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State Defendants, Segovia v. United States (7th Circuit)
State Defendants, Segovia v. United States (7th Circuit)
State Defendants, Segovia v. United States (7th Circuit)
No. 16-4240
Plaintiffs-Appellants,
v.
Defendants-Appellees.
To enable the judges to determine whether recusal is necessary or appropriate, an attorney for a non-governmental party or
amicus curiae, or a private attorney representing a government party, must furnish a disclosure statement providing the
following information in compliance with Circuit Rule 26.1 and Fed. R. App. P. 26.1.
The Court prefers that the disclosure statement be filed immediately following docketing; but, the disclosure statement must
be filed within 21 days of docketing or upon the filing of a motion, response, petition, or answer in this court, whichever occurs
first. Attorneys are required to file an amended statement to reflect any material changes in the required information. The text
of the statement must also be included in front of the table of contents of the party's main brief. Counsel is required to
complete the entire statement and to use N/A for any information that is not applicable if this form is used.
[ ] PLEASE CHECK HERE IF ANY INFORMATION ON THIS FORM IS NEW OR REVISED
AND INDICATE WHICH INFORMATION IS NEW OR REVISED.
(1) The full name of every party that the attorney represents in the case (if the party is a corporation, you must provide the
corporate disclosure information required by Fed. R. App. P 26.1 by completing item #3):
Board of Election Commissioners for the City of Chicago; Marisel A. Hernandez, Chairman of the Board
(2) The names of all law firms whose partners or associates have appeared for the party in the case (including proceedings
in the district court or before an administrative agency) or are expected to appear for the party in this court:
James M. Scanlon & Associates, P.C.
ii) list any publicly held company that owns 10% or more of the partys or amicus stock:
N/A
Attorney's Signature:
s/ James M. Scanlon Date:
1/25/17
James M. Scanlon
Attorney's Printed Name:
Please indicate if you are Counsel of Record for the above listed parties pursuant to Circuit Rule 3(d). Yes No
312-782-8163
Phone Number: Fax Number: 312-264-4571
james.scanlon@jmsalaw.com
E-Mail Address:
rev. 01/15 GA
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TABLE OF CONTENTS
STATEMENT OF ISSUES.................................................................................... 1
STANDARD OF REVIEW................................................................................... 10
ARGUMENT ........................................................................................................ 10
II. The District Court Did Not Err in Rejecting Plaintiffs Request to Apply
Heightened Scrutiny ........................................................................................ 23
A. UOCAVA and the Illinois Statute Do Not Interfere with the Exercise
of a Fundamental Right Requiring Strict or Heightened Scrutiny ........... 24
B. There is No Suspect Class ..................................................................... 31
CONCLUSION .................................................................................................... 41
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CERTIFICATE OF SERVICE............................................................................. 44
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TABLE OF AUTHORITIES
Cases
Bd. of Trustees of Univ. of Ala. v. Garrett, 531 U.S. 356, 367, 121 S.Ct. 955
(2001) ................................................................................................................ 26
Broyles v. Texas, 618 F. Supp. 2d 661, 68586 (S.D. Tex. 2009), aff'd, 381 Fed.
Appx. 370 (5th Cir. 2010)................................................................................. 31
Burdick v. Takushi, 504 U.S. 428, 434, 112 S.Ct. 2059 (1992) ......................... 27
City of Herriman v. Bell, 590 F.3d 1176, 118586 (10th Cir. 2010).................. 31
Clements v. Fashing, 457 U.S. 957, 96263, 102 S.Ct. 2836 (1982).................. 26
Crawford v. Marion County Election Board, 553 U.S. 181, 128 S.Ct. 1610
(2008) ................................................................................................................ 23
FCC v. Beach Communications, Inc., 508 U.S. 307, 313, 113 S.Ct. 2096 (1993)
............................................................................................................... 17, 25, 34
Griffin v. Roupas, 385 F.3d 1128, 1130 (7th Cir. 2004) ..................................... 24
Heller v. Doe, 509 U.S. 312, 319, 113 S.Ct. 2637 (1993) .............................. 16, 26
Holt Civic Club v. City of Tuscaloosa, 439 U.S. 60, 6869, 99 S.Ct. 383 (1978)
..................................................................................................................... 29, 30
Igartua de La Rosa v. United States, 32 F.3d 8 (1st Cir. 1994) ............. 27, 32, 34
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Nordlinger v. Hahn, 505 U.S. 1, 27, 112 S.Ct. 2326 (1992) ............................... 26
One Wisconsin Inst., Inc. v. Thomsen, 198 F.Supp.3d 896, 961, (W.D. Wis.
2016) ................................................................................................................. 16
Romeu v. Cohen, 121 F.Supp.2d 264 (S.D. N.Y. 2000) ................................ 22, 40
Romeu v. Cohen, 265 F.3d 118, 125 (2d Cir. 2001) .................... 23, 32, 34, 39, 44
Snead v. City of Albuquerque, 663 F.Supp. 1084, 1088 (D.N.M.1987) . 28, 30, 31
Srail v. Village of Lisle, Ill., 588 F. 3d 940, 946-47 (7th Cir. 2009) ................... 17
Timmons v. Twin Cities Area New Party, 520 U.S. 351, 359, 117 S.Ct. 1364
(1997) ................................................................................................................ 27
U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 841842, 115 S.Ct. 1842
(1995) ................................................................................................................ 28
United States v. Carolene Prods. Co., 304 U.S. 144, 152 (1938) ................. 36, 37
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52 U.S.C. 20302................................................................................................. 33
Overseas Citizens Voting Rights Act (OCVRA), 89 Stat. 1142 ............... passim
Pub. L. 99-410, title I, 107, Aug. 28, 29186, 100 Stat. 927 .............................. 15
Treatises
Constitutional Provisions
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JURISDICTIONAL STATEMENT
Hernandez, Chairwoman, and Karen Kinney, Rock Island County Clerk, agree
and correct. These Appellees also agree with the Appellants statements in
their Brief, at 54-56, that the district courts October 28, 2016 Memorandum
Opinion and Order disposed of all of Plaintiffs claims against all defendants,
STATEMENT OF ISSUES
I.
Whether the district court was correct in holding that certain federal and
Illinois laws extending the right to vote by absentee ballot to former Illinois
II.
Whether the district court was correct in holding that former Illinois
the United States are not denied a fundamental right to vote in Illinois
elections for federal office nor are they members of a suspect class subjected to
invidious discrimination.
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III.
Whether the district court was correct in holding that certain federal and
Illinois laws not extending the right to vote by absentee ballot to former
part of the United States do not infringe on the their right to travel.
The individual Plaintiffs are former residents of Chicago, Illinois, and Rock
Island County, Illinois, now living in Guam, Puerto Rico and the U.S. Virgin
Islands. (R. Dkt # 49, 5-6) Plaintiffs contend that certain provisions of
federal law the Uniformed and Overseas Citizens Absentee Voting Act, 52
U.S.C. 20310 (UOCAVA) and Illinois law 10 Ill. Comp. Stat. 5/20-1
(IAPGVP) and League of Women Voters of the Virgin Islands (LWV-VI) are
1 In October 2009, Congress enacted, and the President signed, the Military and
Overseas Voter Empowerment Act (the MOVE Act). This act amended the federal
Uniformed and Overseas Citizens Absentee Voting Act (UOCAVA) to require that
States and local election jurisdictions provide procedures that would allow military
and overseas voters to receive and transmit voter registration and absentee ballot
application materials by electronic means. In response to the federal MOVE Act,
Illinois adopted Public Act 96,1004, effective Jan. 1, 2011, that amended Article 20 of
the Illinois Election Code regarding voting by military and overseas citizens to bring
Illinois law into compliance with Federal law by requiring each election authority to
establish procedures that allow individuals who are entitled to vote absentee under
Article 20 to request voter registration applications and absentee ballot applications
by mail or electronically for each election. Although Plaintiffs reference to the Illinois
statutes applicable to voting by military and overseas civilians as the Illinois MOVE
Act is not technically accurate, this brief may refer to MOVE for sake of simplicity
and consistency in the briefs.
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organizations that count residents of Guam and the U.S. Virgin Islands who
UOCAVA provides in part, [E]ach State shall permit *** overseas voters to
resides outside the United States and (but for such residents) would be
qualified to vote in the last place in which the person was domiciled before
leaving the United States. 52 U.S.C. 20310(5)(C). The Act further defines
the United States to mean, where used in the territorial sense, the several
States, the District of Columbia, the Commonwealth of Puerto Rico, Guam, the
who reside in Puerto Rico, Guam, the Virgin Islands and American Samoa are
deemed to be residents of the United States and not overseas voters for
purposes of UOCAVA.
The Secretary of Defense, the Federal Voting Assistance Program, and its
federal duties under UOCAVA. (R. Dkt # 49, 12-14) They are sued in their
Illinois law provides that civilian citizens and former Illinois residents who
now reside outside the territorial limits of the United States may vote in
Federal elections by absentee ballot. 10 Ill. Comp. Stat. 5/20-2.2. Illinois law
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defines the [T]erritorial limits of the United States as meaning each of the
several States of the United States and includes the District of Columbia, the
Commonwealth of Puerto Rico, Guam and the Virgin Islands, but does not
include American Samoa, the Canal Zone, the Trust Territory of the Pacific
Islands or any other territory or possession of the United States. 10 Ill. Comp.
Stat. 5/21-1(1). Thus, persons who reside in Puerto Rico, Guam and the U.S.
Virgin Islands (but not including American Samoa) are deemed to be residents
within the territorial limits of the United States and not overseas voters;
therefore, such persons are not eligible to vote by absentee ballot under Illinois
law.
The Board of Election Commissioners for the City of Chicago (the Board)
Chicago, where some of the Plaintiffs formerly resided. (R. Dkt. # 49, 9) The
capacity. (R. Dkt. # 49, 10) Karen Kinney is the County Clerk for Rock Island
County, where Plaintiff Anthony Bunten formerly resided, and is the election
authority for Rock Island County responsible for conducting elections there.
(R. Dkt # 49, 11). Kinney is sued in her official capacity. (Id.) The Board,
Hernandez and Kinney are referred throughout this brief as the Illinois
Defendants.
Plaintiffs contend that the challenged federal and Illinois statutes violate
Plaintiffs right to equal protection under the 14th Amendment of the United
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States Constitution because Plaintiffs are denied the right to vote in federal
residents residing overseas. (R. Dkt. # 1, 2-3, 48-54) Although not raised
summary judgment (and now on appeal) that they are being denied due
process on the grounds that both federal and Illinois statutes violate Plaintiffs
Plaintiffs and the Federal Defendants filed cross motions for summary
judgment. (R. Dkt # 42; R. Dkt # 47; R. Dkt # 50) On August 23, 2016, the
district court granted summary judgment for the Federal Defendants and
finding that the Court had jurisdiction and that the individual Plaintiffs had
standing to sue, the district court found that the Plaintiffs do not have a
fundamental right to vote via Illinois absentee ballot in federal elections, and
the plaintiffs have not alleged that the UOCAVA discriminates due to their
membership in a suspect class. (Short Appendix, at 31) The district court also
found that Plaintiffs equal protection claims do not trigger strict scrutiny and
that such claims would be reviewed under the less rigorous rational basis
standard of analysis. (Short Appendix, at 32) The district court concluded that
Appendix, at 42) However, the district court noted that the Plaintiffs due
process claim was not briefed and survived the courts rulings on the equal
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protection claims. (Short Appendix, at 42-43) The district court also noted that
the parties briefs did not resolve Plaintiffs claims regarding the Illinois
equal protection claims against the Illinois Defendants and on their new due
process claims against both the Federal and Illinois Defendants on the theory
that both the federal and Illinois statutes violated Plaintiffs right to interstate
travel. (R. Dkt. # 70). On October 28, 2016, the district court denied Plaintiffs
second summary judgment motion and granted the Federal Defendants cross-
motion for summary judgment. (Short Appendix, at 44-63) The district court
mirror the original federal statute requiring that states permit overseas voters
(OCVRA), 89 Stat. 1142 and that this language simple remained in place
even after the OCVRA was repealed and replaced by UOCAVA in 1986. (Short
Appendix, at 55) The district court found that Illinois had a legitimate state
interest in staying abreast of federal voting rights laws and the adoption of
language into the Illinois statute that mirrored federal statutes such as
OCVRA legitimately achieved this purpose. (Id.) The district court also found
that Illinois had, at least until 1986, a legitimate state interest in treating
American Samoa differently from Puerto Rico, Guam, and the U.S. Virgin
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Islands. (Short Appendix, at 56) The fact that the Illinois statute was
predicated on the historical context of the 1970s and does not reflect the
current treatment of American Samoa under UOCAVA was not, in the district
courts view, fatal as the practical effect of the statutes outdatedness is that
it provides more generous voting rights to former Illinois residents than would
exist if Illinois had updated its laws to mirror the more recent (1986) UOCAVA.
the Illinois statute on equal protection grounds. (Short Appendix, at 58) The
district court also rejected Plaintiffs argument that both UOCAVA and the
(Short Appendix, at 61-62) The court found that the Plaintiffs inability to vote
their right to travel, but rather from the constitutional status of Puerto Rico,
On October 28, 2016, the district court entered judgment in favor of all
SUMMARY OF ARGUMENT
The United States Constitution reserved to the States the right to vote for
electors for the President of the United States and States have certain powers
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residents of the State. However, Illinois amended its laws after Congress
conform to OCVRAs requirement that each State allow any former resident of
that State who moved overseas to vote by absentee ballot in federal elections.
Puerto Rico, Guam and the U.S. Virgin Islands were considered to be within
the territorial limits of the United States. As a result, Illinois, like other States
residents who moved to those territories. At the time, American Samoa was
not considered a part of the territorial limits of the United States. Later, when
Congress enacted the Uniformed and Overseas Civilian Absentee Voting Act
the territorial limits of the United States. Thus, States were no longer
vote by absentee ballot. Illinois has never amended its law to reflect the
change Congress made in 1986. However, a statute is not invalid under the
not strike at every conceivable evil or problem that could have been addressed.
Illinois change in its laws in 1979 was in recognition that, under the
and define the relationship between the United States and its territories and
possessions.
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fundamental right under the Constitution to take their voting rights and
privileges with them no matter where they go when they move away from
Illinois. Former Illinois residents cannot, for example, take their Illinois voting
rights and privileges with them when they move to another State like
Wisconsin or Indiana. Rather, they inherit only those voting rights and
privileges conferred upon them by their new State. Similarly, former Illinois
residents who move to U.S. territories like Puerto Rico, Guam and the U.S.
Virgin Islands which are considered by UOCAVA and Illinois law to be part
of the United States do not take with them their right to participate in
Illinois elections. Instead, they possess only those voting rights as enjoyed by
other residents of their new home State and are presumably treated like any
Residents of Illinois who move out of the State do not suddenly become
difference in treatment.
Finally, former residents of Illinois are free to travel wherever they wish.
But their choices have consequences. If they choose to move to another State
like Wisconsin or Indiana or even to Puerto Rico, Guam or the U.S. Virgin
Islands, they surrender their right to vote in Illinois and inherit the same right
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to vote as enjoyed by their new neighbors in their new home. The right to
their new home; it does not guarantee that they will be able to take the right
to vote they enjoyed in their former home with them when they move to a new
home.
STANDARD OF REVIEW
Hernandez, Chairwoman, and Karen Kinney, Rock Island County Clerk, agree
judgment is de novo.
ARGUMENT
this case, both the federal law and the Illinois statute must be invalidated on
Plaintiffs first attack UOCAVA, arguing that its provisions do not in any
way advance the federal governments unique relationship with the Northern
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Mariana Islands (NMI). Brief, 17-18. Pursuant to this Courts March 6, 2017
Defendants addressing this issue and the issue generally of Congress power
Regarding the Illinois statute, Plaintiffs contend that the district courts
Brief, at 22.
Plaintiffs then attack the Illinois statute on two grounds. First, they
proposition of law, they are right. However, the federal law, as argued by the
Alternatively, Plaintiffs contend that the Illinois statute no longer models the
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federal law because of the 1986 changes in the federal law, which, Plaintiffs
treats American Samoa differently than Guam, Puerto Rico and the U.S.
Virgin Islands under UOCAVA, Illinois has no state-specific reason of its own
In 1975, Congress adopted the Overseas Citizens Voting Rights Act of 1975,
[V]irtually all States have statutes expressly allowing military personnel, and
often other U.S. Government employees, and their dependents, to register and
vote absentee from outside the country. See, H.R. Rep. No. 94-649, *3, at 2
(1975), reprinted in 1975 U.S.C.C.A.N 2358, 2360. The primary purpose of the
OCVRA was to assure the right of otherwise qualified private U.S. citizens
residing outside the United States to vote in Federal elections. Id., at *1, at 1.
One of the conditions of voting under OCVRA was that the voter does not
maintain a domicile, is not registered to vote, and is not voting in any other
According to the OCVRA, the United States includes the several States,
the District of Columbia, the Commonwealth of Puerto Rico, Guam and the
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Virgin Islands, but not include American Samoa, the Canal Zone, the Trust
United States. 89 Stat. 1142 2. OCVRA also defined State to mean each
The State of Illinois amended its laws in 1979 to provide that any non-
the election authority having jurisdiction over his precinct of former residence
for an absentee ballot containing the Federal offices only not less than 10 days
Public Act 81-953 (SB 1146), effective 9/22/1979. Non-resident civilian citizen
was defined as a civilian citizen of the United States who (i) resided outside
the territorial limits of the United States, (ii) had maintained a precinct
United States, (iii) did not maintain a residence and is not registered to vote in
any other State, and (iv) whose intent to return to Illinois may be uncertain.
The 1979 Illinois law defined the territorial limits of the United States to
mean each of the several States of the United States and includes the District
of Columbia, the Commonwealth of Puerto Rico, Guam and the Virgin Islands;
but does not include American Samoa, the Canal Zone, the Trust Territory of
the Pacific Islands or any other territory or possession of the United States.
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See, 10 Ill. Comp. Stat. 5/20-1, as amended by Public Act 81-953 (SB 1146),
effective 9/22/1979.
Thus, Illinois adopted legislation that tracked exactly the language of the
OCVRA when it came to defining what constituted the United States and the
differentiated between (1) the District of Columbia, Puerto Rico, Guam, and
the U.S. Virgin Islands, (2) the Canal Zone ***, American Samoa ***, and the
now-former Trust Territory of the Pacific Islands (which included the NMI);
and (3) other United States Trust Territories or possessions. (Short Appendix,
Puerto Rico, Guam and the Virgin Islands as territories within the territorial
sense of the United States where States were not required to extend absentee
voting privileges. See Pub. L. 99-410, title I, 107, Aug. 28, 29186, 100 Stat.
927.
territorial limits of the United States. Now, nearly forty years later, its
Samoa (along with the Canal Zone, the Trust Territory of the Pacific Islands
(including NMI) and any other territory or possession of the United States)
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Samoa (or in the Canal Zone, the Trust Territory of the Pacific Islands, or any
It is evident just from the face of both the OCVRA and the Illinois statute
that the State of Illinois sought merely to comply with the federal law, but the
State failed to keep up with the federal law when, in 1986, UOCAVA added
509 U.S. 312, 319, 113 S.Ct. 2637 (1993). As the district court observed, [T]o
the justifications that the legislature had in mind at the time that it passed
the challenged provisions any rational justification for the laws will
Thomsen, 198 F.Supp.3d 896, 961, (W.D. Wis. 2016), appeal pending. (Short
Appendix, at 35)
This Court has held that a legislature need not actually articulate the
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is any reasonable conceivable state of facts that could provide a rational basis
for the classification. City of Chicago v. Shalala, 189 F.3d 598, 605 (7th Cir.
1999), quoting Heller v. Doe by Doe, 509 U.S. 312, 320, 113 S.Ct. 2637 (1993),
in turn quoting FCC v. Beach Communications, Inc., 508 U.S. 307, 313, 113
S.Ct. 2096 (1993). A classification does not fail rational-basis review because
In Srail v. Village of Lisle, Ill., 588 F. 3d 940, 946-47 (7th Cir. 2009), this
Court, quoting Shalala, supra, held that even as regards to a state statute, if
court correctly concluded that the Illinois statute does not violate the Plaintiffs
Illinois MOVE with applicable federal overseas and absentee voting laws such
The district court accepted the Illinois Defendants explanation that in 1979
the State of Illinois amended its election laws to define the territorial limits of
the United States in such a way as to track precisely the language and
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even though the State of Illinois did not similarly amend its election laws
following the OCVRAs repeal and the UOCAVAs enactment. (Short Appendix,
at 55) The district court found that Illinois had (and has) a legitimate state
interest in staying abreast of federal voting rights laws and that the adoption
of language into Illinois statute that mirrored federal statutes such as the
2. Illinois Failure to Keep Up with Changes in Federal Law Does Not Render
the Statute Irrational
1975 OCVRA while it was in effect, Illinois cannot provide a plausible rational
explanation for the statutes classification three decades after the 1975 Acts
events and falling prey to historical timing. It should be noted that at the
the treatment of which Plaintiffs have spent considerable time arguing, was
not yet a United States Territory because the covenant creating this
framework did not become fully effective until three months after Congress
later, has never amended UOCAVA to reflect the new post-1986 relationship
with NMI and NMI is still not considered a part of the United States where
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The failure to amend the Illinois statute is, much like Congress failure to
include the NMI within the definition of territory of the United States when it
35) This does not mean, however, that Illinois statute lacked a rational basis
[A] statute is not invalid under the Constitution because it might have
gone farther than it did as a legislature need not strike at all evils at the
same time. Katzenbach v. Morgan, 384 U.S. 641, 657 (1966). [A] legislature
need not run the risk of losing an entire remedial scheme simply because it
of Chicago, 394 U.S. 802, 89 S.Ct. 1404 (1969). Reform may be taken one step
are taken slowly over the course of decades as has occurred here with both
Congress and the Illinois legislature. Congress, three decades later, still has
Puerto Rico, Guam and the Virgin Islands, under the Illinois statute is not
irrational simply because Illinois has not gone as far as it might have (or
The district court also observed that a basic understanding of the history of
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the same path as Puerto Rico, Guam, and the USVI as concerns incorporation,
basis supported Illinois decision to track the language of the OCVRA and to
United States. (Short Appendix, at 57) The district court noted that at the
Samoa more like a foreign country than as part of the United States territorial
limits. (Id.)
Regarding Plaintiffs point that Illinois has neglected to update its statute
to reflect the federal law changes in 1986, the district court noted that while it
is true that the Illinois statute remains predicated on the 1975 federal
context of the 1970s and does not reflect the current treatment of American
Samoa under the 1986 UOCAVA, the practical effect of the Illinois statutes
Illinois residents than would exist had the State updated its laws to mirror the
UOCAVA. (Short Appendix, at 57) The district court observed that, critically,
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the UOCAVA any language contained in the OCVRA stating that this Act will
any State from adopting any voting practice which is less restrictive than the
practices prescribed by this Act because the UOCAVA would not impinge on
practices floor upon which Illinois must stand, while at the same time
granting States the right to expand upon these practices. (Short Appendix, at
58) In the words of the district court, The UOCAVA essentially provides a
built-in rational basis explanation for states that failed to implement any
Next, Illinois, just like any other State, has a legitimate interest in
restricting the ballot to bona fide residents and ensuring that someone who
wishes to vote in the State does not maintain a place of abode or domicile, is
not registered to vote and is not voting in any other election district, state,
264, 284. (S.D. N.Y. 2000). The State of Illinois Constitution requires that to
have the right to vote in the State, a person must be a permanent resident of
the State. Ill. Const. 1970, Art. III, 1. When a citizen decides to abandon his
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or her Illinois residence and move to another State, he or she loses the right to
vote in Illinois. But, such a citizen inherits such voting rights as the citizens
new State allows. However, subject to the United States Constitution, the
territory of the United States. Illinois did so, as reflected in the 1979
the United States that paralleled the OCVRA. It so happens, however, that
that are considered part of the United States under the OCVRA and UOCAVA.
Much like former Illinois residents who move to States like Indiana and
see, Frank v. Walker, 768 F.3d 744 (7th Cir. 2014), cert. denied, U.S. ,
135 S.Ct. 1551 (2015), and Crawford v. Marion County Election Board, 553 U.S.
181, 128 S.Ct. 1610 (2008) while Illinois does not), Plaintiffs surrendered
their right to vote in Illinois and now must vote according to the laws of their
new home State or territory. Former Illinois residents who move outside
Illinois have no Constitutional right to bring with them their Illinois voting
Supremacy Clause.
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Finally, the district court noted that if Plaintiffs were granted the
would not result in a universally applicable rule that permits all United States
citizens in Puerto Rico, Guam, and the U.S. Virgin Islands to vote in federal
elections, citing Romeu v. Cohen, 265 F.3d 118, 125 (2d Cir. 2001). (Short
Puerto Rico, Guam and the U.S. Virgin Islands to vote for President, while
residents of those territories who have not previously resided in Illinois will
not enjoy that right. (Id.) This is exactly the concern the district court sought
to avoid when ruling on Plaintiffs first summary judgment motion when the
court found that, with respect to UOCAVA, [I]t is rational *** to enact a law
Constitution does not in so many words confer a right to vote, though it has
been held to do so implicitly. Griffin v. Roupas, 385 F.3d 1128, 1130 (7th Cir.
2004). Rather, it confers on the states broad authority to regulate the conduct
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of elections, including federal ones. Id. This Court noted, [B]ecause of this
voting that may exclude some people from voting. [T]he constitutional
question is, this Court continued, whether the restriction and resulting
exclusion are reasonable given the interest the restriction serves. Id. No
Id.
reasonably conceivable state of facts that could provide a rational basis for the
classification. FCC v. Beach Communications, Inc., 508 U.S. 307, 313, 113
territories that are considered a part of the United States, versus those who
later become residents in other countries and territories outside the United
States. The district courts finding that the Illinois statute provides such a
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State shall ... deny to any person within its jurisdiction the equal protection of
the laws. U.S. Const., Amend XIV, 1. (Italics added) The Fourteenth
Amendment permits the States a wide scope of discretion in enacting laws that
Maryland, 366 U.S. 420, 425 (1961). A state law is not presumed to be
citizens. See Clements v. Fashing, 457 U.S. 957, 96263, 102 S.Ct. 2836 (1982).
fundamental right or involve a suspect class, then judicial scrutiny under the
Equal Protection Clause demands only a conceivable rational basis for the
challenged state distinction. Nordlinger v. Hahn, 505 U.S. 1, 27, 112 S.Ct.
2326 (1992). If this rational basis standard applies, then the burden is upon
the challenging party to negative any reasonably conceivable state of facts that
could provide a rational basis for the classification. Bd. of Trustees of Univ. of
Ala. v. Garrett, 531 U.S. 356, 367, 121 S.Ct. 955 (2001), citing Heller v. Doe,
A. UOCAVA and the Illinois Statute Do Not Interfere with the Exercise of
a Fundamental Right Requiring Strict or Heightened Scrutiny
and the Illinois statute are subject to heightened scrutiny. Brief, at 25-38.
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citing Reynolds v. Sims, 377 U.S. 533, 561-62 (1964). Brief, at 27. But the mere
fact that a statute concerns voting does not establish that the statute infringes
Amendment ... rights, the Court must weigh the character and magnitude of
the burden the State's rule imposes on those rights against the interests the
State contends justify that burden, and consider the extent to which the
State's concerns make the burden necessary. Timmons v. Twin Cities Area
New Party, 520 U.S. 351, 359, 117 S.Ct. 1364 (1997), citing Burdick v.
Takushi, 504 U.S. 428, 434, 112 S.Ct. 2059 (1992). If a regulation imposes
advance a compelling state interest. Timmons, 520 U.S. at 359. The lesser the
burden, the less strict review. Id. Under the minimum level of scrutiny, equal
Maryland, 366 U.S. at 42526. [T]o implicate the higher standard of review
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that is guaranteed by the Constitution just because they were at one time
residents of Illinois.
The Constitution grants States certain powers over the times, places,
cl. 1 ..., and allows States to appoint electors for the President, Art. II, 1, cl.
2. U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 841842, 115 S.Ct. 1842
(1995). The Constitution assigns to the States the primary responsibility for
determining the manner of selecting the Presidential electors. See U.S. Const.
Art. II, 1, cl. 2. Individual citizens have no federal constitutional right to vote
for electors for the President of the United States unless and until the State
35, 13 S.Ct. 3 (1892) (the state legislature's power to select the manner for
which indeed was the manner used by state legislatures in several States for
many years after the framing of our Constitution. McPherson, 146 U.S. at 28
33.
The Constitution also gave States the power to prescribe the Times, Places
requires permanent residency in Illinois in order to vote in the State. Ill. Const.
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who reside within its borders and that such a restriction does not violate the
Equal Protection Clause. Holt Civic Club v. City of Tuscaloosa, 439 U.S. 60,
6869, 99 S.Ct. 383 (1978). In Holt, the Supreme Court considered an equal
protection claim brought against a city by nonresidents who were not allowed
to vote in the city's elections but were subject to some of the city's regulations
and fees. The Court determined that only rational basis scrutiny was required
because the statute did not den[y] the franchise to individuals who were
were not denied equal protection where they were not permitted to vote in the
city's municipal election because one who resides outside of the governmental
unit has no fundamental right to vote in its election Accordingly, the Court
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rejected the plaintiffs' contention there that the denial of the franchise to them
Albuquerque, 663 F. Supp. 1084, 1087 (D.N.M. 1987), aff'd, 841 F.2d 1131
Plaintiffs, however, attack the district courts reliance on Snead and Holt
Civic Club (Brief, at 33-34) and argue instead that when a statute grants the
right to vote to some citizens and denies the franchise to others, the
compelling interests, citing Dunn v. Blumstein, 405 U.S. 330, 336-337 (1972).
But other courts have noted that Holt was consistent with earlier cases
holding that states and municipalities have the power to require that voters
Texas, 618 F. Supp. 2d 661, 68586 (S.D. Tex. 2009), aff'd, 381 Fed. Appx. 370
(5th Cir. 2010), citing, among other cases, Dunn v. Blumstein, 405 U.S. 330,
343, 92 S.Ct. 995 (1972), the very case relied upon by Plaintiffs.
mere fact that Illinois law extends the right to vote to some non-residents to
comply with UOCAVA does not implicate strict scrutiny by this Court. See
Snead v. City of Albuquerque, 663 F. Supp. 1084, 1087 (D.N.M. 1987), aff'd,
841 F.2d 1131 (10th Cir. 1987). Classifications on the basis of residency are
exempt from strict scrutiny. See Hill v. Stone, 421 U.S. 289, 297, 95 S.Ct. 1637
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(1975); City of Herriman v. Bell, 590 F.3d 1176, 118586 (10th Cir. 2010).
court held that while an Illinois citizen who is qualified to vote in a federal
territories do not have the same fundamental right to vote as United States
permitted to vote in federal elections and residents of Guam, Puerto Rico and
the U.S. Virgin Islands, which are included within the UOCAVAs definition of
States or United States. (Short Appendix, at 31) The district court found
that neither this distinction, nor the distinction drawn in Igartua de La Rosa v.
United States, 32 F.3d 8 (1st Cir. 1994) (Igartua I), and Romeu v. Cohen, 265
F. 265 F.3d 118 (2nd Cir. 2001) (distinction between those who reside overseas
and those who take up residence in Puerto Rico [and, as relevant here, Guam
and the U.S. Virgin Islands], but between those who reside overseas and those
who move anywhere with in the United States), infringes upon a fundamental
right. (Id.) Accordingly, the district court held, the UOCAVAs differing
treatment of the NMI versus Puerto Rico, Guam, and the U.S. Virgin Islands
does not trigger strict scrutiny. (Short Appendix, at 32) Instead, the district
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court correctly analyzed Plaintiffs claims under the rational basis test.
Appendix, at 25)
Puerto Rico, see 52 U.S.C. 20310), who reside outside the United States
retain the right to vote via absentee ballot in their last place of residence in
the United States, as long as these citizens otherwise qualify to vote under
laws of the jurisdiction in which they last resided. See, 52 U.S.C. 20302. It
does not apply, however, to citizens who move from one jurisdiction to another
within the United States. See 52 U.S.C. 20310(5) (defining overseas voter as
Plaintiffs claim that the UOCAVA and the Illinois statute illegally
territories (Puerto Rico, Guam, the U.S. Virgin Islands and American Samoa)
rather than in foreign countries and certain territories outside the United
States, because the former are not entitled by the Act to vote in their prior
state of residence. Brief, at 32. This claim is identical to the claim made and
1994) (Iguarta I). In Iguarta I, the court held that UOCAVA does not
distinguish between those who reside overseas and those who take up
residence in Puerto Rico, but between those who reside overseas and those who
move anywhere within the United States. (Italics added) The court held
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further that because such a distinction neither affects a suspect class nor
307, 113 S.Ct. 2096, 2101 (1993) (equal protection). Id. The court reasoned
that:
In Romeu v. Cohen, 265 F.3d 118, 124 (2d Cir. 2001), the Second Circuit
held that "the UOCAVA's distinction between former residents of States now
living outside the United States and former residents of States now living in
residents to vote in territories that are considered part of the United States,
and Plaintiffs have failed to show that UOCAVA and the Illinois statute
Plaintiffs contend that the Illinois law should be subject to the heightened
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residents have been effectively locked out of the political process and thus
this case never alleged that Plaintiffs are members of a suspect class; it was
an argument raised for the first time in Plaintiffs second motion for summary
judgment.
As the district court noted, classifications based on sex, race alienage, and
nationality are inherently suspect, citing Frontiero v. Richardson, 411 U.S. 677,
682 (1973). (Short Appendix, at 51) None of those conditions are present here.
who, Plaintiffs claim, are excluded from the political process and therefore a
suspect class. Brief, at 38. It is not clear, however, whether Plaintiffs are
referring to all residents of the affected territories (Puerto Rico, Guam, U.S.
Virgin Islands, American Samoa), or just those who move to the affected
territories from other States (including Illinois). In other words, did the
Plaintiffs become members of the suspect class only after they moved from
supporting the proposition that former residents of Illinois or any State who
move to certain territories considered part of the United States are members of
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Plaintiffs cite several cases where the United States Supreme Court has
benefits, different treatment of aliens within a state may run afoul of the
Equal Protection Clause. For example, Plaintiffs cite United States v. Carolene
Prods. Co., 304 U.S. 144, 152 (1938) for the proposition that heightened
question for decision was whether the Filled Milk Act of Congress of March 4,
compounded with any fat or oil other than milk fat, so as to resemble milk or
Plaintiffs also cite, among other cases, Plyler v. Doe, 457 U.S. 202 (1982),
which considered a Texas law barring children who were not U.S. citizens or
legally admitted aliens from state educational fund eligibility; San Antonio
Independent Sch. Dist. v. Rodriguez, 411 U.S. 1 (1973), which was a class
action was brought on behalf of school children, who were said to be members
of poor families residing in school districts having low property tax base,
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taxation; and Graham v. Richardson, 403 U.S. 365 (1971), which considered
cases, citing Carolene Products, noted that certain racial and ethnic groups
have frequently been recognized as discrete and insular minorities' who are
Graham, 403 U.S., at 372. But none of these cases are even remotely
If Plaintiffs were arguing that Puerto Rico, Guam and the U.S. Virgin
Islands were discriminating against former Illinois residents who moved there
(their version of aliens) by not allowing them to vote in the same manner as
But Plaintiffs have not cited any authority suggesting that they are aliens in
Illinois seeking benefits. Rather, Plaintiffs are seemingly entitled to all the
same benefits of citizenship and residency of their new homes (including the
Plaintiffs also cite several law review articles commenting generally on the
perceived poor treatment received by U.S. territories and possessions and their
in Light of Puerto Ricos Political Process Failure, 110 Colum. L. Rev. 797, 828
(2010). Brief, at 41, n. 9. The article advances the proposition that modern
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toward U.S. citizens residing in Puerto Rico. But this article argues that
Rev. at 801) and that [a] judicial approach towards equal protection
such as Plyler would reclaim a role for the courts in the U.S.-Puerto Rico
dynamic. 110 Colum. L. Rev. at 834. In other words, the articles authors
acknowledge that, thus far, federal courts have been misguided and have not
than residents of the 50 states, citing Igartua v. U.S., 86 F.Supp.3d 50, 55-56
(D. Puerto Rico 2015) (U.S. territories cannot be defined as States for
F.3d 118, 123 (2d Cir. 2001) (citizens living in territories possess more limited
voter rights than citizens living in a State). (Short Appendix, at 52) Congress
2 In its conclusion, the article states, This Note has argued that courts have
misguidedly relied on the judicially created territorial incorporation doctrine to limit
the ability of Puerto Rican residents to redress harms cause by unequal congressional
treatment. *** In light of the political insularity of U.S. citizens residing in Puerto
Rico, this Note contends greater judicial scrutiny of federal legislation discriminating
against Puerto Rico is both appropriated and normatively desirable. 110 Colum. L.
Rev. at 839.
3 Even then, the individual inherits only those voting rights enjoyed by the citizens
of the new State. For example, if a resident of Illinois who may be an ex-felon moves
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has the right to treat U.S. territories differently, including the manner in
which residents of the territories are, or are not, enfranchised with the right to
vote in federal elections, citing U.S. Const. Art. IV, 3, cl. 2 (the Territory
Clause). (Id.)
to rational basis review. See Harris v. Rosario, 446 U.S. 651, 651 (1980). (Short
Appendix, at 52)
As noted earlier, Plaintiffs have not cited a single case in support of their
argument that former residents of a State who become residents in one of the
U.S. territories deemed to be within the territory of the United State are
But one case has already rejected such a claim under facts very similar to the
instant case. In Romeu v. Cohen, 121 F.Supp.2d 264 (S.D. N.Y. 2000), affirmed,
265 F.3d 118 (2nd Cir. 2001), Romeu, a U.S. citizen who lived and voted in New
York from 1994 through 1999, became a resident of Puerto Rico in May 1999
and registered to vote there. Because he was unable to vote for President and
Vice President, Romeu requested an absentee ballot from New York. Having
been denied a New York absentee ballot, he sued, arguing, among other things,
that both UOCAVA and the New York statutes were subject to strict scrutiny
because they denied absentee ballots to residents of Puerto Rico on the basis of
their race, ethnicity, alienage or origin. Romeu argued that residents of Puerto
Rico are members of a suspect class. The district court, however, rejected the
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notion that Puerto Ricans are a suspect class under the Equal Protection
Clause. 121 F.Supp.2d 264 at 282. But even assuming that Puerto Ricans are
a suspect class, the court observed, Romeu failed to proffer facts sufficient for
or NYEL, citing Washington v. Davis, 426 U.S. 229, 96 S.Ct. 2040 (1976). Id.
The Romeu district court determined that there is no basis for concluding that
the basis of race, alienage or national origin. Romeu, 121 F.Supp.2d at 283.
Romeu clearly puts to rest any notion that Plaintiffs here are members of
Plaintiffs argue that both UOCAVA and the Illinois statute infringe on
The district court noted that the right to travel embraces at least three
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different components: the right of a citizen of one State to enter and leave
unfriendly alien when temporarily present in the second State, and, for those
travelers who elect to become permanent residents, the right to be treated like
other citizens of that State, citing Saenz v. Roe, 526 U.S. 489, 500, (1999).
But as the district court concluded, neither UOCAVA nor the Illinois
territory. (Id.) They are free to come and go as they please, although their
decisions to relocate to Puerto Rico, Guam, or the USVI come at a cost. (Id.)
The district court also noted that neither UOCAVA nor the Illinois statute
district court ironically noted, it is the very fact that the plaintiffs are treated
the same as the other citizens of Puerto Rico, Guam, and the USVI that the
plaintiffs find so unappealing. (Id.) The district court nailed it on the head
Illinois) despite the fact that citizens of Puerto Rico, Guam, and the USVI do
not have the right to vote in federal elections that the plaintiffs now try to
convert into a due process violation based upon their right to travel. (Id.)
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In Califano v. Gautier Torres, 435 U.S. 1, 98 S.Ct. 906 (1978), the Court
resided in Connecticut, Massachusetts, and New Jersey but who lost those
benefits when they moved to Puerto Rico. The plaintiffs argued that they
should retain the same benefits they enjoyed in their former place of residence
even if those benefits were superior to the benefits enjoyed by the citizens of
Puerto Rico. While noting that laws prohibiting newly arrived resident in a
State from receiving the same benefits as other residents of the State
to extend the doctrine to require that a person who travels to Puerto Rico must
be given benefits superior to the other residents of Puerto Rico even if the
newcomer enjoyed those benefits in the State from which he came. Califano,
435 U.S. at 4. As the Court went on to explain, [s]uch a doctrine would apply
with equal force to any benefits a State might provide for its residents, and
person who had once resided there. Id. The Court noted that the broader
implications resulting from such a doctrine are that the States independent
ability to pass laws applicable to all of its residents would be destroyed. Id. at
5.
Romeu v. Cohen, 265 F.3d 118, 126 (2d Cir. 2001) should put Plaintiffs
right to travel argument to rest in short order. In Romeu, the Second Circuit
held that the right to travel was not violated by either UOCAVA or the New
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York statute in question. Romeu expressly rejected the argument that Saenz
assuming for purposes of this opinion that Saenzs references to States were
intended to encompass also territories and that the reference to the right to
enter and leave a State included also the right to change ones residence from
any of the components of the right to travel listed in Saenz. 265 F.3d at 126.
The Romeu court observed that New York had not impaired the plaintiffs
right to travel to Puerto Rico, although the New York statute placed a cost on
his becoming a permanent resident of Puerto Rico, i.e., the loss of the right to
vote for President. Id. Had Romeu moved to another State, he could have voted
3 Even then, the individual inherits only those voting rights enjoyed by the citizens
of the new State. For example, if a resident of Illinois who may be an ex-felon moves
from Illinois, where he or she is allowed to vote, to another state that prohibits ex-
felons from voting (e.g., Florida (see Fla. Const. art. VI, 4; Fla. Stat. 944.292(1);
Virginia (see Va. Const. art. II, 1); Iowa (see Iowa Const. art. II, 5; Iowa Code
48A.30(d)); and Kentucky (see Ky. Const. 145(1)), such former Illinois resident may
not be permitted to vote in his or her new state, thus suffering a loss of rights. A
former Illinois resident cannot take his Illinois voting rights and privileges with him.
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at 127.
This Court should follow Romeus teachings and reject Plaintiffs contention
here that the UOCAVA and the Illinois statute violate due process and the
right to travel.
CONCLUSION
For the foregoing reasons, this Court should affirm the judgment of the
district court that the UOCAVA and the Illinois statute challenged here do not
suspect class, that such statutes are properly reviewed under the rational
basis test, that such statutes are rationally related to legitimate government
interests, and that they are not unconstitutional. Further, this Court should
affirm the judgment of the district court that the challenged statutes do not
Respectfully submitted,
James M. Scanlon
James M. Scanlon & Associates, P.C.
27 N. Wacker #502
Chicago, IL 60606
(312) 782-8163
Patricia Castro
Assistant States Attorney
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The undersigned hereby certifies that this brief complies with the type-
Procedure and Circuit Rule 32 in that, excluding the parts of the document
According to the word count of the word processing program used to prepare
the brief (Microsoft Word for Mac 2011), the brief contains 10,631 words,
including footnotes.
proportionally spaced typeface using Microsoft Word for Mac 2011 in 12-point
s/ James M. Scanlon
James M. Scanlon
One of the Attorneys for Defendants-Appellees Board of
Election Commissioners for the City of Chicago, Marisel
Hernandez, and Karen Kinney, Rock Island County
Clerk
Case: 16-4240 Document: 42 RESTRICTED Filed: 06/09/2017 Pages: 53
CERTIFICATE OF SERVICE
Joint Appellees Brief with the Clerk of the Court for the United States Court
of Appeals for the Seventh Circuit by using the CM/ECF system. I certify that
all participants in the case are registered CM/ECF users and that service will
s/ James M. Scanlon