Conde - Billon - 2017 - Why Do Some Communities Resist Mining Projects

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EXIS 321 No. of Pages 17

The Extractive Industries and Society xxx (2017) xxxxxx

Contents lists available at ScienceDirect

The Extractive Industries and Society


journal homepage: www.elsevier.com/locate/exis

Review article

Why do some communities resist mining projects while others do not?


Marta Condea,* , Philippe Le Billonb
a
ICTA, Universidad Autonoma de Barcelona, Bellatera, 08193, Barcelona, Spain
b
Department of Geography and the Liu Institute for Global Issues, University of British Columbia, 1984 West Mall, Vancouver, BC V6T 1Z2, Canada

A R T I C L E I N F O A B S T R A C T

Article history:
Received 7 January 2017 The pace of mineral extraction has greatly accelerated since the mid-1950s, with a major mineral boom
Received in revised form 28 April 2017 taking place in the past decade. Responding to growing demands for more material resources, mining
Accepted 28 April 2017 projects have met with frequent resistance from local communities. Yet, not all communities oppose
Available online xxx mining projects. Based on an extensive literature review, this paper identies and discusses factors
affecting the likelihood of resistance to mining projects by local communities. Case study evidence
Keywords: suggests that dependency towards mining companies, political marginalisation, and trust in institutions
Conicts tend to reduce resistance likelihood. In contrast, large environmental impacts, lack of participation,
Communities
extra-local alliances, and distrust towards state and extractive companies tend to increase resistance,
Participation
while economic marginalisation, corporate social responsibility activities, remoteness and attachment to
Mining
Resistance place have mixed effects. Systematic assessments of these factors could further conrm patterns of
resistance, clarify the needs for local consent processes, and help inform the creation of no-go areas for
mining projects to the mutual benet of companies, communities, and government authorities otherwise
affected by socio-environmental impacts and costly deadlocks.
2017 Elsevier Ltd. All rights reserved.

Contents

1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
2. Is resistance to mining increasing? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3. Which factors make some groups resist against mining projects, whilst others do not? .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1. Mining project related factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1.1. Geography, environmental impacts and livelihoods . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1.2. Displacement . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1.3. Remoteness . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.1.4. Project-driven participation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2. Community-related factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.1. Marginalisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.2. Mine dependency . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.3. Place and territory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.4. Alliances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.5. Distrust . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.2.6. Community driven participation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3. Company-related factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3.1. Corporate social responsibility (CSR) . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3.2. Compensation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.3.3. Corporate driven participation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4. State related factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4.1. Pro-industry state policies . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

* Corresponding author.
E-mail addresses: mcondep@gmail.com (M. Conde), lebillon@geog.ubc.ca
(P. Le Billon).

http://dx.doi.org/10.1016/j.exis.2017.04.009
2214-790X/ 2017 Elsevier Ltd. All rights reserved.

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
(2017), http://dx.doi.org/10.1016/j.exis.2017.04.009
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2 M. Conde, P. Le Billon / The Extractive Industries and Society xxx (2017) xxxxxx

3.4.2. Criminalisation of dissent . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00


3.4.3. Rent seeking behaviour and corruption . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4.4. Inadequate planning and implementation .. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
3.4.5. State-driven participation . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
4. Conclusions . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 00

1. Introduction factors like distrust among local people towards a company or the
state, and the lack of participation by local communities in
The pace of mineral extraction has greatly accelerated over the decision-making processes can be drivers of resistance; whereas
past 60 years responding to the expanding metabolism of societies other factors such as perceived dependency towards mining
consuming more energy and primary commodities (Krausmann companies and some forms of marginalisation hinder resistance.
et al., 2009; Martinez Alier, 2003). The liberalisation of mining laws The concept of resistance can refer to different forms of
and investment codes, nancialisation of many commodity opposition and mobilisation. Generally representing a counter-
markets, and historically low domestic interest rates (Arboleda, hegemonic project or conduct (Rose, 2002), resistance includes
2015; Bridge, 2004; Basu et al., 2016) coupled with a decade of high two basic elements: opposition to existing power relations
commodity prices, deregulation, and technological innovations (Hollander and Einwohner, 2004), and action, whether it be
have allowed companies to advance the commodity frontier (Tsing, verbal, cognitive or physical. Resistance can be visible and overt
2003; Watts, 2015), moving ever greater quantities of soil and or invisible and covert, often then part of everyday socio-
water (Prior et al., 2012). To extract remaining resources, environmental resistance (Scott, 2008). Resistance can also be
companies often go farther and deeper into more ecologically sporadic and anecdotal, or sustained over time and turned into
and sometimes socially vulnerable areas. On many occasions these social movements with organised collective actions backed by
areas are inhabited by communities, many of them indigenous, dense social networks (Tarrow, 1994). Resistance can be pursued
who suffer the burdens of displacement and pollution due to for its stated goals, such as cancelling a mining project, or used by
resource-dependent livelihoods, unequal power distribution, and communities to increase their bargaining power in negotiations,
social inequalities associated with ethnicities, castes, social classes such as blockading a mine construction site to increase compen-
and gender (Martinez Alier et al., 2014). The ensuing conicts are sation benets (Anguelovski, 2011; Macintyre and Foale, 2004).
encompassed by a communications revolution that is connecting The term community is used here to describe groups of lay people
and making more visible many of these ghts (Della Porta and with links to the surrounding area of mining projects, but does not
Tarrow, 2005; Castells, 2013; Kirsch, 2014). Resistance by imply that these groups are immutable, geographically-conned,
communities is an important dimension of the political economy homogenous and cohesive (on the risks of reductionist under-
of mineral extraction (Franks et al., 2014; Gamu et al., 2015), and standings of community, see Agrawal and Gibson, 1999).
one particularly relevant in the shaping of commodity frontiers This study combines an extensive literature review covering
(Exner et al., 2015; Le Billon and Sommerville, 2016; Conde and 224 studies mostly published in refereed journals and directly
Kallis, 2012). It has thus become crucial to understand why considering community-level forms of resistance around mining
resistance to mining emerges. (see Bibliography). The search used Google Scholar and Web of
Not all communities resist, however, and if they resist they do Science, and relied on both keywords including terms such as
not resist with the same objectives, narratives, and intensity. This resistance, conict, mining, communities and cross-citations.
paper analyses some factors that can explain why some groups This was complemented by a direct search in the most relevant
resist whilst others do not. Our objective at this point is not to journals. Most of the studies identied consist of individual case
create a pre-emptive tool to predict whether a project will be studies, and more rarely comparative studies including large-N
conictive or not, but to inform debates seeking to understand statistical analyses of conicts and resistance to mining. Although
resistance to mining; why it emerges and grows in some our search was global in scope, it covered only literature in English,
communities, but not in others. As we examine below, some and to a lesser extent in Spanish. Most of the case studies covered

Fig. 1. Cumulative number of new mining conicts in the world (20002016).


Source: EJ Atlas accessed 5 January 2017; Temper et al. (2015).

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
(2017), http://dx.doi.org/10.1016/j.exis.2017.04.009
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M. Conde, P. Le Billon / The Extractive Industries and Society xxx (2017) xxxxxx 3

Table 1
Factors and potential inuence on resistance likelihood.

Factors Resistance likelihood

Decrease Mixed Increase


Project Geography Remoteness X
Community displacement X
Socio-environmental impacts and livelihoods Low-grade ore quality X
Open-pit X
Visibility of impacts X
Participation Project-driven X
Community Marginalisation Economic X
Social X
Political X
Mine Dependency ASM X
Labour and corporate support X
Place and territory Prior-mining activities X
Culture, livelihood & anti-extractivism X
Alliances X
Trust Institutional trust X
Relational trust X
Participation Community-driven X
Company Size and capacity of company Large X
Medium X
Junior X
CSR X
Compensation X
Participation Corporate-driven X
State Pro-industry policies X
Inadequate planning X
Corruption X
Repression and criminalisation of protest X
Participation State-driven X

are within Latin America, reecting both higher numbers of mining number of reported incidents (from 10 to 90) between 2002 and
conicts and scholarly coverage for that region. The vast majority 2012, and a small decrease (to 88) in 2013.
of case studies covered conicts occurring over the past two Although not explicitly demonstrating an increase of conicts
decades. While encompassing a wide sample of the scholarly over time, several other studies point to the prominence of mining-
literature, this paper thus does not claim to provide a comprehen- related conicts among socio-environmental conicts, especially
sive review of all cases, studies, or perspectives. in Latin America in the late 2000s (CIEL, 2010; Defensora Del
Following a brief presentation of studies pointing at the rising Pueblo, 2012; Firpo et al., 2013; OCMAL, 2014; Perez Rincn, 2015).
number of conicts during the recent commodity boom, we Reports from Global Witness (2014,2015), show an increase in the
identify and discuss four main categories comprising 18 factors number of environment and land defenders killed across the
potentially inuencing the likelihood and escalation of resistance. world, with 150 out of 908 killings committed between 2002 and
We then report on the likelihood of these factors to increase or 2014 relating to extractive conicts. Examining 59 mining-related
decrease resistance, and outline an agenda for further research. conicts involving physical injuries and casualties between 2005
and 2012, Bond and Kirsch (2015) point at the association of
2. Is resistance to mining increasing? increased occurrences with commodity price spikes. Overall,
resistance to mining projects seems to have increased over the
Interest and research on mining conicts and community
past two decades, and especially during the second phase of the
resistance have been increasing during the last decade (Bebbing-
last mining boom (2009-2012), along with an increase in
ton, 2012b; Kirsch, 2014; Arsel et al., 2016; Engels and Dietz, 2017).
repression against communities.
This growing interest reects in part the rising number and
prominence of cases of mining-related conicts, with conicts 3. Which factors make some groups resist against mining
being considered here as a proxy for open expressions of projects, whilst others do not?
resistance. Although more research remains needed, this rise in
conict seems to combine both an increase in the number of The contexts in which mining projects take place are major
mining projects between 2005 and 2012, and possibly in the determinants not only in the push for resource extraction, but also
frequency of opposition to mining by affected communities. By in the formation of social resistance (Bebbington, 2012a; Le Billon
January 2017, the Environmental Justice Atlas (EJ Atlas) had and Sommerville, 2016). While seeking to avoid over-general-
identied a total of 423 conicts relating to mineral ores and isations, we aim in this paper to identify some prominent factors
building materials extraction, including 290 that had started after explaining the emergence of resistance in some communities, and
1999 (for a description of EJ Atlas, see Temper et al., 2015). The not in others. We specically explore here the factors relating to
temporal distribution of these 290 conicts suggests an upward mining projects, to communities, to government authorities, and
trend in the cumulative number of mining conicts between 2002 to mining companies. As suggested in Table 1, these factors tend to
and 2013 (see Fig. 1). The ICMM's (2015) latest report on mining be recognised in the literature as either decreasing, increasing or
company-community conicts identies a smaller number of having mixed effect on the likelihood of resistance. We discuss
conicts but relatively similar trend, with an increase in the below each of these factors, with the aim of nuancing their impact

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
(2017), http://dx.doi.org/10.1016/j.exis.2017.04.009
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4 M. Conde, P. Le Billon / The Extractive Industries and Society xxx (2017) xxxxxx

on resistance and to provide concrete examples. We also include a visibility of extraction, including major disturbances to landscapes
specic discussion of the role of community participation as well as severe damages to the underground and surface
processes, contrasting the differences between processes driven hydrogeology. Based on a statistical analysis of mining conicts in
by communities, companies or governments. several Latin American countries, Haslam and Tanimoune (2016)
nd conict likelihood to be higher for open-pit mining than
3.1. Mining project related factors underground operations. Although In Situ Leaching which
injects reagents into underground deposits and pumps up the
The geographic and resource characteristics of mining projects solution- avoids the creation of open-pits, it still entails risk
determine their relative location, the type of mineral extraction groundwater contamination (Mudd, 2001).
and processing, and the associated impacts projects may cause. The magnitude and type of environmental impacts matter
Resource and geographic factors also inuence the relative when the project is on-going because less perceived or real
attractiveness of the mineral deposits to the mining industry disturbances and pollution means less likelihood of resistance.
and thus insistence even in case of local resistance, as well as the Also, in response to social demands, environmental safeguards can
importance of local resources to community livelihoods and thus be implemented in certain processes (such as smelting), but can be
resistance likelihood. Three major factors include the environ- more difcult to achieve in others (such as lixiviation) (Hilson,
mental impacts of the resource project, the overlap of community 2000). However, prior to the start of a project the technical
infrastructure and livelihood related places with mineral deposits, processing details might not be a determining factor in the
and the relative remoteness of projects. formation of a resistance movement.
The characteristics of mineral ore bodies can also determine the
3.1.1. Geography, environmental impacts and livelihoods size and experience of the mining company that exploits it; low-
The types of projects and magnitude of their impacts are partly grade deposits or complex mineral processing generally require
determined by the location, concentration, and technique of complex and expensive techniques that only large mining
extraction of the minerals. Each mined commodity has different companies might be able to deploy. This in turn relates to the
traits that can determine the process of extraction, the reagents experience in dealing with community-mining conicts or
and techniques used, and in turn the impacts caused. For example, negotiation; mid-tier or junior companies might not have the
copper is obtained through otation, smelting and rening experience or resources to deal with potential resistance or
processes whilst gold and uranium are lixiviated with cyanide negotiate with local communities (Dougherty, 2011; Bebbington,
and sulphuric acid (respectively). Whilst otation is rather 2012b). Finding that mid-tier rms (as well as large rms) are more
innocuous, smelting can release toxic pollutants to the atmo- conict-prone than junior rms, Haslam and Tanimoune (2016:
sphere, and lixiviation risks contaminating underground water 412) suggest that mid-tier rms may operate mines with large-
sources. Other minerals that do not require ore concentration still scale impacts, while retaining the ad-hoc community management
have noticeable impacts; coal mining entails soil removal and practices of small rms. Overall, the relationship between
erosion, y ash and mine subsidence whilst in sand mining, river geographical factors and resistance likelihood thus reect a
degradation and biodiversity loss are widespread. Moreover, new number of intervening factors, including the characteristics of
commodity frontiers tend to have lower grades whilst some rms and communities involved.
commodities like gold or uranium are found in very low
concentration, having to use more water and reagents, thus
creating more waste per unit produced (Prior et al., 2012). 3.1.2. Displacement
These impacts can affect the livelihoods and cultural traditions Mining project related impacts can include the displacement of
of local peasant communities, as well as their internal relations a whole community to a new location, posing high risks for the
(Bury, 2002; Martinez Alier, 2003; Kirsch, 2001; Perreault, 2013; livelihoods, health and social ties of its members. It also generates
Urkidi, 2010). The combination of agricultural dependence and stress, insecurity and feelings of inequality both within the most
mining, that is linked to economic marginalisation (section 3.2.1), directly affected community and others in the broader area,
constitute a signicant factor of resistance, as mining competes notably as a result of resettlement and uneven compensation
with limited agricultural livelihood opportunities. This is the case (Ahmad and Lahiri-Dutt, 2006; Downing, 2002). The mining
of mining projects located at mid-level altitudes in the Andes industry tend to follow the World Bank Group's social safeguards
(Haslam and Tanimoune, 2016), where communities still remain for involuntary resettlement, which emphasise that resettled
highly dependent on agriculture and husbandry but water and communities should at least be as well off as before in terms of
arable land are already scarce, competing for resources with the local production systems and income opportunities (Szablowski,
mining industry (Silva-Macher and Farrell, 2014; Bebbington et al., 2007; Owen and Kemp, 2015). The implementation of the
2008). Communities tend to oppose a mining project if they locally directive, however, has been riddled by conicts. Not only is the
feel the impacts. The greater the proximity and visibility of hazards adoption of the safeguards voluntary (Lange, 2011), but reliance on
like dust or acid mine drainage, the more likely mobilisation is a generic framework ignoring specic contexts and relationship
(Conde and Kallis, 2012). For the Yanacocha gold mine in Peru or and a lack of community participation in the design and
the Ok Tedi mine in Papua New Guinea, mining conicts emerged implementation of the plans often marginalise local people views
when the communities livelihoods were being threatened through and needs (Szablowski, 2007; Owen and Kemp, 2015). Rather than
water diversions and pollution (Bebbington et al., 2008; Bury, represent and assist affected communities, the state often
2002; Kirsch, 2001). With uranium mining, the impacts of delegates all responsibilities to the company, including for design
radioactivity are not felt and diseases take a long time to show and enforcement purposes, an attitude aggravated by an internal
explaining why resistance can take a long time to emerge or not capacity gap in mining companies that have to deal with complex
emerge at all (Conde and Kallis, 2012). zkaynak et al. (2015) issues relating to legacy, traditional forms of land ownership,
analysis of 346 mining conicts of the EJ Atlas database also shows multiple resettlements, and changed ownership (Owen and
that mobilisation starts due to an actual incident or when local Kemp, 2015: 486). 'Under-nancing' is a key aspect in the failure
communities feel the impacts. of displacements (Downing, 2002). Downing (2002) highlights the
The rise of large-scale open-cast mining since the 1960s, goal should be rehabilitation and not compensation - in itself not
including for coal, has massively increased the impacts and enough to restore previous income and livelihood standards.

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
(2017), http://dx.doi.org/10.1016/j.exis.2017.04.009
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In artisanal mining, miners can also be displaced to make way small island in Papua New Guinea, the Lihirians rejected state
for large-scale mining causing them to resist plans to relocate control and managed their own negotiations with the mining
them. Hilson et al. (2007) analysis of the government-led Prestea company to achieve economic transformation through mining.
Action Plan in Ghana showed, similarly to the World Bank Criticisms to their actions range from women's disempowerment
directive criticisms, that lack of information and communication (Scheyvens and Lagisa, 1998) to an apparent weak environmental
channels with the community as well as lack of assurance of and mainly economic motive (Macintyre and Foale, 2004). These
mining opportunities (livelihood) for the miners gave very little are challenged by other anthropologists pointing instead to the
incentives for miners to relocate. As further discussed below, complex longings, dreams, and choices of these dependent
community distrust towards government and companies is also communities (Coumans, 2004; see also Kirsch, 2007). This
frequently related to the failure of resettlement schemes, with for bypassing of the government can also be found in other
example Szablowski (2007) pointing at the San Marcos community Melanesian cases such as Porgera and Ok Tedi cases, where
losing its trust towards the negotiators of the Antamina Mine in development revenues are controlled by the mining companies
Peru when the mine re-appropriated lands previously designated with support of local communities (Filer, 1996), and more generally
for resettlement shortly after the rst families started to relocate. with indigenous groups directly engaging with companies through
Despite its major signicance, there remains a dearth of impact benet agreements (see, OFaircheallaigh, 2013; Peterson
publicly available research and debates about mining-related St-Laurent and Le Billon, 2015). Muradian et al. (2003) also point to
displacement, with most reports being produced by mining what they term remoteness dynamics whereby prospecting
companies that keep them condential (Owen and Kemp, 2015). mining rms favour the location of a project in a remote area due to
There is also a lack of attention to its gender-specic effects an the lesser likelihood of facing opposition. Remoteness thus also
exception are those documented for coal mining related displace- needs to be considered in relation to the development oppor-
ment in India, with women losing their role (and status) as tunities and promises brought by mineral extraction projects,
livelihood and food provider, causing health and mental stress which may appear too good and too rare for communities to
problems, and increasing marginalisation and food insecurity reject.
(Ahmad and Lahiri-Dutt, 2006).
3.1.4. Project-driven participation
3.1.3. Remoteness While our attention to community participation is mostly
Another geographical dimension of potential resistance to focused on decision-making processes over a mining project, the
mining projects is the relative isolation of mining areas (Muradian characteristics of the project deposit and possible modes of
et al., 2004). When no population is currently present, occasionally mineral extraction can contribute to inuencing the direct
as a result of previous processes of dispossession or settlement of participation of local community members into mining activities,
nomadic populations, only culture of wilderness environmen- and in turn levels of resistance (Hilson and Yakovleva, 2007). The
talists might want to oppose its development for conservation widespread occurrence of large scale mining within or around
purposes (Guha and Martinez Alier, 1997; Conde and Kallis, 2012). Artisanal and small Scale Mining (ASM) targeting alluvial deposits
Yet, if these isolated areas are populated, the communities might of high value minerals and metals demonstrate the need of
experience a lack of government presence and services making practical community participation. Mediated through artisanal
them develop their own governance structures. This can result in miners notions of property, legitimacy, livelihood, and develop-
the defence of what local communities consider as their territory, ment, they react to the dispossession by large-scale mining
as well as in more direct negotiations with the mining companies. projects prohibiting or competing with ASM activities, especially if
Some authors argue that resistance is more likely to emerge in ASM preceded large-scale mining; with such resistance being
remote areas precisely because of lack of effective state presence. notably deployed specically to protect or (re)gain community
Ballard and Banks (2003) argue that when the state's capacity to entitlements over mineral deposits (Geenen, 2014) such as the
deliver services is limited, communities have less regard to the mining settlers in Chinapintza, Ecuador, claiming to have been
authority and claims of the state (see also Scott, 2014). De Echave invaded by a Canadian concession holder (Snchez-Vzquez et al.,
et al. (2009: 83) and Bebbington et al. (2008) interpret in part the 2016).
protests to protect Mount Quilish in Cajamarca, Peru partly as a In contrast, lease sharing arrangements with artisanal miners
consequence of the lack of institutionalised means and actors to and direct employment in large-scale project especially where no
channel and represent the demands of the population. community mining existed before tend to reduce resistance
As suggested by ndings from Haslam and Tanimoune (2016), (Aubynn, 2009); although communities are often divided on these
remoteness in terms of low population density may increase the issues as not all members and surrounding communities
likelihood of mining conict if there is a lack of alternative to benet from those opportunities.
agricultural livelihoods potentially at risk from mining. Remote
areas are also more frequently inhabited by indigenous communi- 3.2. Community-related factors
ties for whom culture, traditions and livelihoods tend to be
intimately linked to their land, which they often seek to defend Communities can respond in multiple forms to a proposed
through motives and approaches based on distinct worldviews. project in their lands. Whilst communities that are politically
Moreover, relations between remote communities and the state, as marginalised and dependent on external help (or previous mining
well as a sense of citizenship (both on the part of indigenous projects) might be more willing to accept a new project, those with
communities and the state vis vis these communities), are strong cultural and spiritual place-based livelihood ties to land will
frequently embedded in historical relations of marginalisation, more likely react against a mining project threatening this
racism and various forms of violence including outright genocide equilibrium, build opposition alliances, and initiate alternative
(Martinez Alier, 2003; Ballard and Banks, 2003; Muradian et al., decision-making processes. However, communities and commu-
2003; Fox, 2015). nity-level resistance, or lack thereof, are rarely homogenous.
But remoteness is not always or simply associated to the Internal divisions and conicts between community members are
defense of the land in a supposed pristine or traditional state of common, notably between members relying more heavily on their
being, but rather through attempts to control the forms of land and resources (e.g. women), compared to those who might
development to take place. In the paradigmatic case of Lihir, a want to benet from the mine through jobs or associated

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development projects (Bebbington et al., 2008; Horowitz, 2002, marginalisation can also be linked to increasing dependency from
2012). a mining project once it has started.

3.2.2. Mine dependency


3.2.1. Marginalisation
Communities already immersed in a mining project might want
Marginalisation is often conceived as a process that entails
to keep the links with the company due to their dependency for
different forms of exclusion; through economic marginalisation
jobs, water, energy, revenue or the company's Corporate Social
people can be excluded from the main economic benets of the
Responsibility (CSR) programs. This is generally the case for those
global economy (Cox, 1987) or through processes of dispossession
mining towns purposely created to house mine workers, where
of resources and land leading to livelihood loss and poverty,
mining companies often seek to maintain or recreate feelings of
making them dependent and narrowly adaptable (Robbins, 2004;
belonging and a paternalistic culture among the resident
Nayak and Berkes, 2010). Haslam and Tanimoune (2016) have
communities despite mechanisation processes greatly reducing
shown that household poverty correlates with increased conict
the number of people employed by the mine (Scott and Bennett,
risk when communities are neglected in terms of public services.
2015). The mining town of Arandis in Namibia, is one such case
This again is related to the above-mentioned factor whereby a lack
where after 30 years of production decline the town welcomed a
of alternatives to agricultural livelihoods at risk from mineral
uranium rush after a peak in price in 2007 (Conde and Kallis, 2012).
exploitation will exacerbate the likelihood of conict. However
Jenkins and Obara (2006) warn against the dependency CSR
economically marginalised communities that no longer rely on the
programs create on local communities especially after the mine
land might welcome a new mining project. This was the case of the
closes. This is however not a new topic, in economic geography and
Spitzkoppe community in Namibia, who had been displaced to
labour studies, the concept of resource-dependent communities
semi-deserted land during apartheid and had not developed any
dates back to the 1930s with Innis seminal work that was notably
cultural ties or livelihoods that could be threaten by the new
revived in the 1990s (see Randall and Ironside, 1996). This
mining project (Conde and Kallis, 2012). Marginalisation is
literature explores the economic and social resilience of these
widespread in the artisanal and small-scale mining (ASM) sector,
communities, pointing to factors such as the degree of resource
in part due to frequent biases against ASM activities and
dependency, their spatial isolation and their labour-market
communities, inadequate governmental policies, and weak gover-
characteristics.
nance structures (Carson et al., 2005; Hilson and McQuilken, 2015;
The dependency of local communities on the ASM sector is also
Tschakert and Singha, 2007). As we saw before, local ASM
extensively explored. In their analysis of a 3-year campaign of
communities react when they see their livelihoods threaten by
small-scale mine closures in China, Andrews-Speed et al. (2005)
large-scale mining operations (Carstens and Hilson, 2009;
show that most coal mining-dependent towns were abandoned by
Verbrugge, 2016).
their inhabitants in search of work elsewhere or investment was
Political or social exclusion is another form of marginalisation
searched to carry on exploitation. Fisher (2007) in Tanzania, and
whereby people are excluded from decision making mechanisms
Hilson and Yakovleva (2007) in Ghana highlight the role of
(Ballard and Banks, 2003) and the mainstreams of societal
marginalisation and the difculty to nd alternative livelihoods for
interests and power (Robbins, 2004), not having the time and
communities dependent on small-scale mining. The risk of
resources to participate in the formation of discourses or the
dependency in small-scale mining is aggravated for women who
capacity to make their voices heard (Bebbington, 2007; Blaikie and
move from farming to mining in search of a stable income but have
Brookeld, 1987). With deep historical roots (Howitt, 1989; Urkidi,
only access to menial and hazardous jobs with little income
2011; Fisher, 2007) these marginalised groups are generally
revenue (Yakovleva, 2007).
discriminated on the basis of ethnicity or group identity, gender
Even if the project has not started, many communities would
or age (Ballard and Banks, 2003). A marginalised community might
still welcome the development opportunities promised by the
not understand the implications of a mining project opening near
mining company, even at the price of the associated dependency.
them (Conde and Kallis, 2012) and may be more eager to trust the
McNeish (2012), for example, points to the evolving colonial nature
company's promise of jobs and development (Horowitz, 2010).
and militant pragmatism driving communities leadership to
Similarly, the concept of low self-efcacy shows a lack of belief in
seek dialogue and negotiated settlements with the mining
one's capability to effect change in their lives contributing to the
company. This is further exemplied in Horowitz's (2012) analysis
cession of trust to institutions of authority like technology,
of a mining conict in New Caledonia where the local indigenous
expertise, the state and the divine (Dougherty and Olsen, 2014: 8).
group Rh b N negotiated a deal with the mining company
In their survey and interview based research carried out in
leaving the environmentalist groups and regional government
Guatemala, Dougherty and Olsen (2014) show how low levels of
aside. Ali and Grewal (2006) also show how the local community
(self-efcacy) correlate with mining support (and vice versa).
near the Koniambo project in New Caledonia ultimately agreed to
Moreover, internal power hierarchies can create divisions when
an ownership scheme that should allow for much of the prots to
community chiefs or Union directors stop the ow of information
stay in the territory. In contrast, indigenous territorialities,
to the more disenfranchised community members, particularly
attachment to land and material or symbolic economy relying
women, undermining the emergence of cohesive resistance
on local resources can originate political claims pushing commu-
(Conde and Kallis, 2012). As such politically marginalised
nities to engage in resistance (Escobar, 1995; Martinez Alier, 2003;
communities may be less likely, at least initially, to resist a new
Liffman, 1998; Rumsey and Weiner, 2004).
mining project.
Whereas social and political marginalisation seem to induce
3.2.3. Place and territory
less resistance than economic marginalisation, these three
Mining projects occur in places. These places are not simply
dimensions are often closely related, with social marginality
material locations but relational spaces embedded with cultural
narrowing social capital to intra-community solidarities and
meanings and emotional signicance derived from historical and
political marginality reducing inuence over government and
everyday relations between local people and the land, making
the provision of public services, which in turn can increase or
landscapes special and worth defending, often through a
perpetuate economic marginalisation, notably as a result of poorer
territorialisation of identities and aspirations (Robertson, 2010:
education and reduced income opportunities. Economic
7; see also Cater and Keeling, 2013; Avci and Fernndez-Salvador,

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2016). Following Escobar (2001) we take place in an empirical Sulawesi, Indonesia. She argues indigenous-placed identities are
sense, where culture, nature and economy continually interact in not invented, adopted or imposed but rather are drawn upon
an ever-evolving place-making process with ontological, episte- historically sedimented practices, landscapes, and repertoires of
mic, and experiential dimensions (see also Cresswell, 2014 and meaning emerging through particular patterns of engagement
Martin and Pierce, 2013). Generally occurring at the scale of lived and struggle (Li, 2000: 151). Similarly, and using the case of the
experience of resident communities, place-making processes can Baguazo in Peru, Acua (2015) points at the importance of
also involve larger spatial scales through extended kinship understanding conicts from a historical perspective and decolo-
relations, ethnicities, or even value systems (Harner, 2001; nising interpretations in order to better grasp indigenous political
Robertson, 2010). In Australia, aboriginal communities were ontologies. The cultural and emotional signicance of place is also
displaced from their (patrilineal links to) land, developing instead exemplied by the Dongria Kondh in Orissa, India, who oppose a
a shared identity based on descent and connection to an ancestral bauxite mine in the Niyamgiri Hills because the mountain range
state where dense social networks have become a new relational not only provides them with life and livelihoods but is also sacred
ontology for these communities; this shared identity based on and worshipped as the upholders of the Earth and the Universe
historical connection to their ancestral states can be strongly (Temper and Martinez Alier, 2013: 85).
activated in the context of mining, either as a strategy to claim Comparing the role of territorial dynamics in local responses to
benets or as a defense of the territory (Peterson, 2015: 495). mining development through two projects in Ecuador, Avci and
Despite the importance of place epistemology in land-use Fernndez-Salvador (2016) suggest that a key determinant of
conicts; modernity, globalisation and political decisions have social resistance is the ability of some community members to
been changing long-standing values and practices of many bring about a territory-based identity enabling mobilisation. Also
communities (Bebbington et al., 2008; Peterson, 2015). This has comparing two mining projects, but in Turkey, zen and zen
highlighted the need for a deeper engagement with ontological (2017: 256) nd that resistance occurred only in the case where
values. What the mining company sees as a resource deposit can be communities were able to draw on pre-established place-based
seen by others as a mountain, an apu or a living being (De la historical narratives of resistance to foreign invaders and
Cadena, 2015). These culturally foundational gured worlds are environmental narratives of critical water supply; thus arguing
continually practiced and reworked through everyday life and the that in a context where local meaning systems are dislocated by
enactment of place (Clammer et al., 2004: 6). Mining projects are the arrival of [mining companies], the availability and popular
complex processes of transformation. Whereas mining produces appeal of discourses related to a sense of place are critical for local
and leaves behind a distinctive landscape often seen as a symbol of anti-mining resistance. The importance of territorial cohesion is
economic decline and environmental degradation, the process of also stressed by Penman (2016), who nds in Mexico that larger
place transformation often goes beyond a simple process of and already consolidated peasant communities (ejidos) were able
environmental disruption and social dislocation. Here the concept to deploy more effective means, counter pro-mining narratives,
of ruination and its understanding of mining landscapes as and gain greater compensation from mining companies than
processes of becoming, not xed things, can help grasp a broader smaller and more fragmented communities. In the case of
sense of destruction, displacement, and reclamation associated Guatemala, Wayland and Kuniholm, (2016) show that racial
with mining activities and mined places (Stoler, 2008: 212; identity and the exacerbating effects of a civil war targeting
Gordillo, 2014). As Wheeler (2014: 22) observes, mining vestiges indigenous communities has led to greater group cohesion and
can become incorporated into local people's experiences of the community-level mobilisation against resource extraction. A
everyday landscape and, as such, play an important role in broader argument is also made about the value of enrolling
understandings of place and temporality. In this line, mining cultural idioms as part of the register of resistance, especially as a
communities can develop memories, associations and emotional bridge between younger activists in search of a connection with
attachments with places ruined by mining. Through the older community members, as suggest by Erb (2016) in the case of
exploration of Rankin Inlet in remote Canada, Cater and Keeling conict over mining in eastern Indonesia.
(2013) have found that even though the community is still According to Escobar (2001) we are being witness to the clash of
suffering from grave environmental impacts after 30 years after two place-making processes; that produced by capital and global
the mine closed, a subset of the community would welcome new forces, and the cultural construction of place through subaltern
mining development. Harner (2001) analyses the formation of this strategies of localisation by communities and social movements.
coherent identity through the case of Cananea in Mexico where a Several authors explore these resistance-place-making processes;
labour union gained control of American-owned mines and from livelihood oriented projects with export oriented production
achieved hegemonic equilibrium between means (copper or eco-tourism, as in Intag, Ecuador (Bebbington et al., 2008), to the
production) and meanings (workers experiences). When the recovery of farming traditions and communal land management of
neoliberal wave of privatisation occurred, many Cananea commu- the Diaguita in Chile (Urkidi, 2010). Also emphasising alternative
nity members resisted these changes through roadblocks, outside local governance structures, Parajuli (1996) proposes the term
demonstrations and strikes. ecological ethnicities where groups claiming regional autonomy
We have also seen how communities have opposed mining are identifying themselves with a distinct ecological region and a
projects and articulated the defense of their place in several ways: rich ethnic history.
as a project, as a strategy, and as an alternative to the dominant Kirsch (2001) carries out an interesting analysis of the
extractive development model. Challenging Harner (2001),Larsen transformation of place for the Yonggom of Papua New Guinea.
(2004: 947) argues that place identities can materialise either Reecting the signicance of the disruptions associated with mine-
through hegemony or as a component of resistance. Her analysis related pollution, remembrance of things past are no longer linked
of the rejection of outside investments in a resource-dependent to surroundings where things happened but rather to the
area of Northern British Columbia, Canada, shows how their temporality of mining operations and impacts. As such, memories
experience of powerlessness created a structure of feeling linked to place-based attachment have, in that case, given way to
(quoting Williams, 1977: 132) through which they positioned chronological narratives related to industrial activities (e.g. when
themselves as regional stewards in opposition to outside forces. the mine opened or a certain area was polluted). This does not
Li (2000) also describes the process through which place-based mean the Yonggom lost their attachment to place. They embarked
identities are formed by contrasting two locations in Central on a process to recover the concreteness of space [or place] that

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capitalism makes disappear (Dissanayake and Wilson, 1996: 3 consultas) to reject mining projects in Latin America points to some
cited by Kirsch, 2001: 262). They strategically rescaled the crucial actors and nodes in the creation of these alliances; a priest
movement by forging alliances with activists operating at different arriving in Guatemala who had experienced the Tambogrande
scales allowing the production and defence of locality (Escobar, consulta in Peru, regional networks like the Red Muqui in Peru,
2001). Urkidi (2011: 575) through her analysis of the Marlin mine documentaries like the one on Sipakapa in Guatemala or access to
struggle in Guatemala, points the link between place-based and the internet. In Argentina, Svampa and Antonelli (2009) link the
glocal strategies: the community is not just the place of cultural increasing resistance against mining projects with two effects of
attachment and revival, but it symbolises a wide sector of the two mining conicts: the environmental impacts of Alumbrera
Guatemalan population that has been oppressed by historical Mine causing the Alumbrera effect (i.e. greater environmental
injustices and racism. The defence of community is therefore also awareness) and the successful local and regional territorial
the defence of a broader community, making horizontal and networks of mobilisation and exchange in the Esquel case that
vertical alliances feasible. have been now replicated all over the country through the Esquel
effect (i.e. more effective mobilisation techniques).
3.2.4. Alliances Alliances can also have a decisive role in strengthening the
The capacity of communities to self-organise and build communities negotiating position; in Tintaya's mine conict ve
alliances with extra-local actors play an important role in acquiring Espinar communities signed an agreement with BHP after a three-
knowledge, mobilising resources for action, and enabling resis- year Mesa de Dilogo (dialogue table) negotiation. Despite the
tance at a diversity of scales (Keck and Sikkink, 1998; Urkidi, 2010; renewed escalation of the conict after 2011, Barton (2005) and De
Swyngedouw, 1997). As noted by Paredes (2016: 1), the glocalisa- Echave (2005) point to the importance of transnational advocacy
tion of mining conict involved on one hand, the globalisation of coalitions that empowered, trained and organised local communi-
communities mobilisation against mining, and on the other, the ties. As such both the practices and goals of resistance can shift
localisation and fragmentation of these protests domestically. The over time, with practices involving for example more scientic
network analysis carried out with the mining conicts of the EJ evidence or legal arguments, and the goals shifting from
Atlas database conrms the importance of inter and intra-scale negotiated conciliation to outright rejection. In this regard,
alliances for a successful strategy resistance and the important role government authorities and mining companies seeking to promote
played by national and international NGOs (zkaynak et al., 2015). extractive projects are often keen to see strategic alliances involve
Networks and alliances can form at a very early stage of a mining or being led by the right kind of organisations and individuals, for
project, as in the opposition to the Esquel project in Argentina, example those who will seek to advance constructive and fact-
which saw the initial diffusion of information between local and based negotiations, rather than those taking more ideologically-
extra-local actors (such as experts) catalyse the reaction of driven positions (McDonald and Young, 2012; Moroz et al., 2014).
communities even before the project has started (Walter and This desire to inuence the conguration of alliances around
Martinez-Alier, 2010; Conde and Kallis, 2012). Alliances can also communities, in turn, often translates into selective processes of
jump scale and help socially and politically marginalised local inclusion/exclusion, such as invitations to conferences and
communities to nd international supporters. dialogue processes, access to funding, legal status, and coverage
Through these networks, information is exchanged and by corporate and ofcial media (Richards, 2013). As Kirsch (2014:
discourses are forged, transformed and merged, shifting between 3) argues, [g]iven the efcacy of corporate social technologies in
different scales. We now nd local activists groups in the Pascua co-opting and adapting the strategies and discourses of their
Lama conict speaking about climate change, glacier protection critics, social movements and NGOs must continually develop new
and wider demands of participation and democracy, whilst global approaches to these problems, but also, as zen and zen (2017)
activists defend the livelihoods of local communities (Urkidi, suggest, nd pre-existing narratives that will resonate with and
2010). Similarly, the excellent analysis of Haarstad and Flysand mobilise local communities against mining.
(2007) of the Tambogrande conict in Peru, showed how local While much attention is often given to national or international
identity was re-scaled and merged with national identity through alliances, it is important to note that local level alliances can also be
the defence of lemons to cook ceviche (a traditional dish) and decisive. In order to catalyse resistance and overcome political
democratic and participatory discourses were used at the marginalisation, every-day and informal networks play a crucial
international scale. Another example in the opposition to oil role. These can be promoted by churches, NGOs, and student
extraction and coal mining is the slogan leave the oil in the soil, organisations, what Bebbington (2007) denes as social move-
leave the coal in the hole that is being used both at local and ment organisations. As Holden and Jacobson (2009) and
national scales in Ecuador, Nigeria, South Africa as well as through Bebbington et al. (2008) show, the church has been an important
platforms like the Climate Action Network (Bond, 2008; Martinez ally for resistance movements in Latin America, having had a
Alier et al., 2014). Alliances can help to generate an awareness decisive role in Guatemala and Peru.
about the position of communities within the broader commodity
chain and political economy, allowing them to frame their plights
in terms of global demands for environmental justice, climate or 3.2.5. Distrust
democratic rights. Such alliances and the narratives associating Distrust has emerged as one of the main factors that generate
individual mining projects with global consumption and pollution opposition. There is frequent distrust towards the mining
trends, support the hypothesis of an emerging anti-capitalist and company, but also towards the state as guarantor of environmental
non-Eurocentric struggle articulated with local place-based standards and appropriate revenue distribution, with local elites
demands (Conde, 2016). capturing opportunities and instrumenting conicts for their own
Yet, it is not only information and narratives that are exchanged benets, as well as external expertise and hard to understand
through these alliances; the diffusion of strategies has been crucial science-based ndings (Bebbington and Bury, 2009; Le Billon,
for the development of several resistance movements. According 2014; Conde, 2014). Although we focus here on the distrust felt by
to zen and zen's (2011) analysis in Turkey, both resistance the communities, distrust is a relational, multi-faceted and trans-
movements and the mining companies crucially learned from the sectorial factor also involving the state and extractive industry,
previous conict what not to do. The excellent analysis carried out including perceptions and actions of prior governments and
by Walter and Urkidi (2015) of the spread of referendum (or companies.

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
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Walter and Martinez-Alier (2010), studying the Esquel conict communitarian access to land, organic agriculture production or
in Argentina, show how a talk on cyanide use by the future supplier democratic decision making processes (Escobar, 2001; Martinez
of cyanide to the mine, motivated university experts in chemistry Alier, 2003; Helwege, 2015). In the study of the Guatemalan Marlin
to get involved and cast doubts about the quality and reliability of mine conict, Urkidi (2011) shows how communities linked local
the information presented. This was combined with mistrust demands against water depletion and contamination with the
towards the government's Mining department due to the way the defence of their Mayan traditions and culture claiming legal
information regarding the project was disseminated. In the participation rights and the democratisation of decision-making
Tambogrande conict in Peru, Muradian et al. (2003) point that processes. This cultural defence was not connected to a specic
despite adopting similar technical language, the experts hired by place but to the historical grievances suffered by their communi-
the companies and those working with civil society had different ties and culture.
value systems which in turn cast expert ndings in different Much of the view on community driven participation is
lights, thus contributing to diverging views and distrust. A study by informed by the Environmental Justice (EJ) paradigm where
the Centre for National Resource Governance in Zimbabwe of participation is directly linked with recognition and can impede
mining-related conicts points out that community distrust and justice as much as distributive inequities do (Fraser, 1998: 26).
antagonism towards companies and government authorities are Linking with the political marginalisation factor, Schlosberg (2007:
frequently the result of a crisis of expectation emanating from the 28) states that it is not just that political and cultural institutions
promises given by government when introducing a mining project create conditions that hamper equity and recognition, but that
to a community(CNRG, 2015: 28). In the same vein Horowitz both distributive inequity and misrecognition hamper real
(2010: 625) specically identies trust as an important factor in participation in political and cultural institutions. In their study
her studies of Kanak villagers response to a new nickel mine in of two gold mining conicts in Latin America, Urkidi and Walter
New Caledonia. She argues that trust was not determined by the (2011) observe that demands of participation and recognition from
scientic validity of the information provided by the company but local communities appear even before distributional demands.
by the afliation of each villager to either the company or the This has not always been the case; in the emergence of the
protest group that stemmed from expectations of long-term social environmental justice discourse in the US, communities primarily
relationships and economic benets for themselves and for their demanded an end to the social and economic policies that
community, as well as feelings of empowerment. subjected excluded and poor communities to environmental
Dougherty and Olsen (2014) research in Guatemala observes hazards. However, Bullard (1990: 101) also notes that exclusion-
two main trust narratives, with opposite effects. On one hand, ary and restrictive practices that limit participation of African
what they term institutional trust in authority, faraway Americans and other people of colour in decision-making boards,
institutions, expertise positively correlates with mining support, commissions, regulatory bodies, and management staff are all
and in part reects low levels of self-efcacy and marginalisation forms of environmental racism. In EJ literature, participation is
within the community (see Section 3.3.2). On the other hand, linked to access to fair and equitable institutional processes
relational trust exercised when individuals feel strongly bound managed by the State; it ties together the understanding of unjust
to friends, family, and neighbors with whom they share back- distribution patterns with the recognition of rights and needs of
grounds, experiences, and life-stations positively correlates local communities (Cole and Foster, 2001; Schlosberg, 2007).
with views opposing mining (Dougherty and Olsen, 2014, 3). Demands stem from the exclusion and marginalisation from
The mining industry is also realising that in order to develop ofcial decision-making processes, with activists also pointing
lasting relations with local communities they have to build and more broadly to forces such as class, caste, ethnicity and gender as
maintain the trust of communities (Barton, 2005; Commdev, 2008; preventing individuals from fully participating in decisions that
Horowitz, 2010; ICMM, 2009; Labda, 2011; Zandvliet and affect their lives (Urkidi and Walter, 2011).
Anderson, 2009). Moffat and Zhang's (2014: 68) analysis of two The emergence of consultas or referendums as a strategy to
online surveys carried out with communities in an Australian reject mining projects in Latin America in the 2000s responded in
mining region show that when community members reported part to concerns related to the defence of livelihood, cultural
feeling heard, listened to, and that the company would act on their recognition, territorial control, participation and self-determina-
concerns, their trust in the company was enhanced. They also note tion (Walter and Urkidi, 2015: 11) and increasing repression and
that, in these cases, trust of a company by a local community seems criminalisation of affected communities by government authori-
to reect the quality of contact, rather than the quantity; and that ties (Laplante and Nolin, 2014; Walter and Urkidi, 2015). The rst
trust towards a company and acceptance of a mining project are consulta that took place in 2002 in Tambogrande, Peru, emerged as
seriously undermined when impacts are worse than what the the Peruvian government issued measures to limit public
community expected often a reection of the miscommunication participation rights and negotiation attempts where failing
or misrepresentation of risks by companies and government (Haarstad and Flysand, 2007; Bebbington, 2012a). Since then
authorities (Hilson, 2002). more than 74 consultas have been carried in six different countries
with communities rejecting extractive projects (Duthie, 2012;
3.2.6. Community driven participation Walter and Urkidi, 2015). According to Walter and Urkidi (2015),
Many local communities aspire to determine what happens on these consultas entail the construction of a new scale of regulation,
their land, wanting to receive visibility and recognition of their whereby local communities defend the local as the legitimate scale
rights, they react to a lack of participation or representation in of decision-making on whether a project is to go forward or not. As
decision-processes over resource extraction projects, and more such, the proliferation of consultas can be seen as a grass-roots
generally about a lack of rights to effectively decide their own democratic process of implementing Free Prior and Informed
development path. Participation can be viewed from three Consent (McGee, 2009; see also Section 3.4.5).
perspectives: community driven participation, corporate driven
participation (Section 3.3.3), and state driven participation 3.3. Company-related factors
(Section 3.4.5).
For authors seeking to follow communities perspectives, Companies have a major inuence with regard to community
participation entails not a dialogue with the mine, but communi- resistance as they initiate and manage projects and related
ties right to decide over their own practices such as activities, often working within a hybrid governance system

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
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involving host country regulations and their own corporate power imbalances between companies and communities, and only
guidelines. While companies generally use corporate social partial attempts to facilitate dialogue. Lack of effective responses to
responsibility programs and compensation schemes to prevent complaints is also due to the lack of leverage and communication
or reduce resistance by communities, these programs can backre between the community-relations staff and other departments
when poorly designed and implemented. Corporate driven (legal, operations, environment) (Kemp and Owen, 2013).
community participation can also fail to address the communities The context in which CSR programs are developed; with poorly
motivations and incentives for resistance; especially if companies designed and implemented CSR activities potentially increasing
mostly see such participation as an education exercise for frustrations and distrust, can constitute a source of further
communities, or as a way to negotiate a rapid implementation resistance, especially when they follow confrontational events
of the project. during which a company had lost its legitimacy (Warnaars, 2012).
With the ever-increasing exchange of information across net-
works and alliances, communities are frequently questioning the
3.3.1. Corporate social responsibility (CSR)
merits of the extractive development model, their lack of
In order to build trust and in response to the increasing number
participation, and the CSR and compensation schemes brought by
of community conicts, and their potentially high costs (Franks
the mining companies.
et al., 2014), companies have been developing a set of policies and
strategies that can be collectively encapsulated under the
corporate social responsibility (CSR) umbrella. These programs 3.3.2. Compensation
range from the use of cleaner technologies, improved communi- Conicts over compensation due to land or resource losses are
cation strategies (both with communities through for example common claims behind contestation to mining. Arellano-Yanguas
improved grievance mechanisms, and externally with the publi- (2011) analysis of Peru's mining conicts shows that most
cation of regular corporate CSR information), as well as better originate due to people's sense of grievance regarding previous
distribution of benets to local communities through development land transfer agreements. Communities demand the fullment
projects (OFaircheallaigh and Ali, 2008; Himley, 2013; Jenkins, of promises by the mining company, as well as a greater share of
2004; Yakovleva, 2005). The myriad of publications on how to the prots as compensation for local resources and livelihood loss
improve community-company relations recommend meaningful (Barrantes, 2005). This is the case too of the Yonggom in Papua
community participation (Barton, 2005; Commdev, 2008; Hor- New Guinea, who in the court case against BHP were being made to
owitz, 2010; Labda, 2011; Moffat and Zhang, 2014; Zandvliet and choose between development and the environment. Given their
Anderson, 2009), capacity building (Bamat et al., 2011; Boelens dependency on the mine after years of exploitation and pollution,
et al., 2010; De Echave et al., 2009; OFaircheallaigh, 2013; they were demanding compensation for environmental damages
Schilling-Vacaor, 2012; Vieyra et al., 2014) and third party as well the economic benets of keeping the mine open (Kirsch,
involvement for conict resolution (Bamat et al., 2011; Padilla 2007). In New Caledonia, inadequate compensation was also one of
et al., 2008). Rogge (1996) shows how a legal educational program the main motives for resistance to mining according to Ali and
for communities in Ecuador's Oriente oil-rich region increased Grewal (2006).
their condence and awareness of their rights. Also widely In many occasions, however, communities do not want to be
recommended is the use of social community mapping allowing compensated. Linking with the initial factor of environmental
for the identication of all stakeholders, environmental services impacts, Avc et al. (2010) analysis of opposition to the Mount Ida
and other cultural and religious activities (Herbertson et al., 2009; mine in Turkey show that 81% of them rejected the compensation
ICMM, 2013; OFaircheallaigh and Corbett, 2005). schemes offered due to concerns about environmental risks and
Criticisms to CSR initiatives however abound; they range from lack of trust in state institutions and technology. Moreover,
their voluntary and non-enforceable nature (Fulmer et al., 2008), compensation largely depends on the accounting of the economic
the lack of representation of all members of the community benets a piece of land can generate. This economic valuation
leading to internal community conicts (Jenkins and Yakovleva, generally disregards the variety of valuation languages communi-
2006; Newell, 2005) and the opacity of the agreements achieved ties can posses. For the Dongria Konhd, the Nyamgiri hills Vedanta
(Sosa and Keenan, 2001). Several studies of CSR programs for wants to mine are sacred; the resting place of the god Niyam Rajah.
mining projects in Guatemala (Dougherty and Olsen, 2014), The incommensurability of values is further aggravated by the fact
Ecuador (Warnaars, 2012), Ghana (Hilson and Yakovleva, 2007) that poor sell cheap so that the lost opportunity cost is greater for
and Kenya (Abuya, 2016) suggest that programs are in many foreign tourists who can bid higher for forest services, in the
occasions not well designed, increase rather than alleviate the process reproducing unequal access to public goods (Temper and
communities hardship, and can trigger conicts when CSR Martinez-Alier, 2013: 82).
projects are delayed or not implemented. Gilberthorpe and Banks
(2012) show how CSR weaknesses stem from the companies 3.3.3. Corporate driven participation
emphasis on meeting global performance standards instead of Mining companies view participation as part of the processes
aligning their programs to the needs of each social context through which the community engages in negotiations with
advocating for the need to have greater community engagement. them. Beyond regulatory requirement for community participa-
Indeed one of the major criticisms of CSR is the lack of meaningful tion, or at least consultation, corporate-driven participation is
community participation (Bebbington et al., 2008; Emel et al., also motivated to obtain a social license to operate from the
2012; Ruwhiu et al., 2016, see Section 3.6.1 too). As shown in the community (Owen and Kemp, 2013). In both cases, this is about
Tintaya mine in Peru (Anguelovski, 2011) or the Lihir mine in Papua reducing the risks associated with inserting a corporate project
New Guinea, protests and mobilisations occur each time the into a particular place through the enrolment of the community
community has a demand or wants to enter in dialogue with the as a legal entity to be consulted or as a social entity to be
mine. Mining companies can manage these conictive situations convinced. Literature on industry recommendations suggest
through grievance mechanisms that should be accessible to all, transparent dialogues as well as early stage and genuine
culturally appropriate and accountable (ICMM, 2009). However in involvement of local communities in decision making processes
practice, according to Kemp et al. (2011) review of 12 companies so they can decide which development programs they want to
grievance mechanisms, there had been negligible attempts to alter pursue for example through company sponsored cattle or

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agriculture projects (Banks, 2013; Caballero-Anthony, 2013; resistance (Arsel et al., 2016; Vlez-Torres, 2014). Studies on
SUNPFII, 2008; Sawyer and Gomez, 2008). Criticisms related to Peru, for example, suggest a link between post-structural
a lack of genuine community participation abound; Baker and adjustment extractive policies, community resistance and social
McLelland (2003) expose the poor integration of First Nation conicts. Taking place within the context of greater but
people in the decision-making process of the environmental contentious and highly fragmented democratisation that
assessments carried out in all three cases analysed. Similarly, followed the end of the civil war and fall of the Fujimori
OFaircheallaigh and Corbett's (2005) analysis of 45 negotiated regime in the late 1990s, the interaction of political and scal
agreements with indigenous communities in Australia nds that decentralisation schemes with an extractive investment boom
in most cases their contribution is non-existent and only in a resulted in conicts between central authorities, local political
quarter of the agreements the industry is required to address the competitors, and communities (Arce, 2014; Arellano-Yanguas,
proposals of the Aboriginal landowners. One of the main reasons 2010, 2011).
for this poor participation is the lack of bargaining power
communities have prior to the start of the negotiations, notably in 3.4.2. Criminalisation of dissent
relation to the various levels of control over land and the different Both progressive and conservative governments have not only
powers that these legally provide for communities to negotiate, as generally demonstrated a pro-industry bias, but have also shown a
seen in Australia and Canada (OFaircheallaigh, 2008). On a growing intolerance to social resistance against extractive projects
similar vein, Szablowski (2002) exposes the unequal power through increasing use of repressive measures, the criminalisation
relations in the World Bank's participatory involuntary resettle- of protest and the prosecution of leaders in resistance movements
ment policy with expert-led consultations and minimal input (Bebbington and Bebbington, 2011; Martinez Alier et al., 2014). The
from local communities. Latin American Observatory of mining conicts (OCMAL, 2011)
analyzes two regional processes of criminalisation occurring in
Andean countries (Chile, Brazil, Argentina, and Bolivia) and
3.4. State related factors
central-American (Guatemala, Honduras and El Salvador) targeting
not only local leaders and authorities but also technical assessors
States have a critical role with regard to community resistance,
and external organisations. Focusing on the case of Honduras,
but this role is often articulated around the relative absence of the
Middeldorp et al. (2016) demonstrate that the closing of
state as a representative of affected communities and as
progressive legal reforms at the national level following a coup
environmental steward, and its selective presence as the sover-
in 2009 has relocated opposition to mining down at the
eign authority over resources and public enforcer of corporate
community level, with brutal consequences for community
entitlements. As discussed below, the extractivist development
activists facing a hardening of repression. Andreucci and Radhuber
models and pro-industry policies promoted can go in hand with
(2015) show in their analysis of Evo Morales government in Bolivia
the criminalisation of dissent, corrupt behaviours, and inadequate
how the government co-opted and demobilised the main peasants
planning and implementation. State-driven community participa-
union confederation and two of the largest indigenous organ-
tion that is not based on Free Prior and Informed Consent
isations, favouring instead mining cooperatives that support an
principles can increase community distrust and give further
extractivist model. This type of responses and the tense (but real)
ground for resistance.
alliance between the state and the mining companies cause in
many occasions rent seeking behaviours and corruption.
3.4.1. Pro-industry state policies
The role of the state in the formation of resistance has 3.4.3. Rent seeking behaviour and corruption
traditionally been linked to its role as custodian (and de facto The effect of the state towards greater resistance is exacerbated
owner) of subterranean resources, as attractor of investment for when bureaucrats and politicians have vested interests in
resource extraction through policies of economic liberalisation, as extractive projects, either directly through equity shares or
well as a decision-maker, facilitator, and enforcer of regulatory indirectly through electoral funding and bribing (CNRG, 2015).
processes (Bridge, 2004; Campbell, 2009). Yet, the state has More generally, resource wealth can motivate, entrench and
generally sided with the industry, and often played a role in reward corrupt practices, notably because of the large scale of
increasing resistance. The multiple dimensions and variegated revenues involved, the long-term impacts of contractual arrange-
effects of the state and political apparatus on resistance from the ments, and the discretionary power of government ofcials. In
relations between resistance and electoral cycles, the fairness and turn, corrupt practices undermine revenue collection through
integrity of the bureaucracy and judiciary, or in response to the embezzlement and the awarding of unfair contracts biased
intensity of state repression deserve close attention (Martin and towards corporate interests, as well as facilitating illegal exploita-
Pierce, 2013). tion and tax evasion (Kolstad and Soreide, 2009; Le Billon, 2011).
Extractivist logics and policies often derive from the legacies Corrupt earnings can insulate ruling elites from the demands of
of predatory colonial political economies and growth-driven society, while government tolerance for corrupt practices can
developmental models (Engels and Dietz, 2017). Renewed and undermine their legitimacy, thereby reducing accountability and
transformed through the neoliberalisation of many economies trust (Cheng and Zaum, 2013; Le Billon, 2014). From this
in the early 1990s, extractivism drastically accelerated with the perspective, corruption undermines government capacity and
rise of Asian-led demand and commodity prices at the turn of effectiveness, resulting in the suboptimal delivery of public goods
the new millennium. Even left wing and indigenous-based and the erosion of institutional trust. Finally, corruption can
governments seeking alternative developmental models have exacerbate socio-economic inequalities, environmental impacts,
found it hard to achieve resource nationalism (Kohl and and political tensions; a major concern in countries where legacies
Farthing, 2012), let alone escape extractivism, giving way to of civil war and authoritarianism deepen a vicious circle of public
neo-extractivist approaches selectively entrenching mining distrust, resistance, and repression (Le Billon et al., 2016).
activities (Burchardt and Dietz, 2014; Villalba-Eguiluz and
Etxano, 2017). Extractivist rationales, in turn, have often 3.4.4. Inadequate planning and implementation
dispossessed local communities of their livelihoods, including Several authors contend that resource rents and corruption in
at times small-scale mining, and increased the likelihood of extractive economies are not linked with persistent poverty or low

Please cite this article in press as: M. Conde, P. Le Billon, Why do some communities resist mining projects while others do not?, Extr. Ind. Soc.
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12 M. Conde, P. Le Billon / The Extractive Industries and Society xxx (2017) xxxxxx

economic growth, arguing instead these problems are related to most important models to ensure community involvement in
political and policy decisions in the extractive sector (Lay et al., decision-making processes of extractive projects, yet communities
2008; Robinson et al., 2006). Whilst Norway has been successful in claim this is often ignored or misapplied. There is no denition of
using revenues for social democratic benets other countries like what FPIC means or what the process must entail, as well as no
Bolivia, with a weak administrative capacity, has limited ability to clarity on what constitutes consent, not necessarily implying the
invest in ways that will promote diversied development (Kohl binding power of community decision-making (Owen and Kemp,
and Farthing, 2012). In Peru the investigation carried out by The 2014: 92; Goodland, 2004; Jahncke Benavente and Meza, 2010;
Ombudsman to explain the increased number of extractive Rodriguez Garavito et al., 2010). In fact, the consulta previa usually
conicts in the country also highlighted the poor performance promoted by governments does not entail the need to gain consent
of the state. They pointed at the weak environmental regulations from affected communities (Rodriguez Garavito et al., 2010).
(e.g. low environmental standards) and enforcement, as well as Procedurally, the application of FPIC in the Philippines
poor participation mechanisms (e.g. with the reduction of the time presented problems ranging from insufcient information and
frame to present allegations to the EIAs) (Defensora del Pueblo de education on the FPIC process itself, to recognition of false leaders,
Per, 2007). At the local level, Arellano-Yanguas (2011) analysis of bribery and coercion (Oxfam America, 2013). Drawing from
the distribution of the canon minero (mining revenues) exposed experience in mining projects in Peru, Schilling-Vacaor and
the lack of capacity of local governments for the inefcient Flemmer (2013) point to the importance of the impartiality of the
allocation of resources that generated frustrations and local institution in charge of the design and implementation of the
conicts. consultation process, and the need to reduce power asymmetries
The resistance of Artisanal and Small-scale miners, associated through the improvement of negotiation capacities. In this regard,
with a risk of livelihood loss and displacement, is generally related there is a tension between the promotion of these principles
to governments planning failures. Many workers were pushed into through their adoption by industry as a form of corporate social
the informal gold mining sector as a result of loss of jobs and responsibility, and the need to ensure that they remain enshrined
increasing poverty associated in part with the Structural Adjust- in law and enforced by the state (Rodhouse and Vanclay, 2016). For
ment Plans of the 1990s (Hilson and Potter, 2005). In sub-Saharan example, the ICMM and international nancial institutions are
Africa and parts of Latin America, rigid and often inadequate ASM pressuring the industry to implement a watered-down version
policies, often combined with corruption and lack of enforcement, known as free, prior and informed consultation leading to broad
have discouraged many artisanal and small-scale miners from community support (WB, 2005, emphasis added). This has been
pursuing legalisation and formalisation, thereby aggravating heavily criticised by organisations like the World Resources
inequalities and insecurity for miners (Fisher, 2007; Teschner, Institute (WRI, 2007), arguing that these initiatives may preempt
2012; Hilson and McQuilken, 2015; Vlez-Torres, 2014). legal adoption of FPIC, and that consultations failing to resolve a
community's reason for opposition or achieve consent will provide
little assurance against potentially costly and disruptive conicts.
3.4.5. State-driven participation
Moreover, such watered-down participation processes will negate
The state has a major role to play in community participation,
the most important demands of these communities: to have a say
notably through ensuring that communities are adequately
in the development path they want to follow.
informed and consulted, and that their perspectives and decisions
are duly taken into account by companies. In practice, the
4. Conclusions
regulations and institutions guaranteeing the effective participa-
tion of communities are frequently inadequate and below the
Whilst some of the factors identied are hinders or drivers of
standard of Free Prior and Informed Consent (FPIC). FPIC was
resistance, some of the factors can be both, depending on context
initially thought to be only a duty of the state because it derived
and how they are played out by actors in a mining conict (see
from the ratication of the UN Declaration on the Rights of
Fig. 2).
Indigenous Peoples and the International Labour Organisation
Dependency towards extractive companies and our reading of
Convention 169 calling for states to ensure consent from
political marginalisation stand as hinders of resistance. The
indigenous communities. FPIC has arisen globally as one of the

Fig. 2. Simplied classication of factors as hinders or drivers of resistance.

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dependency of workers and mining towns whose livelihoods communities have learnt through networks and alliances of
depend on the mining company to subsist point not only to less the impacts they cause to their livelihoods. Once the project has
likelihood of resistance but also even union action to keep the started however, resistance is likely to start if impacts are felt,
company aoat even when the corporations have no more interest causing distrust in the company's capacity to operate without
in keeping it open. The term marginalisation can be elusive. Poor impacting their livelihoods. There is not only frequent distrust in
communities economically marginalised can resist a project if they the companies remedial actions and the scientic knowledge
lack alternatives to livelihoods that could be threatened by the manufactured to justify their extractive activities, but also in the
project or welcome it if they have no alternative livelihood. CSR programs and development projects they promote. Given the
Political and social marginalisation which is closer to a sense of close ties between the state and the mining companies and
isolation from the mainstream of society is less examined in the increasing repression and criminalisation of resistance there is
literature but still prevalent in many of the communities facing a also distrust in the state as a guarantor of environmental
new mining project; meaning they lack an understanding of what protection and adequate management and distribution of rev-
the project will entail as well as the capacity to engage or enues. Economic marginalisation coupled with lack of alternative
participate in the formation of discourses of resistance. Although livelihoods if these are affected by a mining project further
both types of marginalisations tend to be linked together, the exacerbates the likelihood of conict. There is also a lack of
likelihood of conict will depend on how each variable outplays in effective channels for community participation on important
the communities affected (e.g. the degree of historical political and decisions regarding their own development path. Falling under the
social marginalisation vs. the degree of livelihood dependence and environmental justice paradigm, communities want to have a say
alternatives). in their own future and use their own local decision making
The geography of the project, including the characteristics of mechanisms. This, however, contrasts with the cursory and
the deposits and commodity type, dene in part the type of mining inconsequential participatory processes still frequently used by
and impacts caused to the environment and to communities and mining companies and governments. Resistance, from this
can have a mixed effect on resistance. Mining in the unpopulated perspective, closely relate to the crucial right of communities to
desert of Namibia, for example, is likely to cause less resistance decide, either through their own decision mechanism such as
than mining in the headwaters of several river basins in the consultas or through a more formalised FPIC process, if an
populated area of Cajamarca, Peru. This extreme example high- extractive project is to go forward or not.
lights the importance of population density and the geo- Better understanding community-level resistance to mining
hydrological structure of a region. Communities in remote regions could benet from additional research. First, more studies are
can act more independently from the state, choosing either to needed on the internal perspectives of government authorities and
negotiate directly with the mining company to accrue most of the mining companies on resistance, and the specic roles played by
benets at local level (like the Lihirians in Papua New Guinea) or to various actors within government and corporations (see Welker,
reject a mining project (like the Intag community in Ecuador) due 2014). This, in turn requires greater access to often condential
to the strong attachment to land and livelihood dependence information and embedded research within government agen-
indigenous and local communities can have in these regions. The cies, risk consultancies, and mining companies. Second, the
resource type and extraction process can also determine if the increasing criminalisation of dissent by the state and the
impacts are felt by the community, which in turn can react to repression of resistance by mining companies deserve more
denounce them and resist the mining project. Place is also in this attention as they inuence heavily on the evolution of resistance
blurry area; whereas some communities place-making processes movements. Third, there remains a limited knowledge of the
can lead to emotional and cultural attachment to mining micro-politics and psychological dimensions of conict escalation,
landscapes favouring present and future mining developments, which could draw on literature and methodological approaches
other communities enact place through everyday cultural and from anthropology, sociology, psychology and political sciences.
livelihood practices and/or through a process of defense of place Using similar methodologies, there could be more research on the
and resistance to a mining project. These place-making processes transformative process of communities engaged in resistance that
can also be localised at different scales through cross-scalar aim to achieve alternatives to current extractivist-based develop-
alliances. ment models. Forth, more comparative work is needed, which
Whilst external organisations can have a crucial role as brokers could combine a more systematised review of existing cases, a
of community-company agreements, alliances and networks can medium-N comparative case studies approach based on the
also allow communities to share and co-produce new knowledge, relative importance of well-dened factors and processes, and a
strategies and narratives that combine local placed-demands with large-N statistical analysis operationalising a sufcient number of
demands of rights, including indigenous rights, territorial rights, variables.
human rights, ancestral rights, rights to live in a clean environ- This analysis of resistance likelihood factors is not intended to
ment. Corporate Social Responsibility (CSR) programs can also nd a path of least resistance but to aid in a better understanding of
have this opposite effect. If started early with good communication the complex and intertwined reasons why communities resist, and
channels with the community they can forestall resistance. the roles played by communities, companies, states and project
However, when poorly designed or implemented, resistance can characteristics in this resistance. Clarifying the concept of consent
emerge or increase at later stages of the project, especially when in FPIC and company-led processes, and understanding the
communication channels fail, communities are not obtaining what political marginalisation of some communities or the will to
they thought they negotiated for (e.g. education rather than participate in decision-making processes regarding their own
simply a school building without teacher) or the impacts of the future, could help ensure fair and efcient local consent processes
project start to be felt or are greater than expected. Moreover, the or their appropriateness. Identifying strong attachments to place
spread of CSR critiques might also increase the likelihood of and reliance on the land could help inform the creation of no-go
resistance as communities are becoming more aware of the faults areas for mining projects, to the mutual benet of companies,
of this corporate strategy, as well as the socio-environmental communities, and government authorities likely to be negatively
impacts mining can entail. affected by socio-environmental impacts and costly deadlocks.
Socio-environmental impacts are clear drivers of resistance;
many projects are being resisted before they start because

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