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Book Availability Revisited: Turnaround Time For Recalls Versus Interlibrary Loans
Book Availability Revisited: Turnaround Time For Recalls Versus Interlibrary Loans
Book Availability Revisited: Turnaround Time For Recalls Versus Interlibrary Loans
hen asked to shortlist tie de- it is difficult, at first, to notice what has
fining issues in our profession been missing from the equation. If the
during the 1990s, many librar- ultimate goal is to connect patrons with
ians would include what some information, efficiently and cost-effec-
called the "access-versus-ownership" tively, librarians need to optimize and
debate and what others dubbed the ac- synchronize not only collection develop-
cess-ownership continuum. Regardless ment and resource sharing, but also local
of one's perspective, it is interesting to circulation policy and practice. Despite
note tiat over the past dozen years, the the librarian's best efforts-now more
entire access-ownership dialogue has fo- informed than ever-to purchase the
cused largely on the relationship between right material and to borrow the rest, a
local collection development (ownership) small voice in the book stacks can still be
and interinstitutional resource sharing heard to complain: "But the good books
(access). This dialogue has been so rich, are still never available when I need
multifaceted, and useful to librarians that them."
David J. Gregony is Associate Deanfor Research and Access at Iowa State University Library; e-mail:
dgregoryfiastate.edu. Wayne A. Pedersen is Head ofInterlibraryLoan/Document Delivery at Iowa State
University Library; e-mail: wap5tiastate.edu. i
283
284 College & Research Libraries July 2003
There is little research, but plenty of years, due largely to automation. How-
anecdotal evidence, to support this claim. ever, circulation policy appears to be sur-
Michael Rogers showcased the problem prisingly static in many academic librar-
in a recent "How do you manage?" col- ies, governed principally, as one author
umn in Libranr Journal, a useful barom- has observed, by inertia.4 Certainly, ad-
eter of work in the field.' In the results of vances such as online circulation systems
a recent satisfaction survey at UC/ and electronic messaging have stream-
Berkeley's Moffitt Library, Patricia Davitt lined the mechanics of the recall process,
Maughan heard the message loud and thus shortening the potential turnaround
clear from faculty and graduate students time between patrons. But circulation
alike: "I rarely find the books I want on policy can still work to contravene this
the shelves." 2 Those librarians who have progress-policy that ensures, for ex-
not heard this comment directly need ample, a guaranteed minimum loan pe-
only consult with the staff at their circu- riod for the original borrower or speci-
lation desks or check local statistics on the fied lengths of time that a recalled item
volume of recall activity. At the Iowa State must remain on a "hold" shelf, awaiting
University (ISU) library, where overall pickup. For precisely this reason, and
circulation statistics continue to drop with no hard data to confirm this, the
(down 37% over the past four years), the authors suspected that little real progress
number of recalls processed annually has had been made in reducing the turn-
increased by 17 percent over the same around time for library recalls. The aver-
time period. age patron recalling an item checked out
The growing volume of recalls at this within the ISU library system is told that
precise stage in our history when the av- the process takes a few weeks, and this
erage academic library can afford to pur- message has not changed significantly in
chase fewer and fewer monographs led what may be decades of service.
the authors to ponder: How, and how All of which prompts the question:
well, is the library responding to the How does recall turnaround time, which
needs of those who fail to find on the shelf the authors suspect has remained rela-
an item that the library already owns?3 In tively static, now compare to ILL turn-
the case of the ISU library, the practice has around time, which seems to have im-
been to recall the item if it is checked out proved considerably in the past ten years?
to another reader and to borrow the item And does the answer to this question sug-
via interlibrary loan (ILL) only if it is miss- gest changes to be made in any library's
ing, billed as lost, or at the bindery. The multipronged approach to improving the
assumption behind this policy, and the ready availability of books?
justification for not routinely using ILL
to borrow titles checked out to the Literature Review
library's own patrons, is that ISU librar- Recall Performance and Book Availability
ians can certainly arrange for the sharing Circulation, perhaps the least glamorous
of one "owned" book between two local library operation, is notoriously
borrowers more quickly than they can underdocumented. Its status and visibil-
fulfill the typical interlibrary loan. ity have improved over the past twenty
This certainly appeared to be true in years, coincidental with the emergence of
the past when ILL was considered by Access Services departments, but there
many to be an ancillary service, if not the remains little published scholarship on
last resort of a highly specialized clien- the topics of circulation policy, practice,
tele. Today's ILL office is likely to be a hub and (above all) performance. Compound-
of activity and a focal point in library ing this problem is the idiosyncratic na-
planning, programming, and funding. ture of circulation terminology. Most li-
Circulation services have likewise braries, for example, provide some
evolved considerably in the past twenty mechanism for alerting one borrower that
Book Availability Revisited 285
another borrower needs the book he or owned, Gore determined that the aver-
she has taken out. Depending on the in- age failure rate was roughly 42 percent.
stitution and the circumstances involved, His conclusion that "a well-stocked, well-
this transaction might be considered a supported, and allegedly well-balanced
recall, a request, a hold, a save, a reserve, library can routinely thwart its users on
or a borrowing queue (although recall nearly half their requests," was in turn
seems to be the preferred term in U.S. aca- frequently cited by others who sought to
demic libraries). Terminology issues discover how their own libraries mea-
aside, library literature pays little direct sured up.9
attention to circulation in general or the Comparable research emerged from
recall function in particular. Obliquely, the Case Western Reserve Library
however, the topics have been addressed (CWRL) at about the same time, with use-
in a rather sizeable body of literature fo- ful studies by Paul B. Kantor, Tefko
cusing on book availability-a popular Saracevic, and William M. Shaw.'0Kantor
theme throughout much of the 1970s and is credited with being the first to illustrate,
1980s. through the use of a branching diagram,
In his 1975 landmark Book Availabilihy the cumulative probability that a patron
and the Library User, Michael H. Buckland will find a book on a library's shelves,
was one of the first to explore in depth depending on his or her success in clear-
the "essentially logistical problem of mak- ing four separate barriers: that the item
ing library books physically available has not been acquired by the library, that
when wanted by library users," and to the item is circulating, that the library has
assess the impact of acquisitions, discard- made a mistake (such as misshelving), or
ing, binding, circulation, and duplication that the patron has erred (perhaps mis-
on this process. 5 Based on the growing reading a call number). Using this tech-
evidence that "a large amount of the de- nique, Saracevik, Shaw, and Kantor dem-
mand for books tends to be concentrated onstrated that, in 1972, when a semester
on a small proportion of the library's loan policy was in effect at CWRL, 23 per-
stock," Buckland focused largely on the cent of all books requested by patrons
problem of managing heavily used books, (and known to be owned by the library)
which requires a harmony of policy and were on loan. By 1974, when the semes-
practice across these five core activities, ter loan policy had been strategically re-
adjusting such factors as loan period and placed by a four-week loan period, this
number of copies.6 Unfortunately, figure had dropped to 13 percent.'" Thus,
Buckland did not specifically address the a change in loan period was shown to sig-
impact of recalls on book availability, say- nificantly improve one of the four fac-
ing merely that they play an ambivalent tors-circulation performance-in the
role in stock management and are "sin- library's overall book availability rating.
gularly time-consuming in terms of Interestingly, when the additional effects
labour." 7 of acquisition, library, and patron errors
In his own studies at the University of were factored in, overall book availabil-
Lancaster, Buckland had demonstrated ity rates at CWRL were 48 percent in 1972
that the most likely inhibitor to the im- and 56 percent in 1974- "success" rates
mediate availability of books was the fact as surprising as those previously cited by
that requested items were on loan. Other Gore.
writers and researchers went further to By the time John Mansbridge pub-
demonstrate just how serious this prob- lished his 1986 review article, "Availabil-
lem was. Daniel Gore's assessment of the ity Studies in Libraries," Kantor's branch-
situation at Macalaster College Library ing technique had become the standard
was perhaps the most trenchant.8 method for analyzing book availability,
Through a study of one thousand efforts although a variety of other techniques
by students to find books the library were employed.' 2 Mansbridge examined
286 College & Research Libraries July 2003
more than forty studies, widely divergent ures.20 Book availability was calculated at
in focus, setting, and methodology, to re- 62 percent, with 31 percent of failures re-
port that overall immediate availability sulting from items being on loan.'
ranged from 8 percent to 89 percent. How- Inspired, in part, by reports from Wil-
ever, when he narrowed his focus to liam Patterson College Library, N. A.
twenty-one studies that had some com- Jacobs conducted a pair of similar stud-
monality (for example, measuring the ies at the University of Sussex Library in
availability of monographs only, using 1994, measuring book availability before
patron-driven requests in open stack li- and after the implementation of strategic
braries), Mansbridge found the average policy changes. Overall availability rose
availability rate to be 61 percent.' 3 Not from 62.5 percent to 71.7 percent, but the
surprisingly, "materials in circulation" largest single reason for the unavailabil-
and "library error" were the largest source ity of books continued to be that they were
of nonavailability, at least in academic li- on loan.22
braries.' 4Again, Mansbridge emphasized Although the literature amply demon-
that, in general, "a user going to a library strates the magnitude and persistence of
for an item may have only a 60% chance the book availability problem, as well as
of getting theitem even if thelibrary owns its occasional remediation (by purchasing
it.,',, multiple copies, adjusting loan periods,
Since Mansbridge's review, libraries and so on), little attention has been paid
have continued to assess immediate book to the impact of recall policy, practice, and
availability, frequently using Kantor's performance in this service area. The rea-
technique. Terry Ellen Ferl and Margaret son is simple: Almost all the major stud-
G. Robinson reported an overall 61 per- ies have focused on the question of im-
cent availability rate at UC/Santa Cruz mediate availability, rather than on the cu-
in 1986, with 35.5 percent of all failures mulative availability rate for materials
resulting from titles on loan.' 6 Three sepa- measured over time. Robert Goehlert
rate studies of material availability have made this distinction in back-to-back ar-
been published by librarians at the Will- ticles in 1978-1979, reporting the results
iam Patterson College Library (WPCL). of studies at Indiana University (IU),
In 1987, Anne C. Ciliberti and others re- which are unique in their focus on the
ported a 54 percent overall availability recall function.23 Goehlert's initial study,
rate, with 25 percent of the failures result- conducted in 1974-1975, found that only
ing from titles on loan." Eugene S. 48 percent of all books requested by fac-
Mitchell and others repeated the study at ulty via a campus delivery service (and
WPCL in 1989, after implementing recom- known to be owned by the library) were
mendations aimed specdfically at remedy- immediately available. One-third of all
ing circulation, patron, and selection er- requested books were unavailable be-
rors (for example, improving signs, pur- cause they were on loan. (Other factors
chasing duplicate copies of high-demand in unavailability included "being
books, and enhancing bibliographic in- reshelved" and "on search.") The origi-
struction)."8 Overall book availability in- nality of Goehlert's study, however, is his
creased to 64 percent, although 22 percent calculation of cumulative availability over
of the failures still resulted from titles time. After one week, as recalls, searches,
being on loan.'9 A still later study by and reshelving were gradually fulfilled,
Ciliberti and others looked more broadly availability had risen to 59 percent, and
at the availability of books and periodi- after two weeks, to 73 percent. In the spe-
cals, using an expanded version of cific case of recalls, Goehlert demon-
Kantor's branching technique, but com- strated that had all books been returned
paring results with OPAC transaction from recall within fourteen days, the cu-
logs, to explore their potential for unob- mulative availability rate at two weeks
trusive study of search and retrieval fail- would have been not 73 percent, but 84
Book Availability Revisited 287
percent. In a follow-up5 study, Goehlert * fill rate and reasons for failed re-
meticulously examined 2,000 recalled quests; t a e
books within lU's main collection, repre- * turaround time and the impact of
senting 17 percent of all recalls for 1975- delivery methods;
1976. Results demonstrated that under- * cost studies;
graduate and graduate students retumed * user satisfaction studies.
recalled books within 5.91 and 5.86 days, Despite the growing agreement on
respectively, after a recall notice was sent, performance indicators for ILL, research-
as opposed to faculty, who waited 17.07 ers have calculated tumaround time in a
days-a revelation that led administrators variety of ways, making comparisons dif-
to institute recall fines for faculty. 2 4 ficult at best. Stein confirmed this situa-
Goehlert's studies, and his attempts to tion, writing: "Tumaround time, or speed
index cumulative availability of heavily of supply, is perhaps the most widely
used items, made a useful contribution to used and widely divergent performance
the literature. Unfortunately, this particu- measure of ILL and document supply." 27
lar thread of the book availability discus- Table 1 lists eight recent studies of tum-
sion engendered no subsequent research. around time that substantiate this diver-
gence. 28-5 The majority of these studies
InterlibraryLoan count the number of days required for
Unlike the performance of recalls, which internal processing (from the date the
has received scant attention in the con- borrowing library orders an item until the
text of book availability studies, the per- date the item is available for pickup by
formance of ILL has been scrutinized the borrowing patron), with times rang-
closely for many years, and performance ing from roughly five to thirteen days. In
indicators are well established. In his 1985 other studies, however, researchers
review article, Thomas J. Waldhart sum- choose altemative start and stop points:
marized four measures commonly used the former including the date the borrow-
to evaluate ILL performance: ing patron submits his or her request, and
o Success rate, also known as "fill the latter including the date a lending li-
rate," measures successfully filled ILL brary ships an item or the date the bor-
requests as a percentage of total requests rowing patron actually retrieves an item
received and is applied to both borrow- for checkout. In the single reported study
ing and lending operations. that examined tumaround time from the
* Thrnaround time is the amount of "outer limits" of patron perception (from
time it takes-usually in days-for an ILL the date the patron submitted a request
request to be fulfilled. (This is typically to the date the patron retrieved the re-
monitored by borrowing, but not lending, quested item), tumaround time varied
operations.) from 8.4 days at one library to 15.4 days
* Cost is the actual, per transaction at another.
cost of both borrowing and lending op- Turnaround time is influenced, of course,
erations, as determined by internal cost not only by start-stop parameters, but by
studies. other factors as well. One is the number and
* Impact on service refers to patrons' types of libraries studied. Mary E. Jackson's
perception of service quality and is nor- study of 119 college and research libraries
mally applied only to borrowing trans- is the largest to date. Linda L. Phillips stud-
actions.25 ied twenty-five multitype libraries. Studies
In April 2001, Joan Stein published an by Mary K Sellen, John Budd, and Kim-
update to Waldhart's paper, reviewing berly L. Burke each focused on a single li-
ILL performance studies for the years brary. The type of material requested (re-
1986 to 1998.26 Her four categories were turnable versus nonreturnable) can influ-
similar but used slightly different termi- ence turnaround time as well, as evidenced
nology: by Burke's analyses.
288 College& Research Libraries July 2003
TABLE 1
Studies Documenting JILLlTrnaround Time
FIGURE 2
Memo to Requestor Regarding the Paired RecallIl Transactions
To:
David Gregory
Acting Head of Access Services
Iowa State University Library
Date:
In response to comments received from several ISU library users, and with a view to
improving library service, we are exploring the relationship between recalled books and
interlibrary loan service, particularly with regard to "turnaround time."
On _ you placed a recall for the following book at the Parks Library
circulation desk:
Your request was randomly selected from recalls placed in the last few weeks, and,-in
addition to recalling the book-,we have requested the book from another library via
interlibrary loan. We are very interested in comparing the speed with which this book is
made available to you through these two different services.
You will be notified separately when each of these books is ready for you to pick up. You
then have the option of using one or both of them, depending on your need. If you choose
not to use one of these copies, we ask that you contact staff at the appropriate service desk
(i.e., circulation at 294-3961; or interlibrary loan/document delivery at 294-8073) and tell
them you no longer need the material. Please be aware that the loan period you receive
will vary between the ISU-owned copy and the copy obtained from another library.
Please contact Wayne Pedersen (198B Parks Library, 294-0440; wap5@iastate.edu) if you
have any questions or concerns.
for this relatively small sample, produc- By these criteria, the one-day difference
ing the following results: between mean satisfaction times is not
Sample size = 8 considered statistically significant.
Two-tailed P value = 0.7843 Excluding the factor ofpatron response
T = 0.2845 and focusing, instead, on the strict turn-
Standard error of difference = 3.515 around time for both recalls aAd ILLs, the
Mean of the recall group (11.75) minus two-tailed T test produces the following
the mean of the ILL group (12.75) = -1.0 results:
95 percent confidence interval of this Sample size = 28
difference: -9.31 to 7.31 Two-tailed P value = 0.3506
294 College & Research Libraries July 2003
TABLE 3
lTrnaround Times for Paired Recall/ILL Transactions in Phase 2
TABLE 4
TurnaroundTimes For the Eight Perfectly Paired Recall/ILL
Transactions in Phase 2
around time. Because of the ample data books owned by the ISU library, even if
already available, further sampling was they happened to be checked out for the
not necessary to establish mean ILL turn- academic year.
around times. The ILL unit has used data Phase 1 data suggested that the recall
management software (initially Savelt, and ILL services were fairly comparable
later Clio) since 1995 to track this figure, in terms of both turnaround and satisfac-
calculated from the date the material is tion time performance. Phase 2 of the
ordered by ILL to the date it is received study attempted to test this finding in
in ILL. Turnaround time for the borrow- another way.Using a smaller, but paired,
ing of books and other returnables has sample, phase 2 measured the delivery
been fairly consistent over the past few time of precisely the same book in the
years: In FY2000, the average turnaround same time frame by two different library
time for loans (as opposed to copies) was services. Like phase 1, phase 2 tracked
11.4 days. The figure dropped slightly to both turnaround time and satisfaction
11.0 in FY2001 and FY2002. In the first time. The results in table 3 show the av-
three months of FY2003 (uly through erage figures to be very close for turn-
September2002), the average turnaround around time: 6.3 days for recalls, 7.3 for
time dipped further to 9.2 days, although ILL. The average figures for "pickup," or
the overall average for the past three years satisfaction, reflect, in part, the patron's
remains close to eleven days. timeliness in retrieving available materi-
Comparing these figures with the av- als. In the loosely paired study of twenty-
erage turnaround time for recalls in phase eight transactions, the 9.5-day average for
1, there would appear to be little differ- recall satisfaction is somewhat lower than
ence between recalling a book from a lo- the 11.8-day average for ILL. But because
cal colleague or requesting it from another so few ILL items were actually picked up
library: twelve days average in the former (12 out of 30), the comparison is not as
case, eleven days in the latter. This dis- reliable. In the very small, but interest-
covery surprised some library staff, who ing, subset of eight perfectly paired trans-
generally had assumed it would require actions, the satisfaction time for recalls is
significantly more time to access another only slightly lower than thatforlLL-11.8
library's book than to recall a book held and 12.8 days, respectively.
locally. This assumption had been the A further analysis of recall and ILL turn-
basis for the long-standing library policy around means was conducted with a two-
that prohibited interlibrary borrowing of tailed t test, which demonstrated that there
296 College & Research Libraries July 2003
was no statistically significant difference the scope of this paper, has fascinated li-
between the means of the two samples brarians for decades.4" To understand
with regard to both turnaround and satis- these attitudes, test these assumptions,
faction time. This provides further support and conceivably shape this behavior, data
for the initial finding that recall and ILL such as those from the present study pro-
services are comparable in providing vide an important piece of the puzzle.
timely access to books at Iowa State. Certainly, the data suggest specific
changes that might easily be made to ex-
Conclusions and Recommendations isting policy. Given the average turn-
Data from the current study can tell how around time for a "single" recall (9.6 days
well these two core functions-the circu- in phase 1; 6.3 days in phase 2) and an ILL
lation recall and the ILL borrowing trans- borrowing transaction (11 days), it appears
action-are "performing," in both abso- reasonable to continue recalling locally
lute and relative terms, with regard to owned books from local patrons and bor-
timeliness. The data also provide a valu- rowing unowned books from other librar-
able baseline for future studies and com- ies. However, when a second recall is
parisons. In the months following this placed on a book, average turnaround time
study at Iowa State, for example, library is likely to increase to almost sixteen days
staff implemented an electronic recall re- (based on phase 1 data), suggesting that
quest form linked to the online library the book could indeed be acquired more
catalog, which obviates the need for a quickly via ILL despite local ownership.
physical trip to the library to initiate a The ISU library has therefore begun to ex-
recall and is already in use by some 70 plore possible means (both systems and
percent of requestors. In the upcoming work flow based) to automatically refer
semester, the library also will replace all second (and subsequent) recalls from the
printed patron correspondence, including circulation desk to the ILL office.
recall and availability notices, with e-mail, Another policy change affects users
further reducing the time required for who, intentionally or otherwise, directly
patron notification and response. To- submit ILL requests for books owned by
gether, these changes should appreciably the ISU library. In the past, ILL staff would
reduce the average turnaround time for routinely notify the user, by e-mail, of the
recalls. But will that be the case? Data item's call number and location, regard-
from follow-up studies, measured against less of its actual availability. (The user was
the current baseline figures, will provide also informed of the library's fee-based
the answer. document delivery service, which deliv-
The data also can provide information ers a library-owned item to the requestor's
on patron perceptions, attitudes, expec- home or office for a nominal fee.) Under
tations, and behavior regarding these and the new policy, if the book is available on
other library services, particularly when the shelf, the patron still receives e-mail
the data can be supplemented with direct notification of local availability. However,
patron input. Surveys and focus groups, if the book is checked out or already re-
for example, can yield valuable insights called, ILL staff automatically borrow the
into patrons' perceptions of the timeliness book from another library/supplier. As a
of various library services. However, nei- precaution, circulation records are verified
ther performance data nor patron percep- first to make sure that the requestor is not
tions provide a complete picture of this the person who has borrowed or recalled
issue. In fact, research suggests that, for the locally owned copy.
at least some library services, perceptions Some may question the library's ongo-
of timeliness are based on much more ing reluctance to simply borrow a re-
than actual delivery time.4 0 The impact of quested book via ILL, even if it is locally
patron attitudes, assumptions, and behav- held and presumed to be on the shelf One
ior on book availability, a topic beyond reason is obvious: The library already has
Book Availability Revisited 297
a fee-based service in place to deliverlSU- alternative to the recall process under cer-
owned material to the offices and homes tain circumstances. For whatever reason,
of its users. This value-added service, librarians and library literature-quick to
which provides a small, but steady, rev- recognize ILL as the preferred means of
enue stream for the library, could be seri- accessing what a library doesn't own-
ously undercut if its subsidized ILL ser- have seldom considered ILL's potential
vice began to offer free alternatives. A more in expanding access to material the library
obvious reason, generalizable to other li- does own. To compensate for books being
braries, is cost. According to the ARL study, checked out when needed by patrons, li-
the mean cost for an ILL-borrowing trans- brarians typically adjust their circulation
action in research libraries is $18.35.42 Cr- policies or collection development prac-
culation costs, in general, are reportedly tices, shortening loan periods or acquir-
much lower. In 1985, Pat Weaver-Meyers, ing multiple copies of popular books. The
Duncan Aldrich, and RobertA. Seal deter- present study suggests that ILL might be
mined the mean cost of charging/renew- an effective, supplementary means of in-
ing a book to be just $0.24, although the creasing book availability, particularly the
cost for a recall transaction would be con- availability of what Allen Kent referred
siderably higher and both would need to to in 1979 as the "kernel of constantly used
be adjusted for inflation. 4 3 Circulation items," a concept still familiar to most
costs, of course, are just the tip of the '!in- academic libraries. 4 6 These are the books
vestment iceberg" for items permanently that seldom, if ever, can be found on the
owned by a library, considering the addi- shelf but, instead, exist in a perpetual state
tional costs of selecting, acquiring, catalog- of transit from reserve operations to re-
ing, binding, marking, shelving, and con- call queues to ILL lending and back. In
tinuously storing a monograph.44 As li- the shadow of the serials funding crisis
brary funding continues to shrink, that now preoccupies almost every aca-
interservice cost comparisons will be es- demic library administrator, Charles
sential to effective program planning and Hamaker has urged librarians to consider
fiscal management. Unfortunately, cost the collateral damage to monograph col-
data are not widely available for services lections.47 He has written: "One of the
other than ILL, and additional research is major casualties of what havebeen called
needed. 45 One possible follow-up to the the 'Serial', wars has been access to books
present study is to determine the actual in North America's academic and re-
cost of a recall based on local systems and search libraries."148 In his call for a more
work flow. sophisticated "calculus of collection de-
The scrutiny and comparison of the ISU velopment," Hamaker has suggested re-
library's recall and ILL processes im- peatedly that circulation data, including
pressed upon the authors the similarity of time series data, may be a key factor in
work flows involved. Both processes in- the wise expenditure of limited mono-
volve receiving a request, logging and graph funds.4 9 Similarly, Albert
tracking the request online, "ordering" (so Henderson'sproposed "collection failure
to speak) and receiving the requested item, quotient" (CFQ), based on the ratio of ILL
notifying the requestor of its availability, borrowing to local collection size, is an-
holding the item for a designated time, and other dynamic indicator that tells much
checking the item out to the requestor. The about collection performance but, in and
concepts and terminology regarding de- of itself, cannot assess failures in the time-
livery speed also were surprisingly simi- liness of availability.50 As librarians work
lar: The turnaround and satisfaction times to create more effective, holistic models
normally associated withILL could be eas- for developing, maintaining, and provid-
ily adapted to the recall function. ing timely access to monograph collec-
The final conclusion drawn by the au- tions, studies such as the present one pro-
thors is that ILL provides a reasonable vide one small, but useful, building block.
298 College & Research Libraries July 2003
Notes
1. Michael Rogers, "Loans &Groans," LibraryJournal 124 (Oct. 1, 1999): 67-68.
2. Patrida Davitt Maughan, "Library Resources and Services: A Cross-Disdplinary Survey
of Faculty and Graduate Student Use and Satisfaction," JournalofAcademic Librarianship25 (Sept.
1999): 354-66.
3. In the fifteen years between 1986 and 2001, the volume of serial and book purchasing by
ARL institutions shrank by 5 percent and 9 percent, respectively. At the same time, the number
of faculty and students at ARL institutions grew by 15 percent and 14 percent, respectively. Sup-
ply and Demand in ARL Libraries, 1986-2001, available online from http://www.arl.org/stats/
arlstat/ graphs/2001 /2001t3.html.
4. Merri A. Hartse and Daniel R. Lee, "Changing Circulation Policies at an ARL Library: The
Impact of Peer Institution Survey Data on the Process," Collection Management 17 (1992): 133-48.
5. Michael H. Buckland, Book Availability and the Library User (New York: Pergamon, 1975), xi.
6. Ibid., 6. Richard Trueswell, of course, had published his infamous 80/20 rule only six
years earlier. SeeRichard Trueswell, "Some Behavioral Patterns of Library Users: The 80/20 Rule,"
Wilson Library Bulletin 43 (1969): 458-61.
7. Ibid., 70.
8. Daniel Gore, "Let Them Eat Cake While Reading Catalog Cards: An Essay on the Avail-
ability Problem," Library Journal 100 (Jan. 15,1975): 93-98.
9. Ibid., 98.
10. Paul B. Kantor, "Availability Analysis," Journal of the American Societyfor Information Sci-
ence27 (Sept.-Oct. 1976): 311-19;Tefko Saracevic, William M. Shaw Jr., and Paul B.Kantor, "Causes
and Dynamics of User Frustration in an Academic Library," College &Research Libraries 38 (Jan.
1977): 7-18.
11. Saracevik, Shaw, and Kantor, "Causes and Dynamics of User Frustration in an Academic
Library," 15.
12. John Mansbridge, "Availability Studies in Libraries," Library and Information Science Re-
view 8 (1986): 299-314.
13. Ibid., 305.
14. Ibid., 304.
15. Ibid., 299.
16. Terry EllenFerl and Margaret G. Robinson, "Book Availability at theUniversity of Califor-
nia, Santa Cruz," College &Researcht Libraries47 (Sept. 1986): 501-8.
17. Anne C. Ciliberti, Mary F. Casserly, Judith L. Hegg, and Eugene S. Mitchell, "Material
Availability: A Study of Academic Library Performance," College &Research Libraries 48 (Nov.
1987): 513-27.
18. Eugene S. Mitchell, Marie L. Radford, and Judith L. Hegg, "Book Availability: Academic
Library Assessment," College &Research Libraries55 (Jan. 1994): 47-55.
19. Ibid., 52-53.
20. Anne Ciliberti, Marie L. Radford, Gary P Radford, and Terry Ballard, "Empty Handed? A
Material Availability Study and Transaction Log Analysis Verification," Journal of Academic
Librarianshzip24 (July 1998): 282-89.
21. Ibid., 284, 286.
22. N. A. Jacobs, "The Evaluation and Improvement of Book Availability in an Academic
Library," New Review of Academic Librarianship1 (1995): 41-55.
23. Robert Goehlert, "BookAvailability and Delivery Service," JournalofAcademic Librarianship
4 (Nov. 1978): 368-71; and "The Effect of Loan Policies on Circulation Recalls," Journal of Aca-
demic Librarianshiip5 (May 1979): 79-82.
24. Goehlert, "Effect of Loan Policies."
25. Thomas J. Waldhart, "Performance Evaluation of Interlibrary Loan in the United States: A
Review of Research," Library and Information Science Research 7 (1985): 313-31.
26. Joan Stein, "Measuring the Performance of ILL and Document Supply: 1986 to 1998,"
PerformanceMeasurement and Metrics 2 (2001): 11-72.
27. Ibid., 32.
28. Mary K. Sellen, "Turnaround Time and Journal Article Delivery: A Study of Four Delivery
Systems. Ariel, Courier, Mail and Fax," Journalof InterlibraryLoan, Document Delivery &Informa-
tion Supply 9 (1999): 65-72.
29. JohnBudd, "Interlibrary LoanService:AStudy of Turnaround Tune," RQ26 (fall 1986): 75-80.
30. Linda L. Phillips, Nancy Dulniak, Tlisa Houck, and Biddanda P. Ponnappa, "Interlibrary
Loan Turnaround Tlime: Measuring the Component Parts," Journalof InterlibraryLoan, Document
Supply &Information Supply 9 (1999): 97-119.
Book Availability Revisited 299
31. Kimberly A. Burke, "Checking Up on the Joneses: Using Fill lime Data to Improve Inter-
library Borrowing at New York University," Journal of InterlibraryLoan, Document Delivery &In-
formation Supply 10 (1999): 19-30.
32. Pat L. Weaver-Meyers and Wilbur A. Stolt, "Delivery Speed, Timeliness and Satisfaction:
Patrons' Perceptions about ILL Service," Journal of Library Administration23 (1996): 23-42.
33. Mary E. Jackson, Measuring thze Performanceof InterlibraryLoan Operationsin North Ameri-
can Researcht &College Libraries (Washington, D.C.: Association of Research Libraries, 1998).
34. Sue 0. Medina, "Network of Alabama Academic Libraries: Interlibrary Loan Turnaround
Time Survey," Southeastern Librarian38 (fall 1988): 105-7.
35. Lee-Allison Levene and Wayne Pedersen, "Patron Satisfaction at Any Cost? A Case Study of
Interlibrary Loan in Two U.S. Research Libraries," Journalof LibraryAdministration23 (1996): 55-71.
36. Jackson, Measuring thze Perfornance of Interlibrary Loan Operations in North American Re-
searchi &College Libraries, ix.
37. Weaver-Meyers and Stolt, "Delivery Speed, Timeliness and Satisfaction."
38. Johanna E. Tallman, "The Impact of the OCLC Interlibrary Loan Subsystem on a Science
Oriented Academic Library," Science and Technology Libraries 1 (winter 1980): 27-34;A. T.Dobson,
P. P.Philbin, and K. B.Rastogi, "Electronic Interlibrary Loan in the OCLC Library: A Study of Its
Effectiveness," Special Libraries73 (1982): 12-20; Jackson, Measuring the Performanceof Interlibrary
Loan Operations in Northz American Researchi & College Libraries, 24; and Burke, "Checking Up on
the Joneses," 28-29.
39. Maurice B. Line, Measuring thie Performance of Document Supply Systems (Paris: General
Information Programme and UNISIST, UNESCO, 1987).
40. See, for example, Wilbur Stolt, Pat Weaver-Meyers, and Molly Murphy, "Interlibrary Loan
and Customer Satisfaction: How Important Is Delivery Speed?" in Continuity &Transformation:
Th1e Promise of Confluence: Proceedings of thze Seventhz National Conference of the Association of College
and Researclh Libraries,Pittsburgih, Pennsylvania,March 29-April 1,1995, ed. Richard AmRhein (Chi-
cago: ACRL, 1995), 365-71. See also, Weaver-Meyers and Stolt, "Delivery Speed, Timeliness and
Satisfaction;" and Levene and Pedersen, "Patron Satisfaction at Any Cost?"
41. As early as 1917, for example, Thomas P. Ayer studied the effect of perceived over- or
undersupply of material in a reserved book room, demonstrating that students perceiving that
multiple copies of a book are readily available wait until the last minute to attempt to borrow it,
thus compressing the period of demand into a very small window of availability. See Thomas P.
Ayer, "Duplication of Titles for Required Undergraduate Reading," LibraryJournal42 (May 1917):
356-58.
42. Jackson, Measuring the Performance of Interlibrary Loan Operations in Northi American Re-
searcht & College Libraries, ix.
43. Pat Weaver-Meyers, Duncan Aldrich, and Robert A. Seal, "Circulation Service Desk Op-
erations: Costing and Management Data," College &Research Libraries46 (Sept. 1985): 418-31.
44. An in-house study now several years old at the Virginia Tech Library, for example, estab-
lished the total cost for purchase and shelving monograph volumes at $106 each and the total
cost for purchase and shelving serial volumes at $181 each. Cited in Charles B.Lowry, "Resource
Sharing or Cost Shifting?-The Unequal Burden of Cooperative Cataloging and ILL in Network,"
College &Researchi Libraries51 (Jan. 1990): 11-19.
45. In 1992, Karen S. Lange and Linda D. ietjen proposed an outline of categories in which
research and longitudinal studies were needed in the area of access services. First on their list
were studies at the policy, operational, and procedural level for circulation functions such as
fines, overdues, loan periods, and recalls. Unfortunately, little research has ensued in these areas.
See Karen S. Lange and Linda D. Tietjen, "Management Challenges and Issues in Access Services
Administration," CollectionManagement 17 (1992): 37-61.
46. Allen Kent et al., Use of Library Materials: The University of Pittsburghi Study (New York:
Marcel Dekker, 1979), 16.
47. Charles Hamaker, "The Least Reading for the Smallest Number at the Highest Price,"
American Libraries 19 (Oct. 1988): 764-67; and "Toward a Calculus of Collection Development,"
Journal of Library Administration 19 (1993): 101-23.
48. -, "Toward a Calculus of Collection Development," 105.
49. See, for example, Charles Hamaker, "Management Data for Selection Decisions in Build-
ing Library Collections," Journal of Library Administration 17 (1992): 71-97; "Some Measures of
Cost-Effectiveness in Library Collections," Journalof LibraryAdministration 16 (1992): 57-69; "Time
Series Circulation Data for Collection Development or: You Can't Intuit That," Library Acquisi-
tions: Practice&Theory 19 (1995): 191-95; and "Redesigning Research Libraries: First Step toward
the 21W Century," Journalof Library Administration 22 (1996): 33-48.
50. Albert Henderson, "The Library Collection Failure Quotient- The Ratio of Interlibrary
Borrowing to Collection Size," Journalof Academic Librarianship26 (May 2000): 159-70.
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