Professional Documents
Culture Documents
Chapter 01
Chapter 01
Chapter 01
P A R T
chapter one
Building Goodwill
c h a p t e r t h re e
C H A P T E R
1
Business Communication,
Management, and Success
Communication Ability Promotability
Ill Never Have to Write Because . . .
The Managerial Functions of Communication
Wasted Time
Wasted Efforts
Lost Goodwill
Globalization
Legal and Ethical Concerns
Balancing Work and Family
The End of the Job
Rapid Rate of Change
Technology
AN INSIDE PERSPECTIVE
www.henson.com
onventional wisdom says that effective com- opportunity. But distance and time zones arent the
munication is the key to success in business. only obstacles; our workshop in New York City that
For once, the conventional wisdom is cor- makes Sesame Streets Muppets is just across town
rect, especially now that instant information flow from where the show is produced. Proximity isnt a
has become the norm. The ability of individuals substitute for timely and effective communication;
within an organization to communicate with each mistakes made 20 minutes away can be as disruptive
other and, in turn, of the entire organization to com- and costly as those made halfway around the world.
municate its message to customers, is vital. Often,
Internal communication can be vital as well, as
good things happen when you communicate; unfor- we learned when our company was put up for sale
tunately, the opposite is also true when you dont.
a few years ago. The sale process, conducted in a
While the business of The Jim Henson Company tortuous public auction, dragged on for 18 months.
may itself be unique, the same
People were dispirited, and
rules hold true for us. All day
openly feared for their jobs.
Effective
communication
is
the
key
long, in three offices, on two
Yet by keeping employees incontinents, we focus on the to success in business.
formed as much as possible,
business of creativity. We promanagement made it possible
duce television shows and feafor the group to refocus once a
ture films, we license others to make products and sale finally took place (the five children of the late
toys, we have a Creature Shop that crafts special ef- Jim Henson reacquired the company in 2003).
fects. But all of it comes to a halt if people dont comJim Henson himself used to talk all the time about
municate with each other. Imagine what would the communicative power of his art, and how powerful
happen if the writers of a television series shooting in a tool it could be. I dont believe its a coincidence
Australia forget to tell our Licensing Group in Los that Jim chose a device, in puppets, that on their
Angeles that theyve made a last minute change to the own are inanimate and nonexpressive. His chosen
name, or the color, or even the look of a central char- medium put a premium on communication, and
acter from that show. Before you know it, tool-and-die thanks to his skill and craft and genius, really, the
molds in a factory in the Far East will have been cut, world was made a better place. Thats successful busiand cut wrong, resulting in lost investment and lost ness communication.
Part 1
No
Substitute for
Proofreading*
Computer
software
can make writing easier,
but theres still no substitute for
careful writing. Before you let your
spell checker and grammar
checker do your editing, consider
these results from a University of
Pittsburgh study. Researchers
had graduate students proofread
a business letter with or without
their spell checker. When the students with the highest verbal SAT
scores proofread on their own,
they made, on average, 5 errors.
Students with lower verbal SATs
made an average of 12.3 errors.
Using the spell checker
helped, right? On the contrary,
when students turned on this
tool, they made more mistakes.
The students with the highest
verbal SAT scores averaged 16
errors, and those with lower
scores averaged 17 errors.
Considering that typos are a
major turnoff to prospective employers and customers, it makes
sense to practice your proofreading skills.
*Based on Jay Greene, Spell-Cheque
Nation, BusinessWeek, May 5, 2003,
downloaded from Infotrac at http://
web1.infotrac.galegroup.com.
Business depends on communication. People must communicate to plan products; hire, train, and motivate workers; coordinate manufacturing and delivery; persuade customers to buy; and bill them for the sale. Indeed, for many
businesses and nonprofit and government organizations, the product is information or services rather than something tangible. Information and services
are created and delivered by communication. In every organization, communication is the way people get their points across and get work done.
Communication takes many forms: face-to-face or phone conversations, informal meetings, e-mail messages, letters, memos, and reports. All of these
methods are forms of verbal communication, or communication that uses
words. Nonverbal communication does not use words. Pictures, computer
graphics, and company logos are nonverbal. Interpersonal nonverbal signals
include smiles, who sits where at a meeting, the size of an office, and how long
someone keeps a visitor waiting.
Reality:
Chapter 1
Reality:
Claim 3:
Reality:
Claim 4:
Reality:
5
Legal
Implications
of Business
Writing*
Letters and memos
create legal obligations for organizations.
When a lawsuit is filed against
an organization, the lawyers for
the plaintiffs have the right to
subpoena documents written by
employees of the organization.
These documents may then be
used as evidence that an employer fired an employee without
adequate notice or that a company knew about a safety defect
but did nothing to correct it.
Organizations whose actions
are irresponsible or negligent
deserve to be condemned by
their own words. But a careless
writer can create obligations
that the writer does not intend
and that the organization does
not mean to assume.
Careful writers and speakers
think about the larger social
context in which their words may
be read. What might those
words mean to other people in
your field? What might they
mean to a judge and jury?
*Based on Elizabeth A. McCord,
The Business Writer, the Law, and
Routine Business Communication: A
Legal and Rhetorical Analysis, Journal of Business and Technical Communication 5, no. 3 (April 1991),
17399.
Part 1
The Payoff
from Listening*
Figure 1.1
In business settings,
listening skills are more than
courteous; they also provide
value to the organization. Managers who listen carefully are
enabling others to share ideas
and knowledge. Smart managers invite feedback and then
listen actively.
Executive coach Marshall Goldsmith tells about a dinner he attended with two consultants who
were planning a business venture.
One of the two kept proposing
ideas, and the other repeatedly interrupted him to suggest improvements. Goldsmith observed that
their dialogue resembled a competition to see who would win with
the most brilliant ideas. However,
the second consultant was so
busy interrupting the first that he
was failing to elicit his colleagues
full ideas. Goldsmith says that
when people compete in conversation this way, They may have
improved the idea by 5%, [but]
theyve reduced the employees
commitment to executing it by
30%, because theyve taken away
the persons ownership of the
idea. By this arithmetic, the
greater payoff to the organization
comes from listening carefully,
without interruptions.
*Based on Listen Up, Leaders: Let
Workers Do the Talking, HRMagazine,
October 2003, downloaded from Infotrac at http://web1.infotrac.galegroup.
com; and Marshall Goldsmith,
Adding Valuebut at What Cost?
Fast Company, August 2003, downloaded from Infotrac at http://web1.
infotrac.galegroup.com.
To superiors
VP
production
VP
marketing
Sales
manager
East
To peers
VP
sales
VP
finance
VP
human
resources
Sales
manager
Midwest
Sales
manager
West
Sales
manager
International
District
1
manager
District
2
manager
District
3
manager
To subordinates
Sales
rep
Figure 1.2
Sales
rep
Sales
rep
Sales
rep
Sales
rep
Unions
Customers
Clients
Suppliers
Vendors
Stockholders
Investors
Lenders
Distributors
Wholesalers
Franchisees
Retailers
Agents
The
corporation
Employment
agencies
Professional services
(auditors, legal, etc.)
Legislators
Government
agencies,
regulators,
offices
The courts
Foreign
Special
governments
interest
Trade associations The media
and offices
groups
Competitors
Other businesses
and industries
Source: Daphne A. Jameson
Chapter 1
At Networking For Professionals High Speed Networking, busy professionals learn how
to fatten their rolodexes fast. At this event professionals conduct a series of mini meetings,
5 minutes each with a different professional. In each meeting both parties describe their business and brainstorm by sharing contacts and information. This event provides the structure
for all attendees to effectively Work a Room.
information. You may be asked to speak to small groups, either inside or outside your organization.8 Networking with others in your office and in town
and working with others in workgroups will be crucial to your success.
These skills remain important as you climb the corporate ladder. A study of
15 executives who were considered good performers found that they spent
three-fourths of their time informally interacting with other people. Through
questions, joking, and informal conversation, these executives advanced their
objectives. Such interactions are even more critical to success in light of the drive
to make organizations more efficient and customer-focused. Managers today often report to more than one bossfor example, the leader of their function (such
as sales or finance) and the leader of their project or customer group. At consulting firm A. T. Kearney, consultants around the world report to a director of their
area of specialty and the head of their geographic region. Their communication
must not only flow in several directions but cross cultural barriers as well.9
Part 1
Figure 1.3
Document
Description of document
Purpose(s) of document
Transmittal
Performance appraisal
Evaluation of an employees
performance, with recommended
areas for improvement or
recommendation for promotion
Memo of congratulations
Build goodwill
Figure 1.4
Document
Description of document
Purpose(s) of document
Quotation
Claims adjustment
Job description
10-K report
Inform
Annual report
Thank-you letter
Build goodwill
Chapter 1
Two of the documents listed in Figure 1.4 package the same information in different ways for different audiences. The 10-K report filed with the Securities and
Exchange Commission (SEC) and the annual report distributed to stockholders
contain essentially the same information, but differing purposes and differing
audiences create two distinct documents. The 10-K report is informative, designed merely to show that the company is complying with SEC regulations. The
annual report, in contrast, has multiple purposes and audiences. Its primary purpose is to convince stockholders that the company is a good investment and a
good corporate citizen. Annual reports will also be read by employees, stockbrokers, potential stockholders, and job applicants, so the firm creates a report
that is persuasive and builds goodwill as well as presenting information.
Wasted Time
Bad writing takes longer to read. Studies show that up to 97% of our reading
time is taken not in moving our eyes across the page but in trying to understand what were reading. How quickly we can do this is determined by the
10
Part 1
The Cost Was
Classified*
difficulty of the subject matter and by the documents organization and writing style.
Second, bad writing may need to be rewritten. Many managers find that a
disproportionate amount of their time is taken trying to explain to subordinates how to revise a document.
Third, ineffective writing may obscure ideas so that discussions and decisions are needlessly drawn out. People inside an organization may disagree on
the best course, and the various publics with which organizations communicate may have different interests and values. But if a proposal is clear, at least
everyone will be talking about the same proposed changes, so that differences
can be recognized and resolved more quickly.
Fourth, unclear or incomplete messages may require the reader to ask for
more information. A reader who has to supplement the memo with questions interrupts the writer. If the writer is out of the office when the reader stops by or
calls, even more time is wasted, for the reader cant act until the answer arrives.
Wasted Efforts
Ineffective messages dont get results. A reader who has to guess what the
writer means may guess wrong. A reader who finds a letter or memo unconvincing or insulting simply wont do what the message asks.
One company sent out past-due bills with the following language:
Per our conversation, enclosed are two copies of the above-mentioned invoice. Please
review and advise. Sincerely, . . .
The company wanted money, not advice, but it didnt say so. The company had
to write third and fourth reminders. It waited for its money, lost interest on it
and kept writing letters. Another story of ineffective communication is told by
Yvonne Alexander, a writing consultant. Alexander says an HMO once lost a
claim in court because the judge found its policy to be written so badly that
no one could understand it.14
Lost Goodwill
Whatever the literal content of the words, every letter, memo, or report serves
either to build or to undermine the image the reader has of the writer.
Part of building a good image is taking the time to write correctly. Even organizations that have adopted casual dress still expect writing to appear professional and to be free from typos and grammatical errors.
Messages can also create a poor image because of poor audience analysis
and inappropriate style. The form letter printed in Figure 1.5 failed because it
was stuffy and selfish. Four different customers called to complain about it.
When you think how often you are annoyed by somethinga TV commercial,
a rude clerkbut how rarely you call or write the company to complain, you
can imagine the ill will this letter generated.
As the comments in red show, several things are wrong with the letter in Figure 1.5.
1.
2.
3.
The language is stiff and legalistic. Note the sexist Gentlemen: and
obselete Please be advised, herein, and expedite.
The tone is selfish. The letter is written from the writers point of view;
there are no benefits for the reader. (The writer says there are, but without
a shred of evidence, the claim isnt convincing.)
The main point is buried in the middle of the long first paragraph. The
middle is the least emphatic part of a paragraph.
Chapter 1
Figure 1.5
11
Nelson
Manufacturing
Gentlemen:
Sexist!
Stuffy
317-281-3000
fax 317-281-3001
e
emphasizes th ader
re
e
th
t
no
,
writer
main
wrong
word
(also
stuffy)
Please be advised that upon reviewing your credit file with us, we find the information
point
herein outdated. In an effort to expedite the handling of your future orders with us, and to
is
buried
allow us to open an appropriate line of credit for your company, we ask that you send an
updated list of vendor references. Any other additional financial information that you can
supply would be to both of our benefits.
Prove it!
What
information?
Sincerely,
4.
5.
The request is vague. How many references does the supplier want? Are
only vendor references OK, or would other credit references, like banks,
work too? Is the name of the reference enough, or is it necessary also to
specify the line of credit, the average balance, the current balance, the years
credit has been established, or other information? What additional financial information does the supplier want? Annual reports? Bank balance?
Tax returns? The request sounds like an invasion of privacy, not a reasonable business practice.
Words are misused (herein for therein), suggesting either an ignorant writer
or one who doesnt care enough about the subject and the reader to use the
right word.
12
Part 1
Effective
E-Mail*
1.
Its clear. The meaning the reader gets is the meaning the writer intended. The reader doesnt have to guess.
2. Its complete. All of the readers questions are answered. The reader has
enough information to evaluate the message and act on it.
3. Its correct. All of the information in the message is accurate. The message is free from errors in punctuation, spelling, grammar, word order, and
sentence structure.
4. It saves the readers time. The style, organization, and visual impact of
the message help the reader to read, understand, and act on the information as quickly as possible.
5. It builds goodwill. The message presents a positive image of the writer
and his or her organization. It treats the reader as a person, not a number.
It cements a good relationship between the writer and the reader.
Whether a message meets these five criteria depends on the interactions
among the writer, the audience, the purposes of the message, and the situation. No single set of words will work in all possible situations.
Chapter 1
Bob Kellaher, a manager of customer service operations at the New Haven Post Office, collects a last-minute tax return. Kellaher dresses as Uncle Sam every year and stands outside
the post office collecting tax forms and mail. Since tax season is a particularly stressful
time for individuals filing tax returns, even government organizations such as the U.S.
Post Office can benefit from efforts to foster customer satisfaction.
13
14
Part 1
When Beth Blake came up empty-handed in her search for a bridesmaid dress, she and designer friend Sophie Simmons teamed up to create one instead. The results of their bridal
project created such a stir at the wedding that they decided to launch their own business.
Their company, Thread, offers fashionable bridesmaid dresses that can be worn beyond
the wedding. The five-year-old company that was started with $100,000 now boasts millions in revenue, a celebrity clientele, and three boutiques.
For links to Web sites providing information about starting your own
company, see the BAC Web site.
Some established companies are trying to match the success and
growth rate of start-ups by nurturing an entrepreneurial spirit within their organizations. Innovators who work within organizations are sometimes called
intrapreneurs. A classic article in the Harvard Business Review made famous the
examples of 3M (where researchers can spend 15 percent of their time on ideas
that dont need management approval), Thermo Electron (where managers can
spin out promising new businesses), and Xerox (where employees write business proposals competing for corporate funds to develop new technologies).20
Some businesses have been forced to become entrepreneurial because of
outsourcing. Outsourcing means going outside the company for products and
services that once were made by the companys employees. Companies can
outsource manufacturing (Flextronics designs and builds the routers Cisco
sells), customer service (ScriptSave answers questions about prescription drug
benefits for members of health insurance companies), and accounting (Virtual
Growth provides accounting services for companies with 1215 employees).
Outsourcing is often a winwin solution: the company saves money, and the
outsourcer makes a profit. Virtual Growth grossed $12 billion in its first four
years.21
Chapter 1
Teams
More and more companies are getting work done through teams. Teamwork
brings together peoples varying strengths and talents to solve problems and
make decisions. Often, teams are cross-functional (drawing from different
jobs or functions) or cross-cultural (including people from different nations or
cultural groups served by the company). Teams, including cross-functional
teams, helped Sarasota Memorial Hospital resolve major problems with customer and employee satisfaction. For example, team members from the emergency room recorded every step in the process from pulling into the parking
lot through decisions about patient care, and then they eliminated unnecessary steps. The ER team worked with the laboratory staff to improve the
process of getting test results. At Michelin, the French tire maker, teams bring
together people from the United States and Europe. According to the companys chemical purchasing manager for Europe, the exchange between the
two continents helps employees on both sides of the Atlantic understand each
others perspectives and needs.22
The prevalence of teams puts a premium on learning to identify and solve
problems, to share leadership, to work with other people rather than merely
delegating work to other people, to resolve conflicts constructively, and to motivate everyone to do his or her best job. To learn more about working in teams,
see Chapter 12 .
Diversity
Teams put a premium on being able to work with other peopleeven if they
come from different backgrounds.
Women, people of color, and immigrants have always been part of the US
workforce. But for most of our countrys history, they were relegated to clerical, domestic, or menial jobs. Even when men from working-class families began to get college degrees in large numbers after World War II, and large
numbers of women and minorities entered the professions in the 1960s and
1970s, only a few made it into management. Now, US businesses realize that
barriers to promotion hurt the bottom line as well as individuals. Success depends on using the brains and commitment as well as the hands and muscles
of every worker.
In the last decade, we have also become aware of other sources of diversity
beyond those of gender and race: age, religion, class, regional differences, sexual orientation, physical disabilities. Helping each worker reach his or her potential requires more flexibility from managers as well as more knowledge
about intercultural communication. And its crucial to help workers from different backgrounds understand each otherespecially when continuing layoffs make many workers fear that increased opportunities for someone else
will come only at a cost to themselves.
15
Should
Companies
Care?*
16
Part 1
IBM Scientists
Learn
Language
of Business*
When scientists and
businesspeople try to communicate, they can encounter differences that seem as great as
those between people from different parts of the world; but at
IBM, meeting that challenge has
become an essential part of the
companys survival. The company made a name for itself as a
producer of mainframe computers, but today nearly half of its
sales and a large chunk of its
profits come from tech-related
servicesand to provide services, you have to be able to
communicate with your clients.
Part of IBMs strategy is to encourage its scientists to find
ways their discoveries can help
businesses solve real-world
problems. That means the scientists must be able to talk to
businesses about their challenges and about ways IBM can
helpin language that businesspeople can understand.
For example, computer scientist Andrew Tomkins specializes
in developing software that analyzes text and recognizes patterns of meaning. Tomkins has
programmed a supercomputer
to analyze the billions of pages
on the World Wide Web, a
process that can be useful for
identifying trends in ideas. IBM
Global Services arranged for
Tomkins to visit customers and
discuss possible applications of
this technology. For a man
steeped in the culture of academia, preparing presentations for
business executives must have
felt somewhat like writing in a
foreign language.
*Based on Brent Schlender, How
Big Blue Is Turning Geeks into Gold,
Fortune, June 9, 2003, downloaded
from Infotrac at http://web1.infotrac.
galegroup.com.
Diversity allows businesses to draw ideas from many traditions. At Xerox, co-workers
pass the rock in a Native American talking circle. Only the person holding the stone can
speak, forcing everyone to learn to listen.
Treating readers with respect has always been a principle of good business
and administrative communication. The emphasis on diversity simply makes
it an economic mandate as well. To learn more about diversity and the
workforce, read Chapter 11 , and see the BAC Web site.
Globalization
In the global economy, importing and exporting are just the start. More and
more companies have offices and factories around the world. To sell $200 million worth of appliances in India, Whirlpool adapts appliances to local markets
and uses local contractors who speak Indias 18 languages to deliver appliances by truck, bicycle, and even oxcart. Citibank is also active in India, financing 10,000 truckers, most with fewer than 30 trucks. Diebold owns and
manages automated teller machines (ATMs) in China, France, and Brazil. In
Latin America, consumers use banks to pay everything from utility bills to
taxes, and Diebolds ATMs handle these services.23
For Web sites on doing international business, see the BAC Web site.
All the challenges of communicating in one culture and country increase exponentially when people communicate across cultures and
countries. Succeeding in a global market requires intercultural competence,
the ability to communicate sensitively with people from other cultures and
countries, based on an understanding of cultural differences. To learn more
about international communication, see Chapter 11 .
Chapter 1
17
Activist
Entrepreneurs*
Knowledge
Your boss may own part of
your brain. Under the Economic Espionage Act of
1996, employees risk jail
time for disclosing confidential intellectual property
outside the company. Creative ideas may also be categorized as intellectual
property. Employers can lay
claim to innovations developed by workers on or off
the job.
Body
Employers increasingly cite
health-care costs to justify
genetic testing. One US
Circuit Court has ruled that
conducting such tests without a public employees
knowledge is a privacy
violation. But in general,
workers have no right to
genetic privacy and no
federal protection from
random drug tests.
Computer
While in transit, email generally cannot be intercepted
except for business purposes. But once an email
message is stored on a hard
drive, server, or backup tape,
employers can read it for any
reason. In addition to email,
employers can search any
files stored on office PCs.
New software can log Web
site visits and take snapshots
of images on your screen.
Telephone
Federal wiretap laws generally prohibit the interception of
wire communications, but
broad exceptions exist for
employers. Bosses can listen
to phone calls or voicemail
messages for any reasonable
business purpose such as
quality control without
notifying their workers.
Nearly 74 percent of employers use some form of electronic surveillance of employee activity. Monitoring software sales have grown with corporations spending an estimated
$561 million on Internet filtering and monitoring software.
open communication can reduce lawsuits by giving all the parties a chance to
shape policies and by clarifying exactly what is and isnt being proposed.
For more information about legal issues and links to pages discussing
the value of clear legal writing, see the BAC Web site.
Ethical concerns dont carry the same clear dollar cost as legal fees. But
when the Internet stock bubble burst at the beginning of this decade, the plunging stock prices and an overall economic slowdown were accompanied by a
wave of news stories about unethical and illegal corporate practices. As investors and consumers heard the accusations of accounting fraud at WorldCom,
HealthSouth Corporation, Enron, and Adelphia Communications, many felt
distrustful of businesses in general. At other companies, including ImClone and
Tyco International, executives were accused of enriching themselves at their
companies expense. Such breaches of financial ethics at the top of a company
have tainted, and even destroyed, entire organizations. The public outcry motivated Congress to pass the Sarbanes-Oxley Act, requiring corporations to engage in much more careful control and reporting of their financial activities.24
The public distrust and government regulation that followed the recent
scandals have renewed attention to corporate ethics. Some organizations have
simply met Sarbanes-Oxley requirements, such as evaluating their internal
controls and disclosing off-balance-sheet transactions (purchases and sales
that dont affect the listing of assets and liabilities in the companys financial
reports). But many have gone further. A survey by KPMG, one of the Big Four
accounting firms, found that corporations are more aggressively taking action
to investigate and report fraud by their employees. MCI (the former WorldCom) appointed a chief ethics officer to make sure the company walks the high
road as it recovers from bankruptcy. Such efforts may be bearing fruit. In a national survey, the Ethics Resource Center found that employees in 2003 were
more likely to report fraud than they had been in previous years, yet fewer of
them had observed any misconduct.25
18
Figure 1.6
Part 1
Manner of conveying
the message
Language, Graphics,
and Document Design
Is the message audience-friendly?
Does it respect the audience?
Do the words balance the
organizations right to present its
best case with its responsibility to
present its message honestly?
Do graphics help the audience
understand? Or are graphics
used to distract or confuse?
Does the design of the document
make reading easy? Does
document design attempt to
make readers skip key points?
Tactics Used to Shape
Response
Larger organizational
context of the message
www.ethicsinaction.com/
recipients/index.html
The Ethics in Action
Awards recognize
businesses and
individuals in British Columbia
who are doing the right thing.
For links to Web sites showing how some companies work to maintain
high ethical standards, see the BAC Web site.
As Figure 1.6 suggests, language, graphics, and document design
basic parts of any business documentcan be ethical or manipulative. Persuasion and gaining complianceactivities at the heart of business and
organizational lifecan be done with respect or contempt for customers, coworkers, and subordinates.
Ethical concerns start with telling the truth and offering good value for
money. Organizations must be concerned about broader ethical issues as well:
being good environmental citizens, offering a good workplace for their employees, contributing to the needs of the communities in which they operate.
Chapter 1
19
20
Part 1
Someones
Monitoring
Your E-Mail*
Technology
Technology is so pervasive that almost all office employees need to be able to
navigate the Web and to use word processing, e-mail, spreadsheet, database,
and presentation software. Most colleges have short courses to help students
master the fine points of these programs; take these courses or play around
with the software to become proficient.
Technology plays a large role in the changing face of business communication. Tools such
as intranets, extranets, faxes, and e-mail have contributed to the efficiency of workplace
communication. Meeting rooms are frequently equipped with laptops, pagers, and videoconferencing equipment, making it possible for people to have meetings across continents
and time zones.
Chapter 1
Technology provides new opportunities and saves companies money. Online ticket sales have brought in new patrons and record receipts for the New
York City Ballet and the San Francisco Opera. Air-conditioner manufacturer
Carrier gets most of its customer service calls when its hot outside. By opening up its service contract to online bidding, Carrier found a call center that
also had a seasonal businessbut was busy in cold weather. Carrier also uses
the Web to confirm international sales, cutting confirmation time from six days
to six minutes.34
IntranetsWeb pages just for employeesgive everyone in an organization access to information. Ace Hardware started its message board to cut the
cost of mailing out weekly newsletters to franchise owners and answering
their phone questions. But an added benefit is that dealers share ideas with
each other. Tom Green, an Ace dealer in Pittsburg, California, wrote up his
success in giving away a few cans of paint to attract corporate customers.
Other dealers copied his idea, with equal success. A dealer in Fitchburg,
Massachusetts, won new business from a major hotel and convention center,
while a dealer in Bulkhead, Arizona, won a multimillion-dollar supply contract. Energy giant Royal Dutch/Shell Group saved $200 million in 2000
alone from the ideas exchanged on its message boards. And it earned $5 million in new revenue when an engineering team in Africa was able to get the
solution to a problem from teams in Europe and Asia that had already faced
similar situations.35
ExtranetsWeb pages for customers or supplierssave time and money
and improve quality. Two hours after dropping off a load of cranberries, growers can log on to Ocean Sprays extranet to find out how much they earned
and how their berries compare to those of other growers. The information
helps growers make decisions about harvesting the rest of the crop. Growers
benefit by earning more money; Ocean Spray gets higher quality and cuts
waste by 25%.36
Modems, faxes, and videophones allow employees to work at home rather
than commute to a central office. Fax, e-mail, pagers, and text typewriter
(TTY) telephones enable deaf and other hearing-impaired employees to fill a
variety of jobs. Fax and e-mail make it easy to communicate across oceans and
time zones. Teleconferencing makes it possible for people on different continents to have a meetingcomplete with visual aidswithout leaving their
hometowns.
Technological change carries costs. Technology makes it easier for companies to monitor employeeseven when theyre out of the office. While technology creates new jobs, it eliminates old ones, requiring employees to retrain.
Acquiring technology and helping workers master it requires an enormous
capital investment. Learning to use new-generation software and improved
hardware takes time and may be especially frustrating for people who were
perfectly happy with the old software. And the very ease of storing information and sending messages means that managers have more information and
more messages to process. Information overload occurs when messages arrive
faster than the human receiver can handle them. In the information age, time
management depends in part on being able to identify which messages are important so that one isnt buried in trivia.
The technology of office communication also affects the way people interpret messages. Readers expect all documents to be well designed and error
freeeven though not everyone has access to a laser printer or even to a computer. E-mail and faxes lead people to expect instant responses, even though
thinking and writing still take time.
21
Online
Acronyms*
By the way.
CU
See you.
CWOT
Complete waste of
time.
F2F
Face to face.
FAQ
Frequently asked
questions.
GMTA
IAE
In any event.
IMHO
In my humble
opinion.
IOW
In other words.
NRN
No reply necessary.
OTOH
ROTFL
TTYL(8R)
22
Part 1
Never send angry messages by e-mail. If you have a conflict with someone,
work it out face-to-face, not electronically.
Use full caps to emphasize only a single word or two. Putting the whole
message in caps is considered as rude as shouting.
Send people only messages they need. Send copies to your boss or CEO
only if he or she has asked you to.
When you respond to a message, include only the essential part of the original message so that the reader understands your posting. Delete the rest. If
the quoted material is long, put your response first, then the original material.
Whats at staketo whom? Think not only about your own needs but
also about the concerns your boss and your readers will have. Your message
will be most effective if you think of the entire organizational contextand
the larger context of shareholders, customers, and regulators. When the
stakes are high, youll need to take into account peoples feelings as well as
objective facts.
Chapter 1
Understand the situation. What are the facts? What can you infer from
the information youre given? What additional information might be helpful? Where could you get it?
Use the six questions for analysis in Figure 1.7 to analyze your audience,
your purposes, and the situation. Try to imagine yourself in the situation,
just as you might use the script of a play to imagine what kind of people the
characters are. The fuller an image you can create, the better.
Brainstorm solutions. In all but the very simplest problems, there are several possible solutions. The first one you think of may not be best. Consciously develop several solutions. Then measure them against your
audience and purposes: Which solution is likely to work best?
If you want to add or change information, get permission first. You can
add facts or information to the problems in this book only if the information (1) is realistic, (2) is consistent with the way real organizations work,
and (3) does not change the point of the problem. If you have any questions
about ideas you want to use, ask your instructor. He or she can tell you before
you write the message.
Sometimes you may want to use a condition that is neither specified in
the problem nor true in the real world. For example, you may want to assume youre sending a letter in April even though youre really writing it in
October. Change facts only with your instructors approval.
When you use this book to create messages on the job, you cant change
facts. That is, if its October, you cant pretend that its April just because it
may be easier to think of reader benefits for that time of year. But it may be
possible to change habits that your company has fallen into, especially if
they no longer serve a purpose. Check with your supervisor to make sure
that your departure from company practice is acceptable.
23
Succeeding
Against the
Odds*
I
developed
my communication skills as a
technique of survival. I was born
in poverty and spent two years
on the welfare rolls, and I
learned early that I had to communicate or die. And so I talked
my way out of povertyI communicated my way to the top. . . .
I read and re-read books on
self-improvement, success and
communication. The most important lesson I learned from these
books is what I call other focusing. This means, among other
things, that if we want to communicate with employees, managers, and even competitors we
must ask ourselves not what we
want but what they want.
This rule made me a millionaire. For the only way I got to
where I am today was by persuading thousands of blacks
and whites, some of whom were
very prejudiced, that the only
way they could get what they
wanted was by helping me get
what I wanted. All the law and
prophecy of communication theory can be found in that formula.
*John H. Johnson, owner and publisher of Ebony magazine, quoted in
Gloria Gordon, EXCEL Award Winner John H. Johnson Communicates
Success, IABC Communication
World 6, no. 6 (May 1989): 1819.
24
Part 1
Figure 1.7
1. Who is (are) your audience(s)? What characteristics are relevant to this particular message? If you are writing or
speaking to more than one person, how do the people in your audience differ?
2. What are your purposes in writing?
3. What information must your message include?
4. How can you build support for your position? What reasons or reader benefits will your reader find convincing?
5. What objection(s) can you expect your reader(s) to have? What negative elements of your message must you deemphasize or overcome?
6. What aspects of the total situation may affect reader response? The economy? The time of year? Morale in the
organization? The relationship between the reader and writer? Any special circumstances?
Just a Deadline.
No Directions*
School
assignments are spelled out,
sometimes even in writing. In the
workplace, workers are less likely
to get details about what a document should include. The transition can be disorienting. One
intern reported, I was less prepared than I thought. . . . I was so
used to professors basically
telling you what they want from
you that I expected to be, if not
taught, then told, what exactly it
was that they wanted these
brochures to accomplish. . . .
They have not taken the time to
discuss itthey just put things on
my desk with only a short note
telling me when they needed it
done. No directions or comments
were included.
*Interns quotation from Chris M. Anson and L. Lee Forsberg, Moving
Beyond the Academic Community,
Written Communication 7, no. 3 (April
1990): 211.
25
How can you build support for your position? What reasons or reader
benefits will your reader find convincing?
Brainstorm to develop reasons for your decision, the logic behind your
argument, and possible benefits to readers if they do as you ask. Reasons
and reader benefits do not have to be monetary. Making the readers job
easier or more pleasant is a good reader benefit. In an informative or persuasive message, identify at least five reader benefits. In your message, use
those that you can develop most easily and most effectively.
Be sure the benefits are adapted to your reader. Many people do not
identify closely with their companies; the fact that the company benefits
from a policy will help the reader only if the saving or profit is passed directly on to the employees. Instead, savings and profits are often eaten up
by returns to stockholders, bonuses to executives, and investments in
plants and equipment or in research and development.
5. What objection(s) can you expect your reader(s) to have? What negative
elements of your message must you de-emphasize or overcome?
Some negative elements can only be de-emphasized. Others can be
overcome. Be creative: Is there any advantage associated with (even
though not caused by) the negative? Can you rephrase or redefine the negative to make the reader see it differently?
6. What aspects of the total situation may affect reader response? The economy? The time of year? Morale in the organization? The relationship between the reader and writer? Any special circumstances?
Readers may like you or resent you. You may be younger or older than
the people youre writing to. The organization may be prosperous or going
through hard times; it may have just been reorganized or may be stable. All
these different situations will affect what you say and how you say it.
Think about the news, the economy, the weather. Think about the general business and regulatory climate, especially as it affects the organization specified in the problem. Use the real world as much as possible.
Think about interest rates, business conditions, and the economy. Is the industry in which the problem is set doing well? Is the government agency
in which the problem is set enjoying general support? Think about the time
of year. If its fall when you write, is your business in a seasonal slowdown
after a busy summer? Gearing up for the Christmas shopping rush? Or going along at a steady pace unaffected by seasons?
To answer these questions, draw on your experience, your courses, and
your common sense. Read The Wall Street Journal or look at a companys
Web site. Sometimes you may even want to phone a local business person
to get information. For instance, if you needed more information to think
of reader benefits for a problem set in a bank, you could call a local banker
to find out what services it offers customers and what its rates are for loans.
www.dicksteinshapiro.com/
PuzzleArchive.asp_
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Chapter 1
4.
3.
26
Part 1
SRAs Savvy
Communicator
If you plan these design elements before you begin composing, youll save time
and the final document will probably be better.
The best physical form for a document depends on how it will be used. For
example, a document that will be updated frequently needs to be in a loose-leaf
binder so the reader can easily throw away old pages and insert new ones.
Put positive information first, give it more space, or set it off visually in an
indented list.
Eliminate negative words whenever possible.
Focus on what is possible, not what is impossible.
Chapter 1
27
They Needed
to Proofread
One woman
mailed out a cover letter for
a $750,000 contract asking
the reader to take a
moment not to read and sign
this contract.
28
Part 1
CHAPTER
Getting Started
1.1
Your nursery sells plants not only in your store but also
by mail order. Today youve received a letter from Pat
Sykes, complaining that the plants (in a $572 order) did
not arrive in a satisfactory condition. All of them were
dry and wilted. One came out by the roots when I took it
out of the box. Please send me a replacement shipment
immediately.
1.
The following letters are possible approaches to answering this complaint. How well does each message
meet the needs of the reader, the writer, and the organization? Is the message clear, complete, and correct? Does
it save the readers time? Does it build goodwill?
Dear Sir:
I checked to see what could have caused the defective shipment you received. After
ruling out problems in transit, I discovered that your order was packed by a new worker
who didnt understand the need to water plants thoroughly before they are shipped.
We have fired the worker, so you can be assured that this will not happen again.
Although it will cost our company several hundred dollars, we will send you a replacement shipment.
Let me know if the new shipment arrives safely. We trust that you will not complain again.
Chapter 1
2.
Dear Pat:
Sorry we screwed up that order. Sending plants across country is a risky business.
Some of them just cant take the strain. (Some days I cant take the strain myself!) Well
send you some more plants sometime next week and well credit your account for
$372.
3.
4.
Your letter of the 5th does not describe the alleged damage in sufficient detail. Furthermore, the delivery receipt contains no indication of any exception. If you expect to receive
an adjustment, you must comply with our terms and see that the necessary documents
reach the undersigned by the close of the business day on the 20th of the month.
5.
29
30
1.2
Part 1
are spreading rumors about layoffs, and most of the rumors are false.
The following messages are possible responses that Ed
can post to the message boards. How well does each message meet the needs of the reader, the writer, and the organization? Is the message clear, complete, and correct?
Does it save the readers time? Does it build goodwill?
It Will Be Great!
Author: L. Ed Zeplin, HR
Date: Tuesday, May 23
I am happy to tell you that the HR news is good. Two months ago, the CEO told me
about the merger, and I have been preparing a human resource plan ever since.
I want you to know about this because morale has been bad, and it shouldnt be. You
really should wait for the official announcements, and youll see that the staffing needs
will remain strong. My department has been under a lot of pressure, but if youll be patient, well explain everythingthe staffing, the compensation.
Our plan should be ready by Monday, and then if you have any questions, just contact
your HR rep.
2.
HR Staffing
Author: HR Boss
Date: Tuesday, May 23
The rumors are false. Just ask anyone in HR. There will be no layoffs.
3.
Chapter 1
4.
31
5.
1.3
Discussing Strengths
32
Part 1
Communicating at Work
1.4
Memo Assignments
1.5
Write a memo (at least 112 pages long) introducing yourself to your instructor. Include the following topics:
Background: Where did you grow up? What have
you done in terms of school, extracurricular
activities, jobs, and family life?
Interests: What are you interested in? What do you
like to do? What do you like to think about and talk
about?
Achievements: What achievements have given you
the greatest personal satisfaction? List at least five.
Include things that gave you a real sense of
accomplishment and pride, whether or not theyre
the sort of thing youd list on a rsum.
1.6
Write a memo (at least 112 pages long) introducing yourself to the other students in your collaborative writing
group. Include the following topics:
Background: What is your major? What special areas
of knowledge do you have? What have you done in
terms of school, extracurricular activities, jobs, and
family life?
Previous experience in groups: What groups have
you worked in before? Are you usually a leader,
a follower, or a bit of both? Are you interested in
a quality product? In maintaining harmony in the
Chapter 1
1.7
33