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an organizational development

OF AN EFFECTIVE DEPARTMENT tool for the united nations

Office of Human Resources Management


DIVISION FOR ORGANIZATIONAL DEVELOPMENT
profileOF AN EFFECTIVE DEPARTMENT

an organizational development
tool for the united nations

Office of Human Resources Management


DIVISION FOR ORGANIZATIONAL DEVELOPMENT
2 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

introduction
his profile identifies the key attributes of an effective department within the
T UN Secretariat. The profile has been developed to:
Provide a framework for defining departmental performance that is shared
across the organization.

Assist departments in assessing their current level of effectiveness.

Guide departments in developing their own capacity in order to increase


their effectiveness.

The profile is flexible, and can be applied to large and small departments, as
well as to Regional Commissions, and Offices away from Headquarters.

1. The term department includes other significant organizational entities such as an Office or a Regional
Commission
PROFILE OF AN EFFECTIVE DEPARTMENT 3
An Organizational Development Tool for the United Nations

model of departmental effectiveness


epartments differ greatly in terms of their mandate, their size and complexity,
Dthe cultural and geographic context in which they operate, and the nature of
their activity. In spite of these differences, a number of performance elements,
outlined below, are applicable to all departments.

Accountability

Effective
Process

Response
to Client
Needs

Clear Skilled
Purpose &
Leadership & Committed Results
Direction People

Partnership
Development

Well-
Managed
Resources

Organizational Learning,
Innovation & Change
4 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

defining departmental effectiveness


The profile is based on the assumption that an effective department achieves
key performance results at three levels.

It delivers the planned outputs and services.

It achieves the outcomes that meet the needs of its clients and stakeholders.

It achieves a long-term impact.

degrees of freedom
he profile takes into account what might be called departmental degrees of
T freedom. In other words, it has been designed with the understanding that
each department operates within the context of the organization as a whole, and
that governance structures and mechanisms, central policies and processes, as well
as rules and regulations outside the departments direct control do have a
significant impact on its performance.

how the profile can be used


he profile may be used by Heads of Department, managers and staff in the
T following ways:
To identify those areas of departmental capacity that are strongest as well as
those that need improvement.

To measure changes in the departments capacity over time.

To act as a discussion tool to draw out different views within the department
regarding its capacity, drawing out different perspectives that may exist
between staff and managers, for example.
PROFILE OF AN EFFECTIVE DEPARTMENT 5
An Organizational Development Tool for the United Nations

assessment instruments and processes associated


with the profile
number of assessment instruments and processes, based on the profile, have
Abeen developed to assist departments in developing their capacity.
Organizational Effectiveness Indicator
Chief among these instruments is the Organizational Effectiveness Indicator, an
electronic staff survey designed to provide departments with an overview of their
perceived level of effectiveness in all performance areas of the model. Following
the participation of staff in the survey process, reports are produced presenting
results both at the level of the department as a whole and at the level of signifi-
cant work units, such as divisions or branches.

Interpretation Guide and OD Plan of Action


To assist departments in responding to the results of the Organizational
Effectiveness Indicator, an Interpretation Guide and OD Plan of Action allow
them to set specific targets for organizational development, and to identify
appropriate actions to achieve those targets.

Assessment processes
To supplement the survey process of the Organizational Effectiveness Indicator,
a number of structured assessment processes have also been defined which allow
a more in-depth assessment of various areas of departmental performance than is
possible through the use of a survey instrument.

levels of development
o assist departments in guiding their own development, four levels are
T identified in the profile. Each of these levels is associated with a number of
tangible indicators, enabling department to assess both where they currently are,
and to determine where they aspire to be.

g High
level
Moderate of
level development
Basic of
level development
of
development

Clear need
for increased
development

On the following pages, each component of the model of departmental effec-


tiveness is associated with a number of indicators associated with each of the
above levels.
6 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

leadershiphead of department and/or


senior management team

Clear need for increased Basic level Moderate level High level
development of development of development of development

Head of Does not communicate a Sets and communicates Is constantly, visibly Is contagiously energetic
department clear vision for the future; a sense of purpose and committed to the and highly committed;
passion and vision fails to generate a shared direction; aligns others department and to lives the departments
understanding of where around achieving the achieving its vision; cre- vision; enables others to
the department is going vision ates excitement and see how they can achieve
enthusiasm in others the vision
Head of Is reluctant to change the Leads organizational Develops and implements Communicates a
department status quo; mandates change processes; actions to overcome compelling need for
leading change, change but does not lead promptly addresses resistance to change; is change; creates a sense
creating alignment it; delays decision- issues that arise in the able to move rapidly from of urgency; aligns the
making change process decision to action; makes entire department to
things happen support the change effort
Head of Consistently fails to show Earns the respect of Is respected and sought Is viewed as an outstand-
department respect for others; may others; takes time to out by others for advice ing people person;
personal be openly judgmental or build relationships; has and counsel; has strong inspires others and
and interpersonal critical; has difficulty presence; is able to presence and leadership achieves impact; continu-
effectiveness influencing without using influence and build ability; uses multiple ally self-aware; actively
authority; has difficulty support approaches to get buy-in works on personal learn-
building trust ing and development
senior Fails to provide ethical Rejects inappropriate Consistently makes Is respected for its
management and transparent political influence in transparent and ethical transparency and integrity
team leadership; tolerates decision making and staff decisions
ethics inappropriate political appointments; addresses
influence in decision ethical and performance
making and staff issues
appointments; turns a
blind eye to ethical and
performance issues
Senior Centralizes power and Delegates authority and Encourages leadership at Builds a culture of
management decision-making; responsibility; holds itself all levels; builds a culture empowerment and
team reserves the right to and others accountable; of learning participation
use of authority make decisions which makes tough decisions
should be made at a as required
lower level; micromanages
and over-controls; creates
a culture of fear
Senior Centralizes power and Encourages co-operation Builds a sense of Promotes
management decision-making; reserves on a project/program coherence and a shared interdependence and
team the right to make basis vision on a the achievement of
cohesion and decisions which should project/program basis overarching goals and
teamwork be made at a lower level; objectives
micromanages and over-
controls; creates a culture
of fear
PROFILE OF AN EFFECTIVE DEPARTMENT 7
An Organizational Development Tool for the United Nations

Clear purpose and direction

Clear need for increased Basic level Moderate level High level
development of development of development of development

Vision Little shared understanding Somewhat clear Clear and specific Clear, specific and com-
of what the department understanding of what understanding of what pelling understanding of
aspires to become or the department seeks to the department seeks to what the department
achieve; contra- achieve; lacks specificity become or achieve; held aspires to become or
dicting/conflicting ideas of or clarity; held by only a by many in the depart- achieve; broadly held and
what the department few; exists on paper, but ment; often used to consistently used to direct
should be doing is rarely used to direct direct action and set pri- action and set priorities
actions or set priorities orities
Overall strategy Strategy is either Strategy exists but is not Coherent strategy has A clear, coherent medi-
nonexistent, unclear or linked to vision; strategy been developed and is um-and long-term strate-
incoherent (largely a set is not easily actionable; linked to mission and gy exists; strategy is
of scattered initiatives); strategy is not broadly vision; day-to-day actionable and is linked
strategy has no influence known behaviour is partly to mission, vision and
of day-to-day behaviour driven by it overarching goals; strate-
gy consistently drives
day-to-day decisions
Goals/performance Targets are non-existent or Realistic targets exist in Quantified, ambitious Limited set of quantified,
targets few; targets are vague or some areas; targets may targets exist in most genuinely demanding
confusing; targets are too lack ambition or be short- areas; targets are known performance targets in all
easy or impossible to term; targets are often and adopted by most areas; tightly linked to
achieve; targets change renegotiated; staff may or staff who usually use strategy; staff consistent-
from year to year, unrelated may not know and adopt them to broadly guide ly adopt targets and work
to strategy; targets are targets their work diligently to achieve them
unknown or ignored by staff

Program and Programs and services Most programs and Core programs and All programs and services
service relevance seem scattered and services are well defined services are well defined and well defined and fully
unrelated to each other; and can be linked with and aligned with the aligned with the mission
no determination to the mission and goals; mission and goals; pro- and goals; synergies
discontinue programs programs somewhat grams fit together well across programs are cap-
which are no longer scattered and not fully as part of a clear strate- tured
relevant integrated into a clear gy; programs with limit-
strategy; existing ed or no relevance are
programs are continued questioned
without questioning their
relevance
8 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

Responsiveness to client and stakeholder needs

Clear need for increased Basic level Moderate level High level
development of development of development of development

Needs identification Little or no identification Some attempt to identify CRegular identification Continual assessment of
and feedback of client needs and client needs and seek of client needs and client needs and satisfac-
expectations; feedback is feedback through expectations using a tion; processes and pro-
not sought; department occasional surveys or variety of methodolo- cedures are adapted to
operates on the assump- other data gathering gies; feedback is sought meet the needs of clients
tion that it knows what its means and listened to; the and stakeholders
stakeholders expect with- department is not afraid
out asking them of criticism
New program No assessment of gaps in Limited assessment of Occasional assessment Continual assessment of
and service ability of current program ability of current program of ability of existing pro- ability of existing pro-
development/ or service to meet or service to meet grams or services to grams or services to
adjustment of client/stakeholder needs; client/stakeholder needs; meet client/stakeholder meet client/stakeholder
existing programs limited ability to create new some ability to needs; demonstrated needs; ability to create
and services programs or respond in modify/discontinue exist- ability to modify and truly innovative programs
new ways; new programs ing programs and create fine-tune existing pro- and services
created largely in response new ones grams or create new
to funding availability programs
Benchmarking/ Minimal interest in or Basic knowledge of play- Solid knowledge of play- Benchmarks and per-
adoption of knowledge of other players ers and alternative mod- ers and alternative mod- formance standards are
best practice and alternative models for els for program and serv- els in program and serv- set in accordance with
program or service delivery ice delivery; limited ability ice delivery; identifica- identified best practice
to adapt program or tion of benchmarks and in program or service
service delivery based on standards for delivery; delivery; ability of depart-
acquired understanding not always met ment to meet standards is
monitored regularly
Communication Communication and Communication and Periodic information Constant flow of
and information flow to clients information flow is proac- updates provided to information to clients,
information flow and stakeholders is tive in some cases, reac- clients; communication keeping them informed of
primarily reactive, only as tive in others is proactive rather than progress or setbacks
required; often significantly reactive
delayed
PROFILE OF AN EFFECTIVE DEPARTMENT 9
An Organizational Development Tool for the United Nations

Partnership development/external relationship building

Clear need for increased Basic level Moderate level High level
development of development of development of development

Partnerships and Limited use of partnerships Early stages of building CEffective relationships Strong, high-impact rela-
alliances and alliances; department relationships and with some relevant part- tionships with a variety
believes in its own collaborating with other ners; some relationships of relevant parties; rela-
uniqueness departments, UN may be precarious or are tionships are stable,
agencies, NGOs and civil not fully win-win long-term and mutually
society beneficial
Departments Departments has little Department credibility is Department reasonably Department widely known
credibility and credibility inside the somewhat established, well known within the within the larger
reputation organization or outside of it and generally regarded as larger community and community and very
positive within the larger positively perceived positively perceived
community; inside the organization
Influencing of Department does not have Department is aware of Department is fully Department pro-actively
policy making the ability or is unaware of its possibilities to aware of its possibilities and reactively influences
possibilities for influencing influence policy-making; to influence policy- policy-making, in a highly
policy-making; never called some readiness and skill making; is active in effective manner on sev-
on in substantive policy in participating in policy policy discussions at eral levels; often called on
discussions discussions; rarely invited various levels to participate in substan-
to substantive policy tive policy discussions
discussions
Public relations Department makes no or Department takes Department considers Department continually
and marketing limited use of PR/market- opportunities to engage PR/marketing to be and actively engages in
ing; sees little need or in PR/marketing as they useful and actively seeks PR; broad pool of PR
value for PR/marketing, arise; some internal skills opportunities to engage expertise exists internally,
and has no development and experience available in these activities; critical or efficient use is made of
to engage in it mass of internal external resources
expertise exists
10 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

Skilled and committed people

Clear need for increased Basic level Moderate level High level
development of development of development of development

Human resources Lack of HR planning; HR Some efforts at HR planning carried out Department has a con-
planning planning limited to meeting development of an HR regularly; plan linked to crete, realistic, and detailed
gender and geographic plan; HR plan loosely or departmental strategy HR plan; HR planning
requirements set by not linked to and goals; plan is used exercise carried out regu-
OHRM departmental vision or to guide HR activities larly; plan is tightly linked
strategy; plan has some to departmental strategy
impact on HR activities and systematically used to
direct HR activities
Implementation of Organization-wide HR Lip service is paid to Organization-wide Organization-wide policies
organization-wide policies and programs are organization-wide policies and programs and programs are openly
HR policies and flagrantly ignored; programs; departmental are implemented; supported; departmental
programs and departmental HR targets HR targets are pursued departmental HR targets HR targets and exceeded
departmental HR are not met are met
targets

Effective use of 20% of the staff perform The workload is Workload is fairly Workload is fairly
staff resources 80% of the work; many reasonably distributed; no distributed; all staff are distributed; staff who lack
staff are marginalized or staff are marginalized expected to make a required competence are
grossly under-utilized meaningful contribution coached and supported
Learning and Staff are viewed in a static Some training and other Relevant training, rota- Staff are encouraged to
development way, with little potential for development tion, coaching/ feed- grow and develop through
development; limited opportunities exist for back, and consistent a variety of means;
training, coaching and some staff; staff have a performance appraisal department takes an
feedback; no meaningful personal learning and are in place; department active interest in
performance appraisal development plan actively identified poten- managerial development
tial sources of new talent
Staff involvement Large numbers of staff feel Many staff members feel Most staff members are Staff at all levels feel
that they have no say; their that they are consulted well informed, and feel empowered; they are
opinions and input are not on decisions that affect consulted in decisions informed and consulted;
solicited them that affect them; they feel they have the authority to
recognized and cared for use their judgment and
take action in their area of
responsibility; staff at all
levels are expected to
assume leadership roles
Dialogue and Key information can only Information is generally Open communication Open and authentic
communication be obtained through the shared; some attempts and sharing of dialogue is the norm;
grapevine or in the are made to discuss information exists at all there is a climate of trust;
corridor; fear and mistrust difficult issues and levels; difficult issues tough issues are tackled
exists; people do not feel problems; attempts are and problems are
that they can raise made to resolve conflicts discussed in an open
important issues way; conflicts are openly
addressed
PROFILE OF AN EFFECTIVE DEPARTMENT 11
An Organizational Development Tool for the United Nations

Effective processes and systems

Clear need for increased Basic level Moderate level High level
development of development of development of development

Planningstrategic Limited ability and attempts Some ability and tendency Strategic planning carried Strategic planning carried
to develop a strategic plan; to develop a high-level out regularly; plan is used out regularly; plan is used
either internally or with strategic plan; strategic to guide management deci- extensively to guide man-
assistance; if a strategic plan roughly directs man- sions; some internal plan- agement decisions; plan-
plan exists, it is not used agement decisions ning expertise exists or use ning is carried out using
is made of external expertise internal or external expertise
Planningfinancial No or very limited financial Limited financial plans, ad Solid financial plans; regu- Very solid financial plans;
planning; general budget hoc update; budget utilized larly updated; budget inte- continuously updated;
developed; performance as an operational tool; per- grated into operations; budget integrated fully into
against budget loosely formance-to-budget moni- performance-to-budget operations; used as a
monitored tored periodically monitored regularly strategic tool; perform-
ance-to-budget closely
and regularly monitored
Planning Constant crisis mode pre- Operational planning Robust operational planning Operational planning
operational vails, with no clear direction loosely linked to strategic processes exist which result is tightly linked to strate-
or focus; no short-term or planning and used roughly in the identification of mean- gic planning and system-
long-term plan; planning is to guide operations ingful and measurable atically used to direct
treated as a perfunctory results; goals and objectives operations;
exercise to satisfy bureau- are linked and cascaded
cratic requirements throughout the organization
Work processes/ Limited set of agreed-to A basic set of processes Solid, well-designed pro- The department is man-
standard operating processes (e.g. information and user-friendly man- cesses in place in core areas aged in a highly profes-
procedures sharing, reviews) available; agement tools is avail- to ensure smooth, effective sional manner; robust,
use of processes/ able; limited monitoring functioning of the depart- lean and well-designed
procedures is variable or and assessment of ment; processes/ procedures processes in place in all
flagrantly ignored processes, resulting in are known and accepted by area; processes/proce-
few improvements many; contribute to increased dures are widely known,
impact; occasional monitor- used and accepted; moni-
ing and assessment of toring is systematic and
processes, with some improvements are made
improvements made
Decision making Decisions made largely on Appropriate decision Clear, largely formal Clear, formal lines/systems
framework an ad hoc basis by one makers known; decision lines/systems for decision for decision making that
person and/or whoever is making process fairly well making; decisions are involve as broad a partici-
accessible established and process is generally appropriately pation as practical and
generally followed but implemented or followed appropriate; decisions
sometimes breaks down always implemented
Inter-functional/ Different programs and Interactions between All programs and units Constant and seamless
inter-divisional organizational units function different programs and function together effec- integration between differ-
coordination in silos; little or units are generally good, tively with sharing of infor- ent programs and organi-
dysfunctional coordination although coordination mation and resources; few zational units with few
between them issues do exist; some coordination issues coordination issues; rela-
pooling of resources tionships are dictated by
organizational needs (rather
than hierarchy or politics)
Organizational and Jobs and organizational Some organizational Organizational entities and Roles and responsibilities
job design units are not designed, or entities are clearly defined, jobs are clearly defined; of organizational entities
are created to others are not; most roles all roles and responsibili- and job are formalized and
accommodate individuals; and responsibilities of ties of organizational enti- clear; organization charts
roles and responsibilities organizational entities and ties and of jobs are and job descriptions are
are not clear jobs are defined, but may defined but do not neces- complete and reflect cur-
not reflect reality; sarily reflect realities; rent reality
organizational charts and charts and job descrip-
job descriptions may be tions may be outdated
outdated
12 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

Well managed resources

Clear need for increased Basic level Moderate level High level
development of development of development of development

Financial resources Basic financial Financial activities are Formal internal controls Robust systems and con-
transactions are carried transparent, clearly and governing all financial trols are in place governing
out; bills are paid, not consistently recorded and operations; fully tracked, all financial operations and
always paid on time; documented; appropriate supported and reported their integration with budg-
supporting documentation checks and balances exist eting, decision-making and
is kept on record organizational goals
Physical Inadequate physical Physical infrastructure Fully adequate infra- Physical infrastructure well
infrastructure infrastructure, resulting in can be made to work well structure for the current designed to the
(buildings and loss of effectiveness and enough to suit the depart- needs of the depart- departments current and
office space) efficiency (e.g. insufficient ments most important ment; infrastructure does future needs; well
workspace for individuals, needs; a number of not interfere with effec- designed and thought out
no space for teamwork) improvements would tiveness and efficiency to enhance efficiency and
greatly help effectiveness effectiveness
and efficiency
Technological Poor condition or limited Adequate information A strategy for managing Technology is used to
infrastructure number of computers and technology available to technology in support of support and improve the
information other information most staff; may lack departmental policy is in performance of the
technology (phones, technology is an certain features that place; solid hardware department; state-of-the-
computer, fax, etc.) impediment to would be helpful; and software infrastruc- art fully networked com-
effectiveness and information technology is ture accessible to all puting hardware with
efficiency; limited use of used to support internal staff; limited sharing of comprehensive range of
computers or other communication and equipment; high usage up-to-date software appli-
technology in day-to-day information of IT infrastructure by cations; all staff have indi-
activity staff; alternative and vidual computer access
emerging technology is and email; used regularly
used to its full potential
Knowledge No formal systems to Systems exist in a few A strategy for managing Well-designed, user-
management capture and document areas but are not user- information and knowl- friendly, comprehensive
internal knowledge friendly or comprehensive edge is in place; well- systems to capture, doc-
enough to have an designed, user-friendly ument, and disseminate
impact; systems are systems in some areas; knowledge internally in all
known only by a few not fully comprehensive; relevant areas; all staff are
people, or only systems are known by aware of systems, knowl-
occasionally used many people within the edgeable in their use, and
department and often make frequent use of
used them
PROFILE OF AN EFFECTIVE DEPARTMENT 13
An Organizational Development Tool for the United Nations

Organizational learning, innovation and change

Clear need for increased Basic level Moderate level High level
development of development of development of development

Organizational Organizational defenses Some willingness exists Lessons learned is a Department-wide dia-
learning exist, blocking the to identify lessons standard process in all logue /system-wide dia-
possibility of learning; learned; committees and areas of the department; logue takes place; the
group think prevails; senior task forces are created to after action reviews department builds and
managers are not informed address problems, take place; peer-to-peer associates itself with
about problems, including sometimes to defer consulting exists internal and external
problems in their own addressing problems communities of practice
behaviour; organizational
defenses exist
Innovation and The status quo is adhered Products, outputs and Dissatisfaction exists The department
change to; ineffective systems and processes are improved; with the status quo; anticipates changes in its
processes are perpetuated incremental changes there is a constant drive external environment and
without question occur, although not for innovation and pro-actively makes
necessarily in a change changes; opportunities for
systematic way breakthrough changes are
identified and treated as
priority
System-wide There is no concern for Some interest exists in System-wide changes Coalitions are created to
change change beyond the system-wide change are identified and bring about system-wide
boundaries of the although there is no advocated change
department; the systematic support for it
departments has a silo
mentality
14 PROFILE OF AN EFFECTIVE DEPARTMENT
An Organizational Development Tool for the United Nations

Accountability and organizational


performance management

Clear need for increased Basic level Moderate level High level
development of development of development of development

Performance as Staff are hired, rewarded Individual performance Staff contribution to Day-to-day processes
a shared value and promoted for no clear data is used to make achievement of impor- and decision making are
reason; geographical decisions about hiring, tant results is the key embedded in comprehen-
and/or gender targets are rewarding or promoting criterion for reward or sive performance think-
applied without reference staff; contribution to the promotion decisions ing; performance is con-
to merit; decisions are achievement of broader stantly referred to
made on the basis of organizational goals is
personal affinity/favoritism, occasionally considered
or gut feeling
Performance Very limited measurement Performance partially Performance measured Well-developed, integrat-
measurement and tracking of perform- measured and progress and progress tracked in ed system used for
ance; department collects partially tracked; depart- multiple ways; measuring departments
some data on program ment regularly collects multiplicity of performance and progress
activities and outputs but solid data on program performance indicators; on a continual basis
has no impact measure- activities and outputs, but impact is measured
ment (measurement of lacks data-driven impact
outcomes) measurement
Accountability Accountability standards Accountability standards Accountability standards Accountability standards
personal and do not exist for individual exist for professional exist for personal exist and are consistently
managerial conduct staff; accountability is behaviour and managerial behaviour, in accordance and universally applied;
expected of some but not behaviour, but are not with the organizations lack of accountability is
of others; there are no always enforced or values, and are enforced addressed in a systematic
consequences associated monitored and monitored way; open book
with a lack of accountability management is the norm
or poor performance
Accountability Responsibility and Some clarity exists Responsibility and Clear delegation and
organizational accountability are unclear, around responsibility and accountability are clearly accountability frameworks
including at senior levels; accountability; lack of defined; lack of exist; lack of accountabili-
lack of accountability is not accountability is not accountability is ty is addressed in a sys-
addressed always addressed generally addressed tematic way

Developed in collaboration with OHRM and managers and staff of the organisation by Mannet S.A.R.L.
United Nations
OFFICE OF HUMAN RESOURCES MANAGEMENT

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