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An Overview of Newborn Screening: Paul A. Levy, MD
An Overview of Newborn Screening: Paul A. Levy, MD
An Overview of Newborn Screening: Paul A. Levy, MD
ABSTRACT: This review of newborn screening examines the beginning of screening with the story of phenylk-
etonuria and explores the principles of screening and the criteria with which disorders were added to newborn
screening panels. The explosion of tests that are screened for followed the adoption of tandem mass spec-
trometry (MS-MS) technology. The inequity of state newborn screening panels was brought to the forefront
with an American Academy of Pediatrics task force report in 2000 that called for a national panel. The
American College of Medical Genetics convened an expert panel to produce such a panel. In 2006, they
published their panel of disorders, recommending a panel of 29 core disorders and 25 additional secondary
targets. Ethical arguments about newborn screening have resurfaced with the recent expansion of testing that
include arguments about consent, mandatory participation, benefits to those screened, and cost both to the
individual and society. Finally, the future direction of screening is discussed. Newborn screening is undergoing
rapid expansion. The addition of tests involves ethical, financial, and social pressures.
(J Dev Behav Pediatr 31:622631, 2010) Index terms: newborn screening, tandem mass spectrometry, core panel, inherited metabolic disorders.
Vol. 31, No. 7, September 2010 2010 Lippincott Williams & Wilkins 623
Overview of 29 Disorders in the Recommended Panel Lactic acidosis, ketosis, hypoglycemia, hyperammone-
Organic Acid Disorders (9) mia, hyperglycinemia with vomiting, and dehydration
The presenting features of organic acid disorders and lethargy that often progresses to coma are the com-
include acidosis, hypoglycemia, lactic acidosis, and mon presentations of MMA. Early presentation can occur
ketosis. These signs may be present either separately in the first few weeks of life, whereas other patients may
or in combination. Most of these disorders result from later have recurrent episodes of vomiting and dehydra-
disruptions in the degradation pathways of amino ac- tion. Failure to thrive and hypotonia are often accompa-
ids (Table 1). nying symptoms. Treatment is with dietary protein re-
Deficiencies of enzymes that help degrade isoleucine, striction, supplementation with cobalamin (vitamin B12)
leucine, and valine (branched chain amino acids) result given intramuscularly as hydroxocobalamin, and supple-
in isovaleric acidemia (IVA), 3-hydroxy-3-methylglutaryl- mentation with L-carnitine orally.
Co-A lyase (HMG Co-A lyase) deficiency, 3-methylcroto- Propionic aciduria (PA) was initially termed ketotic
nyl-Co-A carboxylase (3-MCC) deficiency, methylmalonic hyperglycinemia. Patients in most cases present in the
aciduria (MMA), and propionic aciduria. MSUD is the first few days of life with dehydration and coma. Keto-
result of a shared enzyme in branched chain amino acid acidosis with hyperglycinemia and hyperammonemia is
degradation pathway. It is included below with disor- often associated with increased lactic acid, and hypocal-
ders of amino acid because it leads to increased levels of cemia is the most common presentation. Those patients
the branched chain amino acids. who do not present in the newborn period present later in
IVA is a defect of leucine metabolism. It presents life with recurrent episodes of ketoacidosis. Neurologic
either in the neonatal period with severe acidosis, keto- sequelae are common. Neonates may require hemodialysis
for removal of ammonia and other metabolites. Dietary
sis, vomiting, and dehydration that generally leads to
protein restriction, with carnitine supplementation, is the
coma and death without intervention, or as a later onset
mainstay of therapy. Ammonia-scavenging drugs (so-
disease with episodes of acidosis, ketosis, neutropenia,
dium benzoate) may be necessary to treat persistent
and hyperammonemia. The urine of patients with IVA
hyperammonemia, and metronidazole may be used to
often has an odor of sweaty feet. Treatment for the
reduce the production of propionic acid by intestinal
acute episodes is with a glucose infusion. Carnitine sup-
bacteria.
plementation and oral glycine with a low-protein diet is
A defect in the lysine pathway results in glutaric
often considered to be an effective treatment.
acidemia Type 1 (GA-1). This disorder is characterized
In about a third of patients, HMG-CoA lyase deficiency
by macrocephaly, hypotonia, and developmental delay.
presents in the neonatal period after a few symptom-free
Patients have a relatively symptom-free period followed
days with lactic acidosis, hypoglycemia, vomiting, leth-
by an acute brain injury often associated with an infec-
argy, hyperammonemia, and liver dysfunction. Those tion on average by 9 months of age, with almost 90%
without the neonatal presentation show similar symp- having an encephalopathic episode by 2 years of age.
toms later in the first year of life during an acute illness. Treatment is to supplement with carnitine and riboflavin
Patients have hypoglycemia but because of its role in and to restrict dietary protein, especially the restriction
ketone body formation, they have very low to absent of lysine intake. Fever management is very important, as
ketones. HMG-CoA lyase deficiency needs to be distin- patients decompensate with hyperpyrexia. Emergency
guished from disorders of fatty acid oxidation (which do treatment is with oral high-carbohydrate drinks and, if
not have acidosis). Patients often have neurologic com- necessary, with intravenous glucose and carnitine.
plications from their disease. Treatment is directed to- Several other metabolic pathways are disrupted not
ward the prevention of fasting, supplementation with from enzyme deficiencies of the pathway but from prob-
sugar orally, or if more severe, by intravenous infusion of lems with the processing of a cofactor. For multiple
glucose. Restriction of dietary protein intake is often carboxylase deficiency (MCD), holocarboxylase syn-
required. thetase activates 4 carboxylases that are important in
The 3-MCC deficiency is controversial. Most patients gluconeogenesis, fatty acid synthesis, and amino acid
detected by newborn screening have been asymptom- degradation by attaching the vitamin biotin to their in-
atic. There are reports of patients with developmental active forms. Patients with MCD deficiency present with
delay, acidosis, hypoglycemia, hypotonia, and seizures. disruptions of these 4 pathways that leads to neonatal
Treatment is with supplementation of L-carnitine, pro- onset of respiratory distress, severe metabolic acidosis
tein restriction with decreased lysine intake may be with ketosis, and mild hyperammonemia. A later onset
necessary, and supplementation with glycine. Acute ep- form can develop symptoms similar to biotinidase defi-
isodes need supplementation with oral carbohydrate or ciency with neurologic symptoms, alopecia, and rash.
intravenous glucose. Treatment is with biotin supplementation. Biotinidase
MMA is due to a deficiency (or decreased activity) of deficiency is described below.
methylmalonyl-CoA mutase. Patients with absent en- In MMA, the enzyme methylmalonyl-CoA mutase re-
zyme protein are termed mut0, whereas in those whose quires a cobalamin (vitamin B12) cofactor. The cofactor
enzyme has decreased activity it is referred to as mut. for the mutase is adenosylcobalamin, which is processed
625
(Table Continues)
Table 1. Continued
626
Neurologic
Disorder Age of Dx Symptoms Available Treatment Symptoms
Citrullinemia Neonatal Elevated ammonia. Poor feeding, lethargy then coma Protein restricted diet. Ammonia Yes
argininosuccinic scavenging drugs (buphenyl orally)
aciduria
Fatty acid oxidation
disorders (5)
Medium chain Acyl-CoA Infantile childhood Hypoglycemia without ketosis. Lethargy progressing to Prevention of fasting. IV glucose if not Yes, in some
dehydrogenase coma taking PO patients
Neurologic
Symptoms
enzymes. Deficiencies of these enzymes will lead to the
CblA and CblB forms of MMA. Treatment is with supple-
mentation with hydroxocobalamin given intramuscu-
larly and protein restriction.
Yes
No
Amino Acid Disorders (6)
PKU is diagnosed by a significant elevation of phenyl-
alanine (usually 240 mol/L). PKU is a slow insidious
cysteine levels.
Patients with tyrosinemia Type I (hepatorenal
tyrosinemia) are also normal at birth. The different forms
of this disorder are classified by their different ages of
Symptoms
Childhood
Cystic fibrosis
Hearing loss
Vol. 31, No. 7, September 2010 2010 Lippincott Williams & Wilkins 627
line and increased ammonia. As with MSUD, the urea ing evidence that, these patients have subtle, more
cycle disorders are difficult to diagnose, because routine chronic symptoms that are nonspecific and so are easily
tests are usually without significant abnormality. It is missed. A more chronic presentation is likely the most
only with clinical suspicion that an ammonia level might common form. Patients may have cholestasis, failure to
be obtained. Treatment is with a protein-restricted diet thrive with feeding difficulties, hypotonia, cardiomyop-
and ammonia-scavenging drugs (sodium benzoate and athy, and episodes of rhabdomyolysis. Patients with MTP
sodium phenylacetate by intravenous infusion or sodium abnormalities that result in the loss of all 3 enzyme
phenylbutyrate orally). Liver transplantation is a curative functions would be expected to have more severe symp-
option. toms, and they do. Most have a rapidly progressive
Fatty Acid Oxidation Disorders (5) course with lactic acidosis, hypoglycemia, hypotonia,
Mitochondrial fatty acid -oxidation involves a num- and lethargy. A progressive peripheral neuropathy and a
ber of enzymes that are specific for different length fatty pigmentary retinopathy are symptoms unique to isolated
acids. Most mitochondrial fatty acid -oxidation begins LCHAD and MTP deficiencies among the fatty acid oxi-
with fatty acids that are 18 or fewer carbons in length. dation defects.
Medium chain acyl-CoA dehydrogenase (MCAD) is spe- A mother of a fetus with LCHAD can develop hemo-
cific for fatty acids with chain lengths of 12 carbons lysis, elevated liver enzymes, low platelets (HELLP) syn-
down to 6 carbons. Patients with MCAD deficiency are drome or acute fatty liver of pregnancy.
asymptomatic until provoked by a period of fasting. Treatment of the isolated LCHAD deficiency is with a
Their first episode usually occurs between 3 and 24 diet high in carbohydrates and low in fat. Mortality is
months of age, after a period of prolonged fasting, be- quite high, despite the dietary treatment. Treatment
cause either feeding was delayed or an intercurrent ill- with L-carnitine is controversial because of the potential
ness prevented feeding. Hypoglycemia develops but for toxic metabolites of long-chain fatty acids that might
there is an inappropriately low level of ketones. Initial accumulate within mitochondria.
lethargy with nausea and vomiting can progress to coma Carnitine uptake disorder is a deficiency of an or-
if there is no intervention. Patients should be treated ganic cation transporter that is responsible for the
with infusions of glucose during an intercurrent illness if transport of carnitine into cells. Patients present with
there is loss of appetite. It is reported that up to 25% of severe cardiomyopathy and muscle weakness. The car-
undiagnosed patients with MCAD die with their first diomyopathy shows poor contractility and thickened
attack, whereas others may never become symptomatic. ventricular walls. Treatment with carnitine is gener-
Patients become more tolerant to fasting with increasing ally quite effective.
body mass. Hemoglobinopathies (3)
Very long-chain acyl-CoA dehydrogenase (VLCAD) de- All states screen for sickle cell disease. Sickle cell
ficiency has 3 presentations. The first presentation is a disease presents with anemia, pain, and multiorgan in-
severe neonatal form with coma, dilated or hypertrophic volvement. Patients are prone to infection and stroke.
cardiomyopathy, and multiorgan failure. The cardiomy- Treatment is with antibiotic prophylaxis, transfusion
opathy and associated arrhythmias are often fatal. A therapy, and oral hydroxyurea in some patients. Many
second form presents in early childhood, with episodes states report out other associated hemoglobinopathies,
of hypoglycemia and hypoketosis but without cardiac including sickle- thalassemia and sickle hemoglobin C.
involvement. The third form presents still later and is a Other Disorders (6)
myopathic form, with episodes of rhabdomyolysis, mus- Biotinidase is an enzyme that releases the vitamin
cle pain, and exercise intolerance. The mainstay of treat- biotin from its normal protein-bound state. In this way,
ment is to provide energy in the form of glucose. The biotinidase permits both recycling of biotin and the use
severe, early onset form benefits from a low-fat diet and of biotin from the foods that we eat. Biotin is a coenzyme
a formula high in medium chain triglycerides oil. The for 4 carboxylases that are important in fatty acid syn-
later onset form with rhabdomyolysis requires hydration thesis, gluconeogenesis, and amino acid degradation.
until the myoglobinuria resolves. Deficiency of biotinidase leads to a clinical picture sim-
Long-chain 3-hydroxyacyl-CoA dehydrogenase (LCHAD) ilar to MCD, but onset is later and more gradual with
deficiency and mitochondrial trifunctional protein (MTP) de- development of rash, alopecia, seizures, ataxia, hypoto-
ficiency share a multienzyme complex in common. MTP nia, and lethargy. Treatment is with biotin supplementa-
is composed of and subunits. Four and 4 tion, and there is excellent clinical outcome.
subunits combine into a mitochondrial membrane- Classic galactosemia is because of deficiency of the
bound protein complex. This enzyme complex has enzyme galactose-1-phosphate uridyl transferase (GALT).
LCHAD activity, long-chain enoyl-CoA hydratase activity, Undiagnosed patients may present as newborns with
and long-chain 3-ketothiolase activity. Patients with iso- jaundice, liver dysfunction, vomiting, and poor feeding.
lated LCHAD deficiency have been reported and may There is a predisposition to Escherichia coli infections,
present within the first 6 months of life with an acute and some neonates may present with sepsis. Early cata-
episode of hypoketotic hypoglycemia. There is increas- racts develop, usually within a few days to weeks of
Vol. 31, No. 7, September 2010 2010 Lippincott Williams & Wilkins 629
made mandatory. For many of the initial disorders, such Future of Newborn Screening
as PKU, galactosemia, congenital hypothyroidism, CAH, The future of newborn screening is increasingly tech-
this high standard was felt to be met. As newborn screen- nology dependant. It is likely that a modified form of the
ing has expanded, the standard has been lessened so that original rules that guided the addition of tests to new-
the benefit to the patient is not immediate, and some- born screening panels will continue to guide further
times it is not clear. Disorders have been added for development. The caveat that testing should be low in
which there is no treatment. The benefit in these cases cost will likely exclude expensive technologies such as
is that diagnosis will prevent a diagnostic odyssey, where array comparative genomic hybridization and sophisti-
the parents go from doctor to doctor searching for a cated genome sequencing (NextGen) for the near future.
diagnosis for their child. It has been argued that for Screening will likely continue to be done only if there is
disorders where there is no clear and immediate benefit a reasonable incidence in the population, and if there is
to the infant, the parents should be asked to give con- either treatment available or if intervention will benefit
sent. Advocates of newborn screening argue that if par- the patient. As treatments are available for a number of
ticipation in newborn screening programs were volun- lysosomal storage disorders (Fabry, Hurler, Hunter,
tary and required parental consent, then the societal Maroteaux-Lamy, Pompe) momentum is gaining to add
benefit and benefit to the infant could be lost. As a these to newborn screening panels. Patients with X-
compromise, a proposal was made to do a two-tiered linked adrenoleukodystrophy (ALD) may benefit from
system, with some testing being mandatory and newer treatment before they become symptomatic, which
tests with less clear benefits requiring consent. For many seems to delay the onset of symptoms. Testing for ALD
of the disorders that were added with the expansion of by newborn screening is being developed. There have
newborn screening, the natural history was not com- been calls to screen for DiGeorge syndrome/velocardio-
pletely known. If there was a two-tiered system, the facial syndrome (22q11.2 deletion) as well as fragile-X
ability to learn this natural history information could be syndrome, spinal muscular atrophy, and Duchene mus-
lost. An example of this benefit with mandatory screen- cular dystrophy.
ing is with 3-MCC deficiency. Before the expansion of The Secretarys Advisory Committee on Heritable Dis-
newborn screening, 3-MCC deficiency was reported as a orders in Newborns and Children is charged with eval-
disorder with developmental delay and possible epi- uating disorders that have been nominated to be added
sodes of acidosis and hypoglycemia. As infants were to the recommended screening panel. Despite their ef-
identified with 3-MCC through screening, it became ap- forts to make this process evidence based and objective,
in some cases, pressure from parental advocacy groups
parent that most of the 3-MCC infants identified were
have had great influence on the process of adding dis-
asymptomatic. It is likely that for most individuals 3-MCC
orders to state panels. Advocacy groups have already
deficiency is a detectable biochemical abnormality,
been successful in adding Krabbe to a number of states
rather than a true disease.
newborn screening panels, despite the recent Secre-
For other disorders, patients with later onset forms
tarys Advisory Committee vote against adding Krabbe to
may be identified together with the patients that have
the universal panel.
early onset disease, creating much parental anxiety.
The adoption of the recommended core panel of tests
When there is no intervention for the later onset forms,
has gone far to end the previous inequity of newborn
it has been argued that parental consent for testing screening. No longer is the testing for the core panel of
would make the natural history study that follows the disorders dependant on which state you are born in. If
identification of later onset patients more ethical. the process adopted by the Secretarys Advisory panel is
Another issue with the expansion of newborn followed for the addition of new disorders to the core
screening involves the nature of the testing. For each panel, then the system will remain equitable. In some
test, the sensitivity is kept high, in the hope that there ways as we struggle with the question of which disor-
will be no false negatives. The trade-off for this is a ders to add to newborn screening panels, we are coming
high false positive rate. As the number of tests in- closer to the original hopes for newborn screening, that
creases with the expansion of newborn screening, the identification and intervention could prevent mental dis-
number of patient referrals increases. The increased ability and ensure health.
number of false positives greatly increases parental
anxiety and puts strain on the follow-up systems for REFERENCES
newborn screening. 1. Centerwall SA, Centerwall WR. The discovery of
A final ethical argument involves allocation of re- phenylketonuria: the story of a young couple, two retarded
sources. Today with MS-MS technology, the cost of each children and a specialist. Pediatrics. 2000;105:89 103.
individual test may be very low, but there are increased 2. Guthrie R, Susi A. A simple phenylalanine method for detecting
phenylketonuria in large populations of newborn infants.
costs for follow-up, counseling, and there is the oppor- Pediatrics. 1963;32:338 343.
tunity cost for monies that might have been spent on 3. Tarini BA. The current revolution in newborn screening. Arch
other potential ways to improve societal health. Pediatr Adoles Med. 2007;161:767772.
Book Review
Cognitive Therapy Techniques for Children and
Adolescents: Tools for Enhancing Practice
by Robert D. Friedberg, Jessica M. McClure, Jolene Hillwig Garcia, New York,
NY, The Guildford Press, 2009, 326 pp, Hardcover, $38.00.
The authors present a comprehensive veloping both their assessment and case text for both training and expanding
series of cognitive behavioral techniques conceptualization skills for interventions CBT techniques.
that address a wide range of psychologi- with children and adolescents. The in- The authors extensive use of case
cal conditions found in typical, clinical tervention techniques are presented as vignettes with specific examples, rating
settings. The theoretical framework and a modular approach to CBT. The book scales, and many specific age-related
intervention strategies exemplify the ap- presents techniques and procedures case studies makes this textbook highly
plication of evidence-based practice for that are organized into six modules, useful for both students and experienced
psychological treatment in children and which address six domains. The chap- cognitive behavior therapists. There are
adolescents. The intervention strategies ters address, in depth, each of the mod- many specific behavioral interventions,
described are drawn from the theoretical ules including psychoeducation, as- self-instruction, and cognitive restructur-
paradigms described, in depth, in their sessment and behavioral interventions, ing methods as well as rational analysis
previous book, Clinical Practice of Cog- techniques and tools. The authors fre-
self-monitoring, cognitive restructur-
nitive Therapy with Children and Adoles- quent emphasis on both the cultural and
ing, rational analysis, and exposure/ex-
cents. Treating clinicians with expertise behavioral contexts, involving and en-
periential methods. The modular ap- gaging the children and their families in
in behavioral therapy and child develop-
proach to CBT is based on the context the process, is a substantial strength of
ment will find the book to be an invalu-
of psychoeducational functional assess- the approach. They also frequently em-
able reference for specific techniques.
ment, self-monitoring, and evaluation phasize the importance of remaining
The use of both books is appropriate for
individuals developing their theoretical process. A significant strength of the flexible with both technique and process
and practical application of cognitive book is its comprehensive presentation and do not seem to be overly rigid or
therapies. The book is ideal for individu- of specific techniques and instruments linear about the application of CBT tech-
als developing or practicing cognitive be- for assessment and self-monitoring meth- niques. Their emphasis on the impor-
havioral therapy (CBT) and who are ods. Emphasis on developmentally ap- tance of clinicians embracing difficult
looking for additional tools and tech- propriate case conceptualization is also moments and mistakes is also a highly
niques to expand and/or improve their effective because of its focus on not only effective and appropriate focus in the
range of CBT techniques. The creative developmental history but also cultural interventions. This very readable and
and innovative interventions described context and a variety of behavioral and useful text has been praised by my stu-
were specifically designed for children cognitive issues related to the presenting dents and has been found to be useful in
and adolescents with a variety of inter- problems. Their emphasis on the eco- my practice.
vention needs. logical variables that relate to problems
The authors present a highly useful including learned history and cultural Gordon L. Ulrey, PhD
framework for individuals in training, de- and systemic factors make this a useful Davis, CA
Vol. 31, No. 7, September 2010 2010 Lippincott Williams & Wilkins 631