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Wang Jan2012
Wang Jan2012
Wang Jan2012
found the efficiency at maximum power output of that engine condition for the validity of Eq. (6) as well as the existence of
to be two bounds and + . The rest of this paper is organized as
C2 follows. In Sec. II, we briefly introduce our theoretical model
T = . (4) (linear irreversible Carnot-like engine) and key assumptions.
C (1 C ) ln (1 C )
Unlike the model considered by Curzon and Ahlborn, we
He also proposed a conjecture that a universal efficiency at discard the endoreversible assumption and the assumption
maximum power, C /2 + C2 /8, should exist at small relative that the working substance in each isothermal process has a
temperature differences [10]. The work on the thermoelectric constant effective temperature, but replace them with a more
efficiency at maximum power in a quantum dot by Esposito fundamental assumption that the rate of irreversible entropy
et al. made this conjecture more clear [11]. production in an isothermal process is a quadratic form of
Recently, two key advances on the universality of efficiency heat exchange rate between the working substance and the
at maximum power were achieved by Esposito and his co- reservoir (i.e., the linear irreversible thermodynamics holds).
workers. They constructed a quite general Carnot-like engine In Sec. III, the power output is optimized and the corresponding
and verified that the efficiency at maximum power exists efficiency is derived, which has the same form as Eq. (6).
universally up to quadratic order for a strong coupling system In Sec. IV, we will prove that our assumption includes the
in the presence of a left-right symmetry [12]. Additionally, endoreversible assumption. In Sec. V, we discuss the relation
they introduced a Carnot-like engine working in the low- between irreversible entropy production and time, and then
dissipation region that the irreversible entropy production in check it with the low-dissipation assumption. The last section
an isothermal process is inversely proportional to the time is a brief summary.
required to complete that process (this ansatz is called the
low-dissipation assumption in the present paper), and then
derived the efficiency at maximum power as [13] II. THEORETICAL MODEL AND BASIC ASSUMPTIONS
C In this section, our theoretical modela heat engine
E = , (5)
2 E C performing a Carnot-like cycle in finite timeis introduced
and then the basic assumptions are listed as the basis of our
where E = 1/(1 + T3 c /T1 h ). Here h and c are the
proportional coefficients between irreversible entropy produc- further discussions.
tion and inverse time for the isothermal processes in contact
with the hot and cold reservoirs, respectively. This result is A. Theoretical model: The Carnot-like cycle
bounded between C /2 and + C /(2 C ) [13]. By
adopting a quite different way, Gaveau and his co-workers Our research object is a heat engine performing Carnot-like
proposed a novel definition of efficiency (the sustainable cycle consisting of the following four processes.
efficiency) and proved that the sustainable efficiency has the (1) Isothermal expansion process. In this process, the
upper bound 1/2, based on which they also obtained the upper working substance expands in contact with a hot reservoir at
bound + = C /(2 C ) for the efficiency of Carnot-like temperature T1 and absorbs heat Q1 from the hot reservoir
engines at maximum power output [15]. during the time interval 0 < t < t1 . In this finite-time process,
It is surprisingly interesting that Eqs. (2), (3), and (5) have the effective temperature of working substance might be
the same form as different from T1 and it can vary with time. This is the reason
C why we add quotation marks on the word isothermal in the
mP = , (6) whole paper. The total entropy production in this process is
2 C
except that the parameter has different meanings. mP is Q1
bounded between and + because of 0 < < 1 in all cases. S1 = + S1ir , (7)
T1
The work by Esposito et al. implies that the low-dissipation
assumption is a sufficient condition for the validity of Eq. (6) where S1ir is the irreversible entropy production which is
as well as the existence of two bounds and + . As always non-negative.
mentioned above, the stochastic heat engine obviously satisfies (2) Adiabatic expansion process. Adiabatic expansion pro-
the low-dissipation assumption, thus it is not surprising that cess is idealized as the working substance suddenly decouples
Eq. (3) has the same form as Eq. (6). A series of natural from the hot reservoir and then comes into contact with the
questions are: Does the Carnot-like engine considered by Chen cold reservoir instantaneously, or equivalently, the temperature
and Yan satisfy the low-dissipation assumption? Further, is the of the reservoir is switched from T1 to T3 . Simultaneously,
low-dissipation assumption also the necessary condition for some constraints are released from the working substance,
the validity of Eq. (6) as well as the existence of two bounds for example, enlarging its volume. Here we have in fact
and + ? In this paper, we mainly focus on answering these assumed that the time for completing adiabatic processes is
questions. By using the linear irreversible thermodynamics much shorter than that for completing isothermal processes.
and assuming that the irreversible entropy production merely There is no heat exchange in this process, i.e., Q2 = 0. The
comes from the heat exchange between the reservoir and the variation of entropy in the adiabatic expansion process is also
working substance in the isothermal process, we prove that vanishing, i.e., S2 = 0.
the Carnot-like engine considered by Chen and Yan does not (3) Isothermal compression process. In this process,
strictly satisfy the low-dissipation assumption, and that the the working substance is compressed in contact with a cold
low-dissipation assumption is a sufficient but non-necessary reservoir at temperature T3 and releases heat Q3 to the cold
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EFFICIENCY AT MAXIMUM POWER OUTPUT OF LINEAR . . . PHYSICAL REVIEW E 85, 011127 (2012)
reservoir. The time for completing this process is assumed to III. EFFICIENCY AT MAXIMUM POWER OUTPUT
be t3 . The total entropy production in this process is
The power output can be defined as P = W/(t1 + t3 ).
Q3 Considering Eqs. (7)(10), we obtain
S3 = + S3ir , (8)
T3
(T1 T3 )S T1 S1ir + T3 S3ir
where S3ir is the irreversible entropy production which is also P = . (12)
non-negative. t1 + t3
(4) Adiabatic compression process. Similar to the adiabatic Because S is a state variable depending only on the initial
expansion process, the temperature of reservoir is suddenly and final states of the isothermal process, while S1ir and
switched from T3 to T1 . Simultaneously, some constraints are S3ir are process variables depending on the detailed protocols,
imposed on the working substance, for example, shrinking maximizing the power output implies minimizing S1ir and
its volume. In this process, both the heat exchange and the S3ir with respect to the protocols for given t1 and t3 and then
variation of entropy are vanishing, i.e., Q4 = 0 and S4 = 0. maximizing P with respect to t1 and t3 . In fact, this argument
has been presented in different appearances for stochastic heat
B. Basic assumptions and direct consequences engines [9] or quantum-dot Carnot engines [14].
To continue our analysis, we take the following key When S1ir takes the minimum value for given t1 , from
assumptions. Eqs. (7), (10), and (11) we obtain
(i) After going through the Carnot-like cycle, the working
substance comes back to its initial state again. Thus there are Q1 Q2
S = + 1, (13)
no net energy change and entropy production in the whole T1 1 t1
cycle.
(ii) There is no heat leak between the hot and the cold from which we obtain the solution
reservoirs. The irreversible entropy is merely produced in the
two isothermal processes due to the heat transfers between 1 t1 4ST12
Q1 = 1+ 1 . (14)
the substance and its surrounding reservoirs. The rate of 2T1 1 t1
irreversible entropy production in each isothermal process
is a quadratic form of the heat exchange rate between the Substituting this equation into Eq. (11), we obtain
working substance and the reservoir (i.e., the linear irreversible
thermodynamics holds).
ir 1 t1 2ST12 4ST12
To make this assumption more specific, the thermodynamic min S1 = 1+ 1+ . (15)
force in the isothermal expansion process may be expressed 2T12 1 t1 1 t1
as F1 = T1e1(t) T11 , where T1e (t) is the effective temperature of
Similarly, when S3ir takes the minimum value for given t3 ,
the working substance and it is not necessary to presume this
we can obtain
effective temperature as constant. The corresponding flux (the
rate of heat exchange) can be expressed as q1 = Q 1 = 1 F1 , Q3 Q2
which can be time dependent. Here 1 is the coefficient S = + 3, (16)
of heat transfer in the isothermal expansion process. The T3 3 t3
rate of irreversible entropy production in the isothermal from which we arrive at
expansion process is then given as 1 = F1 q1 = q12 /1 .
Similarly, the rate of irreversible entropy production in the
3 t3 4ST32
isothermal compression process can be expressed as 3 = Q3 = 1 1 (17)
q32 /3 , where q3 and 3 are the rate of heat exchange and heat 2T3 3 t3
transfer coefficient in the isothermal compression process,
respectively. and
The above assumptions will result in some direct conse-
quences. (The detailed proofs are shown in Appendix A.) 3 t3 2ST32 4ST32
min{S3ir } = 1 1 . (18)
(a) The work output of the heat engine in the Carnot-like 2T32 3 t3 3 t3
cycle is
Substituting Eqs. (15) and (18) into Eq. (12), we have
W = Q 1 Q3 . (9)
4ST12 4ST32
The total entropy productions in two isothermal processes 1 t1
2T1
1+ 1 t1
1 3 t3
2T3
1 1 3 t3
satisfy P = .
t1 + t3
S3 = S1 S. (10) (19)
(b) The minimum irreversible entropy production in two Now we maximize P with respect to t1 and
isothermal processes for given t1 and t3 can be expressed as t3 . Taking P /t1 and P /t3 equal to zero,
and then introducing dimensionless parameters
min Sjir = Q2j /j tj (j = 1,3). (11) = T3 /T1 , = 1 /3 , M = 2Q3 /ST3 = 3 t3 /ST32
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YANG WANG AND Z. C. TU PHYSICAL REVIEW E 85, 011127 (2012)
This formula is no more than the endoreversible assumption
(3 t3 /ST32 )2 43 t3 /ST32 , and N = 2Q1 /ST1 =
in Ref. [1]. From this analysis, we can see that our assumption
(1 t1 /ST12 )2 + 41 t1 /ST12 1 t1 /ST12 , we can derive implies that the endoreversible assumption happens to hold
for Carnot-like heat engines operating at the maximum power
(N 2)2 N M output (or minimum the irreversible entropy production in each
= , (20)
N (4 N ) N2
2N
2
+ 2 M2
M finite-time isothermal process). Thus our assumption is more
general and fundamental than the endoreversible assumption.
(M 2)2 (N M)
= N2 . (21)
M(4 M) + 2 M2
2N M2 V. THE RELATION BETWEEN IRREVERSIBLE ENTROPY
Solving the above two equations, we arrive at PRODUCTION AND TIME
4 M It is hard to derive the relation between the irreversible
N= (22)
M + 4 M entropy production in an isothermal process and the time for
and completing that process. However, the minimum irreversible
entropy production and the time display relative simple
4 +4
M= . (23) relations shown in Eqs. (15) and (18). Obviously, although
( + 1) + 2
we obtain the same form of efficiency at maximum power
The details will be shown in Appendix B. and its two bounds as Ref. [13], min{S1ir } and min{S3ir }
Now we calculate the efficiency at maximum power output. are not inversely proportional to the time for completing the
As we know, the efficiency is defined as W/Q1 = isothermal processes. That is, the low-dissipation assump-
1 Q3 /Q1 , which can be expressed as = 1 M/N by tion is a sufficient but non-necessary condition for the validity
introducing N and M. Considering Eqs. (22) and (23), we can of Eq. (6) as well as the existence of two bounds and + .
derive the efficiency at maximum power output of Carnot-like The relation between our assumption and the low-
heat engineswhich has the same form as Eq. (6) with dissipation assumption [13] is discussed as follows. If
= 1/(1 + 3 /1 ). This formula has the same form as STi2 /i ti 1, expanding Eqs. (15) and (18) into Taylor
the result derived by Chen and Yan, although we take an series and then keeping the lowest-order terms, we obtain
assumption different from the endoreversible assumption. The
relation between our assumption (ii) and the endoreversible S 2 Tj2
min Sjir (j = 1,3), (28)
assumption will be further discussed in the following section. j tj
which accords with the form of the low-dissapation assumption
IV. THE RELATION BETWEEN OUR ASSUMPTION that the irreversible entropy production is inversely propor-
AND THE ENDOREVERSIBLE ASSUMPTION tional to the time for completing the isothermal processes.
As shown in Appendix A, when the irreversible entropy In this case, Eqs. (7) and (8) can be transformed into
production in each isothermal process takes the minimum
Q1 = T1 S S 2 T12 1 t1 (29)
value, the rate of heat exchange satisfies qi = Qi /ti (i = 1,3)
which is independent on the time variable. That is, the and
effective temperature of the working substance is unchanged
in each isothermal process. On the other hand, our Q3 = T3 S + S 2 T32 3 t3 . (30)
assumption (ii) implies that the rate of heat exchange and It is easy to find that the two equations above are in similar form
the thermodynamics force display the linear behavior. For as Eq. (5) in Ref. [13] if S 2 T12 /1 and S 2 T32 /3 correspond
the isothermal expansion process, this behavior may be to h and c in Ref. [13], respectively. Further, we can also
expressed as q1 = 1 (1/T1e 1/T1 ), where T1e is the effective find the similar relation between the two equations above and
temperature of the working substance in the isothermal Eq. (28) in Ref. [14] if S 2 T12 /1 and S 2 T32 /3 correspond
expansion process. Thus we can derive to (1 0 )2 /Ch and (1 0 )2 /Cc in Ref. [14], respectively.
1 1 Q1 Substituting the two equations above into Eq. (12) and then
1 = , (24) maximizing the power output, we obtain the optimized time
T1e T1 t1
(t1 and t3 ) for completing two isothermal processes which
from which we can further obtain satisfies
Q1 Q1 Q2
= + 1. (25) ST12 T1 T3 1
T1e T1 1 t1 = (31)
1 t1 2T1 1 + 1 T33 /3 T13
Similarly, we can derive
Q3 Q3 Q2 and
= 3, (26)
T3e T3 3 t3 ST32 T1 T3 1
= . (32)
where T3e is the effective temperature of the working sub- 3 t3 2T3 1+ 3 T13 /1 T33
stance in the isothermal compression process. Combining
Eqs. (13), (16), (25), and (26), we obtain According to Eqs. (31) and (32), we can see that STi 2 /i ti
Q1 Q3 1 if the temperature difference between the reservoirs is
= 0. (27) small enough (T1 T3 T1 ), which ensures us to derive
T1e T3e
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EFFICIENCY AT MAXIMUM POWER OUTPUT OF LINEAR . . . PHYSICAL REVIEW E 85, 011127 (2012)
Eq. (28) from Eqs. (15) and (18). Thus in this case our linear have the same bounds and + , which suggests that these
irreversible engines are degenerated into the low-dissipation bounds might hold for Carnot-like engines in more general
engines. The requirement for small temperature difference conditions. Additionally, the efficiencies at maximum power
between the reservoirs is the same as the first condition output of Feynman ratchet and other kinds of engines are also
to guarantee low-dissipation derived by Esposito et al. for located in the region bounded between and + [13], which
quantum-dot Carnot engines [14]. However, we have not found hints that the C /2 and + C /(2 C ) might hold
the correspondence to the second condition to ensure low for the majority heat engines working between two reservoirs
dissipation for quantum-dot Carnot engines [14] because our at different temperature. It is still an open question to prove
model system based on the linear irreversible thermodynamics this point in a general theoretical framework.
is different from theirs [14]. The correspondence to the second
condition [14] might be found in nonlinear irreversible Carnot-
ACKNOWLEDGMENTS
like heat engines such as the minimally nonlinear irreversible
model system [23]. The authors are grateful for the financial support from
Considering Eqs. (29)(32), we can obtain that the ef- National Natural Science Foundation of China (Grant No.
ficiency at maximum power output has the same form as 11075015) and the Fundamental Research Funds for the Cen-
Eq. (6) with = 1/(1 + 1 T33 /3 T13 ) through a few steps tral Universities. They are also very grateful to Massimiliano
Esposito for his kind communications.
calculations. Here has the similar form as E = 1/(1 +
of
c T3 /h T1 ) in Ref. [13], which is consistent with the corre-
spondence relation (S 2 T12 /1 and S 2 T32 /3 correspond to APPENDIX A: PROOFS OF CONSEQUENCES
h and c , respectively) mentioned above. (a) AND (b) IN SEC. II B
It is interesting that the results of low-dissipation engines
Assumption (i) implies that the energy change and entropy
and our theoretical model give the same bounds C /2 4
and + C /(2 C ), which seems to imply that the lower production in the whole cycle satisfy
4 i=1 Ei = 0 and
and upper bounds might hold for Carnot-like engines in more i=1 Si = 0, respectively. Considering the first law of
general conditions than low-dissipation assumption or our thermodynamics, we can obtain Eq. (9). From S2 = S4 =
assumption (ii). 0 and 4i=1 Si = 0, we derive S3 = S1 .
From assumption (ii), we have
t1
VI. CONCLUSION AND DISCUSSION [q1 (t)]2
S1 =
ir
dt, (A1)
0 1
The efficiency at maximum power output of Carnot-like
heat engines and its bounds can be obtained by using the where q1 (t) and 1 are the rate of heat exchange and the
conventional endoreversible assumption or the low-dissipation coefficient of heat transfer in the isothermal expansion
assumption. In this paper, we have presented a viewpoint process, respectively. Now we will minimize S1ir with the
to estimate this efficiency. It is found that the maximum constraint
power output corresponds to minimizing the irreversible t1
entropy production in two isothermal processes in the q1 (t)dt = Q1 (A2)
Carnot-like cycle. Our discussions are mainly based on the 0
assumption that the rate of irreversible entropy production in an
for given t1 . Introducing a Lagrange multiplier 1 and then
isothermal process is a quadratic form of heat exchange rate
minimizing the unconstrained functional
between the working substance and the reservoir. Although this
assumption is different from the endoreversible assumption or t1 t1
[q1 (t)]2
low-dissipation assumption, we still obtain that the efficiency I1 {q1 } = dt 1 q1 (t)dt Q1 , (A3)
0 1 0
at maximum power output of Carnot-like heat engines has
the same form as Eq. (6) which is bounded between we have q1 (t) = 1 1 /2 which is independent on the time
C /2 and + C /(2 C ). Therefore, the low-dissipation variable. Substituting it into Eqs. (A2) and (A1), we obtain
assumption is a sufficient but non-necessary condition for the min{S1ir } = Q21 /1 t1 .
validity of Eq. (6) as well as the existence of two bounds t +t 2
Similarly, minimizing S3ir = t11 3 [q3(t)] dt with con-
and + . t1 +t3 3
On the other hand, if the temperature difference between straint t1 q3 (t)dt = Q3 , we can obtain min{S3ir } =
2
heat reservoirs is small enough, we found that the minimum Q3 /3 t3 . Thus we arrive at consequence (b).
irreversible entropy production in an isothermal process is
inversely proportional to the time that the process is performed.
APPENDIX B: DERIVING AND SOLVING
That is, the low-dissipation assumption is indeed valid for
EQS. (20) AND (21) IN SEC. III
small enough temperature difference between heat reservoirs
for our linear irreversible engines. Thus it is not surprising The maximum power output is found by setting the
that the same bounds as the low-dissipation engines can be derivatives of P in Eq. (19) with respect to t1 and t3 equal to
derived in this case. However, we also find that the results zero. Equation (19) can be simplified by introducing dimen-
with large temperature difference between the heat reservoirs sionless parameters x = 1 t1 /ST12 and y = 3 t3 /ST32 . The
(in this case our theoretical model is no longer low dissipative) maximum power output is then corresponding to setting the
011127-5
YANG WANG AND Z. C. TU PHYSICAL REVIEW E 85, 011127 (2012)
derivatives of P with respect to x and y equal to zero, which formed into Eqs. (20) and (21). When Eq. (20) is divided by
gives Eq. (21), we derive
1 x+2 (M 2)2 (N 2)2
1 = . (B3)
T1 x 2 + 4x M(4 M) N (4 N )
T1 ( x 2 + 4x x) T3 (y y 2 4y) From the above equation, we can express M 2 /(M 2) with
= , (B1)
T12 x/1 + T32 y/3 other terms. Then substituting it into Eq. (20), we arrive
at Eq. (22). Next, substituting Eq. (22) into Eq. (B3), we
3 y2
1 derive
T3 y 2 4y
[4 ( + 1)M]2 = 4(M 2)2 . (B4)
T1 ( x 2 + 4x x) T3 (y y 2 4y)
= . (B2)
T12 x/1 + T32 y/3 Form M = y y 2 4y and N = x 2 + 4x x we
know 0 < N < 2 and 2 < M < 4. Considering Eq. (22),
By introducing
= T3 /T1 , = 1 /3 , M = y y 2 4y, we derive 2 < M < 4/(1 + ). Thus Eq. (B4) reduces
and N = x 2 + 4x x, the above two equations are trans- to Eq. (23).
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