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ISO 9001 Audit Checklist PDF
ISO 9001 Audit Checklist PDF
4.1 a) Have the processes required for the QMS been determined
d) (6)
(6.2.2)
4.2.1 (5.3)
a) (5.4.1)
4.2.4 Does the procedure for the control of records define the
controls for
Identification of records
Storage of records
Protection of records
Retrieval of records
Retention of records
(5.3)
(5.6)
(6)
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b) Does the policy include a commitment to comply with the
requirements of the QMS
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5.5.3 Have top management established appropriate
communication processes for the purposes of the QMS
b) Customer feedback
c) Process performance
Product conformity
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A review that is appropriate to each design and
development stage
7.3.2
a) Are functional and performance requirements determined at
the design stage
7.3.3 Can the design outputs be verified against the design and
development inputs
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Provide appropriate information for production
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Does the review of design and development changes
include the evaluation of the effect of the changes on
constituent parts
f) Product release
Product delivery
e) Revalidation
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7.5.5 Has the organisation taken appropriate measures to
preserve the product, including its constituent parts, during
internal processing and delivery including, as applicable:
Identification
Handling
Packaging
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If measuring equipment has been found not to conform to
requirements has the organisation taken appropriate action
on affected product
8.2.2 Does the audit programme take into account the status and
importance of the processes and areas to be audited
Scope
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8.2.2 Have audits been objective and impartial
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By taking action appropriate to the effects, or potential
effects, of the nonconformity when nonconforming product is
detected after delivery or use has started
8.3 Where applicable, has nonconforming product, which has
been corrected, been subject to re-verification to
demonstrate conformity to requirements
Does the data that has been determined include that data
generated as a result of monitoring and measurement and
other relevant sources
d) Suppliers
Quality objectives
Audit results
Analysis of data
Corrective actions
Preventative actions
Management review
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8.5.2 Has the organisation taken action to eliminate the causes of
nonconformities to prevent recurrence
Organisation name:
Location:
Audit Date:
Auditor(s):
Audit number:
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