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Human Albumin Use in Adults in U.S.

Academic
Medical Centers
Jose I. Suarez, MD1; Renee H. Martin, PhD2; Samuel F. Hohmann, PhD3; Eusebia Calvillo, RN1;
Eric M. Bershad, MD1; Chethan P. Venkatasubba Rao, MD1; Alexandros Georgiadis, MD1;
Oliver Flower, MD4; David Zygun, MD5; Simon Finfer, MD4,6

Objective: To determine rates and predictors of albumin adminis- Interventions: Analysis of rates and predictors of albumin admin-
tration, and estimated costs in hospitalized adults in the United istration, and estimated costs.
States. Measurements and Main Results: Overall the proportion of admis-
Design: Cohort study of adult patients from the University Health- sions during which albumin was administered increased from
System Consortium database from 2009 to 2013. 6.2% in 2009 to 7.5% in 2013; absolute difference 1.3% (95%
Setting: One hundred twenty academic medical centers and 299 CI, 1.301.40%; p < 0.0001). The increase was greater in surgi-
affiliated hospitals. cal patients from 11.7% in 2009 to 15.1% in 2013; absolute dif-
Patients: A total of 12,366,264 hospitalization records. ference 3.4% (95% CI, 3.263.46%; p < 0.0001). Albumin use
varied geographically being lowest with no increase in hospitals
in the North Eastern United States (4.9% in 2009 and 5.3% in
1
Division of Vascular Neurology and Neurocritical Care, Department of
Neurology, Baylor College of Medicine, Houston, TX. 2013) and was more common in bigger (> 750 beds; 5.2% in
2
Divison of Biostatistics, Data Coordinating Unit, Department of Public 2009 and 7.3% in 2013) compared to smaller hospitals (< 250
Health Sciences, Medical University of South Carolina, Charleston, SC. beds; 4.4% in 2009 to 6.2% in 2013). Factors independently
3
Comparative Data and Informatics Research, University HealthSystem associated with albumin use were appropriate indication for albu-
Consortium, Chicago, IL. min use (odds ratio, 65.220; 95% CI, 62.45968.103); surgical
4
Malcolm Fisher Department of Intensive Care Medicine, Royal North admission (odds ratio, 7.942; 95% CI, 7.8897.995); and high
Shore Hospital, University of Sydney, Sydney, NSW, Australia.
severity of illness (odds ratio, 8.933; 95% CI, 8.8259.042). Total
5
Division of Critical Care Medicine, Faculty of Medicine and Dentistry, Uni-
versity of Alberta, Edmonton, AL, Canada. estimated albumin cost significantly increased from $325 million
6
The George Institute for Global Health, University of Sydney, Sydney, in 2009 to $468 million in 2013; (absolute increase of $233 mil-
NSW, Australia. lion), p value less than 0.0001.
Supplemental digital content is available for this article. Direct URL cita- Conclusions: The proportion of hospitalized adults in the United
tions appear in the printed text and are provided in the HTML and PDF States receiving albumin has increased, with marked, and cur-
versions of this article on the journals website (http://journals.lww.com/
ccmjournal). rently unexplained, geographic variability and variability by hospital
Dr. Suarez disclosed other support. Dr. Finfer is a member of the Interna- size. (Crit Care Med 2017; 45:e16e22)
tional Sepsis Forum (ISF) council. The ISF receives funding from compa- Key Words: albumin; critical care; hospital costs; hospital mortality;
nies involved in sepsis diagnostics and treatment. The ISF has contributed
treatment outcome
to his travel expenses to attend two ISF council meetings and accompa-
nying symposia each year from the time he joined the council in 2008.
Companies sponsoring ISF during Dr. Finfers membership of ISF coun-
cil: Eisai, Siemens, Agennix, Astra Zeneca, BD diagnostics, bioMerieux,

A
BRAHMS/ThermoFisher, Lilly, Roche, Spectral, Toray, Philips, Apex, Fer-
ring, BioCritica, PPTA. Dr. Finfer has delivered lectures at industry spon- lbumin is the most abundant protein in human plasma
sored symposia at ISF meetings with honoraria for such lectures donated (1), and responsible for 7080% of the colloid osmotic
directly to ISF between 2008 and 2012: Eli Lilly (one lecture), PPTA (two pressure of normal plasma. Albumin also binds and
lectures). He has received consulting fee from Edwards to ISF for consult-
ing regarding glucose sensors at ISICEM 2012 also donated to ISF. He transports naturally occurring, therapeutic and toxic materials
disclosed that his institution (The George Institute for Global Health and in the circulation (1, 2).
the University of Sydney) received funding from CSL Bioplasma, Frese- Albumin administration in hospitalized patients has been
nius Kabi, and Baxter. The remaining authors have disclosed that they do
not have any potential conflicts of interest. largely based on the observation that hypoalbuminemia is
For information regarding this article, E-mail: jisuarez@bcm.edu associated with increased hospital mortality (3). Albumin ther-
Copyright 2016 by the Society of Critical Care Medicine and Wolters apy also has multiple potential effects (4), leading to albumin
Kluwer Health, Inc. All Rights Reserved. administration in various critical scenarios. However, albumin
DOI: 10.1097/CCM.0000000000002010 therapy has been associated with controversy. Earlier reports

e16 www.ccmjournal.org January 2017 Volume 45 Number 1


Copyright 2016 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
Online Clinical Investigations

indicated that it was associated with increased in-hospital mor- risk adjustment regression models that predict direct cost and
tality (48). Subsequent studies found significant small-trial inpatient mortality (26). The UHC risk adjustment is accom-
bias and that there was no evidence that albumin significantly plished with four steps: 1) assignment of Medicare Severity-
affected mortality (912). The Saline versus Albumin Fluid DRG as defined by the Centers for Medicare and Medicaid
Evaluation (SAFE) study investigators reported the first large- Services (CMS); 2) identification of a patient population for
scale randomized controlled clinical trial to examine the effect model generation; 3) use of multiple regression techniques
of type of resuscitation fluid on mortality (13). The study found to predict direct cost and probability of mortality based on
that administration of either 4% albumin or normal saline for normative patient population; and 4) assignment of expected
fluid resuscitation resulted in similar 28-day mortality. The direct cost and mortality to every patient in the database (27).
SAFE investigators performed a post hoc analysis of the sub- All this allows the SOI and risk of mortality to be disease specific.
group of traumatic brain injury patients and found that resusci- The SOI classification used for risk stratification consists of four
tation with 4% albumin was associated with increased mortality severity categories: minor, moderate, major, and extreme. Flags
in this population (14). However, albumin administration may for comorbid conditions in the database are based on definitions
offer some benefit by reducing morbidity in patients with sep- by the Agency for Healthcare Research and Quality (28).
sis and hospitalized patients in general (15, 16). Assessing the We also classified hospitals according to number of staffed
impact of all those studies on the use of albumin in daily clini- beds into four categories: < 250, 250499, 500749, and > 750.
cal practice has been difficult to determine with certainty. An Furthermore, we grouped hospitals into four regions accord-
international study documented annual use of albumin and ing to the U.S. Census Bureau: Northeast, South, Midwest, and
synthetic colloids in several industrialized countries (excluding West (29).
the United States) between 1995 and 2006 (17). The investiga-
tors found that reliable information on colloid use was difficult Patient Characteristics
to obtain and data were not available for all countries or years. We extracted data on patients age, sex, ethnicity, race, comor-
There are no data on the trends and predictors of use, and costs bidities, and type of hospital admission. Categories of race and
in hospitalized patients receiving albumin in the United States, ethnicity follow the CMS methodology (30). We identified
despite the perception that albumin is often administered inap- primary and secondary diagnoses from International Classifi-
propriately (18). cation of Diseases, 9th Edition (ICD-9) codes reported in the
We therefore studied albumin use in hospitalized adults in database of all patient hospitalizations for any cause. We also
the United States among patients treated at academic medi- gathered all comorbidities listed for each patient and hospi-
cal centers that participated in the University HealthSystem talization. In addition, we extracted SOI category at admis-
Consortium (UHC) clinical database between 2009 and 2013. sion, which is based on the initial diagnosis. Type of hospital
We calculated trends in rates and modelled predictors of albu- admission was classified as medical and surgical. The latter
min use. We also performed a sub analysis of trends in deliv- was stratified according to DRGs. We abstracted data on in-
ered dose and total cost to purchase albumin. hospital complications defined as any medical condition that
occurred during hospitalization and which was not present or
documented at the time of admission.
MATERIALS AND METHODS
Study Sample Outcomes
Institutional review board approval for this study was obtained The methodology used by UHC for defining and collecting
through the Baylor College of Medicine Human Investigation albumin administration and cost data has been similar, and the
Committee. We used the UHC database to identify all hospital- number of participating hospitals has remained approximately
ized adult patients ( 18 yr old) who received albumin between the same since 2009.
2009 and 2013. UHC is an alliance of more than 90% of aca- Albumin Administration. We located the type and amount
demic medical centers in the United States (120 academic of albumin administered using the hospital charge codes cor-
medical centers and their 299 affiliated hospitals) (19). Mem- responding to parenteral administration of albumin. In addi-
bers have access to a clinical database with discharge data that tion, we abstracted information on whether albumin was
allows hospitals to compare clinical performance (2024). The administered while patients were in the ICU or elsewhere in
UHC database is a collection of patient-level Uniform Bill-04 the hospital. Furthermore, we considered appropriateness of
billing data from all participating hospitals (25). The discharge albumin administration and classified it into three categories
abstract data contain information regarding patient demo- (indications for appropriate use, indications for occasionally
graphics, ICU admission, estimated direct cost of albumin, appropriate use, and inappropriate indications) according to
and in-hospital morbidity. For further clarification of the des- published consensus (31). Although there is an ICD-9 diagno-
ignation of severity of illness (SOI), UHC uses a combination sis code for abnormal albuminemia, directionality of the con-
of the 3M All Payer Refined-Diagnosis Related Group (DRG) dition is not specified. Therefore, we were unable to determine
grouper and the UHC Complication Profiler in conjunction whether albumin was administered for hypoalbuminemia. In
with data on specific characteristics (29 specific comorbidities, addition, we were unable to determine whether albumin was
age, sex, race, admission status, and payor class) to construct administered for intravascular volume expansion.

Critical Care Medicine www.ccmjournal.org e17


Copyright 2016 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
Suarez et al

Albumin Cost. We estimated direct cost of albumin from for patients receiving albumin were cardiac valve replace-
the purchasing cost of albumin available in the database as ment (with or without major complications), extracorporeal
reported by each hospital. membrane oxygenation or patients undergoing tracheostomy
for prolonged mechanical ventilation, coronary artery bypass
Statistical Analysis grafting, and major small and large bowel procedures.
We present the overall rate of albumin administration per
annum as percentages. We tried to identify predictors of Proportion of Admission Where Albumin
albumin administration using logistic regression models and Administered
adjusting for age, sex, comorbidities, underlying SOI, medi- Rates of albumin administration increased from 6.2% in 2009
cal or surgical care, year of albumin administration, albumin to 7.5% in 2013; absolute difference 1.3% (95% CI, 1.30
administration in the ICU, any hospital complications, appro- 1.40%; p < 0.0001) (Table S1, Supplemental Digital Content 1,
priateness of albumin use, number of staffed hospital beds, http://links.lww.com/CCM/C219) (Fig. 1). The increase was
and U.S. geographic location. We chose these covariates once more pronounced in surgical patients. In the latter, rates of
we found strong evidence of an association, judged according albumin administration increased from 11.7% in 2009 to
to the p values (< 0.05) from the Wald test. Changes over time 15.1% in 2013; absolute difference 3.4% (95% CI, 3.263.46%;
in human albumin use were studied by means of a linear mixed p < 0.0001 for trend). In contrast, rates of albumin administra-
model. In these models, we used interaction tests to determine tion in medical patients only increased from 2.5% in 2009 to
differences in the covariate of interest and slope of trajectories 3.0% in 2013; absolute difference 0.5% (95% CI, 0.460.53%).
between the patients that received albumin and those who did Rates of albumin use significantly decreased for patients with
not. We tested performance of logistic regression models in sepsis from 14.3% in 2009 to 12.9% in 2013; absolute differ-
terms of discrimination by using a concordance (C) statistic. ence 1.4% (95% CI, 0.821.92%; p < 0.0001 for trend).
We constructed two logistic regression models. The first model Most instances of albumin administration occurred while
included the entire dataset. The other model was used to eval- patients were in the ICU (61%) (Table 1). However, albu-
uate internal validity and included data that were randomly min administration in ICU decreased from 61.3% in 2009 to
selected from 1% of the total study sample (32, 33). 59.5% in 2013; absolute difference 1.8% (95% CI, 1.751.85%;
Statistical analyses were performed with the use of SAS soft- p < 0.0001 for trend). Albumin administration increased out-
ware, version 9.2 (SAS Institute, Cary, NC). p values are two- side the ICU environment from 38.7% in 2009 to 40.5% in
sided, and p values of 0.05 or less were considered to indicate 2013; absolute difference 1.8% (95% CI, 1.751.85%; p < 0.001
statistical significance. for trend). The rate of albumin administration in patients
with appropriate indication increased from 47.7% in 2009
to 50.5% in 2013; absolute difference 2.8% (95% CI, 2.70
RESULTS
2.90%; p < 0.001 for trend) (Table S2, Supplemental Digital
Patient Characteristics and Comorbidities Content 2, http://links.lww.com/CCM/C220). The rate of
The total sample consisted of 12,366,264 hospitalizations; albu- albumin administration in patients with occasionally appro-
min was administered during 849,161 hospitalizations (6.9%). priate indication increased from 15.6% in 2009 to 18.1% in
Patient age, sex, and racial/ethnic distribution were different 2013; absolute difference 2.5% (95% CI, 2.462.54%; p < 0.001
between the group that received albumin and the group that for trend). In contrast, the rate of albumin administration in
did not (p < 0.0001 for all comparisons; Table S1, Supplemen- patients with inappropriate indication modestly decreased
tal Digital Content 1, http://links.lww.com/CCM/C219); how- from 6.6% in 2009 to 5.8% in 2013; absolute difference 0.8
ever, the change over time within each group was small: age (95% CI, 0.720.88%).
increased from 53.4 to 54.9 years, male proportion increased Albumin administration increased in all the U.S. geographic
from 44.5% to 45.4%, and race/ethnicity proportion for whites regions except in the Northeast where it remained unchanged
increased from 59.6% to 62.9%. The group that received albu- from 4.94% in 2009 to 5.28% in 2013; absolute difference 0.34
min was older, and included a lower proportion of women and (95% CI, 0.320.36) (Table1). Overall albumin administra-
a higher proportion of white individuals (Table S1, Supple- tion was lowest in the Northeast compared to all other U.S.
mental Digital Content 1, http://links.lww.com/CCM/C219). regions (p < 0.001 for trend). The rate of albumin adminis-
Several comorbidities were common in both groups including tration increased in all the categories of staffed hospital beds
hypertension, diabetes, deficiency anemias, and fluid and elec- with the highest increment in hospital with greater than 750
trolyte disorders. Renal failure was more common in the group beds from 5.25% in 2009 to 7.27% in 2013; absolute difference
that received albumin, whereas chronic pulmonary disease was 2.02% (95% CI, 1.832.21; p < 001 for trend).
more common in the group that did not receive albumin. The
group of patients that received albumin had a higher admis- Predictors of Albumin Administration
sion SOI category with a greater proportion of patients in the We found that in the logistic regression model, the factors that
major and extreme categories (p < 0.0001). The most frequent were independently associated with albumin use were male sex,
diagnoses codes for patients receiving albumin were cardiovas- geographic location, year of admission, indications of albu-
cular conditions and sepsis. The most frequent surgical DRGs min use, any hospital complication, any comorbidity, surgical

e18 www.ccmjournal.org January 2017 Volume 45 Number 1

Copyright 2016 by the Society of Critical Care Medicine and Wolters Kluwer Health, Inc. All Rights Reserved.
Online Clinical Investigations

admission, and severity of


underlying illness (Table2). The
strongest association was seen
for the following factors: appro-
priate indication of albumin
use (odds ratio [OR], 65.220;
95% CI, 62.45968.103), surgi-
cal admission (OR, 7.942; 95%
CI, 7.8897.995), and extreme
underlying SOI (OR, 8.933;
95% CI, 8.8259.042). All the
models performed well (C sta-
tistics, > 0.85) (Table2; and
Table S3, Supplemental Digi-
tal Content 3, http://links.lww.
com/CCM/C221).

Type of Albumin
Administered and
Estimated Direct Cost
The use of each of the avail-
able albumin vials in the
United States from 2009 to
Figure 1. Graphic representation of trends of albumin use in patients receiving albumin as a percent of all
2013 was variable (Table 3).
hospitalized patients by year and type of hospitalization. The most frequently used

Table 1. Outcomes for Hospitalized Patients Between 2009 and 2013 by Albumin Usage
Patient Characteristic 2009 2010 2011 2012 2013

No of patients (%)
Albumin used 120,904 (6.2) 143,847 (6.5) 176,981 (6.8) 195,537 (7.1) 211,895 (7.5)
No albumin used 1,834,096 (93.8) 2,078,335 (93.5) 2,435,419 (93.2) 2,564,847 (92.9) 2,604,403 (92.5)
Patient location at the time of
albumin administration (%)
ICU 74,121 (61.3) 91,958 (63.9) 111,206 (62.8) 117,496 (60.1) 126,114 (59.5)
Other 46,783 (38.7) 51,889 (36.1) 65,775 (37.2) 78,041 (39.9) 85,781 (40.5)
Albumin use according to staffed
hospital beds (%, weighted
average)
< 250 4.4 5.3 5.9 6.0 6.2
250499 6.2 6.5 6.9 6.8 6.9
500749 6.4 6.5 6.7 7.0 8.0
> 750 5.2 5.8 6.4 7.0 7.3
Albumin use according to hospital
geographic location (%,
weighted average)
Northeast 4.9 5.2 5.1 5.3 5.3
South 6.4 6.8 7.6 8.3 8.8
Midwest 5.7 6.1 6.7 7.2 8.3
West 7.0 7.5 8.1 8.4 8.8
Albumin refers to human albumin.

Critical Care Medicine www.ccmjournal.org e19


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Suarez et al

Table 2. Predictors of Albumin Administration 2009 to 2013. Most of the albumin was administered when
From Logistic Regression Model Including patients were in the ICU. We found in logistic regression model-
ing that the main factors independently associated with albu-
the Entire Sample Size (C = 0.916)
min administration were appropriate indication of albumin use,
Factors OR 95% Wald CI surgical admission, and extreme underlying SOI at admission.
We also found differences in albumin use according to U.S. geo-
Staffed beds 1.000 1.0001.000
graphic region (lowest in the Northeast), and staffed hospital
Sex (male) 1.246 1.2381.253 beds (highest increase in hospitals with > 750 beds). All this sug-
Geographic location (reference gests that, contrary to a commonly held perception (18), major-
Northeast) ity of albumin administered occurred in those patients with
West 1.744 1.7251.763
appropriate indications. In addition, our analysis suggests that
there is important variability in albumin use depending on U.S.
South 1.559 1.5471.571 geographic region and number of staffed hospital beds.
Midwest 1.400 1.3891.411
Strengths and Weaknesses
Year of admission (reference
2009) The main strength of our study is the analysis of a large dataset
of patients admitted to a majority of academic centers in the
2010 1.069 1.0581.079
United States. In addition, the definitions used for the database
2011 1.197 1.1851.208 have been standardized, and its risk adjustment model is vali-
2012 1.223 1.2111.234 dated and commonly used for comparison of institutions and
estimations of quality of care delivered (2024, 27).
2013 1.284 1.2721.296
This study has several weaknesses. First, our findings are
Indications for albumin use observational and as such a number of factors may have
(reference no albumin use) accounted for the observed changes in albumin use rates over
Appropriate 65.220 62.45968.103 time (e.g., patient selection, healthcare system changes, and
secular changes). Second, we can only infer associations not
Occasionally appropriate 3.413 3.3843.443
causal relationships due to the study design. Third, our study
Inappropriate 1.497 1.4831.511 was limited to the time period between 2009 and 2013. Our
Any hospital complication 1.135 1.1231.147 decision to include data from 2009 to 2013 was based on issues
related to the UHC database design. UHC methodology for
Any comorbidity 1.166 1.1551.176
defining and collecting clinical outcomes has been similar and
Surgical vs medical cases 7.942 7.8897.995 the number of participating hospitals has remained approxi-
Severity of underlying illness mately the same since 2009. Fourth, we were unable to ascer-
(reference minor) tain the temporal relationship between albumin administration
Extreme 8.933 8.8259.042 and reported complications. Fifth, we were unable to determine
with certainty whether albumin was used for intravascular vol-
Major 4.189 4.1454.234 ume expansion or hypoalbuminemia. Finally, our analysis and
Moderate 1.950 1.9301.971 results only represent data from hospitalized patients in the
OR = odds ratio. United States available in the UHC database. However, as the
UHC database contains data from major academic centers in
the United States and their affiliates, which include a substantial
vial per hospital was 25%-50mL with a modest increase
number of community hospitals, it is likely that our results are
from 1,988 in 2009 to 2,038 in 2013; absolute difference of
representative of hospital practice in the United States.
50 (95% CI, 48.5851.42). The total estimated direct cost of
albumin and the estimated direct cost of albumin per hos-
Implications of the Study
pital increased from 2009 to 2013. The total estimated albu-
Even though other studies have reported on albumin use in
min cost across the study cohort was $235 million in 2009
many other countries, ours is the first such report in the United
and $468 million in 2013, (absolute increase of $233 million),
States. Despite great variation across countries, overall albumin
p value less than 0.0001 for trend, and the estimated albu-
use decreased between 1995 and 1999 and then remained stable
min cost per hospital across study cohort hospitals increased
through 2006 in Canada, Europe, Australia, and New Zealand
from $3.9 million in 2009 and $4.9 million in 2013 (absolute
(17). It is not possible to determine if a similar pattern of use
increase of $1.0 million), p value less than 0.0001 for trend.
occurred in the United States due to the absence of reliable
data. However, our findings suggest that there has been a steady
DISCUSSION increase in albumin use in the United States in the past 5 years.
Our study describes an increase in albumin use in the United There are some potential explanations for the increase in
States in patients with data recorded in the UHC database from albumin use. The most common conditions associated with

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Online Clinical Investigations

Table 3. Type and Volume of Albumin Used and Purchasing Cost of Albumin for Patients
From 2009 to 2013 (Only Using Encounters With Albumin Usage)
Patient Characteristic 2009 2010 2011 2012 2013

Type of albumin infused, vialsa


5%-50 mL 309 302 312 317 474
5%-250 mL 1,908 1,819 1,745 1,772 1,700
25%-20 mL 142 131 85 76 86
25%-50 mL 1,988 2,047 1,933 1,985 2,038
Albumin volume infused per hospital (mL) b
50,192 49,747 47,192 48,151 48,306
Total estimated albumin cost (US $M) c
235 317 384 440 468
Estimated albumin cost per hospital (US $M) d
3.91 4.29 4.42 4.68 4.92
M = million.
a
Estimates are based on dividing total vials by the number of hospitals.
b
Estimates are based on dividing total volume by the number of hospitals.
c
Estimates are based on multiplying industry unit cost by total volume infused.
d
Estimates are based on dividing total estimated cost by the number of hospitals.
Albumin refers to human albumin.

albumin use were cardiac surgery, cardiovascular diseases, and conditions, women may have been less likely to receive albu-
sepsis. A meta-analysis of controlled trials of albumin ver- min (3840). Possible reasons for this differential use of albu-
sus crystalloids for extracorporeal circuit priming in cardiac min may be perceived difference in injury severity, likelihood
surgery published in 2004 suggested that albumin priming of benefiting from albumin therapy, or simply subconscious
reduced the decline in platelet count compared to crystalloids, gender bias.
favorably influenced both colloid oncotic pressure, and on-
bypass positive fluid balance (34). Such data may explain the
increase in albumin use in patients undergoing cardiac surgery. CONCLUSIONS
We also found that patients with sepsis received albumin. A The proportion of hospitalizations in the United States where
predefined subgroup analysis of patients with severe sepsis in albumin was administered and associated cost increased over a
the SAFE study suggested that fluid resuscitation with albumin 5-year period. The main factors associated with albumin admin-
compared to saline might reduce mortality in adult patients istration were appropriate indication of albumin use, surgical
(13). Although a subsequent more detailed analysis supported admission, and SOI at admission. There was significant, and
these findings, the authors cautioned that confirmatory stud- currently unexplained, variability in albumin administration
ies were still required (35). The latter, added to the safety pro- depending on U.S. geographic location and hospital size.
file of albumin may have also influenced its administration
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