CHAPTER 4: PASSIVE FILTER DESIGN 4-2

Attenuation

Chapter 4 0 dB
Insertion Loss
ripple
3 dB

PASSIVE FILTER DESIGN Attenuation

BW
f

4.1 Introduction f1 fo f2

Fig. 4.1 Typical frequency response of a lter

This chapter introduces the basic principles on filter design. After basic definition and
terminologies for resonant circuits are reviewed, the procedure to design a low-pass prototype filter
using passive elements to meet desired specifications is discussed. Given a low-pass prototype, all 4.2.2 Quality Factor
other lter congurations, including high-pass, band-pass and band-stop can be readily implemented.
The selectivity of a filter is measured by its quality factor Q and depends not only on the
source and the load resistance but also on the individual quality factors of the inductor and the
4.2 Resonant Circuits [1] capacitor.

Consider a general resonant circuit shown in Fig. 4.2 with the inductor and the capacitor being
4.2.1 Basic Denitions
lossless, the quality factor Q is given by
Figure 4.1 shows a typical frequency response of a resonant circuit. Basic terminologies for
the lter are given as follows. R PT (4.2)
Q = -------
-
XP
The bandwidth BW is the difference between the upper and the lower frequencies (f2 - f1) at
which the amplitude is -3 dB below the amplitude at the resonant frequency fo.
where RPT is the equivalent parallel resistance,
The quality factor Q is a measure of the selectivity of the lter and is dened as

fo fo (4.1) RI
Q = ---------
- = -------------
-
BW f 2 f 1
L C RL
The insertion loss measures the loss in the amplitude due to the filter and is the difference
between the actual amplitude and the ideal amplitude at the resonant frequency.

The ripple is a measure of the flatness of the filter in the passband and is determined as the
Fig. 4.2 Schematic of a simple resonant circuit with source and load resistors
difference between the maximum and the minimum amplitude in the passband.
4-1
 CHAPTER 4: PASSIVE FILTER DESIGN 4-3 CHAPTER 4: PASSIVE FILTER DESIGN 4-4

R PT = R I || R L (4.3) X 1 (4.9)
Q C = -----L- = ---------------
R S CR S
and XP is either the inductive or capacitive reactance, which are equal at the resonant frequency,
After the series resistor is transformed into an equivalent parallel resistor, the parallel
1 resistance can be included in Eq. 4.3 to calculate the total equivalent resistance RPT, and Eq. 4.2 can
X P = L = -------- (4.4)
C then be used to calculate the overall quality factor for the resonant circuit.

4.2.3 Coupling of Resonant Circuits

If the inductor or the capacitor is lossy, a series resistor RS can be included, and this series
resistor can be transformed into an equivalent parallel resistor using the following transformation In many applications, a single resonant circuit may not be enough to provide desirable
attenuation. One possible solution is to couple two or more resonant circuits to each other using either
R P = R S (1 + Q O ) (4.5)
2 capacitor, inductor, or active devices.

4.2.3.1 Capacitive Coupling

L P = L S 1 + ------2-
1 Figure 4.4 illustrates how two resonant circuits can be coupled using a coupling capacitor CC.
(4.6)
Q O
Affect of the coupling capacitor on the total response of the resonant circuits is shown in Fig. 4.5.
Typically, the value of the coupling capacitor has to be properly chosen to achieve a critical coupling.
If the capacitor is too large, the coupling is too large, and the response has a large bandwidth with two
CS
C P = ---------------
- resonant peaks. On the other hand, if the capacitor is too small, the coupling is not enough, and the
1 (4.7)
1 + ------2-
QO total insertion loss can be unacceptably high.

For a critical coupling, the value of the coupling capacitor is given by

where Qo is the quality factor of the component. Figure 4.3 illustrates the relationships for the
components before and after transformation. C
C C = ---- (4.10)
Q
As a review, in terms of the series resistance, the individual quality factors of an inductor and
a capacitor are given as
where C and Q are the capacitor and the quality factor of a single resonator, respectively.

X L (4.8) It is important to note that the coupling will increase the attenuation slope but at the same time
Q L = -----L- = --------
RS RS increase the bandwidth of the total response. As an example, for two critically-coupled identical

RS LS RS CS RI CC

LP RP RL
L C L C

RP CP
Fig. 4.3 Series-to-parallel transformation for lossy inductors and capacitors Fig. 4.4 Capacitive coupling of two resonant circuits
 CHAPTER 4: PASSIVE FILTER DESIGN 4-5 CHAPTER 4: PASSIVE FILTER DESIGN 4-6

over-coupling, under-coupling or critical coupling depending on the value of the coupling inductor.
over-coupling To achieve a critical coupling, the value of the coupling inductor is given by
Attenuation
0 dB
L C = QL (4.12)

critical-coupling
-20dB/dec where L and Q are the inductor and the quality factor of a single resonator, respectively.

Interestingly, the overall response using an inductive coupling is not only symmetrical but is
-60dB/dec
exactly the mirror of the response using a capacitive coupling. More specifically, at low frequencies,
f the two shunt capacitors can be neglected, which results in an equivalent circuit with three inductors
under-coupling
in a loop, and thus the attenuation slope is approximately -20 dB/dec. At high frequencies, the two
inductors become negligible, which results in an equivalent circuit with three reactive components
and an attenuation slope of -60 dB/dec.
Fig. 4.5 Affect of capacitive coupling on the response of the resonator
4.2.3.3 Active Coupling
resonant circuits, the relationship between the total quality factor QT and the quality factor Q of
Resonant circuits can be coupled to each other using active devices instead of passive devices
individual resonant circuit can be approximated as
as shown in Fig. 4.7. Unlike capacitive and inductive coupling, in which the overall bandwidth of the
cascaded resonant circuits becomes larger, the overall bandwidth with active coupling is actually
Q T = 0.71Q (4.11)
narrower. In addition, as opposed to an insertion loss, a gain can be achieved in the passband.

For a cascade of a number of identical stages, it can be proved that the overall quality factor
In addition, the response is not symmetrical. At low frequencies, the two shunt capacitors can
QT in terms of the individual quality factor Q and the number of stages n is given by
be neglected, which results in an equivalent circuit with three reactive components, and thus the
attenuation slope is approximately -60 dB/dec. At high frequencies, the two inductors become
Q
negligible, which results in an equivalent circuit with three capacitors in a loop or equivalently a Q T = ---------------------- (4.13)
1n
2 1
single shunt capacitor, and consequently the attenuation slope becomes -20 dB/dec.

4.2.3.2 Inductive Coupling

Instead of using a capacitor, two resonant circuits can also be coupled using a coupling
inductor LC as illustrated in Fig. 4.6. Similar to capacitive coupling, the overall response can be L C L C

RI LC Cb

L C L C RL

Fig. 4.6 Inductive coupling of two resonant circuits Fig. 4.7 Coupling of two resonant circuits using active devices
 CHAPTER 4: PASSIVE FILTER DESIGN 4-7 CHAPTER 4: PASSIVE FILTER DESIGN 4-8

4.3 Passive Filter Design [1]
The resonant circuits considered in the previous sections can only implement a bandpass
response. For many other applications, such as low-pass, high-pass, or even band-stop filters, other
implementations are required.
After suitable components with normalized values have been designed from appropriate
low-pass prototypes, scaling will be applied to achieve desirable frequencies and impedances. The
formulas used to scale the normalized component values (RSn, Cn, Ln) to their final values (RSf, Cf,
Lf) are as follows

This section will rst introduce the concept of normalization and scaling to standardize all the Cn (4.14)
C f = -----------------
-
2f c R Lf
filter designs based on low-pass prototypes. These low-pass prototypes can be implemented using
either of the two topologies shown in Fig. 4.8, in both of which the order of the lter is determined by
the number of the reactive components. The question is how to design the order and the values of the R Lf L n
L f = ------------
- (4.15)
components to meet some response and attenuation characteristics of the desired lter. 2f c
After a review of different types of filters, a detailed design procedure will be described, and
examples will be presented as illustration.
R Sf = R Sn R Lf (4.16)
4.3.1 Frequency and Impedance Normalization and Scaling
where RLf is the nal desirable value of the load resistor.
To be able to present all the filter design and performance in a compact and useful way, the
concept of normalization and scaling are normally used in lter design. Note that because that the load resistor was normalized to a value of 1 to begin with, its
nal value is actually the desired value RLf without a need of any scaling.
Basically, through normalization, all the filters - whether they are low-pass, high-pass,
band-pass or even band-stop - will be generated based on appropriate low-pass prototypes that are 4.3.2 Filter Types
normalized to a cut-off frequency of 1 rad/s = 0.159 Hz and for a load resistord of 1 .
We will review and consider the three basic lter types: Butterworth, Chebyshev, and Bessel.
Depending on the lter specication, one lter type may be preferred to the others.

4.3.2.1 Butterworth Filter

RI L2 L4
Butterworth filters are low-Q filters that are most frequently used to obtain a filter response
C1 C3 RL
with no ripple, at passband, and reasonable attenuation slope.

The attenuation of a Butterworth lter is given by

n
A dB ( ) = 10log 1 + ------ (4.17)
C

RI L1 L3
where c is the cut-off frequency and n is the order of the lter.
C2 C4 RL
Figure 4.9 shows typical attenuation curves for a Butterworth low-pass prototype. These
curves are quite useful in providing quickly the minimum order required to achieve a specified
attenuation.

Once the order of the lter is determined, the normalized values for all the components shown
Fig. 4.8 The two topologies to realize low-pass prototypes in Fig. 4.8 are well dened. For Butterworth low-pass lters with source and load resistors being 1
each, the reactance of the k-th element in the ladder is given by
 CHAPTER 4: PASSIVE FILTER DESIGN 4-9 CHAPTER 4: PASSIVE FILTER DESIGN 4-10

Fig. 4.9 Attenuation curves for Butterworth low-pass prototype

(2k 1 ) (4.18)
X k = 2 sin -----------------------
2n

For Butterworth low-pass prototypes with different source and load resistors, the required
component values are available for look up from tables. As an example, Table 4.1 lists the normalized
values for Butterworth low-pass prototypes of order 2 to 4 for different ratios of the load and source
resistors. Note that the top circuit topology corresponds to a given ratio of RS/RL whereas the bottom
topology is used for a given ratio of RL/RS.

4.3.2.2 Chebyshev Filter

Table 4.1 Component values for Butterworth low-pass prototype
Chebyshev filters are in general better than Butterworth because of its larger attenuation.
However, there will exist non-zero ripple in the passband.
1 1
The attenuation of a Chebyshev lter is given by K = cosh B = cosh --- a cosh --- (4.21)

n

A dB ( ) = 10log 1 + C n --------
2 2 K
(4.19)
C with RdB being the ripple in dB, cosh and acosh being the hyperpolic cosine and inverse hyperbolic
cosine functions, respectively. It may be helpful to be reminded that
where c is the cut-off frequency, n is the order of the filter, C n (K/ c ) is the Chebyshev
x x
polynominal to the order n evaluated at a frequency of K/c, and and K are constants dened as e +e
cosh ( x ) = ----------------- (4.22)
2

R dB 10 (4.20)
= 10 1
 CHAPTER 4: PASSIVE FILTER DESIGN 4-11 CHAPTER 4: PASSIVE FILTER DESIGN 4-12

a cosh ( x ) = ln (x x 1 )
2 (4.23)

As reference, the Chebyshev polynomials for the order n being 1 to 7 are listed in Table 4.2
and can be used to estimate the attenuation of the lter response using the above equations.

However, it is typically much more convenient to use attenuation curves to estimate the
attenuation for a given filter order or the minimum order for some specified attenuation.The
attenuation curves for Chebyshev low-pass lters with 0.01-dB and 0.1-dB ripples are plotted in Figs.
4.10 and 4.11, respectively. Table 4.3 lists the normalized values for Chebyshev low-pass prototypes
for 0.1-dB ripple of order 2 to 4 for different ratios of the load and source resistors.

Fig. 4.11 Attenuation curves for Chebyshev low-pass prototype with 0.1-dB ripple

Table 4.2 Chebyshev polynomials to the order n

Fig. 4.10 Attenuation curves for Chebyshev low-pass prototype with 0.01-dB ripple
Table 4.3 Component values for Chebyshev low-pass prototype for 0.1-dB ripple
 CHAPTER 4: PASSIVE FILTER DESIGN 4-13 CHAPTER 4: PASSIVE FILTER DESIGN 4-14

4.3.2.3 Bessel Filter

Bessel filters are in general more preferred to Butterworth and Chebyshev because of its
constant group delay or linear phase response. However, the attenuation are not as good.

For frequencies < 2C, the attenuation of a Bessel lter can be approximated by

2
A dB ( ) = 3 ------ (4.24)
C

For frequencies > 2C, the attenuation of a Bessel filter can be estimated as 20 dB per
decade.

The attenuation curves that can be conveniently used for design Bessel low-pass prototypes
are shown in Fig. 4.12. The normalized values for the components in a Bessel low-pass filters are
listed in Table 4.4.

4.3.3 Design Procedure for a Low-Pass Filter

The following is a step-by-step procedure how to design a low-pass lter.

a. Dene or specify the response in terms of

Desirable attenuation at frequencies of interest

Maximum allowable ripple in the passband

Ratio of the source resistance RS and the load resistance RL

b. Normalize the frequencies of interest in terms of the cut-off frequency fc to determine the

Table 4.4 Normalized component values for Bessel low-pass prototype

ratios f/fc

c. Determine the appropriate lter type and the minimum order to meet the required
specication using either attenuation equations or curves

d. Determine the low-pass prototype values of the components

e. Scale all the elments to the desired frequency and impedance using the formulas given in
Eqs. 4.14 - 4.16

4.3.4 Design Procedure for a High-Pass Filter

Fig. 4.12 Attenuation curves for Bessel low-pass prototypes The following is a step-by-step procedure how to design a high-pass lter based on a low-pass
prototype.
 CHAPTER 4: PASSIVE FILTER DESIGN 4-15 CHAPTER 4: PASSIVE FILTER DESIGN 4-16

a. Dene or specify the response in terms of

Desirable attenuation at frequencies of interest

Maximum allowable ripple in the passband

Ratio of the source resistance RS and the load resistance RL

BWC
b. Normalize the frequencies of interest in terms of the cut-off frequency fc to determine the
ratios fc/f

c. Determine the appropriate lter type and the minimum order to meet the required f BW
f
specication using either attenuation equations or curves for low-pass prototypes using the
ratios fc/f (as opposed to the ratios f/fc) fc f f1 f2 fo f3 f4
d. Determine the low-pass prototype values of the components
Fig. 4.13 Ratio of frequencies in a low-pass lter and ratio of bandwidths in a band-pass
e. Replace each reactive component in the low-pass prototype with its dual and with a
reciprocal value. In other words, every inductor with a value of Ln is replaced by a
capacitor of a value Cn given by b. Normalize the bandwidth of interest BW in terms of the cut-off bandwidth BWc to
determine the ratios BW/BWc
1 (4.25)
C n = ----- c. Determine the appropriate lter type and the minimum order to meet the required
Ln
specication using either attenuation equations or curves for low-pass prototypes using the
ratios BW/BWc (as opposed to the ratios f/fc)
and every capacitor with a value of Cn is replaced by an inductor of a value Ln given by
d. Determine the low-pass prototype values of the components

1 (4.26) e. Replace each inductor in the low-pass prototype with a series resonant circuit and each
L n = -----
Cn capacitor with a parallel resonant circuit as illustrated in Fig. 4.14. Note that both elements
in each of the resonant circuits have the same normalized value.

f. Scale all the elments to the desired frequency and impedance using the formulas given in f. Scale all the elments to the desired frequency and impedance as follows.
Eqs. 4.14 - 4.16
For parallel resonant components,
4.3.5 Design Procedure for a Band-Pass Filter

To transform a low-pass prototype to a band-pass response, the ratio of the bandwidths CP (4.27)
C Pf = -----------------------------
-
becomes important rather than the ratio of the frequencies as in the low-pass case, as indicated in Fig. 2(BW c )R L
4.13. However, for the same attenuation characteristics, the attenuation curves for low-pass LS
CP
prototypes can be readily used to determine the order and the attenuation of a band-pass lter as long
as the normalized ratio f/fC is replaced by BW/BWC.

More specifically, a step-by-step procedure on how to design a band-pass filter based on a LP = CP

low-pass prototype can be outlined as follows.

a. Dene or specify the response in terms of

CS = LS LS
Desirable attenuation at frequencies of interest
CP
Maximum allowable ripple in the passband
Fig. 4.14 Transformation of components from low-pass to band-pass lter
Ratio of the source resistance RS and the load resistance RL
 CHAPTER 4: PASSIVE FILTER DESIGN 4-17 CHAPTER 4: PASSIVE FILTER DESIGN 4-18

R L (BW c ) LS
L Pf = ----------------------
2
- (4.28) CP
2f o L P

For series resonant components, LP = LS

(BW c )
C Sf = -----------------------
2
- (4.29)
2f o C S R L
CS = CP LS = CP
CP = LS

RL LS Fig. 4.15 Transformation of components from low-pass to band-stop lter

L Sf = ----------------------
- (4.30)
2(BW c )

CP (4.32)
C Sf = -----------------------------
-
where fo is the geometric center frequency of the lter given by 2(BW c )R L

fo = f 1f 4 = f 2f 3 (4.31)
R L (BW c )
L Sf = ----------------------
2
- (4.33)
2f c L P
4.3.6 Design Procedure for a Band-Stop Filter

Similar to designing a bandpass lter, the following is a step-by-step procedure how to design For parallel resonant components,
a band-stop lter based on a low-pass prototype.
(BW c )
C Pf = -----------------------
2
- (4.34)
a. Dene or specify the response in terms of 2f o C S R L
Desirable attenuation at frequencies of interest

Maximum allowable ripple in the passband RL LS (4.35)

L Pf = ----------------------
-
2(BW c )
Ratio of the source resistance RS and the load resistance RL

b. Normalize the cut-off bandwidth BWc in terms of the bandwidth of interest BW to 4.4 References
determine the ratios BWc/BW
[1] C. Bowick, RF Circuit Design, Indianapolis, Sams, 1982.
c. Determine the appropriate lter type and the minimum order to meet the required
specication using either attenuation equations or curves for low-pass prototypes using the [2] R. Gregorian, and G. Temes, Analog MOS Integrated Circuits for Signal Processing, New
ratios BWc/BW (as opposed to the ratios f/fc) York, Wiley, 1986.
d. Determine the low-pass prototype values of the components [3] Y. P. Tsividis, and J. O. Voorman, Integrated Continuous-Time Filters: Principles, Design,
e. Replace each inductor in the low-pass prototype with a parallel resonant circuit and each and Applications, New York, IEEE Press, 1993.
capacitor with a series resonant circuit as illustrated in Fig. 4.15. Note that both elements
in each of the resonant circuits have the same normalized value.

f. Scale all the elments to the desired frequency and impedance as follows.

For series resonant components,