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3 0 0 N / ? E E B R O A D , A N N A R B O R , Ml 4 8 1 0 6
18 B E D F O R D R O W . L O N D O N W C 1 R 4 E J , E N G L A N D
8331288

t ARV I T t S J A Mf li ANTHUNY
IRENE: WQHAN E MP E R O R 3F C I4ST ANT I NC1PL E , HER
L I F E AMD I H F S .

T HE UNIVERSITY UF M ISSISSIPPI* PH .D ., 1979

C 3 * . 19 7 9 ARVITES, J AMES ANTH1NY


University
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international 300 n .z e e b r o a o . a n n a r b o r , m i 4b i o 6

@ 1979

JAMES ANTHONY ARVI TES

ALL RIGHTS RESERVED


IRENE: WOMAN E M P E R O R OF CONSTANTINOPLE,

H E R LIFE AND TIMES

BY

JAMES A. ARVITES

B.A., University of Oklahoma, 1971


M.A., University of Mississippi, 1973

A Dissertation
Submitted to the Faculty of
The University of Mississippi
in Partial Fulfillment of the Requirements
for the Degree of Doctor of Philosophy
in the Department of History

The University of Mississippi

August, 1979
IRENE: W O M A N E M P E R O R OF CONSTANTINOPLE,

H E R LIFE AND TIMES

BY

JAMES A. ARVITES

^~-6Vvvvo^
A s s o c iate Professor-of Relsearch Professor of History,
History and Chairman of Emeritus
the Department of History (Director of the Dissertation)

i'lt ^-
sor of His Professor of History

Associate Professor of Associate Professor of History


history and Associate Dean of the
Graduate School

D e a ^ o ^ t l i e Graduate School
ACKNOWLE DGMENTS

I w i s h to express my appreciation to those persons

who have helped make this dissertation a reality. My

deepest gratitude is due to my dissertation director,

Dr. J. Allen Cabaniss, whose patience, understanding, and

skill in guiding my work during the last six years have

p rovided me w i t h an example of scholarly dedication which

I shall always try to emulate. I consider it a great

privilege and honor to have had the opportunity to have

w o r ked under Dr. Cabaniss on this study.

I also wish to thank the other members of m y

committee, Dr. Jackson Taylor and Dr. Michael Landon, for

generously devoting their time to my p r o b l e m s . Their s u g

gestions and constructive criticisms made this study a far

better work than it would have been.

Further, I must thank my parents, Mr. and Mrs.

George D. Arvites, for having patience and confidence in

me. Part of the research for this study was done in Greece

and Turkey. I must acknowledge my deep appreciati o n to

my parents whose partial financial support enabled me to

do research abroad.

Additionally, I w a n t to thank the staffs at the


m a i n library and Garrett Theological Library at N o r t h

w e s t e r n University, the University of Istanbul Library in

Istanbul, Turkey, and the Gennadeion Library in Athens,

Greece, for their help in locating materials.

I also m u s t express my deep appreciation and

thanks to m y good friend, John Fininis, and his family,

for allowing me to stay w i t h them while I was in Athens.

Their help, suggestions, and transportation provided

enabled me to make my stay in Athens and Greece much more

constructive than it might otherwise have been.

Finally, my special gratitude is due my good

friends, Dr. Frank Childrey and Judith Kuypers, wh o read

m y early manuscript and aided me in reading proof. The

responsibility for what e v e r errors this work may contain

is, of course, solely mine.


ABBREVIATIONS

Bohmer, J. F.; Miihlbacher, E . f and L e c h n e r , J. ,


e r s . Die Regesten Karolingern 7 5 1 - 9 1 8 . Innsbruck
Verlag der Wagner'shen Universitats - Buchandlung,
1908.

Pertz, George Heinrich, ed. Monumenta Germaniae


Histories: S c r i p t o r e s . New York: Kraus Reprint
Corporation, 196 3.

Migne, J. P., ed. Patrologiae cursus completus


. . . series Graeca. Paris: Apud Garnier Fratres,
1844-64.

Migne, J. P., ed. Patrologiae cursus completus


. . . series Latina. Paris: Apud Garnier Fratres,
1844-64.
TABLE OF CONTENTS

Chapter Page

I. THE EARLY Y E A R S : AN ATHENIAN MAIDEN BECOMES


EMPRESS ....................................... 1

II. IRENE CONSOLIDATES H E R POWER ................ 25

III. IRENE AND I C O N O C L A S M ......................... 42

IV. THE RESTORATION OF I C O N S .................... 60

V. MOTHER AND SON STRUGGLE FOR P O W E R ........... 78

VI. IRENE: "BASILEUS OF THE R O M A N S " ............. 105

VII. BYZANTINE ITALY AND THE FALL OF IRENE . . . . 125

C O N C L U S I O N ............................................. 150

GLOSSARY OF BYZANTINE TITLES AND TERMS ............... 154

BIBLIOGRAPHY ........................................... 157

BIOGRAPHICAL SKETCH OF THE AUTHOR ........................ 167


CHAPTER I

THE EARLY YEARS: AN ATHENIAN

MAIDEN BECOMES EMPRESS

On the morning of September 1, 76 8, the son of

Emperor Constantine V (741-775), Leo the Khazar, sailed

across the Bosphorus on ships decorated with brilliant

silks to the Palace of Hieria on the Asiatic shore. There

he received his bride to be and then accompanied her to

Constantinople for a solemn entry into the imperial city.

Three months later, on the seventeenth of December, Leo

and his father, in the presence of Patriarch Nicetas (766-

780) and the assembled court in the triclinium of the

Augustaeum in the Sacred Palace, crowned the Athenian

maiden, Irene, empress. Immediately after the coronation

the royal couple proceeded first to St. Stephen's Church

where the new basilissa received sworn oaths of loyalty

from high officials of the empire, then to the Hall of the

Nineteen Couches where they were acclaimed by the populace,

and finally back to St. Stephen's Church where the patri

arch solemnized the imperial marriage.1

1Theophanes, "Chronographia," PG cviii, A.M. 6261.


Hereafter I shall refer to as Theophanes.

1
2

Very little is known of Irene's early life.

Edward Gibbon describes her as "an Athenian virgin, an

orphan seventeen years old, whose sole fortune must have


2
consisted in her personal accomplishments." Although

we do not know who discovered Irene or why Constantine V

selected her for his future daughter-in-law, in order to

have gained the attention of the emperor, Irene, probably

of noble birth, must have possessed high cultural quali-


3
ties, eloquence, and great beauty. Another reason for

Constantine's choice of a woman of pure Greek descent as

wife for his son and mother of their successor was that

the emperor may have wanted to "debarbarize" the imperial

family. Constantine's eldest son and heir apparent, Leo,

was half Khazar. The emperor's first wife, the mother of


4
Leo, was the daughter of the khan of the Khazars. This

was not the first time a Khazar princess had married into

2
Edward Gibbon, The Decline and Fall of the Roman
Empire, Vol. II (New York: The Heritage Press, 1946),
p. 1621.
3
Charles Diehl, Byzantine Empresses, trans. Harold
Bell and Theresa de Kerpely (New York: Alfred A. Knopf,
1963), p. 66; George Finlay, A History of Greece: From
Its Conquest by the Romans to the Present Time, B.C. 146
to A .D . 1864, Vol. II, The Byzantine Empire, Part I,
A.D. 716-1057 (Oxford: Clarendon Press, 1877), p. 69.
4
Theophanes, A.M. 6224.
3

the imperial family. In the seventh century Justinian II


5
married a sister of the khan.

Constantine may also have chosen the young Athenian

maiden in an attempt to restore unity to a religiously

divided empire which for the preceding forty years had

been plagued by the iconoclast controversy. No longer the

intellectual center of the world in the eighth century,

Athens was a quiet provincial town and stronghold of

iconodule sympathy. In the spring of 727 Greece had

broken out in open revolt in response to the iconoclast

edicts issued the year before by Leo III the Isaurian

(717-741) . The themes of Hellas (including Athens) and

Cyclades declared a certain Cosmos emperor, and sent a


g
fleet to attack Constantinople. But the rebel flotilla

under the command of Agallianus, turmarch of Hellas, was


7
easily defeated by the imperial armada on April 18, 727.

A product of her environment, Irene grew up not

only to be a very pious and devout Christian, but also

5D. M. Dunlop, The History of the Jewish Khazars


(Princeton: Princeton University Press, 1954), pp. 3-40;
Theophanes, A.M. 6196.

6Theophanes, A.M. 6218.


7
Nicephorus, "Chronicon Brevis," PG c, 963ab.
Hereafter I shall refer to as Nicephorus. J. B. Bury,
A History of the Later Roman E m p i r e : From Arcadius to
Irene, 395 A.D. to 800 A . D . , Vol. II (Amsterdam: Adolf M.
Hakkert Publishers, 1966), p. 438.
4

strongly sympathetic to the worship of images. She became

a member of the imperial family at a time when the icono

clast persecutions were at their height. Irene, therefore,

wisely remained silent concerning her true views about

religious icons. At the insistence of her father-in-law

she even swore a solemn oath before her marriage that she
g
was a devout believer in iconoclasm.

An intensification of iconoclast persecutions took

place during the reign of Constantine V. As 3 result of

his enthusiastic crusade against images, Constantine has


9
been both slandered and defamed by pro-iconocule writers.

He was nicknamed "Copronymus" by his enemies because he

supposedly defiled the font during his baptism.10

After the issuing of the decrees of the Council

of 754, Constantine began his own campaign against all

iconodule opposition. His persecutions, however, soon

went beyond what the decisions of the council had decreed.

He not only forbade religious icons and relics, but he

8
Bertha Diener, Imperial Byzantium, t r a n s . Eden
Cedar Paul (Boston: Little, Brown and Co., 1938), p. 141;
Diehl, Byzantine Empresses, p. 68.
9
J. M. Hussey, ed., The Cambridge Medieval His
tory, Vol. IV, The Byzantine Empire, Part I, Byzantium and
Its Neighbors (Cambridge: Cambridge University Press,
1966), p. 72.

10Finlay, A History of Greece, p. 45.


5

also rejected the cult of the saints and the Mother of

God. Constantine is""supposed to have told Patriarch

Anastasius that "Mary gave birth to Christ just as my

mother gave birth to me."'*''*' The emperor objected to the

use of the word "Saint" or "Holy," even when applied to

names of churches. It became common practice during his

reign to refer to churches just as Apostles', Theodora's,


12
or George's. All religious icons and relics were

destroyed and were replaced by secular paintings depicting

scenes of chariot races, hunting, battles, and portraits


, _ 13
of the emperor.

Enjoying immense popularity and support of the

Asiatic themes, the army, and the mob in Constantinople,

the emperor went to any extreme to entertain his loyal

following. On one occasion he humiliated a large number

of monks by ordering them to parade around the hippodrome

hand in hand with a nun or harlot while the pro-iconoclast

crowd jeered and spat on them.*-^

The persecutions gradually became anti-monastic

in nature. Monasteries were the rallying point and center

"^George Cedrenus, "Chronographia," PG cxxi, 864a.

12Theophanes, A.M. 6255.

13Stephanus Diaconus, "Vita," PG c, 1120.


14
Nicephorus, PG c, 9 86a.
6

of iconodule opposition. Many communities were closed and

their properties were seized by the emperor, while others

were converted into public baths and army barracks.^-5 In

November 765 the iconodules claimed their first martyr

when Stephen, abbot of Mount Auxentius monastery in Asia

Minor, was arrested and turned over to the Constantinople


16
mob who tore him apart in the streets of the c a p i t a l .

Monks and abbots were no longer harassed only for their

iconodule views, but also because of the offices and posi-

tions they held.

Either during the late part of 76 9 or early in

770 Michael Lachanodrakon, strategus of the prosperous

Thracesian theme, gathered all monks and nuns of his dis

trict and threatened them with blinding and banishment if

they did not immediately marry. While most of them suc

cumbed to his demands, those who did not were sent to

neutral Cyprus. All monasteries in the Thracesian theme

were sacked and their books and relics were destroyed.

So successful were the activities of Lachanodrakon that

he received a congratulatory letter from the emperor him

self who wrote "I have found a man after my own heart."

15
George Ostrogorsky, History of the Byzantine
S t a t e , trans. Joan Hussey (New Brunswick: Rutgers Univer
sity Press, 1969), p. 174.

"^Theophanes, A.M. 6257.


7

When the persecutions finally ceased it is said that not

one monk was left in the Thracesian theme. After the

restoration of images his opponents wrote, although prob

ably exaggerating, that during his barbarous acts Lachano

drakon went so far as to pour mixtures of wax and oil on


17
captured monks' beards and set fire to them.

Much maligned by later pro-iconodule writers,

Constantine did achieve considerable success in foreign

policy with Arabs and Bulgars. In the east, the frontier

in Asia Minor (scene of continuous border confrontations)

was firmly maintained, while in the Balkans the ever

dangerous Bulgars were defeated.

In May 773 the Buigar khan, Telerig, reunified his

nation. Fearing a revival of Bulgar power, Constantine

accompanied a fleet of 200 0 ships to the Danube River

where he and his army disembarked. The emperor then moved

his army toward Varna while another Byzantine land force

attacked the Bulgars from the south. Caught between two

imperial armies, the Bulgars proposed a truce. Constantine

accepted the enemy suggestion. He then returned with his

forces to Constantinople where negotiations commenced.

But in October of that same year Byzantine spies in Bul

garia informed the emperor that Telerig was planning to

17Ibid., A.M. 6262, 6263.


8

send 12,000 men to Thessaly to conquer the Berzetian Slavs.

Constantine had to act in utmost secrecy, for the boyar,

Tsigat, and the Bulgar delegation were at the capital

negotiating peace. In order that there be no suspicion of

the impending expedition against the Bulgars, Constantine

transported some of his troops across the Bosphorus on the

pretext that he was organizing a campaign against the Arabs,

But immediately after the Bulgar ambassadors departed

Constantinople the emperor assembled an 80,000 man army

in Thrace. The imperial forces then proceeded to Litho-

soria. There in a surprise attack they achieved an over

whelming victory over the Bulgars. Constantine celebrated


18
a triumph on his return to the c a p i t a l .

During the winter of 773-774 Constantine planned

another land and sea campaign against the Bulgars. In

early spring the emperor led a large column of cavalry

against the enemy while the imperial fleet moved up the

western coast of the Black Sea toward the Danube River.

The expedition was forced to return without success after


19
a storm wrecked part of the fleet at Messembria.

Later in that same year (774), according to


20
Theophanes, the emperor was duped by the Bulgar khan.

18Ibid., A.M. 6266.

19I b i d .

20Ibid.
9

Telerig was aware that the major reason for recent Byzan

tine successes was a superior intelligence service which


21
notified Constantinople of enemy movements. He sent

Constantine a letter informing him of his intention to


22
flee Bulgaria and seek asylum in Byzantium. Telerig

asked the emperor for a list of his most trustworthy

friends in the area in order that they might assist him


23
in his escape. In his reply Constantine sent back a
24
list of his spies and operators in Bulgaria. The Byzan-
25
tine agents were arrested and executed. It is highly

doubtful that such as astute ruler as Constantine could be

so easily deceived.2^

In August 775 Constantine led another expedition

against the Bulgars. But the campaign was terminated

after the emperor suffered severe inflammation of the

legs. He returned first to Arcadiopolis and then to the


27
fortress at Strongylus where he died on September 14, 775.

21
Steven Runciman, A History of the First Bulgarian
Empire (London: G. Bell and Sons Ltd., 1930), p. 42.
22
Theophanes, A.M. 6266.

23Ibid.

24Ibid.

25Ibid.
26
Runciman, The First Bulgarian E m p i r e , p. 42.

2^Theophanes, A.M. 6267.


10

Constantine V was succeeded by his son, Leo IV

the Khazar (775-780), and his Athenian wife, Irene. Leo

inherited from his father a full treasury and stable con-


28
ditions on all frontiers of the empire. Constantine

had not only been a strong and able ruler in domestic

affairs, but he had also led successful campaigns against

both Bulgars and Arabs. If his immediate successors had

been as capable and talented in directing the affairs of

state, Arab incursions into Asia Minor possibly could

have been discouraged, and the Bulgar menace in the


29
Balkans could have been ended.

In the Balkans the Bulgars, plagued by internal

dissension, ceased to be a serious threat to imperial

authority in that region. How divisive the state of af

fairs in Bulgaria had become is clearly shown in 777.88

In that year Khan Telerig was forced to flee to the safety

of the Byzantine court at Constantinople. Cordially re

ceived by Leo, Telerig accepted baptism into the Greek


31
church and was given a cousin of Irene as his bride.

28I b i d ., A.M. 6268.


2 9 Runciman, The First Bulgarian Empire, p. 43.

^Theophanes, A.M. 6269.


31
Hussey, The Cambridge Medieval History, p. 82;
Runciman, The First Bulgarian Empire, pT 43; Theophanes,
A.M. 6269.
11

If Leo had taken advantage of the situation, the Bulgars

could have been subdued and incorporated into the empire.

But that proved impossible for the emperor to do while

Byzantine military resources were preoccupied with the

Arabs in Asia Minor.

Leo wasted no time in assuming the initiative

against the Arabs. In 776 a Byzantine army marched past

the Cilician Gates and attacked the Muslim city of


32
Samosata. Although that city's defenders withstood the

assault, the Byzantines captured many prisoners from the


33
surrounding neighborhood. But an enemy force sent by

Caliph al-Mahdi under the command of a certain Saghir, a

mawlas,3^ intercepted the Byzantine column before it got

beyond the Tarsus Mountains and freed all the Muslim cap-
35
tives.

Later in the summer of that same year (776) the

caliph assembled the largest Arab army that had been seen

32
Ibn Wadhih, A.H. 159, translated m E. W. Brooks,
"The Byzantines and Arabs at the Time of the Early Abbasids,"
English Historical Review XV (1900):734. Hereafter I shall
refer to as Ibn Wadhih.

33Ibid.

3^The mawlas were a powerful class of foreign con


verts to Islam whom the Abbasid dynasty was dependent upon
for service to the state. See D. M. Dunlop, Arab Civiliza
tion to A . D . 1500 (New York: Praeger Publishers, Inc., 1971),
p . 20 .

3^Ibn Wadhih, A.H. 159.


36
since 740. An uncle of al-Mahdi, a l - 1Abbas, was ap-
37
pointed commander. The Muslim troops marched unopposed

through the Cilician Gates and into the Cappodocian theme

where they captured the town of Kasin and its plentiful


38
subterranean granary supply. The Arab column moved
39
further west to Ancyra before returning home.

In 777 Thumama led an Arab raid into Asia Minor.

The expedition was probably minor in nature, as many of

these raids were, for neither Muslim nor Byzantine sources

give much notice to this incursion. 40

The next year (778) Thumama planned another summer

raid. While organizing his expedition at Dabek he was

informed by his spies that the Byzantines were assembling

a large force for an assault into Syria. Ignoring those

reports Thumama took no precautions to protect his position

An advanced unit of Byzantine cavalry moved unopposed to


41
Dabek and dislodged the Arab troops from that fortress.

OC
Hussey, The Cambridge Medieval History, p. 705.

3^A1 Tabari, A.H. 159, translated in E. W. Brooks,


"The Byzantines and Arabs at the Time of the Early Abbasids
English Historical Review XV (1900):745. Hereafter I
shall refer to as Tabari. Ibn Wadhih, A. H. 159.

38Tabari, A.H. 159.

39Ibid.

^^Tabari, A.H. 159; Theophanes, A.M. 6269.

^ T a b a r i , A.H. 161; Theophanes, A.M. 6270.


13

In 778 Leo IV organized a large expeditionary

force, said to have numbered 100,000 men, for invasion of

Syria. Although that is probably an exaggerated figure,

the force must have been great in number for it is reported

that all major Asiatic themes, except the Cibyraeot, par

ticipated in this campaign. The iconoclast, Michael

Lachanodrakon, commanded the Thracesians? Artavasdos the

Armenian led the Anatolies; Gregory the Opsikians; Karis-

terotzes the Armeniacs; and Tatzates led the Bucellarian


,-i 42
theme.

The Byzantine forces under the command of Michael

Lachanodrakon marched unopposed into Syria. They proceeded

eastward to the strategic fortress-town of Germanicia


43
(Mar'ash) and laid siege to it. But the investment was

soon lifted by Lachanodrakon after he received a bribe


44
from the Arab commander. The Byzantines then moved

further east into enemy territory. Plundering the sur

rounding countryside as they advanced, the imperial forces

made a successful assault on Hadath (Adata) and tore down


45
its defensive w a l l s .

4?
Theophanes, A.M. 6270.

43Tabari, A.H. 161; Theophanes, A.M. 6270.


44
Theophanes, A.M. 6270.

45Tabari, A.H. 162; Theophanes, A.M. 6 270.


14

Meanwhile Thumama, who again had not given heed to

reports of his agents that the Byzantines were planning

a major military operation, organized a counter-attack to

drive the invaders out of Syria. But success of the Byzan

tine expedition was insured when they intercepted and


46
defeated the Arab relief force at Germanicia.

The victorious Byzantine army returned to Con

stantinople with much spoil and many prisoners, including


47
a number of Syrian Jacobites, who were later resettled

in Thrace. On their arrival they received a triumphal


48
welcome through the streets of the imperial capital.

In 779, a 30,000-man army led by Hasan-ibn-Qahtaba


49
moved through the Tarsus Mountains and into Asia Minor.

Probably as a result of the successful Byzantine raid in

the previous year, Caliph al-Mahdi appointed Hasan to

replace Thumama as commander of Arab frontier forces. The

enemy troops marched unopposed westward to Dorylaeum and


50
besieged that city. It is reported that while the Arab

46
Theophanes, A.M. 6270.
47The Jacobites were Christians living in Syria.
The Byzantines considered them Monophysite heretics. See
F. E. Peters, Allah's Commonwealth: A History of Islam in
the Near East 600-1100 A.D. (New York: Simon and Schuster,
1973), pp. 526-527.
48Ibid.

4^Tabari, A.H. 162.


50
Tabari, A.H. 162; Theophanes, A.M. 6271.
15

raiders looted and plundered the countryside, they did

n o t capture one Byzantine fortress nor did they e n c o unter


51
any mili t a r y opposition. Leo IV, having prior knowledge

o f the enemy expedition, instructed his armies in the


52
field not to give battle to the Mu s l i m i n v a d e r s . The

emperor also ordered all inhabitants of those regions

that lay in the path of the raid to be taken to safe,


53
fortified positions. Alth o u g h an Arab account states

that Hasan went to Dorylaeum only to enjoy and "refresh

himself" at the hot springs of that region, it is evident

by the extent of the raid that he had every intention of


54
c a p turing the city.

Once A r a b forces were at Dorylaeum deep inside

Byzantine territory, Leo ordered his troops to close the

c a r efully planned trap that had been set for the invaders.
a
The imperial army harassed the units besieging Dorylaeum,

cut their supply lines, and obstructed enemy foraging

parties. Lack o f provisions and fear of entrapmen t forced

Hasan to order a full retreat. While on the re t u r n march

the Arabs made an unsuccessful assault on Amorium. Having

3 ^"Theophanes, A.M. 6 271.

52Ibid.

5 3 Ibid.

3^Tabari, A.H. 162.


16

failed to capture both Dorylaeum and Amorium, the enemy


55
forces returned to S y r i a .

In 780 Harun al-Rashld, second son of al-Mahdi,

organized a two-prong attack on the empire. He personally

led one column across the border into the Armeniac theme
56
to the fortress of Semalouos. The fort was surrounded

and after a siege of thirty-eight days it fell to the


57
invaders. It is said that the inhabitants of Semalouos

only surrendered after Harun pledged that they would not


58
be harmed, enslaved, or removed from their homes. After

the capitulation of the fortress Harun quickly retreated

to safety.

The other Arab column, however, did not enjoy the

same success. Commanded by Hasan-ibn-Qahtaba, the enemy

army moved past Tarsus and into Byzantine territory. Al

though it is not known how far the invaders penetrated

into Asia Minor, they were intercepted and defeated by

55
Theophanes, A.M. 6271.
5
Michael the Syrian, Chronique de Michael le
Syrien, V o l s . II, III, trans. J. B. Chabot (Paris: Ernest
Leroux, 1904-05), Vol. Ill, p. 1. Hereafter I shall refer
to as Michael the Syrian. Tabari, A.H. 163; Theophanes,
A.M. 6272.
57Tabari, A.H. 163.

58I b i d .

59Ibid.

i
17

Michael Lachanodrakon, the able and talented strategus of


fin
the Thracesian theme.

In domestic affairs if the strict iconoclast p o l i

cies of Constantine V had been enforced in the same m a n n e r

by his son, Leo, and daughter-in-law, Irene, there would

probably have been a complete transformation in the r e

ligious life and customs of the Byzantine church. Although

Leo IV continued the iconoclast programs of his father, his

reign does mark the beginning of a transition period w h i c h

w o u l d eventually culminate in the restoration of icons by

h i s wife. 6 1

During the first part of Leo's reign iconoclast


62
edicts were not strictly enforced. Persecutions against

m o n a stic orders ceased and in some instances the emperor


63
even favored them by electing monks to m e t r o p o l i t a n sees.

W h a t brought about this sudden change of policy is not

known. Although J. B. Bury maintains that Leo "pretended

to be a friend of the Mother of God w h o m iconoclasts g e n

erally treated w i t h scant r e s p e c t , " the young emperor might

60
Theophanes, A.M. 6 272.
61
Ostrogorsky, History of the Byzan t i n e S t a t e ,
p p . 175-176.
62
Bury, A History of the Later Roman E m p i r e , p. 477.
fk^
Theophanes, A.M. 6268.
18

have eased the p e r s e cutions in an attempt to increase his


64
o w n popularity. It should also be noted the Leo's

decisions m a y have been influenced by his iconodule wife,

Irene, and by Patriarch Nicetas, a Slav and eunuch, who


65
was a mode r a t e on the iconoclast issue. W h a t influence,

if any, Irene had on her husband is unknown. It seems

that alth o u g h Irene continued to keep her beliefs to h e r

self, she m a y have had some influence over Leo at the


66
be g inning of his reign. The empress, however, was not

the only me m b e r of the imperial family w h o favored images.

Anthusa, daughter of Constantine V, was a devout image


67
worshipper. But Irene's position at court decli n e d after
68
two images were discovered in her possession. The

emperor was so furious w i t h his w i f e over this that he

even ba r r e d her from his b e d r o o m . 69

The persecutions were resumed in April 780. Num

bers of h i g h ran k i n g men of the imperial court were

64
Bury, A History of the Later Roman E m p i r e , p. 477

Romilly Jenkins, Byzantium: The Imperial C e n


turies A .D . 610-1071 (New Y o r k : Random House, 1966), p T 91;
Bury, A History of the Later Roman E m p i r e , p. 477.
6 fi
Diehl, Byzantine E m p r e s s e s , p. 68.

6 7 Ibid.

68Cedrenus, PG cxxi, 901a.

6 9 Ibid.
19

arrested for their iconodule beliefs and practices. The

accused were first beaten and tonsured, then paraded

through the streets of the capital, and finally incarcer

ated at the praetorian prison where one of them, Theophanes


70
the Chamberlain, died. The new persecutions were prob

ably instigated by the newly elected patriarch of Constan

tinople, the Cypriote Paul, for they began soon after the
71
death of Patriarch Nicetas on February 6, 780.

During the four and one-half year reign of Leo IV

the major issue facing him was the question of imperial

succession. The problem occupied the thoughts of the


72
court and the young emperor, who was in poor health.

Probably feeling that he would not live long, Leo took

measures to insure the peaceful succession of his son,

Constantine. 73 Irene may have played an instrumental

part in arranging that. For obvious reasons she wanted


74
to secure the throne for her son. Although Theophanes

states that the army and leading court officials requested

70
Theophanes, A.M. 6272.
71
Theophanes, A.M. 6272; Bury, A History of the
Later Roman Em p i r e , p. 477.
72
Bury, A History of the Later Roman Empire, p. 4 78.

73I b i d .

Joseph McCabe, The Empresses of Constantinople


(London: Methuen and Co., Ltd., 1913), p. 87.
20

that Constantine be declared co-emperor, Leo himself prob-


75
ably initiated those moves. He no doubt believed that

with widespread public support young Constantine's succes

sion would not only be strengthened but firmly secured.

By haying the accession of his son appear to be the popu

lar will of his subjects, the chance of any counter claim

ants to the throne would be greatly diminished. The

coronation of the young prince as co-emperor not only had

the support of the army, senate, and populace, but also

that of the industrial and commercial interests of the


76
empire.

If the army had indeed requested that Constantine

be declared co-emperor, it would not have been the first

time that it had attempted to advise the basileus on the

matter of imperial succession. In 681 Constantine IV

had attempted to deprive his two brothers, Heraclius and

Tiberius, of their royal rights. Although Constantine

was eventually successful in his endeavor, he did encounter


77
strong opposition from both the army and the senate.

75
Theophanes, A.M. 6268; Bury, A History of the
Later Roman Em p i r e , p. 478; Walter Kaegi, Jr., "The Byzan-
tine Armies and Iconoclasm," Byzantinoslavica XXVII (1966):
61; Ostrogorsky, History of the Byzantine State, p. 176.
76
John Zonaras, "Annalium," PG cxxxiv, 1343 abc;
Theophanes, A.M. 6268.
77
Theophanes, A.M. 6173; E. W. Brooks, "The
Brothers of Constantine IV," English Historical Review XXX
21

Since there was no established law or tradition of

succession of the eldest son to power in Byzantium, Leo

no doubt feared that his five younger half-brothers could

be serious obstacles to young Constantine's accession. If

any of the five princes, three of whom, Nicephorus, Chris

topher, and Nicetas, held the rank of Caesar, and the other

two, Anthimus and Eudocimus, held the rank of nobilissimi,

had been able and talented men, the fears of the emperor
78
might have proven true. But they were all incompetent

persons. Best describing the five brothers of Leo IV,

J. B. Bury states that "the way in which the three Caesars,

Nicephorus, Christopher, and Nicetas, and the two nobilis

simi , Anthimus and Eudocimus, are always grouped together

like a company of puppets ever ready to be employed by any

designing conspirator, without any initiation on their


79
part, is really amusing."

In 776 on Good Friday all important officials of

the empire, including the governors of the themes, senators,

(January, 1915):42-51; Ostrogorsky, History of the Byzantine


State, p. 128.
78
In 769 Constantine V bestowed the title of Caesar
upon Nicephorus and Christopher, and the rank of nobil-
issimus on Nicetas and Anthimus. His youngest son, Eudo-
c i m u s , w a s granted the title of nobilissimus during the
reign of Leo IV. See TheophanesT A.Ml 6260, 6268.
79
Bury, A History of the Later Roman E m p i r e , p. 481.
22

army and navy officers, and representatives of all social

classes took an oath of allegiance to young Constantine.

The ne xt day Leo raised his half-brother, Eudocimus, who

was probably the same age as his own son, to the rank of

nobilissimus. Acco mpanied by his own son and his five

brothers, Leo proceeded to Hagia Sophia. There Patriarch

Nicetas joined the royal procession outside the building

before they entered the church where they were greeted by

an assembled audience, who then in orderly fashion came

forward and deposited on the altar their written oaths of

loyalty to the imperial pair. Leo then faced his follow

ing and said:

Behold, brethren, I fulfill your request and give


y ou my son for emperor. Behold, receive h i m from
the church and hand of Christ.

In response the assembled congregation replied:

O Son of God, be our surety, that w e receive from


your hand the lord Constantine as emperor, even
to protect him and die for him.

At dawn the following day (Easter Sunday, April 24, 776)

at the hippodrome in the presence of the patriarch, the

five princes and court officials, Leo crowned his son


80
emperor.

Later in that same year (776) a conspiracy i n v o l v

ing two brothers of the emperor, the Caesars, Nicephorus

80
Theophanes, A.M. 6268.
23

81
and Christopher, was discovered and quickly suppressed.

In order to maintain popular support for his son, Leo

summoned a chosen group of citizens to the Magnaura Palace

and requested them to pronounce judgement upon the con-


82
spirators. Although public opinion was in favor of

punishing the two princes, Nicephorus and Christopher were


83
pardoned. But their co-conspirators did not receive the
84
same lenient treatment, for they were exiled to Cherson.

Bury believes that the two Caesars were probably pardoned

because the delegated assembly recognized that the emperor's

brothers were w e a k men who were being used by their c o m

rades .8^

The untimely death of Leo IV on September 8, 780,

left many complex problems facing the Byzantine empire.

Leo's wife, Irene, and their ten-year-old son ascended the

throne. They encountered internal opposition to their

rule, an increasing Arab menace in the east, the rise of

a powerful Frankish kingdom in the west, and a renewal of

8 1Ibid.

82Ibid.

83Ibid.

84Ibid.
85
Bury, A History of the Later Roman E m p i r e ,
p. 478.
24

the iconoclast controversy. To m e e t those pressing chal

lenges, Constantinople w a s led by a ten-year-old boy and

his pro-iconodule mother, Irene, who served as regent.


C H A P T E R II

IRENE CONSOLIDATES HER POWER

On September 8, 78 0, at the age of thirty, Leo IV

died. He was succeeded b y his wife, Irene, and their ten-

year-old son, Constantine VI (780-79 7).^ Since Constantine

was not of age, his m o t h e r served as regent. Clever,

strong-minded, and ambitious,


Irene could have been an
2
effective ruler if she h a d properly used her t a l e n t s .

But she devoted herself completely to the restoration of

images w h i l e the empire and imperial court were plagued

b y palace intrigues, rivalries among eunuch advisers,

religious controversies, m i l i t a r y disasters, and power

struggles w i t h her son. Six weeks after Leo's death an


3
at t empted c o u p took place against Constantine and Irene.

It appeared to be an attempt by the iconoclasts to place


4
the five half-brothers of Leo on the throne. The three

Caesars, Nicephorus, Christopher and Nicetas, the two

^Theophanes, A.M. 6273.


2
Hussey, The Cambridge Medieval H i s t o r y , p. 82.

"^Theophanes, A.M. 6273.


4
Hussey, The Cambridge Medieval H x s t o r y , p. 82.

25
26

n o b i l i s s i m i , Anthimus and Eudocimus, and m a n y of the i c o n o

clast nobles and courtiers, who probably feared and dis-


5
liked the iconodule empress, took part in the revolt.

The plot, however, w a s discovered before it could be


g
c a r ried out. Many of the guilty parties, including

Bardas, former governor of the Armeniac theme, Gregory,

logothete of the course, Constantine, domesticus (com

mander) of the imperial guards, and Theophylact Rangabe,

drungarius (admiral) of Dodecanese, were tonsured, flogged,


7
and banished. The five princes w e r e ordained to the

p riesthood and forced to administer holy sacraments d u r i n g


O
Christmas Day (780) services in Hagia Sophia. That was

done in order to let the populace k n o w that they had become

clerics of the church and were no longer legitimate claim-


9
ants to the throne.

In the following year (781) a rebellion broke o u t

in S i c i l y . T h e uprising was led by the governor,

E l p i d i u s .^ Irene h a d no suspicion of his disloya l t y for

8Theophanes, A.M. 6273.


8I b i d .
^Ibid.
8 Ibid.
8Ibid.
1 0 I b i d ., A.M. 6274.
27

she had recently, in February 781, appointed him to that

position. But in April the empress was informed that he


12
had revolted in the name of the five brothers of Leo IV.

It is not known whether the events in Sicily were connected

w i t h the conspiracy the year before involving the five

princes. Theophilus, a s p a t h a r , was sent to arrest


13 ...
Elpidius. But the Sicilians refused to allow him to
14
c arry out his assignment. The support Elpidius received

from the citizens of Sicily, as Bury believes, clearly in-


15
dicates that he was not an iconoclast. He may have even

used the names of the five brothers of the late emperor as


16
a cover for his own personal designs. The insurrection

was not immediately dealt with owing to the urgent need

of all available troops for the current campaign in Asia


17
Minor against the Arabs. Temporarily unable to take

direct action against her rebellious governor, the empress

had the wife and children of Elpidius flogged and im-


18
prisoned. In 782 a Byzantine force under the command

1 2 Ibid.
13Ibid.
1 4 Ibid.
^Bury, A History of the Later Roman E m p i r e ,
pp. 481-82.
16
Ibid.
^ ^ T h e o p h a n e s , A.M. 6 274.
1 8 ibid.
19
of the patrician and eunuch, Theodore, landed in Sicily.

After many pitched battles the revolt was finally sup-


20
pressed. Elpidius, accompanied by the duke, Nicephorus,
21
probably governor of Calabria, fled to Africa. There

Elpidius was well received by the Arabs who declared him


22
"emperor of the Romans."

In 781 Irene attempted to reestablish friendly

relations with the Franks. A marriage pact was agreed

upon for the betrothal of eleven-year-old Constantine to

Charles's eldest daughter, Rotrud, w h o m the Greeks called


23
Erythro. It is interesting to note that that compact

between the Byzantine empire and the Frankish kingdom was

made just before Theodore's expedition to Sicily. The

shrewd Irene may have made the diplomatic move in order

to prevent any type of Frankish intervention in behalf of


24
Elpidius and the Sicilian rebels.

1 9 Ibid.

20Ibid.
21
Bury, A History of the Later Roman E m p i r e , p. 482
Theophanes, A.M. 6 274.

22Theoph a n e s , A.M. 6274.


2?
Carolingian Chronicles: Royal Frankish Annals
and Nithard's H i s t o r i e s , t r a n s . and ed. by Bernard Walter
Scholz and Barbara Rogers (Ann Arbor: The University of
Michigan Press, 1970), 787r; hereafter I shall refer to
as Royal Frankish A n n a l s . Theophanes, A.M. 6274.
24
Hussey, The Cambridge Medieval H i s t o r y , p. 83.
29

The military situation in the east deteriorated

soon after Irene and Constantine assumed power. Although

there were initial Byzantine victories, the'Arabs under

the able leadership of Harun al-Rashld soon turned the tide

of war against Constantinople.


25
In 781 Abd-Elkebir led a raid into Asia Minor.

Anticipating an Arab invasion that year, Irene, in June,

ordered a large contingent of troops to the eastern fron-


26
tier. How numerous the Byzantine forces actually were

is not known. Although Theophanes states that the imperial

troops numbered 100,000, and Tabari gives a figure of

90,000, both of those statistics seem to be highly in-


27
flated.

Arab and Byzantine sources also differ on events

and descriptions of the campaign. According to Theophanes,

the imperial forces were commanded by the sacellarius and


28
eunuch, John. He forced the Arab raiders to make a hasty

retreat after inflicting an overwhelming defeat on them at


29
the battle of Melon. Tabari, however, states that a

25Tabari, A.H. 164.

26Theophanes, A.M. 6273.

2^Tabari, A.H. 163; Theophanes, A.M. 6273.


28
Theophanes, A.M. 6273.
30

90,000-man Byzantine army under the command of Michael

Lachanodrakon and the Armenian, Tatzates, strategus of the

Bucellarian theme, were sent to the frontier to intercept


30
the Muslim invaders. Abd-Elkebir, probably out of fear

and respect for Lachanodrakon, ordered his troops to r e

turn home without engaging in a single battle with their


31
Byzantine foes. It is said that al-Mahdi was so furious

with his commander for this action that he threatened to

have his head cut off, but instead ordered Abd-Elkebir


32
imprisoned. And that was done only after friends of
33
Abd-Elkebir mediated in his behalf.

One can conclude from those accounts that the

Byzantines, employing a large contingent of troops, were

not only able to stop the Arabs, but possibly had d e

feated them during that year. Although it is not clear

who actually commanded the Byzantine army, it is not d i f

ficult to understand Arab fear of Michael Lachanodrakon

because of his previous military exploits. Whether

Lachanodrakon took part in that campaign is not known with

3^Tabari, A.H. 164; Michael the Syrian, Vol. Ill,


p. 2.

3^Tabari, A.H. 164.

32Ibid.

33Ibid.
31

certainty, but any large scale Byzantine military opera

tion probably would have included his presence.

The campaigns of 782, however, were a complete

disaster for the empire. Taking advantage of Byzantine

internal problems caused by the revolt of Elpidius in

Sicily, the treas<an of Tatzates, strategus of the

Bucellarian theme, and poor leadership in Constantinople,

the Arabs enjoyed immense success on most battlefro n t s .

Harun al-Rashid, on instructions from his father,

al-Mahdi, organized a large expeditionary force said to


34
have numbered 100,000 men. He divided his army into

three parts; one raiding column under the command of Rabia-

ibn-Junus marched west into the Opsikian theme and laid


35
siege to the town of Nacolia; another force led by Jahja

invaded the Thracesian theme where they were met and de-
36
feated at Darenon by Michael Lachanodrakon; the third

contingent and probably the main force of the expedition

under the personal command of Harun, encountering no

serious opposition, marched all the way to Chrysopolis,


37
situated on the Bosphorus Straits opposite Constantinople.

34Tabari, A.H. 164; Theophanes, A.M. 6 274.


35
Theophanes, A.M. 6274.
36 , . ,
Ibid.
37
Tabari, A.H. 165; Theophanes, A.M. 6274.
32

Harun's apparently unopposed march to the Bosphorus

was no doubt greatly aided by the desertion of Tatzates,

strategus of the Bucellarian theme. Tatzates, supposedly

jealous of the influence and power which the eunuch

Stauracius held over Irene, and possessing a personal d i s

like for him, defected w i t h most of his troops to the Arab

side where they were richly rewarded for their actions.

The treasonable conduct of Tatzates and most contingents

of the Bucellarian theme made it possible for Harun and


38
his forces to move unresisted to Chrysopolis.

Irene wisely recognized that with such Byzantine

manpower as was available in Asia Minor, greatly reduced

because of the Sicilian expedition of Theodore against

Elpidius, it would be very difficult to dislodge the Arabs


39
from Anatolia. The empress, therefore, initiated peace
40
proposals with the Arabs. Although Theophanes, contrary

to Arabic sources, states that it was Haran who first made

peace overtures, one cannot help but question that because

of the precarious situation the Byzantine empire was in at


41
that particular time. Irene sent three emissaries,

33T h e o p h a n e s , A.M. 6 274.

39Ibid.

^Tabari, A.H. 165.

^Tabari, A.H. 165; Theophanes, A.M. 6274.


33

Stauracius, the d o m e s t i c u s , A n t o n i u s , and the m a g i s t e r ,


_ _ 42
Peter, to Harun with proposals of peace. Foolishly the

Byzantine delegates had not taken any precautions, such

as exchange of hostages, so upon their arrival at the Arab


43
camp they were seized and imprisoned.

A peace, however, between Irene and HarOn was

eventually concluded. By the terms of the agreement all

prisoners, including the three Byzantine emissaries, were

released, and a three-year truce was declared. In return

Constantinople was obligated to pay an annual tribute of

7 0,000 dinars. In addition the Byzantines also agreed to

provide the Arabs with guides, provisions, and access to


44
markets during their withdrawal from Asia Minor.

The truce, however, lasted only thirty-two months.

In 785 the Byzantines broke the pact when they raided

Arab held regions in the Tarsus Mountains. The following

year a Byzantine column invaded S y r i a . Pillaging the

countryside as they advanced, the raiders captured and

destroyed Hadath, whose inhabitants and garrison had

abandoned the city just before its assault. 45

42
Theophanes, A.M. 6274.

43Ibid.

44Tabari, A.H. 165.

43Tabari, A.H. 166; Michael the Syrian, Vol. Ill,


p. 2.
34

In 783 Irene ordered a major offensive against

the Slavs in Greece. That was the first major Byzantine

m i l i t a r y opera t i o n in this area since the expedition of

Justinian II in 6 88. The empress, probably owing to her

A t h e n i a n ancestry, took m o r e interest in her homeland than

her father-in-law had. The l o g o t h e t e , Stauracius, at the

head of a large army, first mar c h e d to Thessalonica# w h e r e

he defeated the Macedonian Slavs, then advanced into

T h e ssaly and central Greece, and finally penetrat e d into

the Peloponnesus. The Slavonic tribes of the Peloponnesus

were compelled to recognize imperial sovereignty and pay

B y z a n t i u m an annual tribute. Stauracius returned to C o n

stantinople w i t h many prisoners and spoils. In January


46
784 he celebr a t e d a public triumph in the hippodrome.

H o w extensive were the Slavonic settlements in


47
Greece and the Peloponnesus is not known. According

to the Chronicle of Monemvasia, the Slavs ruled the


48
P e l oponnesus for 218 years. B y z a n t i u m lost effective

46
Theophanes, A.M. 6275.
47
Francis Dvornik has w r i t t e n an excellent and
informative history of the early Slavs. See Francis
Dvornik, The Slavs: Their Early History and Civilization
{Boston: Amer i c a n Academy of Arts and Sciences, 1956) .
48
Peter C h a r a m s , "The Chronicle of Monemvasia and
the Question o f Slavonic Settlements in Greece," Dumbarton
Oaks Papers V (1950):148-49.
35

control in 587 during the reign of Maurice (582-602), and


49
did not regain possession until 805. Contemporary

historian John of Ephesus writes of the invasions:

That same year, being the third after the death of


King Justin, was famous also for the invasion of an
accursed people, called Slavonians, who overran the
whole of Greece, and the country of the Thessalon-
ians, and all Thrace, captured the cities, and took
numerous forts, and devastated and burnt, and reduced
the people to slavery, and made themselves masters
of the whole country, and dwelt in it as though it
had been their own without fear.5^

The Byzantine empire was compelled to abandon many of its

positions in the Balkans during the Slavonic invasions of


51
the sixth and seventh c e n t u r i e s .

In 688 Justinian II led a large scale expedition


52
against the Slavs in Macedonia. The imperial forces

encountered hostile Bulgar and Slavonic opposition while


53
advancing toward T h e s s a l o n i c a . These events clearly

show, as Ostrogorsky correctly states, that not only was

there extensive Slavonic occupation of Thrace and Macedonia,

49
Ibid.
50
John of E p h e s u s , The Third Part of the Ec clesi
astical History of John, Bishop of E p h e s u s , t r a n s .
r "I Payne Smith (Oxford: Clarendon Press, T860) , p. 432.

51
Ostrogorsky, History of the Byzantine S t a t e ,
p. 192; Dvornik, The Slavs, Their Early History and
Civilization, pp. 40-44.

52Theoph a n e s , A. M. 6187.
53
Ibid.
36

54
but that imperial control of the vital Via Egnatia was
55
virtually non-existent. Shortly after the campaign in

695 the theme of Hellas was established.^6 imperial

jurisdiction of that province probably entailed only cen-


57
tral Greece. At the end of the seventh century the

Byzantine empire had only two themes in the Bal k a n s


58
Hellas and Thrace.

What became of the native Greek population has

puzzled many historians over the years. Although the

scanty evidence that has survived states that the Slavs

settled in Greece and the Peloponnesus, there is no record


59
of intensive conflicts in Greece. Many of the first

Slavonic invaders between 570 and 640 were probably assimi

lated into the Hellenic population and converted to Chris

t ianity.6^ But there is some evidence that part of the

54
The Via Egnatia was the m a m road between
Constantinople and Dyrrachium.
55
Ostrogorsky, History of the Byzantine State,
p. 194.

66Theophanes, A. M. 6187.
57
A. Bon, "Le probl^me Slave dans le Pdloponfese
a la lumiere de 1 'archeologie," Byzantion: Revue Inter
nationale des Etudes Byzantines XX (1950):14.
58
Ostrogorsky, History of the Byzantine State,
p. 194.
59
Bury, History of the Later Roman E m p i r e , p. 456.

60Ibid.
37

Greek population fled the Slavonic invasions and migrated


61
to southern Italy and Sicily. In the early part of the

eighth century St. Willibald, bishop of Eichstatt, an

Anglo-Saxon pilgrim enroute to Jerusalem, stopped at


62
Monemvasia in southeastern Peloponnesus. He describes
63
the city as located in the land of the Slavs.

In 74 7 a plague ravaged the Byzantine empire


64
killing many of its inhabitants. In order to repopulate

the capital, Constantine V transported entire Greek fami-


6^
lies from the mainland and islands to Constantinople.

The vacated lands of the Hellas and the Peloponnesus, al

ready depopulated by plague, were resettled by S l a v s . ^

61
Peter Charanis, "On the Question of the Hellen-
ization of Sicily and Southern Italy during the Middle
Ages," The American Historical Review LII (October, 1946):
83-85.

^ " V i t a S. Willibaldi, " MGH SS XV, part I, p. 93.

^Theophanes, A.M. 6238.

^Theophanes, A.M. 6238; Bury, History of the


Later Roman Empire, p. 456; Peter Charanis, "Hellas in the
Greek- Sources of the Sixth, Seventh, and Eighth Centuries,"
in Late Classical and Medieval Studies in Honor of Albert
Mathias Friend, Jr.~ ed. Kurt Weitzmann (Princeton:
Princeton University Press, 1955), p. 175.
66
Constantine P o r p h yrogenitus, "De Thematibus
Occidentis," PG cxiii, 125a; Bury, A History of the Later
Roman Empire, p. 455.
38

Charanis states, however, that the Greek element did not


g7
entirely disappear. The eastern part of the Peloponnesus,

from Corinth to Malea, remained under imperial jurisdic-


68
tion. The theme of Peloponnesus was probably in exis-
69
tence m 783. According to Lemerle, extensive Slavonic

occupation of the Peloponnesus did not take place until


70
after the great plague of 747. Greek towns and their
71
inhabitants, however, escaped destruction. And by the

end of the eighth century the native Greek population was

powerful enough to subdue the Slavs and force them to


72
adopt the Hellenic language, customs, and religion. But

Constantine Prophyrogenitus, writing in the tenth century,

describes the Peloponnesus of the mid-eighth century as a

67
Charanis, "Hellas in the Greek Sources of the
Sixth, Seventh, and Eighth Centuries," p. 175.

68Ibid.
G9
Constantine P o r p h yrogenitus, De Administrando
I m p e r i o , t r a n s . R. J. H. Jenkins and ed. Gy Moravcsik
(Washington: Dumbarton Oaks Center for Byzantine Studies,
1967), p. 228; Charanis, "Hellas in the Greek Sources of
the Sixth, Seventh, and Eighth Centuries," p. 175.
70 Paul Lemerle, "Une province Byzantine le
P e l o p onnese," Byzantion: Revue Internationale des Etudes
Byzantines XXI (1951):344.
71
A. A. Vasiliev, History of the Byzantine E m p i r e ,
3 2 4 -1453, Vol. I (Madison: The University of Wisconsin
Press, 1964), p. 178.
72 ^
Lemerle, "Une province Byzantine le Peloponnese,"
p. 344.
39

73
barbaric land inhabited primarily by Slavs.

It can be concluded from the surviving evidence

that Greece and the Peloponnesus were invaded and settled

by Slavs. The native Greek population was not exterminated,

but remained dominant in the major cities and fortresses

in the eastern Peloponnesus, central Greece, and the im

mediate region around Thessalonica. The occupation of a

large portion of the Balkans and Muslim control of the

Mediterranean sea lanes made communication between the

east and west extremely difficult. If Rome and Con s tanti

nople had remained in close contact with each other, the

Roman and Greek churches might not have drifted a p a r t . ^

During the reign of Irene major parts of Greece

were in the process of being re-Hellenized through a s s i m i

lation and the arrival of new Greek-speaking settlers


75
from other parts of the empire. Three new themes were

created during the later part of the eighth century. The

theme of Peloponnesus, first referred to by Constantine

Porphyrogenitus during the Slavonic attack on Patras in

805, was probably established either just before or soon

73
Constantine Porphyrogenitus, "De Thematibus
O c c i d e n t i s ," PG cxviii, 125.
74
D v o r n i k , The Slavs: Their Early History and
C i v i l i z a t i o n , p. 44.
75
Charanis, "Hellas in the Greek Sources of the
Sixth, Seventh, and Eighth Centuries," p. 164.
40

76
after the 783 campaign of Stauracius. Sometime between
77
789 and 802 the theme of Macedonia was formed. This

province, however, included western Thrace and only part


78
of eastern Macedonia. The theme of Cephalonia, first

m entioned in the Royal Frankish A n n a l s , was established


79
during Irene's reign. The primary purpose of St a u r a

cius 1s campaign in 783 was to suppress the rebellious Slavs

w h o threatened the homeland of the empress and to accel

erate the process of Hellenization in Greece. Although

most of the Slavs were finally Hellenized, important

Slavonic settlements of the Milingus and Ezerites tribes

remained and could still be found in the Taygetus M o u n

tains in the Peloponnesus as late as the fifteenth cen-


80
tury.

76
Constantine Porphyrogenitus, De Administrando
I m p e r i o , p. 228; Charanis, "Hellas in the Greek Sources of
the Sixth, Seventh, and Eighth Centuries, p. 175; O s t r o
gorsky, History of the Byzantine S t a t e , p. 194.
77
Paul Lemerle, "Invasions et migrations dans les
Balkans depuis le fin de 1'epoque romaine jusqu'au VIII
si^cle," Revue Historique CCXXI (1954);308; Ostrogorsky,
History of the Byzantine S t a t e , p. 194.
78
Ostrogorsky, History of the Byzantine S t a t e , p. 194
79
Royal Frankish A n n a l s , 810; Ostrogorsky, Hxstory
of the Byzantxne S t a t e , p. 194.
80
Constantine Porphyrogenitus, De Administrando
I m p e r i o , p. 228; Dvornik, The Slavs: Their Early History
and Cxvilization, p. 117.
41

During the first few years after assuming power

Irene and Constantine were successful in overcoming chal

lenges to their rule. If the five brothers of Leo I V had

been able men, they could possibly have overthrown the

young emperor and his mother. The revolt of Elpidius in

Sicily does not seem to have been connected with the u n

successful coup d etat of the five princes in Constanti

nople. It was probably an attempt by an over-ambitious

governor to establish his own independent kingdom.

In the field of foreign affairs Irene experienced

both triumph and defeat. The campaign of Stauracius in

Greece, which was one of the greatest achievements of

her reign, initiated eventual Byzantine reconquest of that

region. But in the east the empire faced formidable Arab

opposition led by Hardn al-Rashld. If Irene had devoted

her full time and energy to these pressing problems, the

Byzantine empire could have expanded its influence and

control in the Balkans and might even have been able to

halt Muslim aggression in Asia Minor. The empress's

attention, however, was not directed to foreign affairs,

but instead to religious matters concerning the iconoclast

controversy.
CHAPTER III

IRENE AND ICONOCLASM

The iconoclast controversy plagued the Byzantine

empire for most of the eighth century. The veneration of

icons had not only caused divisions within the empire, but

also with the papacy. When, in 780, Irene, an ardent

iconodule, became regent for her son, Constantine, her

major objective was to restore image worship and end icono-

clasm. In 787 Irene summoned the Seventh Ecumenical Coun

cil which met at Nicaea. At this synod iconoclasm was con

demned and the veneration of images reestablished. The

resolutions and recommendations of the council were only

temporary because opposition to icons was deeply-rooted

throughout the empire. In 815 icons were again forbidden

and persecutions were resumed. It was not until 843 that

image worship was finally restored and iconoclasm, which

the Greek Orthodox Church considers the last of the great

heresies, was finally overcome.

The conflict over the veneration of icons began

during the reign of Leo III the Isaurian (717-741). The

opposition of the emperor to image worship initiated a

severe crisis within the empire that lasted for more than

42
43

one hundred years. During the two centuries before the

reign of Leo III the veneration of sacred images had become

widespread in the Greek church.^- But there were many


2
within the church who opposed image worship. Most of the

opposition was centered in the southeastern provinces of


3
Asia Minor. In those regions the Paulicans, who opposed

any ecclesiastical cults and remnants of the monophysite


4
movement# persisted as strong opponents of icons. This

area was in close contact with the Muslim world where the
5
first official attacks on images took place.

In July 723 the Arabs started an iconoclast cam-


g
paign. According to Theophanes# Caliph Yazid II (720-724)#

under strong Jewish influence, ordered the destruction of

all Christian icons. It should be noted that not only

^Ernst Kitzinger# "The Cult of Images in the Age


before Iconoclasm," Dumbarton Oaks Papers VIII (1954):
83-150.
2
Bury, A History of the Later Roman E m p i r e ,
p. 4 37; Ostroqorsky, History of the Byzantine State,
p. 161.
3
Bury, A History of the Later Roman E m p i r e , p. 4 37.
4
Ostrogorsky, History of the Byzantine S t a t e ,
p. 161.

5Ibid.

6Theophanes, A.M. 6215.

7Ibid.
44

Christian icons but all images portraying living beings in


g
religious settings were also ordered destroyed. What

actually influenced Yazid in issuing this iconoclast edict

is not known. British historian Romilly Jenkins believes

that Arab actions against their Christian subjects could

have been in retaliation for the disastrous expedition

against Constantinople in 717-718, or because of the e x i s

tence of a large Christian population living within their


9
domains.

Many of the accounts or legends that have survived

state that Jewish influence was responsible for the icono

clast decrees of 723 by Yazid II and in 726 by Leo III.

According to one account Yazid II fell seriously ill after

his accession to the throne in 720. A Jewish magician

from Tiberias approached the ailing caliph and promised

him thirty years to forty years of good life and rule if

he would order all images within his dominions d e s t r o y e d . ^

At this same time a powerful anti-icon movement

emerged in Asia M i n o r . ^ The Byzantine iconoclast party

Q
Ostrogorsky, History of the Byzantine S t a t e ,
p. 162.
Q
Jenkins, Byzantium: The Imperial C e n t u r i e s , p. 81.
10
Theophanes, A.M. 6215.

^''Ostrogorsky, History of the Byzantine S t a t e ,


p . 162.
45

was led by many ecclesiastical dignitaries of Anatolia,

including the metropolitan, Thomas of C l a u d i o p o l i s , and

Constantine of Nacolea, the latter w h o m the iconodules


12
called "arch-heretic." But the most powerful and influ

ential backer of the iconoclast movement was the emperor

himself, Leo III. Before 720, however, Leo appears to


13
have been a supporter of i m a g e s . During the Arab siege

of Constantinople in 717-718 Leo is reported to have

prayed to the miraculous icon of the Virgin Hodegeteria to


14
repel the Muslim invaders.

Two factors probably influenced the change in

Leo's position regarding image worship. First of all,

Leo, who had been born in Germanicia in northern Syria,

had been stationed w i t h the army for many years in Asia


15
Minor, where he came m contact with Muslims. Even

though Arab armies had been defeated and driven out of

Anatolia, Muslim influence continued to filter into the

12
Theophanes, A.M. 6215; Ostrogorsky, History of
the Byzantine S t a t e , p. 162.
13
Jenkins, Byzantium; The Imperial C e n t u r i e s , p. 82.

14Ibid.
15
Theophanes, A.M. 6209; Stephen Gero, "Notes on
Byzantine Iconoclasm in the Eighth Century," B y z a n t i o n :
Revue Internationale des Etudes Byzantines XLIV, N o . 1
(1974) :36 .
46

16
eastern provinces of the empire. Secondly, it is said

that Leo changed his position regarding images owing to


17
Jewish Mosaic influence. Opposition of the emperor to

icons was based on a Mosaic interdict against religious


18
images. iconodule writers state that Jewish influence

was a major reason for the change in Leo's policy regarding

icons. According to them, Leo was also approached by a

Jew who promised the emperor long life if he would perse-


19
cute image worshippers. But it is probably doubtful

that Leo was under the influence of any Jewish advisers

because during his reign he ordered the forced baptism of


20
the Jewish population in the e m p i r e .

In 727 Leo III issued his first edict against


21
image worship. It is reported that shortly before his
22
proclamation a severe earthquake struck Constantinople.

The iconoclasts interpreted that as a divine sign directed

*1 /T

Ostrogorsky, History of the Byzantine S t a t e ,


p. 166.
17
Jenkins, Byzantium: The Imperial C e n t u r i e s , p. 82

1 8I b i d .
19
George Cedrenus, "Chronographia," PG cxxi, 901a.

28T h e o p h a n e s , A. M. 6 214; George Cedrenus,


"Chronographia," PG cxxi, 869c.

21Theophanes, A.M. 6218.

22Ibid.
47

23
against i m a g e s . Believing that God had entrusted h i m

with the task of eliminating the veneration of icons, Leo

initiated a program to indoctrinate his subjects on the


24
evils of image worship. In a letter defending his icono

clast policies Leo informed Pope Gregory II (715-7 31) that

he considered himself not only Roman emperor but also high

priest of the e m p i r e . ^

There was serious opposition to Leo's iconoclast

policies in many parts of the empire. In Constantinople

violence erupted when Leo ordered the removal of an icon

of Christ that stood over the entrance of the Bronze Gate


26
at the imperial palace. An angry crowd of women killed
27
an army officer as he attempted to remove this image.

A bloody riot ensued but it was suppressed by imperial


28
troops. The following year (727) Greece broke out in

revolt, and a fleet from the themes of Hellas and Cyclades

23
Ostrogorsky, History of the Byzantine S t a t e ,
p. 162.
24 Ibid.

25
Giovanni Domenico Mansi, ed., Sacrorum con-
ciliorum nova et amplissima collecto (Paris: H. Welter,
1900-27), X I I , 975. Hereafter I shall refer to as Mansi.

^ T h e o p h a n e s , A.M. 6218.

27Ibid.

28Ibid.
48

29
m a d e an unsuccessful naval attack on the capital. Both

Pope Gregory II and Patriarch Germanus I (715 730) of

Constantinople opposed the emperor's iconoclast decrees.^

In 730 Leo issued an edict that forbade all image w o r s h i p


31
in the e m p i r e . The uncooperative patriarch was replaced
32
by a pro-iconoclast, Anastasius (730-754). But Byzantine

possessions in Italy rebelled w h e n this latest iconoclast


33
edict was announced. The exarch Paul and the duke of

Naples were murdered, and Ravenna was temporarily o c c u p i e d


34
by the L o m b a r d s .

Pope Gregory II refused to recognize the imperial

edict and he called for the "apostasy" of Rome and Italy

from the Byzantine empire. The iconoclasts, including the

29
J. B. Bury believes this insurrection may have
been caused by higher taxes that were levied in Greece in
September, 726, and not because of the iconoclast policies
of Leo III. Hel&ne Ahrweiler, however, maintains that the
r evolt was by the Greek mari t i m e population who was opposed
to Byzantium's severance of commercial relations w i t h the
A r a b world. See Helene Ahrweiler, "The Geography of the
Iconoclast World," in I c o n o c l a s m , ed. Anthony Bryer and
Judith Herrin (Birmingham: Centre of Byzantine Studies,
University of Birmingham, 1977), p. 23; Bury, A History of
the Later Roman E m p i r e , p. 4 37.

^Theophanes, A.M. 6221.


31_, . -j
Ibid.
32
Ibid.
33
Bury, A History of the Later Roman E m p i r e ,
pp. 44 2-44 3.
34
Ibid.
49

emperor, were excommunicated b y a papal council attended

by ninety-three bishops in Rome. Leo responded by order

ing the fleet to Rome to arrest the pope for treason. But

the Byzantine flotilla never reached Italy for it was


35
scattered in a storm m the Adriatic Sea.

Leo was determined, however, to punish the papacy

for opposing his iconoclast edicts. The imperial measures

taken against the western church were of great importance

and would have long lasting effects. In 731 the "patri

monies of St. Peter," a papal tax levied in Calabria and


36
Sicily, were confiscated by the emperor. This tax

annually brought the papacy three and one-half hundred


37
weights of gold. The next year Leo transferred Calabria,

Sicily, and the regions composing the old prefecture of


38
Illyricum from the Roman to the Constantinopolitan see.

Illyricum included most of the Balkan Peninsula from Dal

matia and the Danube River as far south as the island of

Crete.

The two immediate successors of Leo the Isaurian,

Constantine V and Leo IV, continued his iconoclast policies.

"^Theophanes, A.M. 6222, 6224.

36Ibid., A.M. 6224.


37
Jenkins, Byzantium: The Imperial Centuries, p. 67.

33Theophanes, A.M. 6224.


50

In 754 Constantine summoned a church council to sanction


39
iconoclasm. The decrees of his father, Leo III, had

only forbidden the veneration of icons. But the recommen

dations of this synod called for the total destruction of

religious images throughout the empire and the excommuni

cation of important iconodule leaders.40

Constantine proceeded to destroy all religious

icons and relics, closed monasteries, and persecuted icon-


41
odules. Although the enforcement of these harsh poli

cies was eased by his son, Leo IV, they still remained in
42
effect.

Upon the death of Leo IV in 780, his ten-year-old

son, Constantine VI, and his mother, Irene, who was desig-
43
nated to serve as regent, ascended the Byzantine throne.

But for the next eleven years Irene held the real power in

the empire. The emergence of Irene, who was a devout image

worshipper, was greeted with great enthusiasm by the

iconodule party. She was hailed as "the lion-hearted

39Ibid., A.M. 6245.


40
Theophanes, A.M. 6 245; Ostrogorsky, History of
the Byzantine St a t e , p. 173.

41Theophanes, A.M. 6257, 6262, 6263; Ostrogorsky,


History of the Byzantine S t a t e , p. 174.
42
Bury, A History of the Later Roman E m p i r e , p. 4 77.

43Theophanes, A.M. 6 273.


51

god-fearing woman, if woman is the right name for one who

surpassed men in the piety of her character." 44

The first few years of Irene's regency witnessed

no radical departure by the imperial government from icon-

clast programs. Although image worship was probably

tolerated soon after Irene assumed power, the official

policy was one of caution. 45 But the empress did return

a religious crown taken by her late husband, Leo IV, from


46
the church of Hagia Sophia in Constantinople. It is

reported by iconodule writers that Leo IV was so infatu

ated with jewels that he removed a crown which Emperor


47
Maurice (582-602) h a d placed above the altar. When he

placed the diadem on his head, he broke out in boils and


,* j 48
died.

It was impossible for the empress immediately to

reverse the acts of her three iconoclast predecessors b e

cause of serious foreign policy problems confronting the

empire and internal challenges to her rule. In the east

a revival of Arab power under al-Mahdi and his son,

44Nicephorus, "Vita," PG c, 52c.


45
Bury, A History of the Later Roman E m p i r e , p. 494.
4 fi
Theophanes, "Historia Ecclesiastica," PG
cviii, 1398.

47McCabe, The Empresses of Constantinople, p. 68.

4Theophanes, A.M. 6272.


52

Harun al-Rashid, threatened Byzantine Asia Minor, while

in the Balkans the always troublesome Slavs in Greece and


49
Macedonia refused to recognize imperial authority. On

the domestic scene the five brothers of Leo IV and Elpidius,

governor of Sicily, were involved in unsuccessful revolts,

and in the army strong iconoclast sentiment still pre-


50
vailed. The empress knew that it would be dangerous if

not catastrophic not only for her own position but also

for the empire if she tried to force an iconodule solution

of the image issue at a time when Byzantium was confronted

with such pressing matters. 51

The extent of iconoclast sentiment in the army is


52
not known. Although some modern historians, trying to

simplify this religious issue, have stated that the Asiatic

themes and units of the army were iconoclast while the

European provinces and troops were iconodule, there is no


53
surviving evidence to support t h i s . What were the

49
Bury, A History of the Later Roman E m p i r e , p. 494.
50
Kaegi, "The Byzantine Armies and Iconoclasm,"
p. 61.
51
Bury, A History of the Later Roman E m p i r e , p. 494.
52 W. E. Kaegi, Jr. has written an excellent and
informative article on iconoclast influence in the B y z a n
tine army. See W. E. Kaegi, Jr., "The Byzantine Armies
and Iconoclasm," Byzantinoslavica XXVII (1966):48-70.
53
George Every, The Byzantine Patriarchate 451-
1204 (London: SPCK, 1962), p. 94; Enno Franzius, History
53

attitudes of the tagmata (imperial garrison troops at

Constantinople) and the themata (provincial armies) con-


54
c e r m n g image worship remains unanswered. The revolt

of the Hellas and Cyclades themes in 727 cannot be viewed

strictly as a religious conflict between the European and

Asiatic provinces because, as W. E. Kaegi correctly states,

the uprising was suppressed by the Constantinople imperial

guard.

Iconoclasm was not unanimously supported by all

Asiatic themes. In the civil war of 741-742 between Con

stantine V and his brother-in-law, Artavasdos, the provinces


C f.
of Anatolia were divided in their loyalty. Artavasdos,
57
who favored image worship, was supported by the Armeniac

and Opsikian themes and by the European province of

of the Byzantine Empire (New York: Funk and Wagnalls, 1967),


pp. 145-152; Steven Runciman, Byzantine Style and Civiliza
tion (Baltimore: Penguin Books Inc., 1975), pp. 82-86;
Speros Vryonis, Byzantium and Europe (London: Thames and
Hudson, 1967), pp. 72-77; Vasiliev, History of the Byzan
tine Emp i r e , pp. 251-264.
54
Kaegi, "The Byzantine Armies and Iconoclasm,"
p. 48 .
55
Nicephorus, PG c, 963ab; Theophanes, A.M. 6 218,
6219; Kaegi, "The Byzantine Armies and Iconoclasm," pp. 52-
53.
56
Kaegi, "The Byzantine Armies and Iconoclasm,"
p. 54.
R7
Nicephorus states that "Artavasdos entered Con
stantinople with his army and immediately restored sacred
images." See Nicephorus, "Vita," PG c, 60.
54

58
Thrace. Constantine had the allegiance of the Thrace-
59
sian and Anatolic themes. But there is no evidence that

the division of the Asiatic themes was caused by the

religious image controversy.^^ According to Theophanes

the emperor only won the support of those two provinces


61
after he promised them great rewards. Although Con

stantine successfully suppressed this uprising, it can be

concluded that the Asiatic themes were either divided over


62
or indifferent to the iconoclast issue.

When Irene assumed power in 780 most church, state,

and army officials, who had been appointed by Constantine

V, were still greatly devoted to that late emperor's memory


63
and were firm supporters of the iconoclast cause. Over

a half century of iconoclasm had entrenched many of its


64
backers in important government posts. Irene gradually

58
Theophanes, A.M. 6233.

59Ibid.

^Kaegi, "The Byzantine Armies and Iconoclasm,"


p. 54 .

^ r.heophanes, A.M. 6233.


62
Kaegi, "The Byzantine Armies and Iconoclasm,"
p. 56 .
63
Ostrogorsky, History of the Byzantine S t a t e ,
p. 177.

64Ibid.
55

replaced these individuals with men, including monks and


65
eunuchs, who were loyal to her and her programs. Many

of the empress's Athenian relatives were given high posi-


GG
tions at the imperial court. Generals and officers of

the army who had iconoclast sympathies, including the

notorious Michael Lachanodrakon, were relieved of their


67
commands. The new government personnel slowly modified
68
official iconoclast policy. A contemporary historian

describing this period states:

Pious men began to speak freely once m o r e . The


word of God could spread without hindrance. Those
who sought eternal salvation could retire unmolested
from the world and God's glory was once more cele
brated. The monasteries flourished again, and
prosperity was universal.^

Until the death of Patriarch Paul IV in 784, Irene

continued to follow a policy of caution regarding ecclesi-


70
astical matters. Theophanes reports that before his

death Paul announced that he must abdicate the patriarchate

65
Diehl, Byzantine Empresses, pp. 74-75; Every,
The Byzantine Patriarchate, p. 95.
GG
Diehl, Byzantine Empresses, p. 74.
G7
Bury, A History of the Later Roman Empire,
p. 485; Diehl, Byzantine Empresses, p. 74.
68
Diehl, Byzantine Empresses, p. 75.

Theophanes, A.M. 6277.


70 , ^
Bury, A History of the Later Roman Empire,
p. 494.
56

because the Byzantine church was in schism with the rest


71
of Christendom. The patriarch further stated that the

only way this situation could be rectified was by an ecu-


72
menical council. It is said that when he was asked why

he now held such opinions, Paul replied that he had been

forced to take the iconoclast oath upon his election to

the patriarchate and now he was troubled by a guilty con-


73
science. On August 31, 784, shortly after his abdica-
74
tion, Paul died.

One must question Theophanes's account, for before

this incident, Paul had held strong iconoclast beliefs.

But no other source contrary to this report exists. It is

possible, as Ostrogorsky believes, that Irene either

pressured Paul to resign or he may have just died a natural

death, thus leaving the patriarchate of Constantinople


4. 75
vacant.

Irene was wise enough to know that she had to a p

point an able successor to Paul if her plans for restoration

7^"Theophanes, A.M. 6276.

72Ibid.

73I b i d .

74Nicephorus, PG c, 840a; Theophanes, A.M. 6276


75
Ostrogorsky, History of the Byzantine Stat e ,
p. 177.
57

76
of images in the church was to succeed. The empress

knew that if she selected a fanatical monk to the patri

archate, any type of religious compromise would have been

doomed, and chaos and civil war probably would have re-
77
suited. Irene wisely chose Tarasius, head of the lm-
78
perial chancellery, as new patriarch of Constantinople.

Tarasius would be the first of a line of able patriarchs

which included his successor Nicephorus and his grand-


79
nephew Photius. Tarasius was of noble birth. His early

training was not in the church but in civil administration


80
and diplomacy. The monastic wing of the church fiercely
81
opposed and resented his appointment. The monks believed

that Tarasius cared more about state affairs than those of


82
the church. But Irene knew that conditions of the day

76
Bury, A History of the Later Roman Empire,
pp. 4 94-4 95; Jenkins, Byzantium: The Imperial Centur i e s ,
pp. 94-95.
77
Jenkins, Byzantium: The Imperial Centuries, p. 94

78Theophanes, A.M. 6277.


79
Jenkins, Byzantium: The Imperial Centuries, p. 93
Q f)
Theophanes, A.M. 6277.
Q1
Jenkins, Byzantium: The Imperial Centuries,
pp. 93-94.
82 Ibid.
58

demanded a man of diplomacy, and Tarasius had those

exceptional diplomatic qualities and abilities that made


83
him the right man to be patriarch.

Irene realized that in order to achieve her

ecclesiastical objectives, the election of Tarasius to

the patriarchate had to have the appearance of wide popu-


84
lar approval. An assembly of the "entire people" was

held in the Magnaura Palace where Tarasius, by a large


85
majority, was elected patriarch of Constantinople. Im

mediately after his election Tarasius tried to decline

the honor on the grounds that he was unworthy to hold


86
such an important position. He told the assembly that

he was apprehensive about being patriarch at a time when

a great schism separated the Byzantine church from the


87
rest of Christendom. But Irene rose and informed the
88
gathering that Tarasius was qualified to be patriarch.

83
Bury, A History of the Later Roman E m p i r e ,
p. 4 95; Jenkins, Byzantium: The Imperial Centuries, pp. 93-
94; Ostrogorsky, History of the Byzantine S t a t e , p. 177.
84
Bury, A History of the Later Roman E m p i r e ,
p. 495.
8 5 Theophanes does not mention that there were any
dissenters. See Theophanes, A.M. 6277; Mansi, XII, 990.

88Theophanes, A.M. 6277.

87I b i d .

88Ibid.
59

Tarasius's speech and the comments of the empress were


89
received with great acclamation by this assembled body.
90
On Christmas Day, 784, Tarasius was consecrated patriarch.

According to J. B. Bury the proceedings of the assembly at

Magnaura Palace were part of a pre-arranged plan between

Irene and Tarasius. 91

During the first five years of Irene's regency

the empress laid the groundwork for the eventual restora

tion of icons in the Byzantine church. Irene turned back

attempts to overthrow her, achieved peace with the Arabs

in Asia Minor and the Slavs in Greece, and replaced the

pro-iconoclast patriarch, Paul, with the able iconodule,

Tarasius. The time was now appropriate to summon a general

church council to settle the controversy of the veneration

of religious images.

89 Theophanes narrates the full text of Tarasius's


speech. See Theophanes, "Historia Ecclesiastica," PG
c v i i i , 1397-1398.

Theophanes, A.M. 6277.


91
Bury, A History of the Later Roman E m p i r e ,
495.
CHAPTER IV

THE RESTORATION OF ICONS

Irene was now ready to proceed w i t h her plans for

a complete restoration of religious icons and a resumption

of communication with the rest of Christendom. The empress

probably thought that if she could reestablish cordial

relations between the Greek church and the papacy, the

empire could also possibly regain the allegiance of im

perial Italy.'*' It was also essential that in order for

Byzantium to reassert its authority in Italy, friendly

relations with the Franks had to be established. To

achieve this objective a betrothal was arranged between

young Constantine VI and Charles's daughter, Rotrud.

Immediately following his elevation to the p a t r i

archate, Tarasius and Irene initiated plans to restore

ecclesiastical unity w i t h the papacy. About a year after

the consecration of Tarasius, Pope Hadrian I (772-795)

received two communiques from Constantinople. One was

"^Charles Joseph Hefele, A History of the Councils


of the Church: From the Original D o c u m e n t s , Vol. V,
A.D. 626 to the Close of the Second Council of Nicaea,
A . D . 787 (New York: AMS Press Inc., 1972), p. 343.

60
61

from Tarasius announcing his appointment as patriarch and

the other from Irene and Constantine requesting the pope

to set a date for an ecumenical council to be held in

Constantinople to decide the question of the veneration of


2
images once and for a l l .

Tarasius also sent announcements of his election

to the three eastern patriarchs of Antioch, Alexandria

and Jerusalem. In undated letters addressed "to the arch

presbyters and presbyters of Antioch, Alexandria and the

holy city" (Jerusalem), Tarasius announced his intention


3
to hold a council to decide the image question. He in

vited the patriarchs to attend the synod or if that were


4
not possible to send two representatives m their place.

Access to the eastern patriarchs was virtually impossible

because of Muslim occupation of those areas.3 T a r a s i u s 1s

letters to the eastern patriarchs probably never reached

their destination. The messengers went as far as Egypt

where they were advised by local monks that any attempt to

see the oriental patriarchs regarding a synod would endanger

2
Edward James Martin, A History of the Iconoclasbic
Controversy (London: The Macmillan Co., 1930), pp. 89-90.

3M a n s i , XII, 1122.

^Ibid.

^Martin, A History of the Iconoclastic Contro


v e r s y , p. 91.
62

the safety of all Christians living in Arab occupied

lands.^ It was suggested and later agreed to that two

monks, John of Antioch and Thomas of Alexandria, would


7
represent the three oriental patriarchs at Constantinople.

The letters to Rome from the empress and her son

and the patriarch were delivered by Tarasius's own priest

and apocrisiar, Leo. In the superscription of her letter

Irene placed Constantine's name before her own. Although

she would later alter it, during this period it was the

policy to label all documents in this manner. In her

letter to Hadrian she stated:

Your Holiness knows what has been undertaken here


in Constantinople by previous governors against
the venerable images. May it not be reckoned to
them by God! They have led astray all the people
here in Constantinople and also the East (as far
as it was Byzantium), until God called us to the
government, us who seek in truth the honor of God,
and desire to hold that fast which has been handed
down by the apostles and the holy doctors. We
therefore, after consultation with our subjects
and the most learned priests, resolved upon the
summoning of an ecumenical synod, and we pray, yea,
God Himself, who wills to lead all men to the truth,
prays that your fatherly Holiness will appear at
this synod, and come hither to Constantinople, for
the confirmation of the ancient tradition in regard
to the venerable images. We will receive your
Holiness with all honors, provide you with all that
is necessary, and provide for your worthy return
after the work is accomplished. In case, however,
your Holiness should be unable personally to attend,

6Ibid.

7Ibid.
63

be pleased to send venerable and learned repre


sentatives, that by a synod, the tradition of the
holy Fathers may be confirmed and the tares rooted
out, and that henceforth there may be no more divi
sion in the church. Moreover, we have called here
to us Bishop Constantine of Leontium, who is also
known to your fatherly Holiness, have conversed
with him by word of mouth, and have sent him to
you with this edict. When he has come to you, be
pleased to give him your answer soon, that he may
return to us and inform us on what day you will
depart from Rome. He will also bring hither with
him the bishop of Nap l e s . We have commanded our
representative in Sicily to take care to provide
for your peace and dignity.8

When Tarasius's envoy, Leo, arrived in Sicily, he

was joined by Bishop Theodore of Catanea and the deacon,


g
Epiphanus. They proceeded then to Rome to deliver the

imperial letters to the pope. Contrary to Irene's letter,

Bishop Constantine of Leontium does not appear to have

made the j o u r n e y 8 It is not known whether Constantine

fell ill between Constantinople and Sicily and could not

continue the trip to Rome, or if he was replaced by the

empress just before final departure from the imperial

c a p i 4tal.
. 1 1 1

In his reply to the empress, Hadrian expressed his

joy over the return of the imperial government to the

8Mansi, XII, 984.

9Ibid., 1076.

10Ibid.

^Hefele, A History of the Councils of the Ch u r c h ,


349.
64

practices of orthodoxy, and stated that he expected Con

stantine VI would be another Constantine the Great and

Irene a new Helena. The pope further stated that in

order for this to become a reality, the Byzantine empire

must recognize the primacy and spiritual sovereignty of

the see of Rome. Hadrian also expressed his surprise that

Irene applied the title "Universal" to the patriarch of

Constantinople. "If he is named Universal above the holy

Roman church, which has a prior rank as head of all the

churches of God," replied Hadrian, then "it is plain that

he shows himself a rebel against the holy councils and a

heretic." Furthermore the pope expressed his disapproval

of a layman being appointed to the patriarchate, but said

that he would condone this if Tarasius restored images.

Hadrian also demanded Byzantium to restore the patrimonia

Petri which Leo III had confiscated and that the word

"ecumenical" be dropped from the official title of the

patriarch of Constantinople. In conclusion Hadrian

promised that if the Byzantine empire would recognize the

supremacy of the see of Rome and treat the pope with ven

eration like the Frankish king, the empire would then be

victorious over all of its barbarian opponents just as

Charles, king of the Franks and the Lombards, had been

in the w e s t . ^

12Mansi, XII, 1055, 1056.


65

In August, 786 the delegates to the Seventh Ecu-


13
menical Council began arriving at Constantinople. The

first meeting was not immediately scheduled because the


14
imperial court was on vacation in Thrace. During this

brief delay iconoclast bishops and their supporters plotted


15
to prevent the synod from being held. Suspecting pos

sible trouble Patriarch Tarasius announced that any public

meetings held without his consent were contrary to canon


16
law.

After Constantine and Irene returned from Thrace,

the first session of the council was scheduled to be held

on August 17 at the Church of the Holy Apostles in Con

stantinople. The day before the synod was to open a hos

tile demonstration by the imperial guards and iconoclast

units of the army against the proposed meeting took place

outside the church. The next day, after the initial meet

ing had begun, the soldiers of the imperial guard (scholarii

and excubitores) burst into the church and threatened to

kill all those present if the council did not immediately

disband. Violence was prevented only when the iconoclast

13
Theophanes, A.M. 6278.

14Ibid.

15Ibid.

16Ma n s i , XII, 990b.


66

bishops, shouting "we have conquered," intervened and de

fused a highly explosive situation. Because of these cir

cumstances the empress had no choice but to dissolve the

council. Many of the bishops, including the two papal


17
legates, left Constantinople.

Irene probably realized that iconoclast military

opposition had to be neutralized before a council could

be successfully convened. On the pretext of an impending

military campaign against the Arabs, the empress in Sep

tember, 786, ordered the mutinous imperial garrison of

Constantinople to be ferried across the Bosphorus Straits


18
to Asia Minor. There at an army base at Malagina the
19
troops were ordered to lay down their weapons and disband.

The imperial guard,, deprived of their officers, obeyed


20
this command. The empress then ordered regiments from

Thrace and Bithynia to Constantinople and entrusted them


21
with defense of the city. The Bithynian forces were

^Theophanes, A.M. 6278; Mansi, XII, 990-991.


1 ft
Theophanes, A.M. 6279.

19Ibid.
20
Jenkins, Byzantium; The Imperial Centurie s , p. 94;
Theophanes, A.M. 6279.
21
Theophanes, A. M. 6 279; Ostrogorsky, History of
the Byzantine S t a t e , p. 178; Jenkins, Byzantium: The
Imperial Centuries~ p. 94.
67

mostly Slavs and probably did not hold strong views on the
22
iconoclast issue. The imperial troops who had disrupted

the ecumenical council were an elite unit recruited by


23
Constantine V to garrison the capital. The disbanding

of such a force no doubt weakened the defenses of the


24
empire. These events clearly show that there was no

manpower shortage in the Byzantine empire, for replace

ments were found for the imperial garrison. Modern his

torian Romilly Jenkins in characterizing Irene's armies

has stated that "they were bad armies, not that there were
25
no armies at all." The purging of the imperial guard

and their officers must have had a negative effect on

Byzantium's army as a whole. But since recent events had

shown that loyalty of the palace guard was essential in

order for Irene to carry out her religious designs, the

empress thought it necessary to form a new imperial garri

son for Constantinople.


26
In May, 787, a new council was convoked. The

22
Jenkins, Byzantium: The Imperial Centuries,
p. 93.
23 Ostrogorsky, History of the Byzantine State,
p. 178; Jenkins, Byzantium: The Imperial Centuries, p. 93.

^Jenkins, Byzantium: The Imperial Centuries,


p. 93.

25Ibid.

2^Theophanes, A.M. 6279.


68

papal legates, who had attended the meeting in Constanti-


27
nople the year before, were summoned back. Recognizing

that strong iconoclast sentiment still prevailed in the

imperial capital, Irene moved the synod to Nicaea, site


28
of the First Ecumenical Council of the Church. The

first seven sessions of the council, at which Irene and

Constantine were not in attendance, were held at the


29
church of Hagia Sophia in Nicaea. The eighth and final
30
meeting was held at the imperial palace at Constantinople.

This was the seventh and the last ecumenical council


31
recognized by the Greek Orthodox Church.

On September 24, 787, the first session of the


32
Seventh Ecumenical Council convened. Although Irene and

Constantine did not attend the meetings in Nicaea, they

were represented by the patrician Petronas and John, im-


33
perial ostiarius and logothete. In attendance were

27Ibid.
28
Hefele, A History of the Councils of the Church,
360

Theophanes, A.M. 6279.

30I b i d .
31
Ernst Benz, The Eastern Orthodox Church: Its
Thought and L i f e , trans. Richard and Clara Wincton (Garden
City: Doubleday and Co., Inc., 1963), p. 71.

32Theophanes, A.M. 62 79.

33Ibid.
69

about 300 bishops and their representatives, and a large


34
number of monks. An interesting note about this synod

was the order of the attending delegates which always

remained the same throughout all the meetings. The first

place on the roll of those attending was that of "Peter,

archpriest of the Holy Church of the Apostle Peter in Rome,

and Peter, priest and abbot of St. Sabas, representing the

Apostolic see of the pious and most holy archbishop of


35
old Rome, Hadrian." Second in order was Tarasius, "the

pious and most holy archbishop of the famous new Rome,

Constantinople," followed by John and Thomas, "most revered

priests and monks, deputies of the Apostolic sees of the

eastern dioceses."3^

The bishops attending the council were almost

entirely from the Asiatic provinces of the empire. The

European bishops in attendance at Nicaea included eight

from Sicily, one representative, Thomas, archbishop of

Sardinia, six from Calabria, and twenty-one from the dio-


37
ceses of Thrace and Illyria. A large number of abbots

34Mansi, XII, 996b.

35Ibid.

36I b i d ., XII, 996b; XIII, 364a, 398.


37
Martin, A History of the Iconoclastic Contro
versy, p. 93.
70

and monks were also in attendance. They played a very


38
important role as advisers and consultants to the bishops.

Among the more important and famous figures at the council

was the historian Theophanes. It is said that he arrived

at the synod on a mule like "a father journeying like a

father, in a coat of hair with his shepherd's staff in his


39
hand." Theophanes attended the council not by choice but

by compulsion for "he hated meetings and always sought


40
quiet." The future patriarch, Nicephorus, was also in
41
attendance serving as imperial secretary.

In reviewing the list of bishops, abbots, and monks

attending the Seventh Ecumenical Council at Nicaea, it is

noted that two monks, John of Antioch and Thomas of Alexan

dria, served as representatives of the patriarchs of


42
Alexandria, Antioch, and Jerusalem. As previously

stated the three eastern patriarchs were probably never

informed of the council. The three patriarchates were

located in areas under Muslim political domination which


43
made access to them virtually impossible. The question

38Ibid.
3Theophanes, "Vita," PG cviii, 32.
40Ibid.
41 Nicephorus, PG c, "Vita," 53a.
42
M a n s i , XII, 1122.
I
4 3,Martin, A History of the Iconoclastic Controversy,
p. 91.
71

then arises: who (and by w h a t authority) appointed John

and Thomas to act as representatives of the three oriental

patriarchs? A t the Nicaea synod John and Thomas subscribed

that they acted for the apostolic sees of the east and not
44
as vicars of the patriarchs. All those present at the

council, w i t h the exception of the two Roman legates and

the monks, John and Thomas, were subjects of the B y z a ntine


45
empire.

On September 24, 787, the first session of the

Seventh Ecumenical Council commenced. On a motion by the

Si c ilian bishops Patriarch Tarasius op e n e d the mee t i n g

w i t h a short introductory speech. He told the delegates:

At the beginnin g of August in the previous year,


it had been wished to hold a synod under his
presidency, in the Church of the Holy Apostles
in Constantinople, but through the fault of some
bishops, who could easily be numbered, but w h o m he
would n o t name, as every one knew them, they had
been hindered by f o r c e . The gracious rulers
(Irene and Constantine) had therefore summoned
a new synod to Nicaea, and Christ would reward
them for this. This helper the bishops should
also invoke, and in all uprightness, w i t h o u t d i s
cursiveness, deliver a righteous judgement. 46

After Tarasius's speech an imperial sacra was read

to the council. It assured all attending delegates that

^Hefele, A History of the Councils of the C h u r c h ,


p. 361.

46
Mansi, XII, 1000.
72

they w o u l d be allowed freedom of speech and action a c

cording to their individual convictions without any fear

of hindrance or later retaliation against them. The synod

was then informed of the circumstances regarding the

r e s i g nation of Patriarch Paul in 784 and the elec t i o n of

Tarasius. The delegates were told that both Paul and

Tarasius had desired an ecumenical council to reunite


47
Chr i s t e n d o m .

The first and most important issue the council

en c ountered was how to deal with the iconoclast bishops

who had disrupted the synod the year before. It was d e

cided to let the bishops, who renounced their iconoclast

beliefs and repented for their past errors, to be allowed

back into the church. Three iconoclast bishops, Basil of

Ancyra, Theodore of Myra, and Theodosius of Amorium, who

had been hostile to images, begged forgiveness and renounced

their previous position. The synod accepted their r e c a n t a

tion and allowed them to be seated as delegates. But a

serious split developed w h e n seven ot h e r bishops, who had

taken an active part in disrupting the synod during the

previous year in Constantinople, appeared before the c o u n

cil and asked for forgiveness. The bishops, Hypatius of

Nicaea, Leo of Rhodes, Gregory of Pessinus, Leo of Iconium,

4 7 I b i d ., 1001.
73

George of Pisidia, Nicholas of Hierapolis, and Leo of

Carpathus said that they had erred from ignorance of church

doctrine and were ready faithfully to follow the decisions

of the council. Many delegates doubted the sincerity of

the seven bishops. Although the bishops were forgiven,

this caused a serious division within the council between

religious zealots from the monastic orders who opposed any

kind of compromise and moderates who, for expediency and

political interests, sought some sort of compromise as

long as the secular government remained iconodule. It was

the view of the moderate party, however, that prevailed

and thus dominated the council of Nicaea. But the icono

dule majority was completely unanimous on questions re

garding faith.48

The fourth session of the council held on October 1

attempted to prove legitimacy of the veneration of religious

images by reciting a series of stories about miracles asso

ciated with icons. According to one such story a woman

who was devoted to saints Cosmos and Damian hung their

portraits on the walls of her house. Once while suffering

from a serious illness she scraped the paint off the icons

and mixed it in a glass of water. She drank the mixture

and immediately became well "by the presence of the saints

48I b i d ., 1002-1050.
74

in her." In another story a large number of Jews in

Beirut were converted to Christianity after an icon of

Christ, which they had pierced with a lance, gushed out

blood and water. When the Jews touched the substance that

flowed from the image, all the sick were cured of their

ills. After the presentation of these superstitious n o

tions about icons, Patriarch Tarasius informed the synod

that it was no longer necessary for God to perform miracles

w i t h icons because the only reason He used images in such


49
a manner was to convert pagans to Christianity.

The fifth session held on October 4 refuted the


50
iconoclast decrees of the Synod of 754. Iconoclasts,

Jews, Muslims, Samaritans, and Manichaeans were condemned


51
for their opposition to and destruction of icons. "Seest

thou into what an abyss of impiety the iconoclasts have

been precipitated by believing that Christ should not be


52
depicted on panels? Surely theirs is a Jewish faith."

At the seventh session held on October 13 a d o c

trine was agreed upon which condemned opposition to icons,

ordered the eradication of iconoclast writings, and

4 9 Ibid., XIII, 1-127.

50I b i d ., 157-220.
5 1 , .,
Ibid.

^ T h e o d o r e of Studion, PG xcix, 1188-1189.


75

reestablished veneration of images. The council further

stated that holy images, especially portrayals of Christ,

the Virgin Mary, angels, saints, and holy crosses could be

represented on any material or at places such as ships,

w a l l s of houses, garments, and public roads. The r e p r e

sentations of holy figures according to the synod w o u l d

enable the public to think of the originals. The council

w e n t on to decree that veneration should be directed not

to the icon but to the figure portrayed on it. The icon

m u s t not be worshipped in the same w a y that is due to God.

The council also anathematized three former patriarchs of


53
Constantinople, Anastasius, Constantine, and Nicetas.

W h e n Irene and Constantine were informed that the

p roceedings of the council w e r e completed, they ordered

Tarasius and the rest of the bishops to come to C o n s t a n t i

nople. On October 23 the empress and her son cordially

received them at the Magnaura Palace where the eighth and

final session of the council took place. The two rulers

addressed the synod and ordered the decrees of the p r e

v ious session to be read. After this was done Irene p r o

claimed "that a holy and ecumenical synod should declare

w h e t her this Horos had been accepted w i t h universal

assent." All the delegates then exclaimed:

53
Theophanes, A.M. 6279; Mansi, XIII, 364-408.
76

Thus we believe, thus think we all, w e have agreed


and subscribed. This is the faith of the apostles,
the faith of the Fathers, the faith of the orthodox.

Irene and Constantine then signed the decrees of the c o u n

cil. After receiving friendly acclamations from the d e l e

gates, the emperor presented them with rich gifts. The

synod was then declared adjourned and the bishops were


54
allowed to return home.

The Ecumenical Council of 78 7 reintroduced and

officially confirmed the veneration of religious images.

Irene and Constantine were acclaimed "a new Constantine


55
and a new Helena" by the bishops of the synod. Religious

relics and images were restored in all churches of the

empire. For the iconodules it was a joyous occasion.

Veneration of icons had not only been restored but the

eastern and western churches were now reunited. The c o u n

cil in its deliberation had collected all theological a r g u

ments in favor of image worship which were later used by


56
iconodules in defense of their position on this issue.

But the victory of the supporters of icons was short-lived.

Although it was true that iconoclasm had been suppressed,

54
Mansi, XIII, 399-414.

55I b i d ., 739-740.

56Vasiliev, History of the Byzantine E m p i r e ,


p. 264.
77

it was no means dead. In 815, following two disastrous

defeats inflicted on Byzantine armies by the Bulgars,

Emperor Leo V the Armenian (813-820) reintroduced icono-

clasm. It is said that w h e n the Bulgar army was outside

the very walls of Constantinople, Leo V told a group of

friends:

W h y is it that the Christians are suffering defeat


at the hands of the Gentiles? For my opi n i o n it
is because the icons are w o r s hipped and for no
other reason; and therefore, I intend to destroy
them. For you can see that all the emperors who
have recognized them and w o r s h i p p e d them have died
either in banishment or in battle, while those
emperors w h o have not w o r s h i p p e d them, and they
alone, died a natural death on the throne, and
each one of them was splendidly buried in the im
perial sepulchers at the Church of the Holy Apostles.
I wish, therefore, to imitate the latter and destroy
icons, so that both I and my son should live a long
life, and so that m y line should remain on the
throne until the fourth and fifth g e n e r a t i o n .5 7

But iconoclasm remained the official policy of the B y z a n

tine empire only until 843 w h e n it was abandoned by emperor

Theophilus and his w i f e Theodora.

57
Theophanes, 1024c.
CHAPTER V

MOTHER AND SON STRUGGLE FOR POWER

In the ten-year period following the Seventh Ecu

menical Council of 787 the Byzantine empire was plagued

by palace intrigues involving Irene and Constantine,

schemes of rival eunuchs, and military set-backs in the

struggle against the Arabs and B u l g a r s . Although the

empress had achieved a personal triumph with restoration

of religious icons, her position was still not secure.

The most serious challenge to her power yet was posed not

by army or iconoclasts, but by her son, Constantine.

In 787 Constantine was a maturing boy of seven

teen. Although his name was still placed ahead of his

mother's on all official government documents, the empress

did not allow the young prince to exercise imperial pre

rogatives. Irene probably feared that if her son assumed

control of the empire the recently achieved religious

reforms would be u n d o n e .^ In order to preserve the icon-

odule degrees of the council of Nicaea the empress went

to any extreme to maintain her power.

1Diehl, Byzantine Empresses, p. 79.

78
79

Irene continued to be a dominating influence on


2
her son. But m 788 young Constantine became enraged at

his mother who, ignoring his objections, cancelled a mar-


3
riage agreement with the Franks. In 782, when Constantine

was about twelve years old, such a pact had been arranged

between the young emperor and Rotrud, w h o m the Greeks

called Erythro, daughter of Charles the Great.^ The

eunuch Elissarus, an imperial notary, was sent to the

Frankish court at Aix-la-Chapelle to instruct Rotrud in


5
the Greek language and customs of the Byzantine empire.

Although Constantine had never seen Rotrud, he was enthusi-

astic about the impending marriage. It was said that

when the prospective imperial match was cancelled, Con-


7
stantine was inconsolable. Irene's reasons for abandon

ing that marriage project are not entirely known. Although

Frankish sources state that Charles broke off the engage

ment because of his opposition to the decrees of the coun

cil of Nicaea, a Byzantine narrative says that Irene, who

2I b i d .

^Theophanes, A.M. 6 281.

^Ibid., A.M. 6274.

5Ibid.

^Bury, A History of the Later Roman E m p i r e , p. 483.

7Theophanes, A.M. 6281.


80

was becoming increasingly jealous of her son, ended the

impending betrothal because she feared that Charles might


Q
increase the power and prestige of his future son-in-law.

Irene knew that she had to find a wife who would

not pose a serious threat for her disappointed, lovesick

son. Imperial envoys were sent into all provinces of the

empire to find a bride whose beauty and intelligence would

be worthy of the young b a s i l e u s .^ According to one roman

tic story the empress's agents found three pretty but poor

sisters in a remote village in Cappodocia who met the

specified qualifications of height, weight, and appearance;

any one of the three was a potential mate for the emperor."^

Their father, Philaretus, was a very pious man who had


12
impoverished his family by his general almsgiving. in a

"Cinderella" manner all candidates were brought to Con-


13
stantinople to be judged. A beautiful eighteen-year-old

8
John Zonaras, "Epitomae Historiarum Libri," PG
cxxxv, 10; Royal Frankish A n n a l s , 788r.
9
Diehl, Byzantine Empresses, p. 80; Diener, Im
perial B y z a n t i u m , p. 144; Jenkins, Byzantium; The Imperial
Centuries, p. 98; McCabe, The Empresses of Constantinople,
p. 92.
^Theophanes, A.M. 6281.
11
Philaretus eleemosynarius, "Vita," ed. and t r a n s .
by M. H. Fourmy and M. Leroy, Byzantion: Revue Interna
tionale des Etudes Byzantines IX (1934):85-167.

12Ibid.
13
McCabe, The Empresses of Constantinople, p. 93.
81

Armenian maiden from the Paphlagonian theme, Maria of


14
Amnia, was selected. Theophanes states that I r e n e s
15
officers m distant Armenia discovered her. Maria has

been described as being Armenian, Paphlagonian, and


16
Cappodocian. Her family background is not known exactly,

for Diehl says that she came from modest origins while

Jenkins maintains that Maria was from a wealthy provincial


17
family of Paphlagonia. Supposedly Constantine chose his

bride in an imperial ceremony of the most beautiful women


18
in the world. But the election was probably decided
19
beforehand by Irene and her ministers. Between 788 and

900 this procedure of selecting a bride for the emperor


20
was used many times by the Byzantine court.

An open struggle for sovereignty of the Byzantine

14
Theophanes, A.M. 6281; Jenkins, Byzantium: The
Imperial Centuries, p. 98.

^5Theophanes, A.M. 6281.

16Theophanes, A.M. 6281; Bury, A History of the


Later Roman Empire, p. 483; Diehl, Byzantine Empresses,
p. 80; Jenkins, Byzantium: The Imperial Centuries, p. 98;
McCabe, The Empresses of Constantinople, p. 93.
17
Diehl, Byzantine Empresses, p. 80; Jenkins,
Byzantium: The Imperial Centuries, p. 98.
18 Jenkins, Byzantium: The Imperial Centuries, p. 98

19Ibid.
20
This custom was probably Khazar in origin. See
Jenkins, Byzantium: The Imperial Centuries, p. 98.
82

empire developed in 790 between Irene and her son. Young

Constantine, who was then twenty years old, was very bitter
21
over his forced marriage to Maria of Amnia. Gradually

he began to realize that as long as his mother lived she

and her eunuch advisers, especially the logothete

Stauracius, would exclude him from all affairs of govern-


22
ment. Stauracius was the most powerful minister in the

empire. He had led successful campaigns against the Slavs

in northern Greece and the Peloponnesus in 783, had negoti

ated peace with the Arabs, and in 786 successfully dis

banded the iconoclast army units that had disrupted the

opening session of the Seventh Ecumenical Council at the

Church of the Holy Apostles in Constantinople. He was not

only very talented but unscrupulous, and he would not hesi-


23
tate to use any means to maintain his position at court.

The situation was humiliating for the basileus

because all petitions, grievances, and requests to the

government were not presented to him, but instead to


24
Stauracius. The empress's advisers no doubt knew that

if Constantine ever assumed sole control they would lose

21
Bury, A History of the Later Roman Emp i r e , p. 483.
22
Diehl, Byzantine Empresses/ pp. 80-81.
21
Bury, A History of the Later Roman E m p i r e , p. 484.

24Ibid., p. 483.
83

25
their power and position at court. So it was only logi

cal that they exploit the distrust and jealousy that

existed between mother and son and widen the breach b e

tween them.30

Irene carefully isolated Constantine in his own

court, denying him influence and allowing him a few per-


27
sonal friends. All the important affairs of government
28
were controlled by Stauracius. In either January or

February 790 Constantine and his party, including his only

intimate friends, Theodore Camulianus, the magister

o f f i c i o r u m , Peter, and D a m a n u s , plotted to overthrow

Irene, banish her to Sicily, and remove Stauracius from


29
power. But the ever-observant Stauracius discovered the

scheme and informed the empress before it could be exe

c u t ed.30 Irene was furious that her son could have been
31
part of such a conspiracy. Setting aside maternal

25
Diehl, Byzantine E m p r e s s e s , pp. 80-81.

26I b i d .
27
Bury, A History of the Later Roman E m p i r e , p. 484.

28Diehl, Byzantine E m p r e s s e s , p. 80; Hussey, The


Cambridge Medieval His tor y~, pt 88.
29
Theophanes, A.M. 6282.
30
Theophanes, A.M. 6282; Bury, A History of the
Later Roman E m p i r e , p. 484.
O]
Diehl, Byzantine E m p r e s s e s , p. 80.
84

affection for Constantine, she retaliated harshly against


32
all participants m the plot. The emperor's co-conspira

tors were tortured and some of them, including his close

friends, were exiled to Sicily and the Peloponnesus, while


33
others were placed under house arrest in Constantinople.

Irene publicly slapped her son in the face and had h i m


34
beaten with rods. Constantine was then confined to his
35
quarters for several days. The empress's eunuch advisers

encouraged her to take such drastic action by proclaiming


36
to her that "even God did not wish her son to reign."

Influenced by her close confidants and "creatures" at

court, and by soothsayers who promised that it was p r e

destined that she should be sole ruler of the empire, Irene


37
now attempted to take complete control of the government.

In that same year (790) Irene decreed that her

name would be placed before Constantine's on all official

^ T h e o p h a n e s , A.M. 6282.
33
Bury states that confining a person to his own
house was a common form of punishment at Constantinople
during this time. See Bury, A History of the Later Roman
E m p i r e , p. 484.

"^Theophanes, A.M. 6282.

35Ibid.

36I b i d .
37 .
Diehl, Byzantine E m p r e s s e s , p. 81.
85

government documents. Furthermore she ordered all im

perial troops to take an oath of loyalty to her stating

"so long as you shall live we will never recognize your

son as emperor." The garrison at Constantinople and all

the troops of the European and Asian themes, except the

Armeniacs, took the oath. The spathar and drungarius of

the watch, Alexius Mousele, was sent to the Armeniac theme

to obtain their support also. But Alexius joined the

opposition. Nicephorus, strategus of the Armeniacs, was

arrested and replaced by Alexius. The rebellious soldiers

and their new leader then proclaimed Constantine sole

emperor. The other themes, who had just recently taken an

oath of loyalty to Irene, now reversed themselves, chose

new generals, and declared their allegiance to Constan-

t i n e .38

In October 79 0 troops from all the themes of Asia

Minor, except the Armeniacs, met at Atrda and demanded

the emperor's presence. The Armeniac theme, which was the

prime instigator of this rebellion, was too far away to

send delegates to that meeting. Irene was powerless to

oppose the combined armies of the Anatolian themes. She

allowed Constantine to go to Atrda where he received the

allegiance of the army. The mutinous troops demanded the

^Theophanes, A.M. 6283.


86

39
removal of Irene as co-ruler of the e m p i r e .

Constantine returned triumphantly to the imperial

capital in December and removed his mother from power.

The empress was ordered into c o n f i nement at the palace

of Eleutherius, w h i c h she herself had built just outside

the city. All her advisers, including Stauracius and

A e t i u s , were dismissed. Stauracius was flogged, tonsured,


40
and exiled to the Armeniac t h e m e .

Constantine sent two officers, Michael Lachano-

drakon and the protospather and bajulus John, to the

Armeniac theme to obtain a formal oath of loyalty from


41
them. This incident, according to J. B. Bury, indicated

that Irene, soon after her accession to power in 780, re

p laced all the governors of the themes who had b e e n ap-


42
pointed by Leo IV and Constantine V. Contempora r y

sources state that Michael Lach a n o d r a k o n was strategus of

the Thracesian theme prior to Leo's death. But Theophanes

narrates that in 790 all the themes dep o s e d their gover-


43
nors after Irene was removed from power. So it is

39Ibid.

4 0 Ibid.

4 1 Ibid.

4 ^Bury, A History of the Later Roman E m p i r e , p. 485

4 "^Theophanes, A.M. 628 3.


87

possible, as B u r y maintained, that Michael Lachanodrakon


44
was no longer strategus of the Thracesians. He had a l

ways been a staunch supporter of young Constantine. There


45
w o u l d therefore be no probable reason for his dismissal.

Theophanes states that Lachanodrakon was sent by the

e m peror to the Armeniac theme to ob t a i n their oaths of


46
loyalty. If Lachanodrakon still held the prestigious

position of strategus of the Thracesian theme, one can only

question the reason of entrusting him w i t h a minor m i s s i o n


47
that was suitable for a s p a t h a r . It can be conc luded

that Michael Lachanodrakon was no longer governor of the

Thracesians. He probably held, however, an important


48
position at Constantine's court. Theophanes refers to
49
h i m in 792 as magister (officiorum).

Constantine ruled the Byzantine empire for seven

years (790-797). If he had had the character and strength

of his grandfather, his reign w o u l d probably have b e e n


50
successful. B u t Irene had neglected her son's education.

44
Bury, A History of the Later Roman E m p i r e , p. 485

4 5 Ibid.

4 8 Theophanes, A.M. 6283.


47
Bury, A History of the Later Roman E m p i r e , p. 4 85

4 8 Ibid.
48Theophanes, A.M. 6284.
Finlay, A History of G r e e c e , p. 79.
88

Although Constantine displayed courage on the battlefield,

he was unable to achieve any major military v i c t o r i e s .

His mind has been described as "fickle" and he was in

capable of effectively directing the affairs of the em-


52
pire. The emperor's inconsistency in ruling lost him
53
the support of his friends and the army. That and his

attempts at reconciliation with his vengeful mother would


54
eventually bring about his own downfall. At the b e g i n

ning of his reign Constantine had popular support of the

army. But unsuccessful campaigns against Bulgars and

Arabs lost h i m much of that support and even led to an

attempted military c o u p .

Byzantium no longer feared disturbances on the

Bulgar border during the early part of Irene's reign. In

78 4 Irene rebuilt the town of Berrhoea in Thrace and she

personally renamed it Irenopolis in a ceremony attended

by the entire imperial court. So safe did the empress

believe the Bulgar frontier that she did not hesitate to

deplete it of most of its troops during the iconoclast

struggle of 7 8 6 . ^

51
Diehl, Byzantine E m p r e s s e s , p. 82.
52 .
Finlay, A History of G r e e c e , p. 79.
53 .
Diehl, Byzantine E m p r e s s e s , pp. 82-8 3.

54Ibid.
55
Theophanes, A.M. 6276, 6279.
89

Byzantine intelligence, however, was not aware of

a revival of Bulgar power under the able leadership of

Tsar Cardam, successor to Telerig. In 788 Philetus,

strategus of Thrace, and most of his army, while on a

reconnaissance expedition along the Strymon River, were

killed in a surprise attack by the B u l g a r s . ^

In April 791 Constantine personally led a campaign

into Bulgaria to avenge the disaster suffered three years

before. But the expedition, which was a fiasco on all

sides, achieved no significant results. The emperor and

his army advanced to the fortress of Probatum (Provadia)

on the St. George River. Both armies established camp

after a day of minor skirmishes. But during the night the

opposing forces were seized with terror and fled to their

respective borders.

In July of the following year (792) Constantine

led a second expedition against the Bulgars. The emperor,

faithfully listening to the prophesies of the astronomer

Pancrat, expected an easy and glorious victory. The im

perial forces advanced to the frontier town of Marcellae

(Karnobat). On July 20 Constantine, without adequate

preparation, fought the enemy in a pitched battle. The

56Ibid., A.M. 8281.

57I b i d ., A.M. 6283.


90

results of that engagement were disastrous. Although

Constantine was able to escape to safety, many of his most

able officers were killed, including Michael Lachanodrakon;

the p a t r i c i a n , Bardas; the strategoi, Nicetas and


58
Theognostos; and the p r o t o s p a t h a r , Stephanus.

On the eastern frontier in Asia Minor the Arabs

achieved a series of victories against the Byzantine e m

pire while her inept rulers, Constantine and Irene, plotted

against each other.

In September 786 Harun al-Rashid ascended the

throne of the Abbasid caliphate. Although his reign, which

lasted until 809, was one of military successes against

Byzantine arms, Harun did not pursue an entirely offensive

policy. He reorganized and reinforced the caliphate's

northwest border with the Byzantine empire. The frontier

region where many of the Arab raids originated was called

A wasim or "defensive" cities, which in literal Arabic

means "to impede, protect, defend." The major city on

that defensive line was Antioch. The Awasim composed an

area from Antioch to the cities of Balis on the Euphrates,

Manbij, and Samosata. Along its immediate border with

Byzantium a line of fortresses called the thighur ("the

front teeth") was built. The most important town along

58I b i d ., A.M. 6284.


91

that line of defense was Tarsus, which was situated near

the Cilician Gates, the main pass through the Tarsus

Mountains. On the other side of the border the Byzantines

constructed a series of forts which served as a line of


59
defense against Arab raids.

Harun began a massive program to fortify the

frontier. Between 7 86 and 78 7 the cities of Hadath and

Tarsus were r e f o r t i f i e d . In the case of Tarsus, not

only was that city rebuilt, but a large colony of Muslims


61
was resettled there. About the same time the fortresses
62
of Kafarbayya and Massisa were constructed. Anazarba

was later fortified in 796 and in 799 the fortress of

HSrunlya, located a few miles southwest of Germanica, was

rebuilt.

Although it was not until 796 that Harun again

took personal command of military operations on the B y z a n

tine frontier, the Arabs continued during his absence

59
E. A. Belyaev, Arabs, Islam and the Caliphate
in the Early Middle A g e s , t r a n s . by Adolph Gourevitch
(New York: Frederick A. Praeger, Inc., Publishers, 1969),
pp. 225-26.

60Tabari, A . H . 170.

61I b i d .
62
Hussey, The Cambridge Medieval H i s t o r y , p. 706.
92

their annual border r a i d s . Imperial forces were routed

in 7 89 at the battle of Podandus in the Isaurian Mountains


64
in which both Byzantine commanders were killed.

In 790 a large Arab fleet from Syria attacked

Cyprus.^ The raid must have been destructive because

a Byzantine armada, composed of naval units from the

Cibyraeot and Aegean themes, coordinated their operations


6 fi
in an attempt to intercept and destroy the Arab flotilla.

The two opposing fleets finally met in battle at the Bay

of Attalia in which Theophilus, strategus of the Cibyraeot


67
theme, was taken prisoner. It is said that Harun

promised to grant Theophilus his life if he would renounce


68
his faith and convert to Islam. But the brave and
69
devoted Theophilus refused and in turn was executed.

Arab losses were probably great in number for sixteen

years would pass before the Byzantine fleet would be again

challenged.79

64
Theophanes, A.M. 6 281.

65Ibid.r A.M. 6282.

66Ibid.

67I b i d .

68Ibid.

69Ibid.
7n
Archibald R. Lewis, Naval Power and Trade in the
93

An Arab account, however, states that the naval

expedition was directed at Crete and not Cyprus. Tabari

probably got Crete (Ikritish) confused with Ikita, the

headquarters of the strategus of the Chaldian theme, in

northeast Asia Minor. He says that the summer raid was

hampered by extreme cold weather in which many men lost

hands and feet from frostbite. The description of frigid

summer temperatures eliminates Crete but not the Chaldian

theme. Tabari probably confused Crete with a winter raid

into Chaldia in which 4 000 Arabs suffered from frost

bitten feet. It can be concluded from these accounts that

the Arabs made a winter raid into the Chaldian theme in

either 791 or 792 in which great numbers of casualties

were sustained from nature and the environment rather than


71
from the Byzantine army.

In October 791 Constantine led an expedition

against the A r a b s . The imperial army advanced past the

Cilician Gates to Tarsus. But here they were probably

stopped, for there is no evidence that the city fell into

Byzantine possession. Theophanes reports that Constantine


72
returned to the capital without achieving his objective.

Mediterranean A.D. 500-1100 (Princeton University Press,


1951; reprint ed. New York: Johnson Reprint Corp., 1970),
p. 102.
71
Tabari, A.H. 175, 178.
72
Theophanes, A.M. 6284.
94

If Constantine had proved to be an able leader,

he would probably have neutralized the power and influence

of his mother. But the campaigns of 791 against the Bul-

gars and Arabs showed that he did not possess the talent

to command. He was also a weak ruler who fell under the


73
domination of unscrupulous a d v i s e r s .

In January 792 Constantine granted his mother's

petition and allowed her to return to the imperial court.

He restored the title of empress to Irene and again a l

lowed her to participate actively in the government. The

naive young emperor also recalled his mother's former chief

minister, Stauracius. It is not known for what reason


74
Constantine made these unwise decisions.

The unscrupulous and ambitious Irene returned to

power seeking vengeance against all those who had opposed

her in 790. The weak and easily duped emperor turned to

his mother for advice and conciliation. But Irene and

her ministers took gradual steps to discredit Constantine


75
with the populace, army, and church.

The Armeniac theme objected to Irene's return to

court. Alexius Musele, strategus of that theme, was

73
Jenkins, Byzantium; The Imperial Centuries, p. 98.

^ T h e o p h a n e s , A.M. 6284.
75 Diehl, Byzantine Empresses, p. 82.
95

76
summoned to C o n s t a n t i n o p l e . But the Armeniac troops
77
demanded the restoration of their commander. At the

instigation of his mother, Constantine suspected that


78
Alexius was involved in a plot against him. The governor

was flogged, tonsured, and placed in the praetorian

prison. 79

In 792, soon after the disastrous Bulgar campaign,

Constantine's uncles were involved in another conspiracy

against him. Certain elements of the army sought to r e

move Constantine and replace him with his uncle, Nice-


80
phorus. Although his uncles held clerical status, the

emperor still considered them a serious threat to the


81
throne. On the advice of his mother, Constantine sen

tenced Nicephorus to be blinded and ordered the tongues


82
of his other uncles to be slit. This action, whi c h was

a lenient punishment for the crime, lost the emperor

^ T h e o p h a n e s , A.M. 6284.

77I b i d .
7 8 Diehl, Byzantine E m p r e s s e s , p. 83.

^Theophanes, A.M. 6284 .

80I b i d .
QI
Theophanes refers to Nicephorus as ex-Caesar.
See Theophanes, A.M. 6284.
Q2
Theophanes, A.M. 6284; Diehl, Byzantine E m p r e s s e s ,
p. 83.
96

support of many iconoclasts, who still cherished the memory


83
of the victims' father, Constantine V.

Constantine now believed that he was surrounded


84 ^
by enemies. He sentenced Alexius Musele to be deprived
85
of his eyesight. The troops of the Armeniac theme

retaliated by blinding Alexius's successor, Theodore


86
Camulianus. The emperor responded to this by sending an

army under the command of Chrysocheres, strategus of the

Bucellarian theme, and the protospathar, Constantine


87
Artaseras, to subdue the rebellious Armeniac troops.

But the insurgents defeated the imperial forces in Novem-


88
ber 792 and blinded their two generals. Fearing that

rebellion might spread to other Anatolian provinces,

Constantine took the field himself at the head of the


89
imperial army. On May 27, 793, the emperor easily de-
90
feated the rebels. The victory was insured when the

83
Diehl, Byzantine Empresses, p. 83.
84
Bury, A History of the Later Roman E m p i r e , p. 486.
OC
Theophanes, A. M. 6 285; Bury, A History of the
Later Roman E m p i r e , p. 486.

88Theophanes, A. M. 6285.

87Ibid.

88Ibid.
89
Bury, A History of the Later Roman E m p i r e , p. 486.
90
Theophanes, A. M. 6285.
97

Armenian auxiliaries, after being promised large rewards


91
by Constantine, deserted their Armeniac allies. But the
92
emperor never fulfilled his promises to them. The

Armenian auxiliaries responded by abandoning the fortress


93
of Comacha to the A r a b s .

Constantine suppressed the rebellion with great

cruelty. The leaders of the uprising, Gregory, bishop of

Sinope, and the two turmarchs, Andronicus and Theophilus,


94
were put to death. One thousand of the rebels, with the

inscription "Armeniac conspirator" branded across each of


' 95
their faces, were marched to Constantinople in chains.

After being paraded through the streets of the capital,


96
they were exiled to Sicily.

What influence Irene had on the manner in which

her son put down this rebellion is not known. It is pos

sible that the empress encouraged her son to take drastic


97
action. Constantine's handling of the situation had

91,... .
Ibid.
92
Bury, A History of the Later Roman E m p i r e , p. 4 85.
93
Theophanes, A.M. 6285; Hussey, The Cambridge
Medieval History, p p . 706-707.
94
Theophanes, A.M. 6285.
95Ibid.
96Bury, A History of the Later Roman E m p i r e , p. 486.
97
Diehl, Byzantine E m p r esses, p. 83; McCabe, The
Empresses of Constantinople, p. 95.
98

98
made him unpopular with the army and his subj e c t s .

On January 3, 795, Constantine divorced his wife,


99
Maria, and induced her to retire to a nunnery. Although

the emperor had opposed this unhappy union from the b egin

ning, Maria bore him two daughters, Euphrosyne and Irene.

Constantine, who had taken a series of mistresses during

his marriage, fell in love with Theodote, one of Irene's

maids of honor at court. Theodote was from one of Con

stantinople's leading fami l i e s . She was related to two

of the most influential iconodules of that day, Plato,

abbot of the monastery of Saccudion in Bithynia, and his


102
nephew, Theodore of Studion. it is said that Irene

encouraged her son to divorce his wife and marry Theodote,

go
McCabe, The Empresses of Constantinople, p. 95.

Theophanes, A.M. 6287.

^ ^ T h i r t y years later Euphrosyne married Emperor


Michael II (820-829). See E. W. Brooks, "The Marriage of
the Emperor Theophilus," Byzantinsche Zeitschrift X (1901):
540-45; J. B. Bury, A History of the Eastern Roman Empire:
From the Fall of Irene to the Accession of Basil I, A.D.
802-867 (New York: Russell and Russell, Inc., 1965),
pp. 80-81; Jenkins, Byzantium: The Imperial Centuries,
p. 141.
*"^Diehl, Byzantine Empresses, p. 83.
102
Theodote was probably a second cousin of Theo
dore. See Theodore of Studion, "Vita," PG xcix, 253;
Patrick Henry, "The Moechian Controversy and the Con-
stantinopolitan Synod of January A.D. 809," The Journal
of Theological Studies, New Series, XX (1969) :495-522.
99

knowing that this would arouse orthodox church opposition


103
to the emperor.

In September 795 Constantine and Theodote were

married at the palace of St. Mamas just outside the impe-


104
rial capital. The major reason for this union, how

ever, was probably not that of love. Constantine knew

that the principle of hereditary succession rested in the


105
eldest son. Maria had not produced any sons. In order

that the Isaurian line might continue, a male heir was

essential. Although Constantine probably was deeply

in love with Theodote, he married her for dynastic reasons


107
hoping that she would bear him a son.

Irene's expectations of widespread ecclesiastical

opposition to her son's divorce and remarriage came true.

Patriarch Tarasius, who at first refused to pronounce a

sentence of divorce, finally yielded to Irene's pressure


108
and granted it. But the patriarch would not perform the

103
Theophanes, A.M. 6287; Diehl, Byzantine Em
presses , p. 83; Henry, "The Moechian Controversy and the
Constantinopolitan Synod of January A.D. 809," p. 4 96.
104
Theophanes, A.M. 6288.
105
Jenkins, Byzantium: The Imperial Centuries, p. 99

106Ibid.

107Ibid.
108
Finlay, A History of Greece, p. 80.
100

109
marriage ceremony of Constantine and Theodote. Joseph,

a steward of Hagia Sophia and abbot of the Kathara monas

tery, united the imperial couple in a nuptial crowning.

According to Theodore of Studion, Tarasius withdrew his

opposition to the marriage only after the emperor threatened

to renew iconoclast persecutions.'*''*''*' Theophanes reports


112
that Tarasius ordered Joseph to officiate at the wedding.

That is probably not true, for Constantine would have had

no trouble in finding clergy at the imperial court who

would be willing to perform the marriage without permis

sion of the patriarch.'*''*'^

The strongest opposition to the marriage was cen

tered at the monastery at Saccudion which openly showed

its indignation of wj^at it considered an act p f adultery .*"*^

Plato, the abbot, even refused communication with Patriarch

109
Theophanes, A.M. 6288; Theodore of Studion,
"Vita," PG xcix, 251.

H ^ T h e placing and interchanging of crowns on the


heads of the bride and groom is an important part of the
marriage ceremony in the Greek Church. See Theophanes,
A.M. 6288; Theodore of Studion, "Vita," PG xcix, 251.

^"Theodore of Studion, PG xcix, 1049-1053.


112
Theophanes, A.M. 6288.
113
Henry, "The Moechian Controversy and the Con-
stantinopolitan Synod of January A.D. 8 09," p. 501.
114
Bury, A History of the Later Roman Empire, p. 48 7.
101

115
Tarasius. Plato and his nephew Theodore disapproved

of Tarasius's passive sanction of the marriage of their

cousin Theodote to the e m p e r o r . T h e y considered the

union to be contrary to the Gospel (Mark 10, 11) ban


117
against adultery. According to Theophanes, Irene

secretly encouraged ecclesiastical opposition "because


118
they were resisting her son and bringing shame upon h i m . "

The emperor tried very hard to settle this dispute peace-


119
fully. On the pretext of visiting the hot water baths

at Prusa, Constantine made a special trip to the monastery


120
at Saccudion. But Plato and Theodore refused to meet
4.u i.-
with him. 1 2 1

Constantine finally lost patience and resorted to

force. In February 797 Bardanes, domesticus of the

scholarii, and John, count of the Opsikian theme, were

sent to Saccudion with orders to arrest Plato, his nephew

115
Theophanes, A.M. 6288; Bury, A History of the
Later Roman Empire, p. 487.
116
Gardner, Theodore of Studium, pp. 56-57.
117
Jenkins, Byzantium: The Imperial Centuries,
p. 100.

Theophanes, A.M. 6288.


119
Gardner, Theodore of Studium, p. 57.
120
Diehl, Byzantine Empresses, p. 84.
12 1
Jenkins, Byzantium: The Imperial Centuries,
p. 100.
102

12 2
Theodore, and other obstinate monks of that monastery.
123
The monks were seized and beaten with rods. That in

cident served only to solidify ecclesiastical opposition

to the emperor. Clerics now referred to him as a tyrant

and "the new H e r o d . P l a t o was placed under the ward

ship of the abbot, Joseph, and brought back to Constanti-


125
nople. There he was confined to the chapel of St. Michael

in the imperial palace. Theodore, his brother Joseph, and


126
eleven monks were exiled to Thessalonica.

Theodore, in a letter to his uncle Plato, gives

a vivid account of his land and sea journey to Thessa-


127
lonica. Although occasionally they were treated harshly,

Theodore states that in most towns they were welcomed as


128
heroes. According to Theophanes, Irene showed great
129
concern for her supporters. It is possible that agents

122
Theophanes, A.M. 6288.
inq
Theodore of Studion, PG xcix, 1051; Diehl,
Byzantine Empresses, p. 84.
124
Theodore of Studion, PG xcix, 1051.
l 25
Theophanes, A.M. 6288.

126ibia.
19 7
Theodore of Studion, PG xcix, 913-920.

128Ibid.

*"2^Theophanes, A.M. 6288.


103

sent by the empress aided the prisoners during their


130
journey. The captives were transported by land to
131
Lampsacus, where they embarked to the island of Lemnos.

The voyage from Lemnos to Thessalonica was not without


132
danger. Theodore states that there was constant fear

of piratical attacks by Slavs who inhabited the coastal


133
regions of Thrace. When Theodore and his companions

reached their destination on March 25, they were cordially

received by the praetorian prefect of Illyricum, whose

former sphere of authority had now been reduced to Thessa-


134
lonica and its immediate surrounding area.

Constantine's power and influence had definitely

been weakened by military reverses, internal disorders,

and ecclesiastical opposition. Irene and her aides,

Stauracius and Aetius, cautiously waited for the proper

time to overthrow the emperor. They had all learned from

the unsuccessful revolt in 790 that they could not achieve

130
Henry, "The Moechian Controversy and the Con-
stantinopolitan Synod of January A.D. 809," p. 503.

131Theodore of Studion, PG xcix, 913-920.

132ibia.
T O O
It can be concluded by this observation that
the Via Egnatia, the major road between Constantinople
and Thessalonica, was probably not open to safe travel.
l 3A
Theodore of Studion, PG xcix, 913-920; Bury,
A History of the Later Roman Empire, p. 487.
104

their objective if they acted too hastily. The empress

encouraged her gullible son to blind his uncle, harshly

suppress the Armeniac troops, and divorce his wife to

marry Theodote. Irene knew that these actions would arouse

the opposition of certain contingents of the army, the


135
monks, and the general populace.

135
Diehl, Byzantine Empresses, p. 83; Jenkins,
Byzantium; The Imperial Centuries, p. 100.
CHAPTER VI

IRENE: "BASILEUS OF THE ROMANS"

The constant rivalry between Irene and Constantine

finally emerged into the open in 796-797. Irene now

realized that the time was appropriate to remove her son

from power. The recent actions of the emperor had ren

dered him extremely unpopular throughout the empire.'*' But

it was essential that Constantine's authority and influ

ence be neutralized and every effort be made to prevent

him from regaining the support of his subjects.

In September 796 Constantine and Irene, accompanied

by many of the distinguished members of the imperial court,

visited the hot water baths at Prusa. While there the

emperor received news that his wife, Theodote, had given

birth to a son, named Leo, on October 7 in Constantinople.

Constantine and his aides immediately returned to the

c a p i tal.^

In the emperor's absence Irene attempted to win

*"Bury, A History of the Later Roman Em p i r e , p. 488;


Finlay, A History of Greece, p. 84.

^Theophanes, A.M. 6289.

105
106

3
the support of the high ranking military officers. She

lured them to her cause with promises of gifts and other

bribes. By flatteries and her personal charm Irene also

persuaded the principal court officials to participate in


4
a coup d'etat making her sole ruler of the e m p i r e .

The Arabs, while Constantine and his mother

struggled for control of the empire, took advantage of

Byzantine internal disorders and continued to make their

annual raids into Anatolia. In 793 they captured two

fortress towns in separate campaigns. Aided by the rebel

lion in the Armeniac theme, one of the Arab columns cap

tured the unprotected fort of Camacha while the other

Muslim force under the command of Abd-al-Rahman marched

through the Tarsus Mountain passes and into Cappodocia,


5
where they captured Thebasa. It is reported that 400 of

Thebasa's defenders died of thirst before it surrendered.6

In 794 the rebel Elpidius, former governor of Sicily,

accompanied an Arab expedition that reached the Black Sea

^Ibid.
4
Theophanes, A.M. 6 289; Bury, A History of the
Later Roman Emp i r e , pp. 4 8 7-488; Diehl, Byzantine Empresses
p. 85; Jenkins, Byzantium: The Imperial Centuries, pp. 100-
101.

5Theophanes, A.M. 6285, 6286; Tabari, A.H. 176.

6Michael the Syrian, Vol. Ill, pp. 8-9.


107

7
coastal town of Amiscus. The following summer a Muslim

raiding party appeared before the Cappodocian town of


O
Haghius Procopius (Urgup). And in 796 an Arab expedi

tionary force penetrated into Asia Minor as far as Amor-


9
ium. But this raid was probably not successful for there

is no indication that any town or prisoners were captured.

The Byzantines also conducted offensive operations

during this period. In 795 Constantine personally led an

expedition against the Arabs. Although this campaign did

not achieve any concrete results, the emperor did defeat

his Muslim foes at Anusan.10

Irene and her advisers knew that if Constantine

won any brilliant military victories, he would probably

regain his prestige among his subjects.'*''*' It was there

fore essential for that not to happen.

In 797 Constantine launched his third expedition


12
against the Arabs. it is not known whether the major

objective of this campaign was to take the offensive

^Theophanes, A.M. 6286; Tabari, A.H. 178.


8
Hussey, The Cambridge Medieval History, p. 707.
g
Theophanes, A.M. 6288.
10Ibid., A.M. 6287.
11Bury, A History of the Later Roman Empire,
pp. 487-88; Diehl, Byzantine Empresses, p. 85.
12
Theophanes, A.M. 6289.
108

against enemy positions beyond the Tarsus Mountain s o r


13
to intercept returning M u s l i m raiding parties. B u t the

emperor's expedition was doomed from the b e g i n n i n g owing

to the treachery of his mother and her aides. Irene and

Stauracius successfully conspired to prevent Constantine


14
from starting that mili t a r y operation. The emperor was

finally forced to abandon the project because of a c o n

spiracy organ i z e d against him by his mother in Constanti-

n o p l e .1 5

Constantine returned to the capital in June. A

m o n t h before (May 1, 797), his son, Leo, had died. Irene

decided that the time was now right to o v e r t h r o w her son.

On July 17, w h i l e Constantine was proceeding from the

hippodrome to the church of St. Mamas in the Blachernae

district of the city, troops loyal to his mother a t t e mpted

to arrest him. But the emperor eluded his would-be

abductors and fled across the Bosphorus to the town of

Triton o n the Asiatic side. Constantine planned to escape

to the Anatolic theme where the Isaurian emperors were

13
In 796 and 797 the Arabs made a series of s u c
cessful raids into Byzantine Asia Minor. Harun al-Rashid
captured the border fortress of Safsaf while one of his
lieutenants, A b d - a l - M a l i k , and his force penetrate d into
the Bucellarian theme to Ancyra. See Tabari, A.H. 181.

'''^Theophanes, A.M. 6289.

15Ibid.
109

always welcome. But unfortunately he was accompan i e d by

friends and advisers, many of w h o m were secretly loyal to

his mother. W h e n Irene was informed of C o n s t a n t i n e s

e scape she immediately took possession of the imperial

palace. But the empress and her advisers became t e m p o

rarily panic stricken. They were afraid that if C o n s t a n

tine succeeded in r allying support to his side, the coup

w o u l d be suppressed. Irene for a while even contemplated

sending some bishops to her son to mediate in her behalf.

But the empress regained her confidence. Many civil and

m i l i t a r y officials had pledged their support and loyalty

to her. Irene now threatened to expose them, including

m a n y army officers, with wri t t e n documents, to the

basileus as traitors if they did not support h e r . ^

Constantine was betrayed by his companions and


17
b r o ught back to Constantinople. There he was held
18
prisoner at the imperial palace. On August 15 at three

o ' clock in the afternoon, on orders of his mother, in the

Purple Chamber where he had been born twenty seven years


19
before, Constantine was blinded. Although there is some

1 6 Ibid.

17l b i d .
18 ..
Ibid.
19
Ibid.
110

di sagreement whethe r Constantine survived this brutal

punishment, it seems that he did live until the reign of


20
Emperor Michael the Stammerer (820-829). He and his

wife, Theodote, who bore h i m a second son, resided in a

secluded palace on the hill of Zeugma near the Golden


21
Horn. After the death of the unfortunate emperor

Theodote transformed the palace into a monas t e r y for women


22
(called Medanoia) in w h i c h she herself retired.

The unfortunate basileus was mourned by very few

people. The fanatical ecclesiastical party at court said

that Constantine's fate had been ordai n e d by God because


23
of his adulterous marr i a g e to Theodote. Theodore of

Studion said of the punishment that "even emperors will

learn not to violate God's laws, nor to unchain impious


24
persecutions." B u t Theophanes, who was deeply devoted

to Irene, was horrified by the empress's actions against

20
Leo Grammaticus, "Chro n o g r a p h i a ," PG cviii,
1043; Theophanes Continuatus, PG cix, 66; Diehl, Byzantine
E m p r e s s e s , p. 86; Jenkins, Byzantium; The Imperial C e n
t u r i e s , p. 101.

21I b i d .
22
Demetrios J. C o n s t a n t e l o s , Byzantine Philanthropy
and Social Welfare (New Brunswick: Rutgers University Press,
1968), p. 196.
23
Diehl, Byzantine E m p r e s s e s , pp. 86-87.
24 .,
Ibid.
Ill

her son. In his narrative of Constantine's blinding

Theophanes states that:

For seventeen days the sun veiled itself and gave


forth no light, so that vessels went astray upon
the sea; and all men said that it was by reason
of the emperor's blinding that the sun did not
shine; and thus ascended the throne Irene, mother
of the emperor.25

Irene was now sole ruler of the empire. She was

the first woman to rule Byzantium in her own right. Never

before had a woman held such rank. According to Roman


26
tradition the emperor was supreme commander of the army.

There were probably some questions at the time whether she


27
could legally exercise this power. It was therefore

essential that she assume the title of emperor. At the

head of Novels (laws) and official government documents

she styled herself as "Irene, great Basileus and Autocrat

of the Romans."28

Irene probably knew that she had to have wide

popular support to maintain herself in power. In order to

achieve that objective Irene instigated many charitable

programs and gave tax relief to the inhabitants of the

25Theophanes, A.M. 6289.


2 fi
Ostrogorsky, History of the Byzantine State,
p. 181.
27,.,
Ibid.
OQ
Theophanes, A.M. 6290.-
112

imperial capital. Several institutions and hospitals

were built for the poor and the elderly. A cemetery was

established for "foreigners, strangers, and the poor."

And the imperial government maintained xenones (public

guest chambers) where needy strangers and foreigners could


29
receive food and shelter.

The loyalty of the populace of the imperial capital

was assured when Irene repealed the heavy municipal tax

levied on its inhabitants."^ Import and export duties


31
were also substantially lowered. Those taxes, collected

at the ports of Abydus and H i e r u s , which served as customs

houses just outside of Constantinople, were a major source


32
of government revenue. To increase her popularity Irene

presented herself often to her people. On Monday of

Paschal week in 799 in a lavish procession Irene returned

to the great palace from the Church of the Holy Apostles


33
in a golden chariot drawn by four white horses. The

29
Constantelos, Byzantine Philanthropy and Social
W e l f a r e , pp. 7, 134, 196.
30
Ostrogorsky, History of the Byzantine S t a t e ,
p. 181.

31Theophanes, A.M. 6293.


32
Theophanes, A.M. 6293; Bury, A History of the
Later Roman E m p i r e , p. 489; Hussey, The Cambridge Medieval
H i s t o r y , p. 89; Jenkins, Byzantium; The Imperial C e n t u r i e s ,
p. 103; Ostrogorsky, History of the Byzantine S t a t e , p. 181.
33
Theophanes, A.M. 6291.
113

reins of each horse were held by a high ranking official

of the empire. Those dignitaries included Bardanes,

strategus of the Thracesian theme, Nicetas, domesticus of

the schol a r i i , Constantine Boilas, and Sisinnius, general


34
of Thrace. Irene, dressed in glittering purple and gold
35
imperial robes, threw money to her loyal subjects. Al

though her financial measures were enthusiastically re

ceived by the populace and won praise from Theodore of


Og
Studion, they crippled the economy of the empire.

Immediately after assuming power Irene reestablished

friendly relations with the church. Irene gained the c o n

fidence of the orthodox clergy after she ordered Patriarch

Tarasius to excommunicate the abbot, Joseph, who had p e r

formed the adulterous marriage ceremony between Constantine


*3 O

and T h e o d o t e .

Many of the abbots in Constantinople and its

34Ibid.

35I b i d .
3g
Theodore of Studion, "Epistolarum," PG xcix, 934;
Ostrogorsky, History of the Byzantine S t a t e , p. 182.
37
Theodore of Studion, "Epistolarum," PG xcix, 1000
oo
Joseph was reinstated in the church in 806 d u r
ing the reign of Nicephorus. It is said that the emperor,
on Satan's suggestion, allowed Joseph back into the church.
See Theodore of Studion, "Vita," PG xcix, 265.
114

vicinity were very powerful and influential men. Most of

them were well educated, pious, and wealthy. They were

regarded by the people w i t h great respect. So it was not

surprising that they actively participated in governmental

affairs. The empress knew it was essential that she main-


39
tain their support.

Imprisoned and exiled ecclesiastical opponents of

Constantine were freed and their former honors and offices


40
we r e restored to them. Plato and Theodore were recalled,

first to Constantinople, and then to Saccudion where


41
Theodore became abbot of that monastery. in 7 99, fol

lowing a destructive Arab raid into Bithynia, Theodore,

accompanied by Plato and m o s t of the monks of Saccudion,

migrated to Constantinople.42 There Theodore was appointed

abbot of the great monastery of Studion, located safely


43
within the walls of the imperial capital.

Many new monasteries were built during Irene's

reign. It was not uncommon at this time for wealthy

39
Finlay, A History of G r e e c e , p. 82.

40Diehl, Byzantine E m p r e s s e s , p. 88; Gardner,


Theodore of S t u d i u m , p. 66.

4 ^Theodore of Studion, "Laudatio Funebris in Matrem


S u a m , " PG xcix, 897.

42Theophanes, A.M. 6291, 6298; Gardner, Theodore


of Studium, p. 66.
115

nobles to construct monasteries into which they would

later retire. The empress, herself, founded the monastery

of St. Euphrosyne, where her son, Constantine, his first

wife, Maria, and their two daughters are buried. She also

established a monastery on Prince's Island, the vacation

retreat of Byzantine emperors, situated in the Sea of


44
Marmara not far from the capital.

Irene won praise from the church when she restored

the relics and body of St. Euphemia to its resting place


45
in Constantinople. St. Euphemia of Chalcedon was martyred

in 307 A.D. in the last great persecution of the Christians

during the reign of Galerius (305-311) .48 The relics and

body of St. Euphemia were deposited at a shrine dedicated


47
to her memory in Chalcedon. But either during the Per

sian invasion of 615 or 6 26 they were transferred by the

Emperor Heraclius (610-641) to Constantinople where they

were placed in the sanctuary of the church of St. Euphe-

mia. 48 During the iconoclast persecutions it is said that

44
Finlay, A History of G r e e c e , pp. 80-81.
45
Thomas Hodgkin, Italy and Her I n v a d e r s , Vol. VIII,
The Frankish Empire, 774-814 (New York: Russell and Russell,
1967), p. 10.

4 6Ibid., pp. 10-11.


47
Thomas F. Mathews, The Early Churches of Con
stantinople: Architecture and Liturgy (University Park:
The Pennsylvania State University Press, 1977), p. 62.

4 8Ibid.
116

Constantine V be c a m e enraged at stories of alleged miracu-


49
lous powers of the body of the v i r g i n - m a r t y r . H e ordered

the relics and body of St. Euphemia thrown into the sea

and converted the shrine dedicated to her into an armory


50
and storehouse for manure. But the relics and b o d y of

the saint w e r e mir a c u l o u s l y recovered and Irene restored

them to their sanctuary in the church of St. Euphemia in


51
797.

In November 797 Irene was confronted with another

challenge to her power by her five brothers-in-law. Dur

ing the past five years the so-called "five puppets of

fortune" had been held in peaceful confinement at Con-


52
stantinople. But soon after Irene had become sole

ruler of the empire a plot was organized, possibly b y the

iconoclasts, to depose and replace her w i t h one of the


53
imperial b r o t h e r s . The five princes escaped from prison

and sought refuge at Hagia S o p h i a . I r e n e dispatched her

49
Theophanes, A.M. 6258.
50
Theophanes, A.M. 6258; Hussey, The Cambridge
Medieval H i s t o r y , p. 80
C1
Mathews, The Early Churches of C o n s t a n t i n o p l e ,
pp. 61-67.
52 Bury, A History of the Later Roman E m p i r e , p. 482

^Theophanes, A.M. 6 290.


tZA
Theophanes, A.M. 6290; Bury, A History of the
Later Roman E m p i r e , p. 482.
117

eunuch adviser, Aetius, to the church to arrest them.

After assurances that no harm would come to them, they

gave themselves up and were immediately taken into cus-


55
tody. They were then exiled to Athens, the empress's
56
native city. Irene probably thought that not only could

she rely on the loyalty of her Athenian subjects, but the

movements of the five princes would be carefully w a t ched


57
by her relations t h e r e .

In March 799 the five princes were involved in


58
yet another plot to seize the throne. The Isaurian

party in Greece appealed to Akamer, chieftain of the Slavs

of Belzetia, to free the sons of Constantine V from their


59
confinement in Athens. This plan envisaged that the

rebels, with large scale assistance from the Slavonic

population in Greece, would march on Constantinople and


60
replace Irene with one of the princes. But the plot

was discovered and suppressed by the e m p r e s s 's agents in

55I b i d .

56Ibid.
57
Bury, A History of the Later Roman E m p i r e , p. 48 2;
Finlay, A History of G r e e c e , p. 87.
58
Theophanes, A.M. 6291; Bury, A History of the
Later Roman E m p i r e , pp. 482-83.

Theophanes, A.M. 6 291.


6 f)
Finlay, A History of G r e e c e , p. 87.
118

61
Athens. Four of the unfortunate princes were blinded

and they, accompanied by their eldest brother, Nicephorus,

who had been deprived of his sight in 791, were brought

back to Constantinople and imprisoned at Panormus, one of


62
the Prince's Islands in the Sea of Marmara. During the

reign of Michael I Rangabe (812-813) they were involved


63
in another plot. The conspiracy was discovered and the

five blind sons of Constantine V were confined to the

small island of Aphiusa in the Propontis where, isolated

from the imperial capital, they could be more carefully

watched and g u a r d e d . ^

The question arises from the revolt in Greece of

the five brothers how a plot, probably instigated by icono

clast elements, could be successfully formed in the Hellas

theme. The iconoclast movement was very unpopular among

the Greek population. Irene, herself, was of pure Greek

descent and had played an active part in the restoration

of image worship in the empire. It is possible that

Greece in the late eighth century, with the exception of

61Theophanes, A.M. 6291.

Theophanes, A.M. 6304; Finlay, A History of


G r e e c e , p. 87.

"^Theophanes, A.M. 6304.

^ T h e o p h a n e s , A.M. 6304; Finlay, A History of


Greece, p. 109.
119

the major cities, was inhabited by a large Slavonic popu

lation. While many of the Slavs in Greece were tax-paying

Hellenized landowners loyal to the empire, multitudes of

others were probably only tributary subjects who were con-


CC
stantly hostile to Byzantine overlordship.

The imperial court was the scene of constant in

trigues between Irene's two rival eunuch advisers,

Stauracius and Aetius.66 The basilissa had no legitimate


67
male grandchildren. Her son, Constantine, had two

daughters from his first marriage and two sons from his
68
adulterous second marriage. The eldest son, Leo, died

in May 797 and the other son, born after Constantine's


69
downfall, was considered a bastard. Stauracius and

Aetius were aware that the empire would never tolerate a


70
eunuch on the throne. But this did not stop them from
71
playing emperor-maker. They were actively involved in

^Bury, A History of the Later Roman E m p i r e ,


pp. 482-83.

6^Theophanes, A.M. 6290; Hussey, The Cambridge


Medieval His t o r y , pp. 89-90;
67
Diehl, Byzantine Empresses, p. 88.

68ibid.
69Ibid.
70
Bury, A History of the Later Roman E m p i r e , p. 489
71_,.,
Ibid.
120

schemes to secure imperial succession for relatives and


72
friends.
73
In May 799 Irene fell seriously ill. The rival

eunuchs, believing that the death of the empress was near,


74
plotted and schemed more than ever before. The feeble

and sick basilissa switched her support back and forth


75
between her two advisers. Stauracius, who was Irene's

principal adviser up to this point, lost favor after

Aetius convinced the empress that Stauracius was the major


76
reason for disorders at court. Irene summoned S taura

cius to her presence and wa r n e d him that if his intrigues


77
did not cease immediately he would be banished. But

the cunning Stauracius soon regained the empress's con-


78
fidence and turned her against A e t i u s .

In February 800 Stauracius organized a plot to

seize the throne for himself. It is difficult to believe

72
Theophanes, A.M. 6 290; Bury, A History of the
Later Roman E m p i r e , p. 489; Diehl, Byzantine E m p r e s s e s ,
p. 88.

73Ibid.

74Ibid.
75
Bury, A History of the Later Roman E m p i r e , p. 489;
Diehl, Byzantine E m p r e s s e s , p. 88.

7^ T h e ophanes, A.M. 6291.

77I b i d .
78
Bury, A History of the Later Roman E m p i r e , p. 489.
121

that Stauracius actually thought not only the Byzantine

empire but Christendom would accept the "unheard of m o n

strosity of a eunuch wielding the sceptre of Augustus and


79
Constantine." Stauracius knew that to take control of

the government he had to have the aid of the scholarii


80
and excubitores (imperial guard units at C o n s t a n t i n o p l e ) .
81
He attempted to gain their support through b r i b e s . But

Irene was informed of his activities and ordered all mili-


82
tary personnel to have no conversation with him.

Stauracius fell fatally ill soon after his unsuc-


83
cessful attempt to seize power. Although he was afflicted

w i t h spitting up blood and was under the constant care of

physicians at his house in Constantinople, he was still


84
involved in court intrigues. It is reported that even

while Stauracius was suffering from the fatal disease,

every day until his death in June 800 he was visited by

79
Ibid.
80
Theophanes, A.M. 6292; Bury, A History of the
Later Roman E m p i r e , p. 489.

81Ibid.

82Ibid.

8 3Ibid.
OA
Theophanes, A.M. 6 292; Bury, A History of the
Later Roman E m p i r e , p. 489; Diehl, Byzantine E m p r e s s e s ,
p . 89.
122

supporters, doctors, wizards, and monks (whom Theophanes

calls "unmonkish") who assured him that he was destined


85
to recover from his illness and rule the empire. From

his deathbed Stauracius organized a conspiracy in Cappo-

docia to oust Aetius, who was then Irene's chief minister


86
and favorite, from power. Two days after his death that

revolt finally erupted, but it was quickly suppressed and


87
its participants punished.

Immediately after assuming power Irene tried to

salvage the deteriorating situation in Asia Minor with

proposals of peace. But HSrHn al-Rashld, no doubt c o n

fident of success in future campaigns because of Byzantine


OQ
internal disorder, rejected all such overtures.

In 798 two separate Arab expeditions penetrated

deep into Asia Minor. One force, led by Abd-al-Rahman,

ravaged and depopulated many sections of Cappodocia and


O Q
Galatia. The raiders then moved further west where they

QC
Theophanes, A.M. 6292; Bury, A History of the
Later Roman E m p i r e , p. 489.
86
Theophanes, A.M. 6 292; Bury, A History of the
Later Roman E m p i r e , p. 489; Diehl, Byzantine E m p r e s s e s ,
p. 89; Hussey, The Cambridge Medieval History^ p^ 90.

7Theophanes, A.M. 6292.


Q O
Hussey, The Cambridge Medieval H i s t o r y , p. 707.
8Q
Theophanes, A.M. 6 290.
123

inflicted a severe defeat on Byzantine forces in the

O p s ikian theme and appeared before the walls of Ephesus


90
on the Aegean Sea. The other M u s l i m invading c olumn

advanced westw a r d against the imperial stud-farm at

Malagina w h e r e they captured the horses of the l o g o t h e t e ,


91
Stauracius. Both invasion forces returned home safely
92
w i t h much booty and spoils.

Fortunately for Byzantium the Arabs were not able

to follow up their success the next year. A Khazar inva

sion from the north forced HSrOn to end hostilities and

a ccept a peace proposal made by Irene. The terms of the

disengagement provided for a truce of four years during

w h i ch time Constantinople was to pay an annual tribute to


93
the A r a b s .

Irene had now achieved her goal of becoming sole

emperor of Byzantium. Although it is difficult, if not

impossible, to condone her method o f seizing power, church

zealots praised her reign. They viewed Constantine's

b l i nding as divine punishment for his past sacrilegious

^ ^ T h e o p h a n e s , A.M. 6290, 6291; Tabari, A.H. 182.

^ T h e o p h a n e s , A.M. 6291.

92Ibid.
93
Theophanes, A.M. 6291; Bury, A History of the
Later Roman E m p i r e , p. 492; Hussey, The Cambridge Medieval
History, p. 707.
94
practices. The unfortunate young basileus was very

gullible. He always showed love and respect for his

mother. During his reign he erected a statue of Irene


95
which adorned the hippodrome for many years. He prob

ably never thought that his mother was capable of such

monstrous actions.

94
Diehl, Byzantine E m p r e s s e s , pp. 86-87.
AW
95
George Codinus, "De Signis Constantinopo l i s ,"
PG clvii, 511
CHAPTER VII

BYZANTINE ITALY AND THE FALL OF IRENE

From the time that Irene and Constantine assumed

power in 780 the Byzantine empire was weakened by court

intrigues, revolts, religious controversies, and military

defeats. After Irene overthrew her son and became sole

ruler, the imperial palace was the scene of fruitless

quarrels between rival eunuch advisers. Irene was the

first woman to rule the empire in her own right. The

legality of a female emperor was no doubt questioned in

many quarters at the time. Although Constantinople was

able to hold its possessions during her reign, the prestige

and influence of "New Rome" suffered greatly, especially

in the west.

In a ceremony at St. Peter's basilica in Rome on

Christmas Day 8 00, Pope Leo III (795-816) proclaimed

King Charles imperator R o m a n o r u m . The coronation of

Charles was the climax of a long series of Frankish inter

ventions in Italy. In 753 Pope Stephen II (752-757), in

urgent need of protection from the Lombards and desiring

temporal sovereignty, asked the Franks to intervene in

125
126

Italy.'1' During the next twenty years, despite two expedi

tions by Pepin the Short in aid of the papacy, nothing

decisive had been achieved. But in 773 Charles, at the

request of the papacy, invaded Italy and conquered the

Lombard kingdom. He then declared himself king of the

Lombards and established the pope as temporal ruler over

most of the newly acquired lands. Charles's goal was not

to restore the western Roman empire, as events might in

dicate, but to remain independent of both empire and papacy.

In a letter in 799 Alcuin assured Charles that to be king

of the Franks was far superior to being either pope or


4
emperor.

According to Einhard, Charles was completely sur

prised by the events that transpired that Christmas Day


5
in 800. Many modern historians differ on whether this

is true or not. Louis Halphen and F r a n c i s Louis Ganshof

believe that Charles and his advisers arranged the corona-


fk
tion themselves. Allen Cabaniss states that Charles did

^Royal Frankish A n n a l s , 75 3.

2I b i d ., 774.

^"Vita Hadriani," PL xcvi, 1183-1185.

4PL c, 301-302.
5
Einhard and Notker the Stammerer, Two Lives of
Charlemagne, trans. Lewis Thorpe (Baltimore: Penguin Books
I n c ., 1969), p. 81.
6
Francois Louis Ganshof, The Imperial Coronation
127

have prior knowledge of the pope's intention to crown him


7
emperor. Karl Heldmann, however, states that the coro

nation, probably with Charles's approval, was planned by


g
the papacy. It was done because respected legal authority

(emperor) was needed to suppress the pope's enemies in


9
Rome. But Walter Ullmann believes that the coronation

was part of papal strategy to make itself independent of

the Byzantine e m p i r e . ^ That position is partly maintained

by Werner Ohnsorge who states that although the papacy

used the coronation to free itself from Constantinople,

it was not completely successful for Charles, even after

he accepted his new title, never wanted to replace the

of Charlemagne: Theories and Facts (Glasgow: Jackson, Son


and Co., 1946), pp. 1924; Louis Halphen, "The Coronation
as the Expression of the Ideals of the Frankish Court,"
in The Coronation of Charlemagne: What Did It Signify?
ed. Richard E. Sullivan (Lexington: D.C. Heath and Co.,
1959), pp. 28-31.
7
Allen Cabaniss, Charlemagne (New York: Twayne
Publishers, Inc., 1972), p. 96.
Q
Walter Heldmann, "The Coronation and Local
Politics in Rome," in The Coronation of Charlemagne: What
Did It Signify?, pp. 59-69.

9Ibid.

10Walter Ullmann, The Growth of Papal Government


in the Middle Ages: A Study in the Ideological Relation
of Clerical to Lay Power (London: Methuen and C o ., Ltd.,
1970), pp. 100-102.
128

Byzantine e m p e r o r . ^ James Bryce presents the argument

that neither Leo nor Charles ever thought seriously of

restoring the western Roman empire but only sought to

transfer, as Constantine had done in the fourth century

but in reverse, the civil and ecclesiastical seat of empire


12
from the Bosphorus to the Tiber. According to Bryce,

as the act "was unprecedented, so was it extra-legal; it

was a revolt of the ancient western capital against a


13
daughter who had become a mistress." Ferdinand Lot,

however, states that Charles, even if he arranged his own

coronation, could gain little from it because he was in

capable of forcing Constantinople to receive him as em-


14
peror. According to Lot the Frankish king believed that

the pope had not only used him for his own designs, but
15
had hurt Franco-Byzantine relations. A. A. Vasiliev

believes that although Charles probably thought he ascended

Walter Ohnsorge, "The Coronation and Byzantium,"


in The Coronation of Charlemagne: What Did It Signi f y ? ,
pp. 80-91.
12
James Bryce, The Holy Roman Empire (New York:
Macmillan Co., 1923), pp. 50-72.

^ 3Ibid., pp. 57-58.

^ F e r d i n a n d Lot, "Le concept d'empire a 1'empire


a 1 1epoque carolinqienne," Mercure de France, CCC (1947):
415-416.

15Ibid.
129

the throne as sole ruler of a single Roman empire he knew


16
that he could not force his will on the eastern part.

The coronation, which was instigated by the papacy, ac

cording to George Ostrogorsky, was a severe blow to Byzan-


17
tine prestige and influence in the west. Charles prob

ably had misgivings about his new position in regard to

Constantinople because legitimacy of the Byzantine em-


18
perors had never been questioned in Europe. Even

Charles himself had acknowledged that the rulers of Byzan-


19
tium were legitimate successors of Constantine.

Constantinople viewed the coronation of Charles,


20
without its consent, as usurpation. The medieval mind

in the ninth century could not conceive the existence of


21
two separate empires. Pope Leo III and Charles tried

16
Vasiliev, History of the Byzantine E m p i r e ,
pp. 266-268.
17
Ostrogorsky, History of the Byzantine S t a t e ,
pp. 185-186.
18
Bury, A History of the Eastern Roman E m p i r e ,
p. 319.
l9
Ibid.
20
F. L. Ganshof, The Carolingian and the Frankish
Monarchy; Studies in Carolinqian Hist o r y , trans. Janet
Sondheimer (Ithaca; Cornell University Press, 1971),
p. 178; Bury, A History of the Eastern Roman E m p i r e , p. 319.
21
Bury, A History of the Eastern Roman E m p i r e ,
p. 319.
130

to justify their position on the theory that the imperial


22
throne was vacant since the deposition of Constantine VI.

In 797 Irene had overthrown her son and seized power as

autocratic ruler of the east. That unprecedented move

was in sharp contrast to the traditions of the Roman em

pire, for no woman had ever before reigned with full

imperial authority. Believing that the imperial throne

was vacant, Charles ascended the throne of an undivided

Roman empire as legal successor, not of Romulus Augustulus,

but of Leo III, Heraclius, Justinian, Maurice, and Con

stantine V I . 23

During the eighth and ninth centuries the Byzantine

empire was unable to provide adequate forces in the west

to protect its interests because of the urgent need of

all available manpower to deal with serious situations in


24
Asia Minor and the Balkans. Although Constantine V

enjoyed successes against both Bulgars and Arabs, he

showed little concern for maintaining imperial authority


25
in Italy. When he assumed power in 741 Constantinople's

"Annales Laureshamenses," M G H , I, 38.


21
Vasiliev, History of the Byzantine E m p i r e , p. 267.

2^Hussey, The Cambridge Medieval His t o r y , p. 77.


25
Ostrogorsky, History of the Byzantine State,
p. 169.
131

Italian possessions included Venetia, the exarchate of

Ravenna, Istria, Calabria, Apulia, Sicily, Otranto, and


26
the duchies of Naples and Rome. No Byzantine emperor,

according to Ostrogorsky, had ever displayed such lack of


27
interest in Italy as Constantine V. That completely

undermined Byzantium's position. The Lombards, almost


28
unopposed, overran most of the Italian peninsula. In

751 Ravenna, seat of the exarchate, fell to them. Al

though the papacy opposed the iconoclast edicts of the

Isaurian emperors they still remained loyal to the empire


29
and looked to it for aid against the Lombards. Pope

Stephen II, unable to secure aid from Constantine V,

turned to Pepin, king of the Franks, for help against them.

Whether Stephen had the consent of Constantinople in pro-


30
curing such support is not known. Stephen met Pepin m

p /r
Robert Folz, The Coronation of Charlemagne
25 December 800, trans. J. E. Anderson (London: Routledge
and Kegan Paul Ltd., 1974), p. 30.
27
Ostrogorsky, History of the Byzantine State,
p . 169 .
28
Bury, A History of the Later Roman Empire,
pp. 499-500.
29
Bury, A History of the Later Roman Empire, p. 500;
Folz, The Coronation of Charlemagne, pp. 86-87; Hussey,
The Cambridge Medieval History, pp. 75-76; Jenkins,
Byzantium; The Imperial Centuries, p. 70; Ostrogorsky,
History of the Byzantine State, pp. 169-170.
30
Folz presents an interesting theory that Stephen
132

January 754 and arranged an alliance between the papacy


31
and the Frankish kingdom. At the pope's request Pepin
32
conducted two expeditions into Italy against the Lombards.

Ravenna and most of the old Byzantine exarchate were re-


33
captured. The former imperial possessions were not re-
34
turned to Byzantium but were instead given to the papacy.

Franks now replaced Byzantines as the dominant power in

It a ly.

Byzantium's position in Italy rapidly deteriorated

during the course of the eighth century. Gregory III

(731-741) was the last pope to announce his election to

the imperial court at Constantinople and ask the emperor

to ratify it. In 781 the papal chancery's acts were no

longer dated by year of the Byzantine e m p e r o r 's reign.

Meanwhile, at the request of Pope Hadrian I (772-

795), Charles, king of the Franks, invaded Italy and in


35
774 conquered the Lombard kingdom. Adelgis, son of the

did have Constantinople's consent in seeking Frankish


military aid against the Lombards. See Folz, The Corona
tion of Charlemagne, p. 87.
31
Royal Frankish Annals, 753.

32Ibid., 755, 756.

33I b i d ., 756.

34Ibid.

35I b i d ., 773, 774.


133

L o mbard king, Desiderius, escaped by sea to Constant!-


36
nople. Byzantine indifference or inaction to those

events m a d e it easy for the Franks to ridicule the inept


37
position of the empire in Italy. Charles did recognize,

however, that the Byzantines possessed a m o r e adva n c e d


38
civilization than his own. The Byzantines showed a

superior attitude in their diplomatic dealings w i t h the


39
"barbarians" of the west. The activities of C o n s t a n t i

nople in Lombard affairs convinced Charles that he could


40
not underestimate the power of the B y z a n t i n e empire.

Relations between Charles and the Byzantine empire

had begun long before his coronation in 800. In 780 Irene

tried to reestab lish friendly relations w i t h both papacy

and Franks. In the following year a marriage pact was

agreed upon for the betrothal of twelve-year-old C o n s t a n

tine to Charles's old e s t daughter, Rotrud, w h o m the Byzan-


41
tines called Erythro. Contemporary w e s t e r n h i s t o r i a n

36Ibid., 774.
37
Heinrich Fichtenau, The Carolinqian Empire: The
A ge of C h a r l e m a g n e , trans. Peter Munz (New York: Harper
and Row Publishers, 1964), p. 66.

38Ibid.

39Ibid.

4 0 Ibid.

4 ^Theophanes, A.M. 6274; Royal Frankish A n n a l s ,


781r.
134

Paul the Deacon in a letter to Charles at this time

wrote: "I rejoice that your beautiful daughter may go

across the seas and receive the scepter in order that

the strength of the kingdom, through her, be directed to


42
Asia." ^

Irene's reasons for making that diplomatic move

are not known. It may be, as Robert Folz believes, that

Irene needed a settlement in the west before she could

restore images in the empire.42 But Ohnsorge holds the

view that the empress probably accepted as fait accompli

the loss of the exarchate and the dominant Frankish

presence in Italy. 44 She proposed the marriage pact m

an effort to prevent future Frankish expansion into


45
southern Italy and Sicily. It is said that although

Charles was delighted with the impending betrothal, b e

lieving that it would enhance his prestige, he may also

have agreed to the marriage alliance to prevent a Byzan

tine supported Lombard resurgence and to aliow him a free

hand in Beneventan affairs.46 But Irene herself probably

42M G H , Poeta, I, 50.

4 ^Folz, The Coronation of Charlemagne, p. 89.

440hnsorge, "The Coronation and Byzantium," p. 82.

45Ibid.

46David Stevens Sefton, "The Pontificate of


Hadrian I (772-795): Papal Theory and Political Reality
135

arranged the alliance in order to prevent Frankish inter-


47
v e n tion in Sicily in behalf of the rebel, Elpidius.

In 787 Byzantine- F r a n k i s h relations began to

deteriorate. In that year Charles led an expedition

against Arichis, duke of Beneventum, advancing as far


48
south as Capua. Arichis, fearing a Frankish assault,
49
r etreated to the fortified seaport of Salerno. The

B e n eve n t a n leader sent Charles gifts, hostages, including

his youngest son, Grimoald, and promised fidelity to the

F r a nkish king.'* After receiving Beneiventan oaths of


51
loyalty, Charles, w i t h his hostages, retired to the north.

W hile at Capua, according to Frankish sources, Charles r e

c e i ved Byzantine envoys who had come to take his twelve-

year-old daughter, Rotrud, to Constantinople as had been


52
a greed m the m a r r i a g e pact. But for reasons unknown

in the Reign of Charlemagne" (Ph.D. dissertation, Michigan


State University, 1975), p. 154; Folz, The Coronat i o n of
C h a r l e m a g n e , p. 89.

^Hussey, The Cambridge Medieval H i s t o r y , p. 83.


48
Royal Frankish A n n a l s , 787; Einhard and Notker
the Stammerer, Two Lives of C h a r l e m a g n e , p. 65.
49
Royal Frankish A n n a l s , 787.
50
Royal Frankish A n n a l s , 787; Einhard and Notker
the Stammerer, Two Lives of C h a r l e m a g n e , p. 65; Cabaniss,
C h a r l e m a g n e , p. 48.
51, .,
Ibid.

^^"Annales Einhardi," MGH, I, 788, p. 175.


136

Charles refused to allow her to go and thus broke off


53
the betrothal. A Byzantine narrative, however, states

that Irene cancelled the marriage alliance because she

feared that Charles might increase the power and influence


54
of her son, Constantine.

Soon after Charles left Capua Arichis opened


55
negotiations with Constantinople. Irene, probably

angered by recent Frankish intervention in southern Italy


CC
was receptive to the Beneventan duke's overtures.

Arichis apparently offered to help reestablish Byzantine


57
control in Italy. He also agreed to be a loyal subject

of the empress and to wear his clothes and hair in Greek


58
style. In return Constantinople was to bestow the title

of patrician on Arichis and cede the city of Naples to


59
him. Furthermore, Irene consented to sending Adalgis,

son of former Lombard king, Desiderius, and brother-in-law

53
Cabaniss, Charlemagne, p. 48; Hodgkin, Italy
and Her Invaders, p. 71.

^Theophanes, A.M. 6281.

~^PL xcviii, 406.


C
Folz, The Coronation of Charlemagne, p. 89.

^ P L xcviii, 406-407.

58I b i d ., 406.

59Ibid., 406-407.
137

of Arichis, to Beneventum w i t h a Byzantine-supported


60
m i l i t a r y force.

Irene sent two officers of the imperial guard and

the governor of Sicily, Theodore, to B e n e v e n t u m to con-


6X
elude the alliance. But w h e n they arrived they learned

that Arichis and his oldest son, Romoald, had died the
62
previous summer. The Byzantine envoys, who had first

landed at Acropolis in Lucania, proceeded by land to


63
Salerno. There, on January 20, 788, they m e t with

A r i c h i s 's widow, Adelperga, and several Be n e v e n t a n nobles


64
to formalize the alliance. After the meeting the im-

perial emissaries went to Naples. But the Byzantine

plan was severely hampered because the only surviving son

of Arichis, Grimoald, was held hostage b y Charles. Bene

ventum, therefore, asked for release of G r i m o a l d . ^

Pope Hadrian I learned of the Byzantine-Be n e v e n t a n


67
conspiracy from the C a p u a n s . He wrote to Charles in 788

61Ibid., 406.

62,,Chronicon S a l e r n i t a n u m , " M G H , III, 481.

xcviii, 4 03.

64Ibid., 403, 406, 409.

65I b i d ., 405.
6 fi
PL xcviii, 409; Cabaniss, C h a r l e m a g n e , p. 55.

67I b i d . , 405.
138

urging him not to release Grimoald and to move Frankish

troops south before May 1 in order to prevent any Byzantine-


68
Beneventan military operations.

Charles, who had spent much of the preceding year

in Italy, was probably not anxious to undertake another


69
expedition. After receiving a pledge of loyalty from

Grimoald, who promised to have all government documents

and coinage inscribed and stamped with the name of the

Frankish king, and to shave his beard in Frankish fashion,


70
he was allowed to return to his duchy.

The anticipated Byzantine invasion finally took

place in autumn 788. The imperial fleet landed troops,

including the exiled prince, Adalgis, the patrician and

eunuch, Theodore, governor of Sicily, and the sacellarius


71 . . .
and logothete, John, in Calabria. The Byzantine invasion

of Italy, according to Frankish sources, was ordered by

Emperor Constantine who was enraged because Charles can-


72
celled the marriage alliance. At that time Calabria

(IQ
"Chronicon Salernitanum," M G H , III, 483;
PL xcviii, 403.
69
Hodgkin, Italy and Her Invaders, p. 75.

"Chronicon Salernitanum , 11 M G H , III, 484-486.


71
Royal Frankish Annals, 788r; Theophanes, A.M.
6281.

72"Annales Einhardi," M G H , I, 788, p. 175;


Royal Frankish Annals, 788r.
139

constituted the area around the Adriatic port of Brindisi


73
in the "heel and not the "toe" of Italy. The Byzantines
74
advanced westward toward Beneventum. But an army com

posed of Lombards and Franks, led by Grimoald, duke of

Beneventum, Hildebrand, duke of Spoleto, and Winigis, royal

Frankish envoy, met and defeated the Byzantine force in


75
Calabria in November 788. It is said that many of the

invaders were killed, many others were taken prisoner, and


7 fi
a large amount of booty was seized. But Adalgis escaped

and returned to Constantinople where he spent the remainder


77
of his life at the imperial court.

Byzantine-Frankish relations were further strained

by Charles's refusal to endorse the decisions of the

Seventh Ecumenical Council of 787. The Latin translation

of the Nicene council, which was sent to Charles by the


78
pope, was distorted from the original. But after the

73
Hodgkin, Italy and Her Invaders, p. 81.

^ " A n n a l e s Einhardi," M G H , I, 780, p. 175.


75
Theophanes, A.M. 6281; Royal Frankish A n n a l s ,
788r; "Annales Einhardi," MGH I, 788, p. 175; Cabaniss,
Charlemagne, p. 56.
7 fi
Royal Frankish A n n a l s , 788r; Cabaniss, Charle
magne , p. 56.

^Theophanes, A.M. 6281; "Annales Einhardi,"


M G H , I, 774, p. 153.
78
Hussey, The Cambridge Medieval History, p. 87.
140

c a n cellation of the marriage alliance and the ill-con

c e ived Byzantine invasion of Italy in 788, it is q u e s

tionable whether Charles w o u l d have ever supported the


79
decrees of the council of Nicaea. The Librx C a r o l x m ,

p r e s u m a b l y writ t e n around 791 by Alcuin, made a vehement

a t tack on the Byzantine empire and its religious doctrines

and practices. It denounced both iconoclasts and icono-

dules, and supported the view of Pope Gregory I (590-604)


80
t h a t images should be neither venerated nor destroyed.

The m a i n objective of the Libri Carolini was to emphasize

F r a nkish religious and political independence from C o n

stantinople .81

Pope Hadrian I h a d approved the results of the


82
N i c ene council at w h i c h two papal legates w e r e present.

But the pope was powerless to force Charles to endorse the

decrees of 787 just as he was unable to persuade C o n s t a n t i

nople to restore to the jurisdiction of the Roman See the


8 3
districts of Sicily, Calabria, Illyricum, and Crete.

79
Ibid.

8 PL xcviii, 1002-1003.
81
Ostrogorsky, History of the B y z a ntine S t a t e ,
p. 184
82
PL xcviii, 124 7-1292; Cabaniss, Charlemagne,
pp. 68-69
8 3
H adrian sent a letter to Irene and Constantine,
w h i c h was read at the second session of the Seventh
141

In 794 at the synod of Frankfurt the Franks formally con-


84
demned the decisions of the Seventh Ecumenical Council.

It was not until 798 that a truce was concluded

between Byzantium and the Frankish kingdom. In that year

at Aix-la-Chapelle Charles received Byzantine envoys,

Michael, former governor of Phrygia, and the priest,


85
Theophilus, with peace proposals from Irene. Charles,

satisfied with the terms, released Sisinnus, brother of

Patriarch Tarasius, who was taken prisoner in the war in

Calabria in 788, and allowed him to accompany the imperial


qg
envoys to Constantinople. By the terms of the treaty

Byzantium recognized Frankish lordship of Istria and

Beneventum, while the Franks probably acknowledged the


87
empire's holdings in Croatia.

Ecumenical Council, requesting the districts of Sicily,


Calabria, Illyricum, and Crete be returned to the Roman
See. The Greek version of the proceedings of the council
omit this part of the letter. See Francis Dvornik,
Byzantium and the Roman Primacy (New York: Fordham Uni
versity Press, 1966), p. 96; Mansi, XII, 1056ff.
8 4
The opposition of Charles to the veneration of
religious images may have been influenced by Spanish
clerics at his court. See Cabaniss, Charlemagne, p. 71.
8 5
Royal Frankish Annals, 798; Cabaniss, Charle
magne , p. 85.

87
Bury, A History of the Eastern Roman Empire,
p. 317; Royal Frankish Annals^ 798; B M L , p. 74.
142

The blinding of Constantine VI and the seizure of

power by his mother Irene opened the way for events that

transpired in Rome on Christmas Day 800. The Byzantine

court received news of the coronation and Frankish imperial


88
claims with silent contempt. Constantinople viewed it

as just another revolt by a minor person against central


89
authority. Theophanes, the only contemporary Byzantine

historian to report the coronation, ridiculed the cere

mony. Pope Leo III, according to Theophanes, was com

pletely ignorant of proper ceremonial procedures because


90
he anointed Charles "from head to toe."

During the troubled period the Byzantine empire

feared a Frankish attack on Sicily more than the corona

tion in Rome. Although Charles presumably abandoned that

plan soon after his coronation, Constantinople did have

knowledge of the planned naval expedition against the


91
island. in 798 Daniel, envoy of Michael, governor of

88
Fichtenau, The Carolingian Empire, p. 171.
O Q
Constantinople believed that Charles had already
acknowledged the sovereignty of the only "true Roman
emperor" by his acceptance of the Byzantine title of
patrician; although it should be noted that this title
was given to Charles by Pope Stephen II in 754. See
Ohnsorge, "The Coronation and Byzantium," p. 84; Fich
tenau, The Carolingian Empire, p. 171; Royal Frankish
Annals, 754.

9 0 Theophanes, A.M. 628 9.

91Ibid., A.M. 6293.


143

Sicily, was received and dismissed with great honors by


92
Charles. Three years later a Sicilian named Leo, who

held the rank of spathar, fled Sicily and took refuge at

Charles's court where he remained until 811 when a formal


93
peace was concluded with Constantinople. The question

arises whether Charles was part of a rebellious plot in

Sicily or had received these envoys during normal diplo

matic exchanges.

Charles realized hat in order to legalize his new

position in the west, he had to have the recognition of

Byzantium. In an attempt to attain that goal, a foreign

policy was enacted that would not antagonize the Byzan-


94
tine empire. Against the wishes of the papacy, Charles

refused to call himself imperator Romanorum because that


95
title was used only by the Byzantine emperor. On May 29,

92
Royal Frankish An n a l s , 799.
93
Frankish sources state that Leo was an ambassador
sent to Charles by Irene to confirm a peace treaty between
the two empires. Leo might have had knowledge of the
planned palace revolt against Irene, and fearing for his
own safety, took refuge at the Frankish court. See Bury,
A History of the Eastern Roman Empire, p. 318; Hodgkin,
Italy and Her Invaders, pp. 211-212; Royal Frankish
A nnals, 801, 811; Cabaniss, Charlemagne, p. 131.
94 .
Bury, A History of the Eastern Roman Empire ,
p. 320.
95
Ullmann, The Growth of Papal Government in the
Middle A g e s , p. 114.
144

801, the title that appeared on a docu m e n t issued b y

Charles, and the one which he wmild use for the remainder

of his reign was: Carolus serenissimus augustus a Deo

coronatus magnus pacificus imperator Romanum gubernans

imperium, qui et per m i s e r i c o r d i a m Dei rex Francor u m et


9G
Langobardorum. This title clearly eludes design a t i o n of

Charles as imperator R o m a n o r u m . Instead he was recognized


97
as imperator Romanum gubernans i m p e r i u m . He believed

that the Roman empire he ruled was Latin C h r i s tend o m only

and he alone ruled his empire in the same manner as the


98
emperors of the east.

Recognizing that after Irene was gone the Byzantine

empire w o u l d elect a male emperor whose claim to the i m

perial title would be undisputed in the east, Charles

initiated negotiations w i t h Constantinople. Accounts of

the Frankish diplomatic move were recorded by Theophanes

who wrote:

In this year (800), on the 25th of December,


Charles, king of the Franks, was crowned by Pope
Leo; and having planned to cross over to Sicily
w i t h a fleet, he changed his mind and chose to
be married to Irene, sending ambassadors for this
purpose, who arrived in the following y e a r . 99

96BML, p. 116.

9 ^Ibid., p. 117.

9 8 Ullmann, The Growth of Papal Government in the


Middle A g e s , p. 114.

99Theophanes, A.M. 6293.


145

Charles probably believed that by marr y i n g Irene unity of

the w e s t e r n and eastern empires could be a c h i e v e d . I t

seems that this proposal had the blessings of the papacy.

Theophanes reports that Irene reacted favorably to the


102
offer. She hoped the union would help restore the
103
ancient boundaries of the Roman empire. After r e c e i v

ing a favorable reply to his proposal, Charles sent Jesse

of Amiens and Count Helmgaud to Constantinople to conclude


104
final negotiations w i t h Irene.

Many high ranking officials of the Byzantine

court, including Irene's most trusted adviser, the eunuch

Aetius, who himself was conspiring to seek the throne for

his brother, Leo, were n o t in favor of the imperial

marriage. Aetius hoped to gain the support of the army

in order to place his brother in power. He held the

combined military commands of the Opsikian and Anatolic

themes in Asia Minor, and Leo was made strategus of b o t h

Macedonia and Thrace. Although Aetius was a capable

minister, because he was a eunuch and held such great

100 Ibid., A.M. 6293, 6294.

101 Ibid., h.M. 6294.

102 Ibid.

103 Ibid.

Royal Frankish A n n a l s , 802


146

power, many govern m e n t officials resented and despised


.. 105
him.

The Byzan tine nobility and prominent government

m i n isters probably feared the imperial marriage wo u l d

threaten the independence of the empire. The severity of

the situation convinced them that in order to maint a i n

the rights and prestige of Constantinople against the

claims of a "western barbarian," a strong government,

free of a woman ruler and her favorite, Aetius, was

d e s perately needed.

On October 31, 8 02, Irene was overthrown by lead-


107
ing ministers of her own court. Charles's ambassadors,

who were in Constantinople making final arrangements for


108
a m arriage alliance, witnessed the palace revolt.
109
L eader of the conspirators was the l o g o t h e t e , N i c e p h o r u s .

His chief supporters, whose c o o p e ration was essential for

success, were Nicetas, domesticus of the scholarii (whom

A etius supposed was his f r i e n d ) ; the s a c e l l a r i u s , Leo;

] 05
Theophanes, A.M. 6294.

106 I b i d ., A.M. 6294, 6295.

107 I b i d ., A.M. 6295.


108
Royal Frankish A n n a l s , 803; Cabaniss, Charle
magne , p. 105.

^ T h e o p h a n e s , A.M. 6295.
147

the q u a e s t o r , Theoktistus; and m a n y other important offi-

cers of4r the


4-v,
empi r e .H O

On the night of October 31, while Irene was at the

palace of Eleutherius, the conspirators gained entrance

at the B r a z e n Gate (Chalke) of the imperial palace on the

p r e text that Irene had summoned them to p r o c l a i m Nice-

phorus co-emperor because she feared there was grave d a n

ger of revolt by Aetius, who had been trying for some

time to force h e r to raise his brother to the purple.

Daring not to ques t i o n the authority of such important

men, the guards obeyed the presumed order, and gave their

full support to Nicephorus. Once in possession of the

palace the conspirators sent slaves and others into all

sections of the city to announce the governmental change;

the imperial guard surrounded the Eleutherius Palace w h e r e

the empress was staying. Irene was then placed under

house arrest. The successful coup d' e t a t was com p l e t e l y

carried out before midnight.'*''*'^'

The next mor n i n g Nicephorus was crowned emperor

by Patriarch Tarasius in a ceremony at Hagia Sophia. The

populace, according to Theophanes who was a great admirer

of the empress, disapproved of the revolt against "most

110 Ibid., A.M. 6291, 6295.

li:LI b i d . , A.M. 6295.


pious Irene, the lover of G o d , " and execr a t e d the new

basileus and the patriarch. Theophanes states that m a n y

of the nobles who had b e n e fited under Irene turned traitors


112
and supported "a swine-herder like Nicephorus."

The day after his coronation Nicephorus vi s ited

Irene in the palace chamber where she was imprisoned. It

is reported that w h e n Nicephorus entered the empress's

room he pointed to his sandals, w h i c h were black like

those of the co m m o n people and not purple like those of

the b a s i l e u s , and told Irene that he had been forced to

assume supreme power. Nicephorus assured the empress that

no harm w o u l d come to her if she would tell h i m wh e r e the

great treasure accumulated during the reigns of Leo III

and Constantine V was hidden. Irene told the n e w emperor

she recognized that God had placed her on the throne and

now, for her past sins, deposed her. She then swore "on

the honorable and life-giving wood" of the cross she would

be loyal and show h i m wh e r e the treasure was if he w o u l d

a l l ow her to retire to the palace of Eleutherius. Nice

phorus honored her request for a while but banishe d her

within a few months.

Alth o u g h Theophanes states that Nicephorus broke

1 1 2 ,._
Ibid.
H3 ,
Ibid.
his promise and exiled the deposed empress, Michael the

Syrian narrates that the emperor kept his pledge and

Irene was ostracized only after she became involved in a


114
counter-revolution against him. In view of Irene's

actions in the past the latter and not the former was

probably true. Irene was banished, first to Prince's

Island in the Sea of Marmara, and then to the island of


115
Lesbos where she was placed under close guard. On
116
August 9, 803, Irene died. Her body was brought back

first to Prince's Island to the monastery which she had

founded, and later during the ninth century it was trans

ferred to Constantinople where it was buried at the


117
Church of the Holy Apostles.

14
Michael the Syrian, III, 12-13; Theophanes,
A.M. 6295.
115
Theophanes, A.M. 6295.
116_. . ,
Ibid.
117
George the Monk, "Chronicon," PG cx, 973,
1028-1029; Theophanes, A.M. 6295.
CONCLUSION

In 8 02 Irene was overthrown, ending an on-and-off

reign of twenty-two years marked by foreign policy s e t

backs, military disasters, domestic turmoil, and palace

intrigues. It was unfortunate for Byzantium that at a

time when the Franks produced their greatest ruler,

Charles, and the Abbasid monarchy was led by the greatest

caliph, H5run al-Rashld, women and eunuchs determined the

policies of the imperial court. Irene was an evil woman

who blinded her own son. She was religiously supersti

tious, stubborn, vengeful, and incapable of effectively

directing the affairs of the empire.

The reign of Irene marks a transition period in

western medieval history. But the causes of that change

began long before Irene assumed power. Throughout the

seventh and eighth centuries Byzantine influence and p r e s

tige declined in the west. The empire, first surviving

a very dangerous Persian menace, was then almost completely

overwhelmed by the Muslim onslaught of the seventh c e n

tury. Imperial provinces of Syria, Palestine, Egypt, and

North Africa were lost, and Constantinople was twice

besieged by a powerful Arab army and navy. Meanwhile the

150
151

Slavs and Bulgars over r a n most imperial possessions in the

Balkans. Fighting for its very survival, Constantinople

was unable to provide adequate aid to its remaining w e s t e r n

provinces.

In the w e s t the Lombards, encountering little

Byzantine mili t a r y resistance, captured m u c h of the Italian

peninsula. In addition, Byzantine relations w i t h the

papacy were strained by the iconoclast controversy. But

despite the image issue the papacy continued to turn to

Constantinople for military aid against the Lombards.

Eventually the papacy, frustrated because it was unable

to get support from the east, asked the Frankish k i n g d o m

for help. The Franks not only rescued the papacy from

the Lombards, b u t also replaced Byzantium, w h i c h had

already forfeited its position, as the dominant power in

Italy. Frankish involvement in Italian affairs culmin a t e d

w i t h the coronation of Charles in 800.

The question naturally arises w h e t h e r hist o r y would

have been different if either Irene had never ruled the

Byzantine empire or if the proposed imperial marriages had

taken place. It can be concluded by events that transpired

that the imperial court at Constantinople never w o u l d have

allowed Irene to marry C h a r l e s . But the union of C o n

stantine and Rotrud probably could have become a reality.

Would Charles have accepted the title of "emperor of the


152

Romans" in 800 if he was related by marriage to the B y z a n

tine basileus or if Constantinople was not ruled by a

woman? A marriage alliance, however, would never have

united the Byzantines and Franks into one state. By the

ninth century the civilizations of the Byzantine east and

the Romano-Germanic west were so heterogeneous and the

interests of the rulers so different, it was impossible to

think of any type of cooperation between the two empires.

In addition to the political and cultural distrust, there

also existed contrasting views and opposition in regard to

religious dogma. The political separation of east and

west was now an accomplished fact. The Byzantine and

Frankish worlds were poles apart in language, culture, and

religion.

Irene was both pious and ambitious. Unfortunately

her piety proved the stronger characteristic. She was

not able to provide competent and aggressive leadership

at a time when Byzantium so desperately needed it. During

her reign the empire was plagued by internal dissension

and foreign policy failures. The Bulgars and Slavs r e

mained a serious threat in the Balkans, Arab aggression

continued unchecked, the final emancipation of the papacy

from Constantinople took place, a rival emperor was

crowned in the west, and Byzantine dominance in Italy came

to an e n d .
153

Irene was an enterprising and devout sovereign

wh o would go to any extreme to achieve her objective. Her

constant court intrigues reopened an era of palace r e volu

tions that would plague Byzantine monarchs for eighty years.

But the church forgave her for her c r i m e s . Ninth century

chronicler George the Monk even tried to cover up her in

volvement in the blinding of her son stating that this

horrible act was committed without Irene's knowledge.'*'

And her contemporary, Theophanes, refers to her as blessed

Irene, the new Helena, "who fought for the true faith like

a martyr.

^"George the Monk, "Chronicon, " PG cx, 969-973.


2
Theophanes, A.M. 6295.
GLOSSARY OF BYZANTINE TITLES AND TERMS

The following are Byzan t i n e titles and terms d uring

the reign of Irene (797-802). It is difficult to e s t a b l i s h

the precise meanings for these titles because some of them

w e r e honorary w i t h no specific functions wh i l e others w e r e

undergoing transformation. For further information see

J. B. Bury, The Imperial Admin i s t r a t i v e Sy s t e m in the

Ni n th Century (New York: Burt Franklin, 19 59) .

Basileus

Emperor or King of K i n g s .

Caesar

A title bestowed on younger sons of an emperor who


might under certain conditions succeed to the t h r o n e .

Domesticus

Commander of individual guard regiments stationed


at Constantinople.

Drungarius

Commander of the imperial fleet. Drungarius o c c u p i e d


a rank lower than all the strategoi of the themes.
The position of drungarius also refers to the five
officers directly under a turmarch.

E p arch

The prefect of the city of Constantinople. The e p a r c h


directed administrative and judicial functions, c o m
manded the police force, and maintained law and order
in the imperial capital. Next to the emperor his
authority was supreme in Constantinople.

154
155

Excubitores

E lite unit of imperial palace guards.

L o g othete

High ranking financial officer.


i

Logothete of the Course

H i g h e s t ranking minister at court. He usually directed


imperial policy.

Magister

Honorary title bestowed on a person for life. Some


times the magi s t e r served as ma s t e r of ceremonies at
the imperial court.

Magister Offici o r u m

Highest in rank at an imperial audience. This o f f i c e r


also served as master of ceremonies at court functions.

No b ilissimus

Title one rank lower than that of Caesar, but bestowed


o nly on members of the emperor's family. It was
u sually conferred on natural or adoptive sons of an
emperor.

Numeri

Infantry units permanently stationed at Constantinople.

Ostiarius

Important official who served directly in imperial


house h o l d or at court. This position was reserved
for e u n u c h s .

Patrician

Highest court position held by eunuchs during the


eighth and ninth c e n t u r i e s .

Protospathar

Chief minister of taxes of the imperial treasury.


156

Sacellarius

Chief financial officer of the empire. He supervised


all offices ha v i n g financial duties.

Scholarii

Cavalry units stationed at Constantinople. Many


times they took part in major military expeditions.

Spathar
Highest c o u r t official engaged in personal and d o m e s
tic service to the emperor. This position was held
b y a eunuch.

Strategus

M ilitary and civil governor of a theme. The strategus


was directly responsible to the emperor. The strategoi
of the Anato l i a n themes held higher rank than strategoi
of the European p r o v i n c e s .

Tagmata

Imperial troops stationed in or around Constantinople.


This included cavalry units (s c h o l a r i i ) , palace guards
(e x c u b i t o r e s ), infantry units (n u m e r i ) , and the i m
perial fleet. E a c h individual unit was commanded by
a domesticus.

Themata

Peasant militia of the provinces. They were under the


command of the strategus of their theme.

Theme

B yzantine province commanded by a strategus who held


both mili t a r y and civil authority.

T urmarch

Military officer directly under the s t r a t e g u s . Themes


w e r e divided into two turmai, each part commanded by
a turmarch who was directly responsible to the
strategus.
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BIOGRAPHICAL SKETCH OF THE AUTHOR

James A. Arvites was born on February 20, 1947,

in Chicago, Illinois, son of George D. and Eugenia G.

Arvites. He was educated in the Wilmette, Illinois, public

school system and graduated from New Trier Township High

School in 1965. In the autumn of 1965 he entered the

University of Oklahoma, from which he was graduated with

a Bachelor of Arts degree in History in August, 1971.

In the following autumn he entered graduate school at the

University of Mississippi where he served as a graduate

assistant in history for six years. In August, 1973, he

received a Master of Arts degree in History. Between 19 76

and 1979 he served as a history instructor at Northwest

Mississippi Junior College. He is currently a candidate

for a Ph.D. in History at the University of Mississippi.

167

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