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Extrinsic Exor Muscles Generate Concurrent Exion of All Three Finger Joints
Extrinsic Exor Muscles Generate Concurrent Exion of All Three Finger Joints
Abstract
The role of the forearm (extrinsic) nger exor muscles in initiating rotation of the metacarpophalangeal (MCP) joint and in
coordinating exion at the MCP, the proximal interphalangeal (PIP), and distal interphalangeal (DIP) joints remains a matter of
some debate. To address the biomechanical feasibility of the extrinsic exors performing these actions, a computer simulation of the
index nger was created. The model consisted of a planar open-link chain comprised of three revolute joints and four links, driven
by the change in length of the exor muscles. Passive joint characteristics, included in the model, were obtained from system
identication experiments involving the application of angular perturbations to the joint of interest. Simulation results reveal that in
the absence of passive joint torque, shortening of the extrinsic exors results in PIP exion (801), but DIP (81) and MCP (71) joint
extension. The inclusion of normal physiological levels of passive joint torque, however, results in simultaneous exion of all three
joints (631 for DIP, 751 for PIP, and 431 for MCP). Applicability of the simulation results was conrmed by recording nger motion
produced by electrical stimulation of the extrinsic exor muscles for the index nger. These ndings support the view that the
extrinsic exor muscles can initiate MCP exion, and produce simultaneous motion at the MCP, PIP, and DIP joints.
r 2002 Elsevier Science Ltd. All rights reserved.
0021-9290/02/$ - see front matter r 2002 Elsevier Science Ltd. All rights reserved.
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1582 D.G. Kamper et al. / Journal of Biomechanics 35 (2002) 15811589
2. Methods
time. This expression of muscle contraction in terms of years). These subjects then participated in experiments
muscle shortening seemed warranted due to the ex- designed to determine the passive resistance to exion/
quisite control of muscle length as afforded by the extension movement of the DIP, PIP, and MCP joints.
feedback system involving the muscle spindles in the The Institutional Review Board of Northwestern Uni-
body. Indeed, length of the extrinsic nger muscles is versity approved the experimental protocol and the
highly predictive of ngertip location (Biggs et al., subjects gave informed consent according to the
1999). Helsinki Declaration.
An FDS shortening velocity of 3.4 cm/s was simu- The left wrist was placed in a berglass cast that was
lated. This value is equivalent to a shortening of 50% of clamped to a table, in order to maintain neutral wrist
the optimal muscle ber length over 1 s (Lieber et al., position and orientation. The index nger was included
1992), a reasonable value for lightly loaded muscle in this cast up to the middle of the middle phalanx,
(Yamashita-Goto et al., 2001). To account for the thereby leaving only the DIP free to move. The nger
possibly greater change in length in the FDP tendon was coupled to a servomotor (1.4 HP, PMI Motion
predicated by additional DIP rotation, the FDP rate of Technologies, Radford, VA) through the use of a hose
shortening was made 20% greater than that of the FDS, clamp, attached to the servomotor shaft through an
as tendon length change due to DIP rotation is 20% of aluminum housing. The DIP joint was aligned with the
that produced by similar rotation of the PIP and MCP shaft of the servomotor.
joints. Perturbations in joint angle were applied to the nger
Passive joint torques were included through the use of through the servomotor. Specically, pseudo-random
torque actuators at each joint. The representative static binary sequences (PRBS) of 721 in amplitude were
and dynamic passive characteristics determined for each imposed at the DIP joint at different operating points
joint (Section 2.2) were included in the formulas to (Kearney et al., 1997). These operating points were
determine the torque at each joint j: spaced 101 apart, ranging from 101 of extension to 601 of
tj ts Bj y j Kj yj Dyj ;
j 1 exion. The proportional integral derivative (PID)
controller of the servomotor was tuned such that the
where t is the passive joint torque, ts (a function of PRBS command signals were low-pass ltered in order
(yj yj1 )) is the static passive torque, and B and K (a to reduce noise. The pass band of the angular input went
function of yj ) are the damping and dynamic stiffness beyond 20 Hz, which was considered adequate for the
coefcients for joint j: The static torque was computed biological parameters of interest (Hunter and Kearney,
for the difference in joint angle between the joint of and torque (t)
1982). Joint position (y), velocity (y),
interest and the one immediately proximal to it. The were digitally sampled and then low-pass ltered at
value for Dy was determined by subtracting the current 25 Hz with a 30th-order FIR lter (Fig. 2).
value of the joint angle from that obtained from the The cast was then cut back to allow exion and
model simulation 5 ms previously. This procedure was extension of the PIP joint, while the DIP joint was xed
performed using the Dynamic Data Exchange between
Working Models and MATLABs (The MathWorks,
Inc., Natick, MA), which permitted sharing of data
between the two programs at each simulation step.
The simulations were run until one of the joint angles
approached 801 of exion. Initial conditions were
described by zero joint velocity, joint angles of DIP
equal 71, PIP equal 71, and MCP equal 141 of exion,
and 0.3 mm of slack in the ropes. Initial joint angles
were chosen based upon mean values for zero resting
torque in experimental data (see Section 2.2). Joint
states were updated in the software through solution of
the dynamics equations using a fth-order RungeKutta
algorithm with a variable integration step (p1 ms).
Angular rotations of the joints were recorded as
functions of time.
in place by the hose clamp which bridged it and the the model, the stiffness coefcients and joint angles form
MCP joint remain xed by the cast (Fig. 3). Angle PRBS the regression models for each joint (Eq. (2)) were
perturbations were applied to the PIP joint at each pooled for all of the subjects. Joint stiffness was then
operating point. described by tting a second-order polynomial in joint
Finally, the cast was retracted to the mid-palm to angle to the data using least-squares techniques.
expose the MCP joint. Perturbations of the MCP joint As noted previously, segment inertias for the model
were then performed, with both the PIP and DIP joints were computed from the mass and geometry rather than
xed in the neutral position by two hose clamps. using the inertial terms resulting from the I2B2K
For each trial, the static and dynamic joint character- models. This was done due to the dominance of the
istics were determined. The static characteristics were nger clamp in its contribution to the I-coefcient. This
dened by the mean torque recorded at each operating dominance rendered determination of nger inertia
point prior to initiation of the PRBS perturbations. from this I-coefcient questionable due to the nite
Across all subjects, a description of the static passive precision of our transducers.
torque as a function of joint angle (ts y) was formed by
tting a third-order polynomial to the torque-angle data 2.3. Experimental validation of model
using least-squares techniques in MATLABs.
The dynamic characteristics were obtained by tting The joint rotations obtained from the computer
an I2B2K model with constant coefcients at each simulation were compared with the index nger joint
operating point such that rotations resulting from electrical stimulation of the
FDS and FDP for the index nger in one subject (one of
t I y. By. Ky y0 ; 2
the authors). Intramuscular tungsten microelectrodes
where I is the rotational inertia, B is the joint damping, (50 mm/10 MO, Frederick Haer & Co., Inc., Bowdoin-
K is the joint stiffness, and y0 is the operating point ham, ME) were inserted into the muscle bellies of
(Kearney et al., 1997; Hajian and Howe, 1997). The FDS(I) and FDP(I). Proper electrode placement
. was numerically computed from
angular acceleration (y) was determined through electrical stimulation and visual
the angular velocity using a ve-point formula. The or manual assessment of resulting nger motion or
I2B2K coefcients were then t to the data using torque.
multiple regression. With the forearm in the neutral position, the wrist and
Joint damping terms exhibited no statistically sig- arm were supported using the previously described
nicant dependence on joint angle for various regression clamps (Fig. 3), while the index nger was supported
analyses (linear, quadratic, logarithmic, exponential). and separated from the other digits with a smooth plate
Thus, representative damping terms for the model were covered in oil to minimize friction. Initial nger posture
found by computing mean values across all the subjects. was obtained by extending the nger so that all joints
In contrast, estimations of dynamic joint stiffness did were aligned in neutral and then relaxing the nger
suggest a parabolic relationship between stiffness and muscles, typically resulting in a posture of approxi-
joint angle (Fig. 4). To obtain representative values for mately 151 of MCP exion and 01 of PIP and DIP
D.G. Kamper et al. / Journal of Biomechanics 35 (2002) 15811589 1585
Fig. 5. Joint angles from simulation of FDS and FDP shortening with no passive joint torque. DIP: solid line; PIP: dashed-dotted line; MCP: dotted
line. Accompanying model shows the animation output of the simulation at 0.25 s. Joint angles at this juncture were 21 of DIP extension, 811 of PIP
exion and 71 of MCP extension, indicating next changes of 81, 751, and 71 from the initial angles, respectively. The full animation is available for
viewing (extrinsic exor muscles g5.avi) (see webpage of the Journal of Biomechanics: http://www.elsevier.com/locate/jbiomech).
1586 D.G. Kamper et al. / Journal of Biomechanics 35 (2002) 15811589
Table 2
Representative passive torque characteristics
Joint Parameters
DIP 0:103y3 0:102y2 0:052y 0:019 0:38y2 20:09y 0:13 0.81 (0.08)
PIP 0:056y3 0:016y2 0:132y 0:015 1:06y2 20:76y 0:40 1.05 (0.13)
MCP 0:071y3 0:145y2 0:154y 0:029 1:02y2 20:54y 0:45 1.42 (0.23)
For the above functions, y is given in radians with a positive value indicating exion. The data from one subject were not included in the computation
of K and B for MCP because this set exerted undue inuence on the stiffness data and, thus, was not representative. Across the range of joint angles,
ANOVA results and post hoc Tukey tests revealed that both the stiffness and damping coefcients were signicant (po0:001) for each joint, and the
I2B2K model t the data well (R2 > 0:96 for each trial).
Fig. 6. Joint angles from simulation of FDS and FDP shortening with the inclusion of physiological passive joint torques. Accompanying model
shows the animation output of the simulation at 0.63 s. The net angular displacements from the starting posture at this juncture were 631 for DIP, 751
for PIP, and 431 for MCP. The full animation is available for viewing (role of extrinsics g6.avi) (see webpage of the Journal of Biomechanics: http://
www.elsevier.com/locate/jbiomech).
Sensitivity analyses of certain model parameters were MCP exion could help in deciding which muscles to
performed to determine the effects of possible errors in stimulate or use for tendon transfer. The roles of the
measurement of these parameters. Specically, the extrinsic nger muscles, especially, remain a matter of
simulations were rerun for 50% increases in the passive some debate.
torque coefcients or joint radius for each joint To examine the feasibility of FDS and FDP initiating
sequentially. The joint radius was dened by the and generating MCP exion, a biomechanical model of
distance from the center of rotation to the rope. The the index nger was created. Representative values were
simulations were again terminated when the PIP joint employed for model parameters such as nger segment
reached 801. Changes in DIP joint characteristics had length and mass. The segment lengths obtained through
negligible impact on the simulation results. The 50% measurements on six subjects were similar to those
increase in PIP passive torque coefcients resulted in an reported previously (Buchner et al., 1988), with differ-
11% increase in MCP exion, while the 50% increase in ences of not more than 4 mm. The computed masses,
PIP radius resulted in a 14% decrease in MCP exion. however, were an order of magnitude smaller than those
At the MCP joint, increasing the torque coefcients led reported elsewhere (Buchner et al., 1988), although
to a 15% decrease in MCP exion, while increasing the larger than those estimated experimentally (Hajian and
radius caused a 10% increase in MCP exion. Howe, 1997). They do seem to be in accord, though,
with anthropomorphic values expressing whole hand
mass equal to 0.75% of total body mass (Seireg and
4. Discussion Arvikar, 1989).
Phalanx thicknesses were scaled from cadaver mea-
Planning of interventions to correct impairment surements. The joint thicknesses were slightly larger
requires a sound knowledge of the underlying physio- than those in the literature, probably due to the larger
logical infrastructure. In the case of the nger, under- hand size of the subjects, with the PIP thickness
standing the roles of different muscles in controlling somewhat disproportionately larger (An et al., 1983).
D.G. Kamper et al. / Journal of Biomechanics 35 (2002) 15811589 1587
Fig. 7. Joint angles resulting from simulation of FDS and FDP shortening with the pulley mechanisms removed from the proximal segment (passive
joint torque still included). Figure depicts the animation output at 0.69 s.
Fig. 8. Flexion at all three joints in response to electrical stimulation of FDS(I) and FDP(I) at 30 Hz. The electrode insertion site for FDP was just
lateral to the exor carpi radialis (FCR) tendon, distal to the elbow crease by approximately 60% of the distance between the elbow and wrist creases.
The electrode insertion site for the FDS was just medial to the FCR tendon, distal to the FDP site (Burgar et al., 1997). To evoke nger movement,
current amplitude of the tetanic pulse train was linearly increased to 2 mA over a 3 s period, held at that level for 1 s, and then ramped down to 0 mA
over 3 s. Resulting rotation of all three joints is concurrent. Rate of change of DIP and PIP exion is greater than that for MCP exion. Kinematic
representation of gure movement during electrical stimulation was obtained using MCP, PIP, and DIP joint angles from 0 to 0.7 s at 0.1 s intervals.
Representative values were also employed to describe The sensitivity analyses performed, however, suggest
passive static joint torque and dynamic joint stiffness that the model outcome is qualitatively quite robust
and damping. The static torque values for the MCP are despite signicant changes in model parameters. Short-
similar to those shown elsewhere (Esteki and Mansour, ening of the simulated FDS and FDP results in
1996) for slow MCP rotations (31/s) from extension to concurrent exion of all three nger joints. Flexion is
exion. Dynamic stiffness terms for the PIP and DIP initiated simultaneously in all three joints. The electrical
joints for the extended nger are similar to those stimulation experiment veried these ndings.
determined elsewhere, but the MCP value is more In contrast, a cadaver study utilizing static loading of
than 50% smaller (Milner and Franklin, 1998). the FDS tendon found that signicant PIP exion
Some of this discrepancy may be attributable to (>501) occurred before the loads became sufcient to
the different techniques used to obtain the stiffness, initiate MCP exion (Delattre et al., 1983). Much of the
namely, PRBS perturbations of the MCP joint disparity may be attributable to the difference in inputs
versus ramp displacement of the ngertip. It should into the system, a static force versus a dynamic change
be noted that due to experimental limitations joint in muscle length. Another factor could be a difference in
characteristics were obtained only for displacement the state of the system, as might arise in passive joint
of the joint of interest, with the other joints being characteristics in a resected cadaver specimen as
xed. compared to a live subject.
1588 D.G. Kamper et al. / Journal of Biomechanics 35 (2002) 15811589
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