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Gene-Environment Interactions in Psychiatry: Joining Forces With Neuroscience
Gene-Environment Interactions in Psychiatry: Joining Forces With Neuroscience
Gene-Environment Interactions in Psychiatry: Joining Forces With Neuroscience
mammalian nervous system. Curr. Opin. Neurobiol. Acknowledgements logic and assumptions. The first approach
14, 617–628 (2004). We thank C. Stevens, M. Wilson and members of the Tonegawa
104. Miyawaki, A. Innovations in the imaging of brain laboratory for helpful discussions, and critical reading of and assumes direct linear relations between
functions using fluorescent proteins. Neuron comments on the manuscript. Research was supported by the genes and behaviour (FIG. 1a). The goal of this
48, 189–199 (2005). RIKEN-MIT Neuroscience Research Center, Howard Hughes
105. Barco, A., Alarcon, J. M. & Kandel, E. R. Expression Medical Institute and grants from the National Institutes of approach has been to correlate psychiatric
of constitutively active CREB protein facilitates the late Health (S.T. and R.J.K). disorders with individual differences in
phase of long-term potentiation by enhancing synaptic
capture. Cell 108, 689–703 (2002). Competing interests statement DNA sequence. This has been attempted
106. Woo, N. H. & Nguyen, P. V. ‘Silent’ metaplasticity The authors declare no competing financial interests. using both linkage analysis and association
of the late phase of long-term potentiation requires
protein phosphatases. Learn. Mem. 9, 202–213 analysis, with regard to many psychiatric
(2002). DATABASES conditions such as depression2, schizophre-
107. Woo, N. H. & Nguyen, P. V. Protein synthesis is The following terms in this article are linked online to:
required for synaptic immunity to depotentiation. Entrez Gene: http://www.ncbi.nlm.nih.gov/entrez/query. nia3 and addiction4. Although a few genes
J. Neurosci. 23, 1125–1132 (2003). fcgi?db=gene have accumulated replicated evidence of
108. Fiala, J. C. & Harris, K. M. in Dendrites (eds 4EBP1 | 4EBP2 | BDNF | eEF1α | eIF4E | S6
Stuart, G., Spruston, N. & Häusser, M.) 376 Access to this links box is available online. association with disorder, replication failures
(Oxford Univ. Press, New York, 1999). are routine and overall progress has been
slow5. Because of inconsistent findings,
many scientists have despaired of the search
for a straightforward association between
genotype and diagnosis6, that is, for direct
OPINION main effects.
The second approach has sought to
Gene–environment interactions make more progress by replacing the
disorder outcomes with intermediate phe-
notypes, called ‘endophenotypes’ (FIG. 1b).
in psychiatry: joining forces with Endophenotypes are heritable neurophysio-
logical, biochemical, endocrinological,
neuroscience neuroanatomical or neuropsychological
constituents of disorders7. Endophenotypes
are assumed to have simpler genetic
Avshalom Caspi and Terrie E. Moffitt
underpinnings than disorders themselves.
Abstract | Gene–environment interaction research in psychiatry is new, and is a Therefore, this research approach pursues
natural ally of neuroscience. Mental disorders have known environmental causes, the hypothesis that it will be easier to iden-
tify genes associated with endophenotypes
but there is heterogeneity in the response to each causal factor, which gene–
than genes associated with their correlated
environment findings attribute to genetic differences at the DNA sequence level. disorders. Although this approach sub-
Such findings come from epidemiology, an ideal branch of science for showing that stitutes the psychiatric diagnosis with an
gene–environment interactions exist in nature and affect a significant fraction of intermediate brain measure, it still searches
disease cases. The complementary discipline of epidemiology, experimental for direct main effects.
neuroscience, fuels gene–environment hypotheses and investigates underlying The third approach to psychiatric
genetics, unlike the first two approaches,
neural mechanisms. This article discusses opportunities and challenges in the seeks to incorporate information about the
collaboration between psychiatry, epidemiology and neuroscience in studying environment (FIG. 1c). This gene–environ-
gene–environment interactions. ment interaction approach differs funda-
mentally from the ‘main-effect approaches’,
Gene–environment interactions occur gene–environment interactions. Successful with regard to the assumptions about the
when the effect of exposure to an environ- collaboration can solve the biggest mystery causes of psychiatric disorders. Main-
mental pathogen on a person’s health is of human psychopathology: how does effect approaches assume that genes cause
conditional on his or her genotype. The an environmental factor, external to the disorder, an assumption carried forward
first evidence that genotype moderates person, get inside the nervous system and from early work that identified single-gene
the capacity of an environmental risk to alter its elements to generate the symptoms causes of rare Mendelian conditions. By
bring about mental disorders was reported of a disordered mind? Concentrating the contrast, the gene–environment interac-
in 2002 (REF. 1). Although mental health considerable resources of neuroscience tion approach assumes that environmental
research into gene–environment interac- and gene–environment research on this pathogens cause disorder, and that genes
tions is new, it seems to be gathering question will bring discoveries that advance influence susceptibility to pathogens. In
momentum. We argue that, to fulfill its the understanding of mental disorders, contrast to main-effect studies, there is no
potential, gene–environment interaction and increase the potential to control and necessary expectation of a direct gene-to-
research must integrate with neuro- prevent them. behaviour association in the absence of the
science. Moreover, the gene–environment environmental pathogen. The gene–envi-
interaction approach brings exciting Psychiatric genetic approaches ronment interaction approach has grown
opportunities for extending the range and The recent history of psychiatric research out of two observations: first, that mental
power of neuroscience. Here, we examine that has measured genetic differences at disorders have environmental causes;
opportunities for collaboration between the DNA sequence level can be divided second, that people show heterogeneity in
experimental neuroscience and research on into three approaches, each with its own their response to those causes8.
Box 1 | How does genotype moderate the psychological effects of cannabis use? of unwittingly averaging data from two
genotype groups, one of strong responders
Evidence from studies around the world shows that cannabis use is a statistical risk factor for the and another of non-responders. If genetically
emergence of psychosis, ranging from psychotic symptoms (such as hallucinations and delusions) to vulnerable subgroups can be identified for
clinically significant disorders (such as schizophrenia)93. However, most people who use cannabis do
analysis, modest associations may be revealed
not develop psychosis, which suggests that some individuals may be genetically vulnerable to its
effects. This hypothesis received initial support from research showing that the association between as stronger than previously thought.
cannabis use and psychosis outcome is most marked in subjects with an established vulnerability to Third, gene–environment interactions
psychosis94. However, the genetic risk involved was not specified. Subsequent research focused on might help to solve the perennial riddle
risk measured by individual differences on the catechol-O-methyltransferase (COMT) gene; in of disorder-specific pathophysiology.
particular, a valine allele at codon 158 producing more enzymatic activity and faster breakdown of Most environmental pathogens constitute
dopamine than the methionine allele. Both the COMT valine allele77 and cannabis use95 have been a nonspecific risk for many disorders.
independently associated with brain endophenotypes for schizophrenia96,97. An epidemiological For example, smoking influences cancer,
study (see panel a) that traced a longitudinal cohort from prior to the onset of cannabis use (age 11 osteoporosis, lung disease, heart disease
years), through to the peak risk period of psychosis onset (age 26 years), revealed that individuals and fetal growth; child maltreatment influ-
with one or more high-activity valine alleles (VAL/METor VAL/VAL) showed subsequent increased risk
ences both aggression and depression; birth
of psychotic symptoms and psychosis-spectrum disorder if they used cannabis24. Cannabis use had
no such adverse influence on individuals with two copies of the methionine allele (MET/MET). But is complications influence both ADHD and
the quantification of drug exposure information using the self-reports of adolescent subjects schizophrenia. A potential explanation for
sufficiently accurate? Is it possible that valine-allele carriers who use cannabis are unusual in some why there are different outcomes from one
unmeasured way? And how does the valine allele influence sensitivity to cannabis? These questions environmental pathogen is that the patho-
have been addressed by researchers in the Netherlands, who used an experimental design to extend gen is connected to each disorder through a
the epidemiological finding98. In their studies, subjects were tested on two occasions, separated by different pathophysiological pathway; there
1 week, as part of a double-blind, placebo controlled cross-over design. In randomized order, they is little research into this, although genes of
received either 0 µg or 300 µg -9-tetrahydrocannabinol (the principal component of cannabis) per known functionality may offer clues.
kilogram bodyweight. Cannabis affected cognition and state psychosis, but this was conditional on
COMT genotype. As illustrated in panel b, individuals carrying two copies of the valine allele
Furthering gene–environment research
exhibited more cannabis-induced memory and attention impairments than carriers of the
methionine allele, and were the most sensitive to cannabis-induced psychotic experiences. Further Psychiatric genetics has earned an ignoble
research — including the use of both animal and imaging paradigms — is needed to provide a fuller reputation for its methodological problems,
understanding of genetically moderated responses to cannabis99. but this reputation should not discourage
neuroscientists from bringing genetics into
a b their laboratories to study the genetic mod-
20 12
eration of environmental pathogens’ effects
on neural substrates. Many initial reports of
Schizophreniform disorder in adulthood (%)
9)
9)
5)
5)
0)
0)
8)
1)
4)
)
)
51
11
48
n
(1
(1
(3
(3
(2
(2
(4
(9
(5
(3
(1
to obtain a detectable effect62. Moreover, Exposure to environmental Genotype Neural substrate reactivity measure
unlike mental disorders, neural substrate pathogen rh-5HTTLPR ACTH release under stress
Infant rearing condition of
outcome measures (such as emotional rhesus macaques
arousal or adrenocorticotropic hormone Mother-reared
responses) tend to be quantitatively distrib- Short/long Pre-stressor
Post-stressor
uted such that low prevalence is not at issue.
Second, there is concern about gene– 0 100 200 300 400 500
environment correlation63,64. When genes ACTH
influence the probability of subjects’ expo- Pre-stressor
Long/long
Post-stressor
sure to an environmental pathogen, this
results in the contamination of measures of 0 100 200 300 400 500
ACTH
environmental exposure with genetic varia-
tion, thereby clouding interpretation of Peer-reared
Short/long Pre-stressor
the findings. For example, the probability Post-stressor
of experiencing certain stressful life events 0 100 200 300 400 500
is known to be under partial genetic influ- ACTH
ence, as is the tendency to expose oneself to Pre-stressor
Long/long
environmental pathogens such as cannabis Post-stressor
or tobacco. By contrast, experimental ran- 0 100 200 300 400 500
dom assignment of subjects to the environ- ACTH
mental risk condition rules out this type of
Figure 3 | Exposure to adverse rearing, genotype and adrenocorticotropin hormone (ACTH)
self-selection. For example, epidemiologists
levels. Influence of exposure to early stress (peer rearing) on subsequent exaggerated responses of
study self-initiated cigarette smoking, while the limbic-hypothalamic-pituitary-adrenal axis (LHPA) responses to stress is conditioned by serotonin
neuroscientists can study participants that transporter gene promoter variation (rh-5HTTLPR) in rhesus macaques. When exposed to stress later
are randomly assigned to nicotine exposure. in life, peer-reared animals with the short/long genotype had higher ACTH levels than animals with
Third, there is concern about the dif- the long/long genotype. There were no differences between genotypes among animals reared with
ficulty of achieving precise and reliable mea- their mothers (data from REF. 105).
sures of environmental exposure, particularly
if the exposure typically occurs over extended
periods of the life course8,65. For example, it infarction. Caffeine is metabolized by an Towards a nomological network
is very difficult to ascertain the frequency, enzyme (CYP1A2) in the liver, knowledge A nomological network refers to the
timing and extent of the trauma that is that allowed researchers to test (and confirm) interlocking system of laws — the predicted
entailed in stressful life events. Likewise, it is the hypothesis that carriers of the slow pattern of theoretical relationships — which
notoriously difficult, using survey methods, metabolizer variant of the CYP1A2 gene are at define a construct68. A chain of inferences is
to measure the amount of active drug that a heightened risk of myocardial infarction67. required to validate the claim that specific
is ingested during recreational cannabis use As researchers learn more about genes, the gene–environment interactions are sur-
over many years. Experimental administra- brain and environmental pathogens, the prior rounded by a nomological network of indi-
tion of the environmental pathogen or stimu- probability of hypotheses will become stron- vidual supporting findings. In mental health
lus with standardized dosage and timing ger, and false positive gene findings fewer. research, such an emerging nomological
rules out this concern. One caveat must be mentioned. network is illustrated by many approaches
Fourth, there is concern about the low Experiments that randomly assign subjects that are used to understand the role of
prior probability of a true association between to environmental pathogens will inevitably 5-HTT gene variation in emotion regulation
a disorder and any one among many thous- be limited to using substitutes analogous and emotional disorders69,70. We hope that
ands of genetic polymorphisms66. If little or to the environmental pathogens that cause the present article will encourage further
nothing is known prior to a statistical test of mental disorders. Real environmental collaboration between genetic epidemiology
association between a gene and behaviour, pathogens are not amenable to experimental and experimental neuroscience in a joint
then this results in a low prior probability administration for three reasons: first, ethics effort to unravel the complex mechanisms
of the hoped-for association, and any asso- prohibit exposing humans to risk; second, that underlie gene–environment interac-
ciation uncovered could easily be a chance animal-model exposures cannot be equated tions. We envisage six ways forward.
false positive result. Neuroscience research with human exposures; and third, harm First, animal models of environmental
enhances the prior probability of a candidate from naturally occurring environmental pathogen exposure are needed (FIG. 3). In
gene being associated with disorder by pathogens often accumulates for months or non-human animals, both genotype and
connecting that genotype with brain respon- years longer than a laboratory experiment. exposure to a pathogen can be manipulated
siveness to a known environmental cause of These shortcomings of experimental gene– under experimental control71,72. Studying
the disorder. Thus, a key contribution from environment interaction studies must be non-human subjects is an advantage
experimental neuroscience is evidence and acknowledged. However, the shortcomings because they can be assigned to detrimental
theory that supports the biological plausibility are diminished where a chain of inference conditions that are not permitted in human
of genetic hypotheses, which helps to prevent can link experimental findings involving studies (for example, deprivation of maternal
false positives. Consider research in cognate an analogue pathogen to epidemiological rearing). These experiments use different
medical fields, where caffeine consumption findings involving its counterpart natural strains, genetically modified animals or
has been linked to the risk of myocardial environmental pathogen. animals that have known human-relevant
Box 2 | Bringing genetics into experimental psychopathology mental exposures and mental disorders that
make them ideal for gene–environment
The use of experimental models in behavioural genomics is exemplified by research on substance- interaction research, if their participants’
use disorders. Rather than search for direct main-effect associations between candidate genes and genotypes are characterized8. New cohort
addiction, this research uses experimental paradigms to identify how genotype moderates
studies of gene–environment interactions
subjects’ reactions to environmental stimuli (such as to priming doses or drug cues) that are
associated with addictive substances. In one experiment, the researchers investigated whether a are also being planned85,86. To the extent
functional variable number of tandem repeats (VNTR) polymorphism in the D4 dopamine receptor that these studies incorporate neuroscience
gene (DRD4) affected craving after priming doses and drug cues. Participants were tested on two measures of individual differences (for
occasions, randomly assigned to receive three alcoholic drinks on the first session and three control example, neuropsychological tests, heart
drinks on the second session, or the reverse. Individuals carrying the DRD4 long (L) allele reported a rate reactivity and immune-system mark-
stronger urge to drink in the alcohol condition than in the placebo condition. By contrast, ers), they will create opportunities to
individuals with two short DRD4 alleles (S) reported no differences in the urge to drink between the integrate experimental and epidemiological
two conditions100. Next, the investigators manipulated the putative pharmacological mechanism findings. Taking neuroscience measure-
that mediates the effect of DRD4 on craving. It was suggested that alcohol increases craving ments in large cohorts can be costly and, for
through activation at the D4 receptor and that carriers of the DRD4*L allele are especially
functional imaging paradigms, prohibitive.
vulnerable to this effect. Subjects classified as DRD4*L or DRD4*S were administered olanzapine (a
D4 antagonist that was proposed to block the ability of alcohol to trigger craving) or However, with more measures in common,
cyprohyptadine (a control medication) prior to the alcohol-challenge study. Olanzapine was more epidemiological findings about genetically
effective for DRD4*L subjects, helping to narrow the mediating mechanism involved in genetic moderated environment-to-disorder asso-
control of sensitivity to the environment101,102. These findings suggest that the DRD4 polymorphism ciations can be integrated with experimen-
moderates craving after alcohol consumption, and indicate that DRD4*L individuals may be more tal findings about genetically moderated
susceptible to losing control over drinking. But the DRD4 polymorphism is not simply a genetic risk environment-to-brain associations (FIG. 1d).
for alcohol abuse. Individuals carrying the L allele also experience more craving and arousal after Fourth, the characterization of subjects’
exposure to tobacco smoking cues, whereas DRD4*S individuals do not (data for the panel are from genetic vulnerability as opposed to their
REF. 103). This suggests that DRD4 may influence the incentive salience of appetitive stimuli more
resilience needs to move beyond single
generally, and offers a clue as to why different addictive disorders tend to co-occur in the same
genetic polymorphisms. New approaches will
individuals104.
use information about biological pathways
Genotype Exposure to environmental Neural substrate reactivity measure to identify gene systems and study sets of
DRD4 VNTR stimulus self-reported craving genetic polymorphisms that are active in the
in tobacco smokers a lit cigarette pathophysiology of a disorder87. For example,
DRD4 short Baseline in relation to depression, information about
Post-exposure the biology of psycho-social stress88–90 can
50 60 70 80 90 100
be used as a first step to characterize a set of
Craving genes that define a genotype that is vulnerable
as opposed to resilient to stressful life events.
DRD4 long Baseline Incorporating information about genetic
Post-exposure
pathways into gene–environment interaction
50 60 70 80 90 100 studies will enhance explanatory power, but it
Craving
will also present unique statistical challenges
related to the use of data-mining tools and the
polymorphisms. The experiments measure experimental psychopathology paradigms. pooling of data across different studies33.
responsiveness through various physio- We look towards a new wave of investiga- Fifth, although we have largely focused
logical and behavioural phenotypes. We tions asking whether genotype influences on testing hypotheses about gene–environ-
emphasize the value of animal models of humans’ responsiveness to emotion-eliciting ment interactions using candidate genes,
environmental pathogen reactivity, rather stimuli, laboratory stress paradigms or other the gene–environment interaction
than animal models of mental disorders. analogue environmental pathogens. These approach might also aid the identification
Animal models of mental disorders have human gene–environment experiments will of new genes that are responsible for vul-
been criticized because they cannot use neurophysiological, biochemical, endo- nerability to a particular disease. Genome-
represent core cognitive symptoms of human crinological, neuroanatomical, cognitive, wide scans for new disease genes, like most
mental disorders73. By contrast, animal emotional or neuropsychological measures designs in psychiatric genetics, aim to dis-
models of genetic susceptibility to environ- as phenotypes. Likely examples might cover genes that have direct main effects on
mental pathogens offer a valuable window include peripheral psychophysiological disease susceptibility91. However, this main-
for understanding the effects of pathogen measures such as the electroencephalogram, effects approach is inefficient for detecting
exposure on disease processes74–76. electrodermal or heart rate reactivity81–83 and new genes whose effects are conditional on
Second, studies that compare human adreno-cortical reactivity84 (see also BOX 2). environmental risk. As a result, genes that
genotype groups on their responses to Third, more epidemiological cohort show no direct connection to disorders
experimentally administered environmental studies should collect neuroscience in genome-wide scans may nevertheless
stimuli are needed. In the vanguard of measurements. Many ongoing cohort be connected to disorder through hidden
such research is imaging genomics, which studies are now adding DNA to their data gene–environment interactions. Genome-
compares the responses of genotype groups collection protocols. These longstanding wide scans might be more powerful if ‘gene
using functional neuroimaging measures77–80. cohort studies already have prospective lon- hunters’ recruit samples selected for known
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