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Silicone Adhesives in

Healthcare Applications

Xavier Thomas
Dow Corning Healthcare Industry
T he history of silicones as biomaterials Me Me Me

finds its origin in the 1940s, with the sili-


conization of glass vials containing phar-
maceutical preparations. Since then, they Me Si O Si O Si Me
have been used in many medical applica- x
tions for life improvement and health res- Me Me Me
toration, such as lubricants for syringes,
elastomer tubing for blood transfusion and Figure 1Polydimethylsiloxane (PDMS)
antifoams for antiflatulent medicines1. To-
day, silicones have a 50 year history of
safety and efficiency in their applications: are not easily broken by homolytic scission. Polydimethylsiloxanes have low surface
polydimethylsiloxanes are recognized for Only strong acids or bases are capable of tension, with a critical surface tension
their biocompatibility and are one of the depolymerizing the siloxane chain. As a around 24 mN/m and a liquid surface
most tested materials for their safety. With result, polydimethylsiloxanes are not very tension around 20.4 mN/m at 20C. As
the emerging trend toward pain management susceptible to oxidation or thermal degra- a result, PDMS polymers not only spread
in wound care and the revitalized interest dation. These materials are relatively inert easily and form thin films over substrates
for transdermal drug delivery forms, silicone towards non-aqueous ingredients and active such as skin and other organic substrates,
skin adhesives are experiencing a renewed molecules used in pharmaceutical formula- but they are also able to spread over their
popularity, partly because they can provide tions. In addition, PDMS hot-melt materials own absorbed film. This allows silicones
gentle adhesion to skin as well as providing can be formulated. to wet, spread and subsequently adhere
formulation options to deliver hydrophilic to skin. Coupled with visco-elastic be-
molecules. There are some unique atomic characteristics havior, this property reinforces the sili-
as well. Siloxane bonds have nearly zero cone ability for adhering to skin and
Silicones are macromolecular structures energy of rotation about Si-O bond. As such, subsequently releasing from skin, thus
that are comprised of siloxane backbones the rotation is virtually free. The Si-O bond performing as expected as true pressure
with alkyl, aryl or organo-functional sub- length is exceptionally long (about 0.16 nm) sensitive adhesives.
stitutions. In the medical and pharmaceutical and the Si-O-Si angles are extremely large
industries, the term silicone typically (130 for Si-O-Si in hexamethyldisiloxane), Compared to other hydrophobic poly-
encompasses materials based on the dime- which contribute to the ease of interconver- mers, PDMS is very permeable to the
thylsiloxane structure. The physico- sion of configurations. These unique atomic diffusion of various substances including
chemical properties of polydimethylsilox- characteristics are further enhanced by the gases, water vapor and active drugs.
anes (PDMS) are directly dependent on the divalency of the oxygen, thus yielding sili- These are appropriate properties for
molecular characteristics of the permethyl- con-oxygen chains with highly flexible and transdermal and topical drug delivery
siloxane chains. This is especially evident very open macromolecular structures. applications.
at the interface with other fluids and mate-
An inherent consequence of this flexibility Finally, some methyl groups can be substi-
rials. These interface properties contribute
is the ability of the siloxane backbone to tuted by other organic groups or atoms
to the ever-increasing use as silicone adhe-
spread out the methyl substitutions at an (e.g. hydrogen, hydroxyl, vinyl, polyethyl-
sives for temporarily attaching therapeutic
interface. These methyl groups shield the ene oxide, methoxy, fluoride group), when
patches, wound dressings, and medical
polar siloxane backbone and form a hydro- specific chemical and physical properties
devices to skin.
phobic sheath with very low intermolecular are desired, such as adhesion to a certain
interactions. As a result, the PDMS molecule substrate, higher or lower polarity, better
Silicone Chemistry thermostability, enhanced hydrophilicity,
coils in a mobile spiral configuration onto
In medical applications, silicone materials its inorganic axis surrounded by a non polar compatibility with other organic materials
are available in many physical forms: from organic cloud. This dense methyl array at or targeted reactivity. This capability to
volatile to high molecular weight fluids interfaces, results in polydimethylsiloxanes functionalize the polydimethylsiloxanes is
(viscosity ranges from 0.65 mm2/s to 20 x with reduced surface tension and reduced critical for transforming liquid or highly
106 mm2/s), visco-elastic compounds and surface energy. Consequently, PDMS-based flowable materials into thermoplastic or
cross-linked elastomers. However, these materials have truly unique properties di- thermoset materials that are represented
materials mainly refer to the same dimeth- rectly driven by the mobility of the open respectively by visco-elastic silicone pressure
ylsiloxane structure that has been recognized siloxane mesh and the low intermolecular sensitive adhesives (PSA) and by elastomeric
for its biocompatibility in polymeric states. interactions. These unique properties are silicone soft skin adhesives (SSA).
The excellent biocompatibility is due in demonstrated in several ways:
part to the low chemical reactivity, the low The broad spectrum of physico-chemical
surface energy and the hydrophobicity of Polydimethylsiloxanes are liquid at room properties of the siloxane chemistry trans-
polydimethylsiloxanes2. Indeed, they have temperature, even at high molecular lates to multi-functional performances,
a semi-organic molecular structure in which weight, with glass transition temperatures flexibility in choice of silicone solutions
an inorganic silica-like backbone supports below -80C. As a result, based on their and versatility in formulations, as shown
a regular arrangement of pendant methyl degree of cross-linking and the type of in Figure 2. This is particularly useful to
groups (Figure 1). reinforcement (e.g. silica, resin), silicones an adhesive formulator in designing the

have suitable visco-elastic behavior and silicone adhesive composition to meet

Characterized by a high bond energy (about consequently elastomeric and pressure unique application needs.

106 kcal/mol) and polarity, polysiloxanes sensitive properties.

Volatile Nonvolatile 3. The dimethiconol is a medium to low


Liquid Elastomeric viscosity silanol end-blocked polydimeth-
Antifoam Profoam ylsiloxanes. The MQ resin is a soluble 3-
Water insoluble Water soluble dimensionnal silicate network comprised
Incompatible in organics Compatible of SiO4/2 units (Q) and R1R2R3SiO1/2 units
(M), where R1, R2 and R3 are mainly methyl
Quick reacting Stable
or hydroxy groups.
Slippery Sticky
Gentle on skin Strong adhesion The dimethiconol, as a fluid, contributes to
Transient Durable the viscous component of the visco-elastic
behavior, and impacts the wetting and
Figure 2 - Versatility of siloxane chemistry spreadability properties of the adhesive.
of the definitive choices because silicone The resin acts as a tackyfying and reinforc-
Skin adhesion ing agent, and participates in the elastic
adhesives have:
Pressure sensitive adhesives (PSAs), unlike component. The resin content is the major
structural adhesives or sealants, differ in Lower surface tension than skin, thus factor for enhancing the cohesion to the
that the adhesive-substrate interface does allowing for wetting to occur quickly and required level in order to obtain the optimum
not resist separation when the adhesive is extensively. balance of tack, adhesion and peel release4.
peeled off. In other words, PSAs are intend- Fast spreadability under low deformation
ed to show adhesive failure, especially when For dynamic rheological testing, the viscous
rate, enhanced by light pressure and mild
skin is the substrate, whereas this would be or loss modulus, G, is one indicator of the
heat.
a major fatal flaw for cement and glue. fluid phase. It indicates how much energy
Tunable visco-elastic profile with adjust- is lost as heat per cycle of deformation. The
Developing a suitable PSA for a targeted ment of the rheological parameters for elastic or storage modulus, G, accounts for
adherend, should include considerations delivery of the appropriate level of adhe- the elasticity of the adhesive and translates
for the critical adhesive attributes: surface sion in terms of intensity and duration. to energy stored under strain such as shear
activity and visco-elastic properties. They or peeling off (Figure 4). Optimum wetting,
are directly associated to the three steps of At Dow Corning, silicone adhesive technol- and consequently optimum bonding, occurs
adhesion process: ogy currently translates into two options for at low deformation rate when the elastic
adhesion to skin: silicone pressure sensitive modulus is low. Subsequently, debonding
The first step involves contact between adhesives (PSA) and the silicone soft skin
the adhesive and the surface. This dy- occurs at high deformation rate when the
adhesives (SSA)3. adhesive strip is removed. Sufficient elas-
namic step is known as bonding and
is dependent on wetting behavior and ticity is required to transfer the energy and
Medical silicone pressure sensitive break the adhesive interface, and in fact
quick spreadability of the adhesive.
adhesives remove the device5,6,7. Increasing the sili-
The second step adhering relies on the cone fluid content yields PSAs with higher
Medical silicone pressure sensitive adhesives
capacity of the adhesive to remain in tack (quick bonding) and less shear strength,
are truly visco-elastic compounds based on
contact with surface. Flowability and whilst increasing resin content leads to
the resin-in-polymer concept. Unlike organic
creep resistance are the physical charac- lower tack and higher cohesiveness (cold
PSAs, they do not need additives such as
teristics that contribute to maintain the flow resistance).
antioxidants, stabilizers, plasticizers, cata-
established bond. During this more static
lysts or other potentially extractable ingre-
phase, the adhesion will build up if the A simple blend of silicone fluid and resin
dients. Silicone PSAs are produced by con-
adhesive-to-surface interactions increase can provide initial bonding; however, unless
densing dimethiconol to MQ resin in the
(e.g. interpenetration). polymer and resin are covalently tied to-
presence of ammonia, as shown in the Figure
The third step debonding is also dy- gether, low cohesive properties result, thus
namic. It consists in separating the adhe- OH OH
OH
sive from the surface by means of a peel HO OH
release process. The peel adhesion prop- Silanol Endblocked PDMS
erty of the adhesive will direct the force Polycondensation
+NH3 OH
Heat Soluble Silicate Resin
required to break the bond in an adhesive H2O
failure mode. HO O OH O OH

In the case of a medical adhesive device Standard PSA


or a transdermal patch, these attributes are O OH
essential for the device to be positioned Soluble Polycondensed PDMS/Resin Network
and fixed, to remain in place for the duration
Trimethylsilylation +Hexamethyldisilazane
of the treatment, and then to be removed (CH3)3SiNHSi(CH3)3
without leaving residue or damaging the OSi(CH3)3
(CH3)3SiO O O OSi(CH3)3
skin. Identification of suitable materials
requires a good understanding of the inter- Amine-compatible PSA
facial surface activity and a suitable knowl- O OSi(CH3)3
edge of rheological characteristics necessary Soluble Polycondensed Encapped PDMS/Resin Network
for the application. When skin is the adher-
end, silicone adhesive technology is one Figure 3 Synthesis of silicone PSAs
PSA formulation3. Hot-melt silicone adhe-
sives can be softened to viscosities suitable
for coating at temperatures between 180C
and 200C; they return to a flowless state
upon cooling.

Soft Skin Adhesive Silicone


Elastomers
A second class of solventless silicone ad-
hesives is based on cross-linked silicone
elastomer technology. Labeled as SSA for
soft skin adhesive, these materials are
often referred to as tacky gel or silicone
gel. They differ from analogous silicone
elastomers by the absence of reinforcing
silica filler. As a result, they have the con-
Figure 4 Rheological profile of pressure sensitive adhesives7 sistency of a gel but they are not truly
polymeric gel because they are not based
on an insoluble polymer network swollen
leading to cold flow effect and cohesive High degree of flexibility
with low molecular weight fluids. SSAs
failure when debonding. Both cohesive and Permeability to moisture are cross-linked polydimethylsiloxanes with
shear strength are improved by coupling
Compatibility with many therapeutic low amounts of free extractable molecules.
the dimethiconol and resin together. The
hydroxy groups present on both the silicone molecules The elastic behavior of SSAs also differs
fluid and resin are condensed in the pres- Compatibility with most of the film sub- from silicone PSAs. Despite low consisten-
ence of ammonia and heat, to produce the strates (e.g. polyurethane substrate) cy and some compressibility, SSAs show
standard version of medical silicone PSA. resilience and quick recovery under cyclic
Co-formulation with pharmaceutical ex-
Subsequently heat treatment at reduced
cipients to adjust the kinetics of drug deformation7. The pressure sensitive adhe-
pressure removes ammonia and the pro- sive property of SSA is mainly based on
cessing solvent. Small amounts of reactive release
the capacity of the surface to quickly wet
hydroxy groups remain in the standard Dow Corning medical silicone PSAs are the substrate and conform to its relief with-
adhesive and can be significantly reduced supplied in solvents such as heptane, ethyl out excessive flow. Because the viscous
by subsequently reacting them with a trim- acetate or volatile silicone fluids3,12,13. They component is minimal, the material does
ethylsilyl endcapping agent (e.g. hexame- can be processed by coating onto a suitable not flow, and only small dissipation of the
thyldisilazane in Figure 3). This end-capped release liner (e.g. fluorinated/fluorosilicone energy occurs when deformation pressure
version is labeled amine- compatible coated polyester film), removing the solvent is applied (Figure 5). The result is an im-
because it exhibits enhanced chemical sta- followed by transferring the dry film to the mediate debonding, which happens at low
bility in the presence of amines8,9,10. Inde- final substrate. Direct coating is possible if peel or shear force. The advantage in skin
pendent of the degree of silylation, the the substrate is compatible with the solvent adhesion is the atraumatic removal obtained
medical silicone PSAs are high molecular and the drying temperature condition. Hot- with SSA: no skin stripping and no painful
weight PDMS networks with optimum melt versions can be prepared by incorpo- skin or hair pulling. Another advantage lies
adhesive properties for a ratio resin/polymer rating high molecular weight plasticizers in the fact that SSAs, unlike PSAs, have a
in the range of 40/60 to 65/35. Despite their such as silicone PDMS or organic waxes low viscous component that limits their
high molecular weight and tri-dimensional (e.g. ceresin wax) into a solventless silicone flow and consequently the readiness to
structure, silicone PSAs remain in several
organic solvents and silicone fluids.
30
Dow Corning medical silicone PSAs are R e la x a t io n p r o file o v e r 3 s

non-reactive systems that flow under light 25


H ig h a d h e s io n S S A
pressure at skin temperature to conform to 7 -9 8 0 0 S S A
the stratum corneum surface11. Silicone 20 S ilic o n e P S A

PSAs are recognized as suitable adhesives


Force (N)

for use in medical adhesive devices, tapes 15

and bandages, wound dressings and trans-


dermal drug delivery system (TDDS) ap- 10

plications. They can provide the following


benefits: 5

Suitable tack for quick bonding to various


0
skin types, including wet skin 0.0 0.5 1.0 1.5 2.0 2.5 3.0

Suitable adhesive and cohesive qualities Time (s)

Long-lasting adhesion to skin (up to


seven days) Figure 5 Comparison of relaxation of silicone adhesives7
absorb materials at the surface of the skin Pt complex
such as stratum corneum cells and lipids. Si-CH=CH2 + H-Si Si-CH2-CH2-Si
The adhesive surface of SSAs remains
relatively clean. It can be removed and re- Figure 6 Hydrosilylation reaction
adhered easily to the same location.
Cross-linking of SSAs is based on an addi- Ketoconazole Release
tion reaction (hydrosilylation), between 40.0
vinyl functional PDMS and hydrogen func-
35.0
tional siloxanes (e.g. dimethyl, methylhy-
drogen siloxane copolymers, hydrogen 30.0 PSA Control

% Drug Release
dimethylsiloxy terminated PDMS) as 25.0 0.3% NaBicarbonate
shown in the Figure 6. The cure reaction +0.23% Citric
is catalyzed by a platinum complex. It can 20.0
0.6% NaBicarbonate
occur at room temperature or be accelerated 15.0 +0.5% Citric
at elevated temperature (80C to 145C),
10.0
without the formation of by-products.
5.0
Silicone SSAs are cross-linked elastomers
that are not susceptible to plasticizing ef- 0.0
0.0 5.0 10.0 15.0 20.0 25.0
fects. They quickly adhere to skin under
Hours
light pressure and provide an immediate
cushioning protection. This adhesive tech- Figure 7 Release of ketoconazole from silicone PSA
nology has been extensively used in scar
treatment for more than 20 years, demon-
strating safety and efficacy recognized by Dapsone Release From Silicone Adhesives
wound care professionals14,15. SSAs can 2.5
be used in medical adhesive devices, tapes
and bandages, wound dressings and topical
2.0
drug and active delivery applications when
the following benefits are desired: 7-9800 SSA
1.5
Suitable tack for quick bonding to various
skin types, including wet skin 1.0
7-4502 PSA
Suitable adhesiveness and cohesiveness
0.5
Gentle adhesion to fragile and compro-
mised skin
0.0
No skin stripping (painless at removal) 0 5 10 15 20
Hours
Repositioning capability
High degree of flexibility
Figure 8Release of dapsone from silicone PSA and SSA
Permeability to moisture
Compatibility with many therapeutic Comparative Data On Drug Loading To prevent re-crystallization of the drugs
molecules Transdermal and topical drug delivery de- and to enhance their release, other excipients
Co-formulation with pharmaceutical ex- vices benefit from the versatility of silicone such as silicone polyethers, cellulose deriv-
cipients to adjust the kinetics of drug adhesives. As described in the previous atives, polyvinyl alcohols, carbomers, glyc-
release paragraphs, the adhesion to skin can be erol, and bicarbonates are often formulated
adjusted to last from a few hours to several into the device17,18,19,20,21. This is illustrated
Silicone SSAs are supplied as two-part days. Due to their hydrophobic, highly open in Figure 7, with the release of ketoconazole
systems: part A contains at least the vinyl and mobile dimethylsiloxane network, sili- from silicone PSAs22. Ketoconazole has
polymer and the catalyst while part B con- cone adhesives allow for the preparation of limited release from a silicone PSA matrix
tains the vinyl polymer and the SiH siloxane adhesive matrices permeable to many mol- due to a certain affinity to the polydimeth-
cross-linker16. SSAs can be processed by ecules. An abundant amount of prior art has ylsiloxane environment. Dispersion of the
coating them onto a suitable release liner demonstrated the sustained release of actives ketoconazole in a more hydrophilic matrix
(e.g. polyethylene film) followed by trans- from silicone pressure sensitive adhesive (e.g. addition of 0.3% to 0.6% of sodium
ferring them to the final substrate; or by matrices. Examples include the following: bicarbonate-citric acid) increases its disso-
directly coating them onto the substrate, if nitroglycerin (arterial & vasodilator), hy- lution in an aqueous medium22. This less
this latter is impermeable enough to prevent drocortisone (anti-inflammatory), salicylic lipophilic matrix is more favorable to a
the liquid SSA from wicking through. acid (keratolytic agent), estradiol (hormone partitioning of the drug into the dissolution
replacement), niaciamide (skin regenera- receptor medium.
tion), dapsone (anti-acne agent), ketocona- The choice between the two silicone adhe-
zole (anti-fungal), and enzymes. sive technologies: PSAs and SSAs, allows
one to produce different release profiles and 6. The correlation of tape properties and 15. Dow Corning Solutions for Scar Care.
burst effects in order to address specific rheology. , Katherine L. Ulman, Ran- Dow Corning Corp., Healthcare Indus-
therapeutic needs. As reported earlier23, dall P. Sweet. Dow Corning Corp., tries, Product Information Form No.
this is demonstrated by the release of dapsone Healthcare Industries Form No. 51- 52-1049-01.
from silicone PSA and SSA in Figure 8. 979-01. 16. Dow Corning 7-9800 Soft Skin Ad-
7. Silicone skin adhesive seminar. Anne hesive Parts A&B. Dow Corning Corp.,
Conclusions Rumeau, Xavier Thomas. Dow Corning Healthcare Industries, Product Infor-
Silicones benefit from 50 years of safety Corp., Healthcare Industries, Internal mation Form No. 52-1033A-01.
and efficiency in a variety of health care presentation, 1998. 17. Evaluation of silicone-based pressure-
applications. They have been extensively 8. RE35,474 & EP0180377 (Transdermal sensitive adhesives for transdermal
tested to ensure their biocompatibility and drug delivery device with silicone pres- drug delivery. I. Effect of penetrant
possess a number of unique attributes that sure-sensitive adhesive layer having hydrophilicity. Rohinton Toddywala,
are conducive for new product development. reduced silicon-bonded hydroxy con- Yie W. Chien. Journal of Controlled
The relative simplicity of the silicone ad- tent). Release, 1990, 14(1), p. 29-41.
hesive chemistry provides a low barrier for 9. Evaluation of release kinetics of select- 18. Evaluation of silicone-based pressure-
customization, and the more recent discov- ed therapeutic agents and physical prop- sensitive adhesives for transdermal
ery of controlled release of biologicals will erties of silicone adhesive transdermal drug delivery. (II). Effect of penetrant
undoubtedly extend their use into new matrices. B. Marinan et al. Proc. Int. lipophilicity. Rohinton Toddywala,
biotechnology health care applications. Symp. Control. Rel. Bioact. Mater., Yie W. Chien. Drug Dev. Ind. Pharm.,
1987, 14, p. 265-266. 1991, 17(2), 245-69.
References 10. Developing drug-compatible adhesives 19. EP0425154 (Composition for con-
1. Silicones in pharmaceutical applica- for transdermal drug delivery devices. trolled release of therapeutic and diag-
tions. Andr Colas. Dow Corning William R. Pfister, John T. Woodard. nostic agents containing hydrophilic
Corp., Healthcare Industries Form No. Stelian Grigoras. Pharm. Technol., and modulating components and sili-
51-993A-01. 1992, 16(1), p. 42-58. cone polymer).
2. Why silicones behave funny. Michael 11. Silicone adhesives for transdermal drug 20. EP0465744 (Transdermal sustained
J. Owen. Chemtech, 1981, 11, p. 288- delivery systems. William R. Pfister. release composition using silicone resin
292. Drug & Cosmetic Industry, 1988, give constant and substantial rate of
3. Dow Corning Silicones for transder- 143(4), p. 44-52. administration).
mal drug delivery systems brochure. 12. Dow Corning MD7-4502 and MD7- 21. EP1025843 (Transdermal drug deliv-
Dow Corning Corp., Healthcare Indus- 4602 Silicone Adhesive. Dow Corning ery device for controlled transdermal
tries, Product Information Form No. Corp., Healthcare Industries, Product delivery of an active agent comprises
51-978C-01, p. 10-11. Information Form No. 51-938C-01. a drug delivery device and a silicone
4. Silicone pressure sensitive adhesives. 13. Dow Corning Healthcare Selector pressure sensitive adhesive).
Loretta A. (Sobieski) Jones. Handbook Guide. Dow Corning Corp., Healthcare 22. Release of ketoconazole from silicone
of Pressure Sensitive Adhesive Tech- Industries, Product Information Form PSA. Victor A. Raul. Dow Corning
nology, Donatas Satas, 3rd edition, No. 51-988B-01. Corp., Healthcare Industries, Internal
1999, Chapter 21, p. 550-559. technical paper, 2003.
14. Dow Corning Wound Management
5. Integrating rheological tools into the Silicones and Beyond. Dow Corning 23. Release of dapsone from silicone PSA
development and characterization of Corp., Healthcare Industries, Product and SSA. Gerald K. Schalau II. Dow
silicone adhesives. Randall P. Sweet, Information Form No. 52-1042-01. Corning Corp., Healthcare Industries,
Katherine L. Ulman. Dow Corning Internal technical paper, 2003.
Corp., Healthcare Industries Form No.
51-965A-01.

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