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Assessment of Patterns of Patient Reported Outcomes in Adults With Congenital Heart Disease International Study APPROACH Is Rationale Design and Metho
Assessment of Patterns of Patient Reported Outcomes in Adults With Congenital Heart Disease International Study APPROACH Is Rationale Design and Metho
Assessment of Patterns of Patient Reported Outcomes in Adults With Congenital Heart Disease International Study APPROACH Is Rationale Design and Metho
All authors take responsibility for all aspects of the reliability and freedom from bias of the data presented and their discussed interpretation.
Funding: This work was supported by the Research Fund KU Leuven (Belgium) through grant OT/11/033; by the Swedish Heart-Lung Foundation (Sweden) through grant
number 20130607; by the University of Gothenburg Centre for Person-centred Care (Sweden); and by the Cardiac Children's Foundation (Taiwan) through grant CCF2013_02.
Furthermore, this work was endorsed by and conducted in collaboration with the International Society for Adult Congenital Heart Disease (ISACHD).
Corresponding author at: Centre for Health Services and Nursing Research, KU Leuven, Kapucijnenvoer 35, Box 7001, B-3000 Leuven, Belgium.
E-mail address: philip.moons@kuleuven.be (P. Moons).
http://dx.doi.org/10.1016/j.ijcard.2014.11.084
0167-5273/ 2014 Elsevier Ireland Ltd. All rights reserved.
S. Apers et al. / International Journal of Cardiology 179 (2015) 334342 335
a r t i c l e i n f o a b s t r a c t
Article history: Background: Data on patient-reported outcomes (PROs) in adults with congenital heart disease (CHD) are incon-
Received 29 September 2014 sistent and vary across the world. Better understanding of PROs and their differences across cultural and geo-
Received in revised form 24 October 2014 graphic barriers can best be accomplished via international studies using uniform research methods. The
Accepted 6 November 2014 APPROACH-IS consortium (Assessment of Patterns of Patient-Reported Outcomes in Adults with Congenital
Available online 8 November 2014
Heart disease International Study) was created for this purpose and investigates PROs in adults with CHD
worldwide. This paper outlines the project rationale, design, and methods.
Keywords:
Adult
Methods/design: APPROACH-IS is a cross-sectional study. The goal is to recruit 35004000 adults with CHD from
Heart defects 15 countries in ve major regions of the world (Asia, Australia, Europe, North and South America). Self-report
Congenital questionnaires are administered to capture information on PRO domains: (i) perceived health status (12item
International cooperation Shortform Health Survey & EuroQOL-5D); (ii) psychological functioning (Hospital Anxiety and Depression
Methods Scale); (iii) health behaviors (Health-Behavior ScaleCongenital Heart Disease); and (iv) quality of life (Linear
Patient-reported outcomes Analog Scale & Satisfaction With Life Scale). Additionally, potential explanatory variables are assessed:
(i) socio-demographic variables; (ii) medical history (chart review); (iii) sense of coherence (Orientation to
Life Questionnaire); and (iv) illness perceptions (Brief Illness Perception Questionnaire). Descriptive analyses
and multilevel models will examine differences in PROs and investigate potential explanatory variables.
Discussion: APPROACH-IS represents a global effort to increase research understanding and capacity in the eld of
CHD, and will have major implications for patient care. Results will generate valuable information for developing
interventions to optimize patients' health and well-being.
Registration: ClinicalTrials.gov: NCT02150603.
2014 Elsevier Ireland Ltd. All rights reserved.
1. Background [30] and Belgium [11] generally reported superior outcomes to those per-
formed in the US [13]. As such, researchers are unsure to what extent
Worldwide, congenital heart disease (CHD) is the most common their ndings are generalizable worldwide. Furthermore, the role of
birth defect with a global prevalence of 9.3 per 1000 newborns [1]. potential explanatory variables (e.g., sense of coherence or illness
Over the past few decades, the number of adults with CHD has risen con- perception) contributing to such international variation is not well
siderably as almost 90% of children with CHD now survive into adult- understood.
hood [2,3]. Adults with CHD now form more than 60% of the total CHD This inconsistent pattern of ndings raises important unanswered
population [4]. These adults are confronted with life-long cardiac and questions as to (i) whether differences in previously reported PROs
non-cardiac challenges and comorbidities [5]. Hence, a strong need has are the result of methodological issues or regional differences; and if
been identied by the CHD community to attend to aspects important genuine differences do exist, (ii) whether inuencing factors can be
to the patient beyond the medical arena, such as psychosocial func- identied. Indeed, although PROs have been reported in many coun-
tioning and quality of life (QOL) [6]. As a result, there has been tries, scores may vary due to the inuence of culture-bound or national
much interest in research assessing patient-reported outcomes factors on patients' subjective well-being [31]. However, variations be-
(PROs) in adults with CHD. PROs are dened by the US Food and tween populations and regions may also be attributable to differences
Drug administration as any reports of the status of a patient's health in study design and methodological shortcomings, such as small sample
condition that comes directly from the patient, without interpretation sizes and the use of questionnaires with weak psychometric proper-
of the patient's response by a clinician or anyone else [7]. In addition ties [23]. No previous international study has focused on PROs in adults
to understanding the entire patient experience, PROs are of clinical with CHD. Further, few studies in patients with CHD have included a
signicance in cardiovascular patient populations [8]. For example, comprehensive set of PROs.
poor perceived health status predicts hospitalization and mortality Key questions about patient-reported health and well-being on a
in patients with chronic heart failure and coronary artery disease global stage can best be answered by a large international study in
[9]. Consequently, investigation of PROs within cardiovascular re- which a broad set of PROs is measured in a uniform manner, and poten-
search is increasingly advocated [10]. tially inuencing factors are obtained in all countries. Indeed, global
Studies on perceived health status, health behaviors, psychological challenges require global collaboration. This prompted the establish-
outcomes, and QOL in the eld of CHD have reported inconsistent results. ment of the APPROACH-IS consortium. APPROACH-IS is the acronym
While some studies have shown that adults with CHD perceived their for Assessment of Patterns of Patient-Reported Outcomes in Adults
health status similar to controls [11,12], others have found that perceived with Congenital Heart disease International Study. The purpose
health status was lower in patients with CHD than in controls [13]. Several of this paper is to describe the rationale, design, and methods of
studies reported that patients with CHD displayed more emotional prob- APPROACH-IS, thereby providing a thorough background for future
lems than their healthy counterparts [1419]. For example, Kovacs et al. reports emerging from this project.
reported that 50% of patients met the diagnostic criteria for at least one
mood or anxiety disorder at some point in their lives [20]. However, a re-
cent meta-analysis concluded that results on emotional problems are 2. Study aims
equivocal in the CHD research literature [21]. Prior research has highlight-
ed the high prevalence of unhealthy behaviors in individuals with CHD. The primary aim is to assess potential differences in four categories
For instance, over half of young adults with CHD reported substance use of PROs (perceived health status, psychological functioning, health be-
in a Canadian study [22]. Numerous studies have demonstrated compro- haviors, and QOL) in adults with CHD who are living in different areas
mised QOL in patients with CHD [23]. However, existing data are not con- of the world. The secondary aim is to gain insight into how international
sistent, and several studies have indicated that outcomes in patients with differences can be understood. For example, the present project focuses
CHD were comparable to healthy individuals [2329], or even better than on potential differences in illness perceptions or sense of coherence to
healthy peers [23]. For instance, studies conducted in the Netherlands explain international variation in QOL.
336 S. Apers et al. / International Journal of Cardiology 179 (2015) 334342
Socio-demographic variables
- Age Patient self-report Survey developed Chinese, Dutch, French, NA NA NA NA
- Sex by research team German, Hindi, Italian,
- Marital status Japanese, Norwegian, Spanish,
- Presence of children Swedish, and Tamil
337
338
Table 1 (continued)
Secondary outcomes
Sense of coherence Patient self-report 13 item Orientation Tamil Structural validity conrmed in Internal consistency Conrmed in Total score from 13 to 91;
to Life adolescents with congenital heart and testretest different higher values = stronger
Questionnaire disease [58]; Face, consensual, reliability conrmed populations [59] sense of coherence
(SOC-13) construct, criterion, and predictive in different
validity conrmed in different populations [59]
populations [59]
Illness perceptions Patient self-report Brief Illness Tamil Concurrent validity conrmed in Testretest NR Scores from 0 to 10 on eight
Perception adults with renal disease, reliability conrmed dimensions; higher scores =
Questionnaire diabetes, and asthma; predictive in adults with renal more threatening view of the
(Brief IPQ) validity conrmed in adults with disease [53] illness
myocardial infarction;
discriminant validity conrmed in
adults with diabetes, asthma,
colds, myocardial infarction, and
chest pain [53]
400 eligible patients per center will be selected. Three weeks after the rst levels (no problems, some problems, or extreme problems). The EQ-
mail-out, a reminder will be sent to those who have not yet returned 5D also includes a visual analog scale ranging from 0 (best imaginable
completed questionnaires. We expect a response rate of approximately health state) to 100 (worst imaginable health state) [41].
25% (i.e., 100 patients) after the initial mailing and hope to double the re- Second, we focus on two categories of psychological functioning,
sponse through a reminder (i.e., 50% response rate or 200 patients) [35, namely symptoms of anxiety and depression. The Hospital Anxiety
36]. and Depression Scale (HADS) was specically developed for use
A second recruitment strategy is to consecutively approach eligible with medical populations and produces two seven-item subscales
patients at outpatient clinics. Patients who consent to participate will (i.e., HADS-Anxiety and HADS-Depression). Subscale scores range
complete surveys during their clinic visit and return them to the re- from 0 to 21 with higher scores reecting greater psychological distress
search assistant or data collection ofcer. Patients may also be given [42]. Subscale scores of eight or higher reect clinically-elevated
the opportunity to return surveys by self-addressed stamped envelope. symptomatology.
In addition, regardless of the chosen recruitment strategy, a member Third, health behaviors are dened as activities that a person un-
of the research team from each participating center reviews partici- dertakes to prevent disease or to improve health and well-being [43].
pants' medical records in order to allow us to (i) describe the medical Two types of health behaviors can be distinguished: health enhanc-
background of study participants and (ii) to investigate whether PROs ing (e.g., physical exercise) and health compromising behaviors
vary as a function of medical variables. Data abstraction includes prima- (e.g., smoking). The Health-Behavior Scale-Congenital Heart Disease
ry CHD diagnosis, disease complexity, surgical history, etc. Any docu- (HBS-CHD) was chosen to measure both behaviors. The HBS-CHD eval-
mented history of a mood or anxiety disorder or other psychiatric uates alcohol consumption (e.g., frequency), tobacco use (e.g., number
diagnosis is also recorded. of cigarettes), dental care (e.g., last dental visit), and physical activity
Participating centers are individually responsible for the data collec- (e.g., during leisure time). This information generates four risk scores:
tion process. Data collection for this project commenced in April 2013 a substance use risk score (0100), a dental hygiene risk score
and will be completed by December 2014. (0100), a physical exercise score (0), and a total health risk
score (0100). A higher risk score represents an unhealthier behavior
4. Patient-reported outcome measures (PROs) [44].
Fourth, QOL was conceptually dened as the degree of overall life
Participants complete a background information questionnaire fo- satisfaction [45]. A Linear Analog Scale (LAS) is the recommended
cused on socio-demographic variables. The format of certain items method to rate overall QOL [45]. The LAS is a vertically oriented,
varies between countries to reect local standards (e.g., disability may 10-centimeter line graded with indicators from 0 (worst imaginable
be reported as a percentage or be divided into four categories). QOL) to 100 (best imaginable QOL) [45]. Furthermore, the Satisfaction
Standardized questionnaires are used to measure primary and sec- With Life Scale (SWLS) is used as a second indicator of QOL and assesses
ondary outcomes. These questionnaires were chosen based on their a person's global judgment of life satisfaction [46]. The SWLS comprises
sound psychometric properties, extensive use in previous studies, and ve statements with a response scale ranging from 1 (strongly dis-
availability in different languages. Table 1 presents an overview of the agree) to 7 (strongly agree). A score of 20 represents the neutral point
core battery of APPROACH-IS questionnaires and their psychometric on the scale.
properties.
If a certain questionnaire was not available in a specic language, a
standard academic translation protocol was followed by the local 4.2. Secondary outcomes
research team. The protocol was comprised of the following steps:
(i) forward translation; (ii) backward translation; (iii) pilot testing in Two psychosocial explanatory variables will also be measured
patients; (iv) proofreading and nalization; and (v) report. All partici- (Table 1). The rst is sense of coherence, representing a person's gener-
pating centers were advised to use the methodology as described by alized world view that characterizes the extent to which a person per-
the Mapi Research Institute as a guide. Centers were asked to send the ceives: (i) stimuli as structured and predictable; (ii) that resources are
results of this process to the coordinating center. No substantial changes available to meet the demands posed by these stimuli; and (iii) that
to the English template of the respective questionnaires were these demands are challenges worthy of investment. Hence, people
permitted. with a strong SOC perceive the world as (i) comprehensible, (ii) man-
ageable, and (iii) meaningful [47]. Previous studies in patients with
4.1. Primary outcomes CHD have highlighted the importance of considering sense of coherence
in relation to PROs [48,49]. Therefore, sense of coherence is evaluated in
Four PRO domains are measured: perceived health status, psycho- this study using the 13-item Orientation to Life Questionnaire [47,50]. A
logical functioning, health behaviors, and QOL (Table 1). seven-point semantic differential scale ranging from 1 (very seldom
First, perceived health status is dened as the impact of a disease or never) to 7 (very often) assesses the three components of sense
according to the patient, including symptoms, functional status, and of coherence: (i) comprehensibility (ve items); (ii) manageability
health-related QOL [37]. We use two disease-generic measures to assess (four items); and (iii) meaningfulness (four items). The total score
patients' perceived health status: the 12item ShortForm Health Survey ranges from 13 to 91 with a higher score indicating a stronger
version 2 (SF12v2) and the EuroQol-5D 3 level version (EQ-5D-3L). Stud- sense of coherence.
ies have conrmed the psychometric properties of both scales, but for Second, patients' illness perceptions will be evaluated. Illness per-
this project we chose to include both the SF-12 and EQ-5D to ensure ceptions are dened as the cognitive representations and beliefs that
coverage of a broad range of health dimensions [38,39]. The SF-12 mea- patients have about their illness [51] and have also been related to
sures eight health domains: physical functioning, role participation with PROs in adults with CHD [52]. The Brief Illness Perception Questionnaire
physical health problems, bodily pain, general health, vitality, social (Brief IPQ) is administered to assess cognitive and emotional represen-
functioning, role participation with emotional health problems, and tations of illness on a nine-item scale [53]. Items are rated from 0 to 10
mental health. Scores range from 0 to 100 and higher scores reect and evaluate consequences, timeline, personal control, treatment con-
better perceived health status [40]. The SF-12 also produces a Mental trol, identity (i.e., cognitive representations), concern, and emotions
Component Summary and a Physical Component Summary. The EQ- (i.e., emotional representations). The Brief IPQ also includes an item
5D comprises ve dimensions (mobility, self-care, usual activities, that assesses illness comprehensibility and another that inquires about
pain/discomfort, and anxiety/depression) which are rated at three perceived causal factors.
340 S. Apers et al. / International Journal of Cardiology 179 (2015) 334342
Quality checks are performed by the coordinating center on data Adults with CHD represent a growing and aging patient population
from the rst 10 participants from each participating center. As such, [2]. As survival rates continue to improve, patient well-being will con-
any systematic errors can be addressed prior to further data entry. tinue to be a priority for healthcare professionals worldwide. At the
After performing preliminary analyses of all center-specic datasets to present time, consistent data on PROs in adults with CHD from well-
identify out-of-range and missing values, or possible remaining data designed studies are lacking. The APPROACH-IS collaborative will pro-
entry errors, a cleaned version of these datasets will be organized into vide a denitive contribution towards resolving this issue. As the largest
one overarching multi-country database. collaborative thus far established across a wide cultural and regional di-
verse population, APPROACH-IS will extend the results from previous
single-center or regional multi-center studies by incorporating collabo-
6. Data analysis rators from different regions in the world. The use of a strong, uniform
methodology will ensure consistent and reliable data, and will also
First, descriptive and comparative analyses of PRO variables reecting lead to the further development of research capacity among all partici-
commonalities and differences will be performed. Data will be summa- pating adult CHD centers. Furthermore, the resulting international
rized separately for each participating center as counts and percentages dataset will be a valuable resource for researchers and healthcare profes-
for categorical variables and means and standard deviations for normally sionals alike in the eld of CHD. In addition, data may serve as a historical
distributed continuous variables. Descriptive statistics will be reported for cohort to which future samples may compare. Indeed, APPROACH-IS will
all participating centers and countries. generate a comparable dataset from adult CHD centers around the world
Second, relationships between PROs and potential explanatory vari- whose pooled results can inform (inter)national policy.
ables will be examined. Special attention will be given to missing data A few study limitations must be acknowledged. First, APPROACH-IS
by means of multiple imputation models. Sample size variations will is a cross-sectional study, and thus causality cannot be determined.
be accounted for in the statistical methods. Given that the collected However, some centers have opted to follow the participants on a longi-
data is hierarchical, multilevel analysis will be employed. More speci- tudinal basis. Second, study results may not be generalizable to patients
cally, data will be organized at three levels: (i) the individual patient with CHD who are not being followed in CHD programs in participating
level; (ii) the center level; and (iii) the country level. Individual patient countries, to adults with CHD in other countries, or to patients who do
data are nested within center and country levels (aggregate units). This not receive ongoing CHD follow up. Third, patients who are physically
project will allow for inter-country comparative analysis of the extent to or mentally not capable of completing the questionnaires are not repre-
which PROs differ, and in certain cases also for intra-country analysis sented in this study. Fourth, we acknowledge that it is not possible to
(e.g., between American centers). Statistical signicance will be dened determine the impact of all possible factors (e.g., undiagnosed syn-
as p 0.05 with appropriate adjustments for multi-testing. dromes or family history of mental health problems) on PROs.
Given the richness of the data, substudies will be planned in accor- In summary, APPROACH-IS should result in signicant scientic and
dance with ideas generated by participating centers. Substudies will clinical contributions by increasing our understanding of PROs in adults
be performed after the primary analyses have been conducted and with CHD, with the focus on international differences and potential ex-
reported. planatory variables. As such, we hope that this project will prompt the
development of future interventions designed to address the health
7. Ethical issues and well-being of patients with CHD around the world.
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This work was supported by the Research Fund KU Leuven Heart Dis. (2014), http://dx.doi.org/10.1111/chd.12178.
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(Belgium) through grant OT/11/033; by the Swedish Heart-Lung Foun- adolescents and young adults with congenital heart disease, Congenit. Heart Dis. 3
dation (Sweden) through grant number 20130607; by the University of (2008) 1625.
Gothenburg Centre for Person-centred Care (Sweden); and by the Car- [23] S. Apers, K. Luyckx, P. Moons, Quality of life in adult congenital heart disease: what do
we already know and what do we still need to know? Curr. Cardiol. Rep. 15 (2013)
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