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Stepped DC/AC Inverter
Stepped DC/AC Inverter
2, MAY 1977
ABSTRACT INTRODUCTION
A DC/AC inverter whose voltage is constructed from Direct energy conversion of electrical sources
discrete low level DC sources to form a stepped sine- (e.g., fuel cells, solar cells, etc.) and storage
wave-like output is introduced. The criterion of batteries are the sources of power in space systems and
optimal approximation of the stepped waveform to a some terrestrial electrical systems. These sources are
sinewave was the minimum mean square error. The inter- of low-level voltage and are connected in series to
nal resistance of the generated source voltage is time give the desired voltage level. Some electrical
varying since the total series resistance changes with systems incorporate DC/AC inverters to feed loads at
the wave shape. When a constant resistive load is certain frequencies. The sinusoidal output inverter
connected to such a load, the load voltage shape does voltage is generated in a conventional manner, i.e., by
not follow the source voltage and the optimal approx- converting to total available DC input to AC output
imation to a sinewave of the two voltages will depend voltage.
on two different switching policies: one adaptive to A different approach of converting DC low level
the source voltage and the other adaptive to the load voltages to a desired higher level AC sinusoidal
voltage'. The inverter operation for both cases is voltage is introduced in this article. Since the indi-
analysed, and the main harmonic voltage and power, vidual sources are low-level discrete voltages, the
harmonic spectrum and distortion are obtained. The desired sinusoidal waveform is optimally approximated
proposed inverter has superior properties character- by a staircase shape. The approximation is achieved
ized by its low distortion and high efficiency. by combining in series K(t) sources at specific time
intervals, using a sequence of appropriate switching
intervals. The mathematical analysis of the optimal
NOMENCLATURE approximation (in the mean square sense) of general
waveforms by descrete levels is presented in part II.
This includes the generation of a sinewave voltage
bit 1n
bn - main and n-th harmonic load voltage
which corresponds to the "no load" condition of the
b1( ) - main harmonic load voltage for a large
number of sources
proposed inverter.
In this paper, the effects of "loading" the DC/AC
D - load voltage harmonic distortion ratio inverter are investigated. Each incremental voltage
go (t) - optimal approximating function source has internal resistance, and by combining the
an
N - number of sources K(t) sources in
series, the total source internal
pS L resistance is also time varying. At "load" condition,
p1 ' 1
- main harmonic load power of source and
load adaptive inverter, resp.
with a constant resistive load, the load voltage will
not follow exactly the-source voltage because of its
p S p L - total source power of source and load
T 'T varying internal resistance. In this case the optimal
adaptive inverter, resp. approximation of the source voltage shape and its
- main harmonic load power of a square wave switching points will no longer be optimal for the load
1 ' DC inverter and of a DC circuit, resp.
r - ratio of the load resistance to the total
voltage.
Since the load voltage characteristics are of
internal resistance of N sources prime interest, this voltage will be optimally approxi-
p - as above, but for a large number of mated and its switching points found. For this case,
sources the inverter corresponds to the "load adaptive" mode of
ri - single source internal resistance operation. Using the switching points that approximate
Ri (t) - instantaneous internal source resistance the source voltage corresponds to the "source adaptive"
mode of inverter operation.
RSS - total internal resistance of N sources The purpose of this paper is to analyse the
2 proposed stepped voltage inverter. The two modes of
u - mean square load voltage operation, source adaptive and load adaptive, are
y,m - total voltage of N sources analysed and compared and the main harmonic load volt-
- load and source voltage, resp. age and power, distortion and harmonic spectrum are
VL' Vs obtained. Conclusions are derived about the number of
AV - single source voltage sources to be used and the type of mode operation
S L
n,IIT1 - source and load adaptive inverter according to the load resistance value, and the
efficiency, resp. switching control circuit of the inverter.The proposed
- square wave inverter and DC circuit inverter has superior properties characteristics by its
efficiency, resp. low distortion and high efficiency.
- 192 -
IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY 1977
V (t) = g (t) = [N sin wt + 0. 5 A]v = KAv where Ag(tK) is the step size at the point of dis-
continuity tKs
for tK< t< tK+l (3)
and
(t) =vL(K)
AgAg(tK)= =
(r +
r AV
K/N)(r + (K-1)/N) (10)
Ri(t) Kri The n-th harmonic bn(N) is derived from eqs. (9)
= for tK < t < tK l (4) and (10)
where the switching points 4V N r Cos(nmtK)
of the step size
tK are at the mid-points
(N) 7TNnm VNr
b I1 + + .K) ,_ (11)
K=l (r + K/N) (r + i%K-1)/N)
tK 1 sin 1
N
-
).,K =l, 2, ..., N (5) where Sin(wtK) (-0N)
K = 1,2, ..., N
The behavior of VS(t), VL(t) and The amplitude of the main harmonic is
other than in the interval (0, /2w)
Ri(t) for times
are obtained 4V N ~ 2
similarly from symmetry considerations. b1(N) m I -r2+ (K-1)/N) 52 0
The voltage of the load RL is obtained from eqs. b1N =
t'rN K (r + K/N)(r -- -
N
(2) to (5).
(12)
V ( t) = RL
KAv Kr+L t < (6)
L K- t -< t + and the third harmonic is
Denoting 4Vm N
bNKl(-
-2
+ K/N)(r
V = NAv -r-RNri b3 N)=37TNK=1(r + K/N) (r + -(K-l)"/N) I K-0.5 2
4(K0.5)2]
m ; RS (7) 4(1- ;- )
1 (k-1)~
IN -
X
,K-0.5 ) 2
we obtain x
N
vL (t), = (K)
Vm N r
K , tK -
< t < t
- K+l (8)
(13)
N The behavior of the main harmonic bl(N)Vm for
various loads r and the number of sources N is
where Vm and Rs are the total voltage and internal described in Fig. 2 for the two cases: the source
resistance of the N sources respectively, r is the adaptive and the load adaptive cases. In the figures
ratio of the load resistance to the internal resistance both cases are illustrated; comparison of the two cases
Rs. The source and the load voltage for the case N = 5, will be discussed in the conclusion section. Similar
r = 1 is described in Fig. 1. It is clearly observed to the results obtained for the no-load [1], it can be
that the steps of the load voltage VL are not of seen from Fig. 2 that for N greater than 10 to
equal size compared to the equal steps of the source 15,
bL(N) is practically equal to b1(o). This Qbservation
voltage Vs. The load voltage steps are attenuated as is used to derive a closed form expression for the main
the number of voltage sources increases. The switching
points correspond to the optimal approximation of the harmonic bl(N) for N > 10, assuming that bl(N) t bl(X3
and also assuming that the internal resistance of the
source voltage. N sources in series is finite for N tending to infinity.
The amplitude of the n-th harmonic of a piecewise Denote
constant function, odd and symmetric around rr/2w is
given by [2] lim RL lim r
N-+- Nr.I N-~ (14)
4
N
bn - K=l Ag(t )cos(nat K ), n = 1, 3, 5, ... (9) the quotient of the load to internal resistance for a
large number of sources.
- 193 -
IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY 1977
02k 2
u2 =
2J|VL(t)dt =z ij
N
(r+K/N)2
tK
5 10 20~)) X N 2@r2V2 2
Fig. 2. Main harmonic load voltage bl/Vm 7TN
2 K=1,29 ... Ir+KNI "tK+l -
19
Vm I7T 7r /p -2- ~
Cos11 p
- > p > 1 (15)
8
-2 p =l
The proof is given in the appendix.
The load voltage of the main harmonic amplitude
for the source and load adaptive case for a large
number of sources N are plotted in Fig. 3 using eq.
(15).
V2 22[p + 2p3
22 3(2 2
coL <
rr 2 3/2 p
p],O<p<l
'
-l
7v(1-p ) Gosh
01 Q2 Q5 10
u2 () v2 p2 2p o Cos
2 p22) X
=
Fig. 3. Iain harmonic load voltage bl/Vm
large number if sources N.
for a
iT(p -1) (p_j)~~~
source adaptive load adaptive
b
bn
(16) and (20)
L-n 3J
- 194 -
IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY
1977
2 2u(X) 1 (21)
Dl (0
(oo 2
)
i-2
5 9 13 17 21 25 29 33 37 41 45 49 53 57 61 n
10 b,,/Vm
,,2 LOAD
SOURCE ADPT1VE
ADAPTIVE
I!
I0s
I
9 13 17 a1 25 29 33 37 41 45 49 53 57 n
Fig. 7. Source Vs(t) and Load VL(t) voltages for
Fig. 6a. Harmonic spectrum N = 10, p = 2. load adaptive case, r = 1, N = 5.
"LOAD ADAPTIVE" INVERTER OPERATION Substituting eq. (8) in eq. (22) we get
~ 2- ri-K/N
+
(K-I)/N
r--(K-1)/N , K = 1, 2,,...N
(26)
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IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY 1977
Vv2m { T 12
The n-th and first harmonics are as in eqs. (11) and
(12) pL 1/2+p) [1 r Cos -12p
1 ]-P-
I
RsY"p-+2OS;j1+ 7Tf(l+p )
-
4V N r Cos(nwt )
b (N)
n
= Tm
7tN K=1
K
(r+K/N) (r(K-1)IN) (27) (34)
and the efficiency n P /P , using (33), (34). =
pS= 1 b
R ) dt = 1 ) (31)
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IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY 1977
last two cases, the curves are expressed by eqs. (38) harmonic amplitudes decrease with increasing N.
and (39). 'The efficiency curves have two branches of It is also observed that the load voltage charac-
which the upper branch corresponds to loads p>l, teristics for the two cases become closer as the load
(heavy lines), and the lower branch for which p<l resistance increases. By comparing the switching
(dashed lines). The inverter working range is usually sequence points of eqs. (5) and (26) it is clear that
the upper branch. Maximum load power corresponds to the contrc.l switching circuit would be more complicated
the matched load* p = 1, and the uppermost is for the for the load adaptive case. Taking the complexity of
lV2 the switching circuit into consideration when deciding
DC circuit (PDC /(e ) = 0.25). In the figure, the the type of inverter to be used, 'we may conclude that
for low load resistance, the load adaptive inverter is
load resistance ratio p is described as a parameter to be used, for for high load resistances - the source
and plotted for some typical values. It is evident adaptive inverter. The switching method for the source
that the proposed inverter efficiency is very high adaptive inverter are independent of the load. Hence
and is significantly higher that the square wave the design is a general one in contrast with the
inverter and approaches the maximum possible efficiency switching method for the load adaptive case which is
(of the DC circuit). The source adaptive proposed load dependent. Thus, for a given load, one may decide
inverter has higher efficiency than the load adaptive which inverter is preferable. (The difference in
inverter; the difference in their efficiencies efficiency of the inverters is marginal for the opera-
diminishes as the load resistance is larger. It should tional range of the inverter). In conclusion, the
be noted throughout the analysis that the computed
efficiencies are theoretical ones. proposed inverter has superior properties characterized
Still, further to compare the efficiency of the by low distortion and high efficiency.
The realization of a practical inverter of the
above-mentioned inverters, a load of 5% of the source proposed type was hi'ndered by the unavailability of
short circuit power will be used. From eqs. (32),(33), solid state electronic switches of required frequency
(34), (38) and (39) we get and power. The presently available switches inherently
have a voltage drop that cannot be neglected with
S
= 90.67%, iLL = 90.39%, ni ID = 75. 70%, pDC = 94. 72% respect to the source level voltage. The waveform of
the porposed inverter was constructed and some of the
results were verified.
CONCLUSIONS
A DC/AC inverter whose voltage is construicted from APPENDIX
a given discrete low level DC sources to form a stepped Derivation of eq. (15)
sinewave-like output is introduced and analysed. The
analysis pertains only to a linear and constant load The amplitude of thne main harmonic load voltage
resistor. The inverter operation for nonlinear and given in eq. (12) is rewritten again
inductive loads will be investigated in another study.
The electrical system contains a time-varying resistor 4V N 2 2
since the internal resistance of the source voltage (Al)
changes with the wave shape. Therefore, even for
1( ) N K-1(r
)(r+ K-1
K=l (r+ -) (r+ -
l1 N
constant resistive load, the source and the load
voltages differ in their shape: the source voltage is
of equal step sizes given by the DC sources, and the For N-+-, K/N becomes a continuous variable denoting it
load voltage is of unequal and decreasing step sizes. by i , then the differential d E A i =1 .
- 197 -
IEEE TRANSACTIONS ON INDUSTRIAL ELECTRONICS AND CONTROL INSTRUMENTATION, VOL. IECI- 24, No. 2, MAY 1977
Substututing back for a = (p+l)/(p-l) and using Substituting T = 7r/2 - 0 and then tg 0/2 = w, I(p)
-l 1 _1
0; and ln vCa
-1 1 for a > +l -1
tg = 2 Cos
2
-
p
-_ =cosh 1 is transformed to
i
-a-l 2p2v2 I
for a< 0 we get
I(p) = m 14w22 dw (All)
2
(p-l)2 (w +a)
4p - 2p2 + 4
Cosh 1 110< p< I
where a = (p+l)/(p-l).
The integral in (All) is computed by partial
fraction expansion for p > 1 and for p< 1, we get
b1(o) /Vm =< -4P -
2p2 Cos 1 I 00 > p > 1 (A6)
Tr 7T/ -1 P p2v2
1 - P Cosh 11
m
P ~j---2 p
0< p< 1
- - 2 p = 1
(1-P2)
Tr
2 2
Remark I (p) = 2
m
.2P Cos-1 1
_
1 0 > p > 1
At the limit when N-K', the stepped voltage source (p -1) ,rpr- p p
becomes a sinewave, Vmsinwt, with a time varying
internal resistance of the magnitude When
such a source is connected to a load p, it can be
Isinuti.
2
shown that the amplitude of the main harmonic of the v2 p = 1
load voltage is as in eq. (A6).
(A12)
Derivation of eq. (20)
The mean square load voltage is Now, from eqs. (A6), (AlO) and (A12), we get the mean
T/4 square load voltage.
2 4 J 2
u2 = 4 | VL(t)dt (A7)
Cosh , p<l
0 m [ (1-p2)
v(l-p
T Tr (1-p2)3/2 -1 1.
using eq. (8) and integrating for each interval
2 I
tK-l< t< tK' we get u= Vm [P 2-
+ 2
2 3/2 Cos1 }, > p >1
(A8)
T K (1 m N (r+K/N)) (tK -
tK-1) 21- 8
m TTw p=
(+0 2
7r/2w
changing variables f rom i to t, then taking the
[ dV 2 = I(p) (A10 1) derivative of eq. (A17) we get
(p+sinTc)
~mm
0
d = (E+p)
p (l+p)
Cos wt dt (A18)
- 198 -
(A24)
~O) K e