Hyperglycemia and Morbidity and Mortality in Extremely Low Birth Weight Infants

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Journal of Perinatology (2006) 26, 730736

r 2006 Nature Publishing Group All rights reserved. 0743-8346/06 $30


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ORIGINAL ARTICLE
Hyperglycemia and morbidity and mortality in extremely
low birth weight infants
LS Kao1, BH Morris2, KP Lally3, CD Stewart4, V Huseby5 and KA Kennedy2
1
Department of Surgery, Lyndon Baines Johnson General Hospital, University of Texas, Houston Medical School, Houston, TX, USA;
2
Department of Pediatrics, Division of Neonatal-Perinatal Medicine, University of Texas, Houston Medical School, Houston, TX, USA;
3
Department of Surgery, Division of Pediatric Surgery, University of Texas, Houston Medical School, Houston, TX, USA; 4Dauterive
Hospital and Iberia Medical Center, New Iberia, LA, USA and 5Department of Pediatrics, University of Texas, Houston Medical School,
Houston, TX, USA

Keywords: hyperglycemia; infant, newborn; infant, premature; infant,


Objective: The purpose of this study was to determine the association very low birth weight; sepsis, mortality
between hyperglycemia and mortality and late-onset infections (>72 h) in
extremely low birth weight (ELBW) infants.

Study design: Retrospective analysis of a prospective cohort study of 201


ELBW infants who survived greater than 3 days after birth. Mean morning Introduction
glucose levels were categorized as normoglycemia (<120 mg/dl), mild- Hyperglycemia in premature infants has been associated with
moderate hyperglycemia (120 to 179 mg/dl) and severe hyperglycemia increased morbidity including retinopathy of prematurity1,2 and
(X180 mg/dl). Hyperglycemia was further divided into early (first 3 days intra-ventricular hemorrhage.3,4 In infants with necrotizing
of age) and persistent (first week of age). Logistic regression was enterocolitis (NEC), hyperglycemia has also been associated with
performed to assess whether hyperglycemia was associated with either increased late mortality.5 However, studies examining the impact of
mortality or late-onset culture-proven infection, measured after 3 and 7 hyperglycemia on infectious morbidity and mortality in low birth
days of age. weight infants are sparse.
Results: Adjusting for age, the odds ratio (OR) for either dying or In adults, there is increasing evidence that even mild or
developing a late infection was 5.07 (95% confidence interval (CI): 1.06 to moderate hyperglycemia is associated with increased morbidity
24.3) for infants with early severe hyperglycemia and 6.26 (95% CI: 0.73 and mortality. Van den Berghe et al.6 demonstrated that a strategy
to 54.0) for infants with persistent severe hyperglycemia. Adjusting for of strict glycemic control with continuous insulin infusion to
age, both severe early and persistent hyperglycemia were associated with maintain glucose levels less than or equal to 110 mg/dl decreased
increased mortality. Among survivors, there was no significant association mortality in patients requiring critical care for more than 5 days,
between hyperglycemia and length of mechanical ventilation or length of particularly in patients with multiple organ failure owing to a
hospital stay. Persistent severe hyperglycemia was associated with the septic focus. Other large observational cohort studies have
development of Stage II/III necrotizing enterocolitis, after adjusting for suggested that mild or moderate hyperglycemia in traumatically
age and male gender (OR: 9.49, 95% CI: 1.52 to 59.3). injured (>135 mg/dl)7 and cardiac surgery (>150 mg/dl)8
patients also results in worse outcome.
Conclusion: Severe hyperglycemia in the first few days after birth is
In very low birth weight (VLBW) and extremely low birth weight
associated with increased odds of death and sepsis in ELBW infants.
(ELBW) infants, there is a lack of consensus regarding the
Journal of Perinatology (2006) 26, 730736. doi:10.1038/sj.jp.7211593;
threshold level defining hyperglycemia and the need for treatment
published online 24 August 2006
with insulin. Definitions have included but are not limited to blood
glucose associated with X0.5% glycosuria,3 >9.9 mmol/l
(178 mg/dl) with glycosuria,9 >8 mmol/l (144 mg/dl),5 a single
Correspondence: Dr LS Kao, Department of Surgery, Lyndon Baines Johnson General blood sugar >13.3 mmol/l (239 mg/dl) or repeated blood sugars
Hospital, University of Texas, Houston Medical School, 5656 Kelley Street, Suite 30S 62008, >8.8 mmol/l (158 mg/dl) for at least 4 h,10 and two consecutive
Houston, TX 77026, USA.
blood sugars >12 mmol/l (>216 mg/dl) for at least 4 h.11 The
E-mail: Lillian.S.Kao@uth.tmc.edu
Received 31 March 2006; revised 17 July 2006; accepted 2 August 2006; published online 24 incidence of hyperglycemia in VLBW and ELBW infants also varies
August 2006 based on the definition used and ranges from 40 to 80%.12,13
Hyperglycemia in ELBW infants
LS Kao et al
731

Although continuous insulin infusion has been utilized safely measured daily after enrollment at approximately the same time
for managing hyperglycemia in ELBW infants,4,10,11,14 the optimal each day (around 0400 hours). The mean glucose levels were
glucose target has not yet been determined. Further information divided into the following categories: normoglycemia (<120 mg/
from observational studies regarding the association between dl), mild-moderate hyperglycemia (120 to 179 mg/dl) and severe
hyperglycemia and outcome in ELBW infants is necessary before hyperglycemia (X180 mg/dl).
proceeding to a potential trial of conventional versus more Confounding variables analyzed included: gestational age,
aggressive glucose control in these infants. We therefore conducted gender, race, birth weight, use of antenatal steroids and Apgar
an observational study to evaluate the association between scores at 1 and 5 min. Gestational age was estimated using the
hyperglycemia and mortality and late-onset infections in ELBW modified Ballard test because of the unreliability of using dates
infants using data prospectively collected for a randomized trial given that many of the women at LBJ General Hospital had no
(Morris, unpublished data). prenatal care. Outcome measures included: development of
systemic infection (positive blood culture at >3 and 7 days of life
treated with >3 days antibiotics), NEC (XBells Stage II), length
Materials and methods of stay and death before discharge. Infections that occurred before
Data were prospectively collected on 213 ELBW infants enrolled at 72 h of age were excluded so as to exclude early infection,
two institutions as part of a randomized trial of sterile water gavage which may be more reflective of a congenital infection15 and
drip versus routine fluid administration in ELBW infants. This would be unlikely to be prevented by improved glycemic control
analysis was performed as a retrospective observational study, after birth.
undertaken as a subset of the larger completed prospective clinical The primary outcome measure was a composite outcome of
trial (Morris et al., personal communication). The original either mortality or late-onset culture-proven infection after 3 days
prospective study was conducted at two centers, Memorial Hermann and after 1 week of age. As there is no consensus on the cutoff for
Childrens Hospital and Lyndon Baines Johnson (LBJ) General defining late-onset infection and given that there is no prior data
Hospital in Houston, TX, USA; randomization was stratified by regarding duration of hyperglycemia and outcome in ELBW
center. Infants were eligible for the trial if they met the following infants, outcome at both time points was analyzed in this study.
criteria: (1) <31 weeks gestation by Ballard examination, (2) birth Secondary outcome measures were incidence of hypoglycemia
weights X400 and p1000 grams and (3) enrollment before 36 h (<40 mg/dl), development of NEC, total number of days of
of age. Infants were excluded if they had (1) severe asphyxia mechanical ventilation among survivors and length of stay for
(defined as an initial infant pH<7.1 and evidence of end-organ survivors not transferred to another facility.
damage), (2) major congenital anomalies, (3) hypotension treated Descriptive statistics were utilized to describe the demographic
with dobutamine or dopamine at greater than 15 mg/kg/minute or data. Univariate analyses were performed to assess the association
(4) anticipated death (pH<6.80 or hypoxia with bradycardia for between risk factors, including hyperglycemia, and mortality, late
>2 h). These infants were excluded given their poor prognosis. culture-proven infection and length of stay. For the primary
Infants were enrolled between March 2000 and November 2003. outcome measure, w2 or Fishers exact test was utilized for
There were 180 infants who were eligible but not enrolled owing to categorical independent variables, and the MannWhitney U test
the following reasons: parental refusal (54%), consent not or univariate logistic regression was used for continuous
requested (33%) and other (12%). A total of 12 infants were independent variables. For length of mechanical ventilation and
excluded from the analysis 11 infants were enrolled in the trial length of stay, linear regression was used. Multivariate logistic and
but did not survive more than 3 days of age and one infant who linear regression analyses were performed for categorical and
transferred at 3 days of age did not have available outcome continuous outcome measures, respectively. Factors that had a
data. Data collection was approved by the Institutional Review P-value of less than or equal to 0.25 and known risk factors based
Board at University of Texas Health Science Center, and informed on the literature were included in the initial multivariate analyses.
consent was obtained from the parents before participation Because birth weight and age by Ballard exam were correlated, the
in the study. variable with the strongest relationship with the outcome was
The main predictor variables of interest were mean morning included where applicable. All of the final reduced models included
glucose levels over the first 3 and 7 days after birth. In order to mean glucose categories as the independent variable of interest.
ensure consistent sampling among subjects, only morning glucose Hierarchical forward selection with switching, with a maximum of
levels were analyzed. Inclusion of all serum laboratory values could four variables, was used to select the other independent variables
increase the potential for confounding by severity of illness as included in the reduced models. Significance in the multivariate
sicker infants have their laboratory tests drawn more frequently, model was based on the Wald and deviance tests, Pp0.05. All
which increases the likelihood of identifying extreme values. statistical analyses were performed using Number Cruncher
Therefore, serum electrolytes and serum glucose levels were Statistical Systems (NCSS, 2004, Kaysville, UT, USA).

Journal of Perinatology
Hyperglycemia in ELBW infants
LS Kao et al
732

Table 1 Baseline characteristics of 201 ELBW infants who survived Normoglycemic infants (mean glucose
greater than 3 days of life < 120 mg/dL)

Mean Glucose (mg/dL)


500
Characteristic 400

Postnatal age at enrollment, hourss.d. 19.39.5 300


Birth weight, gs.d. 729127 200
Gestational age, weeks.d. (Ballard exam) 26.21.9 100
0
Race or ethnic group, n (%) 1 2 3 4 5 6
African-American 95 (47%) Day
Caucasian 33 (16%)
Mildly hyperglycemic infants (mean
Hispanic 64 (32%)
glucose 120-179 mg/dL)

Mean Glucose (mg/dL)


Other 9 (4%) 500
400
Male, n (%) 88 (44%)
300
Antenatal steroids, n (%) 115 (57%)
200
Apgar score p3, n (%) 100
At 1 min 85 (42%) 0
At 5 min 21 (10%) 1 2 3 4 5 6
Day
Abbreviations: ELBW, extremely low birth weight; s.d., standard deviation.

Severely hyperglycemic infants (mean


glucose  180 mg/dL)
Results
Mean Glucose (mg/dL)

500
Demographic data
400
The baseline characteristics of the 201 ELBW infants included in
300
the study are listed in Table 1. The majority of infants had at least
two morning glucose measurements for the first 3 days of age 200

(193/201, 96%), but eight infants whose initial serum chemistries 100
were not drawn until after 52 h of age only had one blood glucose 0
measurement. The median value for mean morning glucose level 1 2 3 4 5 6
Day
for the first 3 days after birth was 105 mg/dl (interquartile range
Figure 1 The daily mean morning glucose level for the infants in
(IQR): 81 to 133 mg/dl) and the average was 11453 mg/dl. Sixty-
each category stayed relatively stable within the normoglycemic and
five percent of the infants had an average glucose level less than
mildly hyperglycemic groups. The daily mean morning glucose level
120 mg/dl, 28% in the mild-moderate range and 7% in the severe trended downwards in the severely hyperglycemic group, but remained
range. The median value for mean morning glucose level for the above high (>180 mg/dl) even after 1 week.
first week after birth was 113 mg/dl (IQR, 97 to 132 mg/dl).
Figure 1 illustrates the trend for the mean daily glucose level control (n 94) than in the sterile water gavage group (n 104)
over time for each category of infants (normoglycemic, mildly 118 mg/dl (113 to 127 mg/dl) versus 108 mg/dl (103 to 114 mg/
hyperglycemic and severely hyperglycemic infants). Sixty-one dl), respectively (P 0.03). There was no statistically significant
percent of infants had a mean glucose in the normal range for the difference in distribution of mean glucose levels at either 3
first week, whereas 35 and 4% had averages that were in the mild- or 7 days across the strata of mild, moderate and severe
moderate and severe groups, respectively. Overall, 77 (38%) infants hyperglycemia based on group randomization.
had at least one glucose measurement of 180 mg/dl or higher and
10 infants (5%) had at least one episode of hypoglycemia.
The median value for mean morning glucose for the first 3 days Primary outcome
after birth was 104 mg/dl (93 to 110 mg/dl) for infants randomized Overall, 100/201 (50%) infants experienced the primary outcome
to the control or routine fluids group (n 96) and 106 mg/dl of either mortality or a late-onset infection after 3 days of age.
(97 to 118 mg/dl) for infants in the sterile water gavage group On univariate analysis, there was a greater likelihood of having
(n 109). This difference was not statistically significant using a worse outcome in infants with severe hyperglycemia when
the MannWhitney test (P 0.24). However, the median glucose compared to normoglycemic infants with a mean glucose level less
level for the first week after birth was significantly higher in the than 120 mg/dl (Table 2), but there was no statistically significant

Journal of Perinatology
Hyperglycemia in ELBW infants
LS Kao et al
733

Table 2 Multivariate analysis of risk factors for composite outcome of mortality or late culture-proven infection
Factor Adjusted OR 95% CI P-value Unadjusted OR 95% CI P-value

Outcome assessed after 3 days of age


Gestational age, per week 0.77 0.650.91 0.002 0.74 0.630.87 <0.001
Mean glucose (1st 3 days after birth) 120179 mg/dl 1.12 0.592.13 0.73 1.25 0.672.33 0.49
Mean glucose (1st 3 days after birth) X180 mg/dl 5.07 1.0624.3 0.04 7.22 1.5533.6 0.01

Outcome assessed after 7 days of age


Gestational age, per week 0.79 0.670.94 0.008 0.76 0.650.89 <0.001
Mean glucose (1st 7 days after birth) 120179 mg/dl 1.34 0.722.51 0.35 1.66 0.923.01 0.09
Mean glucose (1st 7 days after birth) X180 mg/dl 6.26 0.7354.0 0.10 9.80 1.1782.2 0.034
Abbreviations: CI, confidence interval; OR, odds ratio.
Referent category for glucose categories is mean glucose level <120 mg/dl.

Table 3 Multivariate analysis of risk factors for mortality


Factor Adjusted OR 95% CI P-value Unadjusted OR 95% CI P-value

Outcome assessed after 3 days of age


Gestational age, per week 0.66 0.510.084 <0.001 0.61 0.480.87 <0.001
Mean glucose (1st 3 days after birth) 120179 mg/dl 1.26 0.532.98 0.60 1.49 0.653.39 0.35
Mean glucose (1st 3 days after birth) X180 mg/dl 15.7 3.7465.9 <0.001 22.8 5.8089.8 <0.001

Outcome assessed after 7 days of age


Gestational age, per week 0.69 0.540.89 0.005 0.63 0.490.80 <0.001
Mean glucose (1st 7 days after birth) 120179 mg/dl 1.67 0.733.80 0.22 2.24 1.024.94 0.04
Mean glucose (1st 7 days after birth) X180 mg/dl 30.4 3.37274 0.002 53.0 6.06463 <0.001
Abbreviations: CI, confidence interval; OR, odds ratio.
Referent category for glucose categories is mean glucose level <120 mg/dl.

association between mild-moderate hyperglycemia and outcome. We used the composite outcome as our primary outcome
Male gender, antenatal steroids, African-American race and sterile because death is a competing outcome for infection, but we also
water gavage were not significant on univariate analysis. Birth analyzed each of the components of the primary outcome
weight was associated with worse outcome but because of the separately. The overall mortality of the series was 20% (40/201). On
correlation with gestational age, the better predictor of the two was univariate analysis, severe hyperglycemia in the first 3 days of age
used in the final model. After adjustment for age, severe was significantly associated with death, but not mild-moderate
hyperglycemia was still associated with worsened outcome hyperglycemia (Table 3). On univariate analysis, age and birth
(Table 2). For mild-moderate hyperglycemia, there was not a weight were the only other factors associated with increased
significant increase in odds of either having an infection or dying. mortality. Adjusting for age (model r2 0.71), severe hyperglycemia
The r2 for the model including hyperglycemia as a categorical was still significantly associated with mortality (Table 3). Of the
value and age was 0.59. 198 infants surviving more than 7 days, 37 (19%) subsequently
One hundred and ninety-eight infants survived greater than died. Using univariate logistic regression analysis, the odds of dying
1 week, and of those infants, 95 (48%) either died or developed if the infant had mild-moderate hyperglycemia during the first
a subsequent infection. Using univariate logistic regression, the week after birth as compared to normoglycemia was increased,
odds of developing the composite outcome if the mean glucose as was the odds ratio (OR) for dying if the infant had severe
level was greater than or equal to 180 mg/dl as compared to less hyperglycemia. After adjusting for age (model r2 0.69), the odds
than 120 mg/dl was increased significantly (Table 2). On of dying were still significantly increased for infants with severe
univariate analysis, only age and birth weight were associated with hyperglycemia over the first week after birth, but not for infants
the primary outcome. Adjusting for age, neither mild-moderate with mild-moderate hyperglycemia.
hyperglycemia nor severe hyperglycemia was positively associated Seventy-six infants developed a culture-proven infection after
with the outcome. The model r2 was 0.51. 72 h of life, and 74 infants developed an infection greater than

Journal of Perinatology
Hyperglycemia in ELBW infants
LS Kao et al
734

Table 4 Multivariate analysis of risk factors for sepsis


Factor Adjusted OR 95% CI P-value Unadjusted OR 95% CI P-value

Outcome assessed after 3 days of age


Gestational age, per week 0.84 0.711.00 0.04 0.85 0.731.00 0.05
African-American race 0.52 0.290.93 0.03 0.53 0.300.95 0.03
Mean glucose (1st 3 days after birth) 120179 mg/dl 0.96 0.491.85 0.90 1.04 0.551.97 0.91
Mean glucose (1st 3 days after birth) X180 mg/dl 0.92 0.282.97 0.89 1.24 0.413.79 0.71

Outcome assessed after 7 days of age


Gestational age, per week 0.85 0.721.01 0.06 0.85 0.731.00 0.05
African-American race 0.52 0.290.95 0.03 0.53 0.300.97 0.05
Mean glucose (1st 7 days after birth) 120179 mg/dl 0.94 0.491.78 0.84 1.19 0.652.19 0.57
Mean glucose (1st 7 days after birth) X180 mg/dl 0.56 0.122.53 0.45 1.07 0.244.72 0.92
Abbreviations: CI, confidence interval; OR, odds ratio.
Referent category for glucose categories is mean glucose level <120 mg/dl.

1 week after birth. Neither mean glucose level in the first 3 days the CIs were wide. These results are consistent with studies in other
of life nor in the first week was predictive of infection, both on pediatric16,17 and adult6,1820 critically ill populations.
univariate analysis and adjusting for African-American race and In hospitalized adults, the definition of stress hyperglycemia has
age (Table 4). been challenged over the past several years based on at least one
large trial demonstrating a survival benefit to maintaining a
Secondary outcomes glucose target of less than 110 mg/dl in the intensive care unit
Eighteen infants who survived greater than 1 week developed Stage (ICU).6 However, there is a paucity of literature regarding the
II or III NEC. There was a significant association between a mean impact of mild or moderate hyperglycemia on outcome in
7-day glucose level greater than or equal to 180 mg/dl as compared pediatric populations. In a retrospective review of 932 patients,
to the referent category of a mean less than 120 mg/dl and Faustino and Apkon16 reported a significantly increased risk of
development of Stage II/ III NEC (OR: 7.40, 95% confidence death in non-diabetic children with elevated glucose levels above
interval (CI): 1.52 to 36.1). After adjusting for age and male 150 mg/dl, in the first 24 h of admission (relative risk (RR): 2.50,
gender, the association was still significant (OR: 9.49, 95% CI: 1.52 95% CI: 1.26 to 4.93). For children with maximum glucose levels
to 59.3). The r2 for the model including age, gender and of 120 mg/l, there may also have been an increased risk of
hyperglycemia was 0.31. For infants who subsequently developed mortality (RR: 2.10, 95% CI: 0.89 to 5.00). Srinivasan et al.17
NEC, severe persistent hyperglycemia in the first week after birth reported an association between peak blood glucose level (OR: 1.01,
was associated with increased mortality (OR: 13.1, 95% CI: 1.20 to 95% CI: 1.00 to 1.02 for each mg/dl increase) and duration of
143) but the sample size was very small. hyperglycemia defined as percentage of days with blood glucose
Among survivors, there was no correlation between mean greater than 126 mg/dl (OR: 1.03, 95% CI: 1.01 to 1.05) with
glucose category and number of days of mechanical ventilation mortality in a cohort of 152 pediatric ICU patients. The results
or length of stay in the hospital on univariate or multivariate from this study in ELBW infants did not demonstrate a statistically
analyses. In infants surviving longer than 1 week, the main significant increase in the risk of dying with mild-moderate
determinants of length of stay (accounting for 45% of the hyperglycemia after birth. However, the small number of infants in
variability) were a diagnosis of chronic lung disease, birth weight this category who had the outcomes of interest may have reduced
and male gender. the power of the study to detect a difference. Likewise, further
stratification of mean glucose levels, particularly between 120 and
180 mg/dl, was also limited by sample size considerations.
Although the results of this study did not demonstrate an
Discussion association between early or persistent hyperglycemia and
This study demonstrates a relationship between increased mean culture-proven infection, one mechanism by which strict glycemic
glucose levels greater than or equal to 180 mg/dl over the first 3 control has been postulated to impact outcome is by decreasing
days of life and worsened outcome in ELBW infants. Furthermore, the risk of septic complications. Hyperglycemia has been previously
both early and persistent hyperglycemia over the course of the first linked in animal and human studies to alterations in the immune
week of life was associated with increased odds of dying, although response owing to modulation of both pro- and anti-inflammatory

Journal of Perinatology
Hyperglycemia in ELBW infants
LS Kao et al
735

cytokines,2125 impairment of the neutrophil response26 and whether infants who are more severely ill are more likely to be
depression of cell-mediated immunity.27 Clinically, elevated glucose hyperglycemic. Additionally, because of the retrospective nature
levels have been associated with increased risk of infectious of the study, we were unable to adjust for all of the potential
complications, particularly after surgery,8,28 and improved glycemic confounders such as administration of total parenteral nutrition,
control has been associated with a reduction in surgical site8 and insulin administration and glucose load, which were not
bloodstream infections.6 In our study, there did not appear to be a standardized among neonatologists. However, the results of this
correlation between hyperglycemia and development of a culture- study are in concordance with those demonstrating worse outcome
proven infection after either 3 or 7 days among survivors. Owing to with hyperglycemia in other patient populations and at the very
the small and unbalanced sample size, the study may have been least warrant further investigation.
underpowered to detect a small difference in the rates of infection. In conclusion, severe hyperglycemia is associated with worsened
For example, there was only a 5% difference in infection rates after outcome in ELBW infants. Further studies to elucidate the specific
3 days between the infants with early severe hyperglycemia and relationship between hyperglycemia, particularly in the mild-
normoglycemic infants (43% or 49/130 versus 38% or 6/14). moderate range and outcome and to evaluate the effects of
This study demonstrated an association between severe persistent improved glycemic control in this patient population are necessary.
hyperglycemia over the first week of life and Stage II/III NEC. In a
retrospective study of premature infants with NEC, 69% of infants
(n 95) were hyperglycemic above 144 mg/dl (8 mmol/dl) at
some stage during their admission. Their mean birth weight was Acknowledgments
1310 g and mean gestational age was 29 weeks. In this population, We acknowledge Dr Fernando Moya, Director of Neonatology at New Hanover
a maximum blood glucose level above 215 mg/dl (11.9 mmol/dl) Regional Medical Center and Professor of Pediatrics at University of North
during an ICU admission was associated with an increased risk of Carolina, for his valuable comments and suggestions on the study.
death (33 versus 18%, P 0.13), particularly in the subgroup of
neonates who died after 10 days in the ICU (29 versus 2%,
P 0.0009).5 In our study, 75% of ELBW infants who subsequently
developed NEC were hyperglycemic above 144 mg/dl within the first References
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