Marxism and Literature, Chapter 3

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44 Marxism and Literature

sc iou.snes~ of human beings, in which both the eVQ.I.uti~!l~.i'.!!!d. 3. Literature


the.hlstorIcal processes can be ..siven full weight, but alsO within
wliICFitIiey can De aOOinguisned . in the cp mplcx yonatians-oL
ac~~guage u ~ is from this-theoretical foundation that -
\~e ca.n go on to di stinguish 'literature', in a specific socia-
~~!~rlcal devole ment of writing. from the abstract retrospec- . - It is tivel di concept. In ordinary
!IV~ concept, so co mmon in Orthodox Marxism, which reduces usage it appears to be no more than a specific escrlption, and
It, hke language itself, to a unction and then a (superstructural) what is described is then, as a rule, so highly valued that there is
b.Y-product of c~lIecli'!.~ But before wo can go on 10 this, a virtually immediate and unnoticed transfer of the specific
we ~ust ex~mme the concepts of literature which, based on values of particular works and kinds of work to what operates as
ear her theories of language and consciousness. stand in the wa~ a concept but is still firmly believed to be actual and practical.
---- . Indeed the special p roperty of 'literature' as a concept is that it
claims this kind of importance and priority. in the concrete
i achievements of many particular great works, as against the
'abstraction' and 'generality' of other concepts and of the kinds
[ of practice which they, by contrast, deUne. Thus it is common to
see 'literature' defined as 'full . cen tral , immediate human
I experience' , usually with an associated reference to 'minute
particulars'. By con trast, 'society' is often seen as essentially
I general and abstract: the summaries and averages,. rather than
(1,i
, e direct substance, of hwnan hVlO ~. Other related concepts.

J such as 'pohtics , SOCiology'. or 'Ideo ogy', a.ru simHarl.x..u.laCB.d....-.-


:iiiildown raded, as mer hardened oul er shells (;
iving experience of liter.
6nalvey 0
.tar.ed..J...uth..-

e concept, in th is familiar form , am be shown


in two ways: theoretically aud historically. It is true that one
popular version of the concept has been deve loped in ways that
appear to protect it, and in practice do often protect it, against
any such arguments. An essential abstraction of the ' personal'
and the 'immediate' is ca rried so far that, within this highly
developed form of thought, the whole process of abstraction has
been dissol ved. None of its steps can be retraced , a nd the
abstraction of the 'conc rete' is a perfect and virtually unbreaka-
ble circle. Arguments from theory or from history are simply
evi den ce of the incurable abstraction and generality of those
who are putting them forward. They can then be co ntemptu-
ously rejected, often without speCific reply. which would be
only to fall to their level.
This is a powerful and often forbiddin g syste m of abstractiuD,
in which the concept of 'literature' becomes actively ideologi-
cal. Theory ca n do so mething aga inst it, in the necessary recog-
nition (which ought hardly. to those who are really in contact
46 Marxism and Literature Literature 47

w ith literatu re. to n eed a ny long preparation) that whatever else th e movement of literature to a different sense. The normal
'it' may be. literature is -th e process and the res!.llt of ~Q!'Uial: adjective associafe('r"Wi{h- Ttterature - was 1l~~ Literary
cOrnOsi tioD within the social a-nd formal properties of a Ja n- ~ appeared in the sense of reading ability and expe rience in the
a e. T e ce Ive suppreSSIOn 0 1.5 process and it s circum- seventeenth century, and did not aCQuire its sp~ia li zed modern
stances, which is achieved by shifting the concept to an undif- meaning until the eighteenth century,
ferentiated equivalence with 'i mmediate living experienc:e' Lilero!u~e-a;;-~... category was1I.ien a specialization of the
(indeed. in some cases, to more than this. sotha l the actual lived ea formerly categorized as d!to.ric and grammar: a s~
experi ences of society and history are seen as less pa rticular and ti to rcadin and. in the material oontext ofilie'diwclo ment
immedia te than those of literature) is an ex traordinary ideologi. 'nlin to the prlOle war lI li eSpe(;18 y t e boo . II was
cal fea t. Thevery process tha t is spec if ic, that of actual composi- eventuall y to ecome a more general category than poetry or the
tion , hos errectively disappeared o r ha s been di splaced to a n ea rlier poesy, which had been, general terms for imagi~ative
internal and se lf-proving procedure in which writing of this composition, but which in relation to the devolopment of htero
. 's eoui n e) believed to be (however many questions are ture beca me predomina ntly specialized, from the seventeenth
then besge ) ' imm iate livmg experience' itself, Appeals to ce'''""y, 10 metrical .E?mposilion l!..~~'~y:-:~~~~
the history of liternture, over Ilsimii::leruoandCiffaordinarily
various range, from the Mobinog ion to Middlemorch . or from
Poradiso Lost to The Prelude, cause a momentary hesitation
\U1til va rious depend ent categoriesofiIlc concep--r--are-mo~ '"
into place.:.. ~myth~ ._'iQiffiiDCir:-'Ilction ', 'rwist fiction': "cpic'/ 'I Raoon-"Iearned in all literature a nd erudition, divine and
' lyric' , 'a utobi~~a.hY':' What from another point o f vIew might '" humane"-8 od as late as Johnson-"he had probably more than
reasonabTY1>e en as initial definitions of the processes and com mon literature, as his son add resses him in one of his most
ci rcumstances of com position arc converted, within the elabora te Latin poems", Litera ture , that is to so w ,", ,
ideologica l concept, to 'forms' of what is sti ll triumphantly d use and condition rather an 0 pro uction, It was a particu
defi ned as 'fu ll , cen tral, immediate human experiencc', Indeed rar speciahzaUon of whnt had hitherto been seen as an activity or
when an y concept has so profound and complex an internal practice, and a specializa tion, in the circumstances, which was
specializi ng development. it can hardly be examined or QUos inevitably made in terms of social class, In its first extended
tioned at all from outside, If we are to underst'a nd its signiJi sense, beyond the bare sense of 'literacy', i~as n definitjoD of
ca nce, and the complica ted facts it partially revea ls and partially ,.., " " s s i articular
obscures, we must turn to exam ipjng the deve lopment of 1M-. social distinction , New JX11itical concepts of the 'nation' and
concept itself. .... :---- new va luations of the 'vernacular' interacted with a persistont
.... Tn it s modern f~~concept of 'literat ure' did not emerge emphasis o n 'literature' as rcading in the 'classical' languages,
earlier than the~ , ltffiDt rentwy and was not full y developed But still, in th is first stage, into the eighteenth centu ry, Jiteroture
until the nineteen cen tury, et the-condi11Ons for its /?\w rimaril a generali ed social concept, expressing a cc, '
emcrgeDccnaCl-neen-developin~'ce the Renaissa nce, The
\Vord itself came into English use in th~Jq,urteenth...CJUJ1uqt.,-
V minority) eve 0 educational achieve : 1S ~~a
a poten a an even a y ra., 12e altemativettoflnl ?',
:;:;tr.
follOWing French and Latin precedents; its root was Latinlittera,_ ertifii're as pnntcoDOoks': tbe cb'ects in and throu h Whl
a letter of the alphabet. LilLe~re, in the commo n car!,x spel. ac 1 as emonstrate '
lin , was lh ' d rGIDnrt'Tc'8drng: 0l"b"OIn8 ohio It is rn a , Wi )n !he lo.rms of thi s development,
.!9-J:e a f 'gJ'~l! was of'len 'c IOS'eTotllCSense of literature rlormOIIYlDChided all prl~~!'~ boOk5:Jhere w as not
modem H,~, which was not in the language until the late nccp.ssaryspocfafiiation to 'imaginative' wOrkS, Literature was
nineteenth century. its introduction iD part made necessary by sti ll primarily reading..ahiUt)t.ADd.....ow:tiog experie.pce, and thIS
48 Marxism a nd Literature Literature 49

included philosophy, history. and essays as well as poems. Were sensual class sense], and at th e same time apparently objective
the new eighteenth-cenlury novels ' literature'? That question definitions of subjective qualities, ' t ~te' and 'sen sibility ' a re
was first approached, not by definition of their mod e or content, (L,char!.~teFi~ticany bourg~!s caleltor~s. - -. ~------
but by reference to the s tand cds of 'polite' or 'huma ne' learn ing. "-" Criticism" is an essentially assoclatea concept, ID t~ e ~~
Was drama literature? This question was to exercise successive development. As a new term , from the seven teenth century, it

rr:I
generations, n ot because of a n y substantial difficulty but veIOPQ(l(81WayS in difficult relations with its general and
because of the practical limits of the category. If litera ture was persistent sen se of fa ultfinding) from 'commen!aries' on I~tera
reading, could a mode written for spoken performan()!! be said to tu re within the ' learn ed' criterion, to the conscIous exercise of
be literature, and if not, where was Shakespea re? (But of course 'tast~'. 'se nsibility' , and 'di scri mi na tion'. It became a signifjC8~
he could n ow be read; this was made possible. a nd 'literary', by specia l form of the general tendenc in the conce t or literature
texts .) tow~an cmp aSls on t c use or (co~p~.con 5" mptiD.D::
A t one level the definition indicated by this development has ofworb-;rafficr lhau on their production . While the habilsofu se
pe rs isted. Li terature los t its earliest sense of reading ability and on;onswllpLlbu were silll I.Iie'Criferl 8 01 a relatively integrated
reading experience, and became an apparently objective catc _._--',.----, had . . as well as weaknes-
gory of printed works of a certain quality. The concerns of a
'literary editor' ora 'literary supplement' would still be defined
in this way. But three complicating tend encies can then be
distingu ished: first, a ~.hi QfLOm 'learnin 'to 'taste' r' ibili
).y.:a~itcrio n defining literarY qua ity; econd, an increasing
spec ializauon oflltflrature fo 'creativc' or 'imaginative' works:
thi rd , a developmen t of the concept of'tradi tion' within national
terms, resulting in the more effective definition of 'a nalional
literature'. The sources of each of these tendencies ca n be dis-
cerned from the Renaissance, but it was in the eighteenth and , on
nineteenth centuries that they ca me through most powerfully, 'living' substance (I n which its con trast with
until they beca me, in the twentieth century, in effect received the 'lea rned' trad ition was especially marked). It was really onl y
assumptions. We ca n look more closely at each tendency. as this class lost its relative cohesion and dominance that tbe
The s hift from ' learnJng ' to 'taste' or 'sensibility' was in effect weak ness of tbe concepts as concepts beca me evident. And it is
the final stageaT a s hift from a para-national scholarly profes- eviden ce of at least its residual h egemon y thatcriticism , taken as
sion, with its original social base in the church anc! !bclJ..in th~ a new conscious discipline into the universi ties, to be practised
un tversiti.es , and with the classical languages iii ris~.!lm!!!:.. by what beca me a new para-national profession, retai n~d these
.eri!lJ,J.Q.a ptofesslon tncre:fsiffglY.-.a.IDne1:ttf.Y"1.GCIass posi tion. founding class concepts, alongside attempts to cstabhsh new
from ,!,~i ch essen!ially general criteria, applicable ~~__ abstractJy objecti ve criteria. Mo!!: seriously, criticism was taken
o~th<ID litcrature , were derived. In Eng[aW-eerfaln specific to be a natural definition of Literary stUdi es, tHemselves derIDed
features of bourgeois developmtmt strengthened the s hift; the by the s pecializing (printed works of a certain quaHty)
_ 'cu ltivated amateur' was one of its elements, but '~nd of literature . Thus
\ t s.,ttns jbjJilyJ cro essentially unifying concepts. ill.class term ~ a re,
0 und could be applied over a very wid e range from pubHl: and
priva te behaviour to (as w ordsworth complained] either wine or
poctry. As s ubjective definitions of apparentlyobjectivo criteria
(which acquire their apparent objectivit y from an actively con process of the speciali za tion of 'literature' to 'creative' or
Marxism and Literature Uteratu re 51
50
'i maginative' w~rk.s is very m':lch more complica ted. It~ in part ing itself for the traditional claims of religion) or to the 'aesthe
a Jl!!I jor affirmative response, m the name of an e~emJa ll ~gen. _ tic ' dimension ('beau ties' of language or style). Within the
eral humnJl creatrvlly. to ihe"FoCI8Jly rep~~s.sivoand intellectu- --, tA speCiaJiza tion of literature , alternative schools made one or
ltHy-mecbanica1 .Q.!:9lL9f a new socia I o rder: that of capitaJ ism '-1 other of th ese emphases, bu t there were a Iso repea ted attempts to
~-ffSpet:.1aIlYiDdustrial-capltali!-l!l. The pracTIcal spccializa- . fuse them, making 'truth' and 'beauty', or 'truth ' and 'vitality of
lion o rWo"rlctOfJie wagcTa6ourproduciiOQ of co mmodities; of language', identica l. Under co ntinuing pressure these argu
'bei ng' to 'work' in these terms; of language to the passing of ments became not only positive assertions bu t increasingly
'rationa l' or 'informative' 'messages'; of social relations to func- negative and comparat ive, aga inst all other modes: not onl y
lions within a systemil tic economi c and politi ca l order: all these against 'scie nce' and 'soclety'-the abstract and generalizing
pr~ and liJ!?!!B~\lcre challenged in the name of a fu ll and modes orother 'kinds' of experience-and not only against other
l'i'6ernUng 'iruaginaHon' or 'creativity', The central Romantic kinds of writing-now in their turn specialized as 'discu rsive' or
assertions, which depend on these concep ts. have a signific- r; 'factual'-but, ironically, agai ns t much of 'lit era ture'
ao ll y absolute range, from poli tics and nature to work a nd art ~ itself- 'bad' writing , 'popular' writing, 'mass culture'. Thus the
'Literature' acquired , in this period, a quite n ew resonance, but it ~ category which had appeared objective as 'all printed books',
was not yet 8 specialized resona nce , That ca me later as. agai ns t and which had been given a socialclass fou ndation as 'poHte
the full pressures of an industrial capital ist order, the assertion learning' and the domain of 'taste' and 'sens ibility'. now beca me
became defensive and reserving where it had once been positive a n ecessarily selective and self-defining area: not all 'fi ction'
and absolute. In 'art' and 'literature', the essen Ual and saving was 'imaginative'; not all ' literature' \Vas 'Li teratu re', 'Cri U c~s m '
humon qualities must, in the early phase, be 'extended'; in the acquired a quite new and effectively primary importance, since
later pha~ p~/ijl:t.ved', ' ----- it w as now th e only way of validating this speCialized and
- SoYerlil concepts d eveloPed togeth er, 'Art' was s hifted from selective ca tegory, It was at once a discrimination of the authen-
its sense of a general human skill to a special province, defined tic 'grea t' or 'major' works, with 8 consequent grading of ,minor,
by 'imagination' and 'sensibility'. 'Aesthetic'. in the same works and an effective exclusion of 'bad' o r 'negligible' works,
period, shifted from its sellse of goneral perception to a and a practical rea lization and communica tion of the 'major'
specia lized category of the 'artistic' ano the 'beautiful'. 'F~ values. What had been claimed for 'art' and the 'crea tive imagi-
8.Q.<!.~)1h--J! n~v te!,ID ~m ~~fLarlY_Dineteenth century) might nation ' in theccntral Romantic argu men ts was n ow claimed for
b;!! sQ!tll1!qm lr~~~t clas1.P0sit!o n as 'fancies' of-'lics'"burr(' 'criticism', as the central 'humane' activity and 'discipline',
fr<mUhls...al1eJ:lli!tivU9~ition.. m:oo~onoiinfiL1istlie-lJCarer ri~ This development depended , in the first pla ce, on an elabora-
..fp.Dgin.g.tjx$t.ffi1~" 'Romance' and 'romantic' were given newly tion of the concept of 'tradi tion'. The idea of a 'national litera-
specialized POSitiVe emph ases.. 'Literature' moved with aU ture' had been growing strongly since the Renaissance. rt drew
these. The wide general meaning was s till avai lable, but a on a ll the p ositive forces of cultural nationalis m and its real
specialized meaning came steadily to predominate, around the achievements.. It brought with it a se nse of the 'greatness ' or
dis tinguishing qualities of the 'i maginative' and the 'aesthetic', 'glory' of the native language, for which before the ~enais~nce
'Taste' l'nd ' sensibilit y' had begun as ca tegories of a social con ~ there had been conventional apology by comparison With a
dition,1n the new specialization, comparable but more elevated ' classical' range, Each of these rich and strong achievements had
qualities were assigned to 'the works themselves', the 'aesthetic been actual; the 'national literature' and the ' ma~r language'
objects', were now indeed 'there', Out , within the spec ialization of'litera-
Dut there was still one substa ntial uncertainty: whether the ture'. each was re-defi ned so that it could be brough t to identity
elevated qualities were to be assigned to the 'i maginative' with the select ive and self-defining 'literary values'. The
dimension (access to a truth 'h igher' or 'deeper' than 'scientific' 'na tional lit era ture' soon ceased to be a history and became a
or 'objective' or 'everyday' reality; a claim consciously su bs titut~ tradition. It was not, even theoretica lly, alilhat had been written
52 Marxism a nd Litera ture U terature 53

or aU kinds of writing. It was a selection which culminated in, reconstitution, over wide areas, o f his torica l social practice,
and in a circular way defined. the 'literary values' which 'criti- which makes the abstraction of 'li terary values' much more
cism' was asserting. There were then always local dispu tes problematica l, and which, more positively, allows new kinds o f
about who and what should be incJuded. or as commonly ex- reading and new kinds of questions about 't he works them-
cluded. in the definition of this 'tradition'. To have been an sel ves'. This has been known, especially, as 'Marxist criticism'
Englishman and to have written was by no means to belong to (a radical varian t oC the establis hed bou rgeois practice) though
the 'English literary tradition', just as to bean Englishman and to other work has been done on quite different bases, from a wider
speak was by no means to exemplify the 'greatness' of the lan- social history and Crom wider conceptions of 'the people', 'the
guage- indeed the practice of most EngHsh speakers was con- language', and 'the nation '.
tinually cited as . ignorance' or 'betrayal' or 'debasement' of just It is significant that 'Marxist criticism' and 'Marxist literary
this 'greatness', Selectivit y and self-definition, which were the studi es' have been most successful , in o rdinary terms, when
eviden t processes of 'criticism' of this kind. were, however. they have worked within the received category of 'literature',
p rojected as 'literature' itself, as 'literary values' Bnd even fin ally which they may have extended or even revalued , but never
as 'essential Englishness': the absolute ratification of a limited radiCally questioned or opposed. By contrast, what looked like
and specia lizi ng consensual process. To oppose the terms of this Cundamental theoretical revoluation, in the attem pted assimil a-
ratification was to be 'again st literature' . tion to 'id eology', was 8 disastrous failure, and fundamen talJy
It is one of the sign s of the success of this ca tegorization o f compromi sed, in this whole orca, th e status of Marxism itself.
literature that even Marxism has made so little headway against Yet for half a century now there have been other and more
it Marx himself. to be s ure, hardly tried. His charactoristica ll y significant tendencies. Lukacs oontributed a profound revalua-
intelligent a nd informed incidental di scussions of actual litera- tion of 'the aesthetic'. The Frankfurt School, with its special
ture a re now oft en cited, defensively, as evidence of the humane emphasis on art , undertook a sustained re-exami nation of 'artis-
flexibility of Marxism , when they ought really to be cited (with tic production ', centred on the concept of 'mediation'. Gold
no particular devaluation) as evidence of how far he remained, mann undertook a radical revaluation of th e 'creative subject '.
in these matters, within the ronventions a nd categories of his Marxist variants oC formalism undertook radical redefinition of
lime. The radieul cha llenge of the emphasis on 'pradica l 0011 - the processes of wri ling, with new uses of th e concepts of 'signs'
sciousness' was thus never carried through to the categories of and 'texts', and wHh a Significantly related refusal of 'literature'
'litera ture' and 'the aesthetic', and there was always hesitation as a ca tegory. The methods and problems indicated by these
about the practical application, in this area, of propositions tendencies will be examined in detail later in this book.
which were held to be central and decisive almost everywhere Yet the crucial theoretical break is the recognition oC 'litera-
else. ture' as a specializing socia l and historical ca tegory. It should be
When such application was eventually made, in th e later clear that this does not diminish its im portance. Just because it is
Marxist tradition, it was of three main kinds: an attempted historica l, a key concept of a major phase of a culture, it is
assim ilation of ' literature' to 'ideology ', which was in practice decisive evidence of a particular form of the social development
little more than banging one inadequate category agains t of language. Within its term s, work of ou tstanding and perma-
another. an effect ive and important inclusion of 'popular litera- nent importance was done. in specific socia! and cultural rela-
ture'-the 'li terature of the peopJe' - as a neccSSllry but neg- tionshi ps. But what has been happening, in ourown rentury, is a
lected part of the 'literary tradition'; and a sustai ned but uneven profound transformation of these relationships, directly con-
attempt to relate 'li teratu re' to the social and economic history nected with changes in the basic mea ns of production. These
within which 'it' had been produ ced. Each of these last two changes are most evident in the new technologies of lan guage,
attemplshas been significant. In the former a 'trad ition' has been which have moved practice beyond the rela tively uniform and
genu inely extended. In the latt e~ there has been an effective specializing technology of print. The principal changes are the
54 ' Marxism and Literature

i electronic transmissio n and recording of speech and of writing 4. Ideology


, for speech, and the chemical and elect ronic compos ition and
trans mission of images, in complex relations with speech and
with writing for speech, and including images which can them.
selves be 'written '. None of these means ca ncels print. or even The concept of 'i deology' did not origi nate in Marxism a nd is
dim inishes its s pecific importan ce. but they are not s imple add i- , still in n o way confined to it. Yet it is eviden tly a n important
tions to it , or mere alternatives. In th ei r complex con nect io ns . - i - - -. ..concept in almost all Marxist thinking about culture. a nd espe-
and interrelations they compose a new substantia l practice in cia lly abou t literature a nd ideas, The difficulty then is that we
social language itself, over 8 range from public address and . have to distinguish. three comlllon versio ns of the cono:pt,
manifest representation to 'inner speech' and verba l thought. \vhiCh are aU comm on in Mar,x ist writing. These arc, broadly:
I For they are always more tha n new technologies. in the limited

\ sen se. They are means of production , developed in direct if (i) a system of beliefs ch aracteristic of a pa rticular class o r
I co~plex relations wit~ pro~oundly chan gi ng and extend ing group;
. SOCIal and cultural relationshIps: cha nges elsewhere recogniza (il) a system of illusory beliefs-false ideas or false con
ble as deep political and econom ic transformationS'. It is in no sciousness-which can be contrasted with true or scientific
way su rprising that the specialized concept of 'literature', kno wled ge;
developed in precise forms o f correspondence with a particular (iii) the general process of the production o f meani.ngs and
social class. a particular orga nization of learning. and the ideas.
appropriate particular technology of print. should now be so
often invoked in retrospective. nostalgic. or reactionary moods . In one variant of Marxis m, senses (i) and {Ii} can be effectively
as a form of opposition to what is correctl y seen asa new phose of combined. In a class society. all beliefs are founded on class
civilization. The situation is hi storicall y comparable to that
invocat ion of the divine and the sac red . and o f divine and sac red
learning. aga inst the new humanist concept of literature, in the
J _..
i
posi tion and the systems of belief of all classes-o r, quite com
manly. ~f all classes preceding, and olher t han, the proletariat,
whose forma tion is the project of the abolition of class society
difficult and contested transition from feudal to bourgeois -are the n in part or w holl y false (i llusory). The specific prob-
society. lems in this powerful general proposition have led to intense
What ca n then be see n as happening. in each transition. is a con troversy within Marxist thought. It is not unusual to find
h istorica l development of socia l language itself: finding new some form of the proposition alo ngside uses of the simple sense
mea ns. new forms and then new definitions of a changing prac. to. as in the choracterization. for exarnple by Lenin, of 'socia list
tica l conscious ness. Manyoftheactive values of ' literature' have ideology'. Another way of broadly retaining but distinguishing
then to be seen. not as tied to the concept. which came to limit as senses (i) and (il) is to use sense (i) for systems of belief founded
well as to s ummarize them, but as elements of a continuing and on class pos ition . includin g that of th e proletariat within class
cha ngi n g practice which already su bsta ntially. and now at the society, and sense (ii) for contrast with ti n a broad sense) scien
lovel oftheoretical redefiniti on, is moving beyond its old fonns. tif ic knowledge of all kind s. which is based on reality rather than
illusion s. Sen se (iii) undercuts most of these associations and
distinctions. for the ideologica l process-the production of
mea nings and ideas-is then seen as ge nera l and un iv~rsa l, and
ideology is either this process itself or the area of Its study.
Positions associated with senses ti) and {ii} a re then brought to
bear in Marxist ideo logical s tudies.
In th is situation there can be no ques tio n of establishing,

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