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ISSN: 1130-3743 - e-ISSN: 2386-5660

DOI: http://dx.doi.org/10.14201/teoredu20162816182

UNIVERSITY AND DELIBERATIVE DEMOCRACY.


TOWARDS CITIZENSHIP EDUCATION

Universidad y democracia deliberativa. Hacia una


educacin para la ciudadana

Universit et dmocratie dlibrative. Pour une ducation


la citoyennet

Paolo SCOTTON
IMTInstitute for Advanced Studies Lucca. Piazza San Ponziano, 6.
55100 Lucca-Italy. paolo.scotton@imtlucca.it

Fecha de recepcin: enero de 2016


Fecha de aceptacin: marzo de 2016

SUMMARY

Deliberative democracy represents one of the most relevant political theories


and it has acquired a growing importance within political debates and practices.
However it presents some crucial problems in relation to the very high standards of
rationality required to citizens for the deliberative process, in particular regarding the
problem of public ignorance and the capabilities deficit. Amid these problems this
article argues in favour of the necessity of education to political life as an unavoid-
able precondition for deliberative democracy. Since the theory is mainly concerned
with the participation of adults within society, the task of offering possible solutions
to these questions evidently stands on the shoulders of university education. The
article calls for a fundamental ethical and social role of university within society
without which the gap between the abstract theory of deliberative democracy and
its real practices would determine its complete rejection and any form of democratic
participation would ultimately be meaningless, if not dangerous.

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Key words: deliberative democracy; rationality; education; university; society.

RESUMEN

La democracia deliberativa representa una de las ms relevantes teoras polti-


cas y ha adquirido una importancia creciente dentro de los debates y las prcticas
polticas. Sin embargo, esta teora presenta algunos problemas esenciales en relacin
con los estndares de racionalidad muy elevados que requiere en los ciudadanos
para que el proceso deliberativo tenga lugar, en particular los relacionados con la
cuestin de la ignorancia pblica y del deficit de capacidades. Este artculo plantea
la necesidad de la educacin para la vida poltica como prerrequisito fundamental
para la democracia deliberativa. Debido al hecho de que esta teora se enfoca princi-
palmente en la participacin de los adultos en la poltica, la tarea de ofrecer posibles
soluciones a estas cuestiones se echa sobre las espaldas de la educacin universitaria.
El artculo incita a un fundamental papel tico y social de la universidad dentro de
la sociedad sin el cual la discrepancia entre la teora de la democracia deliberativa y
sus prcticas determinara su completo rechazo. Adems, cualquier forma de partici-
pacin democratica acabara careciendo de sentido y, ms an, perjudicial.

Palabras clave: democracia deliberativa; racionalidad; educacin; universidad;


sociedad.

SOMMAIRE

La dmocratie dlibrative reprsente une des thories politiques les plus


importantes et il a acquis une importance croissante dans des dbats et des pra-
tiques politiques. Cependant, cette thorie prsente quelques problmes cruciaux en
relacion aux standards de rationalit trs leves exige aux citoyens pour le procs
dlibratif, en particulier lie la question de lignorance publique et du dficit des
capacits. Cet article soutient la ncessit de la ducation politique comme condi-
tion pralable fondamentale pour la dmocratie dlibrative. Car cette thorie se
concentre principalement sur la participation des adultes la vie politique, la tche
de proposer des solutions ces questions est debout sur les paules de lenseigne-
ment universitaire. Pour ces raisons, larticle appelle un rle thique fondamental
de luniversit dans la socit sans laquelle lcart entre la thorie de la dmocratie
dlibrative et ses pratiques dterminerait son rejet complet. De plus, tous les types
de participation dmocratique seraient en fin de compte vides de sens, et encoure
plus, dangereux.

Mots cls: dmocratie dlibrative; rationalit; ducation; universit; socit.

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1. INTRODUCTION

In recent decades it has been made an evident and important detour in politi-
cal theory and social sciences towards the study of forms of empowered democra-
cies. Since the pioneering works of Carole Pateman (1970, 2012) on the importance
of fostering participation for contributing to a genuine democratisation of our socie-
ties these theories have acquired an outstanding importance which, for instance,
have brought John Dryzek to refer to deliberative democracy as the most active
area of political theory in its entirety (not just democratic theory) (Dryzek, 2007,
237). Even if, on the one hand, this tendency has contributed to positively thicken
the concept of democracy and to call for the concrete implementation of citizens
governance, on the other it has also taken for granted the suitability of its realisa-
tion, without questioning in-depth its own premises. For instance, it is evidently
true, as James Fishkin put it, that democracy is more meaningful if citizens are
better informed and more attentive to the issues they are voting on (Fishkin, 2002,
225). Yet, what appears more problematic than what most of these theorists think
is the fact that this political consciousness cannot substantially be a product of
deliberative democracy, but rather its very precondition. Put it differently, several
deliberative democrats often forget what the famous pedagogue John Dewey clearly
and powerfully wrote almost a century ago in his famous book entitled Democracy
and Education (Dewey, 2008, 3): Beings who are born not only unaware of, but
quite indifferent to, the aims and habits of the social group have to be rendered
cognizant of them and actively interested. Education, and education alone, spans
the gap. Obviously, the kind of democracy Dewey had in mind and, consequently,
the education he proposed are significantly different in comparison with current
participatory models. However, the lack of attention towards the importance of
education within political theory still continues to be extremely relevant as Axel
Honneth, for instance, has recently underlined1. This fact is even more astonishing
if we consider the extremely high level of mass education currently reached within
European countries where, according to Eurostat, in 2013 approximately 75% of
the people aged 24-65 do possess a secondary or tertiary education2. In this sce-
nario it is therefore necessary to comprehend not only the reasons why education
is actually necessary for any theory of empowered democracy but also, and more
importantly, what kind of education should be foster for this purpose.
Both of these aspects can fruitfully be studied by analysing some problems
which derive from a total or partial lack of adequate education in relation to the

1. La teora de la democracia, en sus numerosas formas y voces, actualmente suele guardar


silencio sobre el lado educativo del asunto que le compete; en ella hoy en da no se encuentran reflexio-
nes ni sobre los mtodos de enseanza ni sobre el plan de estudios; la idea de que una democracia viva
debe crear continuamente sus propias condiciones de existencia, culturales y morales, a travs de pro-
cesos educativos generales, entre tanto, se le ha extraviado a la Filosofa poltica (HONNETH, 2013, 379).
2. See the tables reported by Eurostat at http://ec.europa.eu/eurostat/web/education-and-training/
data/main-tables.

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theory of deliberative democracy. In particular, two very powerful but often dis-
missed criticisms have been explicitly or implicitly moved against this theory con-
ceived as systematic model for managing political issues. Both of them are related
to the significant standards of rationality which the theory requires to all the par-
ticipants in the deliberative process. These criticisms which have frequently been
ignored by theorists of deliberative democracy directly question the very kernel
of the theory in a way which, as will be proved, can thoroughly invalidate it. The
first of these criticisms has been labelled as the public ignorance question whereas
the second, strictly related to the previous one, will be defined in this article as
the abilities deficit. They both derive from the very definition of deliberative
democracy and, in particular, from the nature of the rational process which is deemed
to render possible a meaningful deliberation. However, in spite of their common ori-
gin, they represent two different problems which, consequently, have to be considered
separately insofar as the first is related to the way in which rationality is built, whereas
the second to the way in which this very rationality comes to a proper expression
within public debates and discourses. To understand the relevance of these criticisms
it would evidently be necessary to provide (2) a definition and a brief discussion of
the notion of deliberative democracy. After that, it would be possible to underline
(3) the necessary and often dismissed presuppositions implied by the theory in rela-
tion to citizens rationality. This will be presented by highlighting the difficulties and
biases in the theory that their underestimation produces. This presentation will permit
to define the scopes and characteristics of the two criticisms, namely (4) the public
ignorance question and (5) the abilities deficit. To offer a response and solution
to these criticisms first of all it will be stressed (6) the importance of education, in
particular during the formal schooling period and the adult age through university
and, also, via the media education. This discussion will permit to understand not only
the ethical and political role played by university, but also to trace a path along which
to define its educational programs. In fact, it will be shown how a form of educa-
tion as the one suggested by the capability approach could meaningfully help the
deliberative process, therefore indicating a line to be followed by university. Thus,
this paper aims at highlighting the necessity of facing the problem of education within
deliberative democracy so to better understand (7) the relation among the descrip-
tive and normative aspects of this theory, and the role which university play or
should play within society.

2. DEFINING DELIBERATIVE DEMOCRACY

Within the vast literature on DD it is difficult to find an undisputed definition


of this theory, due to the very different conceptions of single influential authors
in the field. To avoid any sort of partisanship, in this paper I will present a very
minimum definition which can be generally accepted. For this purpose, I think it
would be useful to quote a basic definition provided by Thompson and Gutmann
(Thompson and Gutmann, 2004, 7) according to whom DD is:

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A form of government in which free and equal citizens (and their representatives)
justify decisions in a process in which they give one another reasons that are
mutually acceptable and generally accessible, with the aim of reaching conclusions
that are binding in the present on all citizens but open to challenge in the future.

As this general definition exhibits, DD attributes a very important role to the


process through which a decision is made and not only to the final outcome repre-
sented by the decision. In fact, a decision could merely be expressed by a vote or a
preference, as in the classical theories of democracy3, without any need of justifying
the choice. On the contrary, DD frequently faces wicked problems which do not
imply only a yes or no opinion, as in the case of the tame problems which are
typical of the rational choice scenario4. Indeed, DD concerns questions in which a
moral, ethical or political disagreement is at stake and therefore the deliberation
process requires an exhaustive discussion before reaching a consensus. In addition,
the very nature of the theory presupposes that the general framework in which
the deliberation takes place guarantees an inclusive process of opinion and will-
formation5 where the debate is conducted in accordance to the force of the better
argument6 with the aim of finding, thanks to an open and free discussion, possible
solutions7. Moreover, it requires the process to be fair (i.e. brought about by free
and equal persons) and regulated by a correct use of rational arguments, which
have to be understandable by all the participants in the debate. As far as the scope
of this deliberation process is concerned, either directly or indirectly, it is evident
that if the decision is going to affect all the citizens, the larger the scope of delibera-
tion the better8. The notion of equality deserves to be briefly specified. Indeed, it is
evident that since the aim of DD is listening as many voices as possible to enrich the
spectrum of opinions, this equality does not mean homogeneity, but rather equal
ability to participate in the debate and fairness during the process of deliberation.
The abovementioned definition clearly reveals that DD gives particular importance
to an active and engaged participation9 of people in politics, considering citizens

3. For an introductory definition of the different models of democracy which have been develo-
ped in the history of Western thought see for instance SARTORI (1987); HELD (2006).
4. For this distinction see CARCASSON and SPRAIN (2012).
5. HABERMAS (1998, 241).
6. HABERMAS (1975, 108).
7. The final cause of this method could eventually be identified in different aims, for instance
in an attempt to minimize moral dissent in a pluralist society (THOMPSON and GUTMANN, 2004; SEN,
2009; TALISSE, 2009) or to offer a proper legitimacy to modern democracy by enlarging the consensus
(COHEN, 1997).
8. In fact: What makes deliberative democracy democratic is an expansive definition of who
is included in the process of deliberation (THOMPSON and GUTMANN, 2004, 9). Indeed, it would seem
paradoxical to think about a model such as that purported by DD which at the end limited the process
of deliberation exclusively to a strict minority of the citizens.
9. On the difference between deliberative and participatory democracy on the basis of the type
of personal engagement see for example MUTZ (2006, 1-17). See also TONELLA (2012).

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as able to reason with clarity and mutual respect on the merit of single political
issues; possessing the ability of understanding one another in a complete way and
taking decisions in the name of reasonable principles. It is also clearly possible to
enlarge this notion of rationality by including also rhetoric10 and giving the proper
importance to a-rational or irrational arguments in politics. They are very often
used in political debates and can even manipulate the fairness of the deliberative
process, as evidently happens in our day-to-day interactions. However, the ability
to produce and detect these rhetoric forms and even to appreciate them should
still be considered as a rational capability necessarily possessed by all the people
involved in the deliberation. In fact, the epistemic assumption of an equal oppor-
tunity to express ones own opinions and to understand the arguments purported
by others in order to enlarge one anothers knowledge and competence does not
lose any importance whether we adopt a rational choice framework, a dialogical or
a rhetoric one. Put it differently, DD rests on a very precise and demanding notion
of civil society and political audience which are deemed to evaluate, debate and
take decision according to the principles of reason that everyone should possess
and use.

3. THE DISMISSED PREREQUISITES OF DELIBERATIVE DEMOCRACY

Thus, the rational consensus which the process of deliberation should ulti-
mately reach requires some unavoidable abilities possessed by all the people
involved. The existing literature on DD has already stressed the necessity of several
presuppositions for the theory to be feasible11, but here they will be considered
exclusively the ones which flow from the notion of rationality it adopts and that,
as will be proved, more directly take into account the relevance of education. It is
possible to identify a list of rational oriented requirements implicit in the theory of
deliberative democracy, which will be presented here also by illustrating the pos-
sible weaknesses they imply for the theory.

3.1. Exhaustive information about the problems

For a discussion to be effective all the people involved in it must know as


much information as possible in order to offer their active contribution to the
deliberation. With the term information I refer here to all the relevant data, news
and knowledge indispensable to understand a problem and elaborate possible

10. For instance, CHAMBERS (2009) particularly emphasises the importance of passions and
rhetoric in the deliberative process, on this point see also GARSTEN (2011). On the notion of rhetoric,
conceived in Aristotelian terms, as a constituent part of the deliberative process and at the same time as
a cultivable ability see ARENAS DOLZ (2013). Extremely useful is also the recent book NUSSBAUM (2011).
11. See for instance the list presented by CROCKER (2008, 317-330).

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solutions. The information has to be correct and fully accessible to everyone.


Moreover, it has to be up-to-date in order to avoid anachronisms. The importance
of providing this necessary information is, for instance, the basic trait of the method
proposed by James Fishkin and his collaborators in the case of the deliberative
polling (Fishkin, 2009) which, recognizing the necessity of this background condi-
tion, try to offer a good method for guaranteeing it. However, they focus strictly
on small deliberative groups and not on democracy at large as it should be done
in order to render the theory systematic. In case the information is missing, it is
evident the risk of producing wrong arguments and taking inaccurate decisions.
This precondition is indispensable to guarantee to the deliberation the condition
of mutual acceptability, since everyone must have more than a clue of what the
debate is about and of the main arguments in favour and against it12.

3.2. Cultural background

The information which each citizen should possess, however, has not to
be thought as limited to news and everyday facts, but relates also to ones
own cultural background. Indeed, in order to understand a fact or a theory in
its complexity it is necessary to possess some indispensable means, namely a
system of knowledge and values at least at a minimum threshold. This threshold
should be regulated in accordance to what Jos Ortega y Gasset labelled as the
principle of economy. Accordingly, the teacher should teach exclusively what an
average student could apprehend, providing a general and overall view of all the
most relevant disciplines of an epoch and culture according to Ortega: Physic,
Biology, History, Sociology and Philosophy (Ortega y Gasset, 2004-2010, IV, 545).
If this precondition were not satisfied, then it would be impossible to think about
any sort of aware and conscious public opinion. The public sphere would on the
contrary be characterised by superficiality and recentism. As Ortega put it: No vale
hablar de ideas u opiniones donde no se admite una instancia que las regula, una
serie de normas a que en la discusin cabe apelar. Estas normas son los principios
de la cultura (Ortega y Gasset, 2004-2010, IV, 417).

3.3. Ability to use information and detect biased arguments

Even when people do actually receive all the information they need in order to
be active participants of the deliberative process, this does not mean that they are

12. This lack of information seems to significantly characterise the condition of many people. For
instance, in the case of the U.S. democracy it has been demonstrated that still quite recently most of the
American citizens are quite unaware of the main difference between republicans and democrats, the two
main political parties of the country, see SOMIN (2004). The condition of political awareness and cultural
knowledge of Italian citizens should not be considered less dramatic, as indicated by DE MAURO (2010).

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able to use this information correctly. In fact, the mere possession of a thing does
not imply the ability of benefitting from this possession. This ability largely depends
on the cognitive and personal functioning developed by single individuals13. This
different degree of awareness and ability to manage a vast amount of information
does not constitute a relevant problem only as far as the well known phenomenon
of the information overload is concerned, but also in the case of the more basic
ability of filtering and understanding an information. In our everyday life as citizens
we get in touch with multiple sources and means which offer us particular perspec-
tives on single problems, sometimes informing us neutrally, sometimes orienting
our judgment in a more or less patent way. The ability to detect biased arguments
is therefore linked to a minimal understanding of the principle of logic, but also to
the awareness of the context in which this information is produced, of the target
and the aim of the source. Evidently, this ability is not innate but must be trained.
The risks if this condition were not taken into account by theorists of DD are that
of producing senseless discussions which only reproduce well-known prejudices
and folk-opinions, without digging into the questions.

3.4. Complete and exhaustive ability to produce and understand sound arguments

Evidently, a deliberation could be considered fair and equal only if every and
each of its participants had an equal ability of understanding and influencing one
another. This implies that, given the important and complicated issues at stake
all the citizens must possess a very sophisticated level of competence regarding
language skills, i.e. they have to be effective homines rhetorici. If this basic back-
ground condition is not satisfied, then the flaws for the theory are very risky. For
instance, a small minority of people which possesses these skills at a higher level
could influence in a charismatic way the majority of the population, independently
of the merits of the questions; in addition, this influence could be intentionally pro-
duced for lobbying reasons; lastly, this influence would in any case condemn most
of the people to a substantial inferior position, thus reinforcing and accentuating
social inequalities within the deliberative process (Karpowitz, Raphael and Ham-
mond, 2009). As a consequence, the deliberation would not change the opinions
of the people involved in it, but would merely reproduce the existing statu quo as
the final outcome of a seemingly rational consensus.

13. This argument can be highlight in a very clear way by considering the critics of Amartya Sen
to Rawls account of primary good. As SEN (2009, 66) writes: The conversion of primary goods into the
capability to do various things that a person may value doing can vary enormously with differing inborn
characteristics (for example, propensities to suffer from some inherited diseases), as well as disparate
acquired features or the divergent effects of varying environmental surroundings (for example, living
in a neighbourhood with endemic presence, or frequent outbreaks, of infectious diseases). There is,
thus, a strong case for moving from focusing on primary goods to actual assessment of freedoms and
capabilities.

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3.5. Impartial and keen attitude towards the problems at stake

Another important condition for the debate to be fair is that all the people
involved in it do offer arguments which can be accessible to everyone, not pre-
senting egoistic or ideological reasons and discussing with the aim of reaching the
best possible solutions for the general good. Moreover, they have to be willing to
collaborate among one another, listening to opinions which differ from their own14
and persuaded of the correctness of the deliberation process as a fruitful method to
respond to common problems. If it were not the case, then the deliberative process
would lose all its heuristic dimension, and at the end it would only represent a
rhetoric exercise and not a meaningful discussion. In fact no actual deliberation, in
accordance to the definition already provided, will be held if people did not listen
with an open-minded attitude and full respect to others opinions and, in addition,
if they were not strongly and deeply persuaded of the relevance of the political
problems for their own life, sharing a common desire to find solutions together.
Even if this last risk could seem to be avoided in the deliberations within strongly
oriented groups, as in the case of political parties and movements in which the
members share a common vision and defend common interests, this is only a false
belief. Indeed, in this case the spectrum of political opinions is very limited, not
taking into account opposite views which could even be stigmatized and labelled
as heterodox. Therefore, if the deliberation within political parties could be useful
for taking decision on problems related to inner questions, the same cannot be said
regarding problems which affect the population at large.

3.6. Time for acquiring and evaluate information

Lastly, even if all the citizens possessed enough information, were able to
use it correctly, were capable of use it to produce sounds arguments and did it
for pursuing the general good, this would not mean that they would concretely
have enough time to spend in acquiring and evaluating this information. The busy
schedule of everyones agenda represents a severe obstacle to the existence and
development of all these deliberative conditions. To this basic problem it should
also be added the lack of willpower of each single individual to spend a lot of
efforts in political issues, what Aristotle, in the different context of in his Nicoma-
chean Ethics, called akrasia.
The brief list presented here does not aim to constitute an exhaustive account
of the difficulties related to the particular role played by rationality in the context
of DD, but rather to point out some of the more relevant ones in order to under-
stand the reasons why the criticisms which flow from them must be unavoidably

14. About the factual difficult of this very important condition and the common preference to
discuss within homogeneous environment see MUTZ (2006).

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considered by the defenders of the theory. In particular, in the next two paragraphs
they will be considered two main objections which can fruitfully summarise the six
points enlisted in this section of the paper.

4. DELIBERATIVE DEMOCRACY AND PUBLIC IGNORANCE

The lack of information, of awareness of political circumstances and of socio-


historical contexts (conditions a and b) could be comprised within the problem
of the public ignorance question. The problem has been explicitly posed with
particular strength, among the other, by Ilya Somin (Somin, 2004, 2006, 2010) and
Richard Posner (Posner, 2003). The argument can be summarised as follows: citi-
zens are generally ignorant about the main political questions Somin defends this
statement by referring also to empirical data and surveys and enable to reason
properly due to cognitive and ethical deficits. Whereas this fact would not repre-
sent a problem within a traditional, or liberal concept of representative democracy,
on the contrary it represents an insurmountable problem for the theory of DD so
largely indebted to republicanism. This is mainly due to the high requirements
of rational deliberation already stressed in the first two paragraphs. According to
Somin, not only the theory would be utopian but also dangerous since it would
create a mere illusion of an inclusive and empowering theory of democracy but,
in reality, it would demand so much that it would result completely unfeasible. At
the end, according to this argument, DD at a large-scale view would be completely
impossible, and could only work, to a certain extent, for local entities and private
institutions15.
The public ignorance question evidently emphasises the effects of the lack of
the basic rational requirements among citizens in relation to their knowledge and
awareness, highlighting that they are deemed to intervene within public debate e
nativitate, but actually without possessing the necessary notions and information
to do so. This argument could appear to be based on a negative, pessimistic and
ultimately disputable account of society (Talisse, 2004). For instance, the argument
could be countered by pointing out the growing level of alphabetisation of citizens
in nowadays Western democracies, the increasing participation of the population in
political forums, etc. Indeed, the data which could have been collected in relation
to the time of Dewey or Ortega y Gasset revealed a completely different reality

15. It is unlikely that either private- or public-sector decision making can fully achieve the high
standards demanded by theories of deliberative democracy. But private-sector institutions will often
come closer to doing so than democratic government. Moreover, reducing the size and complexity of
government may make it easier for rationally ignorant voters to acquire the information they need to
monitor those issue areas that remain under government control. In this way, reductions in government
power can improve deliberation in the public sector as well as in the private sector (SOMIN, 2010, 272).

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in comparison to our contemporary society16. However, the mere increase in the


level of schooling or in the quantity of information received does not imply an
increased level of political and civil literacy possessed by citizens who can still be
totally ignorant and disinterested in political questions while very seriously com-
mitted to their specific niche of expertise. In addition, even if we naively assumed
the absolute positive value of a growing alphabetisation, we should still consider
the relevant differences in the degree and quality of this feature within our current
society. Considering the case of Spain, for instance, the recent OECD Skills Outlook
reports that, in a scale from 0 to 5, only about 30% of the population possess a level
of literacy proficiency of 3 or more, whilst among 60% just reach a 1 or 2 level17.
Therefore, it can be said that not only the political ignorance question constitutes
a relevant problem but that, combining this consideration with the strong inequali-
ties which actually exist in the level of literacy, it is evident that DD needs also to
face the problem of the effective contribution of citizens in the deliberation and of
their differences in the degree of participation. The political ignorance question
can be thought as related to the starting conditions and these are constituted both
by the skills possessed by each individual and by the general environment which
can offer an equal participation to everyone in the deliberation18. They characterise
the level of rationality of the members of a deliberation and, very significantly, they
directly influence the possibility of participating fairly in the deliberative process, as
it will be shown in the next paragraph. So, after having presented this first problem,
which depends on the way in which rationality is built, in the next section it will
be considered the consequent problem related to way in which this rationality is
expressed in the ongoing process of deliberation. This aspect is of great signifi-
cance due to the fact that the theory of DD per se represents a dynamic and open
model of government, not a static one.

5. DELIBERATIVE DEMOCRACY AND THE ABILITIES DEFICIT

It is worth noting that the mere possession of the indispensable basic skills, of
the abovementioned starting conditions, neither does constitute for the deliberation
process a sufficient element for rendering it equal and fair, nor it guarantees the
factual implementation of the deliberation. In the deliberative process, the rational
abilities and the ways in which they are concretely expressed during the delibera-
tion (conditions c, and d) are far more important than the mere potentiality of using

16. On the data concerning the Spanish situation at the time of Ortega y Gasset see in particular
SCOTTON (2014, 611-614) and related bibliography.
17. OECD (2013). A lot of other significant data could have been pointed out thanks to this very
useful study, which surely represents a reference point for comprehending the statu quo in relation to
education and educative policies.
18. On the notion of sustainable learning environments see the interesting paper of MAROVAH
(2013).

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them. Indeed, by using a terminology coined by Amartya Sen19, there is a significant


gap between functioning i.e. states of doing or being a person possesses and
capabilities i.e. the alternative combinations of functioning that could be actually
and de facto achieved and that a person can therefore concretely develop during
her life. As far as DD is concerned, this also means that in order to acquire the
abilities a person needs she has to train and to invest enough time in doing this
(condition f), and for taking part in the deliberation she must have the necessary
occasions and possibilities that often are not guaranteed (condition e). In fact, as
pointed out in II, quite often people do not have the concrete possibility or will of
spending a significant part of their everyday life in collecting and evaluating infor-
mation on political issues (Ferejohn, 2008, 204-208). Moreover, even if it were the
case, they probably would not be able to grasp the meaning of most of the issues
at stake and of developing a personal and rational based opinion over them, due
to the lack of logical, epistemological and conceptual abilities.
As far as DD is conceived as an inclusive model which not only potentially but
also in practice calls for an active participation of all the citizens in the deliberation
process, this represents an evident difficulty and weakness for the theory. This is
what can be called the abilities deficit which characterises our current society.
Democracy, in fact, is not just a matter of means people have, of a superficial
amount of shared knowledge they possess and enable them to be part of a sort of
cultural industry, of a Halbbildung (Adorno, 1998). In such an apparent democracy
everyone would have more or less the same possibility of accessing to a basic
knowledge by being provided of a basic amount of information and, just for this
reason, would be equal to all the other citizens as the democratic rhetoric often
purports20. However DD has to satisfy a different and more demanding purpose,
i.e. rendering possible a conscious understanding and a critical thinking in
order to guarantee that, potentially and in practice, each citizen could bring a
meaningful and useful contribution to a deliberation which always aims at reaching
a rational consensus. Democracy, and in particular the deliberative model, is indeed
seriously weakened when inequalities in the capabilities, not only in the means, are
at stake. In fact, people who are more able than other to take part in the deliberation
will end up by influencing others in a so powerful way that would invalidate the
fairness and equality which deliberative democracy, in principle, defends. Even if
the very deliberative process could be thought as an effective way of empowering
the abilities of the citizens, this could be considered to be true only within small-
scale scenarios, whereas it seems unlikely to currently happen in the ampler domain
of the public sphere, rarely involved in a progressive and continuing process of

19. This distinction is maintained in a rigorous way by the philosopher in the vast majority of his
works during the years, see for instance SEN (1992, 2005).
20. It will enormously exceed the purposes of this brief paper to pay the indispensable attention
to the forceful criticisms to the notion and practice of current capitalistic democracies intriguingly pre-
sented, for instance, by ZIZEK (1989, 2008).

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political awareness. Moreover, the initial conditions of the deliberation and the ine-
qualities concerning capabilities cannot but influence the development of any form
of deliberation. Evidently, this dialectic among more talented and skilful people on
the one hand and more inept on the other does correspond to a factual distinction
in our society. But the innate character of this distinction can surely be disputed,
insofar as it can be said to be a product rather than a cause of our current social
relations. The abilities developed by individuals could in fact be said to depend not
only on personal predispositions but also on the context in which a person lives and
grows. And this second aspect is in particular the one which a fair education should
contribute to determine for the flourishing of each and every single individual. As a
consequence, a good means in order to ameliorate the abilities of people has often
be rightly considered the educational system. As underlined also by some scholars
of deliberative democracy21 education, and in particular a form of civic education,
is crucial in constructing a society apt to adopt a deliberative account. For instance,
as Martha Nussbaum wrote:
Nothing could be more crucial to democracy than the education of its citizens.
Through primary and secondary education, young citizens form, at a crucial age,
habits of mind that will be with them all through their lives. They learn to ask
questions or not to ask them; to take what they hear at face value or to probe
more deeply; to imagine the situation of a person different from themselves or to
see a new person as a mere threat to the success of their own projects; to think
of themselves as members of a homogeneous group or as members of a nation,
and a world, made up of many people and groups, all of whom deserve respect and
understanding (Nussbaum, 2006, 387).

The focus of Nussbaum in this case lies on primary and secondary educa-
tion whereas, as already said, we consider more important for the purposes of
this paper the succeeding stages of education and in particular university and the
education for adults. They are those institutional stages which not only build but
also maintain the political education and abilities of citizens over time, and for this
reason have to be considered extremely important for the theory of DD.

6. DELIBERATIVE DEMOCRACY AND UNIVERSITY. WHY AND WHAT

The necessity of educating citizens to permit a genuine form of deliberative


democracy is therefore a consequence of the unavoidable premises of the rationality
which the theory requires. However, the use of education as a means for building a
democracy composed by rational citizens has been strongly criticised by the propo-
nents of the public ignorance question, and with the same strength can be thought

21. From the classical study of MEYER (1977), to, for instance, the more recent work of GUTMANN
(1999).

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to be denied by the possible defenders of the abilities deficit. Namely they refuse
this point in the name of the following objections:

a) Impossibility of giving students enough information concerning political


problems.
b) Inadequacy of the school and teaching system in general, as proved by the
historical failure of education to provide an adequate level of rationality.
c) Limited period of time in which this civic education would be possible,
namely only during the school-age.
d) Risk of promoting a hegemonic and propagandistic culture instead of a
critical thinking22.

All these criticisms are very relevant in relation to the role of education in
democracy, but they all can be effectively countered. Moreover, the discussion
over these objections can reveal the major traits that university and adult education
should possess in order to accomplish to its ethical and social purposes.
In relation to the first objection, it is important to notice that the rationality
required by DD is not mainly concerned with the quantity and scope of the information
possessed by each single person. Even if a large amount of information is a necessary
condition for the theory to be feasible, it represents a secondary feature in comparison
with the required ability of reasoning and providing effective arguments on the basis of
the information available. Therefore, the most important aspect of education is not that
of providing news and information, but rather of contributing to strengthen everyones
logical and argumentative skills. These, in fact, are indispensable in order to render
citizens able to understand one another, to counter opposite arguments and to express
further reasons in a persuasive and effective way. The curiosity towards acquiring new
knowledge and the accuracy of a method to research the proper information are surely
more important than the notions a person can acquire in a limited period of time.
These are the traits which can provide the necessary stimulus to continue to research
and acquire information in an independent and autonomous way. Evidently we do
not live in a society which lacks information, but rather in which it is so dispersed and
complicated that it could be difficult to be comprehended and understood. Only by
stimulating the inner curiosity and interest of the student education can reach its aim
of developing the individuals capabilities. This is also true in relation to university
and adult education, where often programs are designed more in accordance with the
interests of the teacher or the organizers of the course rather than with the ones of the
students. In the words of Lorenzo Luzuriaga this would be the authentic pedagogy:
sta consiste en no ejercitar una actividad en el nio ms que en tanto ste siente su
necesidad, si no es instintiva, de tal suerte que el objeto de esta actividad cautive del
nio la nica eficaz debe ser, pues, atractiva: la materia a ensear debe interesar al

22. This is a brief summary of the major criticisms presented by SOMIN (2004) to education as a
means for developing a deliberative democracy.

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alumno (Luzuriaga, 1961, 11). What Luzuriaga called nueva pedagoga is nowadays
represented by the application and implementation of the capability approach to the
realm of education (Boni and Walker, 2013). According to this approach, education
and culture are deemed as necessary means in order to foster a concrete knowledge
and communication among citizens. In this context, as Caroline Sarojini Hart put it: The
freedom to aspire and the functioning of aspiring both have important roles to play in
human development. [] This expansion takes account of the role of the freedom to
aspire as a meta-capability and the functioning of aspiring as a precursor to many future
capabilities. Developing an individuals capability to aspire is not a time limited process
but an ongoing project that can be expanded and enhanced by removing barriers to
this meta-capability (Hart, 2013, 108).
As far as the second objection is concerned, the historical failures of education
do not prove its inadequacy as a whole, but rather only in relation to a particular
model of education. For instance, the interdisciplinary approach which consider
each individual as an integrum and which suggests the existence of a minimal
threshold in the learning process as the one proposed by Ortega y Gasset in his
Misin de la Universidad can still represent a fruitful term of comparison. It is not
a case that such an approach directly invited to an ethical role of university which,
as he put it: Necesita tambin contacto con la existencia pblica, con la realidad
histrica, con el presente, que es siempre un integrum y solo se puede tomar en
totalidad y sin amputaciones ad usum delphini. La universidad tiene que estar
tambin abierta a la plena actualidad; ms an: tiene que estar en medio de ella,
sumergido en ella (Ortega y Gasset, 2004-2010, IV, 566-567). If the growing level
of schooling has not yet produced an increasing possession of deliberative skills
this does not imply that a different curriculum could not be more effective than
the one traditionally proposed. In particular, several scholars have recently been
focusing on possible reformed curricula for implementing civic education in schools
(McClave, 2000; Englund, 2000; Parker, 2002, 2006; Stitzlein, 2010; Brighouse and
Unterhalter, 2010; Hanson and Howe, 2011; Glassman, 2011), and probably by
looking to more or less recent proposals of education to citizenship such as the
one proposed by Ortega by also by other philosophers and pedagogues23 a lot of
progress can be done along this line. This is a question that the university should
directly consider, rethinking its role within society, at least as far as its didactic and
educative function is concerned. For instance, introducing within university more
debated lessons and workshops, active seminars and participatory classes on a
plurality of themes also of immediate interest could contribute to the purpose of
enhancing deliberative skills within the university curricula. This should be done
not only within humanistic faculties, but also within scientific ones, so to involve
the whole university population.

23. Another interesting attempt to benefit from the theorisations of another contemporary philo-
sopher for improving education for deliberative purposes has been carried out for instance by STANDISH
(2013), with the theory of Stanley Cavell.

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In relation to the third objection, then, it has to be pointed out that it com-
pletely fails to take into account any form of adult and continuing education. The
educative process, indeed, needs to be frequently revitalised and trained, not only
during childhood and adolescence but throughout the entire life of a person in
order to guarantee the maintenance and development of an adequate level of
literacy and logical skills. As every single skill, also the ability of reasoning does
not constitute a thing that can be acquired once and for all, but rather an habitus,
which therefore has to be continually trained and exercised in the everyday life
of a person. Given the patent impossibility of providing a schooling system which
lasts for the entire life of an individual, it is important to focus on the other means
people have to develop this habit, and among them it must be noticed the impor-
tance of continuing education provided directly by university or by other cultural
institutions; but also the fundamental role played by media education, conceived
both as knowledge of and by the media24. Indeed, the role of media in politics is
ubiquitous, considering for instance that young people, according to recent studies,
are exposed to 8 hours of media contents per day (Considine, 2009). Thus, to foster
the ability of people to reason (Gee, 2013) and at the same time to provide them
with useful information outside and after the formal schooling period, the role of
the media is evidently of great importance, even if the media currently does not
play an educative role as yet (Stoddart, 2014). Therefore, the media should play
an educative role both in the method and in the contents offered to the users of
these sources. In this case, the role of the public means of communication evidently
needs to be implemented and reconceived accordingly (Habermas, 2006). It is here
worth noting that university does have the opportunity to take an enormous part in
this process by following this line of public communication and providing a grow-
ing amount of media contents, so to play a vital role within society.
This last consideration also reveals a possible way to counter the fourth objec-
tion previously presented, namely the risk that education, more than a critical
framework, would lastly constitute merely a form of indoctrination and propaganda.
Indeed, if university played a more relevant role in producing didactic media con-
tents it would represent an authoritative source of information not dependent on
parties preferences or political aims, but rather primary relying on scientific bases.
Generally speaking, it has to be pointed out that the variety of sources available
to everyone renders quite impossible a hegemonic control of the information and
opinions, given the variety and plurality of actors which produce information and
orient the public opinion in the political public sphere. Once everyone is put in
the condition of understanding, countering and producing proper and sound argu-
ments, the risk of a hegemonic culture could in fact be relevantly mitigated. The
method, the discipline and the continuity of a training in linguistic, logical and civic
skills can be thought to constitute not only an indispensable prerequisite of DD

24. For an introduction on the importance of media education to foster the reasoning and argu-
mentative skills of citizens see, for instance, the book by HOECHSMANN and POYNTZ (2012).

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but also the most effective way to avoid the risk of a propagandistic culture, thus
constituting a virtuous cycle.
To summarise the responses provided to the abovementioned objections, we
can say that education can effectively be conceived as a concrete means thanks
to which it would be possible to foster the rationality of citizens so to satisfy the
basic requirements of deliberative democracy. However, to do so it would be indis-
pensable to think about ad hoc curricula that, according to an aggregating view
of interdisciplinary education, should offer to citizens, both during and after the
school age and in particular during their adulthood via university and continuing
education the instruments, methods and stimuli which are deemed as indispen-
sable to develop critical and conscious thinking about the society in which they
live. Only in this way deliberative democracy can maintain a positive and forward-
looking meaning and value. As pointed out, education has to be thought not
merely as a possible way of providing knowledge and information, but also and
more relevantly to develop the indispensable abilities to take part in the process
of deliberation (McCowan and Unterhalter, 2013; Unterhalter, 2007). This feature
emphasises the interdependence between school and society. Education can con-
tribute to the development of capabilities not merely by increasing the level of
alphabetisation, but also by empowering people who have lower functioning and
possess less skills to develop their abilities, therefore rendering possible their active
and vital contribution within democracy (Walker, 2006). As Amartya Sen wrote:
Democracy has complex demands, which certainly include voting and respect for
election results, but it also requires the protection of liberties and freedoms, respect
for legal entitlements, and the guaranteeing of free discussion and uncensored dis-
tribution of news and fair comment [] Democracy is a demanding system, and not
just a mechanical condition (like majority rule) taken in isolation (Sen, 1999, 10).

Interestingly enough, Sen attributes to the participation of people in the


democratic process both an intrinsic, an instrumental and a constitutive value,
that is to say that political freedom and participation per se not only contributes to
the well-being of individuals (Nussbaum and Sen, 1993), but can render more
meaningful the political decisions and at the same time can help society to improve
its democratic character, by promoting a democratic participation by discussion. In
order to achieve these capabilities, education plays a fundamental role both inside
the school and outside it, since it provides the necessary functioning that can be
implemented and used by citizens25. It constitutes an indispensable means through
which society can reform itself by focusing on the individuals rational traits so
to foster a mature political debate. By adopting a capability approach framework

25. See BRIGHOUSE (2004). For an overall systematisation of Sens approach in relation to the
question of education, in particular in regard to the formal schooling and the characters the formation
of students should have to contribute to shape future democratic citizens see DE CESARE (2013) and
SAITO (2003).

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the gap which currently exists between the society in which DD is applied and the
often dismissed requirement the same theory needs26 could be enormously miti-
gated. In particular this is true if we conceive citizens as people in constant forma-
tion, engaged in a dynamic process of flourishing as human beings and realisation
of their own process of amelioration, and for whom the rational comprehension of
the society in which they live play a vital role for their own lives. Such a concept
of democracy directly focuses on the centrality of the individual, conceived in
his own integrity, as an active and participative part of the society. Such an educa-
tion cannot obviously be a result of DD, but rather its precondition. At the same
time, it does not represent merely an instrument for enhancing a deliberative
process, but rather it constitutes an end in itself which, as a side but fundamental
effect, would render possible a genuine democratic participation.

7. FINAL REMARKS

In conclusion, the discussion on the necessary prerequisites of the theory


of deliberative democracy in relation to the rationality required to all the citizens
for a deliberation to be effective has clearly revealed the importance of a proper
education towards logical, rhetorical and critical thinking, both during the formal
schooling and in the adult age, and in particular through university and continuing
education. This educational process has to be fostered both with traditional means
and by looking at the innovation in the field of media education. Moreover, it has
been demonstrated that this education cannot be conceived neither as a result of
the deliberation process nor as a dispensable or unimportant condition for the
model to be feasible. On the contrary, if this form of participative education were
not enhanced a fruitful, equal and free deliberation oriented towards a rational
consensus would lastly be impossible. Consequently, if deliberative democracy
did not respond to this condition its deliberative character would evidently be
dispatched at least as far as the deliberation process is conceived as an effective
and conscious engagement of people in politics. Within this context, the university
has to accomplish to a fundamental ethical and social function which implies a
constant and vital reform of itself and, consequently, of society. Indeed, this edu-
cative role would be realised only through a change both of the starting condition
of rationality and of the development of the abilities acquired and fostered during
the whole course of a human life. As a consequence, by accepting the DDs frame-
work we are also obliged to consider University as engaged in a never-ending
process of reform and implementation of deliberative skills. These conclusions,
which evidently flow from what has been discussed in the course of this paper,
point out the necessity of considering the normative character of the theory of DD.

26. Appropriately LEFRANOIS and ETHIER (2010, 273) indicate the existence of a significant gap
between the ideal and the real of deliberative democratic theories and of a lack of realism of the model.

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Indeed, deliberative democracy cannot but appear a theory oriented towards the
construction of a better society, at the same time operating as a de facto model
in the real, current world. However, the inequalities that our current societies
exhibit in relation to the skills, abilities, time, means, information and knowledge
available to citizens constitute a dramatic limit and weakness for the theory.
Evidently, this does not mean that deliberative democracy could not be usefully
adopted to counter these inequalities, but at the same time it has to be clear that its
mere application would not be effective and valuable without a concurrent change
of what can be defined as the initial starting conditions. And this cannot be realised
without a strong educative action. This would represent a social and moral change
which can be helped and supported by university, in particular throughout the
instruments and reforms which have been pointed out in the course of this article.
University stills has a fundamental role to play within society, and this is especially
true in an epoch of growing cultural homogeneity and massification. Evidently, this
demand implies the ethical duty for university to reconsider the ways in which it
transmits the products of that culture which, sometimes mechanically and routinely,
it contributes to produce.

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