Professional Documents
Culture Documents
Trust
Trust
Domingo Velazquez
Review Committee
Dr. Richard Thompson, Committee Chairperson, Psychology Faculty
Dr. Stephen Rice, Committee Member, Psychology Faculty
Dr. Richard Thomlinson, University Reviewer, Psychology Faculty
Walden University
2012
Abstract
Employees Trust in Safety Management Systems and Attitudes and Perceptions Toward
Safety
by
Domingo Velazquez
Doctor of Philosophy
Psychology
Walden University
November 2012
Abstract
and severity of occupational accidents. The United States Bureau of Labor Statistics
reported 4,547 work-related fatalities and 3.1 million nonfatal injuries and illnesses in the
year 2010. Occupational accidents and illnesses are a social problem that brings human
trust in safety management systems were not found in the literature review. The social
exchange theory was used as a framework in this study. This theory has been used to
examined the relationship between employees trust in safety management systems and
the systems individual elements (independent variable) and employees attitudes and
survey. The study results suggested a significant positive correlation between the trust in
the safety management system and attitudes and perceptions of safety. The study
improving employees trust in the safety management systems. The study results
represent a potential impact for positive social change by providing evidence that
Safety
by
Domingo Velazquez
Doctor of Philosophy
Psychology
Walden University
November 2012
UMI Number: 3545450
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Dedication
always encouraged me to reach higher. I am also thankful for the support of my father,
Domingo Velazquez, who always emphasized the value of a solid education. I know that
they are celebrating this personal milestone and looking forward to my next educational
goal.
Acknowledgments
There are no words to express my thanks to God. I also want to thank all of my
family members and friends that encouraged me to finish this dissertation and who
liberated me from other obligations during these long years of research. Without your
encouragement and help, this project would not have been possible. Thanks to Dr.
Richard Thompson, my chair, for his guidance and timely responses. Dr. Thompson,
committee member. Dr. Rice, thanks for helping me to discover other significant aspects
of my study that I had not taken into consideration. Additional thanks to Dr. Richard
Thomlinson for sharing his knowledge in research design and for his commitment to
quality.
Table of Contents
Introduction ....................................................................................................................1
Background ....................................................................................................................2
Assumptions.................................................................................................................12
Limitations ...................................................................................................................13
Summary ......................................................................................................................15
Introduction ..................................................................................................................17
i
Causes of Accidents .....................................................................................................27
Safety Training...................................................................................................... 54
Summary ......................................................................................................................55
Introduction ..................................................................................................................58
Research Design...........................................................................................................59
ii
Participants Selection Criteria............................................................................... 60
Simple and Multiple Regression Tests: Minimum Sample Size Required ........... 63
Questionnaire ........................................................................................................ 65
Summary ......................................................................................................................76
Introduction ..................................................................................................................78
iii
Evaluating Assumptions ..............................................................................................82
Summary ......................................................................................................................96
Introduction ..................................................................................................................98
Recommendations ......................................................................................................103
Conclusions ................................................................................................................105
References ........................................................................................................................106
Survey ..................................................................................................................124
iv
Appendix C: Scatterplots of Predictors and Predicted Variables Results.......................130
v
List of Tables
Table 10. Multiple Regression Analysis Predicting Perceptions Toward Safety ............. 95
vi
List of Figures
Investigations ...................................................................................................................130
Figure C2. Employees Attitudes Toward Safety and Trust in Safety Inspections .........131
Figure C3. Employees Attitudes Toward Safety and Trust in Safety Training ..............132
Figure C4. Employees Attitudes Toward Safety and Trust in Safety Management
Systems ............................................................................................................................133
Investigations ...................................................................................................................134
Figure C6. Employees Perceptions Toward Safety and Trust in Safety Inspections .....135
Figure C7. Employees Perceptions Toward Safety and Trust in Safety Training ..........136
Figure C8. Employees Perceptions Toward Safety and Trust in Safety Management
System ..............................................................................................................................137
vii
1
Introduction
employees trust in safety management systems and employees attitudes and perceptions
performance translates into healthier and safer workplaces and societies. Obtaining
also reflects an employers ability to manage costs, comply with local and federal
regulations, and maintain healthy relationships with its employees and with society.
The purpose of Chapter 1 is to introduce the study's topic and focus. This chapter
will include brief overviews of the problem under study as well as the study's method,
design, and theoretical framework. I also discuss the potential implications for positive
social change in organizations, communities, and individual workers lives. The present
chapter is arranged in the following manner: it will begin with a background, problem
statement, and a discussion of the theoretical and conceptual framework for the study. I
then discuss the nature of the study, pose the relevant research questions and hypotheses,
and the purpose of the study. The chapter will also present the operational definitions,
assumptions, limitations, and scope and delimitations, significance of the study, and will
Background
are key performance management indicators in modern organizations (Luria & Rafaeli,
2008; Nembhard & Edmondson, 2006; Sauter & Hurrell, 1999; Wiatrowski, 2005; Zohar,
and losses to employees, employees families, communities, and organizations (Bird &
Germain, 1996; 2011; Freeman, LaFleur, Booth, Doyle, & Pugh, 2001). Not only do
safety results indicate how well safety is managed in the organization, but they also
indicate the effectiveness and sustainability of the practices that are used to manage the
American organizations. One of the most prevalent initial approaches includes assessing
and improving the technical and engineering systems in the workplace (Zhu, Di, Gui, &
Clissold, 2010). This approach, although valid, focuses only on the physical conditions
that were present in the workplace when accidents happened. Physical conditions are
accident erroneously simplify the process. These processes lead an organization to solve
only one cause of the safety problem, when most likely there is more than one cause
the investigative process also needs to take into consideration the human aspects that
were present before and during the time the accident happened (Bird & Germain, 1996;
3
evaluate, and improve the human aspects and behaviors associated with occupational
accidents, injuries, and illnesses (Spear, 2002; Vaughan, 1999; Zohar, 2010). Literature
pertaining to the safety climate within organizations includes other approaches that study
the human aspects related to occupational safety and health. The reviewed literature
relevant to the present study includes the following categories: (a) employee behavior
(Griffin & Neal, 2000; Neal & Griffin, 2006), (b) safety culture (Carroll, 1998; Conchie,
Taylor, & Donald, 2011; Griffin & Neal, 2000; Hofmann & Morgeson, 1999; Hofmann,
Morgeson, & Gerras, 2003; Huang, Ho, Smith, & Chen, 2001), (c) employees safety
perceptions and attitudes (Adams, Hede, Holloway, & Jackson, 1999; Findley, Smith,
Gorski, & Oneil, 2007; Griffin & Neal, 2000; Hofmann & Morgeson, 1999; Toms,
Cheyne, & Oliver, 2011; Wayne, Shore, Bommer, & Tetrick, 2002), and (d) safety
Eken, 2011; Battles, 2011; Blair & Dong-Chul, 2007; Cedergren & Petersen, 2011;
Dzugan, 2010; Huang et al., 2001; Lundberg, Rollenhagen, & Hollnagel, 2010; Metzgar,
2008; Schrder-Hinrichs, Baldauf, & Ghirxi, 2011; Thompson, Hilton, & Witt, 1998;
Wang & Christer, 1997; Williams Jr, Ochsner, Marshall, Kimmel, & Martino, 2010;
Yanmaz, Caner, & Berk, 2007; Zohar, 2010). Taking in consideration all these
investigation process.
organization is organizational trust. Researchers have studied the benefits of trust and its
4
Lewicki, 2010). Researchers have also studied organizational trust in relation to safety
(Burns, Mearns, & McGeorge, 2006; Conchie & Donald, 2009; Conchie, Donald, &
Taylor, 2006; Conchie & Donald, 2006; Conchie et al., 2011; Jeffcott, Pidgeon, Weyman,
& Walls, 2006; Kath, Magley, & Marmet, 2010; Kramer & Lewicki, 2010; Luria, 2010;
Zacharatos, Barling, & Iverson, 2005). However, the same researchers that have studied
organizational trust have also suggested that trust and occupational safety are
understudied.
employees trust in organizations safety management systems has been studied. The
published research on organizational trust has instead been focused on the relationship
between interpersonal trust and occupational safety (Burns et al., 2006; Conchie &
Donald, 2009; Conchie et al., 2006; Conchie & Donald, 2006; Conchie et al., 2011;
Jeffcott et al., 2006; Kath et al., 2010; Kramer & Lewicki, 2010; Luria, 2010; Zacharatos
et al., 2005). This study attempted to broaden this focus in various ways.
In the present study I evaluated the relationship between employees trust in the
toward safety. Based on the results, employers could develop and implement efforts to
improve employees trust in the safety management systems and, indirectly, improve the
employees attitudes and perceptions toward safety. If the attitudes and perceptions
toward safety are improved in the organizations, the employees safety behaviors could
improve and, as a result, the safety performance in the organizations could also be
5
improved (Barling, Loughlin, & Kelloway, 2002; Findley et al., 2007; Griffin & Neal,
2000; Hofmann & Morgeson, 1999; Kelloway, Mullen, & Francis, 2006; Milos, 2011;
Problem Statement
The United States Bureau of Labor Statistics (2011) reported 4,547 work-related
fatalities in the year 2010. In 2010, 3.1 million nonfatal injuries and illnesses were also
reported. The same report by the United States Bureau of Labor Statistics (2011)
revealed 1,238,490 work-related accidents in the year 2009 that disabled employees.
These disabled employees did not return to work for a period of some time, and some
were never able to come back to their jobs because of the disability. Similarly, the
Bureau of Labor Statistics (2011) reported that 1.2 million disabling work-related
accidents occurred during year 2007. Safety performance in organizations has become a
large-scale social problem that consequently brings human suffering, economic problems,
and losses to the employees, their families, employers, and to entire communities (Bird &
Germain, 1996; Germain, Arnold, Rowan, & Joane, 1998; Sauter & Hurrell, 1999;
Purpose of Study
number of accidents. However, even when research results have suggested that the
employees interpersonal trust can affect the safety performance within organizations,
6
there is a gap in the literature concerning the relationship between employees trust in the
safety management systems and employees attitudes and perceptions toward safety.
The main purpose of the present study was to quantify the relationship between
employees trust in safety management systems and the employees attitudes and
perceptions toward safety. If that relationship were positive, the employers could then
affect employee attitudes and perceptions of safety in the workplace. Employers could
also improve their overall safety performance as a result of their efforts to gain
employees trust in the organizations safety management system is under the employers
control.
The results of the present study will give employers an opportunity to change the
dynamics of their safety management systems and get employees involved in finding
changes in the organization could help to lower the number and severity of accidents in
the workplace.
and perceptions and identified them as predictors of behavior; employees attitudes and
perceptions toward safety have been related to occupational accidents (Neal & Griffin,
2006; Sauter & Hurrell, 1999; Wiatrowski, 2005; Zohar, 2010). The relationship
between interpersonal and organizational trust and accidents has been lightly studied and
7
discussed in the safety climate literature (Burns et al., 2006; Conchie et al., 2006;
Conchie & Donald, 2006; Jeffcott et al., 2006; Kath et al., 2010). The social exchange
theory proposes that when one party acts in a way that benefits a second party, a sense of
obligation is created to respond the same way in a future occasion (Blau, 1964; Gouldner,
1960). Hofmann and Morgeson (1999) used the social exchange theory to support their
organizational support. Hofmann and Morgeson (1999) linked these factors to the
studied the relationship between employees trust in safety management systems and
between employees trust in safety management systems and employees attitudes and
perceptions toward safety. The data was collected by asking a selected group of
instrument had demographic and qualifying questions. The second part measured
system using items adapted from a study evaluating interpersonal trust. The instrument
to measure these variables was initially used by Luria (2010). Other published research
has used similar scales to study interpersonal and organizational trust (Burns et al., 2006;
Conchie & Burns, 2008; Conchie & Donald, 2009; Conchie et al., 2006; Kath et al.,
8
2010; Luria, 2010). The specific elements of the safety management system to be
measured were accident investigations, safety inspections, and safety training. The third
and fourth parts of the questionnaire measured employee attitudes and perceptions toward
safety, measuring the variables with an adjusted scale used by Hofmann et al. (2003) and
Hofmann and Morgeson (1999). All the scales used in this study were previously used
by other researchers. They were adapted with the original researchers explicit
permission to measure the independent and dependent variables that were studied.
Statistical correlation and regression tests were applied to data gathered from
survey responses provided by employees of selected power plants in the United States in
inspections, and safety training measures) have a significant positive relationship with the
inspections, and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), does not have a
significant positive relationship with the employees attitudes and perceptions toward
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), has a positive significant
relationship with the employees attitudes toward safety, measured following the
inspections, and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), has a positive significant
relationship with the employees perceptions toward safety, measured following the
combine to positively predict the employees attitudes and perceptions toward safety?
inspections, and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), is not a significant
positive predictor of the employees attitudes and perceptions toward safety, measured
inspections, and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), is a positive significant
predictor of the employees attitudes toward safety, measured following the approach in
inspections, and safety training measures), measured with modifications following the
approach in Burns et al. (2006) and Conchie and Donald (2006), is a positive significant
predictor of the employees perceptions toward safety, measured following the approach
measured with modifications following the approach in Burns et al. (2006) and Conchie
and Donald (2006), is not a significantly better predictor of the employees attitudes and
perceptions toward safety, measured following the approach in Hofmann et al. (2003).
measured with modifications following the approach in Burns et al. (2006) and Conchie
and Donald (2006), is a significantly better predictor of the employees attitudes toward
measured with modifications following the approach in Burns et al. (2006) and Conchie
Operational Definitions
The following terms were used in the present study. The definitions presented in
Occupational safety: control of accidental loss in the workplace (Bird & Germain,
1996).
determining if they are safe in the workplace (Bird & Germain, 1996).
and standards that establish the accountability and frequency of the management work
Safety training: the process of teaching employees how to protect themselves and
others from the hazards present in the workplace (Bird & Germain, 1996).
normal and perceives that there are common interests and benefits between the trustor
Assumptions
For this study I assumed that the participants had a sufficient level of exposure to
the safety management system elements being studied. I also assumed that the amount of
exposure to the safety management system was enough for the employee to have trust or
distrust in the studied management system elements. The participants were expected to
have a perspective regarding how well the elements were working in the organization. I
also assumed that the participants understand the concept of trust and applied it to their
answers.
13
Limitations
The major limitation of this study is that it was the first to measure trust in a
safety management system. The instrument used to measure trust was adapted from
previous studies that measured interpersonal trust and not organizational trust. I
compared the results with data that was previously published related to interpersonal trust
and attitudes and perceptions toward safety. In previous studies, interpersonal trust was
directly measured with questions such as Do you trust your supervisor (Burns et al.,
2006; Conchie & Burns, 2008; Conchie & Donald, 2009; Conchie & Donald, 2006; Kath
et al., 2010; Luria, 2010). Therefore, this limitation should not have had any significant
The participants sampled in the present study were employed by the same
organization in the power generation industry. The sample was taken from the
employers facilities in the United States. Therefore, this group of employees had been
exposed to one safety management system. The sample was not restricted to higher
exposure to the safety management system. Indeed, the only restriction related to
longevity in the organization was that participants were employed by the employer for at
least one year. The longevity restriction ensured that participants had been sufficiently
exposed to the organizations safety management system. However, the study did not
establish the minimum number of times that the participants were exposed to the
The number of the studied safety management system elements was limited to
organizations safety management systems, the reviewed literature does not present the
relative importance between these three elements and/or other elements (Bird & Germain,
1996; Brauer, 2006; Burns et al., 2006; Germain et al., 1998; Gherardi & Nicolini, 2000;
Jeffcott et al., 2006; Metzgar, 2008; Reason, 1997). Other elements of the safety
management systems that have been previously identified include critical task analysis,
The present study closed a gap in the safety climate literature and provided
management systems. If employers implement activities and programs that improve trust
in the safety management systems, they will also improve safety performance at their
trust and safety performance suggested in the relevant literature (Burns et al., 2006;
Conchie & Donald, 2009; Conchie et al., 2006; Conchie & Donald, 2006; Conchie et al.,
2011; Jeffcott et al., 2006; Kath et al., 2010; Kramer & Lewicki, 2010; Luria, 2010;
Zacharatos et al., 2005). In Chapter 4 I discuss the obtained results and how the
human behavior. Therefore, the focus of this study was not human behavior, but rather
the elements of the safety management systems. In conclusion, the activities to improve
employees trust in safety management systems should not focus on peoples behaviors,
but should instead focus on the safety management system. Any suggested
Summary
The objective of the present study was to explore and quantify the relationship
between the employees trust in the safety management system and the employees
attitudes and perceptions toward safety in the targeted organization. Discussion of this
relationship was not found in the reviewed safety climate literature. However, the trust
that employees have in their superiors and co-workers has been studied and has been
provides employers new ways to improve their safety performance and their employees
In the next chapter I discuss recent and older publications that have addressed the
issues of organizational trust, safety management systems, and employee attitudes and
perceptions toward safety. Chapter 2 also presents the results of studies that have
16
addressed additional topics directly connected to the purpose of this study, as well as
other related topics that interact with the variables that were measured throughout this
research.
17
Introduction
The present study was designed to examine the relationship between the
employees trust in the organizations safety management system and the employees
attitudes and perceptions toward safety in the workplace. There is a gap in the literature
on trust and safety climate (Burns et al., 2006; Conchie et al., 2006; Jeffcott et al., 2006).
The present study will focus on evaluating trust in safety management systems as a
performance.
determine their safety success and receive recognition within their respective industries.
The immediate causes of occupational accidents have been related to physical conditions
and employee acts or behaviors in the workplace (Bird & Germain, 1996; Brauer, 2006;
Germain et al., 1998). A thorough investigation of the immediate causes would lead the
investigators to the root causes of the accidents (Luria & Rafaeli, 2008; Nembhard &
Edmondson, 2006; Sauter & Hurrell, 1999; Wiatrowski, 2005; Zohar, 2010). The root
causes of accidents have been related to job or personal factors (Bird & Germain, 1996;
Milos, 2011). Employees acts or behaviors, which are the most commonly identified
causes when workplace accidents are investigated, have been related to employee
attitudes toward safety (Bird & Germain, 1996; Wiatrowski, 2005; Zohar, 2010). Other
There are behavior-based safety approaches that focus on working with the
(Neal & Griffin, 2006; Sauter & Hurrell, 1999). Furthermore, employees attitudes and
perceptions toward safety have been associated with the safety climate in organizations
(Desai, Roberts, & Ciavarelli, 2006; Milos, 2011; Toms et al., 2011; Zohar, 2000).
Employees attitudes and perceptions are dependent variables in the present study and
organizations. Safety performance has also been associated with safety climate in
organizations (Flin, Mearns, O'Connor, & Bryden, 2000; Kath et al., 2010; Michael,
Evans, Jansen, & Haight, 2005). Researchers of safety climate have identified different
approaches that assist organizations in developing and implementing safety programs that
could improve their safety climate and ultimately their safety performance (Adams et al.,
1999; Flin et al., 2000; Gunningham & Sinclair, 2009; Luria & Rafaeli, 2008; Michael et
al., 2005; Zohar, 2010). In general, the compendium of all the safety programs is known
approach is focused on minimizing the immediate and/or root causes of accidents in the
workplace.
creation of written programs and standards that establish managerial accountability and
set guidelines for the management work that is needed to address safety performance.
19
improve the safety performance of organizations (Bird & Germain, 1996; Brauer, 2006;
Germain et al., 1998; Thompson et al., 1998; Zohar, 2010). Managing an organizations
safety performance includes developing and implementing programs that are both
preventive and reactive. Safety inspections and safety training are examples of
management system programs that are preventive. Accident investigation, on the other
because an accident must first occur, and is then investigated in order to prevent others
from happening.
safety climate have discussed how trust between different groups in the organization can
influence the employees attitudes toward safety as a result of the human relationships at
work. Trust has been introduced in the safety literature; however, safety climate
researchers have not studied it very much (Burns et al., 2006; Conchie et al., 2006;
Jeffcott et al., 2006). The literature presents a limited amount of research on the
However, the literature presents some studies that describe the trust relations
between employees and managers. Employee trust in other employees and management
researchers (Burns et al., 2006; Conchie & Donald, 2009; Conchie & Donald, 2006). The
purpose of these studies was to determine how the employee-employee and employee-
and even more importantly for purposes of the present study, the literature has indicated
that the influence that trust in the organizations safety management systems has had on
the employees attitudes toward safety has been understudied (Conchie & Donald, 2006).
However, the positive relationships between organizational trust, job satisfaction, and
employee retention have been proposed and explained by various researchers (Kath et al.,
2010). These relationships are nourished by the confidence that employees gain when
their expectations are met by the organization. Trust has been identified as an important
factor to improve safety attitudes and performance (Conchie & Donald, 2006). Through
their work, these authors established that trust was associated with effective risk
communication, reduced risk perception, and effective risk management. All of these are
Studies: a SAGE full-text collection, Google Scholar, Thoreau, and ProQuest Central.
The database research was done using Boolean logic operators with keywords including
safety performance, safety climate, trust, organizational trust, safety climate and trust,
trust and safety performance, trust and safety systems, trust and automation, safety
climate and organizational trust, safety climate and leadership, safety attitudes, safety
perceptions, safe behavior, employee and safe behavior, leadership and safe behavior,
21
and safety inspections. Additional documents and books that were cited in articles that I
read, most of which have been considered seminal works on the topics of safety climate
and organizational trust, were also included in this literature review. The first two
searches were limited by publication years. The first search was limited to articles
published in the last 5 years, the second search was limited to publications within the last
10 years, and the last search was not limited by publication date. This last search was
conducted to find classic articles and articles that were highly associated with the
research topic but that were published more than 10 years ago.
root causes of accidents have been identified as job or personal factors (Bird & Germain,
1996; Milos, 2011). While attitudes and perceptions have been identified as predictors of
behavior, employees attitudes and perceptions toward safety have been related to
occupation accidents (Neal & Griffin, 2006; Sauter & Hurrell, 1999; Wiatrowski, 2005;
Zohar, 2010). Furthermore, employees attitudes toward safety have been associated
with the safety climate in organizations (Milos, 2011; Toms et al., 2011; Zohar, 2000).
The social exchange theory has been used in previous research that studied employees
In particular, Hofmann and Morgeson (1999) used the social exchange theory to
support their research about the relationship between leader-member exchanges and
22
communication. The social exchange theory proposes that when one party acts in a way
that benefits a second party, a sense of obligation is created to respond the same way in a
future occasion (Blau, 1964; Gouldner, 1960). The relationship between interpersonal
trust, organizational trust, and accidents has been studied and discussed only sparingly in
the safety climate literature (Burns et al., 2006; Conchie et al., 2006; Conchie & Donald,
2006; Jeffcott et al., 2006; Kath et al., 2010). Researchers have suggested that attitudes
and positive reinforcement of these factors promote positive behaviors (Rice, Trafimow,
Keller, & Bean, 2011), and these positive safety behaviors can positively affect safety
confluence and cognitive dissonance both establish that behavior influences attitudes and
that attitudes influence behavior as well. As discussed above, during the process of
reviewing the literature relevant to this study, I found no research that studied the
For example, Hofmann and Morgeson (1999) studied the relationship between
leader-member exchange (LMX) and perceived organization support (POS) and accident
occurrence, safety commitment, and safety communication. The researchers used the
social exchange theory to support their study. Social exchanges are open lines of
communication that generate trust through the exchange of benefits. The social
exchanges also solidify relationships between the individuals (Kath et al., 2010). The
social exchange theory is important in this dissertation because it explains the link
23
between employees trust in safety management systems and employees attitudes and
Safety Performance
organizations preventive efforts to provide a safe workplace for their employees. While
Statistics (2011) reported 4, 547 work-related fatalities in the year 2010. This is
equivalent to more than 87 work-related deaths per week in the United States (Bureau of
Labor Statistics, 2011). It was also reported that nearly 3.1 million non-fatal injuries and
illnesses occurred during 2010 (Bureau of Labor Statistics, 2011). The same report
indicated that these results are equivalent to 3.5 cases for every 100 full-time workers
(where full-time is defined as employees who work 40 hours per week for a period of 50
weeks per year). According to the Bureau of Labor Statistics (2011) there were
1,238,490 work-related incidents in the year 2009 that resulted in employee disabilities.
Disabled employees could not return to work for some time, while others were never able
to come back to their jobs. In the year 2007, the Bureau of Labor Statistics reported that
there were 1.2 million work-related cases requiring employees to be away from work. It
is likely that the magnitude of the problem is worse in countries where occupational
workers, their families, and the employing organizations. Human suffering, disability,
and the economic burden to employees and employees families, as well as to employers,
24
are the most significant effects of occupational accident and injuries (Donham,
Rautiainen, Lange, & Schneiders, 2007; Mearns, Hope, Ford, & Tetrick, 2010). The
number of occupational deaths in 1999 was higher than the combined deaths due to breast
cancer, prostate cancer, colorectal cancer, AIDS, motor vehicle accidents, and firearm
deaths in the United States (Sauter & Hurrell, 1999). Besides the human suffering,
These economic consequences are the direct or indirect costs associated with the
injuries that result from occupational accidents. The differences between the direct and
indirect costs were not identified in the literature I reviewed. For example, Mearns et al.
(2010) reported that employers paid $125 billion in occupational injuries costs during
1999. The authors did not explain whether this cost was directly related to the medical
treatment after an accident occurred or whether this amount included the additional
indirect costs associated with the accidents. For example, some indirect costs that could
be associated with the accidents are investigation time and the cost of employee
replacement. There are direct and indirect costs associated with occupational accidents
and illnesses (Donham et al., 2007; Freeman et al., 2001). Direct costs are mainly
However, there are many other indirect costs, for example: time lost at work due to the
accident, time spent investigating the accident, money spent on other resources dedicated
to the investigation, future increased premiums based on the past accident experience,
and additional products or materials to replace the ones lost during the accident.
Furthermore, nonfinancial costs are also incurred, including serious effects on employee
25
morale and the availability of equipment and tools involved. Companies spend a
example, the base rate with no claim experience in the United States ranges from $1 to
$1.25 for every $100 paid in payroll). Companies also spend a significant amount of
money replacing and retraining injured employees, and they lose revenue due to losses in
productivity, accident/injury investigations, and fines from the Occupational Safety and
The indirect and psychosocial costs are not well quantified in the literature. Some
of the indirect costs named by Freeman et al. (2001) were mishap prevention,
rehabilitation, loss in productivity, and quality of life. Based on the number of accidents,
their effects on society, and the urgency that companies have to improve their safety
performance, occupational accidents, injuries, and illnesses are a social problem with a
significant opportunity for change and improvement. The literature review of this study
has focused on the United States; however, the safety problems discussed here are not
exclusively related to one country or one particular culture. For example, the accident
rates in China have captured international attention and the results of this study could also
related to workplace accidents was the first approach taken in China to address the
increasing accident rates. Taking advantage of previous research conducted in this area,
the focus of research on occupational safety in China has shifted to measure other factors
that have been associated with accidents in other countries. These other factors include
26
performance. Therefore, the safety culture and safety attitudes are recognized as having
improve occupational health and safety performance (Zhu et al., 2010, p. 28).
compliance with the companys rules and procedures. Mearns et al. (2010) studied the
safety rules and regulations. These authors associated investments in health with the
established that the trust and commitment that employees have with the organization is
stronger when the employees perceive that they are supported and protected by the
organization.
The potential for positive social change and opportunities for improvement places
employees, manage cost, comply with local and federal regulations and maintain healthy
relationships with employees and society. The safety climate literature has compared
different organizations with low and high number of accidents. The differences between
these two types of organizations are the speed of correcting hazards, completeness of
joint safety committees, and regularity of safety retraining (Tetrick & Quick, 2003, p.
135). As already mentioned, unsafe behaviors and conditions are the immediate causes
27
of accidents. Furthermore, if the immediate causes are studied, they will often lead the
investigator to the root causes of accidents. These concepts will be discussed in the next
section.
Causes of Accidents
There are two broad categories of accidents causes. The categories are
immediate causes and root causes. Immediate causes are the most tangible and visible
factors that were present before the accident/incident happened. The immediate causes
are the unsafe acts and conditions that were present right before the accident/incident.
Root causes are the basic factors that preceded the immediate causes. The root causes are
personal and job factors that are hidden and can be discovered by a thorough
investigation. In this section, I discuss these two major categories of accidents causes.
Unsafe acts and conditions have been identified as the immediate causes of
accidents in the workplace (Bird & Germain, 1996; Brauer, 2006; Germain et al., 1998).
In a deeper analysis of the accidents, the investigators found that the unsafe acts and
conditions are only the symptoms of deeper problems related to the safety management
systems of an organization (Bird & Germain, 1996; Germain et al., 1998). For example,
when a machine does not have all the required safeguards and it is operated by an
employee who is not wearing guards, the lack of safeguards is an unsafe condition.
unsafe act. The possible root causes of these situations could be due to a lack of
leadership to safety, or even to a lack of maintenance. (Bird & Germain, 1996; Brauer,
2006; Germain et al., 1998). All of these possible root causes might be manifested not
only in safety related accidents, but also in other conditions or behaviors that can affect
the quality of the product, and services to internal or external clients. Therefore,
accidents are merely the symptoms of major problems in the companies where they
occur. They demonstrate that there is a lack of control in managing the business. Also,
they demonstrate a lack of leadership on quality and safety (Germain et al., 1998).
Occupational accidents, injuries, and illnesses have been studied in research projects and
workplaces to identify their causes. Employees and management behaviors have been
associated with those causes. Therefore, safety performance has been associated with
employees behaviors.
Employees that neither follow the safety rules nor wear the personal protective
equipment are part of a culture that only the company leadership can modify. These
unsafe acts are directly related to accidents as well as occupational injuries and illnesses
step to developing employee compliance with the rules. However, there are additional
Edmondson, 2006). Bakker, Schaufeli, Leiter, and Taris (2008) opened the opportunity
eliminate the immediate and root causes of occupational accidents. The following
section discusses some of those approaches. One of the relevant approaches the present
study is the management of the safety climate in the organization. This approach has
different proposals that include enhancing the leadership styles of company managers and
changing employee perceptions and attitudes toward safety. A recent proposal suggests
that developing or enhancing employees trust in elements related to safety climate in the
organizations has beneficial effects. The next section will discuss the studies in the
safety climate literature that suggest that trust in management systems is another
As noted before, the immediate causes related to the safety problems that a
company can have may be divided in two major areas. These two areas are unsafe
physical conditions, and acts or behavior challenges (Toms et al., 2011). The first area
includes the physical conditions of the workplace and refers to the industrial process,
work area, equipment and materials that are used to do the work. The second area
includes the acts or behaviors that are related to how employees do their work and
interact with each other. However, in addition to these causes, the safety climate and
culture of the organization contributes to accidents. Safety climate research has focused
organization impact safety. Safety climate studies generally seek to explain how that
perception is transferred to safe or unsafe acts and behaviors in the workplace. The
safety climate and culture of an organization has been positively correlated to trust. Even
more importantly, trust has been related to employees attitudes and perceptions toward
the safety values and safety systems in the organization (Conchie et al., 2006).
The safety climate concept is derived from the organizational climate concept
which refers to the perceptions that the organizations members share in regards to the
concept that refers to the perceptions that employees have in regards to the safety
policies, procedures, and practices (Findley et al., 2007; Griffin & Neal, 2000; Zohar,
2010). Additionally, the safety climate is associated and contrasted with the
researchers have studied employee perceptions of the organizations risks and leadership
style (Huang et al., 2001; Zohar, 2010). They also have studied the systems and
They associated employees safety performance not with the actual accident rates, but
rather with the employees behavior. In their research, they found that safety
individuals motivation.
31
Safety culture measures predict the safety results in an organization. For example,
this measure may predict the accident rate, lost time case rates and other factors. (Luria &
Rafaeli, 2008; Michael et al., 2005). Clarke and Ward (2006) studied the relationship
between establishing a good safety climate in the organization and safety performance.
strong relationship was found between the safety climate and employee participation in
the safety programs. Safety climate is also a direct predictor of employees safety
The participants in the Hofmann and Morgeson (1999) study were 64 group
significant relationship between safety communication and POS (r = .54) and LMX (r =
.47). These results suggested that if employees perceive a higher support from the
organization and high quality leadership from their group leaders (or supervisor), there is
and safety communication (r = .35). The study results also established a significant
(Zohar & Luria, 2001, 2004). Researchers (Zohar & Luria, 2004) made a significant
32
distinction between formal and informal systems because formal systems with written
safety behaviors and outcomes are directly determined by knowledge, skills and the
motivation of employees to perform their work. The authors further explained that
performance in safety. This study reinforced the importance of improving safety training.
Safety training standards ensure that the employees are qualified to do their work and that
there are necessary programs in place to maintain the employees motivated and to ensure
Leadership in Safety
Researchers have suggested that safety climate should be associated with the true
commitment and priorities that management has in the organizations safety (Mearns et
al., 2010; Messersmith & Guthrie, 2010; Michael et al., 2005). Safety climate and
leadership style have been associated with each other. Even more, the actions that
supervisors exhibit at work often have a significant effect on employees safety behaviors
at work (Conchie & Donald, 2009). Barling, Loughlin, and Kelloway (2002), and Zohar
decrease injury rates. They also demonstrated that safety climate is a mediator of safety
been positively associated with employee safety initiatives (O'Dea & Flin, 2000), better
clarifying the priorities that compete with the safety values. In making day-to-day
decisions, employees and supervisors need to know how the organization prioritizes its
safety goals. Adams et al. (1999) identified other priorities, including production goals,
that can compete with the safety priorities and goals established by the organization. The
commitment that management manifests on the safety program activities is a major factor
to success in safety performance (Hofmann & Morgeson, 1999). Some of these activities
committees and designing the work areas with recognized safety standards.
Equally important is creating a safety culture that engages employees and furthers
the process of disseminating information in the workplace. Bakker, Schaufeli, Leiter and
Taris (2008) established the importance of engaging employees in the process of safety in
the workplace. Engagement in a safety process would produce positive performance and
the criteria used to choose the behavior is affected by the behavior displayed by the
prevention process and the leadership modeling safe behaviors is very important to
motivate employees to employ safe behaviors (Zhu et al., 2010). The previous
34
information establishes that there is a need to continue studying the influence that the
local societal culture and leaders safety behaviors have on their employees.
Behavioral safety and safety climates are managed by the motivation that
employees have for the safety issues in their organizations. Behavioral safety and safety
climate in different organizations are managed by the motivation that employees have on
the safety issues (Zohar & Luria, 2001). The motivation increases when employees
perceive that achieving positive results in the organization is possible (Zohar & Luria,
2001). Motivation also increases when the positive safety behavior is not associated with
the comfort of employees, for example, when using personal protective equipment does
not interfere with the tasks that employees are performing (and with their personal
related to the commitment that the leaders demonstrate in the company program (Conchie
and Donald (2009)). If the organizations leadership creates the necessary atmosphere to
bring safety values to theirs worksites culture, the organizations benefit significantly
(Zohar, 2002). Kelloway et al. (2006) added that passive leadership on safety issues does
The employees safety behaviors and attitudes toward a safety program are
affected by the importance that leadership places on safety in the organization. If the
employees safety behaviors and attitudes are more likely to be positive (Conchie &
Donald, 2009; Reid, 2008). The employees perceptions about the level of importance
that the organizations leadership places on safety will affect the willingness that
employees have to communicate safety issues to their management personnel (Kath et al.,
2010). Therefore, the safety climate in the organization is directly related to the attention
Consequently, the relationships that employees have with other employees and
their managers have been studied from the perspective of trust. Some of these studies
have focused on the improvements that trust brings to the safety climate of an
organization (Burns et al., 2006; Conchie & Donald, 2009; Conchie & Donald, 2006).
The next section presents the studies found in this area and the influence that trust has on
The relationship between trust and safety performance has been studied from a
variety of perspectives. In this section, I provide a definition of trust, then explore trust
and that it is extremely important to promote ethical and fair economic agents and
36
behaviors in the organization. Kramer and Lewicki (2010) found that organizational
researchers have identified trust as an important piece in the organizations function and
performance. However, Kramer and Lewicki (2010) also noted that recent surveys show
a deficit of trust within many organizations. Conceptualizing trust and establishing its
foundations have been the focus of studies in organizational theory for several decades
One of the earliest and most influential characterizations of trust was established
by Barber in 1983 (Kramer & Lewicki, 2010). Barber (1983, p. 164) defined trust as a
set of socially learned and socially confirmed expectations that people have of each other,
of the organizations and institutions in which they live, and of the natural and moral
component. Researchers have related this attitude to the trustees actions, behaviors and
the consequences of these decisions. Castaldo et al., (2010) also established that trust is
qualified by the contextual factors present in the business interaction. The factors
frequently reported include context, risks, exchange, interests and dependence. Rice,
Clayton and McCarley (in press), and Parasumarand and Riley (1997) characterized trust
as a psychological construct that can have an impact on the behavior of employees that
work with automated systems. For example, lower trust in safety systems is a predictor
of lower dependence in the safety systems or unsafe behavior related to the untrusted
components, the most important of which is some sort of positive expectation regarding
others behavior (Kramer & Lewicki, 2010, p. 247). The authors explained that most of
the research conducted during the last decades has been fragmented and incomplete. The
definition of trust is one of the major reasons for the fragmentation. The studies
conducted have had two major constructs that can be summarized by characterizing trust
of common benefits between the trustee and trustor in the reviewed literature. The
research found during this literature review suggest that applying trust concepts to the
creative mistrust (Conchie et al., 2006; Conchie & Donald, 2006; Cox, Jones, &
Collinson, 2006; Jeffcott et al., 2006). In contrast, the distrust concept is a negative
expectation. However, the creative mistrust concept, which will be further discussed
later, is defined as trust with a healthy level of skepticism between the trustee and trustor.
Organizational Trust
The literature of several researchers analyzes the content of the trust definition.
For example, Castaldo et al. (2010) concluded that the trust conceptualization in business
relations includes an expectation from the trustor, specific characteristics of the trustee
results for the trustor, and an anticipated and consistent perceived risk and vulnerability.
38
automated alarm systems from the dependence perspective. This dependence perspective
is based on two elements of the operators trust: reliance and compliance (Parasuraman &
Wickens, 2008). Trust in automated systems is negatively affected when the warning
systems fail (Rice, Trafimow, Keller, & Hunt, 2010). The warning system failures
include false alarms and misses. Based on the results of the studies performed by Rice et
al. (2010), the present study should demonstrate that the safety management system
failures decrease the employees trust in the system management system. The
the trustor perceives the environment as normal (Schul et al., 2008). In the contrary state,
the perception of an abnormal environment constitutes the basis for distrust. Distrust is
people trust, they assume that there are common interests between the parties and that
there will be a common benefit resulting from someones acts and decisions. A sense of
distrust is developed when the individual perceives vulnerability based on the others
motives, intentions or actions (Schul et al., 2008). Kramer (1999) discussed the
difference between the behavior of people that trust and people that feel distrust.
Various researchers, including Chen, Chien, Wu and Tsai (2010), explained that
research have benefitted from the application of the trust concept. The concept has been
39
experience and trust. They explained that experience has two major roles in trust
development. The first role is to function as the foundation for future decision-making:
people will make reference to previous experiences when they are predicting the outcome
people have positive outcomes in a certain situation, they will feel more comfortable with
Kramer and Lewicki (2010) reported the factors that were most commonly
These factors affect employee safety behavior and can have a significant impact
on how employees behave. In fact, authors Conchie and Donald (2009) linked
employees safety behaviors with the trust that the employees have in the companys
leadership. Furthermore, the authors established that trust at the supervisory level has a
activities and to have positive behaviors related to safety. The research studied how
40
leadership. They studied, in particular, how leaders actions increase the subordinates
safety citizenship behaviors. The study concluded that the safety-specific trust mediated
or combined with it to enhance (moderate) its effect (Conchie & Donald, 2009, p. 144).
Trust in the safety climate literature has been identified as the missing piece in the
safety puzzle (Conchie et al., 2006; Jeffcott et al., 2006). The role that trust has in
developing safety in organizations is not understood, and there is a need to study this
relationship (Conchie et al., 2006; Jeffcott et al., 2006). The effects of trust in safety
performance and its relationship with the theories of safety culture do not appear to be
performance and trust (Jeffcott et al., 2006; Zacharatos et al., 2005). Conchie et al.
(2006) recognized that the relationship between trust and safety has been recently gaining
Trust and safety performance has also been studied from the automation
perspective. Automation has been created to allow operators to work safely on multiple
tasks while operating different equipment, and when working with safety-critical systems
(Parasuraman & Wickens, 2008). However, the compliance and reliance of the alarm
systems will determine the degree of trust that the operator will have in the alarm system.
As may be expected, when the compliance and reliance levels increase, the level of trust
also increases. On the contrary, when the level of the alarm systems compliance and
41
reliance decreases, the level of trust is lowered to the point that the human-automation
performance is seriously affected (Rice, 2009). Trust has been identified as one of the
major reasons why human operators do not use automated systems in the way that they
were designed (Parasuraman & Riley, 1997; Parasuraman & Wickens, 2008). In
conclusion, the literature suggests that employees do not take the prescribed actions
suggested by signals that are coming from alarms or automated systems that the
Immanuel Kant, the moral philosopher, explained that perfect duties are moral
expectations that when violated, compromise the violators moral status. In contrast,
imperfect duties can be violated in certain situations and the violators moral status is
not compromised. The following two examples are frequently used to explain these two
important terms. The duty not to steal is a perfect duty; if someone violates that moral
expectation, his or her moral status will be compromised. The moral duty to be a
charitable person, on the other hand, is an imperfect duty because in certain situations, a
person that does not contribute to a cause is not compromising his or her moral status
(Rice, Trafimow, Hunt, & Sandry, 2010). Rice, Trafimow, Hunt and Sandry (2010)
studied the effects that a violation of a perfect or imperfect duty have on trust. The study
results suggested that perfect duty violations have a negative effect to trust. Therefore,
when there is a violation of a perfect duty, trust will decrease. These results support the
hypotheses established in the present study. Providing a safe workplace for employees
can be considered a perfect duty and therefore violating this perfect duty will decrease an
Furthermore, safety researchers have linked trust with the causes of occupational
accidents. In fact, trust has been identified as a root cause of accidents that have had
Ukraine (Conchie et al., 2006). Trust has also been identified as a predictor of safe
behaviors in organizations. However, most researchers agree that in the safety culture,
trust is a concept with dimensions that interact with values and attitudes (Jeffcott et al.,
2006). Jeffcott et al. (2006, p. 1107) also consider trust as a set of attitudes and
expectancies about other people and the organizational system within which they are
embedded. This study considered how trust in the safety management system influences
management systems and their relationship with trust. The effectiveness of the
investigation system that engender trust (Conchie et al., 2006). Trust is very important to
developing good communication systems. For example, trust is key in safety training
activities (Conchie et al., 2006). Conchie et al. (2006) also recognized that there is a lack
of systematic research on topics related to trust, safety management systems and safety
engineering systems. Conchie et al. (2006) also established that there is a lack of
empirical attention focusing on trust and safety systems. Furthermore, they attribute the
methods of discovering the real or root causes of accidents. This important role is
43
threatened when the accident investigations are focused on finding peoples culpability
(Bird & Germain, 1996; Brauer, 2006; Germain et al., 1998). Evidently, trust is an
helping to find the real causes of accidents and promote implementation of remedial and
that appropriate conditions and practices are maintained. Developing a high level of trust
that makes employees think that there is no need to double check or review what other
people have already done may be counterproductive. Some authors have employed the
term creative mistrust to refer to trust with a healthy level of skepticism (Hale, 2000;
recognizes that even when trust is a safety enabler, employees should not blindly trust
safety systems. For example, even when employees trust the organizations accident
investigation program, the organization and the employees should audit the accident
included over 50 focus groups. They interviewed more than 500 staff employees from a
safety standards had subverted the approach based on risk; 2) there was an apparent fear
Authors Burns et al. (2006) investigated the role that the trust concept has in the
safety culture. Fifty-three employees (50%) that work on a gas plant in the United
Kingdom participated in this study. The researchers measured the explicit and implicit
trust that these employees had with their workmates, supervisors and management
personnel. The study results supported the trust models that proposed the argument that
trust and distrust are opposite and separate constructs. The questionnaire used in this
study measured explicit trust in workmates, supervisors and management as well as other
aspects of organizational safety. The other aspects of organizational safety were not
reported. Results reflected that participants expressed explicit trust to their workmates,
supervisors and management. However, using priming task to measure implicit trust, the
employees only expressed trust to their workmates (Burns et al., 2006). Conchie and
Donald (2006) studied 203 employees that worked on an offshore gas installation that
operated on the United Kingdom Continental Shelf. The study had the objectives of
testing the role of trust in safety and of exploring the relationship between safety
performance and distrust. A questionnaire was used to measure the employees trusting
and distrusting attitudes toward different management groups in the organization. Trust
and distrust were measured explicitly (e.g., I distrust management in my work area)
and implicitly by measuring other characteristics related to trust. Safety performance was
also measured in this study. The results suggested that management has an important
role in influencing offshore safety attitudes for the industry. However, trust at the
installation level was influenced more by the supervisors and workmates. Trust in
Even more importantly, the study revealed that distrust is the strongest predictor of safety
behavior. Poor safety and distrust were presented as having a positive relationship.
Additionally, negative safety attitudes and accident rates were also positively linked
(Conchie & Donald, 2006; Lee & Harrison, 2000). In short, the cited studies
strengthened the idea that explicit measures of trust can be used to measure trust in
never compete in an organization in a way that sacrifices one goal for the benefit of
obtaining the others goals. The trust literature has suggested that trust is specific. For
employees on quality issues or situations. The same is true for managers who emphasize
safety (Conchie & Donald, 2009). An important antecedent to safety-specific trust is the
(Conchie & Burns, 2008; Hofmann et al., 2003). In conclusion, management must
efforts in their organizations. Examples of these efforts are safety, environment, quality
and operations.
The attitudes of employees and management personnel toward safety have been
related to the behavior and culture of the organizations in which they work (Kelloway et
al., 2006; Rice, Trafimow, Hunt, & Keller, 2010). The safety climate literature has
studies and articles dedicated to establishing links between safety attitudes and safety
46
performance in different organizations (Glendon, 2008; Toms et al., 2011). Toms et al.
(2011) in particular studied the presence of workplace hazards and the employees
approach to working safely in these areas. Toms et al. (2011) found a direct correlation
between an employees attitude, the approach that the employee selected to work in a
hazard area, and the safety results. Attitudes and subjective norms are related to each
other (Rice, Trafimow, Keller et al., 2010). The present study evaluates the relationship
between trust in safety management systems and attitudes and perceptions toward safety.
This study found that there is a significant relationship between these independent and
dependent variables.
have been associated with individuals attitudes (Milos, 2011; Rice, Trafimow, Hunt, &
Keller, 2010; Rice et al., 2010; Toms et al., 2011; Wiatrowski, 2005; Zohar, 2000,
2010). In addition, safety behavior has been identified as a predictor and mediator of
safety performance (Neal & Griffin, 2006; Toms et al., 2011). As a proactive measure,
it is recommended to evaluate the employees behaviors that are related to lost time
accidents and with minor accidents or incidents (Toms et al., 2011; Zohar, 2010). This
accidents happen and to prevent major accidents from occurring, since the causes of these
two different accidents are the same (although the circumstances decide the severity of
the results) (Bird & Germain, 1996; Brauer, 2006; Germain et al., 1998). Because unsafe
behaviors have been linked with poor safety attitudes and perceptions in the workplace,
some organizations have propagated the use of self-reported surveys where they can
47
measure the safety climate in the organization and predict the potential for unsafe acts or
Rice et al. (2010) suggested that designers should increase the reliability of the
alarms to increase the operators trust in the automated systems. The same principle
should be used to improve the reliability of the safety management system, expecting that
trust in the safety management system is also likely to increase when the reliability of the
system increases.
Safety and perceptions. The safety climate literature suggests that safety
perceptions are predictors of safety results in the workplace. The theories of individual
performance have been combined with organizational climate theories to investigate the
safety perceptions (Griffin & Neal, 2000). These researchers suggested that an
about their safety knowledge and the motivation that they have to execute their job
safely.
The relevant factors associated with the perceptions that employees have toward
motivation, safety compliance and safety participation (Griffin & Neal, 2000, p. 355).
These factors were directly associated with two of the major constructs of safety
performance, namely safety climate and safety knowledge. The safety climate at a group
level has the capacity to predict safe behaviors at the individual level (Kath et al., 2010).
48
Safety knowledge has been identified as a mediator between safety climate and safety
many factors. For example, employees recent accident experiences could be one of the
factors previously studied by safety climate researchers. Desai, Roberts and Ciavarelli
(2006) suggested that perceptions of safety climate are associated with minor and
perceptions could not be classified as causes of accidents, but that they play an enabling
role in the safety climate when the accident happened in the organization.
organization have been studied by different researchers (Findley et al., 2007; Glendon &
Litherland, 2001; Zohar, 2000), and these studies have found significant differences.
Findley et al. (2007) studied a group of 1,587 employees in the nuclear decommissioning
and demolition (D & D) industry. The participants were in 10 different locations in the
United States and included senior managers, mid-level managers, supervisors, foremen,
technical staff, support staff, administrative personnel, and craft labor. The researchers
used the Health and Safety Climate Survey Tool (CST) published by the Health and
Safety Executive (1997). Significant differences in mean safety climate scores were
found among job positions. The study noted that the order of job positions based on the
lowest to highest mean safety climate score was as follows: foreman, workforce/craft,
(Findley et al., 2007, p. 882). Employees from different levels in the organization may
49
have different perceptions of the safety climate. Lower levels of employees in the
safety in the climate safety literature as predictors of safety results in the organizations.
The attitudes that management and employees had toward implementing safety programs
were studied at Toowoomba Foundry (Adams et al., 1999). The study included 213
people at the location. The researchers used a qualitative methodology that included
interviews of the participants. The study concluded that even when the safety efforts in
the organization were very appropriate, the culture, lack of effective communication and
the perceptions that people in the organization had about the management commitment to
the existing programs were acting against all the safety performance efforts engaged in
by the organization.
The attitudinal and normative pathways have been identified as directly related to
human behavior. Attitudes have been defined as evaluations of the behaviors using the
beliefs that people have about the consequences that the behaviors will have. However,
subjective norms are opinions that people would have about what other people that are
important to them think about what they should do (Rice, Trafimow, Keller et al., 2010;
desired results (Adams et al., 1999). The study identified the importance of using the
management systems (Fernandez, Montes, & Vazquez, 2007; Toms et al., 2011). Safety
systems presents an opportunity to evaluate how solid and effective are the safety
programs that are implemented in the organizations. Safety management systems have
been identified as a vehicle that the organizations management has available as a way to
influencing the decision-making process and by developing procedures and policies that
2005). The safety performance study conducted by Zacharatos et al. (2005) was
measured in terms of elements of the safety management system and in accident rates.
Therefore, the researchers suggested a link between trust in the management system and
the safety climate. The researchers also suggested a link between trust in safety
focused on the organizational factors that can influence safety in the organization
(Hofmann & Morgeson, 1999). The authors listed a group of factors that have been
studied by different researchers. These factors include : safety climate, group processes,
the degree to which management values employees (Hofmann & Morgeson, 1999, p.
286). Zacharatos et al. (2005) studied 138 organizations to determine the relationship
that occupational safety had with high-performance work practices (where employees are
encouraged to identify with the organizations goals and make all the possible efforts to
achieve them). The study reported three important findings. First, the study reported that
(Zacharatos et al., 2005, p. 82). Second, the study found that a high-performance work
Third, the study also found that high-performance management practices are a substantial
predictor of safety performance in the workplace. Furthermore, the study concluded that
personnel and positive perceptions related to the safety climate. Kath et al. (2010)
suggest that research is needed to understand the mediating role that safety management
52
systems have in developing trust. These studies established the need to research the
Furthermore, trust in safety systems has been studied and the researchers
suggested a positive relationship between trust in the safety systems and employee
behaviors. Keller and Rice (2010) studied how an operators trust in an automated safety
system can be affected by the employees distrust in one of the elements of the system.
The authors found that operators trust in a particular component of a system would affect
the operators trust in the whole system. In the case of automation, the distrust in the
automated system predicts the operators disuse of the safety system (Keller & Rice,
2010; Parasuraman & Riley, 1997; Rice & Geels, 2010). A practical implication of this
study is that the distrust or trust that employees have in a particular element of a safety
management system could affect the attitudes and perceptions that the employees have
about the safety management system in its entirety. Various authors, including
Parasuraman and Wickens (2008), have defined the levels and stages of automation in
four major areas that summarize the whole process of collecting and processing
information. These areas include (a) information acquisition, (b) information analysis,
(c) decision making, and (d) action. These four stages are very similar to the Plan-Do-
Check-Act process, which is used for continual improvement in the majority of safety
Accident investigations, safety inspections and safety training are discussed below as
elements of a safety management system. These elements can be used in the information
Accident Investigations
that is presented and the explanations given when a decision is reached. The accident
trust.
extremely important for organizations that want to have an effective safety climate
(Metzgar, 2008). This information system needs to be fed by the accident investigation
process, which is highly affected by the reporting systems that are in place in the
not respond with punitive measures and blame the employees. Therefore, trust in the
create a positive reporting culture and participation in the investigative process to feed
the important information system (Burns et al., 2006). This study measured the trust that
employees have in the accident investigation system and the relationship between this
trust and the employees attitudes and perceptions toward the safety of the organization.
Safety Inspections
Safety inspections are proactive activities that focus on discovering hazards and
conditions that can cause an accident before the accidents or near-misses actually occur
(Bird & Germain, 1996; Brauer, 2006; Germain et al., 1998). It has been suggested that
it is imperative for organizations that want to have an effective safety culture to develop
an engineering reporting system that employees can trust (Reason, 1997). Safety
54
Safety Training
an effective safety culture (Reason, 1997). An active learning culture will imply that the
organization has the willingness and competence to make the right conclusions from the
safety information that is produced about the safety information system. Conchie et al.
(2006) mentioned that trust has been described as an enabler of open and frequent safety
Geels (2010) suggested that the information and feedback that are provided to employees
affects the trust that they develop in automated systems. This suggestion has the practical
training could affect the trust that employees have in the whole safety management
system.
importance, they are expressing how concerned they are about the employees well-being
(Kath et al., 2010). Open communication has been identified as a factor that can facilitate
the development of organizational trust (Jeffcott et al., 2006). This open communication
is related in this study to safety training when the organization shares safety data with its
decisions during the accident investigations process and are provided with opportunities
55
to collaborate on projects such as the safety inspection. Safety is learned in the workplace
by conversations and communications that establish the values and expectations of the
employer for its employees (Gherardi & Nicolini, 2000). Safety training should assist the
organization in explaining the safety rules, the constraints and culture that encompass the
safety culture.
Summary
This literature review has presented, discussed and contrasted published research
projects that have established the need to continue evaluating different approaches to
improve safety performance. Occupational accidents are a social problem that cause
people suffering in many ways, from their impact on the employees health and daily life,
to the effect on employees families and economic situation (Donham et al., 2007;
Freeman et al., 2001; Mearns et al., 2010). The main cause of accidents has been linked
with employees acts and behaviors (Bird & Germain, 1996; Wiatrowski, 2005; Zohar,
2010). Neal and Griffin (2006) and Zohar (2000) have suggested an association between
employees acts and behaviors and their attitudes and perceptions of safety. Safety
climate is defined in the safety literature as the perception that people in the organization
have about the organizations safety management systems (Zohar, 2010). The literature
has presented studies that relate safety climate and accidents in organizations (Clarke &
Ward, 2006; Griffin & Neal, 2000; Luria & Rafaeli, 2008).
In contrast, Conchie and Donald (2006), Burns et al. (2006), Conchie et al.
(2006), and Jeffcott et al. (2006) have established that the relationship between trust and
safety have not been studied enough. Additionally, this literature review identified a gap
56
in the literature that could explain the correlation between trust in management systems
and employees perceptions and attitudes toward safety (Jeffcott et al., 2006; Zacharatos
et al., 2005). Furthermore, the studies presented have demonstrated that if trust in the
perceptions and attitudes toward safety, the organizations can work on improving the
This study evaluated the correlation that trust in the organizations safety
management system has on employees safetys perceptions and attitudes. The three
elements included in this research are accident investigations, safety inspections and
safety training. If the results of this study suggest that trust in safety management
systems predicts positive employee perceptions and attitudes toward safety, the
gaining employees trust. Therefore, management does not need to depend on other
peoples behaviors (for example, supervisors behaviors) to influence the safety culture of
the organization. Consequently, the major objective of this study was to find the
correlation between trust in three components of the studied safety management systems
(safety inspections, training and accident investigations), and employees attitudes and
perceptions toward safety. If the hypotheses established in this study are proven using
the quantitative methodology proposed, the results of this study would suggest that
The intent of the present study is to evaluate how the employees attitudes toward
safety are affected when they feel vulnerability, uncertainty or risks about the
developed based on the gap found in the trust and safety climate literature, and the
opportunity that trust in management systems influences the employees perceptions and
attitudes toward safety. Therefore, the research questions and hypotheses suggest that
The following chapter presents the methodology that will be used to collect the
data and answer the research questions in this study. The next chapter will present
information about the instrument that will be used to collect the data. Also, all the
information addressing how the data will be managed is presented in the next chapter.
58
Introduction
trust in safety management systems is related to the employees attitudes and perceptions
toward safety (Burns et al., 2006; Conchie et al., 2006; Jeffcott et al., 2006; Zacharatos et
al., 2005). The present study closes this gap by evaluating the relationship between
elements and the elements individually: accident and incident investigations, safety
inspections and safety training (independent variables), and the impact of these programs
(dependent variables).
In this chapter I discuss the methodological process that I followed to collect the
data needed for the study. I have divided the chapter into five major sections. The first
section provides a general explanation of how the study was planned. The second section
focuses on the questionnaire that was used to conduct the study. The third section lists
the research questions and the null and alternative hypotheses for this study that I
developed with the intent of closing the gap found in the safety climate literature. In the
fourth section, I discuss the statistical tests that I applied to the collected data to accept or
reject the hypotheses proposed in the study. The fifth section, a summary, provides a
condensed discussion about the major topics related to the research method discussed in
this chapter.
59
Research Design
employees trust in the general and individual elements of safety management systems
(dependent variables). I collected the data using a questionnaire that was completed by
the participants. With this method the work environment did not need to be manipulated
and it did not require any disruption of the employees task or the organizations
processes. Further, to evaluate the relationships among the measured variables, I did not
require previous information about the participants perceptions of trust and attitudes and
perceptions toward safety (Field, 2009; Gravetter & Wallnau, 2007). These conditions of
The questionnaire tool allowed a larger group of employees to participate and was
version. This instrument gave employees the opportunity to answer the questions without
interrupting their tasks. This tool was also more economically feasible and involved less
interruption to production to the workplace, the workers time, and tasks in the
plants, participants selection criteria, and participants selection. This section also
60
includes information about the communication that I had with plant leadership before the
Employees from a group of power plants in the United States answered the
the United States. All the plants report to the same functional group in the organizational
structure. These plants were selected because of their high interest in occupational
safety, and all plants had implemented the elements of the safety management systems
that were measured. The high number of employees was also convenient to get the
sample size requested. I had access to the list of plants in the region. The list had the
operational status of the plants during the time that the data was collected. I selected
plants that were expected to be running normally during the estimated data collection
time. The number of plants included in the present study was decided based on the
sample size analysis that is presented in the next section and on the availability of
employees in the plants. Availability of employees was slightly affected by off-time and
voluntary participation.
participants must have been employed in the targeted plants for at least one year at the
time that they answered the questionnaire. The reason for this participation criterion was
to ensure that the participants had been exposed to the elements of the safety management
system that were evaluated in this study. Second, the participants must have completed
61
the company's required safety training and/or orientation. The reason for this second
participation criterion was to find participants that had been exposed to the organizations
safety training program. However, the participants were not required to have any
specialized safety training, but they were required to have previously participated in the
Participant Selection
For this study, I used a convenience sampling method to recruit the participants.
Every employee that met the criteria in the studied plants was considered as a potential
participant.
The sample included employees from the selected power plants that worked in the
I had a telephone conversation with the plant managers of the selected plants. I
also followed up the telephone conversation with an e-mail to the plant managers. The
telephone conversation and e-mail to the plant managers explained the purpose of the
study, the involvement needed from the participants, and the expected dates that I would
I visited the plants and participated in all the safety meetings that were taking
place during the course of my visit. During the safety meeting, I briefed the employees
62
on the purpose of the study and how they could participate. I emphasized that their
participation was voluntary and anonymous. I explained that I was doing this study as
part of the requirements of my dissertation. I stressed that I was not doing the survey as
participants with a written invitation letter, a consent form, and a copy of the
questionnaire. I also explained to employees that they should deposit their answered
questionnaires in a locked box in front of the plant safety office. Additionally, I told the
employees that if they desired to answer the questionnaires online, they could do so at the
provided Web site address. All questionnaires that were deposited in the locked box
No studies in the reviewed literature provided effect size estimates for the specific
combination of variables used in this study. However, to calculate the desired sample
size for the study, I used statistical results that were found in relevant studies and used
different sample size calculators as well as the methods described below. Since the study
had three different statistical tests, the minimum sample size for each statistical test was
calculated. The higher minimum sample size was selected. Below are the explanations
of how each minimum sample size was determined and the conclusion of the power
For the correlation statistical test, the criteria to calculate the sample size was the
necessary sample size tables for correlation (Cohen, 1988) and Cohens d reported on
63
related trust studies (Rice, Trafimow, Keller et al., 2010). Rice, Trafimow, and Keller et
al. (2010) studied attitudes related to trust in safety systems and used statistical analysis
previously published that reported a d = .43 (two-tailed test). Then, using d = .43 and (1-
= .80 in the Necessary Sample Size table (Cohen, 1988), the minimum sample size
Conchie and Donald (2006) reported small effect sizes in logistic regression
examining relationships with accidents and other safety outcomes reported moderate
effect sizes. For example, Hofmann and Morgeson (1999) found that accidents were
system, can be related to accidents. While not explicitly addressing trust, Hofmann and
Morgeson (1999) suggested that objective measures of accidents have small to moderate
relationships with organizational efforts around safety. Hofmann et al. (2003) found a
moderate relationship between safety climate, which has been shown to include a trust
I performed an a priori power analysis with a given desired statistical power (1-
(p), using G*Power version 3.1.3 (Faul, Erdfelder, Buchner, & Lang, 2009; Faul,
Erdfelder, Lang, & Buchner, 2007). The input parameters used in G*Power for the
simple regression and multiple regressions with twRWDLOVDUH = .05 and (1- = .80.
64
For the simple regression, a medium effect size of p = .30 was used (Burkholder,
2010; Faul et al., 2009; Faul et al., 2007). The minimum sample size obtained in the
calculation was 82 participants. For the multiple regression power analysis, three
predictors were selected with a partial R2 = 0.23 (Hofmann et al., 2003) to calculate the
effect size f2 = 1.0. The minimum sample size obtained in the calculation was 29
participants.
In conclusion, the minimum sample size for the correlation analysis was 46
participants, for the simple regression analysis the minimum sample size was 82, and for
the multiple regression analysis the minimum sample size was 29 participants. To satisfy
the minimum on each statistical analysis, the minimum number of participants in this
study was 82. Furthermore, since Lipsey and Wilson (1993, p. 1186) recommended 126
as a minimum sample size with an effect size of .32 for studies that evaluate the effects
minimum of 126 participants in this study. The final determination of 126 participants is
A survey was used to measure the employees trust in the safety management
system, and more specifically, how the organization handled accident investigations,
safety inspections, and safety training. As already mentioned, the relationship between
65
trust and occupational safety has been studied before with similar methodologies and
attitudes and perceptions toward safety scales that have been used in previously published
studies. The following subsection explains in detail the scales that were used to measure
the variables, how the original scales were used, and the adaptation that was made to
Questionnaire
The questionnaire that was used to measure the independent and dependent
variables was divided into four parts. Part 1 of the questionnaire asked about
in the safety management system in the target plants. Part 3 measured employees
attitudes toward safety. Finally, Part 4 measured the employees perceptions toward
management system, I adapted items from questionnaires used by Burns et al. (2006) and
Conchie and Donald (2006). Examples of the trust items in the questionnaire were: I
questionnaire used by Hofmann et al. (2003). Examples of the items in the questionnaire
that measure attitudes and perceptions toward safety items included the following: I
66
job, I believe that expressing my opinions on safety matters even if others disagree is
part of my job, Volunteering for safety committees is part of my job, and Helping
Demographics and screening items. Four items were asked in Part 1 of the
survey. Questions 1 and 2 were qualifying questions to participate in the study. The
minimum longevity needed to participate in the survey was one year of employment. It
was also mandatory that the employee had participated in safety training and/or
orientation in the plant. The first two questions asked about the time that participants had
been employed by the plant and the employees participation in safety training and/or
orientations. Participants answers were excluded from the sample if they answered that
they had been working in the organization for less than a year and/or had not participated
in any safety training and/or orientations. In Part 1, there were two final questions related
to demographics. The questions asked the participants to identify their gender and the
type of work they did (department for which they worked). The answers to the last two
questions were not qualifying questions but were included to describe the sample
obtained.
and 4 were scored based on the response option that the participants selected. Responses
The items used to evaluate each variable were labeled on a questionnaire to which
only I had access. Each variable and labels are explained in the following sections.
However, the following explanation for the calculation of the variable values applies to
An average of the response values per variable was calculated to establish each
variable value. In other words, the value of each variable is the average of the response
values used to measure the variable. The value of each variable was interpreted using the
following: averages that were less than 3.5 were interpreted as a disagreement with the
variable and averages that were 3.5 and higher were interpreted as an agreement with the
accident/incident investigations. If the calculated average of this variable was less than
3.5, the participant did not trust the accident/incident investigations in the plant.
However, if the calculated average was 3.5 or higher, the participant trusted the
accident/incident investigations in the plant. The same criteria was used to interpret the
value of the other two independent variables labeled as trust in safety inspections and
applied to Parts 3 and 4 of the questionnaire. For example, if the calculated average on
Part 3 was less than 3.5, the participant had negative attitudes toward safety. In contrast,
if the calculated average was 3.5 or higher, the participant had positive attitudes toward
safety. The same calculation and interpretations apply to Part 4, but in relation to
68
Trust in safety management systems measures. A total of nine items were used
to measure trust in safety management systems elements, which are presented in three
in safety inspections, and trust in safety training. These subsections are a partial list of the
elements in the safety management systems presented in the safety climate literature
(Bird & Germain, 1996; Brauer, 2006; Burns et al., 2006; Kath et al., 2010; Metzgar,
questionnaire. The scales that were used in the present study were an adaptation of
safety-specific trust scales cited by other researchers (Burns et al., 2006; Conchie &
Burns, 2008; Conchie & Donald, 2009; Conchie & Donald, 2006; Kath et al., 2010;
Luria, 2010). These researchers used general trust measures or scales supported by the
argument that trust can be directly measured with questions like I trust the people I work
with to carry out their jobs safely. or Generally, I trust my supervisor. (Conchie &
Donald, 2009). Additionally, trust has been measured by researchers using an established
trust scale adapted to safety by adding the term safety to the measured item (Burns et
al., 2006; Conchie & Burns, 2008; Conchie & Donald, 2009; Conchie & Donald, 2006;
Kath et al., 2010; Luria, 2010). The previous studies evaluated the trustworthiness of
organization. For example, the studies evaluated employee trust in their supervisors and
69
co-workers. However, the previous studies did not address trust in safety management
systems. Therefore, the scales used to measure interpersonal trust have been adapted to
measure trust in safety management systems, using the same argument that the previously
cited researchers have used: that trust can be directly assessed by asking participants
whether they trust the management system and the results obtained from the safety
management systems.
The previous trust researchers reported the reliability of the original questions that
were modified for this study. Luria (2010) used a similar questionnaire and reported
alpha-reliability coefficient of .87 in the original trust scale. The original scale was
modified by Luria (2010) to accommodate the research questions. Previously this scale
was used to measure organizational trust in military and civilian studies published by
Yagil (1990), McAllister (1995), and Mayer (1999). A similar organizational trust scale
was used by Zohar and Luria (2004) with a reported alpha-reliability coefficient of .84
(Luria, 2010). As demonstrated in the cited studies, the modification of the scales
produced a minimal and depreciable change in reliability. The modification to the trust
scales in the present study was performed in order to change the trust questions from
Trust in the plant safety management system measure. In addition to the three
trust measures, an additional measure of trust in the plant safety management system, as a
whole, was computed. This was done by averaging the participants answers to questions
one through nine in part two (all items on the three subscales). The same calculation
formula explained in this section was used to calculate trust in the plants safety
70
management system but also using all the values from questions one through nine. The
same approach explained before, used to interpret the results for trust in accident
investigations, was used and applied to the results of the management system as a whole.
Employee attitudes toward safety measures. Part three has nine items to
measure the employees attitudes toward safety. All items in part three were used in the
study published by Hofmann et al.(2003). These items were reported with internal
consistency reliability in ranges of .94 and .98 (Hofmann et al., 2003), and .85 to .96
(Hofmann & Morgeson, 1999). The questions that were used in the present study were
selected from a group of questions used by Hofmann et al. (2003) without making any
modifications to the original questions. The present study used a modified label titled
employees attitudes toward safety, while the previous study labeled the questions as
safety and role definitions: voice (Hofmann et al., 2003). As explained in Chapter 4,
the modification on labeling did not affect the reliability of the items because the attitudes
items were not modified. They were simply identified as attitudes toward certain safety
citizenship characteristics that were evaluated in the previous study (Hofmann et al.,
2003).
Employee perceptions toward safety measures. Part four has seven items to
measure the employees perceptions toward safety. All of these items were used in the
study published by Hofmann et al.(2003). These questions were reported with internal
consistency reliability in ranges of .94 and .98 (Hofmann et al., 2003), and .85 to .96
(Hofmann & Morgeson, 1999). The items were selected from a group of questions used
by Hofmann et al. (2003) without making any modifications to the original questions.
71
The present study used a modified label entitled employees perceptions toward safety,
while the previous study labeled the questions as safety and role definitions: helping
(Hofmann et al., 2003). As explained in Chapter 4, the modification of labels did not
affect the reliability of the items because the perceptions items were not modified. They
were simply identified as perceptions toward certain safety citizenship characteristics that
The following hypotheses and research questions were developed based on the
gap found in the trust and safety climate literature, and the opportunity that trust in
toward safety.
inspections and safety training measures) have a significant positive relationship with the
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), does not have a
significant positive relationship with the employees attitudes and perceptions toward
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), has a positive
significant relationship with the employees attitudes toward safety, measured following
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), has a positive
combine to positively predict the employees attitudes and perceptions toward safety?
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), is not a significant
positive predictor of the employees attitudes and perceptions toward safety, measured
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), is a positive significant
predictor of the employees attitudes toward safety, measured following the approach in
inspections and safety training measures), measured with modifications following the
approach in Burns et al. (2006), and Conchie and Donald (2006), is a positive significant
predictor of the employees perceptions toward safety, measured following the approach
measured with modifications following the approach in Burns et al. (2006), and Conchie
and Donald (2006), is not a significantly better predictor of the employees attitudes and
perceptions toward safety, measured following the approach in Hofmann et al. (2003).
measured with modifications following the approach in Burns et al. (2006), and Conchie
and Donald (2006), is a significantly better predictor of the employees attitudes toward
measured with modifications following the approach in Burns et al. (2006), and Conchie
Statistical Analysis
The Statistical Package for the Social Science (SPSS), version 19.0 was used to
manage all the statistical analyses. Initially, univariate analyses were performed on the
collected data to know the description of the studied population. The univariate analyses
regression and multiple regressions to describe the relationship between the independent
Correlation analysis
Regression analyses
Simple and multiple regression analyses were performed to determine if there was
any significant prediction of the dependent variable from the predictor or independent
variables. The following paragraphs will explain how the statistical tests were used to
H a 3, and H b 3 were either rejected or accepted based on the results obtained from the
before any data was collected. The approval number for this study is 07-24-12-0041020.
Before the participants started answering the survey, I explained their rights and how
printed and electronic versions of the survey had a consent form that explained how their
exhibits copies of the consent forms. Even when the participants provided some
confidentiality. For example, the electronic version did not record the participants IP
address, and the printed questionnaires were collected anonymously in a locked box
opened only by me. Access to the individual electronic files has been and remains
password-protected. I will be the only person with access to and knowledge of the
password.
Summary
The intent of this study was to examine the relationships between the employees
trust in the safety management systems and their attitudes and perceptions toward safety.
safety training as elements of the safety management system. The hypotheses compare
the employees trust in safety management systems (independent variables) and the
environment of a power plant. The correlation, simple regression and multiple regression
analyses examined how the employees attitudes and perceptions toward safety change
when employees have or do not have trust in the organizations safety management
system.
The next chapter presents the results obtained in this study and the acceptance of
perceptions and attitudes toward safety and consequently the safety performance of their
77
system.
78
Chapter 4: Results
Introduction
attitudes and perceptions toward safety. Since employee attitudes and perceptions have
been associated with safety performance, the results of this study could motivate
employers to positively influence the attitudes and perceptions that employees have
toward safety (Desai et al., 2006; Milos, 2011; Neal & Griffin, 2006; Sauter & Hurrell,
1999; Toms et al., 2011; Zohar, 2000). If trust in safety management systems is
positively related to employee attitudes and perceptions, employers can then allocate
resources to develop organizational trust, which can have a positive effect on their
inspections and safety training measures) have a significant positive relationship with the
combine to positively predict the employees attitudes and perceptions toward safety?
79
In this chapter, I discuss the collection of data, present the results, and provide a
Data Collection
I collected this data during a one-week period. I obtained the data from
employees working in three power plants located in the northeastern United States. All
employees that were present when I visited the plant were invited to participate in this
study. I briefed the employees by department groups during their daily safety meetings.
During the briefing, I explained the purpose of the study and how the employees could
participate. I also explained that their participation would be anonymous and voluntary.
After I answered all relevant questions about their participation, I distributed the
invitation letter, consent form, and questionnaire to the present employees. The
employees were authorized by the plant management to use any additional time during
their working day to answer and return the questionnaires. The completed questionnaires
were deposited in the locked box during the same day that I visited the plant.
I invited a total of 202 employees to participate. One hundred and ninety six
Additionally, I withdrew 14 questionnaires from the sample because the participants were
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employed for less than one year, had not participated in safety training, or were in
supervisory positions. In total, I analyzed 170 questionnaires during this study. The
response rate in this study was 84%. This response rate is acceptable when it is
compared to similar studies that received response rates between 50% and 93% (Burns et
al., 2006; Conchie & Donald, 2006; Hofmann et al., 2003). The total of 170 participants
was higher than the calculated minimum sample size of 126 presented in Chapter 3.
Sample Characteristics
majority of participants (91.2%) were male, whereas only 8.8% were female. All had
been employed with their current employer for a minimum of one year and had
organizational tenure of more than 10 years. The rest of the participants (39.4%) had
been employed by the target organization for less than 10 years. The participants
were supervisors. The sample size was representative of the employees that worked in
the targeted plants. The sample represented approximately 47% of the workforce of these
Table 1
Characteristic N %
Note. (N = 170)
Reliability Analysis
Table 2 presents the results of the internal consistency reliability analysis using
Cronbachs Alpha. This analysis evaluated the consistency of the items in each of the
subscales used to measure the independent and dependent variables. Acceptable values
of the Cronbach Alpha coefficients should be above .70 (Cohen, 1988; Pallant, 2007).
All the computed Cronbachs Alpha coefficients were over .70. In fact, all of the
coefficients were between .87 and .96. These results showed that the subscales used to
The adapted scales I used in this study had a comparable range of Cronbachs
Alpha coefficients as the original scales used in related studies. Luria (2010) used a
scale. A similar organizational trust scale was used by Zohar and Luria (2004) with a
82
reported Alpha-reliability coefficient of .84 (Luria, 2010). The modification of the scales
Table 2
Number of 5HOLDELOLW\
Items
Trust in 3 .91
Accident/Incident
Investigations
Perceptions 7 .91
Toward Safety
Note. (N = 170)
Evaluating Assumptions
a correlation coefficient and other specific assumptions that the literature recommends for
the correlational analysis (Cohen, 1988; Pallant, 2007). The basic factors of the
correlation and regression analyses that were reviewed included verifying that the
83
scatterplots of the data points did not represent a curvilinear relationship and that there
were no outliers.
Other specific assumptions that I took into consideration included assuming that
the data were continuous, that each analysis was performed with related pairs of
variables, and that the items measured in the survey were independent. Appendices B
and C present graphs of normal distribution and scatterplots of the participants answers
to the survey questions. The review of the figures presented in Appendices B and C
suggested by Pallant (2007), were correct and in compliance with the right assumptions.
values between more than one of the independent variables that were considered too high.
I tested correlations with values higher than .7 for multicollinearity effects. I also tested
them to determine if the multicollinearity assumptions of the regression analysis had been
violated. Table 3 presents the multicollinearity analysis results when the predictors were
results when the independent variables were correlated to the perceptions toward safety.
Pallant (2007) suggested that tolerance values of less than .10 indicate that the multiple
correlations with other variables are high. Therefore, tolerance values of less than .10
values of Variance Inflation Factor (VIF) above 10 indicate multicollinearity. All of the
predictors presented in Tables 3 and 4 had tolerance values higher than .10 and VIF
84
values lower than 10. These results demonstrate that the assumptions regarding
Table 3
Table 4
Safety
dependent variables. I applied the formulas proposed in Chapter 3, used to compute the
participants responses, in order to calculate the value of each variable. For the purpose
of classifying the participants responses to the scale, I classified the variables that had
values equal to more than 3.5 as positive responses to the variable. This means, for
example, that a value of 3.53 for the independent variable of trust in accident/incident
investigation meant that the participant trusted the accident and incident investigations in
the organization. If the value of this independent variable was less than 3.5, the
86
interpretation was negative, meaning that the participant did not trust the accident and
Independent Variables
As shown in Table 5, 57% of the participants trusted the accident and incident
investigations in the target organization, resulting in a mean value of 3.53 (SD = .87).
The table also shows that 61% of the participants trusted the safety inspections, resulting
a mean value of 3.55 (SD = .83). Also, 67% of the participants reported having trust in
safety training, resulting in a mean value of 3.70 (SD = .76). Finally, 61% of participants
Dependent Variables
The dependent variables (the attitudes and perceptions toward safety) had a higher
mean value and a higher percentage of positive answers compared to the independent
variables. This suggests that employees were reporting positive attitudes and perceptions
toward safety. In particular, 87% of the participants reported positive attitudes toward
safety, resulting in a mean value of 4.20 (SD = .76). More than two-thirds (68%) of
participants also reported positive perceptions toward safety, with the second highest
Previous trust studies used similar scales to measure trust. I used the final
average per variable to classify the responses; the results indicated that participants either
management systems. Burns et al. (2006) used a similar scale and calculated the trust
87
values with the same formula that I used in this study. The mean trust value that Burns et
al. (2006) reported was 4.42 (SD = .26). The trust values reported for the present study
Table 5
% of Positive M SD Skewness
Responses to
Variables
Trust in 57 3.53 .87 -.58
Accident/Incident
Investigations
Note. (N = 170)
Coefficient between trust in the organizations safety management system and the
88
employees attitudes and perceptions toward safety. I have summarized the results of this
computation in Table 6.
management systems and attitudes toward safety (r = .57, *p < .001). The Pearson
Correlation results in Table 6 also show a positive relationship between trust in the
organizations safety management system and the employees perceptions toward safety
Based on the correlation analysis results presented above, I was able to reject the
suggested that a value of r = .10 to .29 represents a small correlation, that r = .30 to .49
represents a medium correlation, and that r = .50 to 1.0 represents a large correlation.
Therefore, the correlation of r = .57, *p < .001 and r = .57, *p < .001 represent a large
correlation between the variables studied under the research question one.
The literature review I conducted in this study did not lead me to research
perceptions and attitudes toward safety (Jeffcott et al., 2006; Zacharatos et al., 2005).
However, in similar studies where the correlation between trust in the organizational
leadership and safety culture attitudes was studied, other researchers suggested
comparable range of values. For example, Burns et al. (2006) reported range values
ranging from r = .44, *p = .001 to r = .67, *p < .01. Attitude and perception studies have
also reported comparable ranges on the correlation values. For example, they have
reported a range from r = .24, *p <.01 to r = .75, *p < .01 (Conchie et al., 2011).
89
Hofmann et al. (2003) also reported comparable range of correlation values, which
spanned from r = .29, *p < .01 to r = .55, *p < .01. The results of the correlation analysis
performed in this study, as compared with other previously published results, are very
Table 6
Management System
perceptions toward safety in the workplace. Tables 7 and Table 8 present the results
related to the regression analyses predicting attitudes and perceptions toward safety.
Table 7 presents the results obtained from the regression analysis of the model
predicting attitudes toward safety. All results obtained from the tested models were
significant. For the first model, the regression analysis demonstrated that trust in
accident and incident investigations, as measured by the modified scale used in this
study, was a significant predictor of employees attitudes toward safety F(1, 168) = 68.6,
*p < .001, r = .538. For the second model, the regression analysis demonstrated that trust
employees attitudes toward safety F(1, 168) = 43.7, *p <. 001, r = .454. For the third
model, the regression analysis demonstrated that trust in safety training, as measured by
the used scale, was a significant predictor of employees attitudes toward safety F(1, 168)
= 80.9, *p < .001, r = .570. For the fourth model, the regression analysis demonstrated
that trust in safety management systems, as measured by the same scale used in the first
indicated by the following equation: F(1, 168) = 80.4, *p < .001, r = .569. Based on the
91
presented data and data analysis, I was able to reject the null hypothesis H 0 2. However, I
Table 7
Table 8 presents the results I obtained regarding the regression analysis for the
model predicting perceptions toward safety. All of the results that I obtained from the
tested models were significant. For the first model, the regression analysis demonstrated
that trust in accident and incident investigations, as measured by the used scale, was a
significant predictor of employees perceptions toward safety F(1 ,168) = 66.0, *p < .001,
r = .531. For the second model, the regression analysis demonstrated that trust in safety
perceptions toward safety F(1, 168) = 39.9, *p < .001, r = .438. For the third model, the
regression analysis demonstrated that trust in safety training, as measured by the used
92
scale, was a significant predictor of employees perceptions toward safety F(1, 168) =
88.7, *p <.001, r = .588. For the fourth model, the regression analysis also demonstrated
that trust in safety management systems, as measured by the used scale, was a significant
predictor of employees perceptions toward safety F(1, 168) = 79.3, *p < .001, r = .566.
The results obtained in the regression analysis that was performed during the present
study compare with similar studies previously conducted (Luria, 2010). Based on the
presented data and data analysis, I rejected the null hypothesis H 0 2. However, I accepted
Table 8.
I proposed the following research question and hypotheses earlier in this study. I
safety using the data collected to evaluate research question number 3. Table 9 and Table
10 present the multiple regression analysis results that I computed using the collected
data.
Table 9 presents the results obtained from the multiple regression analysis that
safety inspections, and trust in safety training) as predictors of attitudes toward safety.
The overall tested model was found significant F(3, 166) = 30.1, *p < .001, r = .593.
Additionally, Table 10 presents the results obtained from the multiple regression analysis
safety inspections, and trust in safety training) as predictors of perceptions toward safety.
The overall tested model was found significant F(3, 166) = 31.9, *p < .001, r = .604.
accident/incident investigations, trust in safety inspections and trust in safety training) has
considered all three variables simultaneously in the multiple regression model, only two
SUHGLFWRUVZHUHVWDWLVWLFDOO\VLJQLILFDQW7UXVWLQ$FFLGHQW,QFLGHQW,QYHVWLJDWLRQV =
accident/incident investigations, trust in safety inspections and trust in safety training) has
simultaneously considered all three variables in the multiple regression model, and all of
the predictors were statistically significant, as reflected in the following results: Trust in
I compared the values of Beta to identify the variables that were better predictors
In contrast, I compared the values of Beta to identify the variables that were better
*p < .001) as the number one predictor of perceptions toward safety. I also identified
safety have used comparable methodology. The results presented in the present study
compare favorably with those obtained on the same kind of research (Burns et al., 2006;
Conchie & Donald, 2009; Hofmann et al., 2003; Luria, 2010). Based on the information
95
presented and the data analysis, I was able to reject the null hypothesis H 0 3. I was also
Table 9
Note. (N = 170)
Table 10
Note. (N = 170)
96
Summary
The results of this study have suggested that employees trust in their
organizations safety management system has a significant positive relationship with the
employees attitudes and perceptions toward safety. The results of the Pearsons
management systems and attitudes toward safety. The results of this study also suggested
system and the employees perceptions toward safety. I evaluated the consistency of the
items in each of the subscales used to measure the independent and dependent variables.
These results confirm that the subscales used to evaluate the variables are reliable
instruments.
to positively predict the employees attitudes and perceptions toward safety. The
the scale discussed above, was a significant predictor of employees attitudes toward
safety. Additionally, the regression analysis suggested that trust in safety management
systems, also as measured by the used scale, was a significant predictor of employees
The results obtained during this study suggest that trust in accident/incident
investigations and trust in safety training are better predictors of employees attitudes
toward safety than trust in safety inspections. As discussed, the study results suggest that
The study results suggest that Trust in Safety Inspections was not significant. Also, the
study results suggest that the overall tested model was significant.
The results I obtained from the multiple regression analysis suggested that Trust
Training were predictors of employees perceptions toward safety in the workplace. The
study results suggested Trust in Safety Training as the number one predictor of
perceptions toward safety. The study results also suggested trust in accident/incident
investigations as the second predictor. Finally, the study results suggest Trust in Safety
The next chapter includes a summary of the presented results and will also discuss
the conclusions that can be gathered from this study. I will present the results and
Introduction
trust in safety management systems and employees attitudes and perceptions toward
safety in the workplace. While reviewing the relevant literature, I identified a gap in the
research regarding the relationship between the independent and dependent variables in
this study, which I discussed in Chapter 2. This study was meant to help close the
variable, trust in safety management systems, and the dependent variables, attitudes and
perceptions toward safety. I collected the data by asking a group of power plant
Trust in accident investigations, trust in safety inspections, and trust in safety training
were the specific elements of the safety management systems that I measured. The study
measured the independent and dependent variables with a modified scale following the
approaches in Burns et al. (2006), Conchie and Donald (2006), and Hofmann et al.
(2003). In Chapter 3 I provided information about how the variables were measured, the
instrument used to measure them, and how I collected and analyzed the data.
approach was for employers to improve employee attitudes and perceptions toward safety
In short, I used the analysis of the data to answer the research questions that I
suggested that employees trust in the organizations safety management system had a
significant positive relationship with the employees attitudes and perceptions toward
safety. These results mean that as employees trust in the safety management system
increases, the employees attitudes and perceptions toward safety also increase. For
Research Question 2, the results suggested that employees trust in the organizations
perceptions toward safety. These results suggest that employers can improve their
that increase the employees trust in safety management systems. Additionally, the
results of this study suggested that trust in accident/incident investigations and trust in
safety training were better predictors of employees attitudes toward safety than trust in
safety inspections, which was found to be not significant. However, the study results
suggested that trust in all of the safety management system elements in an organization
Research Question 3, these results mean that the order of importance of the elements of
toward safety is as follows: first, trust in safety training, second, trust in accident/incident
In this final chapter, I interpret the findings of the study, discuss its limitations,
make recommendations, and offer my conclusions and the studys implications for
Based on the evidence obtained in this study, all of the alternative hypotheses
were accepted. First, the employees trust in their organizations safety management
system had a significant positive relationship with the employees attitudes and
perceptions toward safety. Second, the employees trust in the organizations safety
management system positively predicted the employees attitudes and perceptions toward
safety. Third, from the three safety management system elements that I studied, I found
that trust in accident/incident investigation was the best predictor of employees attitudes
and perceptions toward safety. The results of this study also suggested that trust in safety
training was the second best predictor of the employees attitudes and perceptions toward
safety. These results confirmed the findings of similar studies that are briefly discussed
below.
The safety climate and safety culture literature presented trust as an understudied
topic that could provide important information to employers that are interested in
improving safety performance. Conchie et al. (2006) and Jeffcott et al. (2006) compared
safety research with a puzzle that misses one its pieces; they identified trust as the
missing piece of this puzzle. These authors explicitly established in their research and
articles that the relationship between trust and safety performance is not yet fully
In particular, this gap refers to the relationship between trust in the safety
Employees attitudes and perceptions toward safety have been related to accidents in the
workplace (Neal & Griffin, 2006; Sauter & Hurrell, 1999; Wiatrowski, 2005; Zohar,
2010). Therefore, this study suggested that trust in safety management systems could
predict employees attitudes and perceptions toward safety. Additionally, the results of
this study, in conjunction with the previous studies, suggested that trust in an
performance.
The results obtained in this study are comparable with other research that has
particular, those studies suggested that the compliance and reliance on the alarm in an
automated system would determine the degree of trust that the operator had in the alarm
system. As expected, when the compliance and reliance levels increased, the level of
trust also increased (Parasuraman & Riley, 1997; Parasuraman & Wickens, 2008; Rice,
2009). Rice et al. (2011) discussed how the theories of confluence and cognitive
dissonance both establish that behavior influences attitudes and that attitudes influence
behavior as well. Researchers have suggested that employees behaviors, which are
predictors of safety performance in the workplace, were related to those employees trust
in safety systems.
Finally, the results presented in this study also correspond to the results found in
research that examined the relationship between interpersonal trust and safety
102
performance. Studies that examined the relationship between interpersonal trust and
performance (Burns et al., 2006; Conchie et al., 2006; Conchie & Donald, 2006; Jeffcott
et al., 2006; Kath et al., 2010; Luria, 2010). While interpersonal trust is achievable and
depend on the relationships that people in a group establish with one another. It is very
difficult, although not impossible, for the leadership of an organization to manage these
system does not depend on the relationships between people; rather, it depends on what
the employees expect from their employers safety management system. The
organization leadership can manage the employees expectations about the safety
organizations leadership.
This study achieved the purpose for which it was designed. However, the
research design and, consequently, the results had some limitations. The major limitation
was that the research focused on employees from just one company. The results were
representative of what the participants from the target company believed. The
participants safety culture and experiences in the target company shaped these
employees answers. Therefore, a study with open participation from more than one
sectional study that only presents the participants opinion during the limited period of
time that the study was performed. In this case, the period of time was one week.
Another study could repeatedly survey employees at multiple points in time. This
adapted methodology may help to generalize the conclusions of this study to a larger
population.
Additionally, the scale I used was limited to measuring the studied variables.
However, this study did not investigate why participants held certain viewpoints. The
study did not evaluate the relationship between interpersonal trust (for example, trust
between employees and supervisors) and organizational trust (for example, trust in safety
management systems). Furthermore, this study did not measure employees knowledge
study measured only a limited number of elements (3) of the safety management system.
The participants responses were then limited to only the elements that I measured in this
study.
Recommendations
First, the primary purpose of this study was to examine the relationship between
employees trust in safety management systems and attitudes and perceptions toward
safety. The results of the study suggest a positive and strong relationship between the
(attitudes and perceptions toward safety). Based on this relationship, employers should
look systematically and formally for opportunities to gain their employees trust in their
management system by offering formal training to employees. This training can address
the elements of the organizations safety management system and would be even more
the elements that comprise the system. Employers should conduct internal audits of their
safety management system to verify that employees trust the existing safety management
systems.
systems like the ones that are based on OSHA Voluntary Protection Program (VPP) and
International Standard Organization (ISO) 18001. These studies could provide some
comparison between the levels of trust in these different programs. The suggested studies
could also provide information about specific factors associated with the named safety
management systems and their relationship to trust. I also recommend that other studies
investigate whether the management system is itself a predictor of trust or whether the
Fourth, other researchers could study the factors that could influence the
employees trust in safety management systems. Some of these factors might include
These results represent a potential impact for positive social change at the
trust, employees will have better attitudes and perceptions toward safety. As noted in
Chapter 2, attitudes and perceptions toward safety are predictors of safety performance in
organizations. Therefore, more trust in safety management systems could prevent more
accidents in the workplace. Employees from organizations that have implemented trusted
safety management systems should presumably have fewer accidents. Those employees
will likely have less personal suffering related to occupation-related accidents. Finally,
the societies and communities to which these employees belong will have healthier
Conclusions
Employers are responsible for their employees safety. This responsibility is not
only to the employees, but also to employees families, communities, and the
organizations for which they work. Besides the engineering controls that are needed to
maintain a safe workplace, employers should look for opportunities to manage their
employees behaviors. Furthermore, employers are constantly looking for practical ways
to improve the safety climate of their organization. This study provides an innovative
and practical way to improve employees attitudes and perceptions toward safety.
Research literature has strongly suggested that attitudes and perceptions toward safety are
some of the best predictors of accidents in the workplace. In conclusion, this study
presents evidence clearly showing that employers can improve their safety performance
management system.
106
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Note: This consent form was given to participants that answered the survey in a paper
copy
CONSENT FORM
You are invited to take part in a research study of evaluating employees trust in safety
management systems, and attitudes and perceptions toward safety. The researcher is
inviting employees that have been working for at least one year in your company to be in
the study. This form is part of a process called informed consent to allow you to
understand this study before deciding whether to take part.
Background Information:
The purpose of this study is to find the relationship between employees trust in safety
management systems, and attitudes and perceptions toward safety.
Procedures:
If you agree to be in this study, you will be asked to:
x Answer a questionnaire with 30 questions.
x The estimated time to answer this questionnaire is 30 minutes.
x You will be asked to participate on this survey only one time.
Here are some sample questions that you will answer by indicating if you strongly agree,
disagree, neutral, agree, or strongly agree:
x I trust the accident/incident investigations in my plant.
x I trust the safety training that is provided in my plant.
x I believe that protecting fellow crew members from safety hazards is part of my
job.
The study results will benefit the community to understand the relationship between trust
in safety management systems, and attitudes and perceptions toward safety.
121
Payment:
You will not receive any thank you gifts, payments, or reimbursements for participating
on this survey.
Privacy:
Any information you provide will be kept anonymous. The researcher will not use your
personal information for any purposes outside of this research project. Also, the
researcher will not include your name or anything else that could identify you in the study
reports. Data will be kept secure by a password. Data will be kept for a period of at
least 5 years, as required by the university.
Statement of Consent:
I have read the above information and I feel I understand the study well enough to make
a decision about my involvement. By returning a completed survey, I understand that I
am agreeing to the terms described above.
122
Note: This consent form was given to participants that answered the survey on-
line.
CONSENT FORM
You are invited to take part in a research study of evaluating employees trust in safety
management systems, and attitudes and perceptions toward safety. The researcher is
inviting employees that have been working for at least one year in your company to be in
the study. This form is part of a process called informed consent to allow you to
understand this study before deciding whether to take part.
Background Information:
The purpose of this study is to find the relationship between employees trust in safety
management systems, and attitudes and perceptions toward safety.
Procedures:
If you agree to be in this study, you will be asked to:
x Answer a questionnaire with 30 questions.
x The estimated time to answer this questionnaire is 30 minutes.
x You will be asked to participate on this survey only one time.
Here are some sample questions that you will answer by indicating if you strongly agree,
disagree, neutral, agree, or strongly agree:
x I trust the accident/incident investigations in my plant.
x I trust the safety training that is provided in my plant.
x I believe that protecting fellow crew members from safety hazards is part of my
job.
The study results will benefit the community to understand the relationship between trust
in safety management systems, and attitudes and perceptions toward safety.
123
Payment:
You will not receive any thank you gifts, payments, or reimbursements for participating
on this survey.
Privacy:
Any information you provide will be kept anonymous. The researcher will not use your
personal information for any purposes outside of this research project. Also, the
researcher will not include your name or anything else that could identify you in the study
reports. Data will be kept secure by a password. Data will be kept for a period of at
least 5 years, as required by the university.
Please print and keep this consent form for your records.
Statement of Consent:
I have read the above information and I feel I understand the study well enough to make
a decision about my involvement. By clicking the phrase I accept, I understand that I
am agreeing to the terms described above.
124
Frequency
Frequency
Frequency
Frequency
Frequency
Frequency
Frequency
Frequency
Trust in Accident/Incidents Investigations Appendix C: Scatterplots of Predictors and Predicted Variables Results
Figure C2. Employees Attitudes Toward Safety and Trust in Safety Inspections
132
Figure C3. Employees Attitudes Toward Safety and Trust in Safety Training
133
Figure C4. Employees Attitudes Toward Safety and Trust in Safety Management
Systems
134
Figure C6. Employees Perceptions Toward Safety and Trust in Safety Inspections
136
Figure C7. Employees Perceptions Toward Safety and Trust in Safety Training
137
Figure C8. Employees Perceptions Toward Safety and Trust in Safety Management
System
138
Curriculum Vitae
DOMINGO VELAZQUEZ
PROFESSIONAL PROFILE
EDUCATION
MS in Environmental Science
Concentration in Occupational Safety and Health
University of Puerto Rico
BS in Natural Science
University of Puerto Rico
WORK EXPERIENCE
CERTIFICATIONS
Certified Safety Professional (CSP)
Certified Industrial Hygienist (CIH)