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CIRUGIA ESPANOLA
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Review article
Article history: Diaphragmatic plication is the most accepted treatment for symptomatic diaphragmatic
Received 20 November 2013 hernia in adults. The fact that this pathology is infrequent and this procedure not been
Accepted 5 December 2013 widespread means that this is an exceptional technique in our field.
Available online 11 July 2014 To estimate its use in the literature, we carried out a review in English and Spanish, to
which we added our series. We found only 6 series that contribute 59 video-assisted mini-
Keywords: thoractomy for diaphragmatic plications in adults, and none in Spanish. Our series will be
Diaphragm the second largest with 18 cases.
Diaphragm surgery Finally, we conducted a survey in all the Spanish Thoracic Surgery units in Spain: none
Diaphragmatic plicat reported more than 10 cases operated by thoracoscopy in the last 8 years (except our series)
Respiratory paralysis and most continue employing thoracotomy as the main approach.
Diaphragmatic hernia We believe that many patients with symptomatic diaphragmatic hernia could benefit
from the use of such techniques.
# 2013 AEC. Published by Elsevier Espana, S.L.U. All rights reserved.
Please cite this article as: Rombola CA, Genoves Crespo M, Tarraga Lopez PJ, Garca Jimenez MD, Honguero Martnez AF, Leon Atance P,
?
et al. Tratamiento de la eventracion diafragmatica en adultos mediante plicatura diafragmatica asistida por videotoracoscopia. Es una
tecnica difundida en nuestro medio? Revision de la literatura, resultados de una encuesta nacional. Cir Esp. 2014;92:453462.
* Corresponding author.
E-mail address: carrombola@hotmail.com (C.A. Rombola).
2173-5077/$ see front matter # 2013 AEC. Published by Elsevier Espana, S.L.U. All rights reserved.
Document downloaded from http://www.elsevier.es, day 25/06/2017. This copy is for personal use. Any transmission of this document by any media or format is strictly prohibited.
Palabras clave: La plicatura diafragmatica es el tratamiento mas aceptado para la eventracion diafragmatica
Diafragma sintomatica en adultos. La infrecuencia de esta dolencia y la escasa difusion de este
Ciruga del diafragma procedimiento hacen que esta tecnica sea excepcional en nuestro medio. Para estimar la
Plicatura diafragmatica difusion en la literatura, realizamos una revision estructurada en lenguas inglesa y caste-
Paralisis respiratoria llana a la que sumamos nuestra casustica: encontramos solo 6 series que aportan un total
Hernia diafragmatica de 59 plicaturas diafragmaticas en adultos asistidas por toracoscopia. Ninguna en caste-
llano. Nuestra serie sera la segunda mayor: 18 casos, con resultados satisfactorios similares
a los publicados.
Finalmente efectuamos una encuesta a todos los servicios espanoles de ciruga toracica:
ninguno tiene mas de 10 casos operados por toracoscopia en los ultimos 8 anos (a excepcion
del nuestro) y la mayora continua utilizando la toracotoma como abordaje.
En nuestra opinion muchos pacientes con eventracion diafragmatica sintomatica
podran beneficiarse con la difusion de estas tecnicas.
# 2013 AEC. Publicado por Elsevier Espana, S.L.U. Todos los derechos reservados.
Introduction Objectives
Fig. 1 The posterioranterior X-ray image for preoperative and immediate postoperative diaphragmatic plication (60-year-
old patient with a history of polio, tetraparesis, and left symptomatic diaphragmatic hernia). Note the mediastinal shift, and
the compression of both lungs and the opposite hemidiaphragm due to hernia of the left hemidiaphragm. The arrows
indicate postoperative pleural drainage.
diaphragm* plicat* AND adult* NOT child* OR infant* OR Diaphragm* plicat* AND adult* NOT child* OR infant* OR
newborn* OR pediatr* (75 papers were obtained). newborn* OR pediatr* Refined by: Research Areas: SURGERY
(53 papers were obtained).
IBECS (Spanish Bibliographic Index on Health Sciences):
Google Scholar:
Plicat* diafragm*. The search was limited to anyone older
than 13 years of age (0 papers were obtained). Diaphragm plicature plication. Without the words: pediat*
child* infant* nin* (20 papers were obtained).
IME (Spanish Medical Index): Diafragm* plicat*. Without the words: pediat* child*
infant* nin* (19 papers were obtained).
Plication AND diafragm* (4 papers were obtained).
By following the recommendations suggested by QUO-
Cochrane: ROM,15 all papers obtained from the various databases were
reviewed, and repeats removed, to form a set entitled:
Plication diafragm*. The search was limited to anyone older Potentially Relevant Papers. Subsequently, we excluded
than 13 years of age (0 papers were obtained). those not in English or Spanish, those dealing exclusively
with pediatric populations (database filter failures), and those
Trip Database: not focused on DP as a treatment for hernia or paralysis of
the diaphragm in adults. All the others were used to form the
Diaphragm* AND plicat* [anywhere]. The search was limited set entitled: Selected Papers for Further Review. From this
to anyone older than 13 years of age (44 papers were group, we separated all papers focusing on DP performed by a
obtained). non-thoracoscopic-assisted approach with minimal invasive
surgical techniques or treating bilateral diaphragmatic herni-
SciELO (Scientific Electronic Library Online): as or paralysis to form the set entitled: Papers Potentially
Suitable for Inclusion. Finally, we excluded from the review
Plicat* diafragm*. [Method: integrated]. The search was those publications with less than 4 clinical cases (Fig. 2).
limited to anyone older than 13 years of age (3 records The Included in the Review papers were grouped
were obtained). according to the type of publication (Table 1), highlighting
the level of evidence according to the U.S. Agency for Health
VHL (Virtual Health Library): Research and Quality.
Subsequently, in all publications, we collected the epide-
Plicat* diafragm*. The search was limited by selecting: miological variables assessed in our study: age and time from
human, adult, middle-aged and elderly (14 papers were diagnosis to assessment by thoracic surgery; perioperative:
obtained). duration of surgery and days of hospital stay; clinical:
comparison of dyspnea, orthopnea, dyspepsia and respiratory
Up to date: oxygen requirements for preoperatively, postoperatively and
spirometric variables: comparison of functional residual
Diaphragm* plicat* AND adult* NOT child* OR infant* OR volume (FVC) and forced expiratory volume in the first
newborn* OR pediatr*. second (FEV1) of our series. We compared these variables
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Papers identified as
potentially relevant
(n=103)
Diaphragmatic plication
Other languages
(not English or spanish)54-58
Fig. 2 Flow 17107 diagram of the selection of papers in the literature review: unilateral diaphragmatic plication in adults
with minimally invasive thoracoscopy-assisted techniques. Based on the QUOROM scheme for meta-analyses and
systematic reviews of clinical trials.15,a Cited revisions do not provide the authors own cases.
using a table with publications from other authors on techniques years? Indicate the number and the technique used.
similar to ours. All our patients underwent surgery by DP with Respondents were asked to select one of the following
the technique described by Mouroux with minimal modifica- options: (a) none; (b) less than 5 cases; (c) between 5 and 10
tions1,7,16: through an incision smaller than 4 cm in the lateral cases; (d) between 10 and 20 cases and (e) more than 20
region of the affected hemithorax and using thoracoscopic cases.
control to perform 4 continuous invaginating sutures of the Why do you think that these surgical treatments are
diaphragm from their costal insertions to the mediastinum, indicated so infrequently? State your opinion about the
achieving adequate diaphragm reduction and tension. indication for DP as treatment for DH. Respondents
Finally, we conducted a brief survey of all thoracic surgery were asked to select one of the following options: (a) it
departments in Spain, aiming to find the approximate DP is an uncommon condition and rarely symptomatic; (b)
experience accumulated by the different sites in the last 8 surgery is not appropriate treatment; (c) due to the poor
years. The following questions were addressed: results of surgery; (d) lack of knowledge of the medical
community for surgical treatment and results. Few cases
referred to the thoracic surgeon; (e) high rate of comor-
What experience does your center have in treating symp- bidity and poor respiratory function tests of affected
tomatic diaphragmatic hernias in adults over the last 8 patients; and (f) other reasons.
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Table 1 Description of Main Perioperative, Spirometry and Symptom Variables in the Published Papers for Diaphragmatic Plication With Minimally Invasive
Thoracoscopy-Assisted Techniques for the Treatment of Diaphragmatic Hernia in Adults.
cir esp.
Deng et al.108,b, Australia, 19952002 English 8 Prospective 57 3.6
diaphragmatic paralysis
secondary to cardiac
2014;92(7):453462
surgery. Pooled results: 4
thoracotomies and 8
VATS. Undescribed
follow-up
Lai et al.,109,b, Australia, 19961998 English 5 Retrospective. Description 55 Symptomatic
of the technique: VATS. improvement in all
Undescribed follow-up patients
Kim et al.,110 Republic of Korea, 20052006 English 4 Description of the 49.5 56 5.8 Symptomatic
technique: thoracoscopy improvement in all
only. Follow up: 17.3 patients
months
Rombola et al., Spain, 20052011 Spanish 18 Retrospective. VATS- 61.9 92 7.5 17.1 15.7 Symptomatic
minithoracotomy. Follow improvement in all
up: 12 months patients. Significant
decrease in dyspnea.
Disappearance of
orthopnea, dyspepsia and
home O2
: provides no information.
Hosp. days: days of hospitalization. +FEV1: average increase in the relative value of forced expiratory volume in 1 s; +FVC: average increase in the relative value of forced vital capacity; No.: number of
patients in the series; Home O2: home oxygen therapy requirements; T8 Op.: average surgery time.
a,b
Publications from the same hospital.
457
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Answers were collected over 3 months (May, June and July Table 2 Overview of Spanish Hospital Sites That
2012). Answered the Survey.
1. Complejo Hospitalario Ciudad de Jaen [Jaen City Hospital
Complex]
Results 2. Complejo Hospitalario Universitario de Albacete [Albacete
University Complex]
3. Complejo Hospitalario Universitario de Santiago de Compostela
The literature review yielded the following results:
[Santiago de Compostela University Hospital]
4. Complejo Hospitalario Universitario de Vigo [Vigo University
Medline: 89 papers Complex]
EMBASE: 50 papers 5. Hospital 12 de Octubre de Madrid [Madrid 12 de Octubre Hospital]
IBECS: 0 papers 6. Hospital Clinic y Provincial de Barcelona [Barcelona Provincial
IME: 4 papers Clinic Hospital]
Cochrane: 0 papers 7. Hospital Clnico de Zaragoza [Zaragoza Clinical Hospital]
8. Hospital Clnico Universitario de Salamanca [Clinical University
Trip Database: 44 papers
Hospital, Salamanca]
SciELO: 3 papers
9. Hospital Clnico de Madrid [Madrid Clinical Hospital]
VHL: 14 papers 10. Hospital Fundacion Jimenez Daz de Madrid [Madrid Jimenez
Up To Date: 2 papers Daz Foundation Hospital]
WOK: 43 papers 11. Hospital General Universitario de Alicante [Alicante General
Google Scholar: 39 papers University Hospital]
12. Hospital General Universitario Gregorio Maranon de Madrid
[Madrid Gregorio Maranon General University Hospital]
After removing duplicate papers in the various searches,
13. Hospital POVISA de Vigo [Vigo POVISA Hospital]
we obtained 103 Potentially Relevant Papers that were 14. Hospital Sagrado Corazon de Barcelona [Barcelona Sagrado
progressively excluded, based on proposed criteria (Fig. 2.); 6 Corazon Hospital]
papers were left yielding series greater than 4 cases, with a 15. Hospital Terrasa Consorci Sanitari de Terrassa [Terrassa
total of 59 patients (Table 1). No publications were found in Hospital Terrassa Health Complex]
Spanish or from Spanish centers. 16. Hospital Universitario de La Ribera de Alzira [La Ribera de Alzira
University Hospital]
Table 1 shows the publication type, the number of cases in
17. Hospital Universitario Central de Asturias [Asturias Central
each series, and the main pre and postoperative variables. The
University Hospital]
same table includes results relevant to our study. We did not 18. Hospital Universitario de Getafe [Getafe University Hospital]
find any randomized controlled trials or meta-analyses. All 19. Hospital Universitario de Gerona Dr. Jose Trueta [Dr. Jose Trueta
publications correspond to a series of cases with a IV level of Gerona University Hospital]
evidence. 20. Hospital Universitario de la Princesa de Madrid [Madrid La
In our cases, the mean time from the radiological diagnosis Princesa University Hospital]
21. Hospital Universitario Donostia [Donostia University Hospital]
of symptomatic DH and consultation to thoracic surgery was
22. Hospital Universitario General de Valencia [Valencia General
59.27 months, with a standard deviation of 82.59 months, and
University Hospital]
a range of 6301 months. 23. Hospital Universitario Gran Canaria Dr. Negrn [Dr. Negrn Gran
Of the 52 Spanish thoracic surgery centers, 29 (56%) Canaria University Hospital]
answered the survey (Table 2); of these answers, we concluded 24. Hospital Universitario Insular de Gran Canaria [Gran Canaria
that 5 centers (17.24%) have no experience in surgical Insular University Hospital]
treatment of DH; 11 (37.93%) have had experience with 25. Hospital Universitario La Paz de Madrid [Madrid La Paz University
Hospital]
minimally invasive thoracoscopy-assisted techniques at least
26. Hospital Universitario Miguel Servet de Zaragoza [Zaragoza
once, and 23 (79.3%) had at least one case treated by Miguel Servet University Hospital]
thoracotomy. Only 7 centers reported having performed 27. Hospital Universitario Puerta de Hierro Majadahonda de Madrid
more than 5 DPs in the last 8 years, and only our center [Madrid Puerta de Hierro Majadahonda University Hospital]
treated more than 10 cases with minimally invasive thora- 28. Hospital Universitario Virgen de las Nieves de Granada [Granada
coscopic-assisted surgery. No centers have answered Virgen de las Nieves University Hospital]
having experience with other types of medical or surgical
treatments for this condition.
Most respondents felt that this intervention is unusual relaxation, diaphragmatic failure, Petits disease, neuroge-
because of the rarity of the condition and symptoms in adults nic muscular aplasia of the diaphragm, megaphrenia, mega-
(55.17%), and also lack of knowledge of the medical commu- diaphragm and diaphragmatic atrophy) can cause contro-
nity of surgical treatment and outcomes (58.62%). Answers versy1,7,9,111 and create difficulties for spreading awareness
were not exclusive. of this disease.
Hemidiaphragm plication by paralysis or hernia is rarely
performed in adults; it is more accepted in the pediatric
Discussion population.4
While there are few publications and small cases of DP
The confusion between DH and diaphragmatic hernias, in adults, all show satisfactory results and minor compli-
their rarity and the large amount of synonyms used in the cations, which appear to be reduced with minimally
literature (hernia, paralysis, diaphragmatic elevation or invasive techniques.8,12
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In our review of the literature, we have not found any Our review of literature on thoracoscopy-assisted DP
clinical trial or meta-analysis related to this issue. The in adults highlights the small number of publications
publication of Freeman et al.12 is a cohort study comparing and patients reported in English literature. We failed to
DH patients who did not undergo surgery (7 cases), with find any case series in Spanish with more than 4 published
another group of patients undergoing DP by thoracotomy (11 cases.
cases) and VATS (30 cases). Due to the limited cases and Of the 6 publications that we consider relevant (providing
design, it cannot be considered as level of evidence IIb. All more than 4 cases), 2 correspond to the same main author:
other publications provide cases with level of evidence IV. Freeman, and he is referring to the same series with
In a literature search similar to the one we conducted, progressive increase in 2006 and 2009.4,12 Two other publica-
Gazala et al. achieved results practically identical to ours8; tions correspond to the same center: Deng et al.108 and Lai
of 126 publications found, only 13 were considered et al.109 of the department of cardiothoracic surgery at
relevant. The latter study included all DP performed by Westmead Hospital (Sydney, Australia).
thoracotomy (n: 111 patients) or VATS-thoracoscopy (n: 54 Therefore, there are only 4 centers that have
patients). All were observational studies. Only one cohort published this technique in English, with a grand total of
study was identified,4 and the others consisted of case 59 patients.
series and clinical cases. The most voluminous series was Our series, with 18 cases, would be the second largest in
that of Freeman et al.,12 with 41 DP cases (30 by VATS- terms of number of patients who underwent surgery.
thoracoscopy, and 11 by thoracotomy). After their review, Beyond the known rarity of symptomatic cases in adults,
Gazala et al. concluded that thoracotomy DP or thoracos- we assume that the few existing publications show little
copy DP appear to be effective in improving respiratory interest in this condition, and very little dissemination and
function and symptoms in patients with DH; although, the acceptance of thoracoscopic surgery in adults, both for
results lack comprehensive analytical studies, therefore, international and domestic healthcare.
they must be treated with caution, and they emphasize Our experience led us to the conviction that many
the need for quality studies focused mainly on results and patients suffering the effects of DH may benefit from the
long-term quality of life for patients who have undergone dissemination of these techniques.
surgery.8
Comparing the changes of DH patients with no surgery to
those who underwent surgery for DP, Freeman et al. highlight
Conclusions
frequent hospitalizations for respiratory symptoms and work
disabilities in the non-surgery patient group.8,12 There are very few reports of DP-assisted thoracoscopy.
However, despite good published results on the surgical When the literature was reviewed, we only found 6 series
treatment of this disease, it is remarkable how much the local which provide a total of 59 thoracoscopy-assisted DP in
medical community lacks awareness of these techniques; this adults. None in Spanish. All have few cases with levels of
is reflected in our findings over prolonged time from diagnosis evidence of IV. Our series would be the second largest: 18
to the referral to thoracic surgery (5 years on average, with an satisfactory cases and results (similar to those of the
approximate range of 6 months to 23 years). Most of our other publications.)
patients had received other ineffective or palliative treat- The survey of Spanish thoracic surgery departments
ments: bronchodilators, physiotherapy or home oxygen shows that in the past 8 years, none has treated more than
therapy, along with the health and economic costs that this 10 cases with thoracoscopy-assisted surgery (except ours).
generates. In several cases, referral to thoracic surgery Most continue to use the thoracotomy approach, and blame
consultation was prompted by communications on DP in the rarity of the disease and the lack of dissemination of
regional centers we made in recent years to increase these techniques as being responsible for the lack of
awareness of this effective treatment. referrals to surgical treatment.
Freeman et al. describe a similar situation, and highlight We believe that many patients suffering the effects of
some causes which act as barriers to referral to surgical DH may benefit from these techniques; therefore, these
treatment of patients with DH: not attributing symptoms to publications (even with few cases) can contribute to
diaphragmatic paralysis; doubting the potential benefits of adequate dissemination of this treatment among the
plication; the idea of requiring a thoracotomy and thereby any medical community.
consequences; shortage of quality literature in this regard; the
rarity of symptomatic cases in adults, and the lack of
familiarity of the procedure among surgeons.4
Conflict of Interest
The survey on Spanish thoracic surgery departments
reflects the limited experience with this technique in our The authors declare having no conflict of interest.
country. Most respondents attributed this limited experience
to the rarity of the disease in adults and poor dissemination of
surgical treatment in the medical community. Surprisingly, Acknowledgment
most surgeries were performed by thoracotomy, even in sites
with extensive experience in VATS lobectomy. Of the 29 The authors would like to thank Ms. Mara Isabel Rodrguez
centers that answered, only 11 performed a DP with minimally Vera, our hospitals librarian, for her assistance in literature
invasive techniques at least once. searches.
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