S.W
Perspectives: Richard Sykes, PH.D., C.Q.S.W
2012 The Academy of Psychosomatic Medicine. Published by Elsevier Inc. All rights reserved.
Perspectives
The DSM 5 Website Proposals for Somatic Symptom
Disorder: Three Central Problems
Richard Sykes, Ph.D., C.Q.S.W.
he DSM 5 Workgroup on Somatic Symptom Disorders (SSDs) has shown a welcome openness in making public their deliberations, both in their published Interim proposals1 and on the DSM 5 Website.2,3 While this
and a previous paper4 are critical of some central points in
their proposals, both papers are intended to be positive
contributions towards resolving a difficult problem.
Bryson5 has observed that Taxonomy is described sometimes as an art and sometimes as a science, but really its
a battleground (p 437). But despite this gloomy assessment, I hope that this present paper and the previous
paper4 will help to generate more light than heat on a
difficult problem.
OUTLINE OF PAPER
The DSM-IV-TR account of somatoform disorders6 has
met with a wide range of objections from many critics,714 including important critiques by the CISSD
(Conceptual Issues in Somatoform and Similar Disorders) project,7 by Mayou et al,8 and by Fava et al.9 This
paper, however, like the previous paper4 to which it is
a sequel, focuses on some central conceptual problems.
It first summarizes the argument of the previous paper.4
It then identifies three central problems and asks
whether these problems have been successfully resolved
by the Website proposals, either by the earlier version
(posted April 2011)2 or by the later version (posted
April 2012).3 The three central problems are: (1) the
ambiguity in the classification of specialty syndromes, (2) the lack of an adequate justification for
classifying SSDs as mental disorder, and (3) the lack of
an adequate unifying principle for SSD. The paper notes
that advances are made by both the earlier and the later
Website proposals but argues that no satisfactory answers to the three central problems are provided by
either set of Website proposals.
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Sykes
lems. It argued that some important advances had been
made but that these were offset by four serious difficulties.
The two central issues identified in the earlier paper
are, first, the ambiguity in the classification of syndromes such as Irritable Bowel Syndrome (IBS), and
Fibromyalgia (FM). Such syndromes are found in most
medical specialties, e.g., IBS in gastroenterology, FM
in rheumatology, and will be referred to here as specialty syndromes. (Although the term functional is
commonly used to refer to such syndromes (see
e.g.,17,18), it can carry the implication of psychogenic19 and will be avoided here). The second central
problem is the unsuitability of the unifying principle for
the category of somatoform disorderthe feature of
physical symptoms that are medically unexplained.
(Note: the term medically unexplained physical symptoms will be used in this paper to include physical
symptoms that are not fully medically explained.)
The previous paper agreed that the Workgroups
Interim proposals had made progress towards the resolution of these problems. They had recognized calls for
positive psychological criteria for SSD. Secondly, they
had provided a conceptual framework, which proposed
dual diagnosis for some kinds of specialty syndromes
but not for others. This framework had the potential to
resolve the ambiguity in the classification of specialty
syndromes. Thirdly, they had eliminated any requirement that the physical symptoms of SSDs should be
medically unexplained.
But the Interim proposals still faced four major
problems. In the first place, the ambiguity in the classification of specialty syndromes still remains. The advantages of the conceptual framework proposed had not
been fully utilized because the psychological criterion
provided for SSD (psychological factors may (my underlining) initiate, exacerbate, or maintain these symptoms) is too weak to distinguish between different
types of specialty syndromes, for all specialty syndromes satisfy that criterion. Secondly, the psychological criterion provided is also too weak to justify the
classification of SSD as a mental disorder, for it is also
true of the symptoms of general medical conditions as
well that psychological factors may (my underlining)
initiate, exacerbate, or maintain these symptoms.
Thirdly, the natural consequence of abandoning the feature of medically unexplained physical symptoms as a
unifying principle for the category is to dissolve the
category. Finally, no satisfactory alternative unifying
principle for SSD had been provided, for both the soPsychosomatics 53:6, November-December 2012
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replacement of these two subcategories by the single subcategory of SSD.
The reason for this revision appears to be provided in
a criticism by Michael First. First22 has argued that the
distinction drawn in the Website proposals between Complex and Simple SSD is unacceptable. One of the differences between Complex and Simple SSD is that whereas
Complex SSD requires that the patient satisfy two of the
three items for the B criterion, Simple SSD requires that
the patient satisfy only one. First has pointed out that the
three items in criterion B are not independent of each other
and conceptually blur into one another. He asks how a
patient could qualify for having disproportionate and persistent concerns about the medical seriousness of ones
symptoms (item B1), without also having a high level of
health related anxiety (item B2). He argues that consequently one of the distinctions between Complex and Simple SSD would not be possible to make reliably in practice.
This objection seems to be well founded. It also reinforces the point that conceptual clarity is fully as important as field trials and that without conceptual clarity, field
trials can be unproductive as well as expensive.
A second change is that the same term SSD is now
used both as the name of the main category and as the
name of one of the subcategories, the single subcategory
which replaces the subcategories Complex SSD and Simple SSD. This use of the same term as the name for two
different things seems to invite confusion.
A third change is that the single subcategory SSD
Not Elsewhere Classified replaces the two former subcategories Other Specified SSD and Unspecified
SSD.
A fourth change is that in the general account of the
main category SSD, there is no requirement that there
should be any psychological criterion at all. The requirement for SSDs is that they all involve presentation of
physical symptoms and/or concern about medical illness.
The and/or connection means that even the extremely
weak psychological criterion of concern about medical
illness is not necessary, and that presentation of physical
symptoms is enough. But what patient with a serious general medical condition would not present physical symptoms (or indeed show a concern about medical illness)?
Even the weak psychological criterion previously provided is omitted. This means that the account of the main
category is far too broad as it stands. It allows the possibility that the residual subcategory, SSD Not Elsewhere
Classified, could include conditions that did not satisfy any
Psychosomatics 53:6, November-December 2012
psychological criterion at all. At present, only pseudocyesis is listed under this subcategory, but theoretically, conditions that did not satisfy any psychological criterion (and
so did not have any adequate claim to be classed as mental
illnesses) could also be included here.
A fifth change is the definite inclusion of Factitious
Disorder as a subcategory of SSD. (In the earlier Website
proposals, this had just been mentioned as a possibility.)
THE LATER (APRIL 2012) WEBSITE PROPOSALS
AND THE THREE CENTRAL PROBLEMS
Are the later Website proposals3 more successful than the
earlier proposals2 in providing satisfactory answers to the
three central problems?
Central Problem 1Ambiguity in the Classification
of Specialty Syndromes
The ambiguity in the classification of specialty syndromes still remains. For the later Website proposals provide no psychological criterion at all for the main category
SSD.
This point is obscured by the ambiguity of the term
SSD as pointed out above. It is true that the subcategory
SSD does contain a strong psychological criterion, but no
psychological criterion at all is provided for the main
category SSD. This allows the possibility that the subcategory, SSD not Elsewhere Classified, which at present is
left undefined, may not be given a sufficiently strong psychological criterion or, indeed, any psychological criterion
at all when the final version for DSM-5 is produced. (Such
a subcategory would be comparable to the DSM-IV-TR
subcategories of Undifferentiated Somatoform Disorder
and Somatoform Disorder Not Otherwise Specified for
which no psychological criteria are provided.) The result
of this would be that all specialty syndromes could be
classified as SSDs as well as general medical conditions
and the ambiguity in the classification of specialty syndromes would still remain.
Central Problem 2Lack of Adequate Justification
for Classifying SSDs as Mental Disorders
The later Website proposals are not more successful
than the earlier ones in providing a justification for classifying SSDs as mental disorders. This point is again obscured by the use of the same term SSD to name both
the main category and one of the subcategories. It is true
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But this defense is not successful. Consider those
cases of general medical conditions where a supplementary diagnosis of SSD is made. In these cases, it is typically the case that it is the presence of medically unexplained physical symptoms that justify the additional
diagnosis of SSD. For example, if a doctor judges that a
male patient with an ankle injury also qualifies for a diagnosis of SSD as well as the diagnosis of the ankle injury,
the basis for this judgement is frequently the prior judgement that no purely medical explanation would fully account for the degree of pain that the patient seems to
exhibit. The doctor judges that medically unexplained
symptoms are also present and it is this judgement that is
the basis for giving a supplementary diagnosis of SSD.
A third cause for concern arises even in cases where
psychological features such as excessive concern are diagnosed and are used as the basis for a supplementary
diagnosis of SSD in addition to the diagnosis of a general
medical condition. In these cases, too, it will typically be
found that symptoms that are not fully explained medically are also present and that it is these additional symptoms that justify the judgement that the patients concern
is excessive and consequently the additional diagnosis of
an SSD. For example, if a doctor judges that a male patient
shows excessive concern for an injury to his ankle and so
qualifies for a diagnosis of SSD in addition to the diagnosis of an ankle injury, the basis for this judgement is
frequently the prior judgement that there is no medical
explanation that would fully account for the degree of pain
and concern that the patient seems to exhibit. The doctor
judges that the patients pain symptoms and pain behavior
are not fully explained by the ankle injury and it is this
judgement that is the basis for deciding that the patients
concern is excessive. Consequently, the judgement that the
patients symptoms are not fully medically explained has
not been eliminated but is just presupposed. It lies behind,
and provides the justification for, the judgement that the
patients concern is excessive.
These three considerations suggest that the Workgroup have recognized the problems in using the feature of
medically unexplained physical symptoms as the unifying
principle for a category of mental disorder and consequently have not made explicit use of it: but that instead of
accepting the natural consequence of this and dissolving
the category of somatoform disorder, they have continued
to make implicit use of it. It is there all the time, lurking
unacknowledged in the background.
Psychosomatics 53:6, November-December 2012
529
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