AT Kubark - PT - 2 Price PDF

You might also like

Download as pdf or txt
Download as pdf or txt
You are on page 1of 6

Buying a piece of anthropology

Part Two: The CIA and our tortured past

David H. Price This is the second part of a two-part article by David Price The Arab mind in training interrogators who worked in
David H. Price is associate examining how research on stress under Human Ecology Iraq, including at Abu Ghraib (p. 23). See also news, p.
professor of anthropology
at Saint Martins University.
Fund sponsorship found its way into the CIAs Kubark 28, for a pledge initiated by the Network of Concerned
He is author of Threatening interrogation manual (for Part 1 see our June issue). This Anthropologists in response to anthropologists concerns
anthropology: McCarthyism issue of ANTHROPOLOGY TODAY also features a short com- around this issue. [Editor]
and the FBIs surveillance ment by Roberto Gonzlez on the use of Ralph Patais
of activist anthropologists
(2004) and the forthcoming
Anthropological intelligence: Back in 1994, my curiosity concerning interactions
The deployment and neglect between anthropologists and the Human Ecology Fund
of American anthropology
during the Second World
(HEF) was raised when I found published announcements
War (Duke University Press, of anthropologists receiving HEF funds in old newsletters
2008). His email is dprice@ of the American Anthropological Association (AAA).1 One
stmartin.edu.
article listed nine HEF grant recipients: Preston S. Abbott,
William K. Carr, Janet A. Hartle, Alan Howard, Barnaby
C. Keeney, Raymond Prince, Robert A. Scott, Leon Stover
and Robert C. Suggs (FN, 1966[2]). I tried to contact each
Fig. 1. Allen Dulles (1893- scholar, and Howard, Scott and Stover replied to my initial
1969), who authorized
MK-Ultra as CIA Director of
inquiries about their HEF-sponsored research.2
Central Intelligence. In late 1994 I wrote to Alan Howard and Robert A.
Scott, asking what they remembered about the Fund, their
research and if they knew of the Funds connection to the
CIA. When I emailed Howard at the University of Hawaii,
asking him what he knew about the CIAs covert funding
MK-Ultra of their research, Howard expressed anguished surprise,
Headed by Dr Sidney replying, Agh! I had no idea (AH to DHP 11/2/94).
Gottlieb, the CIAs MK-Ultra
project was set up in the early Howard had remained in contact with Robert Scott, to
1950s largely in response to whom he had forwarded my correspondence. Scott later
alleged Soviet, Chinese and wrote me a letter detailing how he came to receive the
North Korean use of mind-
control techniques on US
funds: either Hinkle or Wolff or both suggested that I write a letter to
prisoners of war in Korea. [I] had absolutely no idea that the Human Ecology Fund was a the Fund requesting a modest level of support for our work (I
The project involved covert front for anything, least of all the CIA. As far as I knew it was cant remember the amount, but I am reasonably certain it came
research at an estimated 30 a small fund that was controlled by Harold Wolff and used to to no more than a few thousand dollars)
universities and institutions
support projects of various types concerning the study of stress It will be obvious to you from reading this that I knew Harold
in an extensive programme
of experimentation that and illness in humans. Its connection with the CIA only came Wolff for a brief period of time during this period. As I recall,
included chemical, biological to my attention some years later when Jay Schulman wrote Wolff [died] either in 1962 or 1963. From the manner in which
and radiological tests, an article exposing the connection.3 Obviously if I had known the matter was handled I gained the impression that he had
often on unwitting citizens. of such a connection at the time I would never have accepted available to him a small fund of money that could be used to
It was not until the 1970s money from them. I should also explain that the money we got
that this programme was support research and writing of the sort I was doing and he gave
from them was used to support library research I was doing at me some for my work. At that time there were lots of small
exposed, but by that time
many scholars from a wide the Cornell Medical School on studies of stress and that the pots of money sitting around medical school and there was no
range of disciplines had been final product was a theoretical model for the study of stress reason to be suspicious about this one. Moreover, Wolff was a
implicated. in humans. figure of great distinction in neurology and was well known
I will explain how I came to know about the Fund in the first outside of his field as well. For all of these reasons I simply
place. The period of time would have been roughly from 1961- assumed that everything was completely legitimate and was
This paper benefited from 1963. I finished my doctorate in sociology at Stanford University astounded when the connection between the Fund and the CIA
comments by Alexander in 1960 and then received a two-year post-doctoral fellowship was disclosed.
Cockburn, Alan Howard, in medical sociology from the Russell Sage Foundation. I spent
Robert Lawless, Steve Niva,
I should also mention that during the course of our col-
the first year at Stanford Medical School and then moved on to
Eric Ross, Robert Scott, laboration Alan [Howard] and I co-authored a second paper
the Cornell Medical School for a second year of work I was
Jeffrey St. Clair and three on cultural variations in conceptions of death and dying which
interested in studying stress and illness and the work of Harold
anonymous AT reviewers. was also published and in which there is an acknowledgment
1. One Fellow Newsletter Wolff, his colleague Larry Hinkle and others was far closer to
to the Fund.4
article announced that the mark. I therefore arranged to transfer my post-doc to a unit
William Carr had joined the headed by Hinkle and with which Harold Wolff had an affili- [] My association with the Human Ecology Studies Program
staff of the Human Ecology ation. The name of that unit was The Human Ecology Studies came to an end early in 1964. In September of 1963 I left
Fund in March, and that Program. At the time I was there, Larry Hinkle was completing the program to become a Research Associate on the staff of
the Fund contributed to the Russell Sage Foundation in order to conduct a study they had
a study of stress among telephone operators working for New
financing of Raymond Prince
Jersey (or was it New York) Bell Telephone company and he just funded. As I recall, for a short while during the fall of
and Francis Speeds film Were
ni! He is a madman, which was also beginning a study of stress and heart disease among 1963 I [spent] a small amount of time at the Human Ecology
documented the treatment of a group of executives for the New Jersey Bell Company. He Study Program advising project members about various issues
Yoruba mental disorders (FN invited me to participate in the analysis for the first study and involving their research on heart disease, but this eventually
1964[5]: 6). The May 1962 to advise him about the design of several of the instruments fell by the way side as I became more deeply drawn into the
issue of the Newsletter invited used in connection with that project. At the same time, I was new project. (RAS to DHP 11/2/94)
anthropologists to apply for
funds.
also working with Alan [Howard] on an article about stress
and it was in connection with this work that I received sup- At the time both Howard and Scott were unaware that
2. Leon Stover wrote that
his HEF grant was arranged port from the Fund. Or at least I think that is the reason why the research funds they received came from the CIA. Their
by a close friend who worked I acknowledged the Fund in our paper I do remember that accounts of their interactions with HEF make sense, given

ANTHROPOLOGY TODAY Vol 23 No 5, October 2007 17


Fig. 2. Table summarizing the how Wolff and Hinkle shielded participants from any knowl-
results of a study comparing
distress ratings of 300 torture
edge of CIA involvement or of the MK-Ultra project.
victims from Yugoslavia, In 1998 I published an article briefly describing MK-
comparing psychological with Ultras use of the HEF to channel CIA funds to anthro-
physical torture. (See Khamsi, pologists and other social scientists, but as the Kubark
Roxanne. Psychological
torture as bad as physical counterintelligence interrogation manual had not yet
torture. New Scientist, 5 been declassified, I did not mention or connect Scott
March 2007.) and Howards research with MK-Ultras objective of
researching effective models of interrogation (Price 1998;
for more on MK-Ultra, see Part 1 of this article). It was
for the Fund, but after I sent not until I read Alfred McCoys book A question of tor-
him further documentation on ture (2006) that I noticed the relevance of their research on
the CIAs role in funding his stress for Kubark. Until then I had assumed that their work
research, he did not respond
(LS to DP 11/28/94). was funded to reinforce an air of (false) legitimacy for the
3. Sociologist Jay HEF much as I interpreted the funding of anthropolo-
Schulman was part of Human gist Janet Hartels study of the Smithsonians Mongolian
Ecologys programme
studying Hungarian refugees
skull collection. However, McCoy clarifies that research
(Greenfield 1977, Stephenson on stress was vital to MK-Ultra (e.g., McCoy 2006), and
1978, US Senate 1977). HEF-sponsored research projects selectively harvested

NEW SCIENTIST
4. Another HEF-sponsored research that went into design of effective coercive inter-
research project undertaken
by Howard funded the rogation techniques.5
organization of data collected [T]he CIA distilled its findings in its seminal Kubark
while conducting fieldwork Counterinsurgency Interrogation handbook. For the next forty
on Rotuman sexuality
(Howard & Howard 1964).
years, the Kubark manual would define the agencys interroga- mid-1950s, Hinkle and Wolff also studied the role of con-
Howard later co-authored a tion methods and training program throughout the Third World. trolled stress in breaking and brainwashing prisoners of
paper (with no connection to Synthesizing the behavioral research done by contract aca- war and communist enemies of state. They became experts
HEF) examining symbolic demics, the manual spelled out a revolutionary two-phase form
on coercive interrogation and published their study on
and functional features of of torture that relied on sensory deprivation and self-inflicted
torture traditionally practised pain for an effect that, for the first time in the two millennia
Communist interrogation and indoctrination of enemies
by the Huron on prisoners-of- of their cruel science, was more psychological than physical. of the state in Communist countries (1956). But they
war and other cultural groups also produced a classified secret version of this paper for
(McCoy 2006: 50)
(Bilmes & Howard 1980).
5. McCoy speculates that
CIA DCI Allen Dulles (Rv 2002). Whilst passing secret
Stanley Milgrams research Wolff, Hinkle, HEF, MK-Ultra and Kubark reports along to the CIA, Wolff produced HEF-funded
was covertly CIA funded The US Senates 1977 hearings investigating MK-Ultras public research publications studying interrogation, such
under such programmes, co-optation of academic research did not identify the indi- as his 1960 publication Every man has his breaking point:
but Milgrams biographer
disputes even the possibility vidual academics who co-ordinated HEFs research for the The conduct of prisoners of war (see also HEF 1963).
that Milgram was unwittingly CIA. Senator Edward Kennedy interrupted CIA psycholo- MK-Ultra funds encouraged scholars to contribute to
funded (cf. McCoy 2006, gist John Gittingers testimony as he was about to identify their study of brainwashing and coercive interrogation,
Blass 2006).
6. DCI Stansfield Turner
HEF staff cognizant of CIA secret sponsorship of academic supposedly benefiting military and intelligence branches
mistakenly testified that the research. Kennedy told Gittinger that the committee was by helping them to train spies and troops to better resist
Privacy Act prevented the not interested in names or institutions, so we prefer that interrogation techniques. Later, this research was secretly
identification of scholars you do not. That has to be worked out in arrangements used in the production of the Kubark manual, which became
working on MK-Ultra
projects at Human Ecology between [Director of Central Intelligence] Admiral Turner less a guide to resisting interrogation than an interroga-
(US Senate 1977). Harold and the individuals and the institutions (US Senate 1977: tion manual to be used against enemies with some forms
Wolff was dead and thus had 59).6 of coercion that violated the Geneva Convention.7 Such
no rights under the Privacy
Act.
John Marks first documented how cardiologist Lawrence dual purpose became a recurrent practice in the work of
7. History repeats itself, E. Hinkle, Jr and neurologist Harold G. Wolff became the scholars operating within MK-Ultras shrouded network.
as US interrogators recently heart and mind of Human Ecologys CIA enquiries. Hinkle While studies by Wolff and Hinkle and other HEF-
drew on their torture and Wolff were both professors at Cornell Universitys funded scholars had medical implications, their work also
resistance training to develop
abusive techniques with data Medical School, and after CIA Director Allen Dulles asked had practical relevance for CIA interrogation techniques.
from the SERE programme Wolff to review what was known of brainwashing tech- Wolff and Hinkle established research of interest to Kubark
(DoD 2006, Soldz 2007b). niques, a partnership developed in which Hinkle handled by establishing a research milieu at HEF whilst keeping
8. Kleinmans
consideration of Kubarks
the administrative part of the study and shared in the sub- their connections to the MK-Ultra programme well hidden.
fundamental philosophical stance [of research] (Marks 1979: 135). In the early 1960s independent scholars undertook their
approach to interrogation A respected neurologist who specialized in migraines own work and shared ideas with others working in similar
summarized Kubarks and other forms of headache pain (Blau 2004), Wolff areas, resulting in cross-pollination of ideas.
paradigms as relying on:
psychological assessment, had experimentally induced and measured headaches Though it remains unclear exactly how independent
screening, the creation and in research subjects at Cornell since as far back as 1935 academic models of stress were worked into MK-Ultras
release of controlled stress, (SN 1935). Hinkle conducted research at Cornell from objectives, continuities are evident between Howard and
isolation and regression,
which are all used by
the 1950s until his retirement (AMWS 2005, vol. 3); his Scotts 1965 stress article and Kubarks guiding para-
interrogators to help early career focused on environmental impacts on cardio- digms.8 John Marks claims that the HEF put money into
the interrogation subject vascular health. Together, Hinkle and Wolff studied the projects whose covert application was so unlikely that
concede (Kleinman 2006). mechanisms by which the individual man adapts to his only an expert could see the possibilities (Marks 1979:
9. Marks described a 1958
HEF grant studying inner- particular environment, and the effect of these adaptations 170; my italics).9 McCoy argues that the CIA funded HEF
city youth gang members in upon his disease (Hinkle 1965). Wolff died in 1962, a projects to gather information, encouraged by Wolff or by
which sociologist Muzafer year before the CIA produced its Kubark manual; Hinkle CIA officers involved in the Kubark manual. A declassified
Sherif had no idea that the
CIA funded the project
remained at Cornell for decades, later retiring to the com- 1963 internal CIA memo stated that a substantial portion
to model how to manage forts of suburban Connecticut. of the MKULTRA record appears to rest in the memories
KGB defectors. An MK- Hinkle and Wolff pioneered studies of workplace stress, of the principal officers (CIA 1963a: 23), so it seems HEF
Ultra source told Marks the effects of stress on cardiovascular health and migraines findings were mostly incorporated informally.
CIA learned that getting a
juvenile delinquent [gang] that brought legitimacy and helped make HEF grant recip- Because the CIA destroyed most of its MK-Ultra records
defector was motivationally ients keen to collaborate (Hinkle and Wolff 1957). By the in 1972 (Marks 1979), we do not know who drafted

18 ANTHROPOLOGY TODAY Vol 23 No 5, October 2007


Fig. 3. The 1953 CIA memo Kubark or the details of how HEF research made its way
from DCI Allen Dulles into the manual. However, Kubarks reliance on citations
authorizing MK-Ultra.
from HEF-funded research, and testimony at the 1977
Senate hearings stating that MK-Ultra research was used to
develop interrogation and resistance methods, demonstrate
that HEF research was incorporated (US Senate 1977).
The 1977 Senate hearings on MK-Ultra programmes
detailed the CIAs failures to find esoteric means of using
not all that much different
from getting a Soviet one hypnosis, psychedelics, truth serums, sensory depriva-
(Marks 1959: 159; cf. HEF tion tanks or electroshock to interrogate unco-operative
1963). subjects. John Gittinger testified that by 1963, after years
10. Halls previous work
in The silent language of experimentation, the CIA realized that brainwashing
discussed the role played by was largely a process of isolating a human being, keeping
cultural expectations in the him out of contact, putting him under long stress in rela-
interrogation of Japanese
tionship to interviewing and interrogation, and that they
prisoners in the Second World
War (Hall 1959). could produce any change that way without having to
11. Marvin Opler arranged resort to any kind of esoteric means (US Senate 1977: 62).
Barbara Andersons HEF With isolation and stress having become the magic bullets
support (Anderson 1965).
12. Howard recalls that for effective coercive interrogation, it was in the context
although the paper was of this shift away from drugs and equipment that Human
submitted in 1961 it was not Ecology sponsored Howard and Scotts stress research.
published until 1965, owing
The coercive interrogation techniques Kubark described
to delays caused by the death
of Franz Alexander, one of shade into torture by the application of intense stress or
the papers peer reviewers isolation in order to induce confessions.
(AH to DHP 6/5/07). Because Kubark was an instruction manual, not an aca-
13. Prohibitions that were
enacted in the 1970s after demic treatise, no authors are identified. Although a few
knowledge of MK-Ultra, academic sources are cited, most sources remain unac-
COINTELPRO and other knowledged. HEF-sponsored work cited included: Martin
unregulated intelligence
Ornes hypnosis research, Biderman and Zimmers work
programmes became known
to the public and Congress. on non-voluntary behaviour, Hinkles work on pain and
the physiological state of interrogation subjects, John
AAA 2007. Update: AAA Lillys sensory deprivation research, and Karla Romans
Adopts Resolutions on
Iraq and Torture, 7 June graphology research (CIA 1963b).
2007. Available at:http:// Kubark discussed the importance of interrogators
www.aaanet.org/press/ learning to read the body language of interrogation sub-
PR20061211.htm
jects, which the HEF-funded anthropologist Edward Hall
Anderson, Barbara Gallatin
1965. Bereavement as a pursued. Several pages of Kubark describe how to read
subject of cross-cultural subjects body language with tips such as:
inquiry. Anthropological
It is also helpful to watch the subjects mouth, which is as a rule
Quarterly 38(4): 181-200.
AMWS 2005. American men much more revealing than his eyes. Gestures and postures also
and women of science, tell a story. If a subject normally gesticulates broadly at times
23rd edition. New and is at other times physically relaxed but at some point sits
Providence, NJ: Bowker. stiffly motionless, his posture is likely to be the physical image
American Psychological of his mental tension. The interrogator should make a mental
Association [APA] 2007. note of the topic that caused such a reaction. (CIA 1963b: 55)
American Psychological
Association calls on US In 1977, after public revelations of the CIAs role in
government to prohibit
the use of unethical directing HEF research projects, Edward Hall discussed
interrogation techniques. his unwitting receipt of CIA funds through the HEF to sup-
Available at: http:// port his writing of The hidden dimension (Hall 1966). Hall
www.apa.org/releases/
conceded that his studies of body language would have
councilres0807.html
Blass, Thomas 2006. been useful for the CIAs goals, because the whole thing assisted Wolff and Hinkles research into the impact
Milgram and the CIA is designed to begin to teach people to understand, to read of stress among Chinese individuals unable to return to
NOT! http://www. other peoples behavior. What little I know about the [CIA], China (Hinkle et al. 1957). When Wolff learned that Rhoda
stanleymilgram.com/
rebuttal.php; accessed I wouldnt want to have much to do with it (Greenfield Mtraux would not be granted research clearance by the
2/8/07. 1977: 11).10 But Halls work, like that of others, entered CIA, he lied to her about the nature of their work (Marks
Blau, J.N. 2004. Harold G. Human Ecologys knowledge base, which was selectively 1979). Hinkle later admitted that this HEF projects secret
Wolff: The man and his
drawn upon for Kubark. goal was to recruit skilled CIA intelligence operatives
migraine. Cephalalgia
24(3): 215-222. The HEF provided travel grants for anthropologist who could return to China as spies. Mtrauxs unwitting
Bilmes, Jacob and Howard, Marvin Opler and an American delegation attending the participation helped collect information later used by the
Alan 1980. Pain as cultural 1964 First International Congress of Social Psychiatry in CIA to train agents to resist Chinese forms of interrogation
drama. Anthropology and
Humanism 5(2-3): 10-13. London. The Wenner-Gren Foundation also provided funds (Marks 1979).
CIA 1963a. MKULTRA for a project in the Cross-Cultural Study of Psychoactive It is not clear why the HEF sponsored anthropological
document labelled: Drugs which was presented at the Congress, where Opler research on grieving; perhaps they recognized in bereave-
Report of inspection
presented a paper under that title (Opler 1965). ment a universal experience of intense stress and isolation
of MKULTRA/TSD 1-
185209, cy 2 See D, 26 Though not known to be funded by HEF, Mark mitigated by culture, or perhaps the CIA was interested
July [declassified]. Zborowksi established a position at Cornell with Wolffs in studying the impact of mourning on POWs coping
1963b. Kubark assistance, where he conducted research for his book with the loss of fellow soldiers. Medical anthropologist
counterintelligence
interrogation [manual] examining the cultural mitigation of pain, People in pain Barbara Anderson received HEF funds to write an article
[declassified]. (Zborowski 1969, Encandela 1993). Kubarks approach to on bereavement as a subject of cross-cultural inquiry (see
1983. Human resource pain referenced Hinkle and Wolff, and incorporated many Anderson 1965).11 Though HEF only funded the write-up
exploitation training
of Zborowskis ideas. Anthropologist Rhoda Mtraux of their stress article, Alan Howard and Robert Scott also
manual [declassified].

ANTHROPOLOGY TODAY Vol 23 No 5, October 2007 19


Cockburn, Alexander and
produced an article entitled cultural values and attitudes determining the success of techniques of coercive inter-
St. Clair, Jeffrey 1998. toward death (Howard and Scott 1965/66). Although the rogation. The two authors worked together on this model
Whiteout. London: Verso. authors acknowledge HEF for making their collaboration even before they heard of the HEF, and both claim they
Democracy Now 2007. possible they stress that they did not notify the HEF of this would have undertaken the work even without HEFs
The task force report
should be annulled. paper. Like the stress article, this paper was chiefly based funding (RS to DP 6/11/07). The HEFs half-yearly report
Available at: http:// on Howards research into bereavement in Rotuma, which described Howard and Scotts research as developing an
www,democracynow. was sponsored by the National Institute of Mental Health equilibrium model based upon a view of man as a
org/article.
pl?sid=07/06/01/1457247.
(NIMH) (see Howard and Scott rejoinder below). This problem solving organism continually confronted with
Department of Defense, US focus on the way grief produces isolation and alienation situations requiring resolution to avoid stress and to pre-
[DoD] 2006. Review aligned with HEFs broader interests and fit into Kubarks serve well-being (HEF 1963: 24). In the world of aca-
of DoD-directed interest in regression and psychic collapse. demic scholarship this was innovative research; but from
investigations of detainee
abuse. http://www.fas.org/ Howard and Scott investigated the impact of encultura- the perspective of the CIA, avoiding stress took on dif-
irp/agency/dod/abuse.pdf tion on the grieving process. They recognized that cultural ferent meanings.
(accessed 29/05/07). norms and behavioural practices shaped experiences of iso- Howard and Scotts 1965 article on stress was reverse
Fair, Eric 2007. An Iraq
interrogators nightmare.
lation which, in turn, created different conditions of stress for engineered for information on how to weaken a subjects
Washington Post 9 grieving individuals. The first half of their article examined efforts to adapt to the stresses of interrogation. Thus, when
February: A19. American ways of death, grieving and alienation, drawing on they wrote that stress occurs if the individual does not have
Fellow Newsletter, American Scotts sociological perspective, while the second half used available to him the tools and knowledge to either suc-
Anthropological
Association [FN] passim. Howards ethnographic knowledge to examine Rotuman cessfully deal with or avert challenges which arise in par-
Encandela, John A. 1993. Polynesian attitudes to death, how they are socialized to ticular situations, they were simultaneously scientifically
Social science and the experience isolation differently and how these differences describing the factors mitigating the experience of stress
study of pain since
Zborowski: A need for
translated to different cultural reactions to death. (their purpose), while also unwittingly outlining what envi-
a new agenda. Social The article cited environmental factors in stress from ronmental factors should be manipulated if one wanted to
Science and Medicine Wolff, Hinkle and the HEF research, and drew upon keep an individual under stressful conditions (their hidden
36(6): 783-791. Kubzanskys chapter on the effects of reduced envi- CIA patrons purpose) (Howard and Scott 1965: 143).
Gordon, Nathan J. and
Fleisher, William L. 2006. ronmental stimulation on human behavior in Biderman Their 1965 article reviewed literature on how stress
Effective interviewing and and Zimmers HEF volume The manipulation of human interfered with gastric functions, and could cause or
interrogation techniques, behavior the source most heavily cited in Kubark (Howard increase frequency or severity of disease. They described
2nd ed. Amsterdam:
Elsevier.
and Scott 1965/66). Out of the vast universe of writings on how individuals cope with stressful situations through
Greenfield, Patricia 1977. death and bereavement, Howard and Scotts selection of efforts to maintain equilibrium in the face of difficult,
CIAs behavior caper. this prison study illustrates how Human Ecologys envi- and in some cases almost intolerable circumstances (ibid.:
APA Monitor December: ronment influenced its sponsored studies. There is nothing 142). The research cited in their work included studies of
1, 10-11.
Gross, Terry 2007. sinister or improper in their citation of these studies, but human reactions to stressful situations such as bombing
Scott Shane on US their selection shows how HEFs network of scholars raids, impending surgery and student examinations.
interrogation techniques. informed the production of knowledge. Some of Howard Howard and Scotts innovative problem-solving model
WHYYs Fresh Air 6
June. http://www.npr.
and Scotts views of isolation reflected HEFs focus on the for conceptualizing stress began with the recognition that
org/templates/story/story. isolation and vulnerability of prisoners: individuals under stress act to try and reduce their stress
php?storyId=10763378 While a fear of death may stem from anxieties about social and return to a state of equilibrium. The model posited that
Hall, Edward T. 1966. The isolation, it seems equally true that the process of becoming disequilibrium motivates the organism to attempt to solve
hidden dimension. Garden
City: Doubleday.
socially isolated stimulates a concern about deathWhen the problems which produce the imbalance, and hence to
1959. The silent language. social isolation is involuntary the individual experiencing engage in problem-solving activity (ibid.: 145).
Greenwich, Conn: separating from others may become obsessed with the idea of Under coercive interrogation, subjects would be
Fawcett. death. (Howard and Scott 1965/66: 164)
Hinkle, Lawrence 1961. The
expected to try and reduce the imbalance of discomfort
physiological state of the For CIA sponsors looking over these academics shoul- or pain and return to a state of equilibrium by providing the
interrogation subject as ders, death and bereavement formed part of a broader the- interrogator with the requested information. Their model
it affects brain function. matic focus on isolation and vulnerability. could be adapted to view co-operation and question-
In: Biderman, A.D. and
Zimmer, H. (eds) The answering as the solution to the stressful problem faced
manipulation of human Stress models and the culture of Kubark research by interrogation subjects, so that rational subjects would
behavior, pp. 19-50. New Howard and Scotts HEF grant supported their library co-operate in order to return to their non-coercive state of
York: John Wiley & Sons.
1965. Division of Human
research and their writing-up. Scott was based at Cornell, equilibrium. This philosophy aligned with a basic Kubark
Ecology, Cornell Medical where he had contact with Hinkle, Wolff and other HEF per- paradigm that
Center. BioScience 15(8): sonnel, while Howard wrote in California and never visited The effectiveness of most of the non-coercive techniques
532. Cornell. Prior to 1961 they submitted a copy of their HEF- depends upon their unsettling effect The aim is to enhance
et al. 1957. Studies in
human ecology: Factors sponsored paper developing a proposed framework for this effect, to disrupt radically the familiar emotional and
governing the adaptation the analysis of stress in the human organism to the journal psychological associations of the subject. When this aim is
of Chinese unable to return Behavioral Science, and following normal procedures, achieved, resistance is seriously impaired. There is an interval
to China. In: Hoch, Paul which may be extremely brief of suspended animation, a
H. and Zubin, Joseph
a copy of the paper was submitted to their funders (RS to
kind of psychological shock or paralysis. It is caused by a trau-
(eds) Experimental DP 6/11/07, Howard and Scott 1965).12 In his 1977 Senate matic or sub-traumatic experience which explodes, as it were,
psychopathology, pp. 170- testimony, Gettinger described how CIA funding of Human the world that is familiar to the subject as well as his image of
186. New York: Grune & Ecology allowed it to be run exactly like any other founda-
Straton, Inc.
himself within that world. Experienced interrogators recognize
and Wolff, H.G. 1956. tion, which included having access to any of the reports this effect when it appears and know that at this moment the
Communist interrogation that they had put out, but there were no strings attached to source is far more open to suggestion, far likelier to comply,
and indoctrination of anybody. There wasnt any reason they couldnt publish any- than he was just before he experienced the shock. (CIA 1963b:
enemies of the state: 65-66)
Analysis of methods used
thing that they put out (US Senate 1977: 59). Beyond what-
by the Communist state ever normal conversations or friendly suggestions there Thus a skilled interrogator helps subjects move towards
police. AMA Archives of might be, this was the principal way that the HEF research compliance, after which subjects may return to a desired
Neurology and Psychiatry findings were channelled to the CIA, who then selectively state of equilibrium.
76: 115.
1957. The nature of harvested what they wanted for their own ends. Howard and Scott found that individuals under stress
mans adaptation to his Scott and Howards work fit Wolffs larger (public) pro- had only three response options. They could mount an
total environment and the gramme of studying stress and health, as well as Wolffs assertive response, in which they confronted the problem
relation of this to illness.
AMA Archives of Internal
(both public and secret) programme studying the dynamics directly and enacted a solution by mobilizing whatever

20 ANTHROPOLOGY TODAY Vol 23 No 5, October 2007


Medicine 99: 442-460. resources were available; they could have a divergent was well suited to being adapted to such interrogation
Howard, Alan and Howard,
Irwin 1964. Pre-marital response in which they diverted energies and resources methods, as release from stress was Kubarks hallmark of
sex and social control away from the confronting problem, often in the form effective interrogation techniques.
among the Rotumans. of a withdrawal; or they could have an inert response Kubark described how prisoners come to be helplessly
American Anthropologist
66(2): 266-283.
in which they react with paralysis and refuse to respond dependent on their captors for the satisfaction of their many
Howard, Alan and Scott, (1965: 147). They concluded that the assertive response basic needs and release of stress. The manual taught that:
Robert A. 1965. A was the only viable option for an organism responding to once a true confession is obtained, the classic cautions apply.
proposed framework for externally induced stress: if these findings are transposed The pressures are lifted, at least enough so that the subject
the analysis of stress in
the human organism. onto an environment of coercive interrogation, this would can provide counterintelligence information as accurately as
Behavioral Science 10: mean that co-operation was the only viable option for possible. In fact, the relief granted the subject at this time fits
141-160. interrogation subjects. neatly into the interrogation plan. He is told that the changed
1965/66. Cultural values treatment is a reward for truthfulness and as evidence that
and attitudes toward death.
In the context of MK-Ultras interest in developing
friendly handling will continue as long as he cooperates. (CIA
Journal of Existentialism effective interrogation methods, these three responses took ibid.: 84)
6: 161-174. on other meanings. Interrogation subjects producing an
Huggins, Martha K. 2004. assertive response would co-operate with interrogators Translated into Howard and Scotts stress model: this
Torture 101: What
sociology can teach us. and provide them with the desired information; subjects subject mastered the environment by using an assertive
Anthropology News 45(6): producing a divergent response might react to interroga- response that allowed him/her to return to the desired state
12-13. tion by mentally drifting away from the present dilemma, of equilibrium. There remain basic problems of knowing
Human Ecology Fund [HEF]
1963. Report. Forest
or by fruitless efforts to redirect enquiries; subjects pro- when a true confession is actually a false confession
Hills, NY: Society for the ducing an inert response would freeze like the torture offered simply in order to return to the desired state of
Investigation of Human machines victims in Kafkas Penal colony. equilibrium.
Ecology. Kubark described how interrogators use manipulated This research on stress gave the CIA access to an ele-
Intelligence Science Board
[ISB] (ed.) 2006. Educing techniques that are still keyed to the individual but brought gant cross-cultural analytical model explaining human
information. Washington, to bear on himself, creating stresses for the individual and responses to stress. It did not matter that the model was not
DC: NDIC. Accessed at: pushing him towards a state of regression of the person- produced by scholars for such ends; the CIA had its own
http://www.fas.org/irp/dni/
educing.pdf
ality to whatever earlier and weaker level is required for private uses for the work they funded. As Alan Howard
Jones, Delmos 1971. Social the dissolution of resistance and the inculcation of depend- clarifies, the abuse of their work was facilitated by the
responsibility and the ence (CIA 1963b: 41). In Kubark, successful interrogators CIAs secrecy:
belief in basic research. get interrogation subjects to view them as liberators who
Current Anthropology
I could liken our situation to the discovery of the potential of
12(3): 347-350. will help them find a way to return to the desired state splitting atoms for the release of massive amounts of energy.
Kleinman, Steven M. of release: [a]s regression proceeds, almost all resisters That knowledge can be used to create energy sources to sup-
2006. KUBARK feel the growing internal stress that results from wanting port the finest human endeavors or to make atomic bombs.
counterintelligence Unfortunately, such is the potential of most forms of human
interrogation review:
simultaneously to conceal and to divulge It is the busi-
knowledge; it can be used for good or evil. While there is no
Observations of an ness of the interrogator to provide the right rationalization
simple solution to this dilemma, it is imperative that scientists
interrogator. In: ISB (ed.) at the right time (ibid.: 40-41). Kubark recognized that the of every ilk demand transparency in the funding of research and
Educing information, stress created in an interrogation environment was a useful
pp. 95-140. Washington, open access to information. The bad guys will, of course, opt
DC: NDIC; accessed at: tool for interrogators who understood their role as helping for deception whenever it suits their purposes, and we cannot
http://www.fas.org/irp/dni/ subjects find release from this stress. control that, but exposing such deceptions, as you have so ably
educing.pdf done, is vitally important. (AH to DP 6/7/07)
[T]he interrogator can benefit from the subjects anxiety. As
Lagouranis, Tony and
Mikaelian, Allen 2007.
the interrogator becomes linked in the subjects mind with the
Fear up harsh. New York: reward of lessened anxiety, human contact, and meaningful Unwitting past, but witless present?
NAL Caliber. activity, and thus with providing relief for growing discomfort, Use of CIA funds to commission research covertly was
Mackey, Chris and the questioner assumes a benevolent role. (ibid.: 90) common. The Human Ecology Fund was one of many CIA
Miler, Greg 2004. The
interrogators. New York: Under Howard and Scotts learning model, the inter- funding fronts; among the most significant exposed fronts
Little, Brown. rogators role becomes not that of the person delivering from this period are the Beacon Fund, the Borden Trust,
Marks, John 1979. The search discomfort, but that of an individual acting as the gateway the Edsel Fund, Gotham Foundation, the Andrew Hamilton
for the Manchurian
candidate. New York:
to obtaining mastery of a problem. Fund, the Kentfield Fund, the Michigan Fund and the
Times Books. Howard and Scott found that once an individual con- Price Fund, but a number of academic presses, including
McCoy, Alfred 2006. A quers stress through an assertive response, then the state Praeger Press, also served as CIA conduits (Roelofs 2003,
question of torture. New of the organism will be superior to its state prior to the time Saunders 1999). Given the Church Committee finding that
York: Henry Holt.
McNamara, Laura 2007. it was confronted with the problem, and that should the between 1963 and 1966, CIA funding was involved in
Culture, critique and same problem arise again (after the organism has had an nearly half the grants of the non-Big Three foundations
credibility. Anthropology opportunity to replenish its resources) it will be dealt with [Rockefeller, Ford, Carnegie] in the field of international
Today 23(2): 20.
Opler, Marvin K. 1965.
more efficiently than before (1965: 149). When applied activities, perhaps the most remarkable feature of this
Report on the First to coercive interrogations, these findings suggest that sub- HEF research is only that we can connect its CIA funding
International Congress jects will learn to produce the desired information more with the project it was used for not that it was financed
of Social Psychiatry in efficiently than before. But as Kubark warned, this could by CIA funds (US Senate 1976:182).
London, England, August
17-22, 1964. Current also mean that an individual who endured coercive inter- However, it does not take CIA funding for anthropologists
Anthropology 6(3): 294. rogation but did not produce information on the first try to produce research consumed by military and intelligence
Price, David H. 1998. might well learn that he can survive without giving infor- agencies. During the 1993 American military actions in
Cold War anthropology.
Identities 4(3-4): 389-430.
mation (CIA 1963b, CIA 1983). Somalia I read a news article mentioning an ethnographic
1989. Atlas of world One of Kubarks techniques, called Spinoza and map issued by the CIA to Army Rangers. Because of my
cultures. Newbury Park: Mortimer Snerd described how interrogators could ensure interest in ethnographic mapping, I wrote to the CIAs car-
Sage [reprinted Blackburn co-operation by interrogating subjects for prolonged tographic section requesting a copy of this map. A CIA
Press, 2004].
2003. Subtle means and periods about lofty topics that the source knows nothing staff member responded to my query, informing me that no
enticing carrots. Critique about (CIA 1963b: 75). The subject is forced to say hon- such map was available to the public. This CIA employee
of Anthropology 23(4): estly s/he does not know the answers to these questions, also politely acknowledged that she was familiar with a
373-401.
Rv, Istn 2002.
and some measure of stress is generated and maintained. book I had published while a graduate student that mapped
The suggestion. When the interrogator switches to known topics, the sub- the geographical location of about 3000 cultural groups
Representations 80: 62-98. ject is given small rewards and feelings of relief emerge as (Price 1989). Given the CIAs historic role in undermining
Roelofs, Joan 2003. these conditions are changed. Howard and Scotts model democratic movements around the world, I was disheart-

ANTHROPOLOGY TODAY Vol 23 No 5, October 2007 21


ened that they were using my work, but I should not have ment in torture. But this should not hold us back from
been surprised. Obviously nothing we publish is safe from revealing past and present relationships of our discipline
being (ab)used by others for purposes we may not intend. to torture.
Howard and Scott strove to understand the role of stress As Huggins also argues, torture becomes systemic
in disease; that hidden sponsors had other uses for their unless revealed and marked off as such and as I have
work was not their fault. But if anthropologists today pro- argued here, new information has become available that
ceed as if such things do not happen, sooner or later we shows how anthropological knowledge has been applied
shall find ourselves in a position where we can no longer to devising coercive interrogation techniques in the past.
convincingly claim disciplinary ignorance of malign use Also, we now know that Tony Lagouranis, who joined Abu
Fig. 5. The August 1965 issue of our research. We need to come to terms with how such Ghraib as an interrogator after the torture scandal broke,
of the journal Bioscience agencies covertly set our research agendas and selectively has described how Patais The Arab mind was abused by
featured Human Ecology
research at Cornell and harvest the resulting research. Sometimes we may need to military personnel attempting to help interrogators dehu-
elsewhere. follow Delmos Jones Vietnam War-era example of with- manize Arab enemies (Lagouranis and Mikaelian 2007).
holding materials from publication when there is a risk of We must take this backdrop to the involvement of our dis-
Foundations and public
policy. Albany, NY: SUNY abuse by military and intelligence agencies (Jones 1971). cipline into account if we are not to become complicit.
Press. Anthropologists and other social scientists reluctance Given the abuse of power we have already witnessed
Saunders, Francis Stonor to contribute knowingly to interrogation research would and the uncertain future we face in relation to the security
1999. The cultural Cold
War. New York: The New
have hampered CIA progress in these areas of enquiry. The state that perpetrated this, how far should we permit our
Press. understanding that such research was ethically improper professional involvement to go in this matter? We need
Shane, Scott 2007. Soviet- presented obstacles to CIA efforts to design effective inter- more awareness of the political nature and uses of our
style torture becomes
rogation and torture methods, and these obstacles limited work. As long as we publish in the public arena, anyone
interrogation. New York
Times, 3 June. the direct knowledge that the CIA acquired through the can use our findings for ends we may not approve. But
Science News 1935. necessarily circuitous means they then had to operate by. we also analyse and advocate on the basis of data we col-
Experimental headaches. Thus, in some limited sense, open, ethical research practices lect, and have a degree of control over our own interpreta-
Science 82(2119):
supplement.
inhibited the development of even more unethical interro- tions. Though secrecy may limit our knowledge of how
Soldz, Stephen 2007a. Aid gation methods that could have been developed by witting our research is deployed by the security state, we must
and comfort for torturers. social scientists operating under conditions of secrecy. continue to expose and publicize known instances of abuse
Znet 15 May; available
In post-9/11 America anthropologists increasingly work or neglect of our work.
at: http://www.zmag.
org/content/showarticle. for military and intelligence agencies in various capaci- Those who lead calls for social scientists to design
cfm?ItemID=12590 ties. Not all of this work is ethically problematic, but with improved interrogation methods (see ISB, Gross 2007)
2007b. Shrinks and the removal of prohibitions13 on CIA domestic operations claim to do so in order to move away from torture towards
the SERE technique
at Guantanamo.
under the Patriot Act, academics in the US are today even a more humane interrogation, but they fail to acknowledge
CounterPunch, 29 May; more likely to be targeted for their expertise by members the irony that those they hail as pioneers of scientific inter-
available at: http://www. of the intelligence community than they were back in the rogation were key CIA MK-Ultra-funded scientists who
counterpunch.com/
days of MK-Ultra. New programmes like PRISP and ICSP unethically commissioned and mined research for this pur-
soldz05292007.html.
Stephenson, Richard M. 1978. bring covert intelligence agencies onto our campuses, pose (Shane 2007). As a discipline we cannot afford to con-
The CIA and the professor. along with intelligence funding. done torture; were we to allow our work to be used for such
American Sociologist 13: Recent revelations about the use of so-called behav- ends we should become specialists without spirit, sensual-
128-133.
US Army 2006.
ioural science consultation teams reveal contemporary ists without hearts (Weber 1904: 182). l
Counterinsurgency. Field efforts to harness social science findings for coercive
Manual 3-24, Marine interrogations (DoD 2006, Democracy Now 6/1/07,
Corps Warfighting
Soldz 2007a). Abuse of detainees at Guantnamo Bay, in
Publication 3-33.5.
US Senate [Senate Afghanistan and Iraq, and in the CIAs network of secret Alan Howard and Robert Scott respond:
Select Committee on rendition prisons involves tweaking techniques described
Intelligence] 1977. Project in Kubark (Fair 2007, Gordon and Fleisher 2006, Mackey As David Price points out in his article, we were
MKULTRA, the CIAs
program of research in
and Miller 2004). deeply dismayed to learn that the Human Ecology
behavioral modification. New concerns are emerging about the use of social sci- Fund, which provided a summer stipend to write
Joint hearing before ence in torture. The American Psychological Association our article on stress, was a front for the CIA, and
the Select Committee
(APA) grapples with the ethics of psychologists partici- that the paper might have been used to generate
on Intelligence and the
Subcommittee on Health pating in interrogations. The APAs anti-torture policy now torture procedures. We are firmly opposed to
and Scientific Research specifies 19 specific acts as constituting torture and states any actions that are degrading to human dignity
of the Committee on that they should not be used in interrogation, yet it permits under any circumstances, including warfare.
Human Resources US
Senate. Washington, DC:
psychologists to be present during interrogations, suppos- All of our contributions to the health and wel-
Government Printing edly to help curtail abuse (APA 2007). However, psycholo- fare literature have been written with the goal of
Office. gists working in such settings can as easily be drawn into alleviating human suffering, not using it to gain
Weber, Max 1904 [1958].
interrogations that involve torture as other personnel. With hegemonic advantage.
Protestant ethic. New
York: Scribner. the Bush administration and CIA leadership on record as
Wolff, Harold G. 1960. Every claiming that water-boarding is not torture, where does There is one point in Prices article we would
man has his breaking that leave psychologists? like to clarify. Although we acknowledged HEF
point: The conduct of
prisoners of war. Military
Members of the AAA have recently adopted a resolu- in our paper on cultural attitudes toward death
Medicine 125: 85-104. tion declaring that the AAA condemns the use of torture for making our collaboration possible, they had
Zborowski, Mark 1969. and the use of anthropological knowledge in torture (AAA nothing to do with sponsoring it. In fact, we did
People in pain. San
2007). Critics of this resolution (e.g. McNamara 2007) not inform them we were writing on the topic,
Francisco: Jossey-Bass
Inc. reject the suggestion that anthropological research has nor did we provide them a copy of the article.
been involved in developing torture techniques. Of course, If the CIA became aware of it they did so by
as Martha Huggins (2004) notes in her classification of the scouring the academic literature, just as they
ten conditions for state-sanctioned torture, even torturers must have for other articles relevant to the deg-
typically do not call what they are doing torture. Those radation of prisoners for the purpose of eliciting
who torture also prefer anonymity and would deny any information.
relationships they may have to such practices. This sug-
gests it is unlikely anyone would admit to having involve-

22 ANTHROPOLOGY TODAY Vol 23 No 5, October 2007

You might also like